Bernie Madoff SEC Exhibit Email Documents 0243

Unknown From: Sent: Tuesday, 24,200511:57 May AM Lamore, Peter Ostrow, WilliamD. To: Subject: RE:opg Attachments: executions.csv.zip; audit_2005.csv.zip executions.csv.zip audit_2005.csv.zip (9 MB) William Ostrow (12 MB) Staff Accountant U.S. Securities Regional and Exchange Office Commission Northeast 3 World New York, Personal Privacy Financial New York Center - Room 4300 10281-1022 -----Original From: Lamore, Message----Peter Sent: Tuesday, May 24, D. 2005 11:51 AM To: Ostrow, William Subject: RE: opg Thanks. -----Original From: Ostrow, Message----William D. Sent: To: Tuesday, Lamore, Peter May 24, opg 2005 11:50 AM Subject: RE: William Ostrow Staff Accountant U.S. Securities Regional and Exchange Office Commission Northeast Personal Privacy 3World Financial Center - Room 4300 New York, New York 10281-1022 -----Original Message----- I~ From: Lamore, Peter Sent: Tuesday, MaY 24, D. 2005 11:30 AM To: Ostrow, William Subject: RE: opg I think this is what they mean by riskless principal. don't know why they just prices of the don't fills becausethe there is redirect have been don't believe tone opening anything itI identical would price.) If they don't want theorder, sinister T Couldyoutry to sendthe cradingdata file when havea chance? you MADOFF EXHIBITS-04150 -----Original From: Ostrow, Message----William D. Sent: Tuesday, May To: Lamore, Peter; Subject: FW: opg 24, 2005 11:28 Ostrow, William AM D. What order William Staff do you when think the about the order second was sentence cancelled? regarding DE and being filled on offsetting original Ostrow Accountant U.S. Securities and Exchange Northeast Regional Office 3 World Financial Center Personal Privacy Commission Room 4300 -----Original Message----From: BFleischmann@madoff.com Sent: Friday, March 04, To: Cc: triumvirate@madoff.com robo@madoff.com 2005 [mailto:BFleischmann@madoff.com] 2:47PM Subject: opg Stocks lot issues PGN, ABX, BSX, HAL, NEM, SBL, TXU, and VLO had minor timing or odd DE customer cancelled a 2000 share order 3 seconds before the opening, we werefilled HNZ we bought trade, price order. on our offsetting order on the opening. on the opening as a next day price as we had an offsetting 750 shares was adjusted from a customer to the opening RP MADOFF EXHIBITS-04151 RA OB OB S FB PHM VLOPK AEQDO SPY HSE_C 2/25/200510:01 0 ETR 3/11/2005 16:37 ODEAN 3/11/2005 16:37 ODEAN 3/11/200516:10 2(34135 INCA 3/11/200516:05 ZCE2822 CIWM B S S B B 200 10 10 100 100 74.37 0.25 0.2 120.42 37.6 RA RA RA SVU CB HDI 3/11/200516:04 3/11/200516:04 3/11/200516:04 MAJ2314 1SID RZB9653 ECUD MAJ2309 ISID B B B 1600 900 800 33.25 79.19 60.4 RA ZA RA PLL CBI CEG 3/11/200516:03 PZB9671 WABD 3/11/200516:03 MAG998 ISID 3/11/200516:03 PZB9654 WABD S(SHORT) S(SHORT) B 2300 200 1000 27.15 46.01 51.58 ZA JJ RA S RA RA AMW AGP MHS ADI PIR BNI 3/11/200516:03 MAG1006 ISID 3/11/200516:03 2O2073 COMD 3/11/200516:03 3/11/200516:02 3/11/200516:02 3/11/200516:02 3/11/200516:02 3/11/2005 16:02 3/11/200516:02 3/11/200516:02 3/11/200516:02 PZB9669 ZC4115 RZB9662 PZB9652 PZB9674 NZC3956 RZC3875 ZB8218 RZB9657 WABD ARCA ECUD WABD WABD ECUD INCA COMD ECUD S(SHORT) S(SHORT) B B B B 100 3400 1100 800 2000 1100 48:28 37.3 47.48 37.13 19.25 53.17 RA RA MWV VFC 3/11/200516:02 MAJ2311 ISID 3/11/200516:02 RZB9655 ECUD S(SHORT) S 300 200 32.94 58.9 RA ZA RA S RA CVX CIT KG BMY GCI S(SHORT) B S S B 200 100 200 400 2400 58.3 39.81 9.7 24.75 78.82 RA RA RA GLW ROH PRU 3/11/200516:02 RZB9659 ECUD 3/11/200516:01 RZB9663 ECUD 3/11/2005 16:01 MAJ2312 .ISID S(SHORT) S(SHORT) S 800 200 200 11.3 48.48 57.97 RA RA CVS XTO 3/11/2005 16:01 MAJ2306 ISID 3/11/2005 16:01 MAJ2315 ISID S S 200 200 52.85 43.67 RA KSS 3/11/2005 16:01 RZB9661 ECUD S(SHORT) 200 52.96 RA RA RA RA SO HAL UST STJ 3/11/200516:01 MAJ2313 ISID 3/11/200516:01 PZB9666 WABD 3/11/200516:01 RZB9665 ECUD 3/11/200516:01 PZB9673 WABD S(SHORT) S(SHORT) S(SHORT) S(SHORT) 2090 200 200 300 31.8 40.38 54.12 37.66 RA RA RA SHW GDW JWN 3/11/200516:01PZB9672 WABD 3111/200516:01 PZB9658 WABD 3/11/2005 16:01 MAJ2310 ISID S(SHORT) S(SHORT) S 200 900 200 45.14 60.2 53.69 RA RA RA BSX HSY IPG 3/11/200516:01 MAJ2305 ISID 3/11/200516:01 RZB9660 ECUD 3/11/2005 16:01 RZC3945 INCA S S(SHORT) S 300 400 200 30 62.48 12.5 S MWD 3/11/200516:00 288281 COMD S(SHORT) 200 58.49 RA RA RA GIS FD HUM 3/11/200516:00MAJ2308 ISID 3/11/200516:00 MAJ2307 I·SID 3/11/200516:00 PZB9667 WABD S(SHORT) S(SHORT) S(SHORT) 4400 5000 300 51.31 62.15 33.75 RA RA RA RA RA RA RA RA STA DDS EGO GPC MRO ANF POM IGT 3/11/200516:00RZB9664 ECUD 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 RZC4003 ECUD RZC4041 INCA . RZC3730 INCA EBE2797 AMT RZC3867 INCA RZC3902 INCA S(SHORT) B B B B S S 300 1000 1600 : 300 200 500 200 200 37.89 24.38 3.11 43.44 46.03 57.46 22.25 28.49 3/11/200516:00 PZB9656 VVABD S(SHORT) MADOFF EXHIBITS-04152 RA RA RA ZA RA RA RA S RA RA RA RA KKD HET IOM HLR WHT KBH DLM MWD CHU HSY DCN UCL 3/11/200516:00 RZC3908 3111/200516:00 MAJ3530 3/11/200516:00 RZC4051 3/11/200516:00 NZC3520 3/11/200516:00 RZC3932 3/11/200516:00 RZC3826 3/11/200516:00 RZC3865 3/11/200516:00 ZC4008 3/11/200516:00 RZC3907 3/11/200516:00 PZC3741 3/11/200516:00 RZC3953 3/11/200516:00 PZC3993 WABD B 3/11/200516:00 2O3841 JMXD 3/11/200516:00 NZC3723 ECUD 3/11/200516:00 RZC3967 INCA 3/11/200516:00 RZC4031 INCA 3/11/200516:00 RZC4011 INCA 3/11/200516:00 RZC4003 ECUD 3/11/200516:00 WBT32 WET 3/11/2005 16:00 DH5962 NFS 3/11/2005 16:00 DH5871 NFS 3/11/200516:00 WBT39 WET 3/11/2005 16.00 WBT28 WET 3/11/200516:00 BEB334 BBH 3/11/200516:00 BEB331 BBH 3/11/200516:00 BEB339 BBH 3/11/200516:00 BEB341 BBH 3/11~200516:00 BEB982 BBH 3/11/200516:00 WBT37 WET 3/11/200516:00 BEB315 BBH 3/11/200516:00 BEB325 BBH 3/11/200516:0Q BEB981 BBH 3/11/200516:00 BEB321 BBH 3/11/2005 16:00 BT97 SAL 3/11/200516:00 BE8319 BBH 3/11/200516:00 WBT19 WET 3111/200516:00 BEB310 BBH 3/11/200516:00 BEB977 BBH 3/11/200516:00 BEB294 · BBH 3/11/200516:60 BEB36? BBH S B S S S B B S(SHRT E: S(SHRT E: B B B B B B S B B B B B S(SHRT E: B B B B B B INCA ISID INCA ECUD ECUD INCA INCA JMXD INCA WABD INCA S B B B S B S S S S B 200 500 200 100 200 300 200 200 200 200 200 160 7.4 66.5 4.4 11.32 3.83 115.71 11.05 58.49 8.7 62.48 14.22 61 S ZA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA BMY OIS EFX AUO GIS EGO XTO X X WWY WAG UST UTX VFC UNH SVU SYK STA STJ SO SO SO SHVV SLB ROH PLL PLL PRU 2200 200 100 200 500 200 244 100 · 26 100 198 239 108 210 132 1600 100 307 316 1700 337 200 258 121 257 1969 390 210 24.76 20.89 30.52 14.44 51.31 3.11 43.67 56.6 56.55 66.97 44.11 54.12 101.52 58.9 90.28 33.25 47:43 37.89 37.66 31.8 31.8 31.8 45.14 72.75 48.48 27.15 27.15 57.97 RA RA RA RA PIR OXY NWS NCR 3/11/200516:00WBT15 WET 3/11/200516:00 BEB293 3/11/200516:00 WBT10 3/11/200516:00 WETS 3/11/200516:00 BEB363 3/11/200516:00 BEB986 3/11/200516:00 BEB269 3/11/200516:00 BEB262 3111/200516:00 ER1138 3/11/200516:00 GL106 3/11/200516i00 DEB375 BBH WET WET BBH. BBH BBH BBH AGE OLD BBH S(SHRTE: