Parkinson‟s Disease
Fran Weaver, PhD
Deputy Director, Center for Management of Complex Chronic Care; Research Director, SCI QUERI; Career Scientist Awardee Hines VA Hospital Research Associate Professor Department of Neurology & Institute for Healthcare Studies Northwestern University
Parkinson‟s Disease (PD)
Neurodegenerative disorder
Progressive loss of substantia nigra dopaminergic neurons; loss of 70% before one is symptomatic, >90% loss at death
Common cause of disability
Incidence = 4.9-26/100,000 Prevalence = 18-418/100,000
Approx 60,000 new cases per year in U.S.
VA – over 45,000 cases estimated
Etiology
Increasing age (rare in those < 50; early or young onset) 2 times more common in men than women May be more common in whites 1.4 to 3.5 more often to occur in families with relatives with PD (more common in siblings than children – early environmental factors or recessively inherited genes?) Environmental factors (pesticides, rural residence) Head trauma? Infection?
Caffeine and smoking have been found to be protective
Diagnosing PD
No test or lab result available
Cardinal symptoms: tremor, bradykinesia (slowed movements), rigidity, postural abnormalities (e.g., shuffling gait and balance problems)
Patient is responsive to levodopa Recent work suggesting early loss of taste may be predictive of future PD
PD Characteristics
A movement disorder (walking, balance, freezing, handwriting); a progressive, bilateral disease Many non-motor problems also occur over time
Speech, swallowing Depression, anxiety, compulsive behaviors (gambling, etc) Dementia, psychosis Autonomic problems (thermoregulatory dysfunction – e.g., low BP) Sleep related problems (insomnia, excessive daytime sleepiness, sleep apnea) May be a function of the disease and/or treatment
PD System of Care - VA
6 Parkinson‟s disease research, education and clinical care (PADRECC) centers (2000) – regional care centers National VA Parkinson‟s Disease Consortium (2003) Consortium Center Network (2006) – 41 centers with movement disorders clinics and links to PADRECCs Neurology clinics in other VA facilities
Treatment Options
No Cure – address the symptoms
Medication
Physical therapy (exercise, Tai Chi, music) Surgery
Stem cell transplantation & gene therapy
Medications
Dopaminergic Therapy: Levodopa – converts to dopamine (that is being lost) – introduced in 1960s, still primary treatment for PD – common side-effect after continual use - Dyskinesias COMT inhibitors: to enhance and prolong dopaminergic response (taken with Ldopa)
Dopamine agonists: directly activate DA receptors
Surgery
Ablative surgery – pallidotomy, thalamotomy
Deep brain stimulation – a functional lesion (modifiable, reversible)
various sites in the brain:
Thalamus
Subthalamic nucleus Globus pallidum
Why is Surgery Important?
L-dopa is effective in early stages of disease
Within 5-10 years of therapy, most patients begin to experience complications of therapy
Longer periods in „off‟ state (impaired movement, slowness) Dyskinesias Motor fluctuation
On/off, end of dose wearing off
Ablative Surgery
Create a lesion on one or both sides of brain (pallidotomy, thalamotomy)
Addresses motor symptoms; particularly side effects of l-dopa (dyskinesias)
Significant side effects/adverse events, particularly for bilateral surgery Permanent (unable to reverse or modify)
Deep Brain Stimulation
Has become the surgical treatment of choice for PD Create a functional lesion using electrical stimulation Two primary “targets” for DBS
Globus pallidus (GPi)
Subthalamic nucleus (STN)
DBS System
Deep Brain Stimulation
STN and GPi DBS are both effective for the reduction of PD symptoms
STN DBS has become surgical treatment of choice
Considered superior to GPi DBS
Typically allows reduction of PD meds
Primarily Level IV and anecdotal evidence, one small RCT, suggest similar outcomes
A Meta-Analysis of Studies of Deep Brain Stimulation for the Treatment of Parkinson‟s Disease
To determine whether DBS of STN is more effective than DBS of GPi for treatment of symptoms of Parkinson‟s Disease
Weaver F., et al. Deep brain stimulation in Parkinson disease: a metaanalysis of patient outcomes. J Neurosurg 2005;103:956-967.
