Docstoc

account individual Forex Managed Accounts

Document Sample
account individual Forex Managed Accounts Powered By Docstoc
					INDIVIDUAL ACCOUNT
APPLICATION FORM
CF H MA R K ET S LI MIT ED · V01 1 2
IN D IV I D UA L A CCO U NT · GU ID E LIN E S

 Int r od u cti on
 The Application Form (“Form”) is required to be fully completed in order to open an individual trading account with CFH Markets Limited (“CFH Markets”). Please
 therefore ensure that the following is in order:

       >       All fields of the Form are duly completed and page 8 is signed by you;
       >       All pages of the Form are initialised by you;
       >       The Limited Power of Attorney on page 7 is completed and signed by you (if applicable); and
       >       All documentation listed on page 3 of these guidelines is provided together with the Form (as applicable).

 Content in this Form

       >       Guidelines and checklists (pages 2-3)
       >       Application Form (pages 4-6)
       >       Power of Attorney to a Fund Manager (only applicable to managed funds accounts) (page 7)
       >       Signatures and consent (page 8)
       >       Guidelines to certification of documents (page 9)
       >       Certification template (page 10)



 A p pli ca t io n p r oc es s
 When applying for an individual account with CFH Markets your Form will be reviewed together with the provided documents (a full list of the required documents is
 provided on page 3 of these guidelines). Please therefore ensure when submitting the Form that you have also provided all the requested documents to enable us to
 assess your application in a timely manner and revert back to you in due course.



                         Submission
                                                        Review                  Issue of Notice
                       of the Form and                                                                      Return of Notice                   APPROVAL
                                                    of the Form and                 Letter                       Letter
                          supporting                                                                                                        of the account by
                                                       supporting               by CFH Markets
                       document(s) by                                                                        by the Account                   CFH Markets
                                                    document(s) by
                         the Account                                                                             Holder
                                                     CFH Markets
                            Holder



 Fast processing of the Form
 For fast processing of the Form, please return the duly completed Form and all supporting documentation (please refer to page 3 of these guidelines for further
 information) directly to CFH Markets by either:

 Email
 Scan the Form and all relevant documentation and email it to cfhlegal@cfhmarkets.com.

 Fax
 Fax a copy of the Form and all relevant documentation to +44 (0) 207 127 4353.

 Please note that in the event you submit your application by email or fax, you are required to submit the original Form and documents within seven (7) days of
 submitting the Form by standard mail or courier (as applicable to meet the timeframe).




 R et u rn of t h e o ri gina l d ocu m ent s
 It is a requirement by CFH Markets that all of the below listed documents are returned to CFH Markets in original to the below listed address within seven (7) days from
 submitting the Form. Failing to do so may result in the account with CFH Markets to be terminated.

 Documents to be returned in original                                                 Return address

                                                                                      Redhavnsvej 3
           >     Certified photo ID(s) and proof of residency(ies)
           >     Application Form                                                     2100 Copenhagen
                                                                                      Denmark
           >     Compliance Letter (if applicable)
           >     Language Letter (if applicable)
                                                                                      Attn.: Legal & Compliance




                                                                                                                                                                     CFH MARKETS LIMITED
                                                                                                         Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
                                                                                        P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                              Registered in England and Wales, No. 6557752
                                                                                                          Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                        V0112 · Page 2 of 10
IN D IV I D UA L A CCO U NT · GU ID E LIN E S

 C he c k lis t
 Individual Account · Standard                                                                    Individual Account · Managed account

     Duly completed Form                                                                               Duly completed Form

     Certified photo ID                                                                                Duly completed Power of Attorney (page 7)

     Certified proof of residency                                                                      Certified photo ID

                                                                                                       Certified proof of residency


     License (where applicable) to operate the account with CFH Markets in accordance with the contemplated agreement




 Te rm in ol o gy i n t h e F or m

                                    In order to verify the true copy of the photo ID and proof of residency, it is a requirement by CFH Markets that all copies of the documents
 Certification of documents
                                    are produced as a certified copy if not the original (see Certification Guidelines attached to this Form).

