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					                                                                                                                                                                                                                                                                                                                                                                         Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                                                                                                                                          Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               March 2013




 United States Environmental Protection Agency, Office of Air and Radiation, Office of Transportation and Air Quality
 Date            2013-Mar-13
   Verify Data                                                                                                                                                                                                                                                                                           Basic
                   Information           Information                                                                                                                                                                                                                                                              Data Type                 Min      Max                                                                                        Total    Fractional                Collection   Collection
     Element                                                                   Long Name                                                        Description                                          Parent Element                             XML Tag                        Required   Multiplicity   Data                   Num/Text                     Min Value     Max Value               Allowed Values                  Pattern                            Originator                                                 Validations                        Applicable Business Rule                                           Help Text                                                 Prompt/Label Text             Regulation Citation       Industry             Comments
                     Category           SubCategory                                                                                                                                                                                                                                                               Description              Length   Length                                                                                      Digits     Digits                    Point        Type
     Number                                                                                                                                                                                                                                                                                              Type
                                                                                                                   Submission Author Details (added only to show the location of the
                                                                                                                                                                                                LomocotiveSubmissionInfor
                                                                                                                    Manufacturer Code data element. Other data elements are not                                                         SubmissionAuthorDetails                 TRUE           1
                                                                                                                                                                                                         mation
                                                                                                                                         represented here)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR005
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR006
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 by CDX lists                         LOC-CERT-LC-BR007                                                                                                                                                                 Locomotive
        2              Main                 General                         Manufacturer Code                           Three character code assigned by EPA to this manufacturer.                SubmissonAuthorDetails                 EPAManufacturerCode                    TRUE           1          A3        String                   3        3                                                                           {A-Z0-9}{3}                                                                                                                                                                                                                                                                                                                           Taken care of by CDX
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR008
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR010
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR480
                                                                                                                                                                                                 LomocotiveSubmissionInfor
                                                                                                                                                                                                                                      LocomotiveSubmissionDetails               FALSE        1..n
                                                                                                                                                                                                          mation
                                                                                                                                                                                                LocomotiveSubmissionDetail
                                                                                                                                         General Information Group                                                                      GeneralInformationGroup                 TRUE           1
                                                                                                                                                                                                            s
                                                                                                                   An indication of whether the manufacturer is small (less than 1001                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   Locomotive
       277             Main                 General                     Small Manufacturer Indicator                                                                                             GeneralInformationGroup               SmallManufacturerIndicator               TRUE           1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML                                                                                                                                                                                                                               1033.901
                                                                                                                                      employees). "Y" means small.
                                                                                                                 An indication of whether the manufacturer wishes to certify this engine
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               An indication of whether this engine is a non-locomotive specific engine to be certified     Certify using a Non-
       279             Main                 General              Non-Locomotive Specific Engine Indicator       by design as a non-locomotive specific engine. Yes indicates that this is        GeneralInformationGroup         NonLocomotiveSpecificEngineIndicator           TRUE           1          A1       Indicator                                                                      Yes (Y) and No (N)                                                               Front End      XML                                                                                                                                                                                                                              1033.625(b)          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  as per 1033.625.                                      Locomotive Specific Engine?
                                                                                                                                    a non-locomotive specific engine.
                                                                                                                   An indication of whether the user is an owner and/or operator of a                                                                                                                                                                                                                                                                                                                                                                                                           An indication of whether the submitter is an owner and/or operator of a locomotive.            Are you an owner and/or                                  Locomotive
       339             Main                 General                      Owner/Operator Indicator                                                                                                GeneralInformationGroup                 OwnerOperatorIndicator                 FALSE          1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML                                                                 LOC-CERT-LC-BR415                                                                                                                                             1033.901
                                                                                                                                               locomotive.                                                                                                                                                                                                                                                                                                                                                                                                                                                                           1033.901                                                 operator of a locomotive?
                                                                                                                     An indication of whether the manufacturer wishes to certify this                                                                                                                                                                                                                                                                                                                                                                                                           An indication of whether the manufacturer wishes to certify this remanufacture kit by        Are you an Owner/Operator
                                                                 Owner/Operator Certifying Locomotive by
       404             Main                 General                                                                 remanufacture kit by design as an owner/operator identical to its            GeneralInformationGroup       OwnerOperatorCertifyingByDesignIndicator         FALSE          1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML                                                                 LOC-CERT-LC-BR408            design as an owner/operator identical to its previously certified configuration.           certifying a locomotive by      1033.240(c), 1033.805     Locomotive
                                                                           Design Indicator
                                                                                                                                    previously certified configuration.                                                                                                                                                                                                                                                                                                                                                                                                                                                      1033.240(c) and 1033.805                                                   design?
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               1-Must not be blank. 2- Must be a 12 character
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              family name. 3-the first character must match the
                                                                   Certified Engine Family Name Before                  The name under which the engine family was certified prior to                                                                                                                                                                                                                                                                                                                         MY code. 4-2nd thru 4th position must be the mfr                                                                                                                                                                                          Locomotive
       422             Main                 General                                                                                                                                              GeneralInformationGroup      PreRemanufactureCertifiedEngineFamilyName         FALSE          1          A12       String                   12       12                                           4CSXK064SEC2                                                                    Front End      XML                                                                 LOC-CERT-LC-BR410
                                                                              Remanufacture                                                  remanufacture.                                                                                                                                                                                                                                                                                                                                                      code. 4-Characters 6-9 should be a number
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             (representing the displacement, but no comparison
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        to the displacement is made)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR001
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR002
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR003
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR006
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR007                                                                                                                                                                            1-Should not be blank. 2-
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               1-Must not be blank. 2- Must be a 12 character                                   Enter the 12-character engine family name for this application using EPA's specified
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR008                                                                                                                                                                               Should be a 12 digit
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              family name. 3-the first character must match the                                             engine family naming convention for the applicable model year.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR009                                                                                                                                                                             family name. 3-the first
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              MY code. 4-2nd thru 4th position must be the mfr                                  Verify checks that the first letter of the engine family name corresponds to the model                                                                  Locomotive digit should match the MY
        3              Main                 General                            Engine Family                                      EPA Engine family name. 12 characters                          GeneralInformationGroup                   EngineFamilyName                     TRUE           1          A12       String                   12       12                                           4CSXK064SEC2                                                                                                                                                       LOC-CERT-LC-BR010                                                                                                          Engine Family Name               1033.205.e, h
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 code. 4-Characters 6-9 should be a number                                     year (according to the naming convention), that characters two through four match the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR011                                                                                                                                                                               code. 4-2nd thru 4th
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             (representing the displacement, but no comparison                                    three letter EPA Manufacturer Code, and that characters six through nine form a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR167                                                                                                                                                                              position should be the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        to the displacement is made)                                                                                 decimal number.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR168                                                                                                                                                                                   manuf. Code
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR395
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR481
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR482
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR483
                                                                                                                 The manufacturer's engine or Automatic Engine Stop/Start (AESS) or                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Manufacturer Engine Family                                 Locomotive
        4              Main                 General                     Manufacturer Family Name                                                                                                 GeneralInformationGroup             ManufacturerEngineFamilyName               TRUE           1          A25       String                   1        25                                                 M234                                                                                                Commas and spaces are unacceptable characters.                                                            The manufacturer's engine family name.                                                                     1033.205.e, h
                                                                                                                                      Component family name.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           Name
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR001
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR002
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR011
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR026                                                                                                                                                                                 The first position of the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             The first position of the engine family should match
        5              Main                 General                             Model Year                              The model year of the engine family for certification purposes           GeneralInformationGroup                       ModelYear                        TRUE           1         N(4,0)      date                                      1995          2,100                   2005 - 2020                                                                                                                                                      LOC-CERT-LC-BR165                    The model year of the engine family for certification purposes.                           Model Year                   1033.205.e, h         Locomotive       engine family should
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                the model year
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR170                                                                                                                                                                                  match the model year
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR481
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR482
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      LOC-CERT-LC-BR483
                                                                                                                                                                                                                                                                                                                                                                                            1. Built-in Certified Idle Control
                                                                                                                An indication of whether this engine or locomotive is to be certified with                                                                                                                                                                                                            System (BC),
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                An indication of whether this engine or locomotive is to be certified with a built in idle
                                                                                                                a built in idle control system (meeting the requirements of 1033.115(g),                                                                                                                                                                                                   2. Built-in Uncertified Idle Control                                                                                                                                                                                                                                                                                                                         Locomotive
       284             Main                 General              Engine Idle Control System Included Type                                                                                        GeneralInformationGroup         IdleControlSystemIncludedTypeIdentifier        TRUE           1          A2      Enumeration                                                                                                                                                      Front End      XML                                                                LOC-CERT-LC-IBR003         control system, no idle control system, or whether approval of an alternate start/stop                                             1033.201(i)
                                                                                                                 no idle control system, or whether approval of an alternate start/stop                                                                                                                                                                                                               System (BU),
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         system is being sought. 1033.115(g)
                                                                                                                           system for this engine or locomotive is being sought.                                                                                                                                                                                                            3. No Idle Control System (N),
                                                                                                                                                                                                                                                                                                                                                                                          4. Alternate Stop/Start System (A)
                                                                                                                 An explanation of the alternate start/stop system to be included on this                                                                                                                                                                                                                                                                                                                                                                                                         An explanation of the alternate start/stop system to be included on this engine or
       285             Main                 General              Alternate Idle Control System Explanation      engine or locomotive. List the system components, sensed parameters,             GeneralInformationGroup        AlternateIdleControlSystemExplanationText       FALSE          1         A4000      String                   1       4000                                                                                                                          Front End      XML                                                                 LOC-CERT-LC-BR188         locomotive. List the system components, sensed parameters, controlled parameter                                                    1033.115(g)          Locomotive
                                                                                                                      controlled parameter thresholds, and how the system works.                                                                                                                                                                                                                                                                                                                                                                                                                                thresholds, and how the system works. 1033.115(g)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             Must be a 12 character family name. Characters 2-
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             4 must be the manufacturer code. Position 5 is "G"
                                                                                                                The family name of the Idle Control System Family Originally Certified as                                                                                                                                                                                                                                                                                                                                                                                                       The family name of the Idle Control System Family Originally Certified as a separate
       364             Main                 General             Original Certified Idle Control System Family                                                                                    GeneralInformationGroup      OriginalCertifiedIdleControlSystemFamilyName      FALSE          1          A12       String                   12       12                                                                                                                           Front End      XML        or "K". Characters 6 -9 are "IDLE". Characters 10 -                                                                                                                                                                  1033.205.e, h         Locomotive
                                                                                                                     a separate system that will now be added to this engine family.                                                                                                                                                                                                                                                                                                                                                                                                                           system that will now be added to this engine family.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 12 are at the discretion of the manufacturer.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Capital letters.
                                                                                                                   Indicate whether certification is being sought for a locomotive or a                                                                                                                                                                                                   1. Locomotive (LOC), 2. Engine for                                                                                                                                          LOC-CERT-LC-IBR002                                                                                                                                                                Locomotive
        6              Main                 General                   Locomotive or Engine Indicator                                                                                             GeneralInformationGroup                CertificationTypeIdentifier             TRUE           1          A3      Enumeration                                                                                                                                                      Front End      XML                                none                                                      Indicate whether certification is being sought for a locomotive or a locomotive engine.            Certification Type                 1033.1
                                                                                                                                            locomotive engine.                                                                                                                                                                                                                                   Locomotive (ENG)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   The type of locomotive engine family being certified: Fresh or Remanufactured.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                A freshly manufactured engine means an originally manufactured engine that has not
                                                                                                                                                                                                                                                                                                                                                                                                     1. Fresh (F),
                                                                                                                   The type of engine (not locomotive) family being certified. Fresh or                                                                                                                                                                                                                                                                                                                                                                              LOC-CERT-LC-BR367                     been remanufactured. Remanufactured engines are all others.                                                            1033.205.e, h;        Locomotive
        7              Main                 General                           Engine Category                                                                                                    GeneralInformationGroup           LocomotiveEngineCategoryIdentifier           FALSE          1          A1      Enumeration                                                                   2. Remanufactured (R)                                                                                                                none                                                                                                                                                    Locomotive Engine Category                                                        CFR 92.2
                                                                                                                                           Remanufacturered.                                                                                                                                                                                                                                                                                                                                                                                                         LOC-CERT-LC-IBR004                                                                                                                                           1033.640(e)(1)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   NOTE: Selecting 'Remanufactured' will make Rebuild Kit Information fields on the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               Engine Family tab required.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    The type of locomotive being certified: Fresh, Remanufactured, or Refurbished.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 A Freshly manufactured locomotive contains fewer than 25 percent previously used
                                                                                                                                                                                                                                                                                                                                                                                                      1. Fresh (F),                                                                                                                                                                              parts (weighted by the dollar value of the parts.) A Remanufactured locomotive is a
       361             Main                 General                        Locomotive Category                               The type of locomotive (not engine) being certified.                GeneralInformationGroup              LocomotiveCategoryIdentifier              FALSE          1          A1      Enumeration                                                                   2. Remanufactured (R),                                                             Front End      XML                                                                LOC-CERT-LC-IBR005         rebuilt locomotive that contains contains more than 25 percent previously used parts            Locomotive Category               1033.640(e)(1)        Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                   3. Refurbished (B)                                                                                                                                                                               (weighted by the dollar value of the parts.) A Refurbished locomotive is a rebuilt
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               locomotive where more than 25 percent and less than 50% of the parts are previously
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     used (weighted by the dollar value of the parts.)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 If certifying a locomotive, specify the number of engines that will be installed on the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       locomotive.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               Required if CeritficationTypeIdentifier (DE6) is                                                                                                                                Number of Engines in the
       253             Main                 General                      Locomotive Engine Count                         The number of engines that are installed in one locomotive              GeneralInformationGroup                LocomotiveEngineCount                   FALSE          1         N(2,0)     Integer                                                                                                                                                                                                                                           LOC-CERT-LC-BR013                                                                                                                                           1033.205.e, h         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 'Locomotive'                                                                                                                                                       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  NOTE: This will determine how many sets of Test Engine Information need to be
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             entered on the Test Tab.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      If switch, check that max
                                                                                                                  The type of service the engine will be used for. Switch locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The type of service the engine will be used for. Switch locomotive means a locomotive                                                                                    hp is 2300 hp or less.
                                                                                                                means a locomotive that is powered by an engine with a maximum rated                                                                                                                                                                                                                                                                                                                             These will afffect stds, and which fields are
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR322            that is powered by an engine with a maximum rated power (or a combination of                                                                          Locomotive           [Choices from
        8              Main                 General                            Service Class                    power (or a combination of engines having a total rated power) of 2300           GeneralInformationGroup               ServiceClassTypeIdentifier               TRUE           1          A2      Enumeration                                                                Line Haul (LH), Switch (SW)                                                           Front End      XML          required to be filled out by the manuf. If switch,                                                                                                                               Engine Service Class                1033.901
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-IBR006             engines having a total rated power) of 2300 hp or less. Line haul means any                                                                                         Locomotive Technical
                                                                                                                  hp or less. Line haul means any locomotive or engine that is not a                                                                                                                                                                                                                                                                                                                               check that max hp is 2300 hp or less.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 locomotive or engine that is not a Switch.1033.901                                                                                                   Highlights, EPA 420-F-97-
                                                                                                                                               Switch.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 051.]
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR489
                                                                                                                A designation for the standards applicable to the particular family being
        9              Main                 General                            Standards Tier                                                                                                    GeneralInformationGroup                 StandardsTierIdentifier                TRUE           1          A1      Enumeration                                                                         0, 1, 2, 3, 4                                                                                                                                                  LOC-CERT-LC-BR498            A designation for the standards applicable to the particular family being certified.              Standards Tier                1033.205.e, h         Locomotive
                                                                                                                                               certified.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-IBR007
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR173                                                                                                                                             1033.150(a)          Locomotive
       319             Main                 General                          Title 40 CFR Part                           Part of 40 CFR that manufacturer wishes to certify under.               GeneralInformationGroup                  Title40CFRPartName                    TRUE           1          A1      Enumeration                                                                      1 = 92, 2 = 1033                                                                Front End      XML                                                                                                                                     Part
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-IBR020
       363             Main                 General                    Year of Original Manufacture              Calendar year that the locomotive engine was originally manufactured.           GeneralInformationGroup                OriginalManufactureYear                 FALSE          1         N(4,0)     Integer                                    1900           2050                                                                4          0                     Front End      XML                                                                 LOC-CERT-LC-BR192           Calendar year that the locomotive engine was originally manufactured. 1033.101                                                    1033.101            Locomotive
                                                                                                                 An indication of whether the engine was originally manufactured with a                                                                                                                                                                                                                                                                                                                                                                                                        An indication of whether the engine was originally manufactured with a separate intake                                                                   Locomotive
       318             Main                 General                     Separate Intake Air Cooling                                                                                              GeneralInformationGroup            SeparateIntakeAirCoolingIndicator           TRUE           1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML                                                                                                                                                                                                                              1033.101(a)
                                                                                                                                    separate intake air cooling system.                                                                                                                                                                                                                                                                                                                                                                                                                                                    air cooling system. 1033.101(a)
                                                                                                                  An indication of whether this engine family was designed with energy                                                                                                                                                                                                                                                                                                                                                                                                          An indication of whether this engine family was designed with energy saving features
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Includes Energy Saving
       327             Main                 General              Energy Saving Design Features Indicator         saving features as per 1033.530(h). Documents to support this claim             GeneralInformationGroup              EnergySavingDesignIndicator               TRUE           1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML                                                                                           as per 1033.530(h). Documents to support this claim should be submitted separately.                                                1033.530(h)          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Device Feature(s)?
                                                                                                                                      should be submitted separately.                                                                                                                                                                                                                                                                                                                                                                                                                                                                 1033.530(h)
                                                                                                                 An indication of whether the test data being used as the basis for the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               An indication of whether the test data being used as the basis for the application is old
                                                                                                                 application is old data collected for a previous version of this family or                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Must fill in CO_FROM if
       10              Main                 General                         Carryover Indicator                                                                                                  GeneralInformationGroup              ApplicationCarryoverIndicator             TRUE           1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML            Must fill in carried_over_from if this is yes.                                 data collected for a previous version of this family or for another previous family, or         Application Carryover              1033.235(d)          Locomotive
                                                                                                                   for another previous family, or whether it is new emission test data                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      this is yes.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            whether it is new emission test data collected for this family.
                                                                                                                                          collected for this family.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               Should be a 12 digit family name. The first digit                               The engine family name of the previously certified engine family from which test results
                                                                                                                 The engine family name of the previously certified engine family from
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              should not match the MY code. Characters 2-9                                                  are being borrowed for the purpose of certifying this family.                      Carryover Engine Family                                                     Required only if
       11              Main                 General                   Carryover Engine Family Name               which test results are being borrowed for the purpose of certifying this        GeneralInformationGroup              CarryoverEngineFamilyName                 FALSE          1          A12       String                   12       12                                           3CSXK064SEC2                                                                                                                                                       LOC-CERT-LC-BR014                                                                                                                                           1033.205.e, h         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             should be identical to characters 2-9 of the Engine                                                                                                                                       Name                                                              CARRYOVER is Yes
                                                                                                                                                  family.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Family. Characters 10-12 do not need to match.                                           NOTE: This field becomes required if Application Carryover is set to Y.

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The type of application or application amendment being submitted. New Submission -
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 File of information never provided to EPA before; Correction - Amend an entry in a
                                                                                                                                                                                                                                                                                                                                                                                                 N = New Submission                                                                                                                                                                            previously submitted file, before a certificate is issued; FEL Change - Change in one
                                                                                                                                                                                                                                                                                                                                                                                                   F = FEL Change                                                                                                                                                                              or more Family Emission Limits (only) for a certified engine family; Running Change -
       12              Main                 General                            Process Code                                       The type of application being submitted.                       GeneralInformationGroup                 ProcessCodeIdentifier                  TRUE           1          A1      Enumeration                                                                    R = Running Change                                                                Front End      XML                                                                                            Add or change an engine configuration in a certification application file for which a              Process Code                    1033.225            Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                    C = Correction                                                                                                                                                                              certificate has been issued for an engine in the current production model year; Field
                                                                                                                                                                                                                                                                                                                                                                                                     X = Field Fix                                                                                                                                                                             Fix - Notify EPA of a change an engine configuration for an engine past its production
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               model year. (In the case of a Field Fix consideration should be given to the need for a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             Defect Report {1068.501}).
                                                                                                                List the fields and describe the changes made to the application if this is                                                                                                                                                                                                                                                                                                                                                                                                      List the fields and describe the changes made to the application if this is not a new          Application Amendment                                   Locomotive
       296             Main                 General                  Amendment (Change) Explanation                                                                                              GeneralInformationGroup               AmendmentExplanationText                 FALSE          1         A4000      String                   1       4000                                                                                                                          Front End      XML                                                                 LOC-CERT-LC-BR163                                                                                                                                             1033.225
                                                                                                                                          not a new submission.                                                                                                                                                                                                                                                                                                                                                                                                                                                                  submission. 1033.225                                            (Change) Explanation
                                                                                                                                                                                                                                                                                                                                                                                           N = None, S = Staged Assembly
       323             Main                 General                 Assembly Exemption Request Type                           Indicate the type of exemption requested, if any.                  GeneralInformationGroup        AssemblyExemptionRequestTypeIdentifier          TRUE           1          A1      Enumeration                                                            Exemption, D = Delegated Assembly                                                         Front End      XML                                                                LOC-CERT-LC-IBR008                      Indicate the type of exemption requested, if any. 1033.630                                                             1033.630            Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                     Exemption
                                                                 Staged-assembly and delegated assembly                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 Locomotive
       324             Main                 General                                                                                   Explain the exemption requested.                           GeneralInformationGroup       AssemblyExemptionRequestExplanationText          FALSE          1         A4000      String                   1       4000                                                                                                                          Front End      XML                                                                 LOC-CERT-LC-BR169                                    Explain the exemption requested.                                                                         1033.630
                                                                      Exemption Request Explanation
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 The date the manufacturer paid the certification fee.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           This info should
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Certification Fee Paid Date is required when the
       13              Main                 General                     Date Certification Fee Paid                         The date the manufacturer paid the certification fee.                          NA                                       NA                          FALSE          1           D         Date                                                                              1/1/2005                                                                                                                                                       LOC-CERT-LC-BR015                                                                                                       Certification Fee Paid Date         1033.205.e, h         Locomotive     eventually come directly
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Process Code is 'New Application'.                                           NOTE: Certification Fee Paid Date is required when the Process Code is 'New
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       from the fees database
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Application'.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   Comments on this certification application to be brought to the attention of the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         certification application reviewer.
                                                                                                                Comments on this certification application to be brought to the attention
       248             Main                 General                 Certification Application Comments                                                                                           GeneralInformationGroup               ManufacturerCommentText                  FALSE          1         A1000      String                   1       1000                                                                                                                                                                            none                             LOC-CERT-LC-BR016                                                                                                         Manufacturer Comment              1033.205.e, h         Locomotive
                                                                                                                                    of the certification reviewer
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  NOTE: One must supply a comment for corrections, running changes, and FEL
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   changes. This comment should describe the change made to the application.
                                                                                                                An indication of whether this remanufacture kit is intended to be used for                                                                                                                                                                                                                                                                                                                                                                                                       An indication of whether this remanufacture kit is intended to be used for marine              Is this Remanufacture Kit
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             1042.836(a)(1), Guidance
       316             Main                 General                Marine Remanufacture Intent Indicator        marine engines. Yes indicates that the manufacturer intends to use this          GeneralInformationGroup           MarineRemanufactureIntentIndicator           TRUE           1          A1       Indicator                                                                       Yes (Y) or No (N)                                                               Front End      XML                                                                                          engines. Yes indicates that the manufacturer intends to use this kit in marine engines.       intended to be used in Marine                              Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Letter CISD-10-13
                                                                                                                                          kit in marine engines.                                                                                                                                                                                                                                                                                                                                                                                                                                                  1042.836(a)(1), Guidance Letter CISD-10-13                                             Engines?
                                                                                                                In this field or in a separate attached file include the information required                                                                                                                                                                                                                                                                                                                                                                                                        In this field or in a separate attached file include the information required by the
                                                                                                                  by the regulations including at a minimum: engineering analysis, list of                                                                                                                                                                                                                                                                                                                                                                                                      regulations including at a minimum: engineering analysis, list of marine engine models
                                                                                                                marine engine models for which this system may be used, description of                                                                                                                                                                                                                                                                                                                                                                                                            for which this system may be used, description of modifications needed for marine
                                                                                                                      modifications needed for marine applications, demonstration of                                                                                                                                                                                                                                                                                                                                                                                                            applications, demonstration of availability as described in §1042.815 (except that the        Description of Support for
       317             Main                 General                     Marine Engineering Support                                                                                               GeneralInformationGroup             MarineEngineeringSupportText               FALSE          1         A4000      String                   1       4000                                                                                                                          Front End      XML                                                                 LOC-CERT-LC-BR190                                                                                                                                             1042.836            Locomotive
                                                                                                                  availability as described in §1042.815 (except that the total marginal                                                                                                                                                                                                                                                                                                                                                                                                            total marginal cost threshold does not apply), unconditional statement that all the           Marine Engines
                                                                                                                    cost threshold does not apply), unconditional statement that all the                                                                                                                                                                                                                                                                                                                                                                                                           engines in the engine family comply with the requirements of part 1042.836, other
                                                                                                                     engines in the engine family comply with the requirements of part                                                                                                                                                                                                                                                                                                                                                                                                         referenced parts of the CFR, and the Clean Air Act. 1042.836, Guidance Letter CISD-
                                                                                                                   1042.836, other referenced parts of the CFR, and the Clean Air Act.                                                                                                                                                                                                                                                                                                                                                                                                                                                      10-13
                                                                Infrequent Regeneration Adjustment Factor                                                                                                                                                                                      1           A1                                                                                      Yes (Y) or No (N)                                                                                                                                                                                                                                                                                                                                    Locomotive
       405             Main                 General                                                                                                                                              GeneralInformationGroup     InfrequentRegenerationAdjustmentFactorIndicator    TRUE                               Indicator                                                                                                                                                       Front End      XML
                                                                                Indicator




Main
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         1
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                                                                                 Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                                                                                               Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            March 2013