Methods
Medline Search
Mesh terms: Parkinson‟s disease, subthalamic nucleus, globus pallidum, deep brain stimulation
Supplemented with bibliography published as part of FDA consideration of approval of DBS for PD Reviewed references of articles identified for additional articles/abstracts Attempted to contact authors for data elements not included in published work
Methods
Criteria for inclusion in meta-analysis: Bilateral DBS of STN and/or GPi
Outcome measured as motor function in off medications/on stimulation state
UPDRS subscale before and after surgery
Other outcomes of interest: ADL subscale of UPDRS, levadopa equivalents pre- and post surgery
Develop a coding system for key variables
Sample size, patient demographic information, definition of treatment and control groups, mean, standard deviation, standard error in order to calculate an effect size for each study‟s findings
Results
65 published studies/abstracts identified
20 studies excluded
6 reported elsewhere 5 did not report UPDRS motor scores 6 reported only pre or post scores 1 included both unilateral and bilateral cases combined 2 involved only unilateral DBS
Results: STN DBS
30 studies 1995-2003 13% conducted in USA 565 patients (range 1-96) Patient demographics
Mean age = 57.8 yrs 66% male
Results: GPi DBS
13 studies
1997-2002
15% conducted in USA 136 subjects (range 3-38) Patient demographics
Mean age = 55.0 yrs
69% male
Motor Function – UPDRS III
(on stimulation/off medications)
STN Studies
Mean Baseline score = 51.9+
Mean Follow-up score = 22.8 % improvement = 54.3% (range 27.5-80%)
GPi Studies
Mean Baseline score = 52.2 Mean Follow-up score = 32.5
% improvement = 40.1% (range 10.5-68.1%)
Higher score, worse impairment
+
Motor Score Effect Sizes
STN studies
Overall ES = 2.59 (95% CI 2.33-2.91), p<.001
Q statistic* = 92.9, p<0.001
GPi studies
Overall ES=2.04 (95% CI 1.5-2.58), p<.05 Q statistic = 32.57, p<.0021
*tells you whether ES‟s across studies are homogeneous or not (ours are not)
ADLs Effect Sizes
STN studies
Baseline ADL=27.9; follow-up=14.8; 47%
Overall ES = 1.81 (95% CI 1.62-2.0), p<.05
Gpi studies
Baseline ADL=28; follow-up=17.2; 39% Overall ES = 1.48 (95% CI 1.14-1.81), p<.05
Medication Use
(l-dopa equivalents)
STN Studies
Baseline dose = 1185 mg + 537.3
Follow-up dose = 632.4 mg + 429.9 % change = - 46.7%
GPi Studies
Baseline dose = 1045 mg + 461.6 Follow-up dose = 1057 mg + 482.0 % change = + 1.2%
Conclusions
Both groups had significant improvement in motor function following DBS Following surgery, on average STN subjects were able to reduce their PD medication use by approximately half while GPi subjects experienced no change in medication dose
Few Gpi studies and results not uniform
Limitations of Existing Work
Small sample sizes
Non-randomized designs
Significant selection bias
Unclear patient inclusion criteria Unknown effect of surgeon experience Unable to determine whether certain patient characteristics (e.g., age) were related to outcomes
Deep Brain Stimulation
Many significant questions remain
Is surgery more effective than medication therapy?
Is STN the “best” target when other outcomes (e.g., nonmotor) and adverse events (e.g., cognitive) are considered? Do certain patients or certain symptoms respond better to DBS in one site vs. the other? Is medication reduction desirable?
CSP#468: A Comparison of Best Medical Therapy and Deep Brain Stimulation of the Subthalamic Nucleus and Globus Pallidus for the Treatment of Parkinson’s Disease
Principal Investigator Kenneth A Follett, M.D., Ph.D.
University of Nebraska Omaha, Nebraska
Co-Principal Investigators Frances M. Weaver, Ph.D.
Hines VA Hospital & Northwestern University
&
Matthew Stern, M.D.
University of Pennsylvania Health System Philadelphia, PA & Philadelphia VAMC
CSP #468
Randomized trial comparing best medical therapy to DBS and comparing STN DBS to GPi DBS Funded by
Department of Veterans Affairs National Institute of Neurological Disorders and Stroke Medtronic Neurological
Thirteen centers recruited 316 patients (6 PADRECCs*, 6 University sites)
Follow-up to 3 years
*Portland & Seattle were a joint PADRECC site, thus 7 VAs
Study Design & Randomization
N = 316 Enrollment BMT
3 & 6 month assessment
Randomization DBS GPi STN
1,3,6,12,18,24 & 36 mo
DBS
(2nd randomization)
GPi
STN
1,3,6,12,18,24 & 36 mo
Enrollment criteria: PD, impaired 3+hrs/days, no prior PD surgery, cognitively intact, no dementia/psychosis
Primary Outcome Measures
At 6 months, BMT v. DBS
Time in the “on” state without troubling dyskinesias (using patient diaries)
Represents outcome with functional significance for patients
At 2 and 3 years post-surgery, GPi v. STN
Motor function “on stim/off meds” (UPDRS III motor subscale)
“Standard” outcome measure for studies of surgery for PD
Secondary Outcome Measures
Functional Status
Hoehn & Yahr
Schwab & England Timed „stand-walk-sit‟ test
UPDRS