B B B 2067 199· 126 100 19.25 71.3 17.6 39.04 S RA RA RA RA RA RA RA MWD MWV MHS LOW KSS KBH KKD IR 3/11/200516:00BEB101 BBH B B S B B S(SHORT) S B 210 337 1127 199 281 500 100 144 58.49 32.94 47.48 57.65 52.96 115.71 7.45 84.25 MADOFF EXHIBITS-04153 RA ITT 3/11/200516:00 BEB92 BBH B 134 89.74 RA RA RA RA FB RA RA RA RA RA JWN IBM HSY HUM IAG_C HDI HAL . GLW GDW GIS 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 BEB285 BE8237 WBT7 BEB236 ZCE4028 BEB970 BEB233 MMA29 WBT36 BGL584 BEB217 COL295 BEB215 MAJ3533 SN52 BEB358 BEB97 OPX2838 BEB151 RZC3952 BBH BBH VVBT BBH CIVVM BBH BBH VVAT WET BBH B B B B B S B B B B 248 116 477 384 200 878 286 800 915 4400 5~.69 91.51 62.48 33.75 56.98 60.4 40.38 11.3 60.2 51.31 RA RA RA RA RA RA RA RA RA GCI GD FD ETN DT DDS CVX CVS CRUS 3/11/2005 16:00 WBT35 WET BBH VFI BBH ISID OLD BBH BBH OPXN BBH INCA S(SHRT E: B B B S B B B B 2499 105 5000 161 200 1000 214 253 900- 78.82 108.38 62.15 69.5 20.6 24.38 58.3 52.85 4.64 RA RA RA CRUS CLX CMX 3/11/200516:00 3/11/200516:00 3/11/200516:00 8027 SIZE . S(SHORT) B S 900 191 200 4.64 60.76 39.6 RA RA RA RA CLE CB CEG BSX 3/11/2005 16:00 WBT4 WET 3/11/200516:00 WWWW8 BST 3/11/200516:00 BEB966 BBH 3/11/200516:00 BEB129 BBH S(SHRT E: S(SHORT) S(SHORT) B 240 926 1059 317 23 79.19 51.58 30 RA RA S RA JB RA RA RA S S BNI BNI BMY BJS PWER LOW GTW EMR ATML ATML 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200516:00 3/11/200515:59 3/11/2005 15:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 WBT3 BEB964 BEB134 CV25 2C2550 WET BBH S(SHORT) S(SHORT) B B B B S S S B 100 1044 447 100 18200 100 200 100 400 400 53.17 53.17 24.75 49.22 5.03 57.65 4.44 67.23 3.25 3.25 BBH OLD INCA OSNA RZC4042 INCA EMT38 AGE 221916 RGNN 8022 SIZE RA RA RA UCL UCL HD 3/11/200515:59 3/11/200515:59 3/11/200515:59 DH5964 RZC3923 RZC4056 NFS INCA INCA S(SHORT) B S 300 300 200 61 61 39.43 RA FITB 3/11/200515:59 VG38 FZ117 FZ117 RZC3986 PZC4036 RZC4035 RZC4050 RZC4049 RZC3984 FZ117 RGNN FIR FIR JMXD WABD INCA INCA INCA INCA FIR S 100 44.19 RA RA RA RA CVX CVX CVX CVS 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 RZC4023 OESM S(SHORT) B B S 100 100 200 200 58.3 58.3 58.3 52.88 RA RA RA RA RA RA RA BMC ABT EV FD CNP NE CVX 3/11/2~0515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 RZC4055 INCA S S B B S B B 200 500 200 200 200 200 756 15.81 46.01 24.5 62.16 12.35 55.14 58.3 MADOFF EXHIBITS-04154 RA RA CVX CVS 3/11/200515:59 3/11/200515:59 NNMS512(PACX RZC3986 JMXD S(SHORT) S 700 300 58.3 52.88 RA RA RA RA RA WBSN WDC VLO TXU GAB 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 NNMSS1OISIZE FH1497 FIR FH1494 FIR FH1492 FIR DH5968 NFS S B B B S(SHORT) 200 4 1 1 100 55.84 11.76 68.82 77.11 9.21 RA RA RA RA RA RA BMET BMET BMET TXU MDR LYO 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 RZC4033 RZC4033 RZC4033 RZC3887 FH1483 FH1482 INCA INCA INCA INCA FIR FIR B B B S B B 44 200 156 100 2 2 39.42 39.44 39.44 77.12 19.33 34.4 RA RA RA RA RA RA RA RA RA RA CTB BNI BMET ANF TOT MXO MYG D CHS AET 3111/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3111/200515:59 3/11/200515:59 31-11/200515:59 3111/200515:59 3/11/200515:59 RZC4004 FH1476 WA23 FH1477 XG441 RZC3983 RZC3955 KHB952 RZC3714 FH1474 INCA FIR JMN FIR PJ INCA INCA FIR INCA FIR B B · S(SHORT) B B B B B B B 200 1 400 1 5 200 200 20 200 1 19.73 53.12 39.45 57.45 120.62 5.72 14.76 73.78 27.15 147.61 RA RA RA AGR.A TSN RIG 3/111200515:59 RZC3915 INCA 3/11/200515:59 EBE5301 AMT 3/11/200515:59 HM1434 HM B B B 400 33 154 1.55 17.44 48.4 RA RA RA RA RA RA RA NOK MPS HET AW XTO XTO REP 3/11/200515:59 3/11/200515:59 31111200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 CRZ216 RZC4012 EBE5308 RZC3982 7992 EBE4704 XG428 FIR INCA AMT INCA SIZE AMT PJ B B S(SHORT) B S(SHORT) B S 5 200 450 200 1000 1000 55 16.25 10.65 66.6 7.75 43.74 43.74 27.97 RA RA RA RA RA RA RA RA RA RA S RA RA RA RA RA RA RA RA PHG PHG FSL DITC BBI WBSN IKN DCX AT TINY BMY UIS TINY RBK NI HBC BET BBY UCL 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3111/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3111/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/2005 15:59 XG425 PJ RZC3951 ECUD RZC3933 INCA RZC4005 INCA RZC3806 INCA NNMS510(SIZE RZC3818 INCA RZC3954 INCA VCE94 FIR UZ159 WGN EA190 MK RZC3927 INCA 7990 BAYT AP29 OLD RZC3985 INCA XG409 PJ AAB1460 EDJ EBE5180 AMT DH5964 NFS S S S S S S S S S(SHORT) S S S B B S S(SHORT) S(SHORT) S S(SHRT E: 80 200 200 200 200 88 200 200 4?5 100 500 200 100 35 200 30 250 250 100 28.35 28.34 17.4 11.87 9.48 55.84 10.68 46.35 56.56 13.06 24.76 6.92 13.06 45.5 22.3 81.86 39.49 52.29 61 MADOFF EXHIBITS-04155 RA RA SBL PCL 3/11/200515:59 3/11/200515:59 EBE5167 EBE5159 AMT AMT S S 50 50 15.38 36.67 ZA S RA OLG HIV UMC 3/11/200515:59 3/11/200515:59 3/11/200515:59 FZC3720 WABD NNMSS11ITRIM DH5950 NFS S S B 100 6000 7700 34.06 0.33 3.58 RA RA RA RA RA UMC CAJ XTO IP CC 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/2005 3/11/200515:59 7983 NYSE XG393 QB488 RZC3950 S(SHORT) B S S S 7700 15 100 200 .200 3.58 54 43.73 39.25 15.48 PJ OLD INCA INCA 15:59RZC3918 RA TXU 3/11/200515:59 RZC3887 INCA S 100 77.12 RA ZA RA RA RA HPC HARD FON LEH EAG 3/11/200515:59 3/11/200515:59 3/11/2005 3/11/200515:59 3/11/200515:59 15.59 CTP187 NZC3941 RZC3917 PZC3914 RZC3866 FIR INCA INCA WABD INCA S(SHORT) S(SHORT) B B S 1000 100 200 200 200 14.66 34.85 23.21 92.88 0.35 RA RA RA ZA UCL UCL PCL HLR 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 DH5964 NNMS511( RZC3934 NZC3520 NFS PACX INCA ECUD S(SHORT) B S B 100 100 200 300 61 61 36.6 11.31 ZA RA RA HDL ED UCL 3/11/200515:59 3/11/200515:59 3/11/200515:59 MAG1009 NXV1307 RZC3921 ISID EC OESM S(SHORT) B B 200 100 500 20.82 41.96 60.96 RA S RA UCL GM ED 3/11/200515:59 3/11/200515:59 3/11/200515:59 DH5964 OPX3748 NXV1307 NFS OPX EC S(SHORT) S B 500 28 900 60.96 34.34 41.96 RA RA RA ED EMN EL 3/11/200515:59 3111/200515:59 3/11/200515:59 RZC3503 HDC471 RZC3916 INCA FIR INCA S(SHORT) S(SHORT) B 900 220 200 41.96 61.02 42.67 RA S RA VC QQQQ NU 3/11/200515:59 3/11/200515:59 3/11/200515:59 EBE4871 FHB3 RZC3876 AMT RJN INCA S(SHORT) S S 35 100 200 6.9 37.16 19.25 S S GM GM 3/11/200515:59 3/11/200515:59 7974 EBE4392 SIZE AMT B S 200 200 34.33 34.33 RA RA RA RA RA RA FO CLE PNRA ETS SBGI GG 3/11/200515:59 3/11/200515:59 3/11/200515:59 3111/200515:59 3/11/200515:59 3/11/200515:59 EBE4840 RZC3858 RZC3897 RZC3874 RZC3894 CAL415 AMT INCA INCA INCA INCA FIR S(SHORT) B S S B B 200 200 200 1000 5 200 79.73 23.02 53.95 1.42 7.72 15.39 JJ RA RA CENX UMC UMC 3/11/200515:59 3/11/200515:59 3/11/200515:59 ZC2920 RZC3771 DH5950 INCA INCA NFS B S B 800 252 300 31.45 3.58 3.58 RA RA STJ SLB 3/11/2005 3/11/2005 15:59 SIC540 15.59 IMC2485 EC AGE S~SHRT E: S 400 124 37.66 72.73 ZA RA OSIS KBH 3/11/20051:5:59 3/11/200515:59 NZC3883 RZC3826 INCA INCA B B 100 400 17.05 115.71 RA RA RA RA KBH FE BC SYK 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 ER1138 RZC3695 RZC3709 RZC3547 AGE INCA INCA INCA S(SHORT) S S S 400 200 200 200 115.71 40.61 45.79 47.45 ZA HDL 3/11/200515:59 MAG1008 ISID S(SHORT) 400 20.82 MADOFF EXHIBITS-04156 RA RA RA TMK MMC MMC 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 RZC3812 INCA B B S 200 100 200 52.27 30.22 30.22 7967 SIZE ABY5637 DOS RA RA S KBH KBH GM 3/11/2005 15:59 ER1138 RZC3826 EBE4392 AGE INCA AMT S(SHRT E: B S 300 300 100 115.7 115.7 34.33 S RA ZA S GM ASO AOS ADI 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 ~ 7968 SIZE VCE93 FIR NZC3719 AAA4631 NZC3861 NZC3861 ECUD ETR INCA INCA B S(SHORT) B S . 