                                    In the event the activity which you are to conduct with CFH Markets is considered to be regulated by our financial services regulator but not
 Compliance Letter                  by the financial services regulator which you are to conduct your business activity under, we may request a Compliance Letter from you to
                                    confirm the same.
                                    An individual authorised by you and approved by CFH Markets to trade your funds on your behalf. Please carefully read the Power of
 Fund Manager
                                    Attorney on page 7 in this regards.
                                    In the event the identification documents are in a language different than the English, a Language Letter can be provided on request for
 Language Letter                    translation of the documents. The Language Letter can be completed by any individual(s) also qualifying to certify documents (see
                                    Certification Guidelines attached to this Form).
                                    In the event you are applying to become a Fund Manager, Introducing Broker and/ or a Business Partner with CFH Markets, a license issued
 License
                                    by the applicable Financial Services Authority may be required and should be forwarded together with this Form.
                                    The Limited Power of Attorney is the agreement authorising your Fund Manager to trade your funds on your behalf. The Limited Power of
 Limited Power of Attorney
                                    Attorney is also referred to as the “POA” and sets out the parameters under which the Fund Manager is authorised to act on your behalf.
                                    A valid government issued identification document (“ID”) such as passport, drivers’ license and national ID with photo. Please ensure the
                                    following requirements are met:

 Photo ID                               >     The photo ID is not expired;
                                        >     The photo clearly displays the individual in question;
                                        >     The signature is clear and readable; and
                                        >     The full name and birthdate is printed on the photo ID.
                                    A document confirming the residency of the individual in question. This can be provided with either of the following documents issued within
                                    the past three (3) months:
 Proof of residency
                                        >     Utility bill (e.g. gas, water, electricity, land line phone, oil, internet or cable TV connections);
                                        >     Bank statement; or
                                        >     National ID with address (if not provided as a photo ID).

                                    Standard definition: An individual who are or have been entrusted with prominent public functions including: heads of state, heads of
                                    governments, ministers and deputy assistant ministers; members of parliament; members of supreme courts, of constitutional courts or of
                                    other high level judicial bodies whose decisions are not subject to further appeal except in exceptional circumstances; members of courts of
                                    auditors or of the boards of central banks; ambassadors, chargés d’affaries and high-ranking officers in the armed forces; and members of
                                    the administrative, management or supervisory bodies of State-owned enterprises.
 Politically Exposed Person
                                    Immediate family: PEP also includes immediate family members of PEPs such as the spouse; any partner considered by national law as
 (“PEP”)
                                    equivalent to the spouse; the children and their spouses or partners; and the parents.

                                    Beneficial Owners: PEP also includes individuals known to be close associates of PEPs in the standard definition, which means any individual
                                    who is known to have joint beneficial ownership of legal entities or legal arrangements, or any other close business relations with a person
                                    referred to in the PEP definition; and any individual who has sole beneficial ownership of a legal entity or legal arrangement which is known
                                    to have been setup up for the benefit de facto of the PEP standard definition.




                                                                                                                                                                            CFH MARKETS LIMITED
                                                                                                               Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
                                                                                              P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                                     Registered in England and Wales, No. 6557752
                                                                                                                 Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                               V0112 · Page 3 of 10
IN D IV I D UA L A CCO U NT · A P P LI C A TI ON F OR M

 Pe r s ona l Inf o rm a t io n
 Please ensure that all information provided in this section of the Form are as highlighted in your personal identification papers. The below listed individual will hereafter be
 referred to as the “Account Holder”.

