Case 486 CW Document 1919 Filed 03 28 2008 Page 1 of 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 This Document Relates To All Actions 15 16 17 18 19 20 21 22 23 24 25 26 27 28 PROPOSED CORRE

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Case 486 CW Document 1919 Filed 03 28 2008 Page 1 of 3 1 2 3 4 5 6 7 8 9 10 11 12 13 14 This Document Relates To All Actions 15 16 17 18 19 20 21 22 23 24 25 26 27 28 PROPOSED CORRE Powered By Docstoc
					Case

486-CW

Document 1919

Filed 03/28/2008

Page 1 of 3

1 2 3 4 5 6 7 8 9 10 11 12 13 14 This Document Relates To: All Actions 15 16 17 18 19 20 21 22 23 24 25 26 27 28
[PROPOSED] CORRECTED FINAL JUDGMENT Master File No. C-02-1486 CW (EDL) sf-2456283

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA OAKLAND DIVISION

In re JDS UNIPHASE CORPORATION SECURITIES LITIGATION

Master File No. C-02-1486 CW (EDL) CORRECTED FINAL JUDGMENT

Case

486-CW

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CORRECTED FINAL JUDGMENT Plaintiffs in this matter asserted claims against Defendants Jozef Straus, Anthony Muller, Charles Abbe, and Kevin Kalkhoven (the "Individual Defendants"), and JDS Uniphase Corporation ("JDSU") (collectively, "Defendants") for violations of Sections 11, 12(a)(2), and 15 of the Securities Act of 1933, Sections 10(b), 14(a), 20(a), and 20A of the Securities and Exchange Act of 1934, and Rules lOb-5 and 14a-9. The Court issued pre-trial orders dismissing certain claims and granting summary judgment in favor of Defendants with respect to certain other claims. The remaining claims were tried before a jury, commencing on October 23, 2007, the Honorable Claudia Wilken presiding. The matter was duly submitted to the jury by means of a special verdict form consisting of a series of questions. On November 27, 2007, according to the instructions given to the jury, the jury returned its verdict in favor of Defendants on all counts by way of its answers to the questions propounded to it. Pursuant to Federal Rule of Civil Procedure 23(c)(3), this Court finds that this Judgment applies to all Members of the Class of Plaintiffs, and any subclasses thereof, as certified by this Court. The Class consists of all persons (other than those persons who timely and validly requested exclusion from the Class, who are identified in Exhibit A attached hereto) who purchased or otherwise acquired the publicly traded securities of JDSU between October 28, 1999, and July 26, 2001, inclusive. Also excluded from the Class are Defendants, members of the families of each of the Individual Defendants, any parent, subsidiary, affiliate partner, officer, executive, or director of any Defendant, any entity in which any such excluded person has a controlling interest, and the legal representatives, heirs, successors, or assigns of any such excluded person or entity. (See Dec. 21, 2005 Order Granting Lead Plaintiff's Motion for Class Certification (Docket No 419).) In conformity with Northern District of California Local Rule 58-1, on March 19, 2008, this Court entered by separate order its findings under Section 27(c) of the Securities Act of 1933 and Section 21D(c)(1) of the Securities Exchange Act of 1934.

[PROPOSED] CORRECTED FINAL JUDGMENT Master File No. C-02-1486 CW (EDL) sf-2456283

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Pursuant to Federal Rule of Civil Procedure 58, in accordance with the verdict rendered by the jury's responses in this matter, IT IS HEREBY ORDERED AND ADJUDGED that: 1. 2. 3. Plaintiffs take nothing; the action is dismissed on the merits; and Defendants shall recover of Plaintiffs their costs of action.

IT IS SO ORDERED.

Dated: 3/28/08 HONORABLE CLAUDIA WILKEN United States District Judge Corrected Judgment submitted by all parties.