100 1125 100 100 34.33 25.57 28.02 37.14 S ZA ZA ADI OSIS OSIS 3/11/2005 15:59AAA4631 ETR 3/11/200515:59 3/11/200515:59 3/11/200515:59 S(SHRT E: B B 900 100 100 37.14 17.03 17.03 ZA RA RA OSIS MCIP MCIP NZC3861 INCA RZC3868 INCA RZC3868 INCA B B B 100 100 100 · 17.03 24.07 24.07 RA RA X WBSN 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 DH5963 DG818 RZC3801 RZC3848 RZC3847 7963 EBA9289 RZC3817 FZF2111 NFS NFSN JMXD INCA INCA PACX AMT INCA WAT S(SHORT) B 200 300 56.62 55.84 RA RA RA VC VC UNH 3/11/200515:59 EBE4363 AMT 3/11/200515:59 3/11/200515;59 3/11/200515:59 3/11/200515:59 3/11/200515:59 3/11/200515:59 S(SHORT) B B 1900 1900 200 6.9 6.9 90.35 RA RA RA RA RA RA SBL S Q Q EMR BSX AAA4635 ETR S S B S S B 150 600 100 100 200 1000 15.39 57.54 3.85 3.85 67.25 30 RA S S BSX BMY GM 3/11/200515:59 3/11/200515:59 3/11/200515:59 RZC3815 MEY947 2C3728 INCA EC JMXD S(SHORT) B B ~ 1000 1050 100 30 24.75 34.34 RA RA RA FO EQR EQR 3/11/200515:59 3/11/200515:59 3/11/2005 RZC3855 RZC3854 INCA INCA INCA B B B 200 100 100 79.73 32.55 32.55 15:59RZC3854 RA RA RA VLO FO CVX 3/11/2005 15:59 AAA4605 ETR 3/11/200515:59 3/11/200515:59 S(SHRT E: S(SHRT E: B 100 400 400 68.86 79.69 58.37 SIC539 RZC3846 EC INCA RA ZA S S CYMI AHG GM GM 3/11/200515:59 3/11/200515:59 FiiZC3849 INCA MAG1007 ISID B B B S 200 100 200 200 27.29 30.11 34.33 34.33 3/11/2005 15.59 7955 SIZE 3M11200515:59 EBE4392 AMT RA RA RA RA RA RA FO EK CRUS CRUS ZRAN ZRAN 3111/200515:59 3/11/200515:59 3111/200515:59 3/111200515:59 3111/200515:59 3111/200515:59 7958 SIZE RZC3831 7954 OPX2838 PA2628 7952 INCA CANT OPXN PWN BRUT B S S B S B 10(1 600 100 100 ~oo 500 79.69 1 34.21 4.64 4.64 10.46 10.46 ZA RA RA RA RA HDL AYE AYE SRP S 3111/200515:59 NZC3620 ECUD 3/111200515:59 MAJ939 ISID 3/111200515:59 OPX2508 3111/200515:59 RZC3832 3/11/200515:59 LL1731 OPX INCA NFS S(SHORT) S(SHORT) B S B 300 400 500 200 1000 20.82 20.83 20.83 10.26 57.51 RA HAL 311112005 15:59 IMC2471 AGE S(SHORT) ~ 107 40.43 MADOFF EXHIBITS-04157 S RA RA RA RA RA RA RA RA GM AZO 3/111200515:59 263727 WABD B 3/11/200515:59 RZC3830 INCA 3/11/200515:59 RZC3825 INCA B B 700 200 34.34 98.35 ATI PCG PCG 3/11/200515:59PZC3778 VVABD 8 3/11/200515:59RZC3825 INCA B 3/11/200515:59AAA4634 ETR 3/11/200515:59DZY921 WAT 3/1i/200515:59 RZC3780 INCA 3/11/2005 15:59 DH5960 NFS 500 100 100 23.45 35.04 35.04 NE GLW AVX AZO S(SHORT) B 0 S(SHRT E: 200 1000 1100 100 55.15 11.3 12.46 98.34 RA S RA RA RA RA RA RA ZA RA RA RA RA RA RA ABS QQQQ CBB SVM SVM 3/11/200515:59MAJ3447 ISID 3/11/200515:592C3814 INCA 3/11/200515:59 RZC3754 INCA 3/111200515:59 RZC3486 INCA 3/11/200515:59 MAJ3179 ISID B S S B S(SHORT) 200 1500 200 200 1900 20.57 37.16 4.25 13.65 13.65 SVM FDP BJ BKUNA ZMH 3/11/200515:59SBF5 FIR 3/11/200515:59RZC3769 INCA 3/11/200515:59 RZC3460 INCA 3/11/200515:59 NZC3808 INCA 3/11/2005 15:59 YU5632 FIR B S B B B 1900 200 200 100 42 13.65 29.91 32.04 28.02 79.1 RA RA . RA ZA RA RA RA S S S RA RA PPG GLD UTX VC VC VC S KFT BKUNA NWS NSC HLTH MWD MWD MWD 3/111200515:59 RZC3755 INCA 3/11/200515:59RZC3788 INCA 3/111200515:59 YU5627 FIR 3/11/200515:59BGS8 LEG 3/11/200515:59EBE4363 AMT 3/1~/200515:59RZC3799 INCA 3/11/200515:59C1206 OLD 3/11/200515:59RZC3743 INCA 3/111200515:59 NZC3797 INCA 3/11/200515:59RZC3770 INCA 3/11/200515:59AAA4633 ETR 3/111200515:59 RZC3793 INCA 3/11/200515:59YU5609 FIR 3/11/200515:59YU5609 FIR 3/11/200515:59 2C3746 WABD 6 B B B S(SHORT) B B B B S S S B B S 200 200 25 210 100 100 100 200 100 200 300 200 143 200 100 73.07 44.46 101.51 6.88 6.9 6.9 57.51 33.29 28.02 17.64 37.78 8.85 58.46 58.46 58.46 RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA RA CZR CZR TINY TINY TINY TINY MIN MAMA DO DO DO UMC GTW GTW GP ATI ATI 3NY 3/114200515:59 RZB9149 ECUD 3/11/200515:59EBC509 AMT 3/111200515:59 RZC3783 INCA 3/11/200515:59RZC3783 INCA 3/111200515:59 RZC3783 INCA 3/11/200515:59RZC3783 INCA 3/11/200515:59RZC3642 INCA 31111200515:59 RZC3782 INCA 3/111200515:59 RZC3781 INCA 3/111200515:59 RZC3781 INCA 31111200515:59 RZC3781 INCA 3/11/200515:59RZC3771 INCA 31111200515:59 7932 NYSE 3/11~200515:59 EAZ4057 AMT 3/111200515:59 RZC3758 INCA 3111/2005 15:59 DH5903 NFS 31111200515:59 EBE4253 AMT 31111200515:59 RZC3735 INCA S(SHORT) B S S S S S S B · B B S S B S S(SHRTE: B S 1000 1000 100 46 400 154 500 200 100 60 240 148 500 500 200 500 100 200 20.21 20.21 13.08 13.08 13:07 13.07 6.42 3.26 49.14 49.14 49.14 3.57 4.45 4.45 37.26 23.44 23.44 33.06 MADOFF EXHIBITS-04158 JJ RA RA CENX AGR.B Q 31111200515:59 OLD AJA106 31111200515:59 INCA as483 3/11/200515:59 RZC3414 ZC2920 31111200515:59 INCA FIR INCA 3/111200515:59 RZC3759 INCA B RA RA RA pLD RA RA pNW PNW CRUS CRUS CCE CEG CEG RA RA pNW NFB 3/11/200515:59 RZC3759 3/111200515:59 INCA F12~3759 INCA 31111200515:59 RZC3744 \NCA 3/111200515:59 RZC3760 INCA 3/111200515:59 F12~2727 RA RA 3/111200515:59 RZC3760 RZC3702 3/111200515:59 INCA INCA B B S B B B B S S 900 52 31.45 1.53 200 200 27 100 73 100 100 100 36 3.86 38.48 42.28 42.28 42.28 28.5 4.6 4.6 20.87 3/11120051 RZC2727INCA 5:59 3111120051 RZC3318INCA 5:59 31111200515:59 S B B B 200 300 100 51.61 51.61 28.5 9.21 18.~9 31.83 RA RA RA RA RA RA RA RA RA RA RA RA HNT 31111200515:58S(SHOR71 ~::8~ DHS945 B NF5 ~0O RZC3734INCA FD ASO SPG Q BSX SLB S GAB EU(· NFB 31111200515:59 INCA S(SHORT) RZC3744 31111200515:59 NFS B [I-I5947AMT EBE4175 B S B S 900 80 200 3/111200515:59 3/111200515:59 OH5943NFS 3/111200515:59 IFC157 FIR 3/11/200515:59 RZC3701 INCA AGE 3111/2005 INIC2434 15:59 AMT 3/111200515:59 EBE4038 INCA 31111200515:59 EA24057 3/111200515:59 7928 SIZE 311112005 ~H5942 NFS 15:59 WABD 31111200515:59 PZC3640AMT RA RA RA RA HMT GTW ACF 3/111200515:59 RZC3715 AMT S B S B S 100 2500 500 106 50 60.57 3.86 30 72.69 57.52 200 100 100 16.9 4.45 4.45 GTW UNM MCK LOW B S B B 500 200 24.89 17.77 5 766 200 37.67 57.66 39.81 RA RA RA RP· CIN RA RA RA 3/1112005 E8E4061 15:59 3/111200515:59 yU~604 F\R pZC3610WABD B 3/111200515:59 311112005 15:59 311112005 RZC3665\NCA 15:59 3/11/2005 FZN1003WAT 15:59 3/1112005 RZC3716 15:59 INCA 3/11/200515:59 F12(33677 RA RA RA ASO IORn GAB 31111200515:59~155 ~0O0~ ~IR S(SHnRT) 2~:~ OPX3744OPX B S S B B 200 9.19 ABT RA RA RA RA RA RA VSEA RRD 3111/200515:59 INCA S FiZC3717 INCA B 200 200 200 30.55 300 196 700 46.05 38.03 MHS ZMH XTO PHM XTO 31111200515:59 INCA S RZC3682 3/111200515:59 HL YD25 3/111200515:59 SIZE 7915 31111200515:59 SIZE 7916 NFS 311112005 ~H5863 15:59 B B 40 79.ii 43.72 73.75 47.49 200 43.72 XTO S 825 500 43.72 66.6 42.55 RA RA RA RA RA RA RA RA