  Name and Salutation                                                                      Contact Information
  Salutation                                                                               Main phone number (incl. country code)
         Mr.                      Mrs.        Ms.                 Dr.
  First name(s)                                                                            Secondary phone number (incl. country code)


  Last name(s)                                                                             Primary email


  Occupation                                                                               Secondary email



  Registered Address                                                                       Postal Address (if different from registered)
  Street and number                                                                        Street and number


  Zip/ Post code                                                                           Zip/ Post code


  City                                                                                     City


  Country                                                                                  Country



  Are you considered a Politically Exposed Person.

         Yes                                                     No




  A cc ou nt in f or ma t io n
  Account Type                                                                                Previous Account with CFH Markets
                                                                                              Please complete the below in the event you have/ had an account with CFH
         Individual Account
                                                                                              Markets.
                                                                                              Account type
         Business Partner Account

                                                                                              Account number (if applicable)
         Introducing Broker Account

                                                                                              Additional information (if applicable)
         Fund Manager Account




  R ef e re nc e ( i f a p p l i c a b l e )
 Please complete this section of the Form in the event you have been introduced to CFH Markets by a third party. Please ensure to provide the full name of the third party
 introducer.
                                                                                           Name of Business Partner
         Business Partner Account

                                                                                           Name of Introducing Broker
         Introducing Broker Account

                                                                                           Name of Fund Manager
         Fund Manager Account




DATE AND INITIALS OF THE ACCOUNT HOLDER                                                                                                                                CFH MARKETS LIMITED
                                                                                                           Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
 Date                         Initials
                                                                                       P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                                Registered in England and Wales, No. 6557752
                                                                                                            Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                          V0112 · Page 4 of 10
IN D IV I D UA L A CCO U NT · A P P LI C A TI ON F OR M

   T y pe of c o nd u ct
 Is the Account Holder:

        Investing and trading its own assets                                                 Introducing clients only

        Acting on behalf of its clients                                                      Non-trading client




  T ra d in g P la t f o rm                                                                Ba s e c u rr e nc y
                                                                                          Please indicate the base currency for the account(s) with CFH Markets (select
 Please select one or more trading platform (if applicable).
                                                                                          one).

        ProTrader                                    WebTrader                                  EUR                                           GBP


        MT4                                          MT4 plugin                                 USD                                           Other - please specify below

                                                                                           Base currency
        FIX




   Ba n k D eta il s
 The below listed bank details will be used for all transfers from CFH Markets to the Account Holder.

 Bank Details
   Name of bank                                                                         SWIFT ID (BIC)


   Branch name (or city) (if applicable)                                                Clearing Code (sort code, BLZ, ABA, etc.)


   Street                                                                               Account number/ IBAN


  Zip/ Post code           City                                                         Currency

                                                                                             EUR                     GBP               USD               Other (please specify below)
  Country                                                                               Other currency (see above)



  Intermediary Bank Details (if applicable)
  Please include intermediary bank details if your bank does not have a direct relationship with HSBC Bank Plc. in the United Kingdom for international transfers. If you are
  in doubt, please contact your own bank manager/ advisor.
   Intermediary bank name                                                               Intermediary bank street and number


   Intermediary bank identifier (i.e. SWIFT or BIC address)                             Zip/ Post code            City


   Intermediary bank account number                                                     Intermediary bank country




   Se cu ri ty qu est io n
 Please indicate in the boxes below a security word consisting of minimum six (6) letters and a security number consisting of minimum four (4) digits. CFH Markets will use
 this information amongst other information to verify your identity when making contact with you.

 In the event you will need to reset the security question in the future, please contact the Legal & Compliance Department at cfhlegal@cfhmarkets.com.

 Security word (minimum 6 letters)




  Security numbers (minimum 4 digits)




DATE AND INITIALS OF THE ACCOUNT HOLDER                                                                                                                                CFH MARKETS LIMITED
                                                                                                           Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
 Date                      Initials
                                                                                       P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                                Registered in England and Wales, No. 6557752
                                                                                                            Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                             V0112 · Page 5 of 10
IN D IV I D UA L A CCO U NT · A P P LI C A TI ON F OR M

   Tra d in g E xp e ri en ce
 Do you have previous investment and trading experience in foreign exchange or any other margined traded instrument?

