SEC Madoff Documents Exhibit 0459

Page 1 of 6 RE: St. Louis Topical Breakfast 3/3/2006 10:20:00 AM From: Swanson, Eric~. To: Shana Madoff [SMadoff@madoff.com] Thanks Shana. I will see you at Speaks - at least for the reception. From: Shana Madoff [mailto:SMadoff@madoff.com] Sent: Friday, March 03, 2006 9:02 AM To: Swanson, Eric 3. Subject: RE: St. Louis Topical Breakfast The place looks great! panel...they Best, Shana Shana Bernard Madoff 7:30 sounds fine. yet : ) I called the powers that be again this morning to try to explain how important it would be to have John on the still have not called me back, I am not taking it personally Are you going to be at SEC Speaks today? I am taking a 2pm shuttle. Hope to see you! Compliance Counsel Investment Securities LLC L. Madoff phone: (212) 230-2411 e,mail: smadoff@madoff.com "Swaoron. sSwanaonEgsee.g~vr Eric ~." 03102/2006 05:14 PM 'D"Shana ~SMadoff~madaff Msdaff. comr Subject RE: St. Louis Topical Breakfast OK - we are trying for the Hyatt. reservations. Here is a link to the I think our flight gets in at 6.30, so we will shoot for a 7:30 dinner? restaurant - I will make http://www. saucecafe. com/tonys/ PS - John's harassing the hell out of me to make sure I get him on that panel so anything you can do is appreciated (or do you think I should call someone?). From: Shana Madoff [mailto:SMadoff@madoff.com] Sent: Thursday, March 02, 2006 5:06 PM To: Swanson, Eric J. Subject: RE:St. Louis Topical Breakfast file:~c:\documents and settings\wilsonch\local settings\temp\Xl \c64\email.html MADOFF 8/22/2009 EXHIBITS-05667 Page 2 of 6 Last year I stayed at the Hyatt Union Station but I don't think you stayed there Any news on dinner? I have asked the powers that be about allowing'John on the panel. They are getting back to me. Fingers crossed!! Best, Shana Shana Madoff Compliance Bernard Counsel Investment Securities LLC L. Madoff phone: (212)230-2411 e-mail: smadoff@madoff.com "Swanson, Eric J." "Shana MadofP' 03102/2006 03:53 PM Subject RE: St. Louis Topical Breakfast Decent hotel in st louis? Can't remember where we stayed last year. From: Shana Madoff Cmailto:SMadoff@madoff.com] Sent: Tuesday, February 28, 2006 3:00 PM To: Swanson, Eric 3. Subject: Fw: St. Louis Topical Breakfast Hi Eric, Personal Privacy I hope this helps...(see email from Best, Shana below). Let me know if you need anything else. file:~C:\documentsand settings\wilsonch\local settings\temp\Xl \c64\email.html MADOFF 8/22/2009 EXHIBITS-05668 Page 3 of6 Shana Bernard Madoff Compliance Counsel Investment Securities LLC L. Madoff phone: (212)230-2411 e-mail: smadoff@madoff.com ----- Forwarded Personal Privacy by Shana MadofflMadoff on 02128/2006 02:24 PM -··-- 02/28/2006 01:59 PM "Shana Madoff' Subject RE: St. Louis Topical Breakfast I think the areas of interest will be: What activities make you an investment adviser, and what activities can be performed when land how) can you provide a financial plan, then continue to serve the customer -----0riginal Message----From: Shana Madoff [mailto:SMadoff@madoff.com] as a broker-dealer; as a broker-dealer. and Sent y 28, 2006 11:35 AM To: Personal Privacy Subject: Fw: St. Louis Topical Breakfast see question Shana Bernard Madoff below... Compliance Counsel Investment Securities LLC L. Madoff phone: (212) 230-2411 e-mail: smadoff@madoff.com ---- FoMlarded by Shana MadofflMadoff on 02/28/2006 12:35 PM ----- "Swanson, Eric J." Subject RE: St. Louis Topical Breakfast Shana - is the 202(a) question limitedto defining who is required to be registered as an IA? Just want to make sure I understand the issue. Thanks. From: Elizabeth Buchmueller [mailto:EBuchmueller@madoff.com] On Behalf Of Shana Madoff Sent: Monday, February 27, 2006 1:34 PM To: Personal Privacy Swanson, Eric ~.; McCarthy, ~ohn A. Subject: St. Louis Topical Breakfast Hi everyone! We are currently planning our next stop on the Topical Breakfast tour and I was hopingto confirm everyone's participation. We have reserved March 9th in St. Louis, AG Edwards has graciously offered to host. Attached is a draft of the invitation. Please note that this time around the participating firms have requested we focus on the Investment Adviser Rule 202(a) and Internal Controls (NYSE Rule 342, NASD Ruel 3012) in addition to our usual topics. As always, I thank you for your support and dedication to these events. Many thanks, file:lic:\documents and settings\wilSonch\localseftings!temp\Xl\c64\email.html MADOFF 8/22/2009 EXHIBITS-05670 Page 5 of 6 Shana Shana Madoff Compliance Bernard Counsel Investment Securities LLC L. Madoff phone:(212)230-2411 e-mail: smadoff@madoff.com BernardL. Madoff Investments archives and reviews both outgoing and incoming electronic correspondence. This is not an offer security investment or other product. the sender only. If you received this the material from any computer. -----------------============================='i""""'L"i---- or solicitation Any opinion or in error please of an offer to buy estimate constitutes contact the sender or sell any that of and delete ================================================================= Bernard L. Madoff Investments archives and reviews both outgoing and incoming estimate contact electronic correspondence. This is not an offer or solicitation Any opinion or in error please of an offer to buy or sell any security investment the sender only. If the material from any or other product. you received this computer. constitutes the sender that of and delete ------------------------------------------------------------------------------------- A.G. Edwards & Sons' outgoing and incoming e-mails are electronically archived and subject to review and/or disclosure to someone other than the recipient. ------------------------------------------------------------------------------------- Bernard L. Madoff Investments archives and reviews both outgoing and incoming electronic correspondence. This is not an offer security investment or other product. the the or solicitation Any opinion in error of an offer to buy or sell any or estimate constitutes that of contact the sender and delete sender material only. from If any you received this please computer. Bernard L. Madoff Investments archives and reviews both outgoing and incoming electronic correspondence. This is not an offer or solicitation of an offer to buy security investment or other product. Any opinion or estimate constitutes the sender only. If you received this in error please contact the sender the material from any computer. ================================================================= The or sell any that of and delete preceding message may be confidential or protected by the attorney-client privilege. Bernard L. Madoff Investments correspondence. archives This only. If and reviews both outgoing and is not an offer or solicitation incoming of an electronic offer to the buy or sell any security the sender investment or other you product. this Any opinion in error or estimate contact constitutes sender The that and preceding of delete received please the material from any computer. =================i=============================================== file://c:\documents and settings\wilsonch\local settings\temp\Xl \c64\email.html MADOFF 8/22/2009 EXHIBITS-05671 Page 6 of 6 message may be confidential or protected by the, attorney-client privilege. -------------------'==========================L-------------- file:lic:\documents settings\wilsonch\local and settings\temp\Xl \c64\email.html MADOFF 8/22/2009 EXHIBITS-05672