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Required Action Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. Using the spreadsheet, please provide the requested information. Do not change the format of the spreadsheet. No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal

A Fund Line-up (expenses and revenue)

AB Fund Line-ups (performance)

B All Funds on Ret. Platform

C Stable Value Allocation Data

D Brokerage Account Window

E Company Cost

F Performance Measures

G Most recent ADV Parts I and II

H Sample audit package

I Sample enrollment package

J Sample quarterly plan sponsor reports

No template provided by the City of Irving. Please submit the requested K Sample quarterly participant statement document(s) with your proposal Sample group meeting presentation L slides No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal No template provided by the City of Irving. Please submit the requested document(s) with your proposal

M Sample newsletter Sample investment advice N questionnaire A copy of a standard contract for a O similar plan Financial statements 2006, 2007 and P 2008

TAB A: RFP Fund Line-up (Expense and Revenue) Your Company Name: Mgt Expense 12b-1 Expense Other Expense Total Fund Approx. Fund Expense Revenue Wrap Fees Revenue Sharing Expense Ratio

Asset Class Stable Value/ Money Market Specialty Small Value Small Growth Small Cap Index Small Cap Blend Mid Cap Value Mid Cap Growth Mid Cap Index Large Cap Value Large Growth S & P 500 Index Large Blend International Equity Emerging Markets Core Fixed International Intermediate Core Fixed Government Balanced/Target Date Balanced/Target Date Balanced/Target Date Balanced/Target Date *Must be your best of class funds

*Recommended Fund

Ticker

TAB AB: Fund Line-up (Performance) Your Company Name: Asset Class Stable Value/ Money Market Specialty Small Value Small Growth Small Cap Index Small Cap Blend Mid Cap Value Mid Cap Growth Mid Cap Index Large Cap Value Large Growth S & P 500 Index Large Blend International Equity Emerging Markets Core Fixed International Intermediate Core Fixed Government Balanced/Target Date Balanced/Target Date Balanced/Target Date Balanced/Target Date *Recommended Fund Ticker 1999 2000 2001 2002 2003 **Total Calendar Year Return 2004 2005 2006 2007 2008

*Must be your best of class funds ** Direction: Provide to two (2) decimal points. Return information must be provided on a net of fees basis

2009 YTD

Since Inception

Inception Date

TAB B: All Funds on Ret. Platform Your Company Name: Fund*

Asset Class

Proposed Fund

Ticker

Revenue Sharing

Expense Ratio

*For proprietary funds, please substitute the amount of internal revenue you are crediting towards this proposal.

TAB C: Stable Value Allocation Data Your Company Name:

GICS
Percent Percent Percent

Asset Basket

Corporates

Agencies

Treasuries

Other

TAB D: Brokerage Account Window Your Company Name: No. Investment Type 22 c Mutual Funds Stocks Bonds CDs

Commission

Transaction Fee Other

Total

TAB E: Company Cost Your Company Name: Item # 1 a b c d e f g h i j k l m n o p q

Items One time plan set-up One time implementation of voice response One time implementation of Internet/web capabilities One time implementation of live operators One time implementation of investment advice vendors One time revisions to payroll system One time revisions to plan design Any additional start-up or related fees Ongoing recordkeeping services Loan origination Ongoing loan services DRO qualification QDRO processing Enrollment Rollover processing Distribution processing Trustee services

Cost

TAB F: Performance Measures Your Company Name:

Service Area/Item

Performance Objective

Percent of Revenue at Risk

Source of Data

Insert more rows if necessary Total

0.0%


								
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