[PROPOSED] CORRECTED FINAL JUDGMENT Master File No. C-02-1486 CW (EDL) sf-2456283

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IN RE JDS UNIPHASE CORPORATION SECURITIES LITIGATION MASTER FILE NO. C-02-1486 CW (EDL) SCHEDULE OF EXCLUDED PARTIES

Name Abe, Kiochi Annunziata, Stephen Ashby, Vivian Auth, Mary C. Auth, Norma Auth, Victor C. Babin, Shirly A. Barga, Robert & Judy Barga, Robert L. Barger, Margaret G. Bierman, Richard L. Bittner, John R. Carto, Robert M. Central States, Southeast, and Southwest Areas Pension Fund (James Condon) Chernoff, Gerald P. (Trustee) Christmas, Troye S. Close Wealth Management Cockman, Gregory S. Cody, Franklin W. Colman, Jonathan (on behalf of Doris Knouse) Colman, Jonatha (on behalf of Dr. Walter Knouse) Colman, Jonathan (on behalf of E. Grace & G. Jeffrey Fanelli) Colman, Jonathan (on behalf of E. Grace Fanelli) Colman, Jonathan (on behalf of Roman Pawlowski) Eltanal, Marlyn S. Endo, Fred & Mildred Enterline, J. Herman Fong, William Fraser, Bruce & Ellen (Trustees) French, Donald & Faun Funk, Mark

Address 3 Linden Ter. 527 Swain 5105 Stratford Ave. 56 Headley Pl. 2 Mountainview Ter. 56 Headley Pl. 189 Cedar Ridge Ct. 10913 Mount Royal Ave. 10913 Mount Royal Ave. 408 Macarthur St. 903 Eisenhower St. 274 Jefferson Dr. W. 5719-D. Harpers Farm Rd. 9377 W. Higgins Rd.

City Ottawa, Ontario Elmhurst Panama City Maplewood Maplewood Maplewood Coppell Las Vegas Las Vegas Greenwood Muscatine Palmyra Columbia Rosemont

State/Country Canada IL FL NJ NJ NJ TX NV NV MS IA VA MD IL

Zip K1S 1Z1 60126 32404 07040 07040 07040 75019 89144 89144 38930 52761 22963 21044 60018

3929 Wilshire Dr. 10266 Trevor Creek Dr. W. Nelson House, Gadbrook Business Centre, Gadbrook Rd. 11791 W. Independence Ave. 8766 Peony Ln. 45 Darby Rd., Ste. F 45 Darby Rd., Ste. F 45 Darby Rd., Ste. F 45 Darby Rd., Ste. F 45 Darby Rd., Ste. F P.O. Box 4154 701 W. 159th St. 5265 Settlement Dr. 118 W. Juniper Ave. 930 Tahoe Blvd. #802-212 10141 Tanfield Ct. 1514-500 Green Rd.

Sarasota Jacksonville Northwich, Cheshire Golden Maple Grove Paoli Paoli Paoli Paoli Paoli Scottsdale Gardena New Albany Flagstaff Incline Village Ellicott Stoney Creek, Ontario

FL FL United Kingdom CO MN PA PA PA PA PA AZ CA OH AZ NV MD Canada

34238 32257 CW9 7TN 80401 55311 19301 19301 19301 19301 19301 85261 90247 43054 86001 89451 21042 L8E 3M6

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Name Gelorma Sorrentino Trust Gheorghe, Florin Goodlin, Ronald & Grace Hanak, Milada M. Hollingshead Family Trust (Richard & Betty Hollingshead Trustees) Holman, William Hong, Stephen & Mary Ihm, J. Katherine Integrated Asset Management Inc. Jasin, Thomas P. Jewett, Jonas JP Morgan (Arthritis Clinic P/S Dr. Rangaraj) JP Morgan (Cooksey P/S Cooksey 2006) Judeh, Abdel K & A Mulzer Enterprises L.P. Kristin Mulzer IRA Langville, William & Kathleen Leatherwood, Marie Lenzi, William A. Logan Investments L.P. (George & Linda Schultz) Lucille Larro Rev. Tr. Macerata, Domenica M. Mateo, Alfredo A. McCormick, Mary A. McDonald, Richard E. McKee, Leon & Karen Miller, Olga Mulzer, Andrea Mulzer, Kristin On, Harold Pataran, Michael S. Pearson, Gail K. Pearson, Martha H. Personal Pension Management Ltd. a/c 000206D Simon Carter Pratt, Thomas R. Ramirez, Luisa B. Ricci, Armella Rickard, Ruth 9 Welby Ct.

