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					                   Risk Assessment Management Summary

Location                                                    Date

Area/ Item Reviewed


Objectives/Scope




Team leader
Facilitator
Participants




Assessment Executive Summary




Expected Benefits & by When




Key Risk Treatment Plans
                                                                      Person
More detailed plans in the Risk Assessment
                                                                    Responsible   Action Date




This Review Date                             SPA for improvements


Follow Up Date                               Management Approval
           Budget Worksheet
                                                              Savings                                              Budget

                                                              $92,000                                            $100,000
             A                     B                   C                  D
          600 - 451             450 - 301           300 -151            150 - 0




                                                                                                                          Image Impact




                                                                                                                                                                                                                                                                                                      Image Impact
                                                                                                                                         Risk Score




                                                                                                                                                                                                                                                                                                                     Risk Score
                                                                                                                                                                                                                                                                                          Financial




                                                                                                                                                                                                                                                                                                                                  Potential




                                                                                                                                                                                                                                                                                                                                              Decision
                                                                                                              Financial




                                                                                                                                                                                                                                                                                                                                  Savings
                                                                                                               Impact




                                                                                                                                                                                                                                                                                           Impact




                                                                                                                                                                                                                                                                                                                                               Status
                                                  Budget                                                                                                        Proposed             Revised                                     Existing   Adequacy                                                                                                       Person      Action
 Job No                Description                             Ref            Identify Current Risks                                                                                                 Risks after change                                      Countermeasures
                                                   Cost                                                                                                          Change               Cost                                       Controls   of Controls                                                                                                  Responsible    Date



                                                                 .00                                             Current Risk Scores                                                                                                                                                        Changed Risk Scores
          Building Maintenance -roofs, gutters,                          Leaking Roofs affect Employee                                                                                                                                                    Develop PM to monitor
                                                                                                                                                      Tar roof seems, gutters, and
EXAMPLE   downpipes, doors, windows, fixtures,     $100,000   OC1.01     morale, Industrial Relations. Trip   300         225            525                                             $8,000   Leaks prevented         None               Deficient    leaks and check plyability of      0        90             90           92000         C        J. Smith      81406
                                                                                                                                                      downspouts.
          footpaths etc)                                                 Hazards on the footpaths.                                                                                                                                                        tar.




           d80c777d-1247-484f-ad69-d00f66b22d8a.xls                                                                                                                                                                                                                                                                                                                             11/9/2009
                                          Impact of Occurrence
                     Financial Risks                                           Image Risks
    Customer             Capacity            Cost               EH&S

                                                          Single fatality OR
 Inability to meet                   Increased cost of
                                                           long-term (> 3
demands within 6                        > $20M OR
                     > 5% OEE losses                           years)
months OR > 5%                        capital loss of >
                                                           environmental
    quality loss                           $20M
                                                                impact


                                                         Lost time injury or
 Inability to meet                     Increased cost of   occupational
                   > 5% Availability
demands within 3-                       $5M -$20M OR      illness OR 1-3
                    loss OR > 5%
 6 months OR >                           capital loss of         year
                       Rate loss
  2% quality loss                          $5M-$20M       environmental
                                                                impact
                                                              First aid
                        Potential to                      treatment injury
 Inability to meet                     Increased cost of
                      increase asset                      AND no lost time
 demands within                          $1M -$5M OR
                       rate of failure                           OR
90 days AND no                           capital loss of
                     AND < 5% impact                       environmental
    quality loss                           $1M-$5M
                          on OEE                         impact < $500k to
                                                               correct

                      No additional                       No potential for
 Inability to meet
                     market share gain Increased cost of     injury OR
 demands within
                       AND current     < $1M OR capital    environmental
30 days AND no
                         capacity        loss of < $1M   impact < $100k to
    quality loss
                        maintained                             correct
ence
         Image Risks                             Severity of Occurrence
          Regulatory            Employee

                          10% of senior
         Intervention by
                          managers or
       regulatory agency
         AND fines of >
                           experienced                 Catastrophic
                         employees leave
               $1M
                           the company



                             Potential to
         Intervention by
                         increase turnover
       regulatory agency
                           of experienced
                                                          Major
       OR fines of < $1M
                              employees


                                 Increased
            Breach of
                                 employee
          licensing or
                              dissatisfaction,
       legislation which
                             perceived to be a
                                                          Minor
       has the potential
                                 low-value
        to result in fines
                                  employer


       Breach of internal
                                 Isolated
          standards,
         guidelines, or
                                employee               Insignificant
                              dissatisfaction
          procedures
                                          Probability of Occurrence
                                     Local         Has occurred > or equal to 29 times over the
 Certain (> 0.8 probability)
                                 Enterprise         Has occurred > or equal to 10 times over th
                                     Local             Has occurred 18 - 28 times over the past
 Likely (0.5-0.8 probability)
                                 Enterprise               Has occurred 6 - 9 times over the pas
                                     Local               Has occurred > 5 times over the past 4
Feasible (0.1-0.5 probability)
                                 Enterprise              Has occurred > 3 times over the past 2
                                     Local               Has occurred < 5 times over the past 5
 Unlikely (< 0.1 probability)
                                 Enterprise              Has occurred < 3 times over the past 3
nce
equal to 29 times over the past 3 years
r equal to 10 times over the past year
18 - 28 times over the past 3 years
ed 6 - 9 times over the past year
d > 5 times over the past 4 years
d > 3 times over the past 2 years
d < 5 times over the past 5 years
d < 3 times over the past 3 years
Probability of                            Impact of Occurrence
                             Financial Risks                 Image Risks
 Occurrence         Customer     Capacity      Cost   EH&S
          Certain     100          100         100     100
           Likely      95           95          95      95
         Feasible      90           90          90      90
         Unlikely      80           80          80      80
          Certain      75          75          75      75
           Likely      70          70          70      70
         Feasible      60          60          60      60
         Unlikely      55          55          55      55
          Certain      50          50          50      50
           Likely      45          45          45      45
         Feasible      35          35          35      35
         Unlikely      30          30          30      30
          Certain      25          25          25      25
           Likely      20          20          20      20
         Feasible      10          10          10      10
         Unlikely       0          0            0       0
urrence                        Severity of
      Image Risks
       Regulatory   Employee
                               Occurrence
          100         100
           95          95
                               Catastrophic
           90          90
           80          80
          75           75
          70           70
                                  Major
          60           60
          55           55
          50           50
          45           45
                                  Minor
          35           35
          30           30
          25           25
          20           20
                               Insignificant
          10           10
          0            0