                                                                                                                                                                                                   Locomotive                                                                                                                                                                                                                                                                                                                                                                                                                                                                        EngineFamilyCharacterist
                                                                                                                               EngineFamilyCharacteristicsGroup                                                               EngineFamilyCharacteristicsGroup          TRUE     1
                                                                                                                                                                                                SubmissionDetails                                                                                                                                                                                                                                                                                                                                                                                                                                                                           icsGroup
                                                                                                                                                                                           EngineFamilyCharacteristics                                                                                                                                                                                                                                                                                                                                                                                                                                                               EngineFamilyCharacterist
                                                                                                                               Group of EngineInformationDetails                                                                   EngineInformationDetails             TRUE     1
                                                                                                                                                                                                     Group                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  icsGroup
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              The total volume swept by the piston stroke in one cylinder.
                                                                                                                                                                                                                                                                                                                                                                                                                                   for liters the range should be < 25, for cubic inches   LOC-CERT-LC-BR475
      25            Main          Engines: General                   Cylinder Displacement                        The total volume swept by the piston stroke in one cylinder.              EngineInformationDetails          EngineCylinderDisplacementValue           TRUE     1     N(7,3)    Decimal                  0       L:25,C:1500                                                            6   3                                                                                                                                                                                                Displacement Per Cylinder      1033.205.e, h, 1033.230    Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                 the range should be < 1500                LOC-CERT-LC-BR476      NOTE: If this value is specified in Cubic Inches, then it must be 1500 or less. If the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 value is specified in Liters, then it must be 25 or less.
                                                                                                             The units used for cylinder and engine displacement. Cubic inches or                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       Locomotive
      26            Main          Engines: General                     Displacement Units                                                                                                   EngineInformationDetails             DisplacementUnitsIdentifier            TRUE     1      A1      Enumeration                                        1. Cubic inches (C), 2. Liters (L)                                                                     none                             LOC-CERT-LC-IBR009         The units used for cylinder and engine displacement. Cubic inches or Liters             Engine Displacement Units      1033.205.e, h, 1033.231
                                                                                                                                             Liters
      27            Main          Engines: General                    Engine Configuration                                  A code identifying engine block shape.                          EngineInformationDetails             EngineConfigurationIdentifier          TRUE     1      A1      Enumeration                                        I, V, Other. New code 'O for Other                                                                                                      LOC-CERT-LC-IBR010                          A code identifying the engine block shape.                                Block Configuration              1033.205.e, h         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 If the correct engine configuration is not provided as a choice you must describe the                                                                               Should only be displayed
                                                                                                            If the correct engine configuration is not provided as a choice describe                                                                                                                                                                                                                                                                                                                                                           engine configuration here.                                                                                                             and filled out if other is
      28            Main          Engines: General               Alternate Engine Configuration                                                                                             EngineInformationDetails          EngineConfigurationAlternateText          FALSE    1      A30       String      1    30                                                                                                                                                                      LOC-CERT-LC-BR018                                                                                                 Block Configuration, If Other        1033.205.e, h         Locomotive
                                                                                                                                  the engine configuration here.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            selected for
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           NOTE: This field is only required if Block Configuration is "Other".                                                                                          ENG_CONFIG
                                                                                                               Indicate how the deterioration factors were determined: With an                                                                                                                                                                    E = Engineering analysis, P = Pre-
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Indicate how the deterioration factors were determined: With an engineering analysis,
      320           Main          Engines: General                 Deterioration Factor Origin              engineering analysis, with pre-existing test data, or with new emissions        EngineInformationDetails        DeteriorationFactorOriginTypeIdentifier     TRUE     1      A1      Enumeration                                      existing test data, N = New emission                            Front End   XML                                                           LOC-CERT-LC-IBR011                                                                                                                                       1033.245            Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     with pre-existing test data, or with new emissions measurements. 1033.245
                                                                                                                                          measurements.                                                                                                                                                                                                          testing
                                                                                                              Explain the rationale for the chosen method of deterioration factors                                                                                                                                                                                                                                                                                                                                Explain the rationale for the chosen method of deterioration factors determination.                                                                   Locomotive
      321           Main          Engines: General              Deterioration Factor Explanation                                                                                            EngineInformationDetails         DeteriorationFactorExplanationText         TRUE     1     A4000      String      1   4000                                                                                           Front End   XML                                                                                                                                                                                                                   1033.245(e)
                                                                                                                                          determination.                                                                                                                                                                                                                                                                                                                                                                                             1033.245(e)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     If exhaust aftertreatment
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        is installed then this
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      should be multiplicative.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      An indication of how the Deterioration Factor (DF) is applied to the results.                                                                                   Multiplicative DFs must
                                                          Additive or Multiplicative Deterioration Factor      An indication of how the Deterioration Factor (DF) is applied to the
      45            Main          Engines: General                                                                                                                                          EngineInformationDetails             DeteriorationFactorIdentifier          TRUE     1      A1      Enumeration                                       1. Additive (A), 2. Multiplicative (M)                                                                                                   LOC-CERT-LC-IBR012                                                                                                     Gaseous DF Type                 1033.205.e, h         Locomotive      be rounded to three
                                                                                (DF)                                                        results.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   NOTE: If there is Aftertreatment, then Gaseous DF Type must be 'Multiplicative'.                                                                                   decimal places. Additive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     DFs must be rounded to a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      minimum of two decimal
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            places (92.9).
                                                                                                                                                                                                                                                                                                                                                   Permitted values: N = Natural, R =
                                                                                                                                                                                                                                                                                                                                                 Roots blower, TN = Turbocharged (no
                                                                                                                                                                                                                                                                                                                                                 aftercooling), TW = Turbocharged air-
                                                                                                             Indicate the type of engine aspiration, and if turbo- or super- charged,                                                                                                                                                                                                                                                                                                                             Indicate the type of engine aspiration, and if turbo- or super- charged, indicate the                                                                 Locomotive
      46            Main          Engines: General                  Type of Engine Aspiration                                                                                               EngineInformationDetails              EngineAspirationIdentifier            TRUE     1      A2      Enumeration                                       to-water, TA = Turbocharged air-to-                                                                                                      LOC-CERT-LC-IBR013                                                                                                     Engine Aspiration          1033.205.e, h; 1033.230
                                                                                                                            indicate the primary type of aftercooling.                                                                                                                                                                                                                                                                                                                                                                        primary type of aftercooling.
                                                                                                                                                                                                                                                                                                                                                 air, SA = Supercharged air-to-air, SW
                                                                                                                                                                                                                                                                                                                                                    = Supercharged air-to-water, O =
                                                                                                                                                                                                                                                                                                                                                                 Other
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 If the necessary aspiration type is not provided as a choice, describe the aspiration
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Should only be displayed
                                                                                                            If the necessary aspiration type is not provided as a choice describe the                                                                                                                                                                                                                                                                                                                                                                     type.
      47            Main          Engines: General             Alternate Type of Engine Aspiration                                                                                          EngineInformationDetails            EngineAspirationAlternateText           FALSE    1      A30       String      1    30                                                                                                                                                                      LOC-CERT-LC-BR019                                                                                                  Engine Aspiration, If Other    1033.205.e, h; 1033.230    Locomotive    if other is selected for
                                                                                                                                      aspiration type here.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           ASPIRATION.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            NOTE: This field is only required if Engine Aspiration is "Other".
                                                                                                                                                                                           EngineFamilyCharacteristics
                                                                                                                                   Details about the Emissions                                                                     EmissionControlDetails               TRUE     1                                                                                                                                                                                                                                                                                                                                                                                                    EmissionControlDetails
                                                                                                                                                                                                    Group
                                                                                                            An indication of whether this model includes an exhaust after treatment                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Locomotive   If yes, then multiplicative
      29            Main         Engines: Emissions             Exhaust Aftertreatment Indicator                                                                                             EmissionControlDetails                 AftertreatmentIndicator             TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                                                                                                                             Indicate whether there is an exhaust aftertreatment system installed.                      Aftertreatment                1033.205.d.2.i
                                                                                                                                         system device                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   DF must be used.
                                                                                                                                                                                                                                                                                                                                                           Permitted values:
                                                                                                                                                                                                                                                                                                                                                    D = Diesel Oxidation Catalyst,
                                                                                                                                                                                                                                                                                                                                                        T = Three-way Catalyst,
                                                                                                                                                                                                                                                                                                                                                        X = Oxidation Catalyst,
                                                                                                                                                                                                                                                                                                                                                           H = HC-Adsorber,
                                                                                                                                                                                                                                                                                                                                                     W = Three-way Catalyst plus
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        Only displayed if
                                                                                                                                                                                                                                                                                                                                                           Oxidation Catalyst,                                                                                                             LOC-CERT-LC-BR020                    Select the type of aftertreatment on this engine family.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     AFTERTREAT is Y. More
      30            Main         Engines: Emissions               Exhaust Aftertreatment Type                        Select the type of aftertreatment on this engine family.                EmissionControlDetails            AftertreatmentSelectionIdentifier        FALSE   1..n    A1      Enumeration                                             F = NOx Aftertreatment                                                                                                             LOC-CERT-LC-BR387                                                                                                  If Yes, Aftertreatment Type         1033.205.d.2.i        Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        than one may be
                                                                                                                                                                                                                                                                                                                                                   P = Periodic Trap Oxidizer-Diesel                                                                                                       LOC-CERT-LC-IBR014                 NOTE: This field is only required if Aftertreatment is "Yes".
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            selected.
                                                                                                                                                                                                                                                                                                                                                 Particulate Filter (PTOX-DPF) Active,
                                                                                                                                                                                                                                                                                                                                                  C = Continuos Trap Oxidizer-Diesel
                                                                                                                                                                                                                                                                                                                                                    Particulate Filter (PTOX-DPF)
                                                                                                                                                                                                                                                                                                                                                                 Passive,
                                                                                                                                                                                                                                                                                                                                                      A = Ammonia Slip Catalyst,
                                                                                                                                                                                                                                                                                                                                                                O = Other
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   If the necessary aftertreatment system is not provided as a choice, describe the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Should only be displayed
                                                                                                               If the necessary aftertreatment system is not provided as a choice                                                                                                                                                                                                                                                                                                                                                             aftertreatment system here.
      31            Main         Engines: Emissions          Alternate Exhaust Aftertreatment Type                                                                                           EmissionControlDetails              AftertreatmentAlternateText            FALSE    1      A30       String      1    30                                                                                                                                                                      LOC-CERT-LC-BR021                                                                                                    Aftertreatment, If Other     1033.205.d.2.i; 1033.230   Locomotive    if Other is selected for
                                                                                                                            describe the aftertreatment system here.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            AT_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           NOTE: This field is only required if Aftertreatment Type is "Other".
                                                                                                                                                                                                                                                                                                                                                          N = NOx Adsorber,
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR384
                                                                                                               If the necessary aftertreatment system is an NOx aftertreatement,                                                                                                                                                                   S = Selective Catalytic Reduction
      402           Main         Engines: Emissions               NOx Aftertreatment Sub-Type                                                                                                EmissionControlDetails          NOxAftertreatmentSubTypeIdentifier         FALSE    1      A1      Enumeration                                                                                                                                                                                LOC-CERT-LC-BR388
                                                                                                                            describe the aftertreatment system here.                                                                                                                                                                                            (SCR),
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-IBR032
                                                                                                                                                                                                                                                                                                                                                     O = Other NOx Aftertreatment
                                                                                                            If the necessary NOx aftertreatment system is not provided as a choice,
      403           Main         Engines: Emissions          Alternate NOx Aftertreatment Sub-Type                                                                                           EmissionControlDetails            NOxAftertreatmentAlternateText           FALSE    1      A30       String      1    30                                                                                                                                                                      LOC-CERT-LC-BR385
                                                                                                                              describe the aftertreatment system here.
      32            Main         Engines: Emissions                    Smoke Puff Limiter?                       Indicate whether a smoke puff limiter is used on this engine family.        EmissionControlDetails               SmokePuffLimiterIndicator             TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                                                                                                                              Indicate whether a smoke puff limiter is used on this engine family.                    Smoke Puff Limiter              1033.205.d.2.i        Locomotive
                                                                                                                 An indication of whether this engine is equipped with Exhaust Gas                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Locomotive
      33            Main         Engines: Emissions               Exhaust Gas Recirculation?                                                                                                 EmissionControlDetails           ExhaustGasRecirculationIndicator          TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                                                                                                                                      Indicate whether this engine is equipped with EGR.                          Exhaust Gas Recirculation           1033.205.d.2.i
                                                                                                                                            Recirculation
                                                                                                               Indicate whether the fuel injection is controlled mechanically or by an                                                                                                                                                                                                                                                                                                                          Indicate whether the fuel injection is controlled mechanically or by an electronic control                                                              Locomotive
      34            Main         Engines: Emissions                    Fuel Injector Control                                                                                                 EmissionControlDetails              FuelInjectionControlIdentifier         TRUE     1      A1      Enumeration                                       1. Electronic (E), 2. Mechanical (M)                                                                                                     LOC-CERT-LC-IBR015                                                                                                    Fuel Injection Control          1033.205.d.2.iv
                                                                                                                                        electronic control unit                                                                                                                                                                                                                                                                                                                                                                                               unit.
                                                                                                                Indicate whether injection timing is controlled mechanically or by an                                                                                                                                                                                                                                                                                                                            Indicate whether injection timing is controlled mechanically or by an electronic control                                                               Locomotive
      35            Main         Engines: Emissions                       Timing Control                                                                                                     EmissionControlDetails             InjectionTimingControlIdentifier        TRUE     1      A1      Enumeration                                       1. Electronic (E), 2. Mechanical (M)                                                                                                     LOC-CERT-LC-IBR016                                                                                                   Injection Timing Control         1033.205.d.2.iv
                                                                                                                                        electronic control unit                                                                                                                                                                                                                                                                                                                                                                                               unit.
                                                                                                             Incicate whether parameters are sensed in or around the engine for the                                                                                                                                                                                                                                                                                                                               Indicate whether parameters are sensed in or around the engine for the purpose of
      36            Main         Engines: Emissions                    Feedback System?                     purpose of controlling the ignition timing timing, pulse width, EGR flow, or     EmissionControlDetails               FeedbackSystemIndicator               TRUE     1       D       Indicator                                                 Yes (Y) or No (N)                                                                                                                                       controlling the ignition timing, pulse width, EGR flow, or other characteristics of the        Feedback System                 1033.205.d.2.i        Locomotive
                                                                                                                                 other characteristics of the engine.                                                                                                                                                                                                                                                                                                                                                                                       engine.
                                                                                                                                                                                           EngineFamilyCharacteristics
                                                                                                                                      CommerceDataDetails                                                                           CommerceDataDetails                 TRUE     1
                                                                                                                                                                                                    Group
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          The estimate of sales for the family.
      37            Main           Engines: Family                       Sales Estimate                                        The estimate of sales for the family.                         CommerceDataDetails                        ProjectedSales                  TRUE     1       D        Integer                 0          2,000                                                                                                              0 to 2000                          LOC-CERT-LC-BR321                                                                                                       Projected Sales                 1033.205(d)          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Range: 0 - 2000
                                                                                                                                                                                                                                                                                                                                                                                                                                   Production Begin Date must be after the first day of    LOC-CERT-CR-BR025                 The date the manufacturer expects to begin building engines.
                                                                                                                                                                                                                                                                                                                                                                                                                                    the calendar year before the model year and must       LOC-CERT-LC-BR026
      38            Main           Engines: Family              Estimated Production Start Date                   The date the manufacturer expects to start building engines                CommerceDataDetails                    ProductionBeginDate                 TRUE     1      A15        Date                                                                                                                                                                                                                                                                                                       Start of Production Period           1033.205(d)          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                     be before the last day of the calendar year of the    LOC-CERT-LC-BR027       Production Begin Date must be after the first day of the calendar year before the
                                                                                                                                                                                                                                                                                                                                                                                                                                                        model year.                        LOC-CERT-LC-BR028      model year and must be before the last day of the calendar year of the model year.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-CR-BR025
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              The date the manufacturer expects to stop building engines.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR027                                                                                                                                                            Locomotive
      39            Main           Engines: Family               Estimated Production End Date                     The date the manufacturer expects to stop building engines                CommerceDataDetails                     ProductionEndDate                  TRUE     1      A30        Date                                                                                                                                     Later than the start building date                                                                                                                                 End of Production Period            1033.205(d)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR028
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Production End Date must be after the Production Begin Date.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR170
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     The date the manufacturer expects to introduce the engines into commerce.
                                                                                                                The date the manufacturer expects to introduce the engines into                                                                                                                                                                                                                                                      should be >= than the start building date and <=      LOC-CERT-LC-BR028
      40            Main           Engines: Family        Estimated Date of Introduction into Commerce                                                                                       CommerceDataDetails                       IntroductionDate                 TRUE     1       D         Date                                                                                                                                                                                                                                                                                                       Introduction Into Commerce           1033.205(e)          Locomotive
                                                                                                                                          commerce                                                                                                                                                                                                                                                                                                  stop building date                     LOC-CERT-LC-BR164
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Introduction Into Commerce must be between the start and end of production.
                                                                                                                                                                                           EngineFamilyCharacteristics                                                                                                                                                                     FuelTypeDet
                                                                                                                                       Details of Fuel Type                                                                            FuelTypeDetails                  TRUE     1                                                                                                                                                                                                                                                                                                                                 FuelTypeDetails
                                                                                                                                                                                                    Group                                                                                                                                                                                      ails
                                                                                                                                                                                                                                                                                                                                                       2 = 2-D Diesel (92.113),
                                                                                                                                                                                                                                                                                                                                                         L = LSD (1065.703),                                                                                                                                                                                                                                                                                                           The selection here
      41            Main         Engines: Fuel Type                         Fuel Type                                     Indicate the type of fuel burned in the engine.                       FuelTypeDetails                       FuelTypeIdentifier                TRUE     1      A3      Enumeration
                                                                                                                                                                                                                                                                                                                                                        U = ULSD (1065.703),
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-IBR017                        Indicate the type of fuel burned in the engine.                                  Fuel Type              1033.205.d.4; 1033.230     Locomotive determines which HC test
                                                                                                                                                                                                                                                                                                                                                         CNG = Natural Gas,                                                                                                                                                                                                                                                                                                           results are provided
                                                                                                                                                                                                                                                                                                                                                            ALC = Alcohol,                                                                                                                                                                                                                                                                                                                   below.
                                                                                                                                                                                                                                                                                                                                                              O = Other
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     If the necessary fuel type is not provided as a choice, describe the fuel type.                                                                                 Should only be displayed
                                                                                                             If the necessary fuel type is not provided as a choice describe the fuel
      42            Main         Engines: Fuel Type                    Alternate Fuel Type                                                                                                      FuelTypeDetails                     AlternateFuelTypeText               FALSE    1      A1        String      1    30                                                                                                                                                                      LOC-CERT-LC-BR029                                                                                                      Fuel Type, If Other        1033.205.d.4; 1033.231     Locomotive    if other is selected for
                                                                                                                                            type here.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                NOTE: This field is only required if Fuel Type is "Other".                                                                                                 FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                         D = Direct Injection,
                                                                                                                                                                                                                                                                                                                                                      C = Common Rail Injection,                                                                                                                                                                                                                                                                                        Locomotive
      43            Main         Engines: Fuel Type                    Fuel Injection Type                                       The type of fuel injection used.                               FuelTypeDetails                      FuelSystemIdentifier               TRUE     1      A30     Enumeration                                                                                                                                                                                LOC-CERT-LC-IBR018                                The type of fuel injection used.                                     Fuel System Type           1033.205.d.4; 1033.232
                                                                                                                                                                                                                                                                                                                                                       M = Mechanical Injection
                                                                                                                                                                                                                                                                                                                                                              O = Other
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                If the necessary fuel system type is not provided as a choice, describe the fuel system
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Should only be displayed
                                                                                                             If the necessary fuel system type is not provided as a choice describe                                                                                                                                                                                                                                                                                                                                                                       type.
      44            Main         Engines: Fuel Type               Alternate Fuel Injection Type                                                                                                 FuelTypeDetails                    AlternateFuelSystemText              FALSE    1      A30       String      1    30                                                                                                                                                                      LOC-CERT-LC-BR030                                                                                                    Fuel System, If Other        1033.205.d.4; 1033.233     Locomotive    if other is selected for
                                                                                                                                    the fuel system type here.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       FUEL_SYST_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           NOTE: This field is only required if Fuel System Type is "Other".
                                                                                                                                                                                           EngineFamilyCharacteristics
                                                                                                                                Details of Family Emission Limits                                                                FamilyEmissionLimitDetails             FALSE    1                                                                                                                                                                                                                                                                                                                            FamilyEmissionLimitDetails
                                                                                                                                                                                                    Group
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     The Family Emission Limit (FEL) for PM for a switch locomotive in g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR033
                                                                                                            The Family Emission Limit (FEL) for PM for a switch locomotive in g/bhp-
      48            Main            Engines: FEL                        PM - FEL - Switch                                                                                            FamilyEmissionLimitDetails                      PMSwitchLimitValue                 FALSE    1     N(5,3)    Decimal                 0.001       0.500                                                               3   2                             should be >= cert result pm switch              LOC-CERT-LC-BR171                                                                                                          PM Switch                     1033.725            Locomotive
                                                                                                                                              hr.                                                                                                                                                                                                                                                                                                                                                                NOTE: This field must be greater than or equal to the certification level result for PM
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR490
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       Switch.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   The Family Emission Limit (FEL) for PM for a line haul locomotive in g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR034
                                                                                                              The Family Emission Limit (FEL) for PM for a line haul locomotive in
      49            Main            Engines: FEL                      PM - FEL - Line Haul                                                                                                 FamilyEmissionLimitDetails               PMLineHaulLimitValue                FALSE    1     N(5,3)    Decimal                 0.001       0.500                                                               3   2                            should be >= cert result pm line haul            LOC-CERT-LC-BR171                                                                                                         PM Line Haul                   1033.725            Locomotive
                                                                                                                                          g/bhp-hr.                                                                                                                                                                                                                                                                                                                                                              NOTE: This field must be greater than or equal to the certification level result for PM
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR491
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Line Haul.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   The Family Emission Limit (FEL) for NOx for a switch locomotive in g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR035
                                                                                                              The Family Emission Limit (FEL) for NOx for a switch locomotive in
      50            Main            Engines: FEL                       NOX - FEL - Switch                                                                                                  FamilyEmissionLimitDetails               NOxSwitchLimitValue                 FALSE    1     N(3,1)    Decimal                  0.5          15                                                                3   1                             should be >= cert result nox switch             LOC-CERT-LC-BR171                                                                                                         NOx Switch                     1033.725            Locomotive
                                                                                                                                          g/bhp-hr.                                                                                                                                                                                                                                                                                                                                                              NOTE: This field must be greater than or equal to the certification level result for NOx
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR492
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       Switch.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   The Family Emission Limit (FEL) for NOx for a line haul locomotive in g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR036
                                                                                                             The Family Emission Limit (FEL) for NOx for a line haul locomotive in
      51            Main            Engines: FEL                     NOX - FEL - Line Haul                                                                                                 FamilyEmissionLimitDetails              NOxLineHaulLimitValue                FALSE    1     N(3,1)    Decimal                  0.5          15                                                                3   1                            should be >= cert result nox line haul           LOC-CERT-LC-BR171                                                                                                        NOx Line Haul                   1033.725            Locomotive
                                                                                                                                          g/bhp-hr.                                                                                                                                                                                                                                                                                                                                                              NOTE: This field must be greater than or equal to the certification level result for NOx
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR493
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Line Haul.
                                                                                                                                                                                           EngineFamilyCharacteristics                                                                                                                                                                                                                                                                                                                                                                                                                                                  Locomotive
      254           Main       Engines: Characteristics       Alternate CO - PM Standard Indicator          An indication of whether alternate CO and PM standards are being used.                                          AlternateCOAndPMStandardsIndicator          TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                                                                                                                    Indicate whether the manufacturer is certifying to alternate standards. CFR 92.8(a)(3).          Alternate Standards          92.8(a)(3), 1033.101(i)
                                                                                                                                                                                                    Group
                                                                                                                                                                                           EngineFamilyCharacteristics                                                                                                                                                                                                                                                                                                                                                                                                                                                  Locomotive
      315           Main       Engines: Characteristics       Alternate NOx+HC Standard Indicator            An indication of whether alternate NOx+HC standards are being used.                                            AlternateNOxAndHCStandardsIndicator         TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                     Front End   XML                                                                                  An indication of whether alternate NOx+HC standards are being used. 1033.101(j)                                                  1033.101(j)
                                                                                                                                                                                                    Group
                                                                                                                An indication of whether this Engine Family is participating in the        EngineFamilyCharacteristics                                                                                                                                                                                                                                                                                          An indication of whether this Engine Family is participating in the Averaging, Banking,                                             1033.701            Locomotive
      314           Main       Engines: Characteristics              ABT Program Indicator                                                                                                                                AveragingBankingTradingProgramIndicator       TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                     Front End   XML
                                                                                                                            Averaging, Banking, and Trading Program.                                Group                                                                                                                                                                                                                                                                                                                                  and Trading Program. 1033.701
                                                                                                                                                                                                                                                                                                                                                                                                                                   If this is 'Y' then AuxEmissionControlDetails must
                                                                                                             An indication of whether this application has auxiliary emission control      EngineFamilyCharacteristics AuxiliaryEmissionControlDevicePresenceIndicato                                                                                                                                                                                                                                             If the locomotive or engine has AECDs, then they must be described; click the 'Add
      255           Main       Engines: Characteristics                  AECD Indicator                                                                                                                                                                                 TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                                       be entered, otherwise AuxEmissionContorlDetails                                                                                                                                 AECD Checkbox                   1033.205(d)          Locomotive
                                                                                                                                             devices                                                Group                                     r                                                                                                                                                                                                                                                                            New' button. If the locomotive has no AECDs, check this checkbox.
                                                                                                                                                                                                                                                                                                                                                                                                                                                     must not be entered.
                                                                                                                                                                                           EngineFamilyCharacteristics                                                                                                                                                                                                                                                                                                                                                                                       AuxEmissionControlDeviceDe
                                                                                                                          Details of Auxillary Emission Control Devices                                                     AuxiliaryEmissionControlDeviceDetails       FALSE   1..n
                                                                                                                                                                                                    Group                                                                                                                                                                                                                                                                                                                                                                                                               tails
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       AECD Name, Sensed
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Parameters, Controlled
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Parameters, and
                                                                                                                                                                                           AuxiliaryEmissionControlDev                                                                                                                                                                                                                                                                                                                                                                                                                                                                Reduced Effectiveness
      55            Main           Engines: AECD                        AECD Description                                                                                                                                                 DeviceName                     TRUE     1      A40       String      1    40                                                                                                                                                                      LOC-CERT-LC-BR031                      The name of this Auxiliary Emission Control Device.                               Device Name                    1033.205(d)          Locomotive
                                                                                                                                                                                                     iceDetails                                                                                                                                                                                                                                                                                                                                                                                                                                                                       go together to describe
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      one AECD. User should
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     be able to enter as many
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        AECDs as needed.
                                                                                                                                                                                           AuxiliaryEmissionControlDev                                                                                                                                                                                                                                                                                          Indicate yes if this AECD reduces the effectiveness of the emission control system, no                                                                  Locomotive
      56            Main           Engines: AECD                 AECD Reduces Effectiveness?                                                                                                                                     EffectiveReductionIndicator            TRUE     1      A1       Indicator                                                 Yes (Y) or No (N)                                                                                                               LOC-CERT-LC-BR031                                                                                                   Effectiveness Reduction             1033.205(e)
                                                                                                                                                                                                     iceDetails                                                                                                                                                                                                                                                                                                                                      if it does not.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  The name of a parameter sensed and used as inputs to this AECD. List all sensed
                                                                                                                                                                                           AuxiliaryEmissionControlDev                                                                                                                                                                                                                                                                                                                                                                                                                                                               Allow entry of as many as
      57            Main           Engines: AECD                    AECD Sensed Parameter                                                                                                                                          SensedParameterName                  TRUE    1..n    A20       String      1    20                                                                                                                                                                      LOC-CERT-LC-BR031         parameters. Enter one sensed parameter only in each field. Do not enter any                  Sensed Parameter                 1033.205(d)          Locomotive
                                                                                                                                                                                                     iceDetails                                                                                                                                                                                                                                                                                                                                                                                                                                                                               needed.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               "messages". Use the Comment data element if necessary.