Address 9142 S.E. 169th Bentley St.

City The Villages Ottawa, Ontario Corsicana Elmhurst San Luis Obispo Gresham Glendale Newton Bethlehem Lancaster St. Louis Westerville Westerville Duluth Santa Claus Santa Claus Gettysburg Sylva Kincaid Tucson Riverside Erie Tenafly Raleigh Kingwood Silverton New Brunswick Santa Claus Santa Claus Dekalb Wainfleet, Ontario Glendale Glendale Salisbury, Wiltshire Williamsburg Scottsdale Renton Laguna Hills

State/Country FL Canada TX NY CA OR CA IA PA PA MO OH OH GA IN IN PA NC IL AZ CA PA NJ NC TX OR NJ IN IN TX Canada AZ AZ United Kingdom VA AZ WA CA

Zip 32162 K1V 0H7 75110 11373 93405 97080 91206 50208 18017 17601 63112 43081 43081 30096 47579 47579 17325 28779 62540 85750 92504 16509 07670 27615 77339 97381 08901 47579 47579 75559 LOS 1VO 85308 85308 SP1 3TB 23185 85255 98055 92654

804 Laura Ave. 94-3 8 Corona Ave. 672 Serrano Dr. Apt. 8 2642 S.W. 18thP1. 3222 Emerald Isle Dr. 500 1st St. N. 190 Brodhead Rd., Ste. 323 2473 Butter Rd. 5904 Enright #210 340 S. Cleveland Ave., Bldg. 350 340 S. Cleveland Ave., Bldg. 350 3041 Cardinal Lake Dr. P.O. Box 365 P.O. Box 365 709 Lee Dr. 79 Maple St. P.O. Box 557 6360 N. Placita Derrumbadera 8520 Dufferin Ave. 1704 W. 39th St. 160 Sussex Rd. 10700 Dunhill Ter. 3403 Village Oaks Dr. Box 1487 26 Lufberry Ave. P.O. Box 365 P.O. Box 365 4005 County Rd. 4204 50654 Farrs Rd. 7015 W. Potter Dr. 7015 W. Potter Dr. c/o Capita SIP Services, 141 Castle St. 670 Counselors' Way 20802 N. Grayhawk Dr. #1059 1500 S. 18th St., Apt. J101 P.O. Box 2640

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Name Sears, Steven C. Shergold, Tova M. Slater, Lorraine Sphar, Sally Stephenson, Myrna Stesko, Roy S. Sugiyama, Yuri Tam, Gordon & Leeanne Tomlinson, Sarah E. High Tran, Siem Trinh, Luong von Dallwitz, H. G. W Dean Smith (Robert F Kennedy Mem.) Trust Company of the West Walczak, Ivan Wiard, Bryan L. Wilson, James & Bonnie Wischt, Matthias & Florence Yamasaki, Regan H.T.

Address 2108 Maish Ct. 40 N. Liberty Dr. 1621 Boathouse Cir. H225 P.O. Box 1323 677 Barron Way 1118 Van Houten Ave. 100 Bay Pl. Apt. 1904 5844 Alcazar Dr. P.O. Box 3065 4018 Louvre Ave. 807 W. Houston Ave. 102 Butterfield Rd. 865 S. Figueroa St. 4971 Quitman St. 2476 Bolsover St. #623 4721 Mattus Dr. 2148 Brace Pl. 1173 Lavloa St.

City Des Moines South Barrington Sarasota Santa Barbara Hayward Clifton Oakland San Jose Chapel Hill San Jose Fullerton San Anselmo Los Angeles Denver Houston Fremont Cuyahoga Falls Kailua

State/Country IA IL FL CA CA NJ CA CA NC CA CA CA CA CO TX CA OH HI

Zip 50320 60010 34231 93102 94544 07013 94610 95123 27515 95135 92832 94960 90017 80212 77005 94536 44221 96734

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