PRESS RELEASE Media Contact:
25 Nashua Rd, Suite C6
Londonderry, NH 03053
Regulatory Maven and the Estate Planning Team Announce New
Regulatory Maven, a compliance and business consulting firm serving registered
broker-dealer firms as well as federal and state-registered investment advisor (RIA)
firms, announces a strategic partnership with the Estate Planning Team.
Londonderry, NH, USA (October 22, 2013) -- Regulatory Maven, a compliance and
business consulting firm serving registered broker-dealer firms as well as federal and
state-registered investment advisor (RIA) firms, announces a strategic partnership with
the Estate Planning Team.
"The Estate Planning Team brings a unique tax deferred trust to RIAs, broker-dealers and
their respective financial advisors. The trust is structured so that a business owner or
property owner can defer the capital gain tax on the sale of their highly appreciated
asset," says Dennis McCarron, Regulatory Maven's CEO and co-founder. McCarron adds,
"Working with the Estate Planning Team in utilizing this strategy would be classified as an
Outside Business Activity under current regulations and we all know how challenging it is
to supervise these activities and determine the risk to the firm." Regulatory Maven brings
a depth of expertise to its clients by understanding their business and structuring a
compliance program in "plain English."
Robert Binkele, CEO of the Estate Planning Team, says "We are impressed with
Regulatory Maven's approach to and understanding the various compliance issues
relating to our unique product and services. We believe that RegMaven's understanding of
the pertinent compliance issues will permit them to tailor an Outside Business Activity
policy which will fit the broker-dealers and RIAs with whom we work." Robert also stated
that RegMaven shares EPT's vision regarding the benefit of the Deferred Sales Trust™
and its benefit to RIA and BD firms.
Regulatory Maven together with the Estate Planning Team brings the knowledge and
experience of financial industry professionals to structure and protect their respective
clients' businesses in this demanding regulatory environment while best reflecting their
About Regulatory Maven
Regulatory Maven was founded in May, 2013 by Dennis McCarron and Steve Kenda. The
company is located in Londonderry, New Hampshire and provides a complete suite of
securities compliance services to Broker-Dealer and Registered Investment Advisor firms.
Regulatory Maven delivers distinctive expertise and exemplary results. For additional
information about Regulatory Maven, please visit http://www.regmaven.com or call us at
About Estate Planning Team
The Estate Planning Team, Inc ("EPT") is a national firm specializing in strategies to help
property owners and business owners who have an interest in selling but are concerned
about their capital gains tax liability. EPT is based in Indian Wells, California and has been
offering these innovative services for 13 years. EPT provides education to its members
along with administrative, marketing and support services to assist them in growing their
financial services practices. As the financial services business continues to change,
advisors need to find new and innovative solutions that bring added value to their
investors. By learning to recognize opportunities to suggest the Deferred Sales Trust™ to
their clients and prospects, advisors can do just that, while potentially securing the large
sums of assets to manage that typically result from the sale of valuable businesses and
real estate holdings. Recent changes in the tax laws have created substantial demand for
tax deferral options and there has never been a more relevant time for broker dealers and
financial advisors to offer the services that EPT provides. The advisor has the continued
support of the EPT personnel and DOES NOT provide any tax or legal advice.
To contact Robert Binkele of the Estate Planning Team visit http://www.myept.com or
http://www.mydstplan.com or call Kari Smith at 760-779-5339.