HET CSX CSX CSX CHS CHS CCE CCE RZC3678ECUD 3/111200515:59 31111200515:59 INCA B RZC3457 31111200515:59 FIR KHB947 B 31111200515:59 FIR KHB947 B 31111200515:59 PACX S(SHRT 7918 E: 31111200515:59 NFS DH5886 RZC3702 3/111200515:59 INGA S RZC3702 31111200515:59 \NCA S B S(SHORT) 3400 3400 100 100 42.55 42.55 27.13 27.13 20.87 20.87 250 100 64 MADOFF EXHIBITS-04159 RA RA ZA RA RA RA RA ZA RA RA RA RA RA RA RA RA RA s RA RA RA RA MKC RA BMET 3/111200515:59 S(SHORT) WA22 JMN RA AHC 31111200515:59 S(SHRS 200 RZC3570 B E: 2004 INCA RA NE 31111200515:59 EBE3905 AMT MHS 31111200515:59 RZC3682 S INCA 3/11/200515:59 FIR DH5939 3/111200515:59 INCA YU5590 3/11/200515:59 ISID 2(33672 31111200515:59 INCA MAJ3457 3/111200515:58 INCA RZC3668 3111/200515:58 RZC3667 NFS S B S B B B MHP 3111/200515:59 8 EYU197 AGE 100 GG 31111200515:59 S RZC3681 S(SHORT) INCA 200 CA~ 3111120051559 MAG984 ISID BMET 31111200515:59 B 31111200515:59 B RZC3697 INGA 200 BMET RZC3697 INCA 100 BMET 31111200515:59 B RZC3597 B INCA 200 BCE 31111200515:59 S RZC3694 INCA 200 REGN 31111200515:59 NZC3689 INCA 100 NE 31111200515:59 S RZC3686 B INCA 200 MAY 31111200515:59 S RZC3593 INCA 100 GTW 3/111200515:59 ~910 SIZE 400 GTW 3/11/200515:59 EAZ4057 GS 3H112005 INCA 15:59\1115595 FIR 198 EXC 3111/200515:59 B RZC3660 5 88 200 AMT B 400 400 3/111200515:59 RZC3696 B INCA 200 37.66 87.55 15.4 54.01 39.46 39.46 39.45 24.41 5.24 55.15 36.7 4.45 4.45 46.1 109.73 39.46 97.26 55.14 47.49 34.35 31.45 79.12 S GM AF05040 NBC 607 JJ ZMH 3/11/200515:59 B CENX 31111200515:59 S(SHORT) 3111/200515:59 B ZC2920 INCA 995 RA 7907 NYSE 500 ZMH EMR ERICY BJS PGL KNIB 500 49 169 200 200 200 500 RA HET RA RA RA RA RA RA RA RA RA RA RA RA K RA RA RA RA RA RA RA RA S a EK TEK RX PHG HD EXC COP APA ANF XRX HNL GTW CVS CI SBL RBK PEG GLW ,, ATM 3/111200515:58 S(SHORT) EGD47 AGE 200 INCA B 79.12 67.29 30.49 49.24 43.81 65.69 66.6 34.22 31111200515:58 B YU5588 FIR 1020 3/111200515:58 R2(33632 31111200515:58 S RZC3512 INGA 200 31111200515:58 B DH5941 B NFS 53 31111200515:58 EBG54 AGE 100 31111200515:58 S RZC3SGO INCA 112 31111200515:58 B YU5586 B FIR 375 31111200515:58 RZC3611 INCA 200 31111200515:58 S FL42OLDS(SHORT) 35 3/111200515:58RZC3633 200 INCA 27.9 24.37 28.34 39.43 46.1 105.76 61.55 57.46 15.1 IBM 31111200515:58B RZC3592 INCA 3/111200515:58OLD SU21 FIR ISID B 30405 49::4463 200 500 460 200 '::"3 4.44 36.85 31111200515:58 S RZC3647 INCA 3/111200515:58 B EBE3785 AMT 3111/200515:58 YU5582 3/111200515:58 B YUS581 FIR 3/11/200515:58 NIAJ3444 3H11200515:58 B RZC3649 INCA 31111200515:58S RZC3551 INCA B S WAT B 850 52.88 87.2 300 15.38 45.51 S ATYT 3111/200515:58 CHE43 3111/200515:58 S 2~3644 S INCA INCA 3111/200515:58 2~3644 3~ ::1:"9 200 17.79 3111/200515:58 2C3644 INC~ S MADOFF EXHIBITS-04160 RA RA FORY 3/111200515:58 RZC3643 B INCA 200 RA BHI 31111200515:58 B RZC3640 INCA 200 ZA BKUNA3/111200515:58 NZC3637 B INCA 100 RA APF 31111200515:58 RZC3590 B INCA 200 68.91 50 RA VLO 31111260515:58 AAA4629 S(SHORT) ETR RA RIG 31111200515:58 RZC3598 B INCA 200 73.75 250 RA PHnll 3!111200515:58 AAA4628 S(SHORT) ETR RA PBI 31111200515:58 RZC3581 S INCA 200 RA EDS 3111/200515:58 S RZC3521 INCA 200 RA ABT 3/111200515:58 B YU5576 FIR 765 RA STrU1 31111200515:58 RZC3613 S INCA 200 RA GLBL 3/111200515:58 RZC3625 B INCA 600 RA KKD 3/11/200515:58 RZC3573 S INCA 200 20.82 200 ZA HDL 3/11/200515:58WABD FZC3518 S(SHORT) RA AOC 3/11/200515:58 RZC3617 B INCA 200 S AMZN 3/111200515:58 ZC3618 S INCA 100 S AMZN 3/11/200515:58 ZC3618 S INCA 28 RA ZMH 3/11/2005 7894 15:58 INET S 200 RA ZMH 3111/200515:58 DH5523 B NFS 200 RA RAD 3/111200515:58 RZC3562 B INCA 300 RA EMR 3/11/200515:58 MEY944 B EC 525 RA ELY 3/111200515:58 RZC3413 B INCA 200 RA ADSX 3/11/200515:58 RZC3614 B INCA 200 RA VLO 3111/200515:58 AAA4624 S ETR 400 RA VLO 3/11/200515:58 AAA462~ S ETR 100 RA UST 31111200515:58 RZC3603 B INCA 300 RA ORI 3/111200515:58 RZC3602 B INCA 200 RA KEP 3/111200515:58 RZC3470 B INCA 200 RA CHKP 3/11/200515:58 RZC3604 S INCA 200 RA VLO 3/11/200515:58INCA B RZC3533 400 RA SOV 31111200515:58 RZC3531 S INCA 400 S MXIM 3/11/200515:58 ZC3600 S INCA 21 S MXIM 3/11/200515:58 ZC3600 S INCA 79 RA IPG 31111200515:58 PZC3412 S WABD 100 RA UIS 3111/200515:58 RZC3583 S INCA 200 RA SO 3/11/200515:58 RZC3410 B INCA 200 46.05 1000 RA MRO 31111200515:58AMT S(SHORT) EBE3567 RA CZN 3/11/200515:58 RZC3591 B INCA 100 RA CZN 3/111200515:58 RZC3591 B IWCA 100 RA COP 3/111200515:50 RZC3561 B INCA 200 RA BCR 31111200515:58 RZC3529 B INCA 200 RA PIR 31111200515:58 RZC3492 B INCA 200 RA GR 3111120d515:58 PZC3558 S WARD 200 ZA REGN 3/111200515:58 NZC3578 B INCA 72 ZA REGN 3/111200515:58 NZC3578 B E: 500 16.25 INCAS(SHRT 28 RA NOK 3/11/200515:58 OXL OPX3283 RA NOK 3/11/200515:58 U13 FIR S 200 115.75 100 RA KBH 3/11/2005 15:58 AAA4627 S(SHRT ETR E: RA FLSH 3111/260515:58 RZC3584 B INCA 100 RA FLSH 31111200515:58 RZC3584 S(SHORT) INCAB 100 3/~1/200515:58 INCA NZC3577 100 47.77 44.43 28.02 13.83 48.4 WHT 3111/200515:58ECUDS RZC3588 300 3.83 10.99 45.92 20.73 46.02 17.87 8.99 7:4 23.85 34.7 34.7 79.15 79.15 4.03 67.31 14 4.28 68.91 68.91 54.14 24.18 14.79 22.2 68.91 22.87 42.91 42.9 12.51 6.92 31.87 13.07 13.07 105.75 64.9 19.28 37.59 5.24 5.24 16.25 23.94 23.94 ZA CBSH MADOFF EXHIBITS-04161 A IWM ELN AAPL 2/28/2005 2/28/2005 2/28/2005 2/28/2005 7:56:09 DND 8035 AMT 16:00:07BGG456 FIR 15:59:59 15:59:58 AAA7101 PH 388 ETR JMN SELL BUY BUY BUY 50 MKT 45 MKT 1200 MKT 100 MKT DAY DAY GTD 02-28 DAY APA BLS APC CSCO ELN CMS ELN CSCO AAPL ABX BK LEH CU( CVX CY DUK ELN INCX ELN ITD 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:59:57 DH 8525 NFS 15:59:571C 2446 USA 15:59:56 DH 8524 NFS 15:59:56DHJ986 ADVN 15:59:56 AAA7166 ETR 15:59:54 DH 8522 NFS 15:59:53 AAA7099 ETR 15:59:52 BER4513 BBHN 15:59:51 AAB 1791 EDJN 15:59:50X2 1530 WED 15:59:50 PMV1S EC 15:59:50 PMG3754SB 15:59:49 DZF 1010 DAD 15:59:49 AAB 1789 EDJ 15:59:49 NRD 107 DA 15:59:49 KL 74 FIR 15:59:49 AAA7098 ETR 15:59:49 DG 2208 NFSN 15:59:47 AAA7096 ETR 15:59:47 DH 8517 NFS BUY SELL BUY SELL BUY BUY SELL SELL BUY BUY SELL BUY BUY SELL SELL BUY BUY BUY BUY SELL 50 MKT 300 25.85 200 MKT 100 MKT 1000 MKT 200 MKT 300 8.01 15000 17.56 21 MKT 1000 24.85 200 MKT 750 MKT 100 MKT 996 MKT 1000 MKT 100 MKT 500 7.88 180 20.5 115 MKT 33 MKT GTD 02-28 DAY GTD 02-28 DAY GTD 02-28 GTD 02-28 GTD 02-28 GTC GTC DAY AON DAY DAY DAY GTC DAY DAY GTC GTD 02-28 GTD 02-28 GTD 02-28 HSY DNA KG 2/28/2005 2/28/2005 2/28/2005 15:59:46 DH 8516 15:59:45TWF952 15:59:45 FZG 1464 NFS WAT WAT BUY BUY BUY 100 MKT 1000 47.15 15 MKT GTD 02-28 DAY DAY HRB KG AMTD 2/28/2005 2/28/2005 2/28/2005 15:59:44 DH 8515 15:59:44 HV 295 15:59:43 NFS FEW BUY SELL SELL 50MKT 2000 MKT 1000 10.63 GTD 02-28 GTC DAY SWD3943WATN GLW DO ELN AUO 2/2812005 2/28/2005 2/28/2005 2/28/2005 15:59:43 ZYD7806 WAT 15:59:42 EHL 43 AGE 15:59:42 AAA7095 ETR 15:59:41 OPX4540 OPX SELL BUY SELL STOP BUY 4000 11.48 200 MKT 1500 STP 1000 16 7.3 DAY DAY GTC AON DAY DNA 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/2812005 2/28/2005 2/28/2005 