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BlackRock Investment Trust stocks _ shares ISA Transfer Application.pdf

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					Investment Trust Stocks and
Shares ISA Transfer
Account Opening and Dealing Form
Investment Trust Stocks and Shares ISA Transfer –
Account Opening and Dealing Form


A. Account Opening
FOR ADDITIONAL LUMP SUM INVESTMENTS ON EXISTING ACCOUNTS, PLEASE ONLY COMPLETE SECTION B.
If you require assistance in completing this application form please contact our Investor Services team – see ‘Contact us’ section in
Checklist. Please complete this form in black pen and BLOCK CAPITALS.


1. For Intermediary use only
By placing your details here and by placing business with us, you are confirming that you have received, read, understood and are
bound by our Terms of Business.



  Name                                                               Address

  FSA number

  BlackRock agent code
    Tick here if no investment advice has been given and                                                    Postcode
    therefore cancellation rights do not apply.


2. Commission Payment
I authorise the payment of my Adviser’s introductory commission of 3% inclusive of VAT to be deducted from the remittance prior to
investment. Investors who are applying through an Adviser and who have agreed a commission rate of less than 3% should state the
agreed rate here.* Commission is not payable on monthly investments.


  *% inclusive of VAT                                                Signature

  Date


3. Personal Details
You must complete this section. All fields within this section are mandatory, your application form cannot be processed without this
information.


 Holder

  Title (Mr/Mrs/Miss/Other)                                          Daytime telephone number

  Surname                                                            Email address

  First name                                                        Existing account number (if applicable)
                                                                       0       0       0      4
  Middle name(s)
                                                                     National Insurance number*
  Full permanent address
                                                                        Tick here if you do not have a National Insurance (NI) number.
                                                                    * You should be able to find your NI number on a payslip, form P45 or P60, a
                                                                      letter from HM Revenue & Customs, a letter from the Department for Works
                                                                      and Pensions or pension order book.


                                  Postcode                          For security purposes:

                                                                     Mother’s maiden name
  Date of birth
                                                                     Your place of birth
                                 DAY    MONTH         YEAR
4. Investment Details
Please select the BlackRock investment trusts in which you would like to invest your ISA transfer proceeds. The minimum transfer
per trust is £500.


 If you do not state otherwise, you will automatically be invested into Ordinary Shares.
 A full list of trusts and share classes is available in the Key Features.
 (If you wish to invest in more than four trusts please complete on a separate sheet)

 Full name of trust(s) chosen                                                              Income*   Amount or Percentage

                                                                                                       £                         /             %

                                                                                                       £                         /             %

                                                                                                       £                         /             %

                                                                                                       £                         /             %

*If you wish to take a regular income from your investment, please tick this box and complete section 5 below.
 Otherwise income will be reinvested, we do not send cheques.

5a. Bank Details for settlement and income payments
The ISA manager will make all income and redemption payments to the bank/building society account you detail below.
If you require your income payments to be made to a different bank account, please complete section 5b.


   Bank/Building Society name

   Bank/Building Society address                                              Building Society roll number (if applicable)

                                                                              Name(s) of account holder(s)

                                      Postcode

 Bank sort code                         –           –
 Bank/Building Society
 account number




5b. Receiving Income (if different from above)

   Bank/Building Society name

   Bank/Building Society address                                              Building Society roll number (if applicable)

                                                                              Name(s) of account holder(s)

                                      Postcode

 Bank sort code                         –
 Bank/Building Society
 account number



Data Protection Act
Information needed to carry out our agreement with you
Your personal details will be held and processed by us in accordance with current data protection law for the purposes of carrying out our
agreement with you. This may include the transfer of such data (i) to other members of the BlackRock group, PNC group or Barclays group and (ii) to
other businesses (in both cases including their offices in countries having different standards of protection for personal data outside the European
Union) where the transfer is necessary for the provision of services in relation to any of the BlackRock group’s investment products or services.
Your personal data may continue to be held and processed after the termination of your agreement.
Marketing of BlackRock products
By signing the application form, you agree that you may be sent information about the BlackRock group’s other investment products and services.
We will not sell or pass on your details to any other third party. If you do not wish to give this consent please tick this box
6. Declaration and Authorisation (this section is compulsory)
I authorise BlackRock Investment Management (UK) Limited or its nominee to:
(i) hold my cash subscription, ISA investments, interest, dividends and any other rights or proceeds in respect of those investments
    and any other cash;
(ii) make on my behalf any claims to relief from tax in respect of ISA investments.
I have been supplied with and have read and understood the Key Features and ISA Terms and Conditions. I agree that the contract
between me and the ISA Manager shall be constituted by this Application Form, the Key Features and ISA Terms and Conditions
from time to time in force, the latter taking precedence in case of any conflict between these documents. I understand that this
transfer application is subject to acceptance by the ISA Manager.
If I am transferring a cash ISA, I understand that it will be transferred into a stocks and shares ISA.
I am 18 years of age or over. I have not subscribed and will not subscribe more than the overall subscription limit in total to a cash
ISA and a stocks and shares ISA in the same tax year.
I am not a US Person and I will notify the ISA Manager immediately should my status change.
I understand that I may be asked to provide evidence of my identity and that the ISA Manager reserves the right to withhold
redemption proceeds or freeze my account until I have provided satisfactory proof of my identity.
I declare that the information given in this Application has been completed to the best of my knowledge and belief and I make the
declarations and give the authorisations set out above.