        No                                    Yes - please complete the below sections




  T ra d in g E xp e ri en ce ( c o n t i n u e d )
  Only to be completed if “Yes” was selected in the above section.


  Have you been employed, or are you currently employed, in a professional                        No
  position in the financial sector in an area which requires knowledge of the
  transactions envisaged with CFH Markets?                                                                                                                                                Yes - for years
                                                                                                  Yes - for months


                                                                                                  Less than 1 year                                                                        1 to 3 years
  How many years have you been trading in the financial markets?
                                                                                                  3 to 5 years                                                                            More than 5 years


                                                                                                  CFDs                                                                                    Equities


  Which product(s) have you been trading?                                                         Futures/ Commodities                                                                    FX


                                                                                                  Other - specify: .......................................................................................................................................


  How many quarterly transactions of significant size have you carried out
                                                                                                  Less than 10                                                      10 to 20                                            More than 20
  on average for the past twelve (12) months?

                                                                                                  Capital preservation/ hedging (minimise the potential loss for any principal)


  What is the investment profile of the Account Holder?                                           Growth (increase investment value over time whilst accepting fluctuations)


                                                                                                  Speculation (assume the highest degree of risk for potentially highly returns)


  What is the size of your current financial instrument portfolio, incl. cash
                                                                                                  Below 500,000                                             500,000 to 1,000,000                                        More than 1,000,000
  deposits (in EUR)?



   Lic e ns e( s)
 Are you authorised, regulated and/ or licensed by a Financial Services Authority?
                                                                                             Name of Financial Services Authority
        No

                                                                                             License/ Identification No.
        Yes - please specify in the right column




  So ur c e o f W ea lt h
 Please specify the source of wealth to be deposited with CFH Markets by the Account Holder

        No funds will be deposited by the account holder                     Maturity or surrender of life policy                                                       Savings from salary

        Court award/ litigation settlement                                   Personal injuries award                                                                    Other - please specify:

        Employer paying premium/ bonus/ redundancy payment                   Sale of investments/ liquidation of investment portfolio

        Inheritance/ Gift                                                    Sale of property




 In the event your account is being managed by a Fund Manager please proceed with carefully reading the Limited Power of Attorney on the following page. In the event
 you do not assign a Fund Manager to trade on your behalf, please continue the Form on page 8.




DATE AND INITIALS OF THE ACCOUNT HOLDER                                                                                                                                                                                        CFH MARKETS LIMITED
                                                                                                                                Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
 Date                       Initials
                                                                                                   P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                                                      Registered in England and Wales, No. 6557752
                                                                                                                                  Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                                                                                    V0112 · Page 6 of 10
IN D IV I D UA L A CCO U NT · LI MIT E D P O W ER O F A TT OR N E Y

   Lim it ed P o we r of A t t o r ne y t o fu nd ma na g e r
 IMPORTANT INFORMATION
 This Limited Power of Attorney (“POA”) is only applicable where you assign a Fund Manager to trade on your trading account with CFH Markets on your behalf. The POA sets
 out the parameters under which the Fund Manager is authorised to trade on your behalf, so please ensure to take the time to carefully read and understand the content of
 the POA.

 It is a requirement for CFH Markets that the Fund Manager you assign to trade on your behalf is already approved as a Fund Manager with CFH Markets.

 In the event you will not assign a Fund Manager to trade on your behalf, please disregard the below and continue to page 8 of the Form.