2/28/2005 15:59:39 DOR5857AMT 15:59:36 15:59:35 15:59:35 15:59:34 15:59:33 15:59:33 15:59:32 BUY 50 3 MKT MKT MKT MKT MKT GTD 02-28 HON INCX EMC GIS CVS CNP KBH GE 2/28/2005 15:59:37 M~ 1864 USA DG 2205 NFSN AW08147FCL TI 467 FIR DH 8514 NFS AAA7093 ETR AAA7094 VN 374 ETR VGR BUY BUY BUY BUY SELL BUY BUY SELL 400 MKT 105 35 150 1000 450 DAY . GTD 02-28 DAY DAY GTD 02-28 GTD 02-28 GTD 02-28 DAY 600 124.4 352 MKT HSY HSY LU FISV GLBL ATI ELN GLW LOW ELN ELN FD GE BLS 2/28/2005 2128/2005 2/28/2005 2128/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2128/2005 2/28/2005 2128/2005 2128/2005 2128/2005 2/28/2005 2/28/2005 15:59:32 15:59:31 15:59:31 15:59:30 15:59:30 15:59:29 15:59:29 15:59:29 15:59:29 15:59:28 15:59:28 15:59:28 15:59:28 15:59:27 15:59:26 DZF1009 DAD OP 1244 FA FIT 8 SE AW0814iFCLN DDG49 LEKN DH 8512 NFS AAA7091 ETR KW 92 HL OP 1243 FA AAA7089 ETR DOR5551 AMT CUG1144MAX AAB 1779 EDJ GM 28 RE LV 5698 SE BUY BUY BUY BUY BUY SELL SELL BUY SELL BUY BUY SELL SELL BUY 100 MKI 400 MKT 2000 3.09 670 MKT 588 MKT 2000 MKT 600 8.01 200 MKT 360MKT 1000 8.01 500 7.95 1246 56.42 90 MKT 1000 MKT DAY DAY GTX DAY DAY GTD 02-28 GTD 02-28 DAY DAY GTD 02-28 DAY DAY DAY DAY ATYI GT 2128/2005 15:59:26 OPX4538 OPXN 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:59:25 AW0813iFCL 15:59:2522 2811 RGN 15:59:25 AESL3017SBAN 15:59:23 PKL 321 FIR 15:59:23 CLF 40 FIR 15:59:23 AAA7088 ETR BUY BUY 500 5000 17.53 14.47 DAY DAY BSX ELN FLEX CSC DOW ELN BUY BUY SELL SELL BUY BUY 1510 1006 125 60 10 50 MKT 7.9 MKT MKT MKT MKT DAY DAY AON DAY DAY DAY GTD 02-28 MADOFF EXHIBITS-04162 HRB DNA HLT DD EDS ASTM ELN ELN INCX JNJ F KBH ELN GE HRB CVX KG BK HSY INCX INFY K 8118 AMTD ELN ELN IR IWM APA IBM 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:59:23 15:59:21 15:59:21 15:59:18 15:59:17 15:59:17 15:59:17 15:59:17 15:59:16 15:59:15 15:59:15 15:59:14 15:59:13 15:59:13 15:59:11 15:59:11 15:59:09 15:59:09 15:59:09 15:59:08 15:59:07 15:59:07 15:59:07 15:59:06 15:59:05 15:59:04 15:59:04 IC LL 90 3468 OLD NFS ETR FIR 1773 EDJ PKHN ETR SAL NFSN EDJ DPT ETR STN SE OLD AEI WAT EC NFS NFSN FIRN ETR OPXN ETR SAL NFS WBL NFS RE SELL SELL SELL SELL SELL SELL BUY BUY BUY SELL SELL BUY BUY BUY BUY SELL BUY SELL BUY SELL SELL BUY SELL SELL BUY BUY SELL SELL SELL SELL · STOP 3500 1000 100 25 62 3000 200 5000 185 100 400 600 800 200 18 200 200 100 150 1500 583 500 1000 200 350 1000 38 100 MKT MKT STP MKT MKT 2.52 8.01 MKT 20.36 MKT MKT 124.36 MKT 34.8 MKT MKT MKT 63.15 MKT MKT MKT MKT 10.65 8.01 MKT MKT MKT 62.9 1 MKT 20.83 DAY GTD GTC DAY DAY DAY GTD DAY GTD DAY DAY GTD DAY GTX DAY DAY DAY GTC GTD DAY GTD DAY DAY GTC DAY GTD DAY GTD DAY 02-28 02-28 02-28 02-28 GTD02-28 02-28 02-28 02-28 02-28 AAA7086 AAB PG AAA JP DG AAB IR CY CM DV FZN DH DG 7 401 70 105 1460 8510 2200 15:59:20HCA212 99 7084 54 2201 1771 PiAA7082 WRB356 15 MKT 15:59:10MVR513 15:59:09N2O348 AAA7080 OPX4537 AAA7079 FGA82 DH DH EU 8509 8508 26 SAD17 SWD2943WATN DNA BIIB D BOOM JNJ ELN GTW APA HD BOOM ADBL DOW BCR CIEN DNA GP BUD INCX 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/2812005 2/28/2005 2/28/2005 2/28/2005 2/2812005 2/28/2005 2/28/2005 2/28/2005 2/2812005 2/2812005 2/28/2005 15:59:03 15:59:02 15:59:02 15:59:01 15:59:01 15:59:00 15:58:58 15:58:58 15:58:57 15:58:55 15:58:53 15:58:53 15:58:51 15:58:51 15:58:50 15:58:49 WOT916 COG8336FCPN FLK300 DG AAB 2199 1762 WAT: FIR NFSN EDJ ETR DOS AGE AGE NFSN OPXN FIR NFS AEIN WAT MK HL NFSN BUY SELL BUY BUY SELL SELL SELL BUY BUY BUY BUY SELL BUY BUY SELL SELL BUY BUY 200 500 200 300 100 1400 1000 500 150 200 500 20 31 200 1000 543 200 700 MKT MKT MKT MKT MKT MKT MKT MKT MKT MKT MKT MKT 47.2 DAY GTC DAY GTD 02-28 02-28 66 4.74 DAY GTD DAY DAY DAY AAA7077 EBM193 EWY DG 157 2198 15:59:00AA12917 20.9 GTD DAY DAY GTD DAY 02-28 OPX4535 DH DF KN BG DG 8505 117 110 73 2196 15:58:55HCA211 02-28 FZD4080 47.19 35.8 DAY DAY DAY GTD 02-28 02-28 CY ELN 2/28/2005 2/2812005 15:58:48 15:58:48 PRE 41 AAA7074 FIR ETR SELL SELL ~ 150 MKT 750 8.1 DAY GTD ELN AVP EBAY: APC BUD 2/28/2005 2/2812005 2/2812005 2/28/2005 2/28/2005 15:58:47 AAA7073 15:58:45 AE 75 15:58:432Y 2044 15:58:42 15:58:42 QV 894 ABX8901 ETR SAL RGNN RGN SPN BUY BUY BUY SELL BUY 500 7.95 900 MKT 300 MKT 300 100 MKT MKT %TD 02-28 DAY DAY DAY DAY ELN ELN BUD 2/28/2005 2/28/2005 2/2812005 15:58:42 15:58:40 AAA7072 AAA7069 ETR ETR FIR BUY BUY SELL 1000 250 100 MKT MKT 7.99 GTD 02-28 GTD DAY 02-28 15:58:39CBP206 ASTM ELN 2/28/2005 2/28/2005 15:58:37 15:58:37 15:58:35 15:58:34 PG 98 PKHN FTB EDJ FA SELL SELL 3000 100 MKT 2.54 DAY DAY BKPR826i AAB OP GJ 1752 1241 134 CD BAC AEP 2/28/2005 2/28/2005 2/28/2005 15:58:36 AAA7067 ETR SELL BUY SELL 700 105 600 75 MKT MKT MKT 2.15 GTD 02-28 DAY DAY ABS C 2/28/2005 2/28/2005 15:58:33 15:58:33 BSB 21 FIR RGN SELL BUY 250 MKT DAY DAY MADOFF EXHIBITS-04163 G 2/28/2005 15:58:33 ET1208AGE BUY EIX 2/28/2005 15:58:32 PMG3748SB BUY ACG 2/28/2005 15:58:31 AAA7066 ETR BUY AIVIGN 2/28/2005 15:58:31 AW08081FCLN BUY GE 2/28/2005 15:58:31 1747 AAB EDJ SELL ALD 2/28/2005 15:58:30 373 VGR BUY VN CAT 2/28/2005 15:58:30DH NFS. SELL 8503 KFT 2/28/2005 15:58:28 8502NFS SELL DH ANF 2/28/2005 15:58:27 8501NFS SELL DH ELN 2/28/2005 15:58:27 AAA7064 ETR BUY INCX 2/28/2005 15:58:27 2195NFSN BUY DG C 2/28/2005 15:58:26AAB1741 SELL EDJ ELN 2/28/2005 15:58:26 AAA7063 ETR BUY ELN 2/28/2005 15:58:26 AW0807iFCL BUY KBH 2/28/2005 15:58:26 TWA3856WAT SELL AMAT 2/28/2005 15:58:24 AESL2986SBAN BUY DG 2/28/2005 15:58:24 8500NFS BUY DH LU 2/28/2005 15:58:24 3740 PMJ SE BUY GE 2/2812005 15:58:23 SAB29 WBL BUY KBH 2/28/2005 15:58:23 AAA7061 ETR BUY CVS 2/28/2005 15:58:22 112 RE EP BUY ELN 2/28/2005 15:58:22 AAA7059 ETR SELL ELN 2/28/2005 15:58:22 AAA7060 ETR SELL EOP 2/28/2005 15:58:22 8499NFS SELL DH GNSS 2/28/2005 15:58:22 1670 CZO FERN SELL HAL 2/28/2005 15:58:22 2834NFS BUY LQ AAPL 2/28/2005 15:58:20 IJN723 HLN BUY CLE 2/28/2005 15:58:20 AAA7058 ETR BVY AEOS 2/28/2005 VI53 RGNN SELL 15:58:17 STOP ELN 2/28/2005 15:58:17 AAA7056 ETR BUY HDI 2/28/2005 15:58:171R USA SELL 3555 BMET 2/28/2005 15:58:16DZE821 WATN SELL BBI 2/28/2005 15:58:15 8496NFS BUY DH ELN 2/28/2005 15:58:15 7055 AAA ETR BUY BSX 2/28/2005 15:58:14 13 FIR DXB SELL ETN 2/2812005 15:58:13 CLF39 FIR BUY COF 2/28/2005 15:58:11 84 PJ BP BUY ELN 2/28/2005 15:58:11 7053 AAA ETR BUY LM 2/28/2005 15:58:11 MPZIORJ SELL ELN 2/28/2005 15:58:10 AAA7052 ETR BUY DOW 2/28/2005 15:58:33 294 HV FEW BUY 600 MKT GTC DAY DAY GTC DAY DAY DAY GTD GTD GTD GTD GTD GTC GTD DAY CHK 2/28/2005 15:58:091(=2439 SELL USA DD DUK DUK HAL 2/28/2005 15:58:09 31 OLD CW 2/28/2005 15:58:09 29 JM CC 2/28/2005 15:58:09 KHB1432 FIR 2128/2005 15:58:09 FNL53 FIR SELL BUY BUY SELL 200 MKT 21MKT 389 8.38 465MKT 100 MKT 400MKT 100 MKT 350 33.6 100 MKT 500 8 2000 MKT 83MKT 200 8 1000 8 600 124.4 65MKT 1000 MKT 200 MKT 430MKT 600 ~24.3 200 MKT 200 MKT 300 MKT 250 MKT 1100 MKT 70MKT 250MKT 150 23:08 100 STP 500 8.08 223 MKT 100 MKT 800 MKT 50MKT 200 MKT 10MKT 100 MKT 200 8.08 37MKT 400 7.56 66 55 100 MKT 330 MKT 500 MKT 800 MKT 100 MKT 