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									                       CS 338
• John Champaign (
   – DC 33120
• Lectures Tuesdays and Thursdays
   – 8:30AM - 9:50am MC 4045
   – 11:30AM - 12:50pm MC 2017
• TAs
   – Shahin Kamali
   – Jingen Xiang
          What do you call me?
• TL; DR – Whatever you want
• Good: John (default)
• Bad: Miss Champaign, Ms. Champaign, Mrs.
• Good: Dr. Champaign
• Bad: Mr. Champaign
• Funny: Dr. John, Teacher John
• Bad: Professor Champaign
• Good: Sir, Doctor
• Bad: Hey You!, Buddy, Pal
• Elsewhere at UW…
Why Would I Want to Pay Attention in
           This Course?
• “This course is designed primarily to meet the
  needs of students who are interested in the
  business or public sector of the economy. The
  course presents methods used for the storage,
  selection, and presentation of data.”
• Knowledgeably use database terminology and
  discuss DB concepts in an interview or meeting
• Understand technical articles on DB technology
  • Assignment 4
• Fundamentals of Database Systems
  – by Elmasri and Navathe
  – Sixth, Fifth or Fourth Edition (2010 used)
  – Electronic edition (maybe?)
  – Copies on Reserve in David Center Library
• Messaging forum, nicer interface than Usenet
• Ask public questions here
  – can post anonymously
•   Active learning lasts longer than passive listening.
•   When you answer questions, you remember the answers better that if you just
    hear the answers.
•   You will remember answers even better when you discuss questions with one
    another before answering.
•   Proper clicker use can lead to higher grades.
•   You will get some credit just for participation and need not be overly concerned
    about clicker grades. 2% (half attendance, half performance - best 75%)
•   Clicker questions allow you to show your professor what you understand without
    having to raise your hand and identify yourself.
•   Many students think that using clickers is a lot of fun!

•   Bookstore ~$42
•   Used
•   Electronic (netbook, smartphone – iOS, Android, Blackberry) ~$10
     – 180 day license
              Grading Criteria
•   Assignment 1: 10% - October 5th 5:00 PM
•   Assignment 2: 10% - October 19th 5:00 PM
•   Assignment 3: 10% - November 9th 5:00 PM
•   Assignment 4: 10% - November 23rd 5:00 PM
•   Midterm: 20% (Nov 1st, in class)
•   Final: 40%
• Assignments
  – Writing SQL, applying DB concepts
  – Tutorial will be posted
        Material Builds on Itself
• Different from courses like literature
• Initial lectures focused on terminology and
  background knowledge
  – 4 hours of office hours each week
  – 4x as effective as lecturers
             Chapter 1 Outline
•   Introduction
•   An Example
•   Characteristics of the Database Approach
•   Actors on the Scene
•   Workers behind the Scene
•   Advantages of Using the DBMS Approach
•   A Brief History of Database Applications
•   When Not to Use a DBMS
• Traditional database applications
  – Store textual or numeric information
• Multimedia databases
  – Store images, audio clips, and video streams
• Geographic information systems (GIS)
  – Store and analyze maps, weather data, and
    satellite images
            Overview (cont'd.)
• Data warehouses and online analytical
  processing (OLAP) systems
  – Extract and analyze useful business information
    from very large databases
  – Support decision making
• Real-time and active database technology
  – Control industrial and manufacturing processes
• Database
  – Collection of related data
  – Known facts that can be recorded and that have
    implicit meaning
  – Miniworld or universe of discourse (UoD)
  – Represents some aspect of the real world
  – Logically coherent collection of data with inherent
  – Built for a specific purpose
          Introduction (cont'd.)
• Example of a large commercial database
• Database management system (DBMS)
  – Collection of programs
  – Enables users to create and maintain a database
• Defining a database
  – Specify the data types, structures, and constraints
    of the data to be stored
         Introduction (cont'd.)
• Meta-data
  – Database definition or descriptive information
  – Stored by the DBMS in the form of a database
    catalog or dictionary
• Manipulating a database
  – Query and update the database miniworld
  – Generate reports
          Introduction (cont'd.)
• Sharing a database
  – Allow multiple users and programs to access the
    database simultaneously
• Application program
  – Accesses database by sending queries to DBMS
• Query
  – Causes some data to be retrieved
         Introduction (cont'd.)
• Transaction
  – May cause some data to be read and some data to
    be written into the database
• Protection includes:
  – System protection
  – Security protection
• Maintain the database system
  – Allow the system to evolve as requirements
    change over time
                 An Example
• UNIVERSITY database
  – Information concerning students, courses, and
    grades in a university environment
• Data records
          An Example (cont'd.)
• Specify structure of records of each file by
  specifying data type for each data element
  – String of alphabetic characters
  – Integer
  – Etc.