 Designated Fund Manager

 The Account Holder hereby designates and authorises the below listed individual/ company as to trade on behalf of the Account Holder under the terms listed in this POA.
  Full name of designated Fund Manager ( “Fund Manager”)




                                                                                                    Exclusions, Limitations and indemnity
 Authorisation
                                                                                                    (Continued)
 The undersigned Account Holder hereby authorises Fund Manager as Account Holder’s                   All statements, notices, correspondence and the like generated in the Account will be
 agent and attorney-in-fact, and revokes all prior powers of attorney relating to Account            sent or given to Fund Manager at the address shown for this Account and to Account
 Holder’s foreign exchange currency trading account at CFH Markets, with full power of               Holder at the address indicated in Account Holder’s Account documents, and to such
 authority to purchase, sell or trade in over the counter foreign currency transactions,             other person or address as Account Holder has granted trading authority to Fund
 including non-deliverable transactions, on margin or otherwise, in one or more                      Manager. Account Holder acknowledges and understands that it is the sole
 accounts (collectively, the “Accounts”) opened by and maintained with CFH Markets in                responsibility of Account Holder to review the account statements as available on the
 the Account Holder’s name and on the Account Holder’s behalf. Fund Manager is                       CFH Online Facility, and that it is Account Holder’s obligation to contact CFH Markets in
 authorised to act on behalf of the Account Holder in the same manner and with the                   the event Account Holder has any questions concerning the statements.
 same force and effect as the Account Holder might or could act in respect to such
 transactions, as well as with respect to all other things necessary or incidental to the
 furtherance and/ or conduct of the Accounts.                                                        Risk warning

                                                                                                     Account Holder understands and agrees that there are many strategies that can be
 CFH Markets is hereby authorised to follow instructions of Fund Manager in all such
                                                                                                     used in trading foreign exchange, some of which have unlimited risk of loss and could
 foreign currency transactions communicated through entry on CFH Markets’ trading
                                                                                                     result in Account Holder sustaining a total loss of all funds in the Account and,
 system (“CFH Online Facility”) or such other written or oral instructions that CFH
                                                                                                     furthermore, that Account Holder is liable for any deficit in the Account resulting there
 Markets may accept as well as management decisions relating to the Account. CFH
                                                                                                     from. Account Holder acknowledges and agrees that Account Holder has had the
 Markets will have no liability for following the instructions of Fund Manager, including
                                                                                                     opportunity to discuss with Fund Manager, and understands the nature and risks of the
 but not limited to any instruction to aggregate orders of Account Holder with orders for
                                                                                                     strategy to be used in connection with foreign currency transactions effected for
 or on behalf of Fund Manager’s other clients, and Account Holder will not attempt to
                                                                                                     Account Holder’s Account.
 hold CFH Markets liable for Fund Manager’s actions or inactions.

                                                                                                     Termination
 Exclusions, Limitations and indemnity                                                              This authorisation is a continuing one and will remain in full force and effect until
                                                                                                    revoked by Account Holder, or by an authorised person on Account Holder’s behalf, by
  Account Holder understands that CFH Markets does not, by implication or otherwise,
                                                                                                    written notice given to CFH Markets. Such revocation will become effective only upon
  endorse the operating methods of such Fund Manager. Account Holder hereby releases
                                                                                                    the confirmation of receipt thereof by CFH Markets but will not affect any liability in any
  CFH Markets from any and all liability to Account Holder or to anyone claiming through
                                                                                                    way resulting from transactions initiated prior to its confirmation. Upon receipt of the
  Account Holder with respect to any damages, losses or loss of profits sustained or
                                                                                                    revocation, CFH Markets will have the right to close positions in Account Holder’s
  alleged to have been sustained as a result of CFH Markets following Fund Manager’s
                                                                                                    Account at the prevailing market prices as determined by CFH Markets in its sole
  instructions or for any matter arising out of the relationship between the Fund
                                                                                                    discretion and return funds to Account Holder. This authorisation will inure to the
  Manager and Account Holder and will, in addition to any other indemnity provided to
                                                                                                    benefit of CFH Markets, its successors and assigns. The provisions hereof will be in
  CFH Markets by Account Holder, indemnify CFH Markets from any losses, damages,
                                                                                                    addition to, and will in no way limit or restrict, any right that CFH Markets may have
  liabilities and expenses, of any kind or nature whatsoever, arising there from. Account
                                                                                                    under any agreement with Account Holder.
  Holder also agrees to hold CFH Markets harmless and to indemnify it as to any expense,
  damage or liability (including legal fees) sustained by it with respect to any and all acts
  and practices of Fund Manager regarding the Account, including all losses arising there           In the event termination is effected in accordance with the above, thus a revocation of
  from and debit balance(s) due thereof.                                                            the POA, the Account Holder’s assigned Fund Manager will continue to have access to
                                                                                                    the Account Holder’s account until close of business at 22:00 GMT, at which point the
                                                                                                    account balance will be settled. In the event the Account Holder suspects any irregular/
  Account Holder acknowledges that Account Holder and Fund Manager, by separate
                                                                                                    unauthorised activity by its Fund Manager, the Account Holder must notify CFH Markets
  agreement, have agreed on the method by which Fund Manager will be compensated
                                                                                                    immediately.
  for services rendered to Account Holder. Account Holder hereby agrees to indemnify
  and hold harmless CFH Markets and its affiliates and employees from any loss, damage
                                                                                                     Jurisdiction
  or dispute arising out of or relating to the calculation and payment of such fees to Fund
  Manager.                                                                                          This Limited Power of Attorney is governed by and construed in accordance with English
                                                                                                    Law.