02-28 02-28 02-28 02-28 02-28 02-28 DAY DAY GID DAY DAY GTD DAY GTD GTD GTD DAY GTD GTC 02-28 DAY AON GTC GTD DAY DAY GTD GTD DAY DAY DAY GTD DAY GTD GTC GTC DAY DAY DAY GTD DAY GTD GTD DAY DAY GTD GTD GTD GTC GTD DAY DAY GTD GTD DAY DAY AON DAY GTC 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 02-28 50 25 22 ACN 2/28/2005 AAA7051 15:58:08 ETR CMCSK 2/28/2005 15:58:08CCQ878 LEHN BUY BAC 2/28/2005 15:58:06LQ NFS BUY 2833 BUY 1150 25.58 300 8.05 200 MKT ELN 2128/2005 AAA7049 15:58:06 ETR BUY BUD 2/28/2005 15:58:05 AWO804?FCL BUY DNA 2/28/2005 15:58:04TWF947 WAT BUY DC 2/28/2005 15:58:03 8493NFS BUY DH BOOM 2/28/2005 15:58:02 2193NFSN SELL DG BCR 2128/2005 DH NFS BUY 15:58:018492 CAT 2/28/2005 15:58:01 293 FEW BUY HV ELN 2128/2005 AAA7047 15:58:01 ETR SELL AGN BSX CSC A KR CAH 2/28/2005 15:58:00 FGA81 SAL SELL GE 2128/2005 15:58:00 111 RGN SELL DA HYSL 2/28/2005 15:58:00 2192NFSN BUY DG 2000 MKT 1000 MKT 1000 MKT 56MKT 500 MKI 1500 8.1 50MKT 100 MKT 1000 MKT 2/28/2005 15:57:598491 DH NFS 2/28/2005 15:57:59 1452 FZH WAT 2/28/2005 15:57:59504 USA FB 2/2812005 ZY 15:57:582043RGN 2/28/2005 15.57.58 MVR512 EC BUY BUY SELL SELL SELL. 200 MKT 300 MKT 870 46.59 414 MKT 33MKT MADOFF EXHIBITS-04164 JPM 2/28/200515:57:56 26 RE GM BUY BBY 2/28/200515:57:55SFU474 EC BUY ELN 2/28/200515:57:54 AAA7046 ETR BUY ELN 2/28/200515:57:53 80 RGN FH BUY LIZ 2/28/200515:57:53 IBA206 FIR BUY AKS 2/28/200515:57:52CBH114 FIR BUY BOOM 2/28/200515:57:52 2190 NFSN SELL DG ELN 2/28/200515:57:52 AAA7044 ETR BUY KR 2/28/200515:57:52 PMK3737 SE BUY AIG 2/28/200515:57:51 6 HYE FIR BUY GLBL 2/28/200515:57:51 150 RGNN BUY RA BK 2/28/200515:57:50 841 FIR FH SELL BOOM 2/28/200515:57:50 2189 NFSN SELL DG DELL 2/28/200515:57:50DHJ980 ADVN SELL KRB 2/28/200515:57:50 843 FIR FH SELL AV 2/28/200515:57:49ESA648 AGE SELL CL 2/28/200515:57:49 842 FIR FH SELL CMCSA 2/28/200515:57:48 2317 PWN BUY CC FO 2/28/200515:57:48 8488 NFS DH BUY DE 2/28/200515:57:47HCA209 Flff SELL ET 2/28/200515:57:47 221 RGN JB SELL FRE 2/28/200515:57:47LL 3455 NFS SELL ABK 2/28/200515:57:46 8487 NFS DH SELL BOOM 2/28/200515:57:46 2188 NFSN SELL DG CHS 2/28/200515:57:46 AAA7043 ETR BUY GRMN 2/28/200515:57:46 1450WATN BUY FZY LEH 2/28/200515:57:46 8486 NFS DH BUY AGE 2/28/200515:57:45 8485 NFS DH BUY CHK 2/28/200515:57:45 TXN94 FIR BUY ELN 2/28/200515:57:442Y 2042 RGN SELL F 2/28/200515:57:43LL 3453 NFS SS CAT 2/28/200515:57:42 8484 NFS DH SELL DELL 2/28/200515:57:42 AESL2959SBAN SELL JNPR 2/28/200515:57:42 AW08034FCLN BUY ELN 2/281200515:57:41 AAA7042 ETR BUY ABT 2/28/200515:57:40 DXL1004 DAD BUY ABX 2/28/200515:57:40 PML3733 SE BUY AL 2/28/200515:57:40 PMC3734SB BUY BAC 2/28/200515:57:40CBV978 SNA SELL DO 2/28/200515:57:38 8483 NFS DH BUY G 2/28/200515:57:38 BED258 BBX SELL GE 2/28/200515:57:38 132 JM PB SELL DNA 2/28/200515:57:37 UZR6348 WAT BUY JMJ 2/28/200515:57:37 EWY155AGE BUY DO 2/28/200515:57:36 8482 NFS DH SELL ELN 2/28/2005 15:57:34 AAA7041 ETR BUY GLW 2/28/200515:57:34 ZYD6806 WAT SELL BAC 2/28/2005 15:57:33LQ2832 NFS SELL KRI AA BUD GRA HD LLTC APA CCK DDS ELN DLX 2/28/2005 15:57:57 1733 AAB EDJ SELL DYN KBH ELN F GM CAT 2/28/200515:57:31 IBA205 FIR 2/28/200515:57:29CBV974 SNA 2/28/200515:57:29 H0148 EC 2/28/2005 15:57:29 AW0802iFCL 2128/200515:57:29 H0149 EC 2/28/200515:57:29 H0151 ECN 2/28/200515:57:26 8478 NFS DH 2128/200515:57:26 8479 NFS DH 2128/200515:57:26 CTL89 FIR 2128/2005 15:57:26 AWO801EFCL 2/28/2005 15:57:31 1860USA MC SELL BUY BUY SELL BUY BUY BUY BUY BUY SELL BUY 219 MKT 1000MKT 1000 8.05 500MKT 9 MKT 2000MKT 300MKT 250 8.05 525MKT 400 MKT 600MKT 49 MKT 100MKT 135MKT 62 MKT 101MKT 64 MKT 48 MKT 400 80.95 15 MKT 1000MKT 2500 62 128MKT 300MKT 110 29.39 1000MKT 1100MKI 2300MKT 300MKT 1000 8.45 500MKT 100 95.23 50 MKT 400MKT 500MKT 200MKT 460 MKT 280MKT 72 MKT 114MKT 500MKT 2500 35.28 50 47.19 120MKT 100MKT 264 8.06 4000 11.49 20 MKT 6 MKT 1000MKT 375MKT 4200 9.84 500MKT 500MKT 794MKT 3053MKT 6000MKT 500MKT 500MKT 115MKT 250MKT 1200MKT 100 MKT DAY DAY DAY GTD DAY DAY DAY GTD 02-28 GTD 02-28 DAY DAY DAY DAY GTD DAY DAY DAY DAY DAY 02-28 02-28 GTC DAY DAY GTD 02-28 GTD 02-28 GTD 02-28 GTD DAY GTD DAY DAY GTD GTD DAY DAY GTD DAY DAY 02-28 02-28 GTD 02-28 02-28 02-28 02-28 DAY DAY GTD GTC DAY 02-28 DAY DAY GTD DAY GTD GTC DAY DAY DAY GTC DAY DAY GTD DAY DAY GTD GTD DAY DAY GTD 02-28 02-28 02-28 02-28 GTD 02-28 02-28 AON 02-28 GTD 02-28 600 4.43 2128/2005 15:57:26 AAA7037 ETR 2128/2005 15:57:25 AAA7036 ETR 2128/200515:57:24 30 OLD SR 2/28/200515:57:24 1239 FA OP 2128/200515:57:23 8476 NFS DH SS BUY SELL SELL SS 100 124.85 MADOFF EXHIBITS-04165 300 MKT DAY CY 2/28/2005 KCD125 BUY 15:57:23 OA ELN 2128/2005 ZZ RGNBUY 212812005 2797 BUY 15:57:23 NFSN INCX 15:57:23 DG 2183 ELN ABT CY HRS EP HAL ",",~270:~i)5 100 MKT 225 MKI DAY AON GTD 02-28 DAY DAY GTD 02-28 ELN 2128/2005AW0801~FCL 15:57:19 BUY ELN 2/2812005DOR2461 SELL 15:57:19 AMT FISV2/2812005SLM276 SELL 15:57:19 ECN GOOG 212812005 93 AEIN 15:57:18 DO BUY LU 212812005 1430 SELL 15:57:18 RGNBUY KHBFIR GAB 2128/2005 15:57:17J8219 BSX 2128/2005 15:57:16A8208 RGNBUY BELL 2128/2005 15:57:15DF114 AEIN BUY APC 2128/2005DH NFS SELL 15:57:14 8472 AV 2128/2005 2831 SELL 15:57:14L~ NFS CD 2128/2005 15:57:14PT287SELL FIR DOX212812005 8473 SELL 15:57:14 NFS DH ERTS212R12005 AW0800iFCLN 212812005 50 OLD BUY 15:57:14 IIRB 15:57:14 KC SELL AAPL212812005 JF166 RGNN 15:57:13 SE~L 2/28/2005 AWO801EFCL 15:57:22 BUY 212812005 15:57:21C8V973 SELL SNA 212812005 AAA7035 SELL 15:57:21 ETR 2128/2005 AAA7034 BUY 15:57:21 ETR 212BRD05 68 OPX BUY 15:57:20 80S BQ 2/28/2005 OpX4528 BUY 15:57:20 1700 MKT 5000 150500 MlCr66.62 ~~~"o MKT44.04 50 MKT 10 MKT 258 MKT 1420 MKT 500 MKT 150 MKT 1000 MKT 10 MKT 480 MKT 91 MKT 125 MKT 166 60 1000 MKT 8.15 20 MKT 8.08 GTD 02-28 DAY DAY DAY DAY DAY DAY DAY DAY DAY DAY GTD 02-28 GID 02-28 DAY GTD 02-28 DAY GTC DAY DAY DHR 212812005 15:57:13 EC SELL SLM274 ELN 242812005 15:57:13AAA7033 ETR BUY ELN 2128/2005AWOBOOEFCL 15:57:13 LPLN BUY BIIB 2/28/2005 BP 15:57:12 3624 BUY K 15:57:12 RGN BUY 8471 ELN 2128(2005 DH NFS SELL 2/2812005 15:57:11222794 KBH 212812005 15:57:llLP167 BUY NFS AES 2128/2005 DH NFS BUY 15:57:10 8463 ,~oMKT 2000 MKT 100 B MKT 275 90 MKT 692 MKT 2000 MKT GTD 02-28 DAY DAY GTD 02-28 DAY GTD GTD GTD 02-28 02-28 02-28 CMS 2128/2005DH NFS BUY 15:57:10 HSY 2/2812005BXD362 BUY 2128/2005 8462 SELL 15:57:10 FIR SVITT STOP KMG2/28/2005 2793 15:57:10lBA204 EW 15:57:0922 RGN BUY GILD 212812005 15:57:09SLM272 BUY ECN ": S~TK~ 200 MKT 40 MKT 10 MKT 50 GTC DAY DAY DAY DAY JNJ 2128/2005SLM270 BUY 15:57:09 EC BUY ELN 2128/2005 15:57:08AAA7032 ETR EXG 2128/2005CBV972 8UY 15:57:08 SNA SELL AMGN 2128/2005 15:57:07SLM26B ECN BUD 212812005 15:57:07AAB1701 EDJ BUY 5H1705 MKT 25 MKT 100 NIKT 650 MKT 0.25 GTD 02-28 DAY DAY DAY DAY GTD DAY DAY DAY DAY DAY DAY DAY 02-28 EC 2128/2005CBV969 SELL 15:57:07 SNA ELN 212812005 15:57:07AAA7029 ETR SELL IBM 2128/20(15 15:57:07 SNA SELL CBV970 ABT 212812005 15:57:06 AGE BUY ES0176 AIG 2/2812005SLM267 BUY 15:57:05 EC C 15:57:05 EC BUY DELL212812005 