Docstoc

Exchange_and_Clearing_Fees

Document Sample
Exchange_and_Clearing_Fees Powered By Docstoc
					                                                                                                                                                                                                                                   EXCHANGE AND CLEARING FEES
                                                                                                                                                                                                                                                                           JANUARY 1, 2013


                                                                                                                                                                                                        Physical Delivery          ICE Milllions          Cash-Settled             S11 Cleared
                                   Agricultural Futures and                                                    Cash-Settled Grain &            Russell Stock Index          U.S. Dollar Index &            Currency                  Futures               Currency
CUSTOMER TYPE                                                          Agricultural Weekly Options                                                                                                                                                                                 Only Swap
                                      Monthly Options                                                           Oilseed Contracts                  Contracts                CCI Index Contracts
                                                                                                                                                                                                             Contracts1             Contracts1              Contracts1              Contracts

NON-MEMBER
Screen Trade                                   $2.00                                 $1.05                              $0.75                           $1.14                        $1.35                      $0.94                   $1.35                  $0.30                   $2.75
Block Trade                                    $3.00                                 $2.30                              $1.00                           $1.14                        $1.35                      $0.94                   $1.35                  $0.30                   $2.75
EFP/EFS/EOO Trade                              $2.50                                 $1.55                              $0.50                           $1.14                        $1.35                      $0.94                   $6.35                  $0.30                    n/a
Crossing Order Trade                           $2.50                                 $1.55                              $0.75                           $1.14                        $1.35                      $0.94                   $1.35                  $0.30                    n/a
Agricultural Products include Sugar No. 11, Coffee "C", Cotton No. 2, Cocoa, Sugar No. 16 and FCOJ contracts.
Cash-Settled Grain & Oilseed Products include Corn, Wheat, Soybeans, Soybean Meal and Soybean Oil contracts.
Russell Stock Index Products include Russell 1000, Russell 2000, Russell 1000 Growth and Russell 1000 Value contracts.
1
  NOTE: Effective through 06/30/13 exchange and clearing fees are waived for all Currency Futures contracts executed on the platform; fees shown will continue to be charged for EFP, EFS and block trades in these contracts. The physical delivery Mexican Peso - U.S. Dollar Futures Contract is
billed at the rates shown for cash-settled currency contracts.


EQUITY MEMBERS AND MEMBER FIRMS MEETING THE CONDITIONS BELOW ARE ELIGIBLE FOR DISCOUNTED FEES FOR CERTAIN PRODUCTS, AS SHOWN BELOW.

                                                    RUSSELL STOCK INDEXES
                                                                                                                  U.S. Dollar Index              Physical Delivery                                     Agricultural Weekly
CUSTOMER TYPE                                                                                                                                                                  CCI Contracts                                        Agricultural Products Futures & Monthly Options
                                                                                                                     Contracts                 Currency Contracts1                                          Options
                                                                        R2, R1G, R1V, R2G & R2V
                                          R1 Contracts
                                                                               Contracts
EQUITY MEMBER (account of an Individual Member who was an Equity Member as of January 12, 2007)
Screen Trade                         $0.08                        $0.24                         $0.24                                                   $0.50                        $0.50                      $0.25                                          $0.75
Block Trade                          $0.08                        $0.24                         $0.24                                                   $0.50                        $0.50                      $1.50                                          $1.75
EFS/EFP/EOO Trade                    $0.08                        $0.24                         $0.24                                                   $0.50                        $0.50                      $0.75                                          $1.25
Crossing Order Trade                 $0.08                        $0.24                         $0.24                                                   $0.50                        $0.50                      $0.75                                          $1.25

                                                                                                                                                                                                                                   Coffee, Sugar
CUSTOMER TYPE                                                                                                                                                                                                                                                       Cotton & FCOJ
                                                                                                                                                                                                                                     & Cocoa
MEMBER FIRM (account of a Member Firm which held such status as of September 14, 2006)
Screen Trade                        $0.08                           $0.30                                               $0.24                           $0.75                        $0.95                      $0.50                   $1.10                             $1.30
Block Trade                         $0.08                           $0.30                                               $0.24                           $0.75                        $0.95                      $1.75                   $2.10                             $2.30
EFS/EFP/EOO Trade                   $0.08                           $0.30                                               $0.24                           $0.75                        $0.95                      $1.00                   $1.60                             $1.80
Crossing Order Trade                $0.08                           $0.30                                               $0.24                           $0.75                        $0.95                      $1.00                   $1.60                             $1.80

MISCELLANEOUS FEES AND CHARGES
Event                                                                                              Billing Unit                                                 Russell Contracts                                                      All Other Contracts
Transfers (includes Average Price Transfers)                                                        Per Side                                                         $0.05                                                                    $0.10
Mechanical Adjustments                                                                              Per Side                                                         $0.05                                                                    $0.10
Notice Issue/Stop                                                                                   Per Side                                                          N/A                                                                     $0.10
Cash Settlement Fee                                                                                 Per Side                                                         $0.05                                                                    $0.10
Option Exercise/Assignment                                                                          Per Side                                                         $0.05                                                                    $0.10
Option Expire/Abandon                                                                               Per Side                                                         $0.05                                                                    $0.10
Creation of Future from Option Exercise/Assign                                                      Per Side                                                         $0.05                                                                    $0.10
Gross Position Adjustment Fee*                                                                      Per Side                                                         $0.10                                                                    $0.10
Position Funge Fee                                                                                  Per Side                                                         $0.05                                                                    $0.05
Currency Delivery Fee                                                                               Per Side                                                          N/A                                                                     $0.12
Currency Delivery/CLS Fee                                                                           Per Deal                                                          N/A                                                                     $7.50
Give-up Claim                                                                                       Per Side                                                         $0.05                                                                    $0.10
Broker Allocation ***                                                                               Per Side                                                         $0.05                                                                    $0.10
Non-CLS Currency Transfers to ICE Clear U.S. Account                                                Per Side                                                          N/A                                                     USD=$10.00; EUR, HUF and CZK=$6.00
Non-CLS Currency Transfers to a Clearing Member's Account                                           Per Side                                                          N/A                                                     USD=$10.00; EUR, HUF and CZK=$20.00

* Gross position adjustments not supported by previous day’s trade volume or made after the 9:00 am Eastern deadline.
** Clearing members are allowed one submember set up free of charge, and charged $100 per sub member after the first.
*** This fee became effective starting on 8/5/11 and will be assessed on trades cleared by firms that are executed by brokers they do not guarantee.
1
  NOTE: Effective through 06/30/13 exchange and clearing fees are waived for all Currency Futures contracts executed on the platform; fees shown will continue to be charged for EFP, EFS and block trades in these contracts. The physical delivery Mexican Peso - U.S. Dollar Futures Contract is
billed at the rates shown for cash-settled currency contracts.

For more information please contact Chris Laka at +1 212 748 4003 or at chris.laka@theice.com
                                                                                                                                                                                                                                                                          PREVIOUS FEE GRID

				
DOCUMENT INFO
Shared By:
Categories:
Tags:
Stats:
views:0
posted:4/19/2013
language:Unknown
pages:1
yaofenji yaofenji
About