Main
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      2
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                                                                                         Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                                                                                    Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         March 2013




                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    The names of parameters controlled by the AECD above. List all controlled
                                                                                                                                                                                        AuxiliaryEmissionControlDev                                                                                                                                                                                                                                                                                                                                                                                                                                                              Allow entry of as many as
      58            Main           Engines: AECD                 AECD Controlled Parameter                                                                                                                                    ControlledParameterName                    TRUE           1..n    A20       String      1    20                                                                                                                                                             LOC-CERT-LC-BR031       parameters. Enter one controlled parameter only in each field. Do not enter any                Controlled Parameter            1033.205(d)        Locomotive
                                                                                                                                                                                                  iceDetails                                                                                                                                                                                                                                                                                                                                                                                                                                                                              needed.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           "messages". Use the Comment data element if necessary.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                11/17/06 - Moved under
                                                                                                                                                                                        EngineFamilyCharacteristics                                                                                                                                                                                                                                                                                                  NOTE: These fields are only required if the Locomotive Engine Category is                                                                                 EngineFamilyCharacterist
                                                                                                                                   Details of Rebuid kit                                                                           RebuildKitDetails                    FALSE            1                                                                                                                                                                                                                                                                                                                         RebuildKitDetails
                                                                                                                                                                                                 Group                                                                                                                                                                                                                                                                                                                                          "Remanufactured".                                                                                                                 icsDetails as part of
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       CR#32617
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Only show this DE if this
                                                                                                          The first model year of production of this engine family which may be                                                                                                                                                                                                                                                                                                                                 The first model year of production of this engine family which may be rebuilt with this
      244           Main          Model: Rebuild Kit              Beginning MY for this Kit                                                                                                  RebuildKitDetails                     BeginModelYear                        TRUE            1     N(4,0)     Integer                                                                                4                                                       none                             LOC-CERT-LC-BR191                                                                                                        Begin Model Year             1033.205(d)         Locomotive    is a remanufactured
                                                                                                                                    rebuilt with this kit.                                                                                                                                                                                                                                                                                                                                                                                                 kit.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         engine.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Only show this DE if this
                                                                                                          The last model year of production of this engine family which may be                                                                                                                                                                                                                                                                                                                                  The last model year of production of this engine family which may be rebuilt with this
      245           Main          Model: Rebuild Kit                Ending MY for this Kit                                                                                                   RebuildKitDetails                      EndModelYear                         TRUE            1     N(4,0)     Integer                                                                                4                                                       none                             LOC-CERT-LC-BR191                                                                                                         End Model Year              1033.205(d)         Locomotive    is a remanufactured
                                                                                                                                   rebuilt with this kit.                                                                                                                                                                                                                                                                                                                                                                                                 kit.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         engine.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Only show this DE if this
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  is a remanufactured
                                                                                                           The name of a part which must be on the engine/locomotive before                                                                                                                                                                                                                                                        Commas are unacceptable characters. (Spaces                                    The name of a part which must be on the engine/locomotive before installing this
      246           Main          Model: Rebuild Kit               Name of Required Part                                                                                                     RebuildKitDetails                    RequiredPartName                       TRUE           1..n    A20       String      1    40                                                                                                                                                             LOC-CERT-LC-BR191                                                                                                         Installed Parts             1033.205(d)         Locomotive engine. Repeat this DE
                                                                                                                               installing this rebuild kit.                                                                                                                                                                                                                                                                                     are acceptable.)                                                                rebuild kit. Enter only one part name in each field.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               and the next two as many
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    times as needed.
                                                                                                                                                                                                                                                                                                A40                                                                                                                                Commas are unacceptable characters. (Spaces                                 The name of a part that is included in the rebuild kit. Enter only one part name in each                                                             Locomotive
      247           Main          Model: Rebuild Kit                 Kit Contents Name                                           The Kit Contents Name                                       RebuildKitDetails                     KitContentsText                       TRUE           1..n              String      1    40                                                                                                                                                             LOC-CERT-LC-BR191                                                                                                          Kit Contents               1033.205(d)
                                                                                                                                                                                                                                                                                                                                                                                                                                                are acceptable.)                                                                                         field.
                                                                                                                                                                                        LocomotiveSubmissionDetail
                                                                                                                             Group of technical descriptions                                                                  TechnicalDescriptonGroup                   TRUE            1                                                                                                                                                                                                                                                                                                                    TechnicalDescriptionGroup
                                                                                                                                                                                                    s
                                                                                                        Describe the design and operation of the engine. Include such topics as
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 Describe the design and operation of the engine. Include such topics as combustion
                                                                                                        combustion cycle, engine control system, emission control system, fuel
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 cycle, engine control system, emission control system, fuel injection system, engine
                                                                                                            injection system, engine and air cooling systems, bore and stroke
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               and air cooling systems, bore and stroke dimensions, intake and exhaust event timing,
                                                                                                         dimensions, intake and exhaust event timing, intake and exhaust port
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               intake and exhaust port locations and sizes, combustion chamber configuration, piston
                                Technical Description:                                                     locations and sizes, combustion chamber configuration, piston ring
      60            Main                                            Technical Description                                                                                                TechnicalDescriptonGroup              TechnicalDescriptionText                  TRUE            1     A6000      String      1   6000                                                                                                                                                                                    ring description, method of air aspiration and approximate boost pressure, air inlet           Technical Description          1033.205(e)         Locomotive
                                      General                                                            description, method of air aspiration and approximate boost pressure,
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  system, and lubrication system. If this is a locomotive, include a description of the
                                                                                                        air inlet system, and lubrication system. If this is a locomotive, include a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 basic locomotive design. If this is an engine, include a description of the locomotive
                                                                                                        description of the basic locomotive design. If this is an engine, include a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                designs in which the engines are to be used. If too little space is available in this field
                                                                                                          description of the locomotive designs in which the engines are to be
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               attach the technical description as a separate document.
                                                                                                                                           used.
                                Technical Description:                                                  Enter the maintenance instructions for the engine here or attach a copy                                                                                         FALSE                                                                                                                                                                                                                                      Enter the maintenance instructions for the engine here or attach a copy of the                                                                   Locomotive
      61            Main                                          Maintenance Instructions                                                                                               TechnicalDescriptonGroup            MaintenanceInstructionsText                                 1     A5000      String      1   5000                                                                                                                                                                                                                                                                                 Maintenance Instructions           1033.125
                                      General                                                                      of the maintenance instructions as a separate file.                                                                                                                                                                                                                                                                                                                                                             maintenance instructions as a separate file.
                                                                                                                                                                                                                                                                                                                                                                                                                                  If this is 'Y', then AdjustableParametersDetails must                         If the locomotive has Adjustable Parameters, then they must be described; click the
                                Technical Description:                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           Adjustable Parameter
      256           Main                                       Adjustable Parameter Indicator             An indication of whether this application has adjustable parameters           TechnicalDescriptionGroup      AdjustableParametersPresenceIndicator             TRUE            1      A1       Indicator                                                Yes (Y) or No (N)                                               be entered, otherwise AdjustableParametersDetails                                  'Add New' button. If the locomotive has no Adjustable Parameters, check this                                               1033.115(b)         Locomotive
                                      General                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Checkbox
                                                                                                                                                                                                                                                                                                                                                                                                                                                     must not be entered.                                                                              checkbox.
                                                                                                                                                                                                                                                                      FALSE (Add
                                                                                                        Enter the the description of how you will ensure the your locomotive will                                                                                    warning to look                                                                                                                                                                                                                           Enter the the description of how you will ensure the your locomotive will be identical in
                                                          Identical to Previously Certified Condition                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR378
      340         Owner-Op      technical descriptions                                                  be identical in all material respects to their proviously certified condition   TechnicalDescriptionGroup     PreviouslyCertifiedConditionExplanationText   for separate file    1     A4000      String      1   4000                                                                           Front End     XML                                                                                     all material respects to their proviously certified condition as text here or attach as a                                        1033.240(c)         Locomotive
                                                                          Explanation                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR409
                                                                                                                         as text here or attach as a separate file.                                                                                                  if not included                                                                                                                                                                                                                                                           separate file. 1033.240(c)
                                                                                                                                                                                                                                                                          here)
                                                                                                                            Details of Adjustable Parameters                            TechnicalDescriptionGroup            AdjustableParametersDetails                FALSE           1..n                                                                                                                                                                                                                                                                                                                  AdjustableParametersDetails

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Form should allow entry
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   of as many adjustable
                                                                                                          Name of this adjustable parameter, which is something that can be                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       parameters as needed,
                                Technical Description:                                                                                                                                                                                                                                                                                                                                                                                                                                                           Name of this adjustable parameter, which is something that can be adjusted on an                                                                   Locomotive
      62            Main                                            Adjustable Parameter                adjusted on an engine such as screws that control engine timing or fuel         AdjustableParametersDetails         AdjustableParameterNameText                  TRUE            1      A25       String      1    25                                    Basic injection timing                                                                                                   LOC-CERT-LC-BR032                                                                                                              Name                   1033.115(b)                         but may have none.
                                Adjustable Parameters                                                                                                                                                                                                                                                                                                                                                                                                                                                                      engine such as screws that control engine timing or fuel flow.
                                                                                                                                        flow.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Name, range, and stops
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  go together to describe
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 one adjustable parameter.
                                Technical Description:                                                      A description of the intended range applicable to this adjustable                                                                                                                                                                                                                                                                                                                                  A description of the intended range applicable to this adjustable parameter. Example: 2                                                              Locomotive
      63            Main                                       Range of Adjustable Parameter                                                                                            AdjustableParametersDetails         AdjustableParameterRangeText                 TRUE            1      A25       String      1    25                                                                                                                                                             LOC-CERT-LC-BR032                                                                                                             Range                   1033.115(b)
                                Adjustable Parameters                                                                       parameter. Example: 2 degrees                                                                                                                                                                                                                                                                                                                                                                                             degrees
                                                                                                        Describe the anti-tampering method used for this adjustable parameter.
                                Technical Description:                                                                                                                                                                                                                                                                                                   e.g., Computer password only known                                                                                                                       Describe the anti-tampering method used for this adjustable parameter. Include a
      64            Main                                            Adjustment Lock Out                 Include a description of why this method is the most effective means of         AdjustableParametersDetails         AdjustableParameterStopsText                 TRUE            1      A50       String      1    50                                                                                                                                                             LOC-CERT-LC-BR032                                                                                                              Stops                  1033.205(d)         Locomotive
                                Adjustable Parameters                                                                                                                                                                                                                                                                                                              to manufacturer                                                                                                                              description of why this method is the most effective means of preventing adjustment.
                                                                                                                                  preventing adjustment.
                                                                                                                                                                                        LocomotiveSubmissionDetail
                                                                                                                               Group of Models Information                                                                     ModelsInformationGroup                    TRUE           1..n                                                                                                                                                                                                                                                                                                                    ModelsInformtaionGroup
                                                                                                                                                                                                     s
                                                                                                                              Group of Model Name Details                                 ModelsInformationGroup                  ModelNameDetails                       TRUE            1                                                                                                                                                                                                                                                                                                                      ModelsInformtaionGroup
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Particular engine model
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   The designation used to identify the engine model used for this configuration. A                                                                                and locomotive model
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      particular engine model and locomotive model combination makes a unique                                                                                       combination make a
                                                                        Engine Model                         The designation used to identify the engine model used for this                                                                                                                                                                                                                                                                                                              LOC-CERT-LC-BR395       combination and identify a particular configuration. If your locomotive models differ                                                             Locomotive    unique combination and
      66            Main           Model: General                                                                                                                                           ModelNameDetails                      EngineModelName                        TRUE            1      A20       String      1    20                                                                                                     Commas and spaces are unacceptable characters.                                                                                                                                     Engine Model               1033.205(e)
                                                                                                                                     configuration.                                                                                                                                                                                                                                                                                                                                       LOC-CERT-LC-BR464     only by some attribute other than “number of cylinders”, “max power”, “rated speed”,                                                                                identify a particular
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               etc. (i.e., the fields shown on the form for Models/Parts), then do not enter the data for                                                                         configuration. Note:can
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 the additional models. For EPA purposes models differ only by the attributes listed.                                                                             add as many models as
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           needed
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    The designation used to identify the locomotive model for this configuration. A                                                                               Particular engine model
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      particular engine model and locomotive model combination makes a unique                                                                                      and locomotive model
                                                                      Locomotive Model                       The designation used to identify the locomotive model for this                                                                                                                                                                                                                                                                                                               LOC-CERT-LC-BR395       combination and identify a particular configuration. If your locomotive models differ                                                             Locomotive      combination make a
      67            Main           Model: General                                                                                                                                           ModelNameDetails                    LocomotiveModelName                      TRUE            1      A20       String      1    20                                                                                                     Commas and spaces are unacceptable characters.                                                                                                                                  Locomotive Model             1033.205(d)(1)
                                                                                                                                    configuration.                                                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR464     only by some attribute other than “number of cylinders”, “max power”, “rated speed”,                                                                              unique combination and
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               etc. (i.e., the fields shown on the form for Models/Parts), then do not enter the data for                                                                           identify a particular
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 the additional models. For EPA purposes models differ only by the attributes listed.                                                                                  configuration.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Indicate the number of cylinders in this configuration.                                                                                          Changed Type to Integer
      249           Main           Model: General                    Number of Cylinders                          Indicate the number of cylinders in this configuration                  ModelsInformationGroup               NumberOfCylindersCount                    TRUE            1       I2       Integer     1    2      6            50                         10                     2                                             range between 6 and 50                                                                                                                                                  Cylinders            1033.205(d), 1033.230   Locomotive      because of range
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Range: 6 - 50                                                                                                                  validation (CSC)
      360           Main           Model: General                Engine Model Displacement               Calculate the total displacement of the engine. Calculated by system.            ModelsInformationGroup         EngineModelTotalDisplacementValue                               1     N(7,1)    Decimal                                                                                 7   1   Back End    Calculated                                                                                                                                                                                                             1033.205(d), 1033.231   Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  The maximum brake power (rated power) of this particular model configuration, in
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR037                                      horsepower.
                                                                                                            The maximum brake power (rated power) of this particular model
                                                                         Rated Power                                                                                                                                                                                                                                                                                                                                               If switch was selected in service_class (DE #8)        LOC-CERT-LC-BR179                                                                                                                                       1033.140          Locomotive
      68            Main           Model: General                                                       configuration determined as per 1033.140, in horsepower. Generally this           ModelsInformationGroup                   MaxBrakePower                         TRUE            1     N(5,0)     Integer                1,006       20,000                                              5                                                                                                                                                                                                               Max Brake Power(hp)
                                                                                                                                                                                                                                                                                                                                                                                                                                           check that max hp is 2300 or less              LOC-CERT-LC-BR193                                     Range: 100 - 20000
                                                                                                                              will be notch 8 brake power.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR425      NOTE: If 'National Freight Switch' is selected as a Service Class, then Max Brake
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Power must be 2300 hp or less.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 The rated speed at maximum power of this model.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Rated Speed At Max Power
      69            Main           Model: General                       Rated Speed                                The rated speed at maximum power of this model.                        ModelsInformationGroup               RatedSpeedAtMaxPower                      TRUE            1     N(5,1)    Decimal                 100         5,999.9       Values should be lower than 6000      5   1                                                  < 6000                            LOC-CERT-LC-BR426                                                                                                                                     1033.205(e)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        (rpm)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Range: 0 - 5000
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 The fuel rate in pounds per hour at maximum power.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Fuel Rate At Max Power
      70            Main           Model: General           Maximum Fuel Rate (pounds per hour)                   The fuel rate in pounds per hour at maximum power.                      ModelsInformationGroup              FuelRateAtMaxPowerLBS                      TRUE            1     N(5,1)    Decimal                 100         3,999.9       Values should be lower than 4000      5   1                                                  < 4000                            LOC-CERT-LC-BR427                                                                                                                                     1033.205(e)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        (lbs/hr)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   Range: 0 - 3000
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           The fuel rate in cubic millimeters per stroke at maximum power.
                                                          Maximum Fuel Rate (cubic millimeters per                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              Fuel Rate At Max Power
      71            Main           Model: General                                                            The fuel rate in cubic millimeters per stroke at maximim power.              ModelsInformationGroup               FuelRateAtMaxPowerMM                      TRUE            1     N(5,1)    Decimal                 100         3,999.9       Values should be lower than 4000      5   1                                                  < 4000                            LOC-CERT-LC-BR428                                                                                                                                     1033.205(e)         Locomotive
                                                                         stroke)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     (mm3/stroke)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Range: 0.0 - 4000.0
                                                                                                           An indication of the type of useful life to which this engine family is                                                                                                                      Enumeration                                     M = Minimum, P = Partial, S = Short, L                                                                                            LOC-CERT-LC-BR183         An indication of the type of useful life to which this engine family is certified.                                                              Locomotive
      280           Main           Model: General                      Useful Life Type                                                                                                   ModelsInformationGroup                UsefulLifeTypeIdentifier                 TRUE            1      A1                                                                                                       Front End     XML                             See BRs.                                                                                                                                                                             1033.101(g), 1033.140
                                                                                                                                         certified.                                                                                                                                                                                                                   = Long                                                                                                              LOC-CERT-LC-IBR019                                           1033.101(g)
                                                                                                         An explanation of the type of useful life chosen. Required only if Useful                                                                                                                                                                                                                                                                                                                             An explanation of the type of useful life chosen. Required only if Useful Life Type (280)                                                            Locomotive
      281           Main           Model: General               Useful Life Type Explanation                                                                                              ModelsInformationGroup            UsefulLifeTypeExplanationText               FALSE            1     A1000      String      1   1000                                                                           Front End     XML                             See BRs.                           LOC-CERT-LC-BR184                                                                                                                                     1033.101(g)
                                                                                                                        Life Type (280) is Partial, Short, or Long.                                                                                                                                                                                                                                                                                                                                                                     is Partial, Short, or Long. 1033.101(g)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR179
       72                                                                                                                                                                                                                                                                                1                Integer                            99,999                                                                                                                                       LOC-CERT-LC-BR185                                                                                                                                                         Locomotive
                    Main           Model: General                   Useful Life in MW-hrs                            The useful life of the engine in megawatt hours                      ModelsInformationGroup            UsefulLifeMegawattHoursValue                FALSE                  N(5,0)                            100                                                             6       Front End     XML                             See BRs.                                                                The useful life of the engine in Megawatts. 1033.101(g)                           Useful Life in MW-hrs      1033.101(g), 1033.140
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR418
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR425
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR186
       73           Main           Model: General                    Useful Life in Miles                                  The useful life of the engine in miles                         ModelsInformationGroup                 UsefulLifeMilesValue                   FALSE            1     N(6,0)     Integer                 100        999,999                                             6       Front End     XML                             See BRs.                           LOC-CERT-LC-BR383                       The useful life of the engine in Miles. 1033.101(g)                             Useful Life in Miles          1033.101(g)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR417
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR182
       74           Main           Model: General                    Useful Life in Years                                         The useful life in years                                ModelsInformationGroup                 UsefulLifeYearsValue                   FALSE            1     N(2,0)     Integer                 1            30                                                2       Front End     XML                             See BRs.                           LOC-CERT-LC-BR383                       The useful life of the engine in years. 1033.101(g)                             Useful Life in Years          1033.101(g)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR424
      282                                                                                                Indication of whether or not the locomotive being remanufactured was                                                                                                                            Indicator                                                 Yes (Y) or No (N)                                                                                                                                                                                                                                                                                Locomotive
                    Main           Model: General              Megawatt-Hour Meter Indicator                                                                                              ModelsInformationGroup             MegawattHourMeterIndicator                 FALSE                   A1                                                                                                       Front End     XML                             See BRs.                           LOC-CERT-LC-BR423      Indication of whether or not the engine has a MW-hr meter installed. 1033.101(g)                                               1033.115(h)
                                                                                                                             equipped with a MW-hr meter.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  12/17/06 - Added Help
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           Text
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 Enter one part number per field. All parts listed in one configuration must properly                                                                            11/17/06 - Moved under
                                                                                                                                Group of Parts Information                                ModelsInformationGroup                PartsInformationDetails                  TRUE            1                                                                                                                                                                                                                     operate with any other parts in the same parts set. (Do not enter any "messages". Use            PartsInformationDetails                                          ModelsInformation (thus
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             the Comment data element for this purpose, if necessary.)                                                                                           changing the cardinality)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 and renamed as part of
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       CR#32617
      234           Main             Model: Parts                   Injection Pump Number                                The part number of the injection pump.                           PartsInformationDetails                InjectionPumpNumber                    FALSE           1..n    A40       String      1    20                                                                                                     Commas and spaces are unacceptable characters.                                                       The part number of the injection pump(s).                                Injection Pump Number         1033.205(d)(2)(iv)    Locomotive

      235           Main             Model: Parts                      Injector Number                                       The part number of the injector.                             PartsInformationDetails                   InjectorNumber                      FALSE           1..n    A40       String      1    15                                                                                                     Commas and spaces are unacceptable characters.                                                          The part number of the injector(s).                                       Injector Number           1033.205(d)(2)(iv)    Locomotive

      236           Main             Model: Parts          TurboCharger or Supercharger Number                    The part number of the turbocharger or supercharger                     PartsInformationDetails                TurboChargerNumber                     FALSE           1..n    A40       String      1    15                                                                                                     Commas and spaces are unacceptable characters.          LOC-CERT-LC-BR189                     The part number of the turbocharger or supercharger                             Turbo Charger Number          1033.205(d)(2)(iv)    Locomotive

      237           Main             Model: Parts                       ECM Number                                      The part number of the engine computer.                           PartsInformationDetails              EngineComputerNumber                     FALSE           1..n    A40       String      1    12                                                                                                     Commas and spaces are unacceptable characters.                                                      The part number of the engine computer(s).                               Engine Computer Number         1033.205(d)(2)(iv)    Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        The part number of the catalyst(s) or other aftertreatment device(s).
      238           Main             Model: Parts         Catalyst (or aftertreatment device) number         The part number of the catalyst or other aftertreatment device.              PartsInformationDetails            AftertreatmentDeviceNumber                 FALSE           1..n    A40       String      1    12                                                                                                     Commas and spaces are unacceptable characters.          LOC-CERT-LC-BR023                                                                                                      Aftertreatment Number          1033.205(d)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               NOTE: Aftertreatment Number is required only if Aftertreatment (on Engine Family tab)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    is "Yes".
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  The part number of the smoke puff limiter(s).
      239           Main             Model: Parts                Smoke Puff Limiter Number                              The part number of the smoke puff limiter.                        PartsInformationDetails              SmokePuffLimiterNumber                   FALSE           1..n    A40       String      1    12                                                                                                     Commas and spaces are unacceptable characters.          LOC-CERT-LC-BR024                                                                                                   Smoke Puff Limiter Number         1033.205(d)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                NOTE: Smoke Puff Limiter Number is required only if Smoke Puff Limiter (on Engine
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Family tab) is "Yes".
                                                                                                                               Details of Sensor Assembly                                 PartsInformationDetails               SensorAssemblyDetails                    TRUE           1..n                                                                                                                                                                                                                                                                                                                    SensorAssemblyDetails
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Allow user to enter
                                                                                                                                                                                                                                                                                                                                                                                                                                   Commas are unacceptable characters. (Spaces                                                                                                                                                                                                       additional sensor
      240           Main       Model: Sensor Assembly           Sensor Assembly Description                                 The name of a sensor assembly.                                SensorAssemblyDetails                   AssemblyPartName                       TRUE            1      A40       String      1    40                                                                                                                                                                                                              The name of a sensor assembly.                                                Name                   1033.205(d)         Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                are acceptable.)                                                                                                                                                                                                                   assembly names and
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         numbers
      241           Main       Model: Sensor Assembly             Sensor Assembly Number                                The part number of this sensor assembly.                          SensorAssemblyDetails                  AssemblyPartNumber                      TRUE            1      A40       String      1    16                                                                                                     Commas and spaces are unacceptable characters.                                                      The part number of this sensor assembly.                                          Number                  1033.205(d)         Locomotive
                                                                                                                                Details of Additional Parts                               PartsInformationDetails               AdditionalPartsDetails                  FALSE           1..n                                                                                                                                                                                                                                                                                                                     AdditionalPartsDetails
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Form should allow
                                                                                                                                                                                                                                                                                                                                                                                                                                   Commas are unacceptable characters. (Spaces
      242           Main        Model: Additional Parts                   Part Name                       The name of a part included in the engine or the remanufacturing kit.            AdditionalPartsDetails                     PartName                           TRUE            1      A40       String      1    40                                                                                                                                                                                                         The name of a part included in the engine.                                         Name                   1033.205(d)         Locomotive additional part names and
                                                                                                                                                                                                                                                                                                                                                                                                                                                are acceptable.)                                                                                                                                                                                                                numbers to be added as
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        needed.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Form should allow
                                                                                                           The part number of this additional part included in the engine or the
      243           Main        Model: Additional Parts                  Part Number                                                                                                       AdditionalPartsDetails                     PartNumber                         TRUE            1      A20       String      1    20                                                                                                     Commas and spaces are unacceptable characters.                                            The part number of this additional part included in the engine                              Number                  1033.205(d)         Locomotive additional part names and
                                                                                                                                   remanufacturing kit                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          numbers to be added as
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        needed.