  Holder’s signature                                                                           Date

                                                                                                          DAY   MONTH       YEAR


Check list
   Please ensure you have completed the ‘Personal details’ section, this is mandatory, your application form cannot be processed
   without this information.
   In order that income and redemption payments can be paid direct to your Bank or Building Society account, please complete
   section 5.
   Please ensure you have signed and dated the Declaration in section 6.
   Please ensure you have signed and dated the Instruction on Form 1 and/or Form 2.
   Contact us: if you have any further queries please contact our Investor Services Team on 0800 44 55 22, our lines are open from
   8.30am to 6.00pm. For your protection, telephone calls are usually recorded.
   Please return your completed application form in the reply-paid envelope provided or send it to:
   Freepost RLTZ-KHUH-KZSB, BlackRock Investment Management (UK) Limited, PO Box 9036, Chelmsford CM99 2XD.
Form 1 – Stocks and shares ISA to be transferred
1. Personal Details

   Title (Mr/Mrs/Miss/Other)                                               First name

   Surname                                                                 Middle name(s)



2. Stocks and shares ISA to be transferred

 Name of stocks and shares ISA Manager
                                                                           Stocks and shares ISA Manager address


 Account/ref no(s) of ISA(s) to be transferred:
                                                                                                                Postcode

 Note that current tax year subscriptions must be transferred in full.
 Current tax year stocks and shares ISA
 Please transfer my current year’s stocks and shares ISA subscriptions    Previous tax year ISAs

      Yes                  No         Partial transfer of   £                 OR        Full transfer


 For partial transfers please indicate below the specific holding and number of shares or value you wish to be sold within your ISA
 and transferred in cash.
 Stocks and shares ISA holding                                           Shares                                 Value

                                                                                                           OR    £

                                                                                                           OR    £

                                                                                                           OR    £


3. Instruction
I hereby instruct my current ISA Manager to transfer the above stocks and shares ISA(s) by liquidating the assets and forwarding the
proceeds to BlackRock Investment Management (UK) Limited. Where I have opted to transfer my ISA for the current tax year, please
cease collection of any monthly savings plan with immediate effect. I authorise you to provide BlackRock Investment Management (UK)
Limited, Freepost RLTZ-KHUH-KZSB, PO Box 9036, Chelmsford CM99 2XD, with any information concerning the above stocks and shares
ISA(s) and to accept from them any instruction relating to the stocks and shares ISA(s). This is subject to their acceptance of my transfer
application.


   Holder’s signature                                                                               Date

                                                                                                                DAY     MONTH   YEAR
Form 2 – Cash ISA to be transferred to a stocks and shares ISA

1. Personal Details

  Title (Mr/Mrs/Miss/Other)                                                First name

  Surname                                                                  Middle name(s)


2. Cash ISA to be transferred

 Name of cash ISA Manager
                                                                           Cash ISA Manager address


 Account/ref no(s) of ISA(s) to be transferred:

                                                                                                           Postcode
 Note that current tax year subscriptions must be transferred in full.
 Current tax year cash ISA
 Please transfer my current year’s cash ISA subscriptions Previous tax year ISAs

       Yes                  No         Partial transfer of   £                 OR       Full transfer


 For partial transfers please indicate the value you wish to transfer.
 Cash ISA holding                                                        Value

                                                                           £

                                                                           £

                                                                           £



3. Instruction
I hereby instruct my current ISA Manager to transfer the above cash ISA(s) to BlackRock Investment Management (UK) Limited.
Where I have opted to transfer my ISA for the current tax year, please cease collection of any monthly savings plan with immediate
effect. I authorise you to provide BlackRock Investment Management (UK) Limited, Freepost RLTZ-KHUH-KZSB, PO Box 9036,
Chelmsford CM99 2XD, with any information concerning the above cash ISA(s) and to accept from them any instruction relating to
the cash ISA(s). This is subject to their acceptance of my transfer application.



  Holder’s signature                                                                                Date

                                                                                                           DAY   MONTH   YEAR
BlackRock Investment Management (UK) Limited is authorised and regulated by the Financial Services Authority.
Registered Office: 12 Throgmorton Avenue, London EC2N 2DL. Registered in England No. 02020394.
002791-12 Mar

				
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