DATE AND INITIALS OF THE ACCOUNT HOLDER                                                                                                                                      CFH MARKETS LIMITED
                                                                                                                 Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
 Date                    Initials
                                                                                                P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                                      Registered in England and Wales, No. 6557752
                                                                                                                  Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                                V0112 · Page 7 of 10
IN D IV I D UA L A CCO U NT · SI GN A TU R E A N D C ON S EN T

 Sig na tu r e a nd Co ns ent
 I the undersigned hereby certify that:


        >      This Form is completed by and on behalf of the Account Holder and not by a third party;
        >      I have carefully read and completed this Form and affixed my initials to attest this on all pages of this Form submitted to CFH Markets;
        >      All information provided in this Form is correct and that I shall be obliged to inform CFH Markets immediately should any of the provided information change;
        >      I acknowledge and understand that CFH Markets will act on instructions by my Fund Manager in accordance with the authorisations granted by me to my Fund
               Manager under the Power of Attorney in this Form on this date (if applicable);
        >      Any damages suffered by CFH Markets as a result of CFH Markets relying on the information in this Form that is inaccurate or false shall be borne by the
               Account Holder;
        >      Personal information submitted by me/ us to CFH Markets may:
                      o     be used with by any entity within CFH Markets and its group companies (please see www.cfhmarkets.com for a full list of all group companies) for
                            the purpose of providing sales and marketing information including new products and services;
                      o     be shared with a third party introducer (if indicated so in this Form) for the purpose of completing the due diligence and approving my application;
                      o     be used to undertake a search with credit reference agencies or other organisations to reduce the incidence of fraud and/ or in the course of
                            carrying out identity fraud prevention or credit control checks;
        >      This Form is signed in one (1) original copy which shall at all times be kept with CFH Markets.




 Sig na tu r e
 Account Holder
  Full name


  Date (DD/MM/YYYY)


  Signature




                                                                                                                                                                     CFH MARKETS LIMITED
                                                                                                         Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
                                                                                        P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                              Registered in England and Wales, No. 6557752
                                                                                                          Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                        V0112 · Page 8 of 10
IN D IV I D UA L A CCO U NT · C E RT IFI C A TI ON GU I D EL IN E S

 W ha t i s a c er tifi ca ti on
 CFH Markets Limited (“CFH Markets”) is under an obligation to verify the identity of all account holders with CFH Markets as well as all beneficial owners of a company.
 The identity of an individual is verified by the means of a government issued identity document (“ID”) and a proof of residency for the individual.