Main
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   3
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                      Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                              Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                March 2013




United States Environmental Protection Agency, Office of Air and Radiation, Office of Transportation and Air Quality
Date           2013-Mar-13
 Verify Data
                Information          Information                                                                                                                                                                     Basic Data   Data Type                 Min      Max                                                                                Total    Fractional                Collection   Collection                                                                                                               Regulation
  Element                                                     Long Name                         Description                     Parent Element             XML Tag            Required         Multiplicity                                     Num/Text                      Min Value     Max Value             Allowed Values              Pattern                         Originator                             Validations   Applicable Business Rule                 Help Text                    Prompt/Label Text                         Industry      Comments
                  Category          SubCategory                                                                                                                                                                        Type       Description              Length   Length                                                                              Digits     Digits                    Point        Type                                                                                                                    Citation
  Number
                                                                                    Infrequent Regeneration Adjustment         LocomotiveSubmi InfrequentRegenerationAdj
                                                                                                                                                                               FALSE               1..n
                                                                                             Factor Information                  ssionDetails     ustmentFactorDetails
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR389
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR392
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR393
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR399
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR400
                                                                                                                                                                                                                                                                                                                                                                                                                                                              The after treatment device for which
                                                                                   The after treatment device for which this                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR401
                                                               Infrequent                                                                                                                                                                                                                                  DPF = Diesel Particulate Filter                                                                                                                        this Infrequent Regeneration
                                       Infrequent                                   Infrequent Regeneration Adjustment        InfrequentRegener InfrequentRegenerationAdj                  1 for each Infrequent                                                                                                                                                                                                                    LOC-CERT-LC-BR402
                                                             Regeneration                                                                                                                                                                                                                                     NAD = NOx Adsorber                                                                                                                              Adjustment Factor is determined. No
     329           Adj.Factr.        Regeneration                                 Factor is determined. No device should be ationAdjustmentFa ustmentFactorDeviceIdentifi      TRUE      Regeneration Adjustment        A3        Enumeration                                                                                                                                              Front End       XML                      LOC-CERT-LC-BR403                                                                              1033.535        Locomotive
                                                           Adjustment Factor                                                                                                                                                                                                                                    H = HC-Adsorber                                                                                                                                  device should be selected if an
                                   Adjustment Factor                               selected if an adjustment factor is not to      ctorDetails              er                              Factor Information                                                                                                                                                                                                                      LOC-CERT-LC-BR404
                                                                 Device                                                                                                                                                                                                                                             O = Other                                                                                                                                  adjustment factor is not to be used.
                                                                                                   be used.                                                                                                                                                                                                                                                                                                                         LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                                                             1033.535
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR407
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR413
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR467
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR468
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR477
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-IBR022
                                                                                                                                                                                                                                                                                                                                                                                                                                                                   Description of the Infrequent
                                                           Alternate Infrequent        Description of the Infrequent
                                       Infrequent                                                                          InfrequentRegener InfrequentRegenerationAdj                     1 for each Infrequent                                                                                                                                                                                                                                                Regeneration Adjustment Factor
                                                              Regeneration        Regeneration Adjustment Factor device if
     330           Adj.Factr.        Regeneration                                                                          ationAdjustmentFa ustmentFactorDeviceDescri         FALSE     Regeneration Adjustment       A100         String                   1       100                                                                                                                   Front End       XML                       LOC-CERT-LC-BR386            device if "Other" is selected for                                1033.535        Locomotive
                                                           Adjustment Factor         "Other" is selected for Infrequent
                                   Adjustment Factor                                                                            ctorDetails           ptionText                             Factor Information                                                                                                                                                                                                                                                Infrequent Regeneration Adjustment
                                                                  Device          Regeneration Adjustment Factor Device.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Factor Device. 1033.535
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR399
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR400
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR401
                                       Infrequent                                                                              InfrequentRegener                                           1 for each Infrequent                                                                                                                                                                                                                    LOC-CERT-LC-BR402         Indicate whether the test type was a
                                                           Adjustment Factor         Indicate whether the test type was a                                                                                                                                                                                     D = Discrete Modal Test,
     331           Adj.Factr.        Regeneration                                                                              ationAdjustmentFa    TestModeTypeIdentifier     TRUE      Regeneration Adjustment        A1        Enumeration                                                                                                                                              Front End       XML                      LOC-CERT-LC-BR403            discrete or ramped modal test.                                 1033.535(e), (f)   Locomotive
                                                            Test Mode Type              discrete or ramped modal test.                                                                                                                                                                                        R = Ramped Modal Test
                                   Adjustment Factor                                                                                ctorDetails                                           Factor Information set                                                                                                                                                                                                                    LOC-CERT-LC-BR404                    1033.535(e), (f)
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR407
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR477
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-IBR023
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR399
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR400
                                       Infrequent           Apply Adjustment          Indicate whether the infrequent          InfrequentRegener                                           1 for each Infrequent                                                                                                                                                                                                                    LOC-CERT-LC-BR401
                                                                                                                                                 AdjustmentFactorAppliesAll
     379           Adj.Factr.        Regeneration          Factor to All Models    regeneration adjust factor applies to all   ationAdjustmentFa                               TRUE      Regeneration Adjustment        A1         Indicator                                                                      Yes (Y) or No (N)                                                        Front End       XML                      LOC-CERT-LC-BR402                                                                                              Locomotive
                                                                                                                                                      ModelsIndicator
                                   Adjustment Factor            Indicator                         models.                           ctorDetails                                           Factor Information set                                                                                                                                                                                                                    LOC-CERT-LC-BR403
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR404
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR407
                                                                                                                               InfrequentRegener
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        ModelsInformtaionGrou
                                                                                        Group of Model Name Details            ationAdjustmentFa      ModelNameDetails         FALSE               1..n
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  p
                                                                                                                                    ctorDetails
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR380
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR395
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR399
                                       Infrequent                                    An indication of which model(s) this                                                                                                                                                                                  [**Models from Model and Part                                                                                             LOC-CERT-LC-BR400
     66.1          Adj.Factr.        Regeneration             Engine Model          Infrequent Regeneration Adjustment         ModelNameDetails       EngineModelName          TRUE                 1                   A20       Enumeration                1       20                                     Tab plus option to apply to all                                                Front End       XML                       LOC-CERT-LC-BR401                                                                             1033.535        Locomotive
                                   Adjustment Factor                                  Factor Information set applies to.                                                                                                                                                                                         models (default).]                                                                                                  LOC-CERT-LC-BR402
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR403
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR404
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR407
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR380
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR395
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR399
                                       Infrequent                                                                                                                                                                                                                                                             [Drop down menu would
                                                                                     The designation used to identify the                                                                                                                                                                                                                                                                                                            LOC-CERT-LC-BR400
     67.1          Adj.Factr.        Regeneration           Locomotive Model                                                   ModelNameDetails     LocomotiveModelName        TRUE                 1                   A20       Enumeration                1       20                                    contain the models entered by                                                   Front End       XML                                                                                                                     1033.535        Locomotive
                                                                                   locomotive model for this configuration.                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR401
                                   Adjustment Factor                                                                                                                                                                                                                                                        the user in the Models page.]
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR402
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR403
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR404
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                     LOC-CERT-LC-BR407
                                                                                                                               InfrequentRegener
                                                                                            IRAF Information Set               ationAdjustmentFa     InformationSetDetails     TRUE               1..11
                                                                                                                                    ctorDetails
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR369
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR392
                                                                                                                                                                                                                                                                                                                   L = Low Idle
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR393
                                                                                                                                                                                                                                                                                                                 N = Normal Idle
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                               D = Dynamic Brake
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                   1 = Notch 1
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR399
                                                                                                                                                                                                                                                                                                                   2 = Notch 2
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR400
                                                                                                                                                                                                                                                                                                                   3 = Notch 3
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR401
                                                                                                                               InformationSetDet                                             1 for each IRAF                                                                                                       4 = Notch 4                                                                                                                                Numeric identifier for the test mode.
     332           Adj.Factr.    IRAF Information Set        Mode Identifier         Numeric identifier for the test mode.                            TestModeIdentifier       TRUE                                     A2        Enumeration                                                                                                                                              Front End       XML                      LOC-CERT-LC-BR402                                                                              1033.535        Locomotive
                                                                                                                                      ails                                                   Information Set                                                                                                       5 = Notch 5                                                                                                                                            1033.535
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR403
                                                                                                                                                                                                                                                                                                                   6 = Notch 6
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR404
                                                                                                                                                                                                                                                                                                                   7 = Notch 7
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                   8 = Notch 8
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                              R1 = Ramped Phase 1
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR407
                                                                                                                                                                                                                                                                                                              R2 = Ramped Phase 2
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR467
                                                                                                                                                                                                                                                                                                              R3 = Ramped Phase 3
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR468
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-IBR024
                                                                                  The frequency of the regeneration event in                                                                                                                                                                                                                                                                                                                                   The frequency of the regeneration
                                                                                   terms of the fraction of tests during which InformationSetDet RegenerationEventFrequen                    1 for each IRAF                                                                                                                                                                                                                                                  event in terms of the fraction of tests
     333           Adj.Factr.    IRAF Information Set          Frequency                                                                                                       TRUE                                    N(3,3)       Decimal                                        0           0.999                                                      3          3                     Front End       XML                       LOC-CERT-LC-BR391                                                                             1033.535        Locomotive
                                                                                  the regeneration occurs for this mode e.g.          ails              cyMeasure                            Information Set                                                                                                                                                                                                                                                  during which the regeneration occurs
                                                                                                       0.03.                                                                                                                                                                                                                                                                                                                                                   for this mode e.g. 0.03. 1033.535
                                                                                                                               InformationSetDet                                            1..n for each IRAF
                                                                                         IRAF Pollutant Information                                    PollutantDetails        TRUE
                                                                                                                                      ails                                                   Information Set
                                                                                                                                                                                                                                                                                                                HC = Hydrocarbon
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-BR370
                                                                                   The name of the pollutant of interest for                                                             1 for each IRAF Pollutant                                                                                            CO = Carbon Monoxide
     334           Adj.Factr.        IRAF Pollutant          Pollutant Name                                                     PollutantDetails       PollutantIdentifier     TRUE                                     A3        Enumeration                                                                                                                                              Front End       XML                      LOC-CERT-LC-BR389                                                                              1033.535        Locomotive
                                                                                          this set of IRAF data.                                                                                 Information                                                                                                  NOx = Nitrogen Oxides
                                                                                                                                                                                                                                                                                                                                                                                                                                    LOC-CERT-LC-IBR025
                                                                                                                                                                                                                                                                                                              PM = Particulate Matter
                                                                                     The measured emissions from a test                                                                                                                                                                                                                                                                                                                                       The measured emissions from a test
                                                                                   segment in which regeneration does not                          EmissionTestWithoutRege               1 for each IRAF Pollutant                                                                                                                                                                                                                                            segment in which regeneration does
     335           Adj.Factr.        IRAF Pollutant            EFL Value                                                        PollutantDetails                               TRUE                                                 Decimal                                                                                                               5          3                     Front End       XML                                                                                                                   1033.535(b)       Locomotive
                                                                                  occur, in g/kW-hr (Ramped Modal) or g/hr                           nerationEFLMeasure                          Information                                                                                                                                                                                                                                                    not occur, in g/kW-hr (Ramped
                                                                                               (Discrete Modal).                                                                                                                                                                                                                                                                                                                                                Modal) or g/hr (Discrete Modal).




Adj.Factr.
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   4
                                                                                                                                                                                                   Locomotive Engine Certification Data Requirements                                                                                         Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                        March 2013




                                                                  The measured emissions from a test                                                                                                                                                                                    The measured emissions from a test
                                                               segment in which regeneration occurs, in                   EmissionTestWithRegener            1 for each IRAF Pollutant                                                                                                    segment in which regeneration
     336          Adj.Factr.      IRAF Pollutant   EFH Value                                             PollutantDetails                            TRUE                                Decimal                                                       5   3   Front End     XML                                             1033.535(b)   Locomotive
                                                               g/kW-hr (Ramped Modal) or g/hr (Discrete                      ationEFHMeasure                         Information                                                                                                        occurs, in g/kW-hr (Ramped Modal)
                                                                                  Modal).                                                                                                                                                                                                    or g/hr (Discrete Modal).
                                                                   EPA Generated Adjustment Factor                        EPAGeneratedAdjustment
                                                                                                         PollutantDetails                            FALSE    1 per Pollutant Details
                                                                                  Details                                       Factor Details
                                                                The calculated upward adjustment factor
                                                                  value, in g/kW-hr, determined by the
                                                                          equation {F(EFh- EFl)}.       EPAGeneratedAdj
                                                                                                                          UpwardAdjustmentFactorV                                                                                                                                        The calculated upward adjustment
     337          Adj.Factr.      IRAF Pollutant   UAF Value                                             ustmentFactor                               FALSE              1                Decimal                                                       5   3   Back End    Calculated                                        1033.535(c)   Locomotive
                                                                              F = Frequency,                                        alue                                                                                                                                                      factor value, in g/kW-hr.
                                                                                                              Details
                                                                            EFh = EFH Value,
                                                                             EFl = EFL Value
                                                                 The calculated downward adjustment
                                                                factor value, in g/kW-hr, determined by
                                                                                                           EPAGeneratedAdj
                                                                  the equation {EFh(1 - F) - EFl(1 - F)}                   DownwardAdjustmentFacto                                                                                                                                      The calculated downward adjustment
     338          Adj.Factr.      IRAF Pollutant   DAF Value                                                ustmentFactor                            FALSE              1                Decimal                                                       5   3   Back End    Calculated                                        1033.535(c)   Locomotive
                                                                             F = Frequency,                                        rValue                                                                                                                                                     factor value, in g/kW-hr.
                                                                                                               Details
                                                                           EFh = EFH Value,
                                                                            EFl = EFL Value




Adj.Factr.
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls                                                                                                                                                                                                                                                                                                                                           5
                                                                                                                                                                                                                                                                                                                                Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                                                                                       Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    March 2013




 United States Environmental Protection Agency, Office of Air and Radiation, Office of Transportation and Air Quality
 Date             2013-Mar-13
  Verify Data
                    Information                                                                                                                                                                                                                                                                          Basic Data    Data Type                      Min       Max                                                                Total    Fractiona Originato Collectio Collectio
    Element                        Information SubCategory                        Long Name                                                           Description                                          Parent Element                            XML Tag                   Required   Multiplicity                                 Num/Text                           Min Value   Max Value    Allowed Values        Pattern                                                            Validations          Applicable Business Rule                        Help Text                            Prompt/Label Text      Regulation Citation   Industry                     Comments
                      Category                                                                                                                                                                                                                                                                             Type       Description                    Length    Length                                                              Digits    l Digits     r      n Point   n Type
     Number
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     ModelsInformtaionGrou
                                                                                                                                               Group of Test Information                              LocomotiveSubmissionDetails             TestInformationGroup              FALSE          1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               p
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             An indication of whether nitrous oxide (N 2O) and
                                                                                                                  An indication of whether nitrous oxide (N 2O) and methane (CH4) are measured                                                                                                                                                                                                                                                                                                                                               methane (CH4) are measured during the exhaust
                        Test                                                                                         during the exhaust test or the manufacturer is providing greenhouse gas                                                                                                                                                                                                                                                                                                                                                 test or the manufacturer is providing greenhouse                                                      Locomotive
       278                              GHG Measurement                   GHG Measurement Indicator                                                                                                      TestInformationGroup          GreenhouseGasMeasurementIndicator        TRUE           1            A1         Indicator                                                                   Yes (Y) or No (N)                                            Front End   XML                                                                                                                                                 1065.5(a)(3)
                                                                                                                    emission estimates by some other means. Yes indicates that GHGs were                                                                                                                                                                                                                                                                                                                                                      gas emission estimates by some other means.
                                                                                                                                    measured during exhaust emissions testing.                                                                                                                                                                                                                                                                                                                                                                Yes indicates that GHGs were measured during
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  exhaust emissions testing. 1065.5(a)(3)

                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            If nitrous oxide (N2O) and methane (CH4) are not
                                                                                                                    If nitrous oxide (N2O) and methane (CH4) are not measured during exhaust                                                                                                                                                                                                                                                                                                                                                measured during exhaust emissions testing (GHG
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Required if GHG
                                                                                                                     emissions testing (GHG Non-Measurement Indicator (278) = No), provide                                          GreenhouseGasNonMeasurementExplanatoryT                                                                                                                                                                                                                                                                 Non-Measurement Indicator (278) = No), provide
       362              Test            GHG Measurement               GHG Non-Measurement Explanation                                                                                                    TestInformationGroup                                                   FALSE          1           A1000         String                         1        1000                                                                                           Front End   XML        Measurement Indicator       LOC-CERT-LC-BR172                                                                                            1065.5(a)(3)       Locomotive
                                                                                                                    other information and/or data for the basis for estimating the engine's GHG                                                      ext                                                                                                                                                                                                                                                                                       other information and/or data for the basis for
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           (278) is No.
                                                                                                                                                  emission rates.                                                                                                                                                                                                                                                                                                                                                                              estimating the engine's GHG emission rates.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               1065.5(a)(3)
                                                                                                                                                Details of Tested Model                                  TestInformationGroup                    TestModelDetails               TRUE           1                                                                                                                                                                                                                                                                                                                                                   Locomotive
                        Test             EngineModel and                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           Locomotive
       369                                                               Alternate Test Engine Indicator           An indication of whether test results are for an alternate test engine category         TestModelDetails                AlternateTestEngineIndicator         TRUE           1            A1         Indicator                                                                   Yes (Y) or No (N)
                                         LocomotiveModel
                                                                                                                                                                                                                                                                                                                                                                                                   M = Low mileage
                                                                                                                                                                                                                                                                                                                                                                                                      locomotive,
                                                                                                                                                                                                                                                                                                                                                                                                   D = Development
                        Test             EngineModel and                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR371                                                                                                                Locomotive
       370                                                               Alternate Test Engine Category                                Alternate test engine category type, if any.                        TestModelDetails            AlternateTestEngineCategoryIdentifier    FALSE          1            A1        Enumeration                                                                       Engine,
                                         LocomotiveModel                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-IBR031
                                                                                                                                                                                                                                                                                                                                                                                                     H = Low hour
                                                                                                                                                                                                                                                                                                                                                                                                        engine,
                                                                                                                                                                                                                                                                                                                                                                                                       O = Other

                        Test             EngineModel and                                                         If 'Other' is selected for Alternate Test Engine Category (370) then describe the                                                                              FALSE                                                                                                                                                                                                                                                                                                                                                              Locomotive   Should only be entered if 'Other' is selected
       371                                                                  Alternate Test Engine Text                                                                                                     TestModelDetails                  AlternateTestEngineText                           1           A1000         String                         1        1000                                                                                                                                              LOC-CERT-LC-BR326
                                         LocomotiveModel                                                                                    alternate test engine type here.                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    for ALTERNATE_TEST_ENGINE_TYPE.
                                                                                                                                            Details of Tested Model Name                                   TestModelDetails                     ModelNameDetails                FALSE          1                                                                                                                                                                                                                                                                                                                                                   Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR375
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                  Allow selection from                                                                                             LOC-CERT-LC-BR399
                                                                                                                                                                                                                                                                                                                                                                                                     the engine and                                                                                                LOC-CERT-LC-BR400         If the tested unit is identified by one of the model
                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                              locomotive models                                                                   Commas and spaces are        LOC-CERT-LC-BR401         combinations from your Models/Parts page, pick                                                        Locomotive
       76                                                                     Tested Engine Model                       The designation used to identify the engine model used for the cert test.          ModelNameDetails                     EngineModelName                                1            A20          String                         1         20                                                                                                                                                                                                                                                            1033.205.d.3
                                         LocomotiveModel                                                                                                                                                                                                                                                                                                                                           entered earlier in                                                                 unacceptable characters.     LOC-CERT-LC-BR402              that combination from the list. Provide any
                                                                                                                                                                                                                                                                                                                                                                                                      Models/Parts                                                                                                 LOC-CERT-LC-BR403         explanation needed in the Test Comments field.
                                                                                                                                                                                                                                                                                                                                                                                                         section.                                                                                                  LOC-CERT-LC-BR404
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR407
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR375
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR399
                                                                                                                  The designation used to identify the locomotive model used for the cert test. If                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR400
                        Test             EngineModel and                                                             the tested unit is identified by one of the model combinations from your                                                                                   TRUE                                                                                                                                                                                                  Commas and spaces are        LOC-CERT-LC-BR401                                                                                                               Locomotive
       77                                                                   Tested Locomotive Model                                                                                                        ModelNameDetails                  LocomotiveModelName                               1            A20          String                         1         20                                                                                                                                                                                                                                                            1033.205.d.3
                                         LocomotiveModel                                                          Models/Parts page, pick that combination. Provide any explanation needed in                                                                                                                                                                                                                                                                                         unacceptable characters.     LOC-CERT-LC-BR402
                                                                                                                                               the Test Comments field.                                                                                                                                                                                                                                                                                                                                            LOC-CERT-LC-BR403
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR404
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   LOC-CERT-LC-BR407
                                                                                                                                       Details of Alternate Tested Model Name                              TestModelDetails                 AlternateModelNameDetails           FALSE          1                                                                                                                                                                                                                                                                                                                                                   Locomotive

                        Test             EngineModel and                                                           The designation used to identify the alternate test engine model used for the                                                                                TRUE                                                                                                                                                                                                  Commas and spaces are        LOC-CERT-LC-BR372                                                                                                               Locomotive
       372                                                               Alternate Tested Engine Model                                                                                                AlternateModelNameDetails           AlternateTestEngineModelName                         1            A20          String                         1         20
                                         LocomotiveModel                                                                                             cert test.                                                                                                                                                                                                                                                                                                                       unacceptable characters.

                        Test             EngineModel and                                                           The designation used to identify the alternate test locomotive model used for                                                                                FALSE                                                                                                                                                                                                 Commas and spaces are        LOC-CERT-LC-BR373                                                                                                               Locomotive
       373                                                             Alternate Tested Locomotive Model                                                                                              AlternateModelNameDetails         AlternateTestLocomotiveModelName                       1            A20          String                         1         20
                                         LocomotiveModel                                                                                           the cert test.                                                                                                                                                                                                                                                                                                                     unacceptable characters.

                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                                                                                                                                                                        The manufacturer assigned unique designation for                                                       Locomotive
       78                                                                     Test Data Set Number                         The manufacturer assigned unique designation for the test data.               TestInformationGroup              ManufacturerDataSetNumber                           1            A12          String                         1         12                                                                                                                                                                                                                                                            1033.205.e, h
                                         LocomotiveModel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        the test data.
                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                                                                                                                                                                        An identification number for the specific locomotive                                                   Locomotive
       79                                                                      Test Locomotive ID                        An identification number for the specific locomotive used for the test.         TestInformationGroup                 LocomotiveIDNumber                               1            A20          String                         1         20                                                                                                                                                                                                                                                            1033.205.d.3
                                         LocomotiveModel                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      used for the test.
                                                                                                                                                                                                                                                                                                                                                                                                   Permitted values:
                                                                                                                                                                                                                                                                                                                                                                                                  1033 (Part 92 FTP)
                                                                                                                                                                                                                                                                                                                                                                                                          [92]
                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                                                                                                                                                                                                                                                                               Locomotive
       82                                                                     Test Procedure Type                                               The test procedure type.                                 TestInformationGroup                 TestProcedureIdentifier                          1            A4        Enumeration                                                                  1033 (Part 1065                                                                                                LOC-CERT-LC-IBR026                     The test procedure type.                                               1033.205.e, h
                                         LocomotiveModel
                                                                                                                                                                                                                                                                                                                                                                                                     FTP) [1065]
                                                                                                                                                                                                                                                                                                                                                                                                  Special or Alternate
                                                                                                                                                                                                                                                                                                                                                                                                           [S]
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                If Special or Alternate is selected for Test
                        Test             EngineModel and                                                          If Special or Alternate is selected for Test Procedure Type (82) then describe                                                                                FALSE                                                                                                                                                                                                 An alert message if this                                                                                                                                     Locomotive   Should only be displayed if other is selected
       251                                                               Alternate Test Procedure Type                                                                                                   TestInformationGroup              AlternateTestProcedureText                          1            A30          String                         1         30                                                                                                                                               LOC-CERT-LC-BR043           Procedure Type (82) then describe the test                                       1033.205.d.4
                                         LocomotiveModel                                                                                     the test procedure type here.                                                                                                                                                                                                                                                                                                                  field is filled.                                                                                                                                                        for TEST_PROCEDURE_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                           procedure type here.
                                                                                                                                                                                                                                                                                                                                                                                                    2 = 2-D Diesel
                                                                                                                                                                                                                                                                                                                                                                                                       (92.113),
                                                                                                                                                                                                                                                                                                                                                                                                        L = LSD
                                                                                                                                                                                                                                                                                                                                                                                                     (1065.703),
                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                                  U = ULSD                                                                                                                                                                                                                                     Locomotive
       83                                                                    Certification Test - Fuel                                     The type of fuel used for the test.                           TestInformationGroup                    TestFuelIdentifier                            1            A1        Enumeration                                                                                                                                                                                 LOC-CERT-LC-IBR027              The type of fuel used for the cert test.                                      1033.205.d.4
                                         LocomotiveModel                                                                                                                                                                                                                                                                                                                                             (1065.703),
                                                                                                                                                                                                                                                                                                                                                                                                    CNG = Natural
                                                                                                                                                                                                                                                                                                                                                                                                          Gas,
                                                                                                                                                                                                                                                                                                                                                                                                    ALC = Alcohol,
                                                                                                                                                                                                                                                                                                                                                                                                      O = Other
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                If the necessary certification test fuel is not
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              provided as a choice, describe the certification
                                         EngineModel and                                                          If the necessary certification test fuel is not provided as a choice describe the                                                                                                                                                                                                                                                                                   An alert message if this                                                   test fuel.                                                                                     Should only be displayed if other is selected
       252              Test                                             Alternate Certification Test Fuel                                                                                               TestInformationGroup                 AlternateTestFuelText             FALSE          1            A30          String                         1         30                                                                                                                                               LOC-CERT-LC-BR045                                                                                            1033.205.d.4       Locomotive
                                         LocomotiveModel                                                                                      certification test fuel here.                                                                                                                                                                                                                                                                                                                 field is filled.                                                                                                                                                              for FUEL_TEST_ALT.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              NOTE: This field is only required if Test Fuel is
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  "Other".
                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                                                                                                                                                                                                                                                                               Locomotive
       84                                                                           Test Date                                                The date the cert test was run.                             TestInformationGroup                        TestDate                                  1             D           Date                                                                                                                                                                                      LOC-CERT-LC-BR044                  The date the cert test was run.                                           1033.205.e, h
                                         LocomotiveModel
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The power rating in Horsepower for the test
                                         EngineModel and                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         engine.
       85               Test                                                Test Engine Power Rating                              The power rating in Horsepower for the test engine.                    TestInformationGroup                   RatedEnginePower                TRUE           1           N(5,0)       Integer                                               100      10,000                                        5                                                range >100 and <10000        LOC-CERT-LC-BR195                                                                                          1033.205.d.3, e, h   Locomotive
                                         LocomotiveModel
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Range: 100 - 10000
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   The Rated Speed of the test engine.
                        Test             EngineModel and                                                                                                                                                                                                                        TRUE                                                                                                                                                                                                                                                                                                                                                               Locomotive
       86                                                                   Test Engine Rated Speed                                       The Rated Speed of the test engine.                            TestInformationGroup                   RatedEngineSpeed                               1           N(5,1)       Integer                                               100      5,999.9                                       4                                                 range >100 and <5000        LOC-CERT-LC-BR340                                                                                          1033.205.d.3, e, h
                                         LocomotiveModel
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            Range: 100 - 5000
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     ModelsInformtaionGrou
                                                                                                                                                 Details of Test Engine                                  TestInformationGroup                   TestEngineDetails               TRUE          1..6
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               p
                        Test         Engine :SerialNumber and                                                                                                                                                                                                                   TRUE                                                                                                                                                                                                                                                           The serial number of the specific locomotive                                                        Locomotive
       80                                                                Test Locomotive Serial Number                   The serial number of the specific locomotive engine used for the test.            TestEngineDetails                   EngineSerialNumber                              1            A20          String                         1         20                                                                                                                                                                                                                                                            1033.205.d.3
                                         AccumlatedHours                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 engine used for the test.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            If you are certifying a rebuild kit, enter the elapsed
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            time of engine operation in hours between the time
                        Test         Engine :SerialNumber and                                                       Indicate the number of hours of operation this test engine had accumulated                                                                                  TRUE                                                                                                                                                                                                   range >0 and <90000                                    you installed the kit and the time the test started.                                                 Locomotive
       81                                                                 Test Locomotive Age in Hours                                                                                                     TestEngineDetails                AccumulatedEngineHours                             1           N(5,0)       Integer                                                0       90,000            1200                        5                                                                             LOC-CERT-LC-BR341                                                                                            1033.205, 315
                                         AccumlatedHours                                                                                   prior to beginning the testing.                                                                                                                                                                                                                                                                                                                                                                    Otherwise, enter the number of hours of engine
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            operation this test engine had accumulated prior to
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             beginning the testing.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR397
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR398
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR399
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR400
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR401
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR402
                                                                                                                                                                                                                                                                                                                                                                                                  D = Discrete Modal
                                         EngineModel and                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR403          Indicate whether the test type was a discrete or
       322              Test                                                     Test Mode Type                           Indicate whether the test type was a discrete or ramped modal test.            TestInformationGroup                TestModeTypeIdentifier             TRUE           1            A1        Enumeration                                                                 Test, R = Ramped                                              Front End   XML                                                                                                                                                 1033.515, 520      Locomotive
                                         LocomotiveModel                                                                                                                                                                                                                                                                                                                                                                                                                                                          LOC-CERT-LC-BR404                 ramped modal test. 1033.515, 520
                                                                                                                                                                                                                                                                                                                                                                                                      Modal Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR405
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR406
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR407
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR412
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR478
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-IBR021
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     ModelsInformtaionGrou
                                                                                                                                               Details of Emissions Test                                 TestInformationGroup                 EmissionsTestDetails              TRUE           1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               p
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             Low Idle test data must be provided if the engine
                        Test                                                                                                                                                                                                                                                    TRUE                                                                                                                                                                                                                                                         has a low idle mode. Indicate whether this engine                                                     Locomotive
      86.1                                Emissions Test                    9 Low Idle Mode Indicator                      Indicates Yes or No for LowIdleDetails Information being required             EmissionsTestDetails                 LowIdleModeIndicator                             1                       Indicator                        1         1                                Yes (Y) or No (N)                                                                                                                                                                                                              1033.515
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             has a Low Idle mode. This will make the Low Idle
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         row of test data required.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             Dynamic Brake test data must be provided if the
                        Test                                                                                                                                                                                                                                                    TRUE                                                                                                                                                                                                                                                        engine has dynamic braking. Indicate whether this                                                      Locomotive
      86.3                                Emissions Test                 Dynamic Brake Mode Indicator                        Indicates Yes or No for DynamicBrakeDetails being required                  EmissionsTestDetails              DynamicBrakeModendicator                            1                       Indicator                        1         1                                Yes (Y) or No (N)                                                                                                                                                                                                              1033.515
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                             engine has dynamic braking. This will make the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Dynamic Brake row of test data required.