          An Example (cont'd.)
• Construct UNIVERSITY database
  – Store data to represent each student, course,
    section, grade report, and prerequisite as a record
    in appropriate file
• Relationships among the records
• Manipulation involves querying and updating
          An Example (cont'd.)
• Examples of queries:
  – Retrieve the transcript
  – List the names of students who took the section of
    the ‘Database’ course offered in fall 2008 and
    their grades in that section
  – List the prerequisites of the ‘Database’ course
           An Example (cont'd.)
• Examples of updates:
  – Change the class of ‘Smith’ to sophomore
     • Change the academic year and term of ‘Smith’ to 2A
  – Create a new section for the ‘Database’ course for
    this semester
  – Enter a grade of ‘A’ for ‘Smith’ in the ‘Database’
    section of last semester
     • Enter a grade of 83
           An Example (cont'd.)
• Phases for designing a database:
  – Requirements specification and analysis
  – Conceptual design
     • e.g. Entity-Relationship
  – Logical design
  – Physical design
     Characteristics of the Database
• Traditional file processing
  – Each user defines and implements the files
    needed for a specific software application
• Database approach
  – Single repository maintains data that is defined
    once and then accessed by various users
    Characteristics of the Database
         Approach (cont'd.)
• Main characteristics of database approach
  – Self-describing nature of a database system
  – Insulation between programs and data, and data
  – Support of multiple views of the data
  – Sharing of data and multiuser transaction
 Self-Describing Nature of a Database
• Database system contains complete definition
  of structure and constraints
• Meta-data
  – Describes structure of the database
• Database catalog used by:
  – DBMS software
  – Database users who need information about
    database structure
Insulation Between Programs and Data
• Program-data independence
  – Structure of data files is stored in DBMS catalog
    separately from access programs
• Program-operation independence
  – Operations specified in two parts:
     • Interface includes operation name and data types of its
     • Implementation can be changed without affecting the
             Data Abstraction
• Data abstraction
  – Allows program-data independence and program-
    operation independence
• Conceptual representation of data
  – Does not include details of how data is stored or
    how operations are implemented
• Data model
  – Type of data abstraction used to provide
    conceptual representation
Support of Multiple Views of the Data
• View
  – Subset of the database
  – Contains virtual data derived from the database
    files but is not explicitly stored
• Multiuser DBMS
  – Users have a variety of distinct applications
  – Must provide facilities for defining multiple views
     Sharing of Data and Multiuser
        Transaction Processing
• Allow multiple users to access the database at
  the same time
• Concurrency control software
  – Ensure that several users trying to update the
    same data do so in a controlled manner
     • Result of the updates is correct
• Online transaction processing (OLTP)
     Sharing of Data and Multiuser
    Transaction Processing (cont'd.)
• Transaction
  – Central to many database applications
  – Executing program or process that includes one or
    more database
  – Isolation property
     • Each transaction appears to execute in isolation from
       other transactions
  – Atomicity property
     • Either all the database operations in a transaction are
       executed or none are
          Actors on the Scene
• Database administrators (DBA) are
  responsible for:
  – Authorizing access to the database
  – Coordinating and monitoring its use
  – Acquiring software and hardware resources
• Database designers are responsible for:
  – Identifying the data to be stored
  – Choosing appropriate structures to represent and
    store this data
    Actors on the Scene (cont'd.)
• End users
  – People whose jobs require access to the database
  – Types
     •   Casual end users
     •   Naive or parametric end users
     •   Sophisticated end users
     •   Standalone users
    Actors on the Scene (cont'd.)
• System analysts
  – Determine requirements of end users
• Application programmers
  – Implement these specifications as programs
     Workers behind the Scene
• DBMS system designers and implementers
  – Design and implement the DBMS modules and
    interfaces as a software package
• Tool developers
  – Design and implement tools
• Operators and maintenance personnel
  – Responsible for running and maintenance of
    hardware and software environment for database
     Advantages of Using the DBMS
• Controlling redundancy
  – Data normalization
  – Denormalization
     • Sometimes necessary to use controlled redundancy to
       improve the performance of queries
• Restricting unauthorized access
  – Security and authorization subsystem
  – Privileged software
     Advantages of Using the DBMS
          Approach (cont'd.)
• Providing persistent storage for program
  – Complex object in C++ can be stored permanently
    in an object-oriented DBMS
  – Impedance mismatch problem
     • Object-oriented database systems typically offer data
       structure compatibility
     Advantages of Using the DBMS
          Approach (cont'd.)
• Providing storage structures and search
  techniques for efficient query processing
  – Indexes
  – Buffering and caching
  – Query processing and optimization
     Advantages of Using the DBMS
          Approach (cont'd.)
