Docstoc

Christopher J Williams Story

Document Sample
Christopher J Williams Story Powered By Docstoc
					                                                                                                                                                             JUNE 2009


                                                                                                                  B.E. INVESTMENT BANKS




                                                                                                              Lead        No. of     Co-Lead      No. of    Total       Total
       This                                                             Chief                                Issues        Lead      Co-Lead     Co-Lead   Issues      No. of
       Year Company                                 Location            Executive                 Staff   (in millions)   Issues   (in millions) Issues (in millions) of Issues

        1      Loop Capital Markets L.L.C.          Chicago, IL         James Reynolds Jr.          95     $2,159.5         7      $172,301.8      121    $174,461.3     128

       2 The Williams Capital Group New York, NY      Christopher J. Williams 52 2,145.2
2 The Williams Capital Group L.P. L.P. New York, NY ChristopherJ. Williams 52 2,145.2                                       3
                                                                                                                            3       227,822.4 123 229,967.6 126
                                                                                                                                   227,822.4 123 229,967.6 126
        3      SBK-Brooks Investment Corp.          Cleveland, OH       Eric L. Small               15       1,210.0        6        13,488.5        11     14,698.5      17

        4      Blaylock Robert Van L.L.C.           Oakland, CA         Eric Standifer              38        225.0         4       143,912.6      60       144,137.6    64
        5      CastleOak Securities L.P.            New York, NY        David R. Jones              25           86.1        1     152,509.3        74     152,595.4      75

        6 Siebert Brandford Shank & Co. L.L.C. New York, NY             Suzanne Shank               65          21.0        3        6,008.2        17       6,029.2     20

        7      Utendahl Capital Partners L.P.       New York, NY        John O. Utendahl            45            —        —       133,398.5       66      133,398.5     66

        8      Toussaint Capital Partners L.L.C. New York, NY           Avery F. Byrd Sr.           20            —        —         39,331.1       17       39,331.1     17

        9 Jackson Securities L.L.C.                 Atlanta, GA         Reuben R. McDaniel III      22            —        —         30,091.1       25       30,091.1     25

        10 M.R. Beal & Co.                          New York, NY        Bernard B. Beal             46            —        —         18,838.8       21       18,838.8     21
            AS OF DEC. 31, 2008. SOURCE: B.E. RESEARCH AND THOMSON REUTERS. REVIEWED BY KBL L.L.P., CERTIFIED PUBLIC ACCOUNTANTS & ADVISORS.


                                Excerpted with permission from Black Enterprise, June 2009. www.blackenterprise.com.
                  © 2009 EARL G. GRAVES, LTD. All Rights Reserved. Foster Printing Service: 866-879-9144, www.marketingreprints.com.