                        Test                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                Comments on this test that should be noted by the                                                      Locomotive
       357                                Emissions Test                         Test Comments                          Comments on this test that should be noted by the certification reviewer         EmissionsTestDetails                   TestCommentsText                FALSE          1           A4000         String                         1        4000                                                                                           Front End   XML                none
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        certification reviewer
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     ModelsInformtaionGrou
                                                                                                                                               Details of Idle Information                               EmissionsTestDetails                  IdleInformationDetails           TRUE           1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               p
                                                                                                                                          Details of Low Idle Emission Values                            IdleInformationDetails                   LowIdleDetails                FALSE          1




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                6
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                            Locomotive Engine Certification Data Requirements                                                                                                                                                                                           Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    March 2013




                     Test                                                         The Total Hydrocarbon (THC) emissions during the Low Idle (LI) mode of the                                                      FALSE                                                                                                                                                               The Total Hydrocarbon (THC) emissions recorded                              Locomotive    Filled out if FUEL_TYPE was anything other
      87                               Low Idle            THC-Low Idle                                                                                              LowIdleDetails         THCEmissionsValue             1   N(4,2)   Decimal                                           0.00    99,999.99     8   2                           range to           LOC-CERT-LC-BR202                                                            1033.205.d.8
                                                                                                               test in g/hr.                                                                                                                                                                                                                                                           during the Low Idle (LI) mode of the test in g/hr.                                                than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                         The Non-Methane Hydrocarbon (NMHC)
                     Test                                                        The Non-Methane Hydrocarbon (NMHC) emissions during the LI mode of the                                                           FALSE                                                                                                                                           LOC-CERT-LC-BR203                                                                               Locomotive     Filled out only if Natural Gas selected as
      88                               Low Idle          NMHC - Low Idle                                                                                             LowIdleDetails        NMHCEmissionsValue             1   N(4,2)   Decimal                                           0.00   109,999.99     8   2                           range to                               emissions recorded during the Low Idle (LI) mode         1033.205.d.8
                                                                                                              test in g/hr.                                                                                                                                                                                                                                       LOC-CERT-LC-BR494                                                                                                             FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                     of the test in g/hr.

                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The Oxides of Nitrogen (NOx) emissions recorded                             Locomotive
      89                               Low Idle           NOX - Low Idle         The Oxides of Nitrogen (NOx) emissions during the LI mode of the test in g/hr.      LowIdleDetails         NOxEmissionsValue             1   N(4,2)   Decimal                                           0.00   299,999.99     8   2                           range to           LOC-CERT-LC-BR048                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                       during the Low Idle (LI) mode of the test in g/hr.

                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                 The Carbon Monoxide (CO) emissions recorded                                Locomotive
      90                               Low Idle            CO - Low Idle          The Carbon Monoxide (CO) emissions during the LI mode of the test in g/hr.         LowIdleDetails         COEmissionsValue              1   N(4,2)   Decimal                                           0.00   149,999.99     8   2                           range to           LOC-CERT-LC-BR048                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                        during the Low Idle (LI) mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                       The Particulate Matter (PM) emissions recorded
                     Test                                                                                                                                                                                         FALSE                                                                                                                                           LOC-CERT-LC-BR048                                                                               Locomotive
      91                               Low Idle            PM - Low Idle          The Particulate Matter (PM) emissions during the LI mode of the test in g/hr.      LowIdleDetails         PMEmissionsValue              1   N(4,2)   Decimal                                           0.00    9,999.99      6   2                           range to                                during the the Low Idle (LI) mode mode of the test      1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR470
                                                                                                                                                                                                                                                                                                                                                                                                               in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                          The Total Hydrocarbon Equivalent (THCE)
                     Test                                                        The Total Hydrocarbon Equivalent (THCE) emissions during the LI mode of the                                                      FALSE                                                                                                                                                                                                                                           Locomotive Filled out only if Alcohol selected as fuel and
      92                               Low Idle           THCE - Low Idle                                                                                            LowIdleDetails        THCEEmissionsValue             1   N(4,2)   Decimal                                           0.00   109,999.99     8   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR200    emissions recorded during the Low Idle (LI) mode       1033.101(f)(1)(i)
                                                                                                                 test in g/hr.                                                                                                                                                                                                                                                                                                                                                                  Tier is <= 3.
                                                                                                                                                                                                                                                                                                                                                                                                         of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon Equivalent
                     Test                                                        The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during the LI                                                           FALSE                                                                                                                                                                                                                                           Locomotive     Filled out only if Alcohol selected as Fuel
      341                              Low Idle          NMHCE - Low Idle                                                                                            LowIdleDetails        NMHCEEmissionsValue            1   N(4,2)   Decimal                                           0.00   109,999.99     8   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR201   (NMHCE) emissions during the LI mode of the test        1033.101(f)(1)(i)
                                                                                                        mode of the test in g/hr.                                                                                                                                                                                                                                                                                                                                                                  and tier 4
                                                                                                                                                                                                                                                                                                                                                                                                               in g/hr.
                     Test                                  HP - Low Idle                                                                                                                                          TRUE                                                                                                                                                                The power in horsepower recorded during the Low                             Locomotive
      93                               Low Idle                                              The power in horsepower for the LI mode of the test.                    LowIdleDetails          HorsepowerValue              1   N(4,1)   Decimal                                             0       149.9       4   1                       range >0 and <150      LOC-CERT-LC-BR048                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                    Idle (LI) mode of the test.

                     Test                                 RPM - Low Idle                                                                                                                                          TRUE                                                                                                                                                                   The engine speed in revolutions per minute                               Locomotive
      94                               Low Idle                                                The engine speed during the LI mode of the test.                      LowIdleDetails          EngineSpeedValue             1   N(6,2)   Decimal                                           0.00    3,999.99      6   2                      range >0 and <4000      LOC-CERT-LC-BR048                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                      recorded during the Low Idle (LI) mode of the test.
                                                                                                    Details of Normal Idle Emission Values                        IdleInformationDetails     NormalIdleDetails    TRUE    1

                     Test                                                                                                                                                                                         FALSE                                                                                                                                                               The Total Hydrocarbon (THC) emissions recorded                              Locomotive    Filled out if FUEL_TYPE was anything other
      96                              Normal Idle        THC - Normal Idle          The THC emissions during the Normal Idle (NI) mode of the test, in g/hr.        NormalIdleDetails       THCEmissionsValue             1   N(4,2)   Decimal                                             0    119,999.99     8   2                           range to           LOC-CERT-LC-BR196                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                      during the Normal Idle (NI) mode of the test in g/hr.                                              than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                           LOC-CERT-LC-BR199                                                                               Locomotive     Filled out only if Natural Gas selected as
      97                              Normal Idle       NMHC - Normal Idle         The NMHC emissions during the Normal Idle (NI) mode of the test, in g/hr.        NormalIdleDetails      NMHCEmissionsValue             1   N(4,2)   Decimal                                             0    119,999.99     8   2                           range to                                 emissions recorded during the Normal Idle (NI)         1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR496                                                                                                             FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                   mode of the test in g/hr.

                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The Oxides of Nitrogen (NOx) emissions recorded                             Locomotive
      98                              Normal Idle        NOX - Normal Idle                 The NOx emissions during the NI mode of the test, in g/hr.               NormalIdleDetails       NOxEmissionsValue             1   N(4,2)   Decimal                                             0    239,999.99     8   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                      during the Normal Idle (NI) mode of the test in g/hr.

                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                 The Carbon Monoxide (CO) emissions recorded                                Locomotive
      99                              Normal Idle        CO - Normal Idle                  The CO emissions during the NI mode of the test, in g/hr.                NormalIdleDetails       COEmissionsValue              1   N(4,2)   Decimal                                             0    119,999.99     8   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                      during the Normal Idle (NI) mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                       The Particulate Matter (PM) emissions recorded
      100            Test             Normal Idle        PM - Normal Idle                  The PM emissions during the NI mode of the test, in g/hr.                NormalIdleDetails       PMEmissionsValue      FALSE   1   N(4,2)   Decimal                                             0     16,999.99     7   2                           range to           LOC-CERT-LC-BR469    during the the Normal Idle (NI) mode mode of the        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                          test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                          The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                                                                                           Locomotive        Filled out only if Alcohol selected as
      101                             Normal Idle       THCE - Normal Idle                The THCE emissions during the NI mode of the test, in g/hr.               NormalIdleDetails      THCEEmissionsValue             1   N(4,2)   Decimal                                             0    119,999.99     8   2                           range to           LOC-CERT-LC-BR197      emissions recorded during the Normal Idle (NI)        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                    mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon Equivalent
                     Test                                                          The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during the                                                            FALSE                                                                                                                                                                                                                                           Locomotive
      342                             Normal Idle      NMHCE - Normal Idle                                                                                          NormalIdleDetails      NMHCEEmissionsValue            1   N(4,2)   Decimal                                             0    119,999.99     8   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198     (NMHCE) emissions during the Normal Idle (NI)         1033.101(f)(1)(i)
                                                                                                 Normal Idle (NI) mode of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                    mode of the test, in g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                   The power in horsepower recorded during the                              Locomotive
      102                             Normal Idle         HP - Normal Idle                   The power in horsepower for the NI mode of the test.                   NormalIdleDetails        HorsepowerValue              1   N(4,1)   Decimal                                             0       199.9       4   1                       range >0 and <200                                                                                   1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                               Normal Idle (NI) mode of the test.
                                                                                                                                                                                                                                                                                                                                                                                          The engine speed in revolutions per minute
      103            Test             Normal Idle        RPM - Normal Idle                     The engine speed during the NI mode of the test.                     NormalIdleDetails        EngineSpeedValue     TRUE    1   N(6,2)   Decimal                                             0     3,999.99      6   2                      range >0 and <4000                           recorded during the Normal Idle (NI) mode of the        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                             test.
                                                                                                  Details of Dynamic Brake Emission Values                        EmissionsTestDetails      DynamicBrakeDetails   FALSE   1
                                                                                                                                                                                                                                                                                                                                                                                      The Total Hydrocarbon (THC) emissions recorded
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                                                                                           Locomotive    Filled out if FUEL_TYPE was anything other
      105                           Dynamic Brake      THC - Dynamic Brake        The THC emissions during the Dynamic Brake (DB) mode of the test, in g/hr.      DynamicBrakeDetails       THCEmissionsValue             1   N(4,2)   Decimal                                             0    1,499,999.99   9   2                           range to           LOC-CERT-LC-BR206   during the Dynamic Brake (DB) mode of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                              g/hr.
                                                                                                                                                                                                                                                                                                                                                                                           The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                           LOC-CERT-LC-BR207                                                                               Locomotive     Filled out only if Natural Gas selected as
      106                           Dynamic Brake     NMHC - Dynamic Brake       The NMHC emissions during the Dynamic Brake (DB) mode of the test, in g/hr.      DynamicBrakeDetails      NMHCEmissionsValue             1   N(4,2)   Decimal                                             0    1,499,999.99   9   2                           range to                                 emissions recorded during the Dynamic Brake            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR495                                                                                                             FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                  (DB) mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                      The Oxides of Nitrogen (NOx) emissions recorded
                     Test                                                                                                                                                                                         TRUE                                                                                                                                            LOC-CERT-LC-BR049                                                                               Locomotive
      107                           Dynamic Brake      NOX - Dynamic Brake        The NOx emissions during the Dynamic Brake (DB) mode of the test, in g/hr.      DynamicBrakeDetails       NOxEmissionsValue             1   N(4,2)   Decimal                                             0    1,899,999.99   9   2                           range to                               during the Dynamic Brake (DB) mode of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR471
                                                                                                                                                                                                                                                                                                                                                                                                              g/hr.
                                                                                                                                                                                                                                                                                                                                                                                       The Carbon Monoxide (CO) emissions recorded
      108            Test           Dynamic Brake       CO - Dynamic Brake        The CO emissions during the Dynamic Brake (DB) mode of the test, in g/hr.       DynamicBrakeDetails       COEmissionsValue      TRUE    1   N(4,2)   Decimal                                             0    899,999.99     8   2                           range to           LOC-CERT-LC-BR049   during the Dynamic Brake (DB) mode of the test in        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                              g/hr.
                                                                                                                                                                                                                                                                                                                                                                                       The Particulate Matter (PM) emissions recorded
      109            Test           Dynamic Brake       PM - Dynamic Brake        The PM emissions during the Dynamic Brake (DB) mode of the test, in g/hr.       DynamicBrakeDetails       PMEmissionsValue      FALSE   1   N(4,2)   Decimal                                             0    224,999.99     8   2                           range to           LOC-CERT-LC-BR049   during the the Dynamic Brake (DB) mode mode of           1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                        the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                          The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                                                                                           Locomotive        Filled out only if Alcohol selected as
      110                           Dynamic Brake     THCE - Dynamic Brake       The THCE emissions during the Dynamic Brake (DB) mode of the test, in g/hr.      DynamicBrakeDetails      THCEEmissionsValue             1   N(4,2)   Decimal                                             0    1,499,999.99   9   2                           range to           LOC-CERT-LC-BR204     emissions recorded during the Dynamic Brake            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                  (DB) mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon Equivalent
                     Test                                                          The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during the                                                            FALSE                                                                                                                                                                                                                                           Locomotive
      343                           Dynamic Brake    NMHCE - Dynamic Brake                                                                                        DynamicBrakeDetails      NMHCEEmissionsValue            1   N(4,2)   Decimal                                             0    1,499,999.99   9   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR205    (NMHCE) emissions during the Dynamic Brake             1033.101(f)(1)(i)
                                                                                               Dynamic Brake (DB) mode of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                 (DB) mode of the test, in g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                  The power in horsepower recorded during the                               Locomotive
      111                           Dynamic Brake       HP - Dynamic Brake          The power in horsepower for the Dynamic Brake (DB) mode of the test.          DynamicBrakeDetails        HorsepowerValue              1   N(5,1)   Decimal                                             0      1,199.9      5   1                      range >0 and <1200                                                                                   1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                            Dynamic Brake (DB) mode of the test.
                                                                                                                                                                                                                                                                                                                                                                                          The engine speed in revolutions per minute
      112            Test           Dynamic Brake      RPM - Dynamic Brake            The engine speed during the Dynamic Brake (DB) mode of the test.            DynamicBrakeDetails        EngineSpeedValue     TRUE    1   N(6,2)   Decimal                                             0     3,999.99      6   2                      range >0 and <4000                          recorded during the Dynamic Brake (DB) mode of           1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                            the test.
                                                                                                      Details of Notch 1 Emission Values                          EmissionsTestDetails         Notch1Details      TRUE    1
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                               The Total Hydrocarbon (THC) emissions recorded                              Locomotive    Filled out if FUEL_TYPE was anything other
      114                              Notch 1       THC Emissions at Notch 1                The THC emissions during Notch 1 of the test, in g/hr.                  Notch1Details          THCEmissionsValue             1   N(4,2)   Decimal                                             0     9,999.99      7   2                           range to           LOC-CERT-LC-BR196                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 1 of the test in g/hr.                                                        than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                           LOC-CERT-LC-BR199                                                                               Locomotive     Filled out only if Natural Gas selected as
      115                              Notch 1      NMHC Emissions at Notch 1               The NMHC emissions during Notch 1 of the test, in g/hr.                  Notch1Details         NMHCEmissionsValue             1   N(4,2)   Decimal                                             0     9,999.99      7   2                           range to                                emissions recorded during Notch 1 of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR496                                                                                                             FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                            g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The Oxides of Nitrogen (NOx) emissions recorded                             Locomotive
      116                              Notch 1       NOX Emissions at Notch 1                The NOx emissions during Notch 1 of the test, in g/hr.                  Notch1Details          NOxEmissionsValue             1   N(4,2)   Decimal                                             0     99,999.99     8   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 1 of the test in g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                 The Carbon Monoxide (CO) emissions recorded                                Locomotive
      117                              Notch 1        CO Emissions at Notch 1                The CO emissions during Notch 1 of the test, in g/hr.                   Notch1Details          COEmissionsValue              1   N(4,2)   Decimal                                             0     29,999.99     7   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 1 of the test in g/hr.

                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                The Particulate Matter (PM) emissions recorded                             Locomotive
      118                              Notch 1        PM Emissions at Notch 1                The PM emissions during Notch 1 of the test, in g/hr.                   Notch1Details          PMEmissionsValue              1   N(4,2)   Decimal                                             0     2,499.99      6   2                           range to           LOC-CERT-LC-BR469                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                         during the Notch 1 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                         The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                                                                                           Locomotive        Filled out only if Alcohol selected as
      119                              Notch 1      THCE Emissions at Notch 1               The THCE emissions during Notch 1 of the test, in g/hr.                  Notch1Details         THCEEmissionsValue             1   N(4,2)   Decimal                                             0     9,999.99      7   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 1 of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                             g/hr.
                                                                                                                                                                                                                                                                                                                                                                                         The Non-Methane Hydrocarbon Equivalent
                     Test                                                        The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                            FALSE                                                                                                                                                                                                                                           Locomotive
      344                              Notch 1      NMHCE Emissions at Notch 1                                                                                       Notch1Details         NMHCEEmissionsValue            1   N(4,2)   Decimal                                             0     9,999.99      7   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 1 of the test, in        1033.101(f)(1)(i)
                                                                                                          1 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                             g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The power in horsepower recorded during Notch 1                             Locomotive
      120                              Notch 1             HP at Notch 1                       The power in horsepower for Notch 1 of the test.                      Notch1Details           HorsepowerValue              1   N(6,1)   Decimal                                             0      1,999.9      6   1                      range >0 and <2000                                                                                   1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                         of the test.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                   The engine speed in revolutions per minute                               Locomotive
      121                              Notch 1            RPM at Notch 1                         The engine speed during Notch 1 of the test.                        Notch1Details           EngineSpeedValue             1   N(6,2)   Decimal                                             0     3,999.99      6   2                      range >0 and <4000                                                                                   1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                            recorded during Notch 1 of the test.
                                                                                                      Details of Notch 2 Emission Values                          EmissionsTestDetails         Notch2Details      TRUE    1
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                               The Total Hydrocarbon (THC) emissions recorded                              Locomotive    Filled out if FUEL_TYPE was anything other
      123                              Notch 2       THC Emissions at Notch 2                The THC emissions during Notch 2 of the test, in g/hr.                  Notch2Details          THCEmissionsValue             1   N(4,2)   Decimal                                             0     14,999.99     7   2                           range to           LOC-CERT-LC-BR196                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 2 of the test in g/hr.                                                        than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                           LOC-CERT-LC-BR199                                                                               Locomotive     Filled out only if Natural Gas selected as
      124                              Notch 2      NMHC Emissions at Notch 2               The NMHC emissions during Notch 2 of the test, in g/hr.                  Notch2Details         NMHCEmissionsValue             1   N(4,2)   Decimal                                             0     14,999.99     7   2                           range to                                emissions recorded during Notch 2 of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR496                                                                                                             FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                            g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The Oxides of Nitrogen (NOx) emissions recorded                             Locomotive
      125                              Notch 2       NOX Emissions at Notch 2                The NOx emissions during Notch 2 of the test, in g/hr.                  Notch2Details          NOxEmissionsValue             1   N(4,2)   Decimal                                             0    199,999.99     8   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 2 of the test in g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                 The Carbon Monoxide (CO) emissions recorded                                Locomotive
      126                              Notch 2        CO Emissions at Notch 2                The CO emissions during Notch 2 of the test, in g/hr.                   Notch2Details          COEmissionsValue              1   N(4,2)   Decimal                                             0     34,999.99     7   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 2 of the test in g/hr.

                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                The Particulate Matter (PM) emissions recorded                             Locomotive
      127                              Notch 2        PM Emissions at Notch 2                The PM emissions during Notch 2 of the test, in g/hr.                   Notch2Details          PMEmissionsValue              1   N(4,2)   Decimal                                             0     4,999.99      6   2                           range to           LOC-CERT-LC-BR469                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                         during the Notch 2 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                         The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                                                                                           Locomotive        Filled out only if Alcohol selected as
      128                              Notch 2      THCE Emissions at Notch 2               The THCE emissions during Notch 2 of the test, in g/hr.                  Notch2Details         THCEEmissionsValue             1   N(4,2)   Decimal                                             0     14,999.99     7   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 2 of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                             g/hr.
                                                                                                                                                                                                                                                                                                                                                                                         The Non-Methane Hydrocarbon Equivalent
                     Test                                                        The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                            FALSE                                                                                                                                                                                                                                           Locomotive
      345                              Notch 2      NMHCE Emissions at Notch 2                                                                                       Notch2Details         NMHCEEmissionsValue            1   N(4,2)   Decimal                                             0     14,999.99     7   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 2 of the test, in        1033.101(f)(1)(i)
                                                                                                          2 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                             g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The power in horsepower recorded during Notch 2                             Locomotive
      129                              Notch 2             HP at Notch 2                       The power in Horsepower for Notch 2 of the test.                      Notch2Details           HorsepowerValue              1   N(6,1)   Decimal                                             0      2,999.9      6   1                      range >0 and <3000                                                                                   1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                         of the test.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                   The engine speed in revolutions per minute                               Locomotive
      130                              Notch 2            RPM at Notch 2                         The engine speed during Notch 2 of the test.                        Notch2Details           EngineSpeedValue             1   N(6,2)   Decimal                                             0     3,999.99      6   2                      range >0 and <4000                                                                                   1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                            recorded during Notch 2 of the test.
                                                                                                      Details of Notch 3 Emission Values                          EmissionsTestDetails         Notch3Details      TRUE    1
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                               The Total Hydrocarbon (THC) emissions recorded                              Locomotive    Filled out if FUEL_TYPE was anything other
      132                              Notch 3       THC Emissions at Notch 3                The THC emissions during Notch 3 of the test, in g/hr.                  Notch3Details          THCEmissionsValue             1   N(4,2)   Decimal                                             0     3,999.99      6   2                           range to           LOC-CERT-LC-BR196                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 3 of the test in g/hr.                                                        than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                          The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                           LOC-CERT-LC-BR199                                                                               Locomotive     Filled out only if Natural Gas selected as
      133                              Notch 3      NMHC Emissions at Notch 3               The NMHC emissions during Notch 3 of the test, in g/hr.                  Notch3Details         NMHCEmissionsValue             1   N(4,2)   Decimal                                             0     3,999.99      6   2                           range to                                emissions recorded during Notch 3 of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR496                                                                                                             FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                            g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                The Oxides of Nitrogen (NOx) emissions recorded                             Locomotive
      134                              Notch 3       NOX Emissions at Notch 3                The NOx emissions during Notch 3 of the test, in g/hr.                  Notch3Details          NOxEmissionsValue             1   N(4,2)   Decimal                                             0     69,999.99     7   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 3 of the test in g/hr.
                     Test                                                                                                                                                                                         TRUE                                                                                                                                                                 The Carbon Monoxide (CO) emissions recorded                                Locomotive
      135                              Notch 3        CO Emissions at Notch 3                The CO emissions during Notch 3 of the test, in g/hr.                   Notch3Details          COEmissionsValue              1   N(4,2)   Decimal                                             0     9,999.99      7   2                           range to                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                              during Notch 3 of the test in g/hr.

                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                The Particulate Matter (PM) emissions recorded                             Locomotive
      136                              Notch 3        PM Emissions at Notch 3                The PM emissions during Notch 3 of the test, in g/hr.                   Notch3Details          PMEmissionsValue              1   N(4,2)   Decimal                                             0     2,999.99      6   2                           range to           LOC-CERT-LC-BR469                                                            1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                         during the Notch 3 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                         The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                         FALSE                                                                                                                                                                                                                                           Locomotive        Filled out only if Alcohol selected as
      137                              Notch 3      THCE Emissions at Notch 3               The THCE emissions during Notch 3 of the test, in g/hr.                  Notch3Details         THCEEmissionsValue             1   N(4,2)   Decimal                                             0     3,999.99      6   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 3 of the test in        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                           g/hr.
                                                                                                                                                                                                                                                                                                                                                                                         The Non-Methane Hydrocarbon Equivalent
                     Test                                                        The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                            FALSE                                                                                                                                                                                                                                           Locomotive
      346                              Notch 3      NMHCE Emissions at Notch 3                                                                                       Notch3Details         NMHCEEmissionsValue            1   N(4,2)   Decimal                                             0     3,999.99      6   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 3 of the test, in        1033.101(f)(1)(i)
                                                                                                          3 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                           g/hr.




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               7
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                                                              Locomotive Engine Certification Data Requirements                                                                                                                                                                                                         Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    March 2013




                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The power in horsepower recorded during Notch 3                         Locomotive
      138                              Notch 3                          HP at Notch 3                                 The power in Horsepower for Notch 3 of the test.                               Notch3Details                            HorsepowerValue                            1     N(5,1)   Decimal                                              0     4,499.9                           5   1                      range >0 and <4500                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               of the test.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                           The engine speed in revolutions per minute                           Locomotive
      139                              Notch 3                         RPM at Notch 3                                   The engine speed during Notch 3 of the test.                                 Notch3Details                            EngineSpeedValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                      range >0 and <4000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  recorded during Notch 3 of the test.
                                                                                                                             Details of Notch 4 Emission Values                                   EmissionsTestDetails                          Notch4Details                   TRUE     1
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                       The Total Hydrocarbon (THC) emissions recorded                          Locomotive   Filled out if FUEL_TYPE was anything other
      141                              Notch 4                    THC Emissions at Notch 4                         The THC emissions during Notch 4 of the test, in g/hr.                            Notch4Details                           THCEmissionsValue                           1     N(4,2)   Decimal                                              0    29,999.99                          7   2                           range to           LOC-CERT-LC-BR196                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 4 of the test in g/hr.                                                   than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                   LOC-CERT-LC-BR199                                                                           Locomotive    Filled out only if Natural Gas selected as
      142                              Notch 4                   NMHC Emissions at Notch 4                        The NMHC emissions during Notch 4 of the test, in g/hr.                            Notch4Details                          NMHCEmissionsValue                           1     N(4,2)   Decimal                                              0    29,999.99                          7   2                           range to                                emissions recorded during Notch 4 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR496                                                                                                        FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The Oxides of Nitrogen (NOx) emissions recorded                         Locomotive
      143                              Notch 4                    NOX Emissions at Notch 4                         The NOx emissions during Notch 4 of the test, in g/hr.                            Notch4Details                           NOxEmissionsValue                           1     N(4,2)   Decimal                                              0    649,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 4 of the test in g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                         The Carbon Monoxide (CO) emissions recorded                            Locomotive
      144                              Notch 4                    CO Emissions at Notch 4                           The CO emissions during Notch 4 of the test, in g/hr.                            Notch4Details                            COEmissionsValue                           1     N(4,2)   Decimal                                              0    119,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 4 of the test in g/hr.

                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                        The Particulate Matter (PM) emissions recorded                         Locomotive
      145                              Notch 4                    PM Emissions at Notch 4                           The PM emissions during Notch 4 of the test, in g/hr.                            Notch4Details                            PMEmissionsValue                           1     N(4,2)   Decimal                                              0    24,999.99                          7   2                           range to           LOC-CERT-LC-BR469                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               during the Notch 4 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                                                                                               Locomotive      Filled out only if Alcohol selected as
      146                              Notch 4                   THCE Emissions at Notch 4                        The THCE emissions during Notch 4 of the test, in g/hr.                            Notch4Details                          THCEEmissionsValue                           1     N(4,2)   Decimal                                              0    24,999.99                          7   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 4 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Non-Methane Hydrocarbon Equivalent
                     Test                                                                               The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                                                                   FALSE                                                                                                                                                                                                                                                               Locomotive
      347                              Notch 4                  NMHCE Emissions at Notch 4                                                                                                           Notch4Details                         NMHCEEmissionsValue                           1     N(4,2)   Decimal                                              0    29,999.99                          7   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 4 of the test, in    1033.101(f)(1)(i)
                                                                                                                                 4 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The power in horsepower recorded during Notch 4                         Locomotive
      147                              Notch 4                          HP at Notch 4                                 The power in horsepower for Notch 4 of the test.                               Notch4Details                            HorsepowerValue                            1     N(6,1)   Decimal                                              0     6,999.9                           6   1                      range >0 and <7000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               of the test.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                           The engine speed in revolutions per minute                           Locomotive
      148                              Notch 4                         RPM at Notch 4                                   The engine speed during Notch 4 of the test.                                 Notch4Details                            EngineSpeedValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                      range >0 and <4000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  recorded during Notch 4 of the test.
                                                                                                                             Details of Notch 5 Emission Values                                   EmissionsTestDetails                          Notch5Details                   TRUE     1
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                       The Total Hydrocarbon (THC) emissions recorded                          Locomotive   Filled out if FUEL_TYPE was anything other
      150                              Notch 5                    THC Emissions at Notch 5                         The THC emissions during Notch 5 of the test, in g/hr.                            Notch5Details                           THCEmissionsValue                           1     N(4,2)   Decimal                                              0     7,999.99                          6   2                           range to           LOC-CERT-LC-BR196                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 5 of the test in g/hr.                                                   than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                   LOC-CERT-LC-BR199                                                                           Locomotive    Filled out only if Natural Gas selected as
      151                              Notch 5                   NMHC Emissions at Notch 5                        The NMHC emissions during Notch 5 of the test, in g/hr.                            Notch5Details                          NMHCEmissionsValue                           1     N(4,2)   Decimal                                              0     7,999.99                          6   2                           range to                                emissions recorded during Notch 5 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR496                                                                                                        FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The Oxides of Nitrogen (NOx) emissions recorded                         Locomotive
      152                              Notch 5                    NOX Emissions at Notch 5                         The NOx emissions during Notch 5 of the test, in g/hr.                            Notch5Details                           NOxEmissionsValue                           1     N(4,2)   Decimal                                              0    119,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 5 of the test in g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                         The Carbon Monoxide (CO) emissions recorded                            Locomotive
      153                              Notch 5                    CO Emissions at Notch 5                           The CO emissions during Notch 5 of the test, in g/hr.                            Notch5Details                            COEmissionsValue                           1     N(4,2)   Decimal                                              0    29,999.99                          7   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 5 of the test in g/hr.