212812005 SLM266 BUY 15:57:05CBV966 SNAN HRB 212812005 92 OLD SELL 15:57:05 OP EIX 212812005 5593 SELL 15:57:04 SE ED GD 2/2812005NXV195 SELL 15:57:04 EC SELL ABK 2/2812005 15:57:03SLM265 EC GLW 2128/2005 15:57:05F28817 BUY WAT AFL 212812005 15:57:03SLEn264SELL EC CD 212812005 15:57:03R18203 FIR SELL ELN 212812665 15:57:03AAA7028 ETR BUY BSX 2128/2005 15:57:02LQ 2830 NFS BUY CL 2428/2005 15:57:02 ETR BUY EC ELN 2/2812005 SLM260 BUY 15:5?:02AAA7027 (GT 212812005 15:57:01SU~258 BUY EC LOW 2/2812005 15:57:01Sl.M259 SELL EC ELN 212812005 AAA7025 BUY 15:57:00 ETR EBAY2128/2005 IR3551 ECN BUY 15:56:59SLM257 SELL 15:56:59 USA F 2/28/2005 ~~~ MKT 320 MKT 10 MKT 50 MKT 750 MKT 100 MKT 1080 MKT 8.07 :~ "M~ 25 MKT 4D MKT :~ MKT B '~~"o MKT 25 NIKT 8 DAY DAY DAY DAY DAY 1000 MKT GTD 02-28 GTD 02-28 DAY 30 MKT 7.91 GTD 02-28 DAY DAY 300 13050 ~~ GTD 02-28 DAY DAY MADOFF EXHIBITS-04166 400 MKT GTD 02-28 DAY FPL 2128/2005 DH NFS BUY 15:56:58 8461 CMCSA 2128/2005 15.56:57CPN2208AEIN BUY CVG 2/28/2005 DH NFS SELL 15:56:57 8460 DIS 2/2812005 ET HL SELL 15:56:57 15 800 100 MKT MKT GTD 02-28 GTD 02-28 DAY GTC ELN 212812005 AAA7023 BUY 15:56:57 ETR ELNK 2128/2005 BEW2525BBHN 15:56:56 SELL KG 2128/2005 ZY RGN SELL 15:56:56 2035 CMGI2128/2005 PEQ180 BUY 15:56:54 WGN CZR 2128/2005 DH NFS SELL 15:56:54 8459 ELN 212812005 RU PJ BUY 15:56:54 4 AEE 212812005 DH NFS SELL 15:56:53 8457 BUD 212812005 WRD358 BUY 15:56:53 SE ELN 212812005 AAA7021 BUY 15:56:53 ETR GLD 212812005 DH NFS BUY 15:56:53 8458 GE 2128/2005 15:56:52V~T114 BUY FEW 50 MKT 300 MKT 1000 MKT 403 100 MKT 250 MKT 200 MKT 100 1000 MKT 100 MKT 20.35 8.05 5MKT 108 8 DAY DAY GTC GTD 02-28 DAY GTD 02-28 GTD 02-28 DAY DAY HON 2128/2005 RM FIK BUY 15:56:52 28 LEH 2/2812005 DH NFS SELL 15:56:52 8456 CL 2/2812005 15:56:50EEC332 FIR SELL EMC 2128/2005 BGG453 SELL 15:56:50 FIR DNA 2128/2605 FZD3080 SELL 15:56:49 WAT ETR 2128/2005 OP FA SELL 15:56:49 1237 BLS 212812005 SWE985 BUY 15:56:48 WAT BRCD212812005 15:56:485C521 BUY USAN DIS 212812005 NJK94 15:56:47 FIR BUY EU( 2128/2005 YO FIR SELL 15:56:47 45 AXP 2/28/2005 FL JNI SELL 15:56:46 136 ABX 212812005 pMD3735SB 15:56:45 BUY AL 212812005 pME3733 BUY 15:56:45 SE CSCO 212812005 JWX3921 SELL 15:56:41 MLCN BLS 2128/2005 15:56:40EEC331 FIR SELL 500 MKT 20 MKT GTD 02-28 DAY 100 MKT 1000 MKT 1000 47.19 DAY DAY AON GTC DAY DAY DAY DAY 300 10 200 150 460 71 MKT 6.17 5000 144 MKT MKT MKT MKT DAY DAY DAY DAY DAY 280 MKT BSX 212812005 15:56:40RA148 BUY RGN ELN 212812005 AW07971FCL 15:56:40 BUY CWX 212812005 QAB646 SELL 15:56:39 FIR ELN 212812005 AAA7020 BUY 15:56:39 ETR F 212812005 LQ NFS SELL 15:56:39 2827 AGR.A 212812005 AAB1686 SELL 15:56:38 EDJ BK 212812005 AA12669 SELL 15:56:38 DOS CMX 212812005 AAA7019 SELL 15:56:38 ETR HD 212812005 81 15:56:38 F~K SELL 193 212812005 HFQ5654 BUY 15:56:36 SE CBB 212812005 15:56:36XR10D SELL FIR DOW212812005 CTL85 15:56:36 FIR- SELL STOP (COS 212812065 BGH114 SELL 15:56:36 AGEN LLY 212812005 15:56:36EAN58 BUY AGE AA 212812005 15:56:35FW187 BUY WED p12812005 AAA7017 SELL ~5:56:35 ETR EGO 2/2812005 QAB645 SELL 15:56:35 FIR HRB 212812005 KC OLO SELL 15:56:35 48 APC 212812005 DH NFS BUY 15:56:34 8454 BOOM 212812005 DG NFSNSELL 15:56:34 2181 ELN 212812005 AAA7016 BUY 15:56:34 ETR DELL2/2812005 OQE18030LDN 15:56:33 SELL 1000 2000 MKT 266 250 MKT 33 MKT 50 ~oo hnKT 72 MKT 200 500 STP 100 MKT 400 400 100 MKT 250 8 40 13 MKT 200 150 ~nKT 25.85 8.06 DAY DAY DAY GTD 02-28 DAY GTC GTD 02-28 GTD 02-28 DAY 47.7 OAY DAY DAY 150 MKT 53 GTC DAY 55.83 GTC DAY GTC DAY 93 MKT 22.4 56 1000 MKT 500 1500 MKT 21.5 AL 212812005 MTN SE SELL 15:56:j2 6848 DDS 2128/2005 CH PJ BUY 15:56:32 44 GE 212812005 15:56:325A827 BUY WBL HRB 212812005 8453 15:56:300H NFS SELL CSCO212812005 15:56:29~3H5978 ADVN SELL DOW2/28/2005 MAC172 SELL 15:56:29 FIR EK 2128/2005 15:56:29AR123 BUY DPT LEH 212812005 DH NFS BUY 15:56:29 8452 GM 2128/2005 15:56:28EJA236 BUY AGE ASO 212812005 FLQ62 15:56:27 FIR BUY 15:56:27 1680 AAB EDJ BUY C 2128/2005 200L] 7410 190 MKT 40.12 GTD 02-28 GTD 02-28 DAY DAY GTC DAY GTC GTD 02-28 40 21.25 ELN 212812005AAA7(115BUY 15:56:29 ETR GOOG 2/2812005 EHG226 SELL 15:56:29 AGEN STOP 100 1230 MKT 200 MKT 265 MKT 800 MKT 250 8.06 GTD 02-28 DAY DAY GTD 02-28 DAY DAY 75 90.9 STP 2500 187 GTD 02-28 DAY 400 UKT 200 MKT 300 MKT DAY DAY MADOFF EXHIBITS-04167 AMAT BOOM 2128/2005 15:56:26 2180NFSN SELL DG ELN 2/28/2005 15:56:26 AAA7013 ETR BUY LU GE LU GE F 2/28/200515:56:26 24 PL 2/28/2005 15:56:26 AESL2913SBAN BUY 40 MKT ? DAY GTD GTD DAY DAY DAY DAY DAY GTD DAY DAY DAY GTD DAY DAY DAY DAY JNJ FDC HD HRB CDN 2/28/2005 15:56:26 PMC3731 SE 2/28/2005 15:56:25 1236FA OP 2/28/2005 15:56:25 372 VGR VN 2/28/2005 15:56:24 131 JM PB 2/28/200515:56:23 AAA7011 ETR OLD BUY BUY BUY SELL SELL SELL BUY BUY BUY BUY SELL 1000MKT 400MKT 300 8.06 02-28 02-28 ADI 2/28/2005 15:56:19 H0141 EC BBBY 2/28/2005 15:56:19 H0142 ECN BUD 2/28/2005 15:56:19 101 STN CF BUD DELL ELN LLTC 2/28/2005 15:56:23 NSS612 EC 2/28/2005 15:56:20 H0144 EC 2/28/2005 15:56:20 H0145 EC 2/28/2005 15:56:200H NFS 8451 2/28/200515:56:20 H0147 ECN 2500MKT 270MKT 400MKT 1320 MKT 500 35.28 150MKT 475MKT 1375 MKT 500MKT 125MKT 02-28 02-28 ESV 2/28/200515:56:19 H0143 EC SELL 2128/2005 15:56:19 1802OLDN SELL OQE 2/28/200515:56:19 FGA78 SAL BUY SELL BUY BUY BUY INCX BET DUK ELN LU ELN ELN ELN HD DUK IGT CB ELN LU APA ELN INCX CY DD DELL ELN 2/28/2005 15:56:19 5959 SE MT 1000MKT 20 MKT 1300MKT 75 MKT 185MKT 100MKT 500MKT DAY DAY DAY DAY BAC 2/28/2005 15:56:06 2822 NFS LQ LRCX 2/28/2005 15:56:06 SFT96 ECN AIG 2/28/2005 15:56:95 MYBJ EC BK 2/2812005 15:56:05AA12620 DOS CMX 2/2812005 15:56:05N50184 FIR HD 2/28/2005 15:56:05 287 RB· CT HAL 2/2812005 15:56:04LQ NFS 2821 ELN 2/2812005 15:56:03 7005ETR AAA DELL 2/2812005 15:56:02 84 AEIN DD ELN 2/2812005 15:56:02 AAA7004 ETR JNJ 2/28/2005 15:56:02 40 DPT F1 ADCT 2/28/i00515:56:01AA12616 DOSN BOOM 2/2812005 15:56:01 2176 NFSN DG GE 2/2812005 15:56:01AA12615 DOS EV 2/28/2005 15:56:00ZZ RGN 2783 GRA 2/28/2005 15:56:00 AW07931FCL HRB 2/28/2005 15:56:00 47 OLD KC COST 2/28/2005 15:55:59CRC919 STUN BHI 2/28/2005 15:55:57 8444 NFS DH CMCSA 2/28/200515:55:57 2202AEIN CPN 2/28/200515:56:19 2179 NFSN BUY DG 2/28/200515:56:18 8450 NFS DH BUY 2/28/200515.56.18 1235 FA OP BUY 2128/2005 15:56:18 58 MK MN BUY 2/28/200515:56:18LF 2706 NFS SELL 2128/2005 15:56:17 AAA7009 ETR BUY 2/28/200515:56:16 AW07944FCL BUY 2/28/200515:56:15 AW0794?FCL BUY 2/28/200515:56:14LJ 5593 SE BUY 2128/2005 15:56:13 BAL5778 SE BUY 2/28/200515:56:13SAF116WBL SELL 2/28/200515:56:12HCA205 FIR SELL 2/28/200515:56:11EW158 PJ BUY 2128/2005 15:56:11 97 SE FIK BUY 2128/2005 15:56:10 8448 NFS DH BUY 2/28/200515:56:10 AAA7007 ETR SELL 2/28/200515:56:10 PEJ2174 WGN BUY 2/28/200515:56:07 AAA7006 ETR BUY 212812005 15:56:07 397 STN CY SELL 2/28/200515:56:07 AESL2890SBAN SELL 2/28/200515:56:0722 2785 RGN BUY BUY BUY SELL SELL BUY SELL SELL BUY BUY BUY BUY SELL SELL BUY BUY BUY SELL BUY SELL SELL SELL 100 46.65 700MKT 1000 MKT 35 40 500MKT 25MKT 205MKT 200 4.01 25MKT 300 7.91 25MKT 600MKT 