 In the event the client does not provide the original documents to CFH Markets, they must be provided in a certified copy of the original document, where an individual
 of a certain standard (requirements listed below) attests that it is a true copy and where the ID is certified it is also attests the likeness in physical appearance between
 the individual requesting the certification and the photo on the provided photo ID.




 A cc e pt ed id ent it y d o cu me nt s wi t h C F H Ma r k ets
                                  Photo ID                                                                           Proof of residency
 A valid government issued photo ID where it is not expired, the photo clearly               A document confirming the residency of the individual in question. This can be
 displays the individual in question, the signature is present and readable and the          provided with either of the following documents issued within the past three
 full name and birthdate is present. This can be provided with either of the                 (3) months:
 following documents:
                                                                                               >    Utility bill (e.g. gas, water, electricity, land line phone, oil, internet or
   >    Passport;                                                                                   cable TV connections);
   >    Driver’s license; or                                                                   >    Bank statement; or
   >    National ID with picture.                                                              >    National ID with address (if not provided as a photo ID).




 R eq ui r em ent s t o i nd iv id ua l p e rf o r min g t he ce rt ifi c a tio n
 Please apply the below text if you elect to not use the template provided on the last page of this Form.


                  CERTIFICATION OF PHOTO ID                                                         CERTIFICATION OF PROOF OF RESIDENCY
 I have seen the original document and certify that the copy is a true copy of the           I have seen the original document and certify that the copy is a true copy of
 original document and the picture bears a reasonable likeness.                              the original document.




                                 IMPORTANT                                                                                     IMPORTANT

 Ensure to include date, full name, title, signature and company stamp (where                Ensure to include date, full name, title, signature and company stamp (where
 applicable) and attach the certificate for the certifying individual to verify their        applicable) and attach the certificate for the certifying individual to verify their
 capacity to certify.                                                                        capacity to certify.




 R et u rn of t h e o ri gina l c e rt i fi ed d oc um en t
 Please ensure to post the certification with the original signature of the certifier by post to CFH Markets within seven (7) days:

 Redhavnsvej 3
 2100 Copenhagen
 Denmark

 Attn.: Legal & Compliance




                                                                                                                                                                       CFH MARKETS LIMITED
                                                                                                          Warwick House, 25 Buckingham Palace Road · SW1W 0PP · London · United Kingdom
                                                                                         P: +44 (0) 203 384 5703 · F: +44 (0) 207 127 4353 · E: info@cfhmarkets.com · W: www.cfhmarkets.com

                                                                                                                                                Registered in England and Wales, No. 6557752
                                                                                                            Authorised and regulated by the Financial Services Authority, Registered No. 481853

                                                                                                                                                                          V0112 · Page 9 of 10
1)   Place this page on top of the original document in the photo copier;
2)   Arrange for the qualified certifier to complete all fields below on the photocopied page;
3)   Ensure the qualified certifier signs the photocopy of the original document and provides proof of his/ her capacity to certify (e.g. license, certificate etc.).




                                               PLACE ORIGINAL
                                       ID OR PROOF OF RESIDENCY HERE




Ce rt ifi ca t io n
If certifying a proof of residency, I hereby certify that I have seen the original document and certify that the copy is a true copy of the original document. If certifying a
photo ID, I hereby certify that I have seen the original document and certify that the copy is a true copy of the original document and the picture bears a reasonable
likeness.
Name                                                                                                   Date



Capacity in which I certify (please ensure to attach your license or equivalent to operate as the below)


     Airline pilot                                                   Official director of a VAT registeret company/ charity    Officer of armed services

     Barrister, solicitor or lawyer                                  Member of judiciary or parliament                         Post office official

     Chartered accountant                                            Merchant navy officer                                     Senior civil servant

     Local government officer                                        Notary public                                             Serving police or customs officer

Signature                                                                                              Company stamp

				
DOCUMENT INFO
Shared By:
Categories:
Tags:
Stats:
views:14
posted:11/8/2012
language:Latin
pages:10