                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                        The Particulate Matter (PM) emissions recorded                         Locomotive
      154                              Notch 5                    PM Emissions at Notch 5                           The PM emissions during Notch 5 of the test, in g/hr.                            Notch5Details                            PMEmissionsValue                           1     N(4,2)   Decimal                                              0     5,999.99                          6   2                           range to           LOC-CERT-LC-BR469                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               during the Notch 5 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                                                                                               Locomotive      Filled out only if Alcohol selected as
      155                              Notch 5                   THCE Emissions at Notch 5                        The THCE emissions during Notch 5 of the test, in g/hr.                            Notch5Details                          THCEEmissionsValue                           1     N(4,2)   Decimal                                              0     7,999.99                          6   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 5 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Non-Methane Hydrocarbon Equivalent
                     Test                                                                               The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                                                                   FALSE                                                                                                                                                                                                                                                               Locomotive
      348                              Notch 5                  NMHCE Emissions at Notch 5                                                                                                           Notch5Details                         NMHCEEmissionsValue                           1     N(4,2)   Decimal                                              0     7,999.99                          6   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 5 of the test, in    1033.101(f)(1)(i)
                                                                                                                                 5 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The power in horsepower recorded during Notch 5                         Locomotive
      156                              Notch 5                          HP at Notch 5                                 The power in horsepower for Notch 5 of the test.                               Notch5Details                            HorsepowerValue                            1     N(5,1)   Decimal                                              0     9,999.9                           5   1                      range >0 and <10000                                                                              1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               of the test.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                           The engine speed in revolutions per minute                           Locomotive
      157                              Notch 5                         RPM at Notch 5                                   The engine speed during Notch 5 of the test.                                 Notch5Details                            EngineSpeedValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                      range >0 and <4000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  recorded during Notch 5 of the test.
                                                                                                                             Details of Notch 6 Emission Values                                   EmissionsTestDetails                          Notch6Details                   TRUE     1
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                       The Total Hydrocarbon (THC) emissions recorded                          Locomotive   Filled out if FUEL_TYPE was anything other
      159                              Notch 6                    THC Emissions at Notch 6                         The THC emissions during Notch 6 of the test, in g/hr.                            Notch6Details                           THCEmissionsValue                           1     N(4,2)   Decimal                                              0     8,999.99                          6   2                           range to           LOC-CERT-LC-BR196                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 6 of the test in g/hr.                                                   than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                   LOC-CERT-LC-BR199                                                                           Locomotive    Filled out only if Natural Gas selected as
      160                              Notch 6                   NMHC Emissions at Notch 6                        The NMHC emissions during Notch 6 of the test, in g/hr.                            Notch6Details                          NMHCEmissionsValue                           1     N(4,2)   Decimal                                              0     8,999.99                          6   2                           range to                                emissions recorded during Notch 6 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR496                                                                                                        FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The Oxides of Nitrogen (NOx) emissions recorded                         Locomotive
      161                              Notch 6                    NOX Emissions at Notch 6                         The NOx emissions during Notch 6 of the test, in g/hr.                            Notch6Details                           NOxEmissionsValue                           1     N(4,2)   Decimal                                              0    159,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 6 of the test in g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                         The Carbon Monoxide (CO) emissions recorded                            Locomotive
      162                              Notch 6                    CO Emissions at Notch 6                           The CO emissions during Notch 6 of the test, in g/hr.                            Notch6Details                            COEmissionsValue                           1     N(4,2)   Decimal                                              0    34,999.99                          7   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 6 of the test in g/hr.

                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                        The Particulate Matter (PM) emissions recorded                         Locomotive
      163                              Notch 6                    PM Emissions at Notch 6                           The PM emissions during Notch 6 of the test, in g/hr.                            Notch6Details                            PMEmissionsValue                           1     N(4,2)   Decimal                                              0    74,999.99                          7   2                           range to           LOC-CERT-LC-BR469                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               during the Notch 6 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                                                                                               Locomotive      Filled out only if Alcohol selected as
      164                              Notch 6                   THCE Emissions at Notch 6                        The THCE emissions during Notch 6 of the test, in g/hr.                            Notch6Details                          THCEEmissionsValue                           1     N(4,2)   Decimal                                              0     9,999.99                          7   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 6 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Non-Methane Hydrocarbon Equivalent
                     Test                                                                               The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                                                                   FALSE                                                                                                                                                                                                                                                               Locomotive
      349                              Notch 6                  NMHCE Emissions at Notch 6                                                                                                           Notch6Details                         NMHCEEmissionsValue                           1     N(4,2)   Decimal                                              0     8,999.99                          6   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 6 of the test, in    1033.101(f)(1)(i)
                                                                                                                                 6 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The power in horsepower recorded during Notch 6                         Locomotive
      165                              Notch 6                          HP at Notch 6                                 The power in horsepower for Notch 6 of the test.                               Notch6Details                            HorsepowerValue                            1     N(6,1)   Decimal                                              0     12,999.9                          6   1                      range >0 and <13000                                                                              1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               of the test.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                           The engine speed in revolutions per minute                           Locomotive
      166                              Notch 6                         RPM at Notch 6                                   The engine speed during Notch 6 of the test.                                 Notch6Details                            EngineSpeedValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                      range >0 and <4000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  recorded during Notch 6 of the test.
                                                                                                                             Details of Notch 7 Emission Values                                   EmissionsTestDetails                          Notch7Details                   TRUE     1
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                       The Total Hydrocarbon (THC) emissions recorded                          Locomotive   Filled out if FUEL_TYPE was anything other
      168                              Notch 7                    THC Emissions at Notch 7                         The THC emissions during Notch 7 of the test, in g/hr.                            Notch7Details                           THCEmissionsValue                           1     N(4,2)   Decimal                                              0     3,999.99                          6   2                           range to           LOC-CERT-LC-BR196                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 7 of the test in g/hr.                                                   than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                   LOC-CERT-LC-BR199                                                                           Locomotive    Filled out only if Natural Gas selected as
      169                              Notch 7                   NMHC Emissions at Notch 7                        The NMHC emissions during Notch 7 of the test, in g/hr.                            Notch7Details                          NMHCEmissionsValue                           1     N(4,2)   Decimal                                              0    10,999.99                          7   2                           range to                                emissions recorded during Notch 7 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR496                                                                                                        FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The Oxides of Nitrogen (NOx) emissions recorded                         Locomotive
      170                              Notch 7                    NOX Emissions at Notch 7                         The NOx emissions during Notch 7 of the test, in g/hr.                            Notch7Details                           NOxEmissionsValue                           1     N(4,2)   Decimal                                              0    199,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 7 of the test in g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                         The Carbon Monoxide (CO) emissions recorded                            Locomotive
      171                              Notch 7                    CO Emissions at Notch 7                           The CO emissions during Notch 7 of the test, in g/hr.                            Notch7Details                            COEmissionsValue                           1     N(4,2)   Decimal                                              0    79,999.99                          7   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 7 of the test in g/hr.

                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                        The Particulate Matter (PM) emissions recorded                         Locomotive
      172                              Notch 7                    PM Emissions at Notch 7                           The PM emissions during Notch 7 of the test, in g/hr.                            Notch7Details                            PMEmissionsValue                           1     N(4,2)   Decimal                                              0     9,999.99                          7   2                           range to           LOC-CERT-LC-BR469                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               during the Notch 7 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                                                                                               Locomotive      Filled out only if Alcohol selected as
      173                              Notch 7                   THCE Emissions at Notch 7                        The THCE emissions during Notch 7 of the test, in g/hr.                            Notch7Details                          THCEEmissionsValue                           1     N(4,2)   Decimal                                              0    10,999.99                          8   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 7 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Non-Methane Hydrocarbon Equivalent
                     Test                                                                               The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                                                                   FALSE                                                                                                                                                                                                                                                               Locomotive
      350                              Notch 7                  NMHCE Emissions at Notch 7                                                                                                           Notch7Details                         NMHCEEmissionsValue                           1     N(4,2)   Decimal                                              0    10,999.99                          7   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 7 of the test, in    1033.101(f)(1)(i)
                                                                                                                                 7 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The power in horsepower recorded during Notch 7                         Locomotive
      174                              Notch 7                          HP at Notch 7                                 The power in horsepower for Notch 7 of the test.                               Notch7Details                            HorsepowerValue                            1     N(6,1)   Decimal                                              0     15,999.9                          6   1                      range >0 and <16000                                                                              1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               of the test.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                           The engine speed in revolutions per minute                           Locomotive
      175                              Notch 7                         RPM at Notch 7                                   The engine speed during Notch 7 of the test.                                 Notch7Details                            EngineSpeedValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                      range >0 and <4000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  recorded during Notch 7 of the test.
                                                                                                                             Details of Notch 8 Emission Values                                   EmissionsTestDetails                          Notch8Details                   TRUE     1
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                       The Total Hydrocarbon (THC) emissions recorded                          Locomotive   Filled out if FUEL_TYPE was anything other
      177                              Notch 8                    THC Emissions at Notch 8                         The THC emissions during Notch 8 of the test, in g/hr.                            Notch8Details                           THCEmissionsValue                           1     N(4,2)   Decimal                                              0    14,999.99                          7   2                           range to           LOC-CERT-LC-BR196                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 8 of the test in g/hr.                                                   than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                The Non-Methane Hydrocarbon (NMHC)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                   LOC-CERT-LC-BR199                                                                           Locomotive    Filled out only if Natural Gas selected as
      178                              Notch 8                   NMHC Emissions at Notch 8                        The NMHC emissions during Notch 8 of the test, in g/hr.                            Notch8Details                          NMHCEmissionsValue                           1     N(4,2)   Decimal                                              0    10,999.99                          7   2                           range to                                emissions recorded during Notch 8 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                        LOC-CERT-LC-BR496                                                                                                        FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The Oxides of Nitrogen (NOx) emissions recorded                         Locomotive
      179                              Notch 8                    NOX Emissions at Notch 8                         The NOx emissions during Notch 8 of the test, in g/hr.                            Notch8Details                           NOxEmissionsValue                           1     N(4,2)   Decimal                                              0    224,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 8 of the test in g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                         The Carbon Monoxide (CO) emissions recorded                            Locomotive
      180                              Notch 8                    CO Emissions at Notch 8                           The CO emissions during Notch 8 of the test, in g/hr.                            Notch8Details                            COEmissionsValue                           1     N(4,2)   Decimal                                              0    149,999.99                         8   2                           range to                                                                                    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    during Notch 8 of the test in g/hr.

                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                        The Particulate Matter (PM) emissions recorded                         Locomotive
      181                              Notch 8                    PM Emissions at Notch 8                           The PM emissions during Notch 8 of the test, in g/hr.                            Notch8Details                            PMEmissionsValue                           1     N(4,2)   Decimal                                              0    15,999.99                          7   2                           range to           LOC-CERT-LC-BR469                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               during the Notch 8 mode of the test in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Total Hydrocarbon Equivalent (THCE)
                     Test                                                                                                                                                                                                                                                       FALSE                                                                                                                                                                                                                                                               Locomotive      Filled out only if Alcohol selected as
      182                              Notch 8                   THCE Emissions at Notch 8                        The THCE emissions during Notch 8 of the test, in g/hr.                            Notch8Details                          THCEEmissionsValue                           1     N(4,2)   Decimal                                              0    11,999.99                          8   2                           range to           LOC-CERT-LC-BR197    emissions recorded during Notch 8 of the test in    1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                               The Non-Methane Hydrocarbon Equivalent
                     Test                                                                               The Non-Methane Hydrocarbon Equivalent (NMHCE) emissions during Notch                                                                                                   FALSE                                                                                                                                                                                                                                                               Locomotive
      351                              Notch 8                  NMHCE Emissions at Notch 8                                                                                                           Notch8Details                         NMHCEEmissionsValue                           1     N(4,2)   Decimal                                              0    10,999.99                          7   2   Front End   XML   range Front End to XML   LOC-CERT-LC-BR198   (NMHCE) emissions during Notch 8 of the test, in    1033.101(f)(1)(i)
                                                                                                                                 8 of the test, in g/hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   g/hr.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                        The power in horsepower recorded during Notch 8                         Locomotive
      183                              Notch 8                          HP at Notch 8                                 The power in horsepower for Notch 8 of the test.                               Notch8Details                            HorsepowerValue                            1     N(6,1)   Decimal                                              0     19,999.9                          6   1                      range >0 and <20000                                                                              1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               of the test.
                     Test                                                                                                                                                                                                                                                       TRUE                                                                                                                                                                                           The engine speed in revolutions per minute                           Locomotive
      184                              Notch 8                         RPM at Notch 8                                   The engine speed during Notch 8 of the test.                                 Notch8Details                            EngineSpeedValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                      range >0 and <4000                                                                               1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  recorded during Notch 8 of the test.
                                                                                                                   Details of Ramped Modal Phase Emission Values                                 EmissionsTestDetails                     RampedModalPhaseDetails               FALSE    1
                                                                                                                                  Details of Phase 1                                           RampedModalPhaseDetails                         Phase1Details                    TRUE     1
                     Test                                                                               The PM emissions during Phase 1 of the test, in g/hr. This should be the raw,                                                                                           TRUE                                                                                                                                                                                                                                                                Locomotive
      410                        Ramped Modal Phase                Phase 1 PM Emissions                                                                                                              Phase1Details                            PMEmissionsValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                                              LOC-CERT-LC-BR472
                                                                                                                                  unweighted result.
                                                                                                                                  Details of Phase 2                                           RampedModalPhaseDetails                          Phase2Details                   TRUE     1
                     Test                                                                               The PM emissions during Phase 2 of the test, in g/hr. This should be the raw,                                                                                           TRUE                                                                                                                                                                                                                                                                Locomotive
      411                        Ramped Modal Phase                Phase 2 PM Emissions                                                                                                              Phase2Details                            PMEmissionsValue                           1     N(6,2)   Decimal                                              0     3,999.99                          6   2                                              LOC-CERT-LC-BR472
                                                                                                                                  unweighted result.
                                                                                                                                  Details of Phase 3                                           RampedModalPhaseDetails                          Phase3Details                   TRUE     1
                     Test                                                                               The PM emissions during Phase 3 of the test, in g/hr. This should be the raw,                                                                                           TRUE                                                                                                                                                                                                                                                                Locomotive
      412                        Ramped Modal Phase                Phase 3 PM Emissions                                                                                                              Phase3Details                            PMEmissionsValue                           1     N(6,2)   Decimal                                              0     5,999.99                          6   2                                              LOC-CERT-LC-BR472
                                                                                                                                  unweighted result.
                                                                                                                    Details of Discrete Modal Test Regeneration Device                            EmissionsTestDetails           DiscreteModalTestRegenerationDeviceDetails     FALSE    1
                                                                                                                                                                                          DiscreteModalTestRegenerationDeviceD
                                                                                                                          Details of Low Idle Regeneration Device                                                                     LowIdleRegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                          etails
                                                                                                                                                                                                                                                                                                                                                                               [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                                 Factor Devices
                                                                                                         An indication of a device that regenerated during the low idle test (Discrete                                           InfrequentRegenerationAdjustmentFactorDevice
      380            Test        Low Idle Regen Device   Low Idle Mode Device Regeneration Identifier                                                                                       LowIdleRegenerationDeviceDetails                                                    TRUE     1      A3       String                                                                 where the Mode                                                          LOC-CERT-LC-BR397
                                                                                                                                      Modal tests only).                                                                                           Identifier
                                                                                                                                                                                                                                                                                                                                                                                   Test Type is
                                                                                                                                                                                                                                                                                                                                                                                     Discrete]

                     Test                                    Low Idle Mode Device Regeneration          A description of the device that regenerated during the low idle test (Discrete                                          InfrequentRegenerationAdjustmentFactorDevice   FALSE
      381                        Low Idle Regen Device                                                                                                                                      LowIdleRegenerationDeviceDetails                                                             1     A100      String
                                                                        Description                                                   Modal tests only).                                                                                        DescriptionText
                                                                                                                                                                                          DiscreteModalTestRegenerationDeviceD
                                                                                                                        Details of Normal Idle Regeneration Device                                                                   NormalIdleRegenerationDeviceDetails        FALSE   1..n
                                                                                                                                                                                                          etails




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               8
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                                                               Locomotive Engine Certification Data Requirements                                                                                                                                                                                                         Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     March 2013




                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                            Normal Idle Mode Device Regeneration        An indication of a device that regenerated during the normal idle test (Discrete                                          InfrequentRegenerationAdjustmentFactorDevice
      382            Test      Normal Idle Regen Device                                                                                                                                     NormalIdleRegenerationDeviceDetails                                                  TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR398
                                                                          Identifier                                                    Modal tests only).                                                                                          Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                   Normal Idle Mode Device Regeneration            A description of the device that regenerated during the normal idle test                                              InfrequentRegenerationAdjustmentFactorDevice   FALSE
      383                      Normal Idle Regen Device                                                                                                                                     NormalIdleRegenerationDeviceDetails                                                           1     A100      String
                                                                         Description                                              (Discrete Modal tests only).                                                                                   DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                       Details of Dynamic Brake Regeneration Device                                                                 DynamicBrakeRegenerationDeviceDetails        FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                 Dynamic Brake Regen      Dynamic Brake Mode Device Regeneration           An indication of a device that regenerated during the dynamic brake test        DynamicBrakeRegenerationDeviceDetail InfrequentRegenerationAdjustmentFactorDevice
      384            Test                                                                                                                                                                                                                                                        TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR399
                                       Device                            Identifier                                               (Discrete Modal tests only).                                             s                                      Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test        Dynamic Brake Regen      Dynamic Brake Mode Device Regeneration          A description of the device that regenerated during the dynamic brake test       DynamicBrakeRegenerationDeviceDetail InfrequentRegenerationAdjustmentFactorDevice     FALSE
      385                                                                                                                                                                                                                                                                                 1     A100      String
                                       Device                           Description                                               (Discrete Modal tests only).                                               s                                 DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 1 Regeneration Device                                                                      Notch1RegenerationDeviceDetails           FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 1 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      386            Test        Notch 1 Regen Device     Notch 1 Mode Device Regeneration Identifier                                                                                        Notch1RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR400
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 1 Mode Device Regeneration          A description of the device that regenerated during the notch 1 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      387                        Notch 1 Regen Device                                                                                                                                        Notch1RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 2 Regeneration Device                                                                       Notch2RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 2 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      388            Test        Notch 2 Regen Device     Notch 2 Mode Device Regeneration Identifier                                                                                        Notch2RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR401
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 2 Mode Device Regeneration          A description of the device that regenerated during the notch 2 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      389                        Notch 2 Regen Device                                                                                                                                        Notch2RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 3 Regeneration Device                                                                       Notch3RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 3 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      390            Test        Notch 3 Regen Device     Notch 3 Mode Device Regeneration Identifier                                                                                        Notch3RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR402
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 3 Mode Device Regeneration          A description of the device that regenerated during the notch 3 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      391                        Notch 3 Regen Device                                                                                                                                        Notch3RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 4 Regeneration Device                                                                       Notch4RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 4 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      392            Test        Notch 4 Regen Device     Notch 4 Mode Device Regeneration Identifier                                                                                        Notch4RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR403
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 4 Mode Device Regeneration          A description of the device that regenerated during the notch 4 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      393                        Notch 4 Regen Device                                                                                                                                        Notch4RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 5 Regeneration Device                                                                       Notch5RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 5 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      394            Test        Notch 5 Regen Device     Notch 5 Mode Device Regeneration Identifier                                                                                        Notch5RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR404
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 5 Mode Device Regeneration          A description of the device that regenerated during the notch 5 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      395                        Notch 5 Regen Device                                                                                                                                        Notch5RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 6 Regeneration Device                                                                       Notch6RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 6 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      396            Test        Notch 6 Regen Device     Notch 6 Mode Device Regeneration Identifier                                                                                        Notch6RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR405
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 6 Mode Device Regeneration          A description of the device that regenerated during the notch 6 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      397                        Notch 6 Regen Device                                                                                                                                        Notch6RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 7 Regeneration Device                                                                       Notch7RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 7 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      398            Test        Notch 7 Regen Device     Notch 7 Mode Device Regeneration Identifier                                                                                        Notch7RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR406
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 7 Mode Device Regeneration          A description of the device that regenerated during the notch 7 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      399                        Notch 7 Regen Device                                                                                                                                        Notch7RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                                                                                           DiscreteModalTestRegenerationDeviceD
                                                                                                                           Details of Notch 8 Regeneration Device                                                                       Notch8RegenerationDeviceDetails          FALSE   1..n
                                                                                                                                                                                                           etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the notch 8 test (Discrete                                             InfrequentRegenerationAdjustmentFactorDevice
      400            Test        Notch 8 Regen Device     Notch 8 Mode Device Regeneration Identifier                                                                                        Notch8RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode                                             LOC-CERT-LC-BR407
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Discrete]

                     Test                                     Notch 8 Mode Device Regeneration          A description of the device that regenerated during the notch 8 test (Discrete                                            InfrequentRegenerationAdjustmentFactorDevice   FALSE
      401                        Notch 8 Regen Device                                                                                                                                        Notch8RegenerationDeviceDetails                                                              1     A100      String
                                                                         Description                                                  Modal tests only).                                                                                         DescriptionText
                                                                                                                    Details of Ramped Modal Test Regeneration Device                               EmissionsTestDetails           RampedModalTestRegenerationDeviceDetails       FALSE    1
                                                                                                                                                                                           RampedModalTestRegenerationDeviceD
                                                                                                                           Details of Phase 1 Regeneration Device                                                                      Phase1RegenerationDeviceDetails           FALSE   1..n
                                                                                                                                                                                                         etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the phase 1 test Ramped                                                InfrequentRegenerationAdjustmentFactorDevice
      416            Test        Phase 1 Regen Device       Phase 1 Device Regeneration Identifier                                                                                           Phase1RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Ramped]

                     Test                                     Phase 1 Mode Device Regeneration          A description of the device that regenerated during the phase 1 test (Ramped                                              InfrequentRegenerationAdjustmentFactorDevice   FALSE
      417                        Phase 1 Regen Device                                                                                                                                        Phase1RegenerationDeviceDetails                                                              1     A100      String
                                                                        Description                                                    Modal tests only).                                                                                        DescriptionText
                                                                                                                                                                                           RampedModalTestRegenerationDeviceD
                                                                                                                           Details of Phase 2 Regeneration Device                                                                      Phase2RegenerationDeviceDetails           FALSE   1..n
                                                                                                                                                                                                         etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the phase 2 test Ramped                                                InfrequentRegenerationAdjustmentFactorDevice
      418            Test        Phase 2 Regen Device       Phase 2 Device Regeneration Identifier                                                                                           Phase2RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Ramped]

                     Test                                                                               A description of the device that regenerated during the phase 2 test (Ramped                                              InfrequentRegenerationAdjustmentFactorDevice   FALSE
      419                        Phase 2 Regen Device      Phase 2 Device Regeneration Description                                                                                           Phase2RegenerationDeviceDetails                                                              1     A100      String
                                                                                                                                       Modal tests only).                                                                                        DescriptionText
                                                                                                                                                                                           RampedModalTestRegenerationDeviceD
                                                                                                                           Details of Phase 3 Regeneration Device                                                                      Phase3RegenerationDeviceDetails           FALSE   1..n
                                                                                                                                                                                                         etails
                                                                                                                                                                                                                                                                                                                                                                       [List of Adjustment
                                                                                                                                                                                                                                                                                                                                                                         Factor Devices
                                                                                                         An indication of a device that regenerated during the phase 3 test Ramped                                                InfrequentRegenerationAdjustmentFactorDevice
      420            Test        Phase 3 Regen Device       Phase 3 Device Regeneration Identifier                                                                                           Phase3RegenerationDeviceDetails                                                     TRUE     1      A3       String                                                        where the Mode
                                                                                                                                      Modal tests only).                                                                                            Identifier
                                                                                                                                                                                                                                                                                                                                                                           Test Type is
                                                                                                                                                                                                                                                                                                                                                                             Ramped]

                     Test                                                                               A description of the device that regenerated during the phase 3 test (Ramped                                              InfrequentRegenerationAdjustmentFactorDevice   FALSE
      421                        Phase 3 Regen Device      Phase 3 Device Regeneration Description                                                                                           Phase3RegenerationDeviceDetails                                                              1     A100      String
                                                                                                                                       Modal tests only).                                                                                        DescriptionText
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ModelsInformtaionGrou
                                                                                                                                Details of Composite Results                                       TestInformationGroup                     CompositeResultsDetails              TRUE     1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        p
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              ModelsInformtaionGrou
                                                                                                                                 Details of Line Haul Results                                     CompositeResultsDetails                    LineHaulResultsDetails              FALSE    1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                        p
                                                                                                                                                                                                                                                                                                                                                                                                          Not required to be
                                                                                                                                                                                                                                                                                                                                                                                                             completed if
                                                                                                                                                                                                                                                                                                                                                                                                     locomotiveCategory (DE                                 The composite THC result. This number is
                                                                                                         The composite THC result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                                     7) is Remanufactured (R)                          calculated by taking the raw test results from above                                                       Filled out if FUEL_TYPE was anything other
      186            Test              Line Haul                    THC - Composite - LH                  results from above combining them with the Line-haul weighting factors in                LineHaulResultsDetails                       THCResultValue                   FALSE    1     N(5,3)   Decimal                                              0    4                         5   3                                                                                                                                    1033.205.d.8   Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                     and if Tier (DE 9) is 0 and                           combining them with the Line Haul weighting                                                                     than Natural Gas or Alcohol.
                                                                                                                                  1033.530. In g/bhp-hr
                                                                                                                                                                                                                                                                                                                                                                                                      if serviceClass (DE 8) is                                  factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                       National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                                                               (NFSW).




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               9
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                             Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                     Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               March 2013




                                                                                                                                                                                                                                                                                                                                                        Not required to be
                                                                                                                                                                                                                                                                                                                                                           completed if
                                                                                                                                                                                                                                                                                                                                                   locomotiveCategory (DE                               The composite NMHC result. This number is
                                                                                 The composite Non-Methane Hydrocarbon (NMHC) result. This number is
                                                                                                                                                                                                                                                                                                                                                   7) is Remanufactured (R)                          calculated by taking the raw test results from above                                                                   Filled out only if Natural Gas selected as
      187            Test              Line Haul      NMHC - Composite - LH     calculated by taking the raw test results from above combining them with the     LineHaulResultsDetails         NMHCResultValue              FALSE        1   N(5,3)   Decimal                                              0     4      5   3                                                                                                                                                          1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                   and if Tier (DE 9) is 0 and                           combining them with the Line Haul weighting                                                                                       FUEL_TYPE.
                                                                                            Line-haul weighting factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                    if serviceClass (DE 8) is                                 factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                     National Freight Switch
                                                                                                                                                                                                                                                                                                                                                             (NFSW).

