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BATS Exchange Trading & Market Making Surveillance Review of Morgan Stanley Trading Violations_2013

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BATS Exchange Trading & Market Making Surveillance Review of Morgan Stanley Trading Violations_2013. Includes summary of trading information reviewed by the TMMS to determine what rule violations that may have occurred.

Shared by: BestExecution
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65
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1/28/2013
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Shared by: Best Execution
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Primary source documents and international regulatory news for traders. This blog is not affiliated with London-based Best Execution magazine.
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