• Providing backup and recovery
  – Backup and recovery subsystem of the DBMS is
    responsible for recovery
• Providing multiple user interfaces
  – Graphical user interfaces (GUIs)
• Representing complex relationships among
  – May include numerous varieties of data that are
    interrelated in many ways
     Advantages of Using the DBMS
          Approach (cont'd.)
• Enforcing integrity constraints
  – Referential integrity constraint
     • Every section record must be related to a course record
  – Key or uniqueness constraint
     • Every course record must have a unique value for
  – Business rules
  – Inherent rules of the data model
     Advantages of Using the DBMS
          Approach (cont'd.)
• Permitting inferencing and actions using rules
  – Deductive database systems
     • Provide capabilities for defining deduction rules
     • Inferencing new information from the stored database
  – Trigger
     • Rule activated by updates to the table
  – Stored procedures
     • More involved procedures to enforce rules
     Advantages of Using the DBMS
          Approach (cont'd.)
• Additional implications of using the database
  – Reduced application development time
  – Flexibility
  – Availability of up-to-date information
  – Economies of scale
       A Brief History of Database
• Early database applications using hierarchical
  and network systems
  – Large numbers of records of similar structure
• Providing data abstraction and application
  flexibility with relational databases
  – Separates physical storage of data from its
    conceptual representation
  – Provides a mathematical foundation for data
    representation and querying
       A Brief History of Database
          Applications (cont'd.)
• Object-oriented applications and the need for
  more complex databases
  – Used in specialized applications: engineering
    design, multimedia publishing, and manufacturing
• Interchanging data on the Web for e-
  commerce using XML
  – Extended markup language (XML) primary
    standard for interchanging data among various
    types of databases and Web pages
       A Brief History of Database
          Applications (cont'd.)
• Extending database capabilities for new
  – Extensions to better support specialized
    requirements for applications
  – Enterprise resource planning (ERP)
  – Customer relationship management (CRM)
• Databases versus information retrieval
  – Information retrieval (IR)
     • Deals with books, manuscripts, and various forms of
       library-based articles
       When Not to Use a DBMS
• More desirable to use regular files for:
  – Simple, well-defined database applications not
    expected to change at all
  – Stringent, real-time requirements that may not be
    met because of DBMS overhead
  – Embedded systems with limited storage capacity
  – No multiple-user access to data
• Database
  – Collection of related data (recorded facts)
  – Generalized software package for implementing
    and maintaining a computerized database
• Several categories of database users
• Database applications have evolved
  – Current trends: IR, Web
    Chapter 2
Concepts and
            Chapter 2 Outline
• Data Models, Schemas, and Instances
• Three-Schema Architecture and Data
• Database Languages and Interfaces
• The Database System Environment
• Centralized and Client/Server Architectures
  for DBMSs
• Classification of Database Management Systems
       Database System Concepts
           and Architecture
• Basic client/server DBMS architecture
  – Client module
  – Server module
Data Models, Schemas, and Instances
• Data abstraction
  – Suppression of details of data organization and
  – Highlighting of the essential features for an
    improved understanding of data
Data Models, Schemas, and Instances
• Data model
  – Collection of concepts that describe the structure
    of a database
  – Provides means to achieve data abstraction
  – Basic operations
     • Specify retrievals and updates on the database
  – Dynamic aspect or behavior of a database
     • Allows the database designer to specify a set of valid
       operations allowed on database objects
     Categories of Data Models
• High-level or conceptual data models
  – Close to the way many users perceive data
• Low-level or physical data models
  – Describe the details of how data is stored on
    computer storage media
• Representational data models
  – Easily understood by end users
  – Also similar to how data organized in computer
Categories of Data Models (cont'd.)
• Entity
  – Represents a real-world object or concept
• Attribute
  – Represents some property of interest
  – Further describes an entity
• Relationship among two or more entities
  – Represents an association among the entities
  – Entity-Relationship model
Categories of Data Models (cont'd.)
• Relational data model
  – Used most frequently in traditional commercial
• Object data model
  – New family of higher-level implementation data
  – Closer to conceptual data models
Categories of Data Models (cont'd.)
• Physical data models
  – Describe how data is stored as files in the
  – Access path
     • Structure that makes the search for particular database
       records efficient
  – Index
     • Example of an access path
     • Allows direct access to data using an index term or a
  Schemas, Instances, and Database
• Database schema
  – Description of a database
• Schema diagram
  – Displays selected aspects of schema
• Schema construct
  – Each object in the schema
• Database state or snapshot
  – Data in database at a particular moment in time
Schemas, Instances, and Database
         State (cont'd.)
Schemas, Instances, and Database
         State (cont'd.)