                                                                                                                                                                                                                                                                                                                                                        Not required to be
                                                                                                                                                                                                                                                                                                                                                           completed if
                                                                                                                                                                                                                                                                                                                                                   locomotiveCategory (DE                                 The composite NOX result. This number is
                                                                                 The composite NOX result. This number is calculated by taking the raw test                                                               TRUE, in most
                                                                                                                                                                                                                                                                                                                                                   7) is Remanufactured (R)      LOC-CERT-LC-BR209   calculated by taking the raw test results from above
      188            Test              Line Haul       NOX - Composite - LH       results from above combining them with the Line-haul weighting factors in      LineHaulResultsDetails          NOxResultValue            cases. See     1   N(5,3)   Decimal                                              0     18     5   3                                                                                                                                                          1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                   and if Tier (DE 9) is 0 and   LOC-CERT-LC-BR479       combining them with the Line Haul weighting
                                                                                                         1033.530. In g/bhp-hr.                                                                                             validation.
                                                                                                                                                                                                                                                                                                                                                    if serviceClass (DE 8) is                                  factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                     National Freight Switch
                                                                                                                                                                                                                                                                                                                                                             (NFSW).

                                                                                                                                                                                                                                                                                                                                                        Not required to be
                                                                                                                                                                                                                                                                                                                                                           completed if
                                                                                                                                                                                                                                                                                                                                                   locomotiveCategory (DE                                 The composite CO result. This number is
                                                                                 The composite CO result. This number is calculated by taking the raw test                                                                TRUE, in most
                                                                                                                                                                                                                                                                                                                                                   7) is Remanufactured (R)      LOC-CERT-LC-BR209   calculated by taking the raw test results from above
      189            Test              Line Haul        CO - Composite - LH      results from above combining them with the Line-haul weighting factors in       LineHaulResultsDetails           COResultValue            cases. See     1   N(5,3)   Decimal                                              0     14     5   3                                                                                                                                                          1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                   and if Tier (DE 9) is 0 and   LOC-CERT-LC-BR479       combining them with the Line Haul weighting
                                                                                                        1033.530. In g/bhp-hr.                                                                                              validation.
                                                                                                                                                                                                                                                                                                                                                    if serviceClass (DE 8) is                                 factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                     National Freight Switch
                                                                                                                                                                                                                                                                                                                                                             (NFSW).

                                                                                                                                                                                                                                                                                                                                                        Not required to be
                                                                                                                                                                                                                                                                                                                                                           completed if
                                                                                                                                                                                                                                                                                                                                                   locomotiveCategory (DE                                 The composite PM result. This number is
                                                                                 The composite PM result. This number is calculated by taking the raw test                                                                TRUE, in most
                                                                                                                                                                                                                                                                                                                                                   7) is Remanufactured (R)      LOC-CERT-LC-BR209   calculated by taking the raw test results from above
      190            Test              Line Haul        PM - Composite - LH      results from above combining them with the Line-haul weighting factors in       LineHaulResultsDetails           PMResultValue            cases. See     1   N(5,3)   Decimal                                              0     2      5   3                                                                                                                                                          1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                   and if Tier (DE 9) is 0 and   LOC-CERT-LC-BR479       combining them with the Line Haul weighting
                                                                                                         1033.530. In g/bhp-hr.                                                                                             validation.
                                                                                                                                                                                                                                                                                                                                                    if serviceClass (DE 8) is                                 factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                     National Freight Switch
                                                                                                                                                                                                                                                                                                                                                             (NFSW).

                                                                                                                                                                                                                                                                                                                                                        Not required to be
                                                                                                                                                                                                                                                                                                                                                           completed if
                                                                                                                                                                                                                                                                                                                                                   locomotiveCategory (DE                                The composite THCE result. This number is
                                                                                The composite THCE result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                   7) is Remanufactured (R)                          calculated by taking the raw test results from above                                                                      Filled out only if Alcohol selected as
      191            Test              Line Haul       THCE - Composite - LH     results from above combining them with the Line-haul weighting factors in       LineHaulResultsDetails          THCEResultValue             FALSE        1   N(5,3)   Decimal                                              0     4      5   3                                                                                                                                                          1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                   and if Tier (DE 9) is 0 and                           combining them with the Line Haul weighting                                                                                       FUEL_TYPE.
                                                                                                        1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                    if serviceClass (DE 8) is                                 factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                     National Freight Switch
                                                                                                                                                                                                                                                                                                                                                             (NFSW).
                                                                                                                                                                                                                                                                                                                                                                                                       The composite NMHCE result. This number is
                                                                                The composite Non-Methane Hydrocarbon Equivalent (NMHCE) result. This
                     Test                                                                                                                                                                                                    FALSE                                                                                                                                                                   calculated by taking the raw test results from above                                                     Locomotive
      352                              Line Haul      NMHCE - Composite - LH   number is calculated by taking the raw test results from above combining them     LineHaulResultsDetails         NMHCEResultValue                          1   N(5,3)   Decimal                                              0     4      5   3   Front End   XML                                                                                                                                       1033.101(f)(1)(i)
                                                                                                                                                                                                                                                                                                                                                                                                     combining them with the Line-haul weighting factors
                                                                                       with the Line-haul weighting factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                  in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                      The composite carbon dioxide (CO2) result. This
                                                                                  The composite carbon dioxide (CO2) result. This number is calculated by                                                                                                                                                                                                                                             number is calculated by combining the measured
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      1033.205(d)(8)(ii),
      267            Test              Line Haul        CO2 - Composite - LH     combining the measured mass rates for the test modes with the Line Haul         LineHaulResultsDetails       CO2CompositeNumber             FALSE        1   N(4,0)   Integer                                              0    5,000   4   0   Front End   XML                                                      mass rates for the test modes with the Line Haul                                                        Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         1033.235(i)
                                                                                                weighting factors in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                              weighting factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                               1033.205(d)(8)(ii), 1033.235(i)
                                                                                                                                                                                                                                                                                                                                                       Not required to be
                                                                                                                                                                                                                                                                                                                                                       completed if Small                             The composite methane (CH4) Line Haul result.
                                                                                                                                                                                                                                                                                                                                                    Manufacturer Indicator                               This number is calculated by combining the
                                                                                The composite methane (CH4) Line Haul result. This number is calculated by                                                                                                                                                                                                                                                                                                                            1033.205(d)(8)(ii),
      273            Test              Line Haul        CH4 - Composite - LH     combining the measured mass rates for the test modes with the Line-haul         LineHaulResultsDetails       CH4CompositeNumber             FALSE        1   N(5,3)   Decimal                                              0     10     5   3   Front End   XML
                                                                                                                                                                                                                                                                                                                                                    (277) is "Yes" or Model                          measured mass rates for the test modes with the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    1033.235(i), Table IV-1   Locomotive GHG rule (http://www.epa.gov/fedrgstr/EPA-
                                                                                                                                                                                                                                                                                                                                                    Year (DE 5) is less than                         Line-haul weighting factors in 1033.530. In g/bhp-                                                                   AIR/2009/October/Day-30/a23315.htm)
                                                                                                weighting factors in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                                                                                                              of GHG rule
                                                                                                                                                                                                                                                                                                                                                          2012 or GHG                                 hr. 1033.205(d)(8)(ii), 1033.235(i), Table IV-1 of
                                                                                                                                                                                                                                                                                                                                                    Measurement Indicator                                                 GHG rule
                                                                                                                                                                                                                                                                                                                                                          (278) is "No".
                                                                                                                                                                                                                                                                                                                                                       Not required to be
                                                                                                                                                                                                                                                                                                                                                       completed if Small
                                                                                                                                                                                                                                                                                                                                                    Manufacturer Indicator
                                                                                                                                                                                                                                                                                                                                                    (277) is "Yes" or Model
                                                                                                                                                                                                                                                                                                                                                    Year (DE 5) is less than                           The composite nitrous oxide (N2O) result. This
                                                                                  The composite nitrous oxide (N2O) result. This number is calculated by                                                                                                                                                                                                  2013 or GHG                                 number is calculated by combining the measured
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      1033.205(d)(8)(ii),
                                                                                                                                                                                                                                                                                                                                                    Measurement Indicator                             mass rates for the test modes with the Line-haul                                                                     GHG rule (http://www.epa.gov/fedrgstr/EPA-
      274            Test              Line Haul        N2O - Composite - LH     combining the measured mass rates for the test modes with the Line-haul         LineHaulResultsDetails       N2OCompositeNumber             FALSE        1   N(5,3)   Decimal                                              0     10     5   3   Front End   XML                                                                                                                                    1033.235(i), Table IV-1   Locomotive
                                                                                                                                                                                                                                                                                                                                                        (278) is "No" or                                weighting factors in 1033.530. In g/bhp-hr.                                                                         AIR/2009/October/Day-30/a23315.htm)
                                                                                                weighting factors in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                                                                                                              of GHG rule
                                                                                                                                                                                                                                                                                                                                                    aftertreatmentType (DE                             1033.205(d)(8)(ii), 1033.235(i), Table IV-1 of
                                                                                                                                                                                                                                                                                                                                                      30) is not "Selective                                              GHG rule
                                                                                                                                                                                                                                                                                                                                                      Catalytic Reduction
                                                                                                                                                                                                                                                                                                                                                      (SCR)", "Lean NOx
                                                                                                                                                                                                                                                                                                                                                       catalyst", or "NOx
                                                                                                                                                                                                                                                                                                                                                           Adsorber.".
                                                                                                                                                                                                                                                                                                                                                                                                                                                            ModelsInformtaionGrou
                                                                                                         Details of Switch Results                              CompositeResultsDetails        SwitchResultsDetails          FALSE        1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                      p
                                                                                                                                                                                                                                                                                                                                                                                                          The composite THC result. This number is
                                                                                 The composite THC result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                                     calculated by taking the raw test results from above                                                                  Filled out if FUEL_TYPE was anything other
      192            Test            Switch Results    THC - Composite - SW        results from above combining them with the Switch weighting factors in         SwitchResultsDetails           THCResultValue              FALSE        1   N(5,3)   Decimal                                              0     5      5   3                               none                                                                                                                       1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                     combining them with the Switch weighting factors in                                                                            than Natural Gas or Alcohol.
                                                                                                          1033.530. In g/bhp-hr
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                        The composite NMHC result. This number is
                                                                                The composite NMHC result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                                     calculated by taking the raw test results from above                                                                   Filled out only if Natural Gas selected as
      193            Test            Switch Results   NMHC - Composite - SW        results from above combining them with the Switch weighting factors in         SwitchResultsDetails          NMHCResultValue              FALSE        1   N(5,3)   Decimal                                              0     5      5   3                               none                                                                                                                       1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                     combining them with the Switch weighting factors in                                                                                   FUEL_TYPE.
                                                                                                         1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                         The composite NOX result. This number is
                                                                                 The composite NOX result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR473   calculated by taking the raw test results from above
      194            Test            Switch Results    NOX - Composite - SW        results from above combining them with the Switch weighting factors in         SwitchResultsDetails           NOxResultValue              TRUE         1   N(5,3)   Decimal                                              0     16     5   3                               none                                                                                                                       1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR474   combining them with the Switch weighting factors in
                                                                                                         1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                          The composite CO result. This number is
                                                                                 The composite CO result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR473   calculated by taking the raw test results from above
      195            Test            Switch Results     CO - Composite - SW       results from above combining them with the Switch weighting factors in          SwitchResultsDetails            COResultValue              TRUE         1   N(5,3)   Decimal                                              0     14     5   3                               none                                                                                                                       1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR474   combining them with the Switch weighting factors in
                                                                                                        1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                          The composite PM result. This number is
                                                                                 The composite PM result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR473   calculated by taking the raw test results from above
      196            Test            Switch Results     PM - Composite - SW       results from above combining them with the Switch weighting factors in          SwitchResultsDetails            PMResultValue              TRUE         1   N(5,3)   Decimal                                              0     4      5   3                               none                                                                                                                       1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-BR474   combining them with the Switch weighting factors in
                                                                                                         1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                         The composite THCE result. This number is
                                                                                The composite THCE result. This number is calculated by taking the raw test
                                                                                                                                                                                                                                                                                                                                                                                                     calculated by taking the raw test results from above                                                                      Filled out only if Alcohol selected as
      197            Test            Switch Results   THCE - Composite - SW       results from above combining them with the Switch weighting factors in          SwitchResultsDetails           THCEResultValue             FALSE        1   N(5,3)   Decimal                                              0     5      5   3                               none                                                                                                                       1033.205.d.8          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                     combining them with the Switch weighting factors in                                                                                   FUEL_TYPE.
                                                                                                        1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                         The composite Non-Methane Hydrocarbon
                                                                                The composite Non-Methane Hydrocarbon Equivalent (NMHCE) result. This                                                                                                                                                                                                                                                    Equivalent (NMHCE) result. This number is
      353            Test            Switch Results   NMHCE - Composite - SW   number is calculated by taking the raw test results from above combining them      SwitchResultsDetails          NMHCEResultValue             FALSE        1   N(5,3)   Decimal                                              0     5      5   3   Front End   XML             none                                    calculated by taking the raw test results from above                              1033.101(f)(1)(i)      Locomotive
                                                                                        with the Switch weighting factors in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                  combining them with the Switch weighting factors in
                                                                                                                                                                                                                                                                                                                                                                                                                    1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                     The composite switch carbon dioxide (CO2) result.
                                                                               The composite switch carbon dioxide (CO2) result. This number is calculated by                                                                                                                                                                                                                                           This number is calculated by combining the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      1033.205(d)(8)(ii),
      268            Test            Switch Results    CO2 - Composite - SW        combining the measured mass rates for the test modes with the Switch           SwitchResultsDetails        CO2CompositeNumber             FALSE        1   N(4,0)   Integer                                              0    5,000   4   0   Front End   XML             none                                    measured mass rates for the test modes with the                                                          Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         1033.235(i)
                                                                                                weighting factors in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                          Switch weighting factors in 1033.530. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                              1033.205(d)(8)(ii), 1033.235(i)
                                                                                                                                                                                                                                                                                                                                                       Not required to be
                                                                                                                                                                                                                                                                                                                                                       completed if Small                            The composite methane (CH4) result. This number
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      1033.205(d)(8)(ii),
                                                                                                                                                                                                                                                                                                                                                    Manufacturer Indicator                            is calculated by combining the measured mass
                                                                               The composite methane (CH4) result. This number is calculated by combining                                                                                                                                                                                                                                                                                                                           1033.235(i), Table IV-1                GHG rule (http://www.epa.gov/fedrgstr/EPA-
                     Test                                                                                                                                                                                                    FALSE                                                                                                                  (277) is "Yes" or Model                          rates for the test modes with the Switch weighting                                                       Locomotive
      275                            Switch Results    CH4 - Composite - SW    the measured mass rates for the test modes with the Switch weighting factors       SwitchResultsDetails        CH4CompositeNumber                          1   N(5,3)   Decimal                                              0     10     5   3   Front End   XML                                                                                                                                    of GHG rule (FRN Vol                   AIR/2009/October/Day-30/a23315.htm. Vol
                                                                                                                                                                                                                                                                                                                                                    Year (DE 5) is less than                                 factors in 1033.530. In g/bhp-hr.
                                                                                                       in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                                                                                                                     74, No 209. Oct. 30,                      74, No 209, Friday, Oct. 30, 2009)
                                                                                                                                                                                                                                                                                                                                                          2012 or GHG                                  1033.205(d)(8)(ii), 1033.235(i), Table IV-1 of
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       2009. p 56353)
                                                                                                                                                                                                                                                                                                                                                    Measurement Indicator                                                 GHG rule
                                                                                                                                                                                                                                                                                                                                                          (278) is "No".
                                                                                                                                                                                                                                                                                                                                                       Not required to be
                                                                                                                                                                                                                                                                                                                                                       completed if Small
                                                                                                                                                                                                                                                                                                                                                    Manufacturer Indicator
                                                                                                                                                                                                                                                                                                                                                    (277) is "Yes" or Model                            The composite nitrous oxide (N2O) result. This
                                                                                                                                                                                                                                                                                                                                                    Year (DE 5) is less than
                                                                                                                                                                                                                                                                                                                                                                                                      number is calculated by combining the measured                                  1033.205(d)(8)(ii),
                                                                                   The composite nitrous oxide (N2O) result. This number is calculated by                                                                                                                                                                                                 2013 or GHG
                                                                                                                                                                                                                                                                                                                                                                                                       mass rates for the test modes with the Switch                                1033.235(i), Table IV-1
                                                                                                                                                                                                                                                                                                                                                    Measurement Indicator                                                                                                                                                  GHG rule (http://www.epa.gov/fedrgstr/EPA-
      276            Test            Switch Results    N2O - Composite - SW        combining the measured mass rates for the test modes with the Switch           SwitchResultsDetails        N2OCompositeNumber             FALSE        1   N(5,3)   Decimal                                              0     10     5   3   Front End   XML                                                        weighting factors in 1033.530. In g/bhp-hr.                                 of GHG rule (FRN Vol      Locomotive
                                                                                                                                                                                                                                                                                                                                                        (278) is "No" or                                                                                                                                                    AIR/2009/October/Day-30/a23315.htm)
                                                                                                weighting factors in 1033.530. In g/bhp-hr.                                                                                                                                                                                                                                                            1033.205(d)(8)(ii), 1033.235(i), Table IV-1 of                                74, No 209. Oct. 30,
                                                                                                                                                                                                                                                                                                                                                    aftertreatmentType (DE
                                                                                                                                                                                                                                                                                                                                                                                                      GHG rule (FRN Vol 74, No 209. Oct. 30, 2009. p                                   2009. p 56353)
                                                                                                                                                                                                                                                                                                                                                      30) is not "Selective
                                                                                                                                                                                                                                                                                                                                                                                                                           56353)
                                                                                                                                                                                                                                                                                                                                                      Catalytic Reduction
                                                                                                                                                                                                                                                                                                                                                      (SCR)", "Lean NOx
                                                                                                                                                                                                                                                                                                                                                       catalyst", or "NOx
                                                                                                                                                                                                                                                                                                                                                           Adsorber.".
                                                                                                                                                                                                                                                                                                                                                                                                                                                            ModelsInformtaionGrou
                                                                                                 Details of Deterioration Factor Information                      TestInformationGroup       DeteriorationFactorDetails      TRUE         1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                      p
                     Test                                                                               Details of Line Haul Factors                            DeteriorationFactorDetails     LineHaulFactorDetails         FALSE        1                                                                                                                                                                                                                                                                   Locomotive




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         10
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                       Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                  Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      March 2013




                                                                                                                                                                                                                                                                                                                                                             range >=0 and < 10. Not
                                                                                                                                                                                                                                                                                                                                                             required to be completed
                                                                                                                                                                                                                                                                                                                                                               if locomotiveCategory
                                                                                                                                                                                                                                                                                                                                                                                                               The Deterioration Factor (DF) for THC for a Line
                                                                                                                                                                                                                                                                                                                                                                       (DE 7) is
                     Test       Deterioration Factor(DF)-                                                                                                                                                                            FALSE                                                                                                                                                                                     Haul locomotive.                                                                       Locomotive   Filled out if FUEL_TYPE was anything other
      198                                                    THC - DF - LH           The Deterioration Factor (DF) for THC for a line haul locomotive.                   LineHaulFactorDetails           THCFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3                     Remanufactured (R) and        LOC-CERT-LC-BR347                                                                                       1033.205.d.9
                                     Line Haul(LH)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                              if Tier (DE 9) is 0 and if
                                                                                                                                                                                                                                                                                                                                                                                                                                 Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                               serviceClass (DE 8) is
                                                                                                                                                                                                                                                                                                                                                              National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                             range >=0 and < 10. Not
                                                                                                                                                                                                                                                                                                                                                             required to be completed
                                                                                                                                                                                                                                                                                                                                                               if locomotiveCategory
                                                                                                                                                                                                                                                                                                                                                                                                                 The Deterioration Factor (DF) for NMHC for a
                                                                                                                                                                                                                                                                                                                                                                       (DE 7) is
                     Test       Deterioration Factor(DF)-                                                                                                                                                                            FALSE                                                                                                                                                                                   Line Haul locomotive.                                                                    Locomotive    Filled out only if Natural Gas selected as
      199                                                   NMHC - DF - LH          The Deterioration Factor (DF) for NMHC for a line haul locomotive.                   LineHaulFactorDetails          NMHCFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3                     Remanufactured (R) and        LOC-CERT-LC-BR348                                                                                       1033.205.d.9
                                     Line Haul(LH)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                              if Tier (DE 9) is 0 and if
                                                                                                                                                                                                                                                                                                                                                                                                                                 Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                               serviceClass (DE 8) is
                                                                                                                                                                                                                                                                                                                                                              National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                             range >=0 and < 10. Not
                                                                                                                                                                                                                                                                                                                                                             required to be completed
                                                                                                                                                                                                                                                                                                                                                               if locomotiveCategory
                                                                                                                                                                                                                                                                                                                                                                                                               The Deterioration Factor (DF) for NOx for a Line
                                                                                                                                                                                                                                  TRUE, in most                                                                                                                        (DE 7) is           LOC-CERT-LC-BR209
                     Test       Deterioration Factor(DF)-                                                                                                                                                                                                                                                                                                                                                                      Haul locomotive.                                                                       Locomotive
      200                                                    NOX - DF - LH           The Deterioration Factor (DF) for NOx for a line haul locomotive.                   LineHaulFactorDetails           NOxFactorValue            cases. See      1     N(4,3)   Decimal                                             0    9.999   4   3                     Remanufactured (R) and        LOC-CERT-LC-BR349                                                                                       1033.205.d.9
                                     Line Haul(LH)
                                                                                                                                                                                                                                    validation.                                                                                                               if Tier (DE 9) is 0 and if   LOC-CERT-LC-BR479
                                                                                                                                                                                                                                                                                                                                                                                                                                 Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                               serviceClass (DE 8) is
                                                                                                                                                                                                                                                                                                                                                              National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                             range >=0 and < 10. Not
                                                                                                                                                                                                                                                                                                                                                             required to be completed
                                                                                                                                                                                                                                                                                                                                                               if locomotiveCategory
                                                                                                                                                                                                                                                                                                                                                                                                                The Deterioration Factor (DF) for CO for a Line
                                                                                                                                                                                                                                  TRUE, in most                                                                                                                        (DE 7) is
                     Test       Deterioration Factor(DF)-                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR350                   Haul locomotive.                                                                       Locomotive
      201                                                     CO - DF - LH            The Deterioration Factor (DF) for CO for a line haul locomotive.                   LineHaulFactorDetails            COFactorValue            cases. See      1     N(4,3)   Decimal                                             0    9.999   4   3                     Remanufactured (R) and                                                                                                                1033.205.d.9
                                     Line Haul(LH)                                                                                                                                                                                                                                                                                                                                         LOC-CERT-LC-BR479
                                                                                                                                                                                                                                    validation.                                                                                                               if Tier (DE 9) is 0 and if
                                                                                                                                                                                                                                                                                                                                                                                                                                 Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                               serviceClass (DE 8) is
                                                                                                                                                                                                                                                                                                                                                              National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                             range >=0 and < 10. Not
                                                                                                                                                                                                                                                                                                                                                             required to be completed
                                                                                                                                                                                                                                                                                                                                                               if locomotiveCategory
                                                                                                                                                                                                                                                                                                                                                                                                                The Deterioration Factor (DF) for PM for a Line
                                                                                                                                                                                                                                  TRUE, in most                                                                                                                        (DE 7) is           LOC-CERT-LC-BR209
                     Test       Deterioration Factor(DF)-                                                                                                                                                                                                                                                                                                                                                                      Haul locomotive.                                                                       Locomotive
      202                                                     PM - DF - LH            The Deterioration Factor (DF) for PM for a line haul locomotive.                   LineHaulFactorDetails            PMFactorValue            cases. See      1     N(4,3)   Decimal                                             0    9.999   4   3                     Remanufactured (R) and        LOC-CERT-LC-BR351                                                                                       1033.205.d.9
                                     Line Haul(LH)
                                                                                                                                                                                                                                    validation.                                                                                                               if Tier (DE 9) is 0 and if   LOC-CERT-LC-BR479
                                                                                                                                                                                                                                                                                                                                                                                                                                 Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                               serviceClass (DE 8) is
                                                                                                                                                                                                                                                                                                                                                              National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                             range >=0 and < 10. Not
                                                                                                                                                                                                                                                                                                                                                             required to be completed
                                                                                                                                                                                                                                                                                                                                                               if locomotiveCategory
                                                                                                                                                                                                                                                                                                                                                                                                               The Deterioration Factor (DF) for THCE for a Line
                                                                                                                                                                                                                                                                                                                                                                       (DE 7) is
                     Test       Deterioration Factor(DF)-                                                                                                                                                                            FALSE                                                                                                                                                                                     Haul locomotive.                                                                       Locomotive      Filled out only if Alcohol selected as
      203                                                    THCE - DF - LH         The Deterioration Factor (DF) for THCE for a line haul locomotive.                   LineHaulFactorDetails          THCEFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3                     Remanufactured (R) and        LOC-CERT-LC-BR352                                                                                       1033.205.d.9
                                     Line Haul(LH)                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                              if Tier (DE 9) is 0 and if
                                                                                                                                                                                                                                                                                                                                                                                                                                 Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                               serviceClass (DE 8) is
                                                                                                                                                                                                                                                                                                                                                              National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).
                                                                                                                                                                                                                                                                                                                                                                                                               The Deterioration Factor (DF) for Non-Methane
                     Test       Deterioration Factor(DF)-                        The Deterioration Factor (DF) for Non-Methane Hydrocarbon Equivalent                                                                                FALSE                                                                                                                                                 LOC-CERT-LC-BR353                                                                                                          Locomotive
      354                                                   NMHCE - DF - LH                                                                                              LineHaulFactorDetails         NMHCEFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3   Front End   XML                                                     Hydrocarbon Equivalent (NMHCE) for a line haul                                     1033.101(f)(1)(i)
                                     Line Haul(LH)                                                 (NMHCE) for a line haul locomotive.
                                                                                                                                                                                                                                                                                                                                                                                                                                 locomotive.
                     Test                                                                                  Details of Switch Factors                                   DeteriorationFactorDetails       SwitchFactorDetails          FALSE         1                                                                                                                                                                                                                                                                  Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                  The Deterioration Factor (DF) for THC for a
                                                                                                                                                                                                                                                                                                                                                                                                                              Switch locomotive.                                                                                   Filled out if FUEL_TYPE was anything other
      204            Test        switch locomotive -DF       THC - DF - SW            The Deterioration Factor (DF) for THC for a switch locomotive.                      SwitchFactorDetails            THCFactorValue              FALSE         1     N(4,3)   Decimal                                             0    9.999   4   3                        range >=0 and < 10         LOC-CERT-LC-BR354                                                                                       1033.205.d.9       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                            than Natural Gas or Alcohol.
                                                                                                                                                                                                                                                                                                                                                                                                                               Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                                                                                 The Deterioration Factor (DF) for NMHC for a
                                                                                                                                                                                                                                                                                                                                                                                                                              Switch locomotive.                                                                                    Filled out only if Natural Gas selected as
      205            Test        switch locomotive -DF      NMHC - DF - SW           The Deterioration Factor (DF) for NMHC for a switch locomotive.                      SwitchFactorDetails           NMHCFactorValue              FALSE         1     N(4,3)   Decimal                                             0    9.999   4   3                        range >=0 and < 10         LOC-CERT-LC-BR355                                                                                       1033.205.d.9       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                              Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                                                                                  The Deterioration Factor (DF) for NOx for a
                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR356
                     Test                                                                                                                                                                                                            TRUE                                                                                                                                                                                     Switch locomotive.                                                                      Locomotive
      206                        switch locomotive -DF       NOX - DF - SW            The Deterioration Factor (DF) for NOx for a switch locomotive.                      SwitchFactorDetails            NOxFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3                        range >=0 and < 10         LOC-CERT-LC-BR473                                                                                       1033.205.d.9
                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR474
                                                                                                                                                                                                                                                                                                                                                                                                                               Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                                                                               The Deterioration Factor (DF) for CO for a Switch
                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR357
                     Test                                                                                                                                                                                                            TRUE                                                                                                                                                                                         locomotive.                                                                         Locomotive
      207                        switch locomotive -DF       CO - DF - SW              The Deterioration Factor (DF) for CO for a switch locomotive.                      SwitchFactorDetails             COFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3                        range >=0 and < 10         LOC-CERT-LC-BR473                                                                                       1033.205.d.9
                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR474
                                                                                                                                                                                                                                                                                                                                                                                                                               Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                                                                               The Deterioration Factor (DF) for PM for a Switch
                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR358
                     Test                                                                                                                                                                                                            TRUE                                                                                                                                                                                         locomotive.                                                                         Locomotive
      208                        switch locomotive -DF       PM - DF - SW              The Deterioration Factor (DF) for PM for a switch locomotive.                      SwitchFactorDetails             PMFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3                        range >=0 and < 10         LOC-CERT-LC-BR473                                                                                       1033.205.d.9
                                                                                                                                                                                                                                                                                                                                                                                           LOC-CERT-LC-BR474
                                                                                                                                                                                                                                                                                                                                                                                                                              Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                                                                                 The Deterioration Factor (DF) for THCE for a
                                                                                                                                                                                                                                                                                                                                                                                                                              Switch locomotive.                                                                                      Filled out only if Alcohol selected as
      209            Test        switch locomotive -DF      THCE - DF - SW           The Deterioration Factor (DF) for THCE for a switch locomotive.                      SwitchFactorDetails           THCEFactorValue              FALSE         1     N(4,3)   Decimal                                             0    9.999   4   3                        range >=0 and < 10         LOC-CERT-LC-BR359                                                                                       1033.205.d.9       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  FUEL_TYPE.
                                                                                                                                                                                                                                                                                                                                                                                                                               Range: 0.0 - 10.0
                                                                                                                                                                                                                                                                                                                                                                                                                The Deterioration Factor (DF) for Non-Methane
                     Test                                                        The Deterioration Factor (DF) for Non-Methane Hydrocarbon Equivalent                                                                                FALSE                                                                                                                                                 LOC-CERT-LC-BR360                                                                                                          Locomotive
      355                        switch locomotive -DF      NMHCE - DF - SW                                                                                               SwitchFactorDetails          NMHCEFactorValue                            1     N(4,3)   Decimal                                             0    9.999   4   3   Front End   XML      range >=0 and < 10                              Hydrocarbon Equivalent (NMHCE) for a switch                                       1033.101(f)(1)(i)
                                                                                                    (NMHCE) for a switch locomotive.
                                                                                                                                                                                                                                                                                                                                                                                                                                  locomotive.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                          ModelsInformtaionGrou
                                                                                                        Details of Final Level Results                                   TestInformationGroup        FinalLevelResultsDetails        TRUE          1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    p
                     Test                                                                             Details of Line Haul Level Results                               FinalLevelResultsDetails     LineHaulLevelResultsDetails      FALSE        0..1                                                                                                                                                                                                                                                                Locomotive
                                                                                                                                                                                                                                                                                                                                                                  Not required to be
                                                                                                                                                                                                                                                                                                                                                                     completed if
                                                                                                                                                                                                                                                                                                                                                             locomotiveCategory (DE                             The final, certification level, result for THC for a
                                                                              The final, certification level, result for THC for a line haul locomotive. Calculated
                                                                                                                                                                                                                                                                                                                                                             7) is Remanufactured (R)                           line haul locomotive. Calculated by applying the                                                                   Filled out if FUEL_TYPE was anything other
      210            Test         certification level -LH    THC - CL - LH       by applying the THC deterioration factor to the THC Line-haul composite              LineHaulLevelResultsDetails      THCLevelResultValue           FALSE         1     N(4,2)   Decimal                                             0     4      4   2                                                                                                                                                           1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                             and if Tier (DE 9) is 0 and                         THC deterioration factor to the THC Line-haul                                                                              than Natural Gas or Alcohol.
                                                                                                                results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                              if serviceClass (DE 8) is                                  composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                               National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                                  Not required to be
                                                                                                                                                                                                                                                                                                                                                                     completed if
                                                                                                                                                                                                                                                                                                                                                             locomotiveCategory (DE                            The final, certification level, result for NMHC for a
                                                                                  The final, certification level, result for NMHC for a line haul locomotive.
                                                                                                                                                                                                                                                                                                                                                             7) is Remanufactured (R)                           line haul locomotive. Calculated by applying the                                                                    Filled out only if Natural Gas selected as
      211            Test         certification level -LH   NMHC - CL - LH     Calculated by applying the NMHC deterioration factor to the NMHC Line-haul             LineHaulLevelResultsDetails     NMHCLevelResultValue           FALSE         1     N(4,2)   Decimal                                             0     4      4   2                                                                                                                                                           1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                             and if Tier (DE 9) is 0 and                       NMHC deterioration factor to the NMHC Line-haul                                                                                     FUEL_TYPE.
                                                                                                         composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                              if serviceClass (DE 8) is                                   composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                               National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                                  Not required to be
                                                                                                                                                                                                                                                                                                                                                                     completed if
                                                                                                                                                                                                                                                                                                                                                             locomotiveCategory (DE                             The final, certification level, result for NOx for a
                                                                              The final, certification level, result for NOx for a line haul locomotive. Calculated                                                               TRUE, in most                                                                                                                                            LOC-CERT-LC-BR036
                                                                                                                                                                                                                                                                                                                                                             7) is Remanufactured (R)                           line haul locomotive. Calculated by applying the
      212            Test         certification level -LH    NOX - CL - LH       by applying the NOx deterioration factor to the NOx Line-haul composite              LineHaulLevelResultsDetails      NOxLevelResultValue         cases. See      1     N(4,1)   Decimal                                             0     18     4   1                                                   LOC-CERT-LC-BR209                                                                                       1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                             and if Tier (DE 9) is 0 and                         NOx deterioration factor to the NOx Line-haul
                                                                                                                results. In g/bhp-hr.                                                                                               validation.                                                                                                                                            LOC-CERT-LC-BR479
                                                                                                                                                                                                                                                                                                                                                              if serviceClass (DE 8) is                                  composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                               National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                                  Not required to be
                                                                                                                                                                                                                                                                                                                                                                     completed if
                                                                                                                                                                                                                                                                                                                                                             locomotiveCategory (DE                            The final, certification level, result for CO for a line
                                                                              The final, certification level, result for CO for a line haul locomotive. Calculated                                                                TRUE, in most
                                                                                                                                                                                                                                                                                                                                                             7) is Remanufactured (R)      LOC-CERT-LC-BR209    haul locomotive. Calculated by applying the CO
      213            Test         certification level -LH     CO - CL - LH    by applying the CO deterioration factor to the CO Line-haul composite results.          LineHaulLevelResultsDetails      COLevelResultValue          cases. See      1     N(4,1)   Decimal                                             0     14     4   1                                                                                                                                                           1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                             and if Tier (DE 9) is 0 and   LOC-CERT-LC-BR479   deterioration factor to the CO Line-haul composite
                                                                                                                    In g/bhp-hr.                                                                                                    validation.
                                                                                                                                                                                                                                                                                                                                                              if serviceClass (DE 8) is                                          results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                               National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).