10000 MKT 950MKT 475MKT 4200 9.82 250 54.5 3000 MKT 3000 47.42 250 8.01 1000 8.93 100 MKT 48 MK~ 200MKT 200MKT 400MKT 200 8 800MKT 10 MKT 1900MKT 150MKT 3700MKT 1000MKT 1000MKT 15 MKT 5000 8 9000MKT 50 MKT 100MKT 500 20.5 2000 14.05 100MKT 15 MKT 200MKT GTD GTD DAY DAY 02-28 02-28 GTD GTD DAY DAY DAY DAY DAY DAY 02-28 02-28 DAY DAY GTD GTD DAY GTD DAY DAY DAY GTD DAY DAY GTC DAY DAY GTD 02-28 GTC DAY GTD 02-28 DAY DAY GTD 02-28 DAY DAY GTC GTC DAY GTD DAY' GTD DAY 02-28 02-28 02-28 02-28 02-28 02-28 ELN ELN 2/28/2005 15:55:57 AAA7003 ETR 2/28/2005 15:55:57 OPX4520 OPX 2/28/i005 15:55:56 HA 148 FIR BUY SELL AL DAY MADOFF EXHIBITS-04168 BCR 2/28/2005 15:55:56 DH 8443 NFS BUY 100 MKT GTD 02-28 CCU CR BRCD LOW AIG GLW ELN KR AIG 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:55 QV 892 15:55:54 MDK162 15:55:53 15:55:53 15:55:52 15:55:52 15:55:51 15:55:51 15:55:50 15:55:50 15:55:49 OQE 1798 SIC694 PT 283 LL 3432 AAA7002 MVRS10 AB 205 DG 2175 HCA204 RGN FIR OLDN EC FIR NFS ETR EC RGN SELL BUY SELL SELL BVY SELL BUY SELL BUY 500 MKT 100 MKT 1000 40 50 1000 1000 250 150 MKT MKT MKT MKT 7.95 MKT MKT DAY DAY DAY DAY DAY GTD 02-28 GTD 02-28 GTC DAY HPQ INCX CVX 2/28/2005 2128/2005 2/28/2005 15:55:50 AQ 887 WG NFSN FIR BUY SELL SELL 18 MKT 500 MKT 16 MKT DAY GTD 02-28 DAY ELN KMG ASO 2/28/2005 2/28/2005 2/28/2005 15:55:49DOR 649 AMT USA RGN BUY SELL SELL 2000 15 500 MKT 7.8 78 DAY GTC DAY 15:55:4916 2430 15:55:48 AB 204 AMAT BAC DELL DD CVX 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:47 AESL2876SBAN 15:55:46LL 3430 NFS 15:55:46 15:55:45 15:55:44 AESL2875SBAN ERW 125 AGE MC 1853 USA SELL BUY SELL SELL BUY 150 MKT 400 46.64 55 MKT 200 MKT 325 DAY GTD 02-28 DAY DAY DAY 62 HON BAC ELN ELN HD BNI ELN 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:44 HPT5552 15:55:42LL 3427 15:55:42 AAA7000 15:55:41 AAA6999 15:55:41 CLF 35 15:55:40 KEG 13 15:55:39 AAA6998 SE NFS ETR ETR FIR FIR ETR SELL BUY BUY BUY BUY BUY BUY 500 MKT 500 MKT 250 500 10 MKT 400 MKT 300 8 8 DAY GTD GTD GTD DAY DAY GTD 02-28 02-28 02-28 8 02-28 ELN AES CSCO EMR JNY AMTD CTAS FLEX BAC FNM GM AMR 2/28/2005 2/2812005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/2812005 2/28/2005 15:55:39 PY 145 FEW BUY SELL SELL BUY SS SELL BUY BUY BUY BUY SELL SELL 150 MKT 792 MKT 1000 17.52 GMKT 200 MKT 1000 10.77 7 MKT 100 MKT 125 MKT 1500 MKT 100 MKT 1000 9.03 DAY GTD 02-28 DAY DAY DAY DAY DAY DAY GTC DAY DAY GTC 15:55:38 DH 8437 NFS 15:55:38 PE1180 WGN 15:55:38 AJ 877 WG 15:55:38 OPX4519 OPX 15:55:37SWB981 WATN 15:55:37 AESL2865SBAN 15:55:37 OPX4518 OPXN 15:55:35AAB1651 EDJ 15:55:35 DT 209 MK 15:55:35VP 5714 FIR 15:55:34LL 3422 NFS CMCSA KO LU C KR CSCO ELN F - 2/28/2005 2/28/2005 2/28/2005 2/28/2005 :2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:34 15:55:32 15:55:32 15:55:31 15:55:30 15:55:29 15:55:29 15:55:29 AL 904 BI 190 MJ 6004 IW 904 YU 6262 AP 909 PEL179 YU 6250 WGN MK SE WG FIR WGN WG FIR BUY SELL SELL BUY BUY BUY BUY BUY 16 70 3500 14 710 37 MKT MKT MKT MKT MKT MKT DAY DAY DAY DAY DAY DAY DAY DAY 250MKT 370 MKT GM GSK BMY 2/28/2005 2/28/2005 2/28/2005 15:55:29 YU 6253 15:55:29 YU 6254 15:55:28YU 6247 FIR FIR FIR BUY BUY BUY 615 MKT 55 MKT~ 520 MKT DAY DAY DAY CDN DT EDS ELN ABS 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:28 LK 100 15:55:28 YU 6248 15:55:28 YU 6249 15:55:28AA12569 15:55:27 YU 6240 FIR FIR FIR DOS FIR BUY BUY BUY SELL BUY 700 MKT 380 MKT 290 MKT 2000 9.67 465 MKT 1 DAY DAY DAY GTC DAY ALA BLS 2/28/2005 2/28/2005 15:55:27 YU 6241 15:55:27YU 6245 FIR FIR BUY BUY 395 MKT 605 MKT DAY DAY CTAS DELL CSCO DCX KEP ADSK 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:27 AESL2849SBAN 15:55:27DHJ972 ADVN 15:55:26 DHJ971 ADVN 15:55:26 YU 6236 FIR 15:55:26 n/ 72 VVED 15:55:2518 ~393 USAN SELL SELL SELL BUY SELL SELL 282 MKT 65 MKT .. 160 MKT 95MKT 1000 14.01 50 MKT DAY DAY DAY DAY DAY DAY CD 2/28/2005 15:55:25 HCA203 FIR SELL 38 MKT DAY MADOFF EXHIBITS-04169 ETR LU CAJ CIT DOW JNY CDE HLT AMZN 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:25 DH 8434 15:55:25POR179 15:55:24 AK 823 15:55:24 DH 8432 15:55:24BAG119 15:55:24 DH 8433 15:55:23 OPX4515 15:55:23 RDX89 15:55:22AA12565 NFS WG WG NFS FIR NFS OPX RJ DOSN SELL SELL BUY BUY BUY SS BUY SELL BUY 440 2000 14 150 500 500 139 100 200 MKT MKT MKT MKT MKT 31.8 4 24.98 35.14 GTD 02-28 DAY DAY GTD 02-28 DAY GTD 02-28 DAY DAY DAY ELN GE 2/28/2005 2/28/2005 15:55:22 OPX4514 15:55:22RRL321 OPX BSC SELL SELL 1000 150 MKT 8.37 55 25.35 MKT 124 MKT MKT MKT MKT MKT MKT 8.05 MKT MKT MKT STP 8.05 MKT MKT 12.5 MKT MKT MKT 61.94 MKT MKT 8 MKT 7.95 MKT MKT MKT 40.15 MKT MKT MKT MKT MKT MK~ MK~ MKT MKT MKT MKT MKT MKT MKT 23 · DAY DAY HRB KRB AXP KBH AGR.A C DIS DIS JWN EGO ELN ADP DOW AFL 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:22 SC 81 15:55:22 AAA6997 15:55:21RRL324 15:55:21 SWG980 15:55:20XZ 1489 15:55:20 CFJ4 15:55:20BP 3615 15:55:20RRL322 15:55:20 DH 8430 15:55:18QAB642 15:55:18 AAA 6996 15:55:15 AL 903 15:55:15 AQU 1001 15:55:14 MYB2 OLD ETR BSC WAT WED SE LPL BSC NFS FIR ETR WG DAD EC SELL BUY SELL SS SELL SELL SELL SELL BUY SELL BUY BUY BUY SELL 400 500 135 500 2 266 125 120 150 100 1000 10 100 300 200 1000 130 600 1000 85 90 10 300 100 100 1000 1000 150 12 46 1000 1000 1000 900 500 100 125 214 1005 200 200 300 128 200 125 325 GTC GTD 02-28 DAY DAY DAY DAY DAY DAY GTD 02-28 DAY GTD 02-28 DAY DAY DAY AMAT CHS ELN FITB CNP F HDI BP AMGN CVX EMC BOOM ELN ELN ELN A APA DPH DELL HON ABX AL CVX 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:13 JH 907 15:55:13BXD319 15:55:13 AAAGSS5 15:55:13SFU467 15:55:12 HTA88 15:55:12LL 3416 15:55:12 FGA76 15:55:llAMY900 15:55:10AV 852 15:55:10181392 15:55:10 AAB 1644 15:55:09DG 2174 15:55:09 AAA6993 15:55:0822 2778 15:55:07 AAA6992 15:55:06 AJ 875 15:55:06 KHB 1423 15:55:06 WS 40 15:55:05 OQE 1793 15:55:05 RM 27 15:55:03 PMC3720SB 15:55:03 PME3721 15:55:03 CC 80 15:55:03FNA230 15:55:02 DH 8428 15:55:02MTN6722SB 15:55:02CBK411 15:55:02LQ 2813 15:55:02 TXN93 15:55:02 DH 8427 15:55:02 FL 134 15:55:021C 2423 15:55:01 POA5700 .WGN SWT ETR ECN FIR NFS SAL RJ WGN USA EDJ NFSN ETR RGN ETR WG FIR OLD OLDN FIR SB FIR FIR' NFS FIR NFS FIR NFS JM USA SE BUY SELL STOP BUY BUY SELL BUY BUY SELL BUY BUY SELL BUY BUY BUY BUY BUY SELL SELL SELL BUY BUY BUY BUY 31 MKT DAY GTC GTD DAY . DAY GTC DAY DAY DAY DAY DAY GTD GTD DAY GTD DAY DAY DAY DAY DAY DAY DAY DAY 02-28 02-28 02-28 02-28 DELL ITW AEE AL ALL BSX CHK FE GE LU DUK 2/28/2005 2/28/2005 2/28/2005 - 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:03 AESL2822SBAN SELL BUY SELL BUY BUY BUY BUY SELL SELL BUY BUY 2 MKT DAY DAY GTD 02-28 DAY DAY GTD 02-28 DAY GTD 02-28 DAY DAY DAY HUM AMCC BBI ELN FD 2/2s/2005 2/28/2005 2/28/2005 2/28/2005 2/28/2005 15:55:01 PMD3720SB 15:55:00 WWWW2;BSTN 15:54:59 DH 8423 NFS 15:54:59 15:54:59 AAA6991 DH 8424 ETR NFS BUY · SELL BUY BUY BUY 11:30:55 SL Not Hel 274 MKT 11352 MKT 1000 MKT 200 MKT 200 MKT DAY DAY NH GTD 02-28 GTD 02-28 GTD 02-28 ELN 2/28/2005 15:54:58 AAA6989 ETR BUY 200 7.97 GTC MADOFF EXHIBITS-04170