• Define a new database
   – Specify database schema to the DBMS
• Initial state
   – Populated or loaded with the initial data
• Valid state
   – Satisfies the structure and constraints specified in
     the schema
Schemas, Instances, and Database
         State (cont'd.)
• Schema evolution
  – Changes applied to schema as application
    requirements change
     Three-Schema Architecture
      and Data Independence
• Internal level
  – Describes physical storage structure of the
• Conceptual level
  – Describes structure of the whole database for a
    community of users
• External or view level
  – Describes part of the database that a particular
    user group is interested in
  Three-Schema Architecture
and Data Independence (cont'd.)
           Data Independence
• Capacity to change the schema at one level of
  a database system
  – Without having to change the schema at the next
    higher level
• Types:
  – Logical
  – Physical
             DBMS Languages
• Data definition language (DDL)
  • Defines both schemas
• Storage definition language (SDL)
  • Specifies the internal schema
• View definition language (VDL)
  • Specifies user views/mappings to conceptual
• Data manipulation language (DML)
  • Allows retrieval, insertion, deletion, modification
      DBMS Languages (cont'd.)
• High-level or nonprocedural DML
  • Can be used on its own to specify complex
    database operations concisely
  • Set-at-a-time or set-oriented
• Low-level or procedural DML
  • Must be embedded in a general-purpose
    programming language
  • Record-at-a-time
            DBMS Interfaces
• Menu-based interfaces for Web clients or
• Forms-based interfaces
• Graphical user interfaces
• Natural language interfaces
• Speech input and output
• Interfaces for parametric users
• Interfaces for the DBA
The Database System Environment
• DBMS component modules
  – Buffer management
  – Stored data manager
  – DDL compiler
  – Interactive query interface
     • Query compiler
     • Query optimizer
  – Precompiler
The Database System Environment
• DBMS component modules
  – Runtime database processor
  – System catalog
  – Concurrency control system
  – Backup and recovery system
       Database System Utilities
• Loading
  – Load existing data files
• Backup
  – Creates a backup copy of the database
Database System Utilities (cont'd.)
• Database storage reorganization
  – Reorganize a set of database files into different file
• Performance monitoring
  – Monitors database usage and provides statistics to
    the DBA
 Tools, Application Environments,
  and Communications Facilities
• CASE Tools
• Data dictionary (data repository) system
  – Stores design decisions, usage standards,
    application program descriptions, and user
• Application development environments
• Communications software
   Centralized and Client/Server
     Architectures for DBMSs
• Centralized DBMSs Architecture
  – All DBMS functionality, application program
    execution, and user interface processing carried
    out on one machine
 Basic Client/Server Architectures
• Servers with specific functionalities
  – File server
     • Maintains the files of the client machines.
  – Printer server
     • Connected to various printers; all print requests by the
       clients are forwarded to this machine
  – Web servers or e-mail servers
 Basic Client/Server Architectures
• Client machines
  – Provide user with:
     • Appropriate interfaces to utilize these servers
     • Local processing power to run local applications
 Basic Client/Server Architectures
• Client
  – User machine that provides user interface
    capabilities and local processing
• Server
  – System containing both hardware and software
  – Provides services to the client machines
     • Such as file access, printing, archiving, or database
        Two-Tier Client/Server
       Architectures for DBMSs
• Server handles
  – Query and transaction functionality related to SQL
• Client handles
  – User interface programs and application programs
         Two-Tier Client/Server
         Architectures (cont'd.)
• Open Database Connectivity (ODBC)
  – Provides application programming interface (API)
  – Allows client-side programs to call the DBMS
     • Both client and server machines must have the
       necessary software installed
  – Allows Java client programs to access one or more
    DBMSs through a standard interface
Three-Tier and n-Tier Architectures
      for Web Applications
• Application server or Web server
  – Adds intermediate layer between client and the
    database server
  – Runs application programs and stores business
• N-tier
  – Divide the layers between the user and the stored
    data further into finer components
        Classification of Database
          Management Systems
• Data model
  •   Relational
  •   Object
  •   Hierarchical and network (legacy)
  •   Native XML DBMS
• Number of users
  • Single-user
  • Multiuser
    Classification of Database
  Management Systems (cont'd.)
• Number of sites
  • Centralized
  • Distributed
     • Homogeneous
     • Heterogeneous
• Cost
  • Open source
  • Different types of licensing
    Classification of Database
  Management Systems (cont'd.)
• Types of access path options
• General or special-purpose
  Classification of Database
Management Systems (cont'd.)
•   Concepts used in database systems
•   Main categories of data models
•   Types of languages supported by DMBSs
•   Interfaces provided by the DBMS
•   DBMS classification criteria:
    – Data model, number of users, number of sties,
      access paths, cost

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