                                                                                                                                                                                                                                                                                                                                                                  Not required to be
                                                                                                                                                                                                                                                                                                                                                                     completed if
                                                                                                                                                                                                                                                                                                                                                             locomotiveCategory (DE                            The final, certification level, result for PM for a line
                                                                              The final, certification level, result for PM for a line haul locomotive. Calculated                                                                TRUE, in most                                                                                                                                            LOC-CERT-LC-BR034
                                                                                                                                                                                                                                                                                                                                                             7) is Remanufactured (R)                           haul locomotive. Calculated by applying the PM
      214            Test         certification level -LH     PM - CL - LH    by applying the PM deterioration factor to the PM Line-haul composite results.          LineHaulLevelResultsDetails      PMLevelResultValue          cases. See      1     N(4,2)   Decimal                                             0     2      4   2                                                   LOC-CERT-LC-BR209                                                                                       1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                             and if Tier (DE 9) is 0 and                       deterioration factor to the PM Line-haul composite
                                                                                                                    In g/bhp-hr.                                                                                                    validation.                                                                                                                                            LOC-CERT-LC-BR479
                                                                                                                                                                                                                                                                                                                                                              if serviceClass (DE 8) is                                          results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                               National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                       (NFSW).




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 11
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                              Locomotive Engine Certification Data Requirements                                                                                                                                                                                         Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    March 2013




                                                                                                                                                                                                                                                                                                                                                                         Not required to be
                                                                                                                                                                                                                                                                                                                                                                            completed if
                                                                                                                                                                                                                                                                                                                                                                    locomotiveCategory (DE                            The final, certification level, result for THCE for a
                                                                                            The final, certification level, result for THCE for a line haul locomotive.
                                                                                                                                                                                                                                                                                                                                                                    7) is Remanufactured (R)                           line haul locomotive. Calculated by applying the                                             Filled out only if Alcohol selected as
      215            Test         certification level -LH        THCE - CL - LH           Calculated by applying the THCE deterioration factor to the THCE Line-haul             LineHaulLevelResultsDetails         THCELevelResultValue          FALSE   1   N(4,2)   Decimal                                              0     4      4   2                                                                                                                                  1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                    and if Tier (DE 9) is 0 and                       THCE deterioration factor to the THCE Line-haul                                                           FUEL_TYPE.
                                                                                                                   composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                     if serviceClass (DE 8) is                                  composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                      National Freight Switch
                                                                                                                                                                                                                                                                                                                                                                              (NFSW).

                                                                                                                                                                                                                                                                                                                                                                                                                          The final, certification level, result for Non-
                                                                                         The final, certification level, result for Non-Methane Hydrocarbon Equivalent                                                                                                                                                                                                                                                Methane Hydrocarbon Equivalent (NMHCE) for a
      356            Test         certification level -LH       NMHCE - CL - LH           (NMHCE) for a line haul locomotive. Calculated by applying the NMHCE                   LineHaulLevelResultsDetails        NMHCELevelResultValue          FALSE   1   N(4,2)   Decimal                                              0     4      4   2   Front End   XML                                                      line haul locomotive. Calculated by applying the         1033.101(f)(1)(i)   Locomotive
                                                                                         deterioration factor to the NMHCE Line-haul composite results. In g/bhp-hr.                                                                                                                                                                                                                                                  NMHCE deterioration factor to the NMHCE Line-
                                                                                                                                                                                                                                                                                                                                                                                                                              haul composite results. In g/bhp-hr.
                     Test                                                                                        Details of Switch Level Results                                   FinalLevelResultsDetails         SwitchLevelResultsDetails      FALSE   1                                                                                                                                                                                                                                        Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                        The final, certification level, result for THC for a
                                                                                        The final, certification level, result for THC for a Switch locomotive. Calculated
                                                                                                                                                                                                                                                                                                                                                                                                                      Switch locomotive. Calculated by applying the THC                                          Filled out if FUEL_TYPE was anything other
      216            Test         certification level-SW         THC - CL - SW          by applying the THC deterioration factor to the THC Switch composite results.             SwitchLevelResultsDetails           THCLevelResultValue          FALSE   1   N(4,2)   Decimal                                              0     5      4   2                               none                                                                                               1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                       deterioration factor to the THC Switch composite                                                   than Natural Gas or Alcohol.
                                                                                                                              In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                        results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                      The final, certification level, result for NMHC for a
                                                                                            The final, certification level, result for NMHC for a Switch locomotive.
                                                                                                                                                                                                                                                                                                                                                                                                                         Switch locomotive. Calculated by applying the                                            Filled out only if Natural Gas selected as
      217            Test         certification level-SW        NMHC - CL - SW            Calculated by applying the NMHC deterioration factor to the NMHC Switch                 SwitchLevelResultsDetails          NMHCLevelResultValue          FALSE   1   N(4,2)   Decimal                                              0     5      4   2                               none                                                                                               1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                       NMHC deterioration factor to the NMHC Switch                                                              FUEL_TYPE.
                                                                                                                  composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                 composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                        The final, certification level, result for NOx for a
                                                                                        The final, certification level, result for NOx for a Switch locomotive. Calculated                                                                                                                                                                                                                        LOC-CERT-LC-BR035
                     Test                                                                                                                                                                                                                          TRUE                                                                                                                                                               Switch locomotive. Calculated by applying the NOx                             Locomotive
      218                         certification level-SW         NOX - CL - SW          by applying the NOx deterioration factor to the NOx Switch composite results.             SwitchLevelResultsDetails           NOxLevelResultValue                  1   N(4,1)   Decimal                                              0     16     4   1                               none                LOC-CERT-LC-BR473                                                              1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                       deterioration factor to the NOx Switch composite
                                                                                                                              In g/bhp-hr.                                                                                                                                                                                                                                                        LOC-CERT-LC-BR474
                                                                                                                                                                                                                                                                                                                                                                                                                                        results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                        The final, certification level, result for CO for a
                                                                                        The final, certification level, result for CO for a Switch locomotive. Calculated by
                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR473   Switch locomotive. Calculated by applying the CO
      219            Test         certification level-SW          CO - CL - SW            applying the CO deterioration factor to the CO Switch composite results. In             SwitchLevelResultsDetails           COLevelResultValue           TRUE    1   N(4,1)   Decimal                                              0     14     4   1                               none                                                                                               1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                  LOC-CERT-LC-BR474    deterioration factor to the CO Switch composite
                                                                                                                                 g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                        results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                         The final, certification level, result for PM for a
                                                                                        The final, certification level, result for PM for a Switch locomotive. Calculated by                                                                                                                                                                                                                      LOC-CERT-LC-BR033
                     Test                                                                                                                                                                                                                          TRUE                                                                                                                                                               Switch locomotive. Calculated by applying the PM                              Locomotive
      220                         certification level-SW          PM - CL - SW            applying the PM deterioration factor to the PM Switch composite results. In             SwitchLevelResultsDetails           PMLevelResultValue                   1   N(4,2)   Decimal                                              0     4      4   2                               none                LOC-CERT-LC-BR473                                                              1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                        deterioration factor to the PM Switch composite
                                                                                                                                g/bhp-hr.                                                                                                                                                                                                                                                         LOC-CERT-LC-BR474
                                                                                                                                                                                                                                                                                                                                                                                                                                        results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                      The final, certification level, result for THCE for a
                                                                                        The final, certification level, result for THCE for a Switch locomotive. Calculated
                                                                                                                                                                                                                                                                                                                                                                                                                         Switch locomotive. Calculated by applying the                                              Filled out only if Alcohol selected as
      221            Test         certification level-SW         THCE - CL - SW            by applying the THCE deterioration factor to the THCE Switch composite                 SwitchLevelResultsDetails          THCELevelResultValue          FALSE   1   N(4,2)   Decimal                                              0     5      4   2                               none                                                                                               1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                        THCE deterioration factor to the THCE Switch                                                            FUEL_TYPE.
                                                                                                                          results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                                 composite results. In g/bhp-hr.
                                                                                                                                                                                                                                                                                                                                                                                                                         The final, certification level, result for Non-
                                                                                         The final, certification level, result for Non-Methane Hydrocarbon Equivalent                                                                                                                                                                                                                                                Methane Hydrocarbon Equivalent (NMHCE) for a
      365            Test         certification level-SW        NMHCE - CL - SW            (NMHCE) for a Switch locomotive. Calculated by applying the NMHCE                      SwitchLevelResultsDetails         NMHCELevelResultValue          FALSE   1   N(4,2)   Decimal                                              0     5      4   2   Front End   XML             none                                      Switch locomotive. Calculated by applying the           1033.101(f)(1)(i)   Locomotive
                                                                                          deterioration factor to the NMHCE Switch composite results. In g/bhp-hr.                                                                                                                                                                                                                                                    NMHCE deterioration factor to the NMHCE Switch
                                                                                                                                                                                                                                                                                                                                                                                                                                composite results. In g/bhp-hr.
                                                                                                                     Details of Smoke State                                         TestInformationGroup               SmokeStateDetails           TRUE    1                                                                                                                                                                                                                                        Locomotive
                                                                                                                   Details of Composite Smoke                                        SmokeStateDetails               CompositeSmokeDetails         TRUE    1                                                                                                                                                                                                                                        Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                          The raw steady state smoke opacity result.
      222            Test             Smoke State              Smoke - Steady State                        The raw steady state smoke opacity result.                              CompositeSmokeDetails                SteadyStateValue           TRUE    1   N(4,2)   Decimal                                              0    49.99   4   2                        range >=0 and < 50                                                                                        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                      Range: 0.0 - 50.0
                                                                                                                                                                                                                                                                                                                                                                                                                            The raw 30-second peak smoke result.
      225            Test             Smoke State             30 second Peak Smoke                           The raw 30-second peak smoke result.                                  CompositeSmokeDetails              Raw30SecPeakValue            TRUE    1   N(4,2)   Decimal                                              0    49.99   4   2                        range >=0 and < 50                                                                                        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                     Range: 0.0 - 50.0
                                                                                                                                                                                                                                                                                                                                                                                                                            The raw 3-second peak smoke result.
      228            Test             Smoke State             3 second Peak Smoke                             The raw 3-second peak smoke result.                                  CompositeSmokeDetails              Raw3SecPeakValue             TRUE    1   N(4,2)   Decimal                                              0    59.99   4   2                        range >=0 and < 60                                                                                        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                       Range: 0.0 - 60.0
                                                                                                              Details of Deterioration Factor Smoke                                  SmokeStateDetails           DeteriorationFactorSmokeDetails   TRUE    1                                                                                                                                                                                                                                        Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                       The deterioration factor for steady state smoke.
      223            Test             Smoke State           Smoke - Steady State - DF                   The deterioration factor for steady state smoke.                       DeteriorationFactorSmokeDetails          SteadyStateValue           TRUE    1   N(4,2)   Decimal                                              0    29.99   4   2                        range >=0 and < 30                                                                                        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                       Range: 0.0 - 30.0
                                                                                                                                                                                                                                                                                                                                                                                                                         The deterioration factor for 30-second peak
                     Test                                                                                                                                                                                                                          TRUE                                                                                                                                                                                     smoke.                                                  Locomotive
      226                             Smoke State           30 second Peak Smoke - DF                 The deterioration factor for 30-second peak smoke.                       DeteriorationFactorSmokeDetails        Raw30SecPeakValue                    1   N(4,2)   Decimal                                              0    29.99   4   2                        range >=0 and < 30                                                                                        1033.205.d.8
                                                                                                                                                                                                                                                                                                                                                                                                                                       Range: 0.0 - 30.0
                                                                                                                                                                                                                                                                                                                                                                                                                      The deterioration factor for 3-second peak smoke.
      229            Test             Smoke State           3 second Peak Smoke - DF                   The deterioration factor for 3-second peak smoke.                       DeteriorationFactorSmokeDetails        Raw3SecPeakValue             TRUE    1   N(4,2)   Decimal                                              0    39.99   4   2                        range >=0 and < 40                                                                                        1033.205.d.8       Locomotive
                                                                                                                                                                                                                                                                                                                                                                                                                                       Range: 0.0 - 40.0
                                                                                                                     Details of Final Level Smoke                                    SmokeStateDetails               FinalLevelSmokeDetails        TRUE    1                                                                                                                                                                                                                                        Locomotive
                     Test                                                                The final, certification level, result for steady state smoke. Raw test result with                                                                       TRUE                                                                                                                                                               The final, certification level, result for steady state                       Locomotive
      224                             Smoke State           Smoke - Steady State - CL                                                                                              FinalLevelSmokeDetails             SteadyStateCLValue                   1   N(2,0)   Integer                                              0     40     2                                   none                                                                                               1033.205.d.8
                                                                                                                               DF applied.                                                                                                                                                                                                                                                                                 smoke. Raw test result with DF applied.
                                                                                                                                                                                                                                                                                                                                                                                                                        The final, certification level, result for the 30
                     Test                                                               The final, certification level, result for the 30 second peak smoke test. Raw test                                                                         TRUE                                                                                                                                                                                                                                             Locomotive
      227                             Smoke State           30 second Peak Smoke - CL                                                                                              FinalLevelSmokeDetails            Raw30SecPeakCLValue                   1   N(2,0)   Integer                                              0     50     2                                   none                                    second peak smoke test. Raw test result with DF            1033.205.d.8
                                                                                                                         result with DF applied.
                                                                                                                                                                                                                                                                                                                                                                                                                                             applied.

                     Test                                                                The final, certification level, result for the 3 second peak smoke test. Raw test                                                                         TRUE                                                                                                                                                               The final, certification level, result for the 3 second                       Locomotive
      230                             Smoke State           3 second Peak Smoke - CL                                                                                               FinalLevelSmokeDetails            Raw3SecPeakCLValue                    1   N(2,0)   Integer                                              0     60     2                                   none                                                                                               1033.205.d.8
                                                                                                                         result with DF applied.                                                                                                                                                                                                                                                                      peak smoke test. Raw test result with DF applied.




Test
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                               12
57aa84a5-be9b-4a9d-a98f-628c5c25c31e.xls
                                                                                                                                                                                                                                                                                                                 Locomotive Engine Certification Data Requirements                                                                                                                                                                                                                                                            Office of Transportation and Air Quality
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                         March 2013




United States Environmental Protection Agency, Office of Air and Radiation, Office of Transportation and Air Quality
Date            2013-Mar-13
 Verify Data
                 Information                                                                                                                                                                                                                                               Basic Data    Data Type                   Min        Max                                                                       Total    Fractional                Collection   Collection                                                                                                Prompt/Label    Regulation
   Element                       Information SubCategory                  Long Name                                 Description                                 Parent Element                                     XML Tag                       Required   Multiplicity                              Num/Text                            Min Value     Max Value        Allowed Values         Pattern                         Originator                                      Validations              Applicable Business Rule            Help Text                                              Industry                  Comments
                   Category                                                                                                                                                                                                                                                  Type       Description                 Length     Length                                                                     Digits     Digits                    Point        Type                                                                                                        Text         Citation
   Number
                      Idle                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Locomotive    Required for ICS certification only.
       2                                    General                    Manufacturer Code                                                                    SubmissionAuthorDetails                         EPAManufacturerCode                   TRUE
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Otherwise, not allowed.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     Require for stand-alone ICS
                                                                                                     Details of Idle Control System Submission       LocomotiveInformationSubmissionDetails          IdleControlSystemSubmissionDetails           FALSE          1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                   submission. Otherwise, disallow
                                                                                                       Group of Idle Control System General
                                                                                                                                                       IdleControlSystemSubmissionDetails         IdleControlSystemGeneralInformationGroup        TRUE           1
                                                                                                                    Information
                                                                                                                                                                                                                                                                                                                                                                                                                                                                       Must be a 12 character family
                                                                                                                                                                                                                                                                                                                                                                                                                                                                           name. The first character
                                                                                                                                                                                                                                                                                                                                                                                                                                                                         should match the MY code.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                         Characters 2-4 must be the                                   Twelve character name
                                                                                                      Twelve character name identifying this
                      Idle                                         (Idle Control System) Family                                                                                                                                                                                                                                                                                                                                                                        manufacturer code. Position 5                                identifying this Idle Control                                   Locomotive    Required for ICS certification only.
      292                                   General                                                    Idle Control System family. Must be          IdleControlSystemGeneralInformationGroup            IdleControlSystemFamilyName               TRUE           1            A12         String                      12         12                                                                                                          Front End       XML                                                                                                                    1033.115(g)
                                                                               Name                                                                                                                                                                                                                                                                                                                                                                                     is "G" or "K". Characters 6 -9                                System family. Must be                                                          Otherwise, not allowed.
                                                                                                                     unique.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                       are "IDLE". Characters 10 - 12                                          unique.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                          are at the discretion of the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                       manufacturer. Capital letters.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                         The name must be unique.

                      Idle                                      Manufacturer Idle Control System                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    Locomotive    Required for ICS certification only.
      376                                   General                                                                                                 IdleControlSystemGeneralInformationGroup      ManufacturerIdleControlSystemFamilyName         TRUE           1
                                                                         Family Name                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Otherwise, not allowed.
                      Idle                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          Locomotive    Required for ICS certification only.
       5                                    General                        Model Year                                                               IdleControlSystemGeneralInformationGroup                      ModelYear                       TRUE           1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Otherwise, not allowed.
                      Idle                                                                                                                                                                                                                                                                                                                                                                                                                                                                                 LOC-CERT-LC-IBR001                                                                       Locomotive    Required for ICS certification only.
      12                                    General                       Process Code                                                              IdleControlSystemGeneralInformationGroup                ProcessCodeIdentifier                 TRUE           1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      Otherwise, not allowed.
                                                                                                        An indication of whether there is a
                      Idle                                       Previously Certified Idle Control                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  Locomotive
      374                                   General                                                   previously certified Idle Control System      IdleControlSystemGeneralInformationGroup     PreviouslyCertifiedIdleControlSystemIndicator    TRUE           1            A1         Indicator                                                                       Yes (Y) or No (N)
                                                                        System Indicator
                                                                                                      family upon which this system is based

                                                                                                                                                                                                                                                                                                                                                                                                                                                                       Must be a 12 character family
                                                                                                                                                                                                                                                                                                                                                                                                                                                                           name. The first character
                                                                                                                                                                                                                                                                                                                                                                                                                                                                         should match the MY code.                                   The Idle Control System
                                                                                                     The Idle Control System Family name of                                                                                                                                                                                                                                                                                                                              Characters 2-4 must be the                                     Family name of the
                      Idle                                       Previously Certified Idle Control     the previously certified Idle Control                                                                                                                                                                                                                                                                                                                           manufacturer code. Position 5                                  previously certified Idle                                     Locomotive
      295                                   General                                                                                                 IdleControlSystemGeneralInformationGroup    PreviouslyCertifiedIdleControlSystemFamilyName    FALSE          1            A12         String                      12         12                                      3CSXK064SEC2                                                        Front End       XML                                                                                                                    1033.201(i)                    Allowed for ICS certification only.
                                                                      System Family Name             System family upon which this system is                                                                                                                                                                                                                                                                                                                            is "G" or "K". Characters 6 -9                                Control System family
                                                                                                                      based.                                                                                                                                                                                                                                                                                                                                           are "IDLE". Characters 10 - 12                               upon which this system is
                                                                                                                                                                                                                                                                                                                                                                                                                                                                          are at the discretion of the                                  based. 1033.201(i)
                                                                                                                                                                                                                                                                                                                                                                                                                                                                       manufacturer. Capital letters.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                         The name must be unique.

                      Idle                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                          1033.201(i),    Locomotive    Required for ICS certification only.
      37                                    General                      Sales Estimate                                                             IdleControlSystemGeneralInformationGroup                    ProjectedSales                    TRUE           1
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    1033.205(d)                       Otherwise, not allowed.
                      Idle                                        Estimated Date of Introduction                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    1033.201(i),    Locomotive    Required for ICS certification only.
      40                                    General                                                                                                 IdleControlSystemGeneralInformationGroup                   IntroductionDate                   TRUE           1
                                                                         into Commerce                                                                                                                                                                                                                                                                                                                                                                                                                                                                                              1033.205(d)                       Otherwise, not allowed.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                       Enter the installation
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      instructions for the idle
                                                                                                      Enter the installation instructions for the
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                      control system here or
                      Idle                                                                           idle control system here or attach a copy                                                                                                    FALSE                                                                                                                                                                                                                                                                                                                                             Locomotive
      359                                   General                  Installation Instructions                                                      IdleControlSystemGeneralInformationGroup              InstallationInstructionsText                           1           A4000        String                       1        4000                                                                                                         Front End       XML                                                                        attach a copy of the                        1033.201 (i)                   Allowed for ICS certification only.
                                                                                                         of the installation instructions as a
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                    installation instructions as
                                                                                                                     separate file.
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                     a separate file. 1033.201
                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                                  (i)
      61              Idle                  General                 Maintenance Instructions                                                        IdleControlSystemGeneralInformationGroup             MaintenanceInstructionsText              FALSE          1