Sections I, II and IV (instrumental & functional adl‟s, side effects; self-report)
Section III (motor subscale; observation)
Blinded and unblinded assessments
Secondary Outcome Measures
Quality of Life
Short-Form 36 (SF-36) Parkinson‟s Disease Questionnaire 39 (PDQ-39) Quality of Well Being scale
Health Care Use
Medication use
Secondary Outcome Measures
Neuropsychological status
Attention
Language
Learning and Memory Reasoning/executive function
Mood
Secondary Outcomes
Operative technique
Simultaneous bilateral electrode implant Simultaneous or staged battery implant Radiographic (CT or MRI) target Actual target (i.e., after intraop adjustment of target location)
DBS lead location
Independent review of postop MRI
Number of microelectrode passes Operative complications, need for reoperation
Secondary Outcomes
DBS programming and stimulation parameters
Hours stimulation system used
Person doing programming
Physician, nurse, electrophysiologist
Time spent programming
Settings at visit completion
Amplitude, pulse width, frequency, contacts
Frequency of self-adjustment using hand-held controller
Secondary Outcomes
Adverse events (AE)
Serious Adverse events (SAE) – resulting in prolonged hospitalization, ER visit or hospitalization, and/or death
Surgery-related (e.g., hemorrhage, wound dehiscence) Device-related (e.g., wire break) Disease progression (new or worsening symptoms such as rigidity, tremor, poor balance) Other (e.g., cardiac event, fracture)
Checks and Balances
Executive committee (inc. PIs, some site investigators, selected CSP staff, NINDS program officer and Medtronic rep) Data Monitoring group – independent group, views outcomes data to monitor patient safety issues Human Rights Committee Monitoring through visit sites quarterly
Electronic data entry/corrections
CSP #468
The largest clinical trial of surgery for PD
Expected to be a “landmark” study
Will clarify the role of DBS for the treatment of PD Will facilitate safe and effective use of DBS for PD
Will provide level 1 evidence
Will allow us to assess the effects of DBS by patient characteristics (e.g., age, gender)
Baseline Data – Phase I
N = 316 enrolled
134 randomized to BMT
124 to immediate DBS
68 (27%) were age 70 +
187 were less than 70 years old
58% were veterans Additional 42 enrolled in DBS for Phase II; 16 patients from BMT dropped out before DBS phase
Demographics (Phase I)
BMT (n=134) Mean (sd) or % Age Male VA patient Years since PD diagnosis White Married Living with family Has personal caregiver help Family history of PD 62.9 (9.0) 82.1% 59.7% 13.2 (5.9) 95.5% 70.9% 76.1% 44.8% 23.9% DBS (n=121) Mean (sd) or % 63.0 (8.7) 81.0% 60.3% 11.5 (5.6)* 96.7% 66.1% 81.8% 47.1% 26.4%
Motor Diary Results
BMT Baseline (n=118) 7.1 7.1
7.4 BMT 6 Months (n=118) 7.1
5.6
4.2
5.6
3.9
DBS Baseline (n=108) 7.3 6.4
DBS 6 Months (n=108) 8.2 11.7
On wit ho ut t r o ub leso me d yskinesias On wit h t r o ub leso me d yskinesias Of f
A sleep
4.6 5.7
3.4 2.1
Status
Phase II data collection scheduled to end Oct. 2008 Primary paper (BMT v. DBS) in draft, target journal: NEJM
STN v. GPi paper scheduled for early 2009
Many papers on secondary outcomes planned
Recent Developments
NEJM (2006; Deuschl et al) Pairwise randomization to bilateral DBS v. medical management, n=156 (all subjects less than age 75) PDQ-39: outcome favored DBS (64%), outcome favored medical tx (36%) UPDRS III: outcome favored DBS (71%), outcome favored medical tx (27%) Motor diary: good on time increased by 5.4 hrs (DBS) vs. 0.6 hours (medical tx)
Differences
Larger sample, true RCT
Comparison of surgical target (STN v. GPi)
Inclusion of older patients (27% between ages 70 and 83)
Long Term Impact of DBS
3-5 years out, motor function improvements are stable (e.g., tremor) Axial symptoms: speech, postural stability, gait decline (disease progression) Cognitive issues (several studies have found significant negative psychological effects of STN surgery)
Costs of Surgery
Estimated that annual management cost of PD is $6000 ($4500 for meds alone) Device (electrodes, extension wires, pulse generator) = $20,000 (2003 dollars) Surgical costs (pre-op, surgery, post-op) = $52,200 (2002 dollars) Ongoing costs of medications, adverse events, battery replacement (every 2-5 yrs)
Cost-effectiveness of Surgical Target
IIR planned for December
Obtain VA, Medicare and possibly private sector use and cost data
Include quality of well-being data Subanalysis of medical vs. surgical management (only 6 mos, attempt to project costs beyond)
Where is the Field Going?
New medications New surgical targets Gene therapy/stem cells Neuroprotection: the mechanisms and strategies used to protect against neuronal injury or degeneration in the Central Nervous System (CNS). The goal is to limit neuronal dysfunction/death and attempt to maintain the highest possible integrity of cellular interactions in the brain resulting in an undisturbed neural function Cure