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					learning SolutionS
     relevanCe / exCellenCe / reSultS




     training Catalog
           LeArnIng SoLuTIonS


neW in 2012!
The IIA continues to introduce
timely and relevant new courses
that support your competence
and expertise. recently added
offerings include:

    •	 Assessing	Risk:	Ensuring	
      Internal Audit’s Value                           The Institute of Internal Auditors is the leader
    •	 Auditing	the	Cloud
                                                       in innovative internal audit learning, and
    •	 Data	Analysis	for	Internal	
      Auditors                                         provides quality, engaging, facilitated learning
    •	 Lean	Six	Sigma	Tools	for	                       opportunities for its members and customers.
      Internal Audit Planning
                                                       IIA Learning Solutions help ensure that you
    •	 Lean	Six	Sigma	Tools	for	
      Internal Audit Fieldwork                         have the knowledge and skills you need to
    •	 Operational	Auditing:	                          provide the highest level of assurance, insight,
      evaluating Procurement
      and Sourcing
                                                       and objectivity possible, adding value to your
    •	 Operational	Auditing:	                          organization. We are committed to delivering the
      Evaluating	the	Supply	Chain
                                                       very best in internal audit training, and living up
Visit www.theiia.org/Seminars for                      to our reputation as the global leader in internal
availability of these and other
new courses. They can also be                          audit education by providing the highest quality,
customized and delivered to your
                                                       convenience, and value in the business.
organization on your schedule as
on-site Training.




2          www.theiia.org/LearningSolutions   /   +1-407-937-1111   /   Training@theiia.org
Quality
the iia raises the bar on quality. When building and updating our courses, we
                                                                                                    The IIA’s MulTIple
incorporate best practices in adult instructional design, the strategy and theory
                                                                                                    leArnIng plATforMs
behind how adults learn. the iia works closely with subject matter experts to
develop and maintain courses and ensure that they are aligned with the iia’s                        publIc seMInArs: Multi-day training
Professional Practices Framework.                                                                   events that offer a variety of classroom-style
                                                                                                    courses.
the iia’s talent is another reason our top quality training programs are superior.
                                                                                                    VIrTuAl seMInArs: Facilitated courses
our facilitators undergo rigorous training and peer-review, and are experts at                      offered via the Internet in shorter sessions
encouraging knowledge transfer throughout the event, by way of discussions,                         over multiple days.
exercises, and activities.
                                                                                                    on-sITe TrAInIng: Customizable courses
                                                                                                    for five or more attendees presented at the

ConvenienCe                                                                                         organization’s location (or delivered virtually
                                                                                                    to multiple locations simultaneously).
the iia’s learning solutions meet the needs of audit practitioners, regardless of
                                                                                                    execuTIVe TrAInIng: A four-day executive
travel schedule, training budget, learning style, or experience level. our multiple                 development program for new or aspiring
learning platforms (see sidebar) make it easy for you to fit training into your busy                chief audit executives.
schedule.
                                                                                                    WebInArs: Timely content offered free of
you can’t get much more convenient than having iia on-site training come                            charge to IIA members.

to you with its portfolio of more than 60 courses that can be customized and                        eWorkshops: Interactive, multi-day online
delivered live or virtually to groups of five or more at your organization.                         training sessions on various topics, offering
                                                                                                    the flexibility for participants to attend one or

value
                                                                                                    more sessions.

                                                                                                    The IIA’s cIA leArnIng sysTeM™: A flexible,
the iia is focused on delivering the best product at the best value for our mem-                    customizable Certified Internal Auditor® train-
bers. the iia’s average price per continuing professional education (CPe) hour is                   ing program that combines printed materials,
the most affordable among top providers of internal audit training.                                 interactive online study tools, and optional
                                                                                                    instructor-led course materials.
Here’s how you can benefit from the most cost-effective learning solutions available:
  •	 Early	registration	pricing	is	available	for	most	offerings.                                    conferences: Multi-day, multi-track
                                                                                                    training events that draw practitioners from
  •	 Exclusive	IIA	member	pricing	allows	you	to	save	substantially	over	
                                                                                                    around the world and offer unparalleled
    nonmembers.                                                                                     opportunities for networking.
  •	 On-site	training	saves	you	travel	expenses.
  •	 Four-for-three	seminar	savings	and	group	discounts	are	available	for	select	
    iia conferences.
  •	 Discounted	IIA	Research	Foundation	Bookstore	purchases,	including	
    free shipping and an additional 10% savings for purchases made during                           need help IdenTIfyIng The
    your event.                                                                                     plATforM ThAT’s rIghT for you?
  •	 A	free	one-year	IIA	membership	is	awarded	to	customers	who	pay	the	non-                        contact IIA customer relations at
    member rate when registering for select iia conferences and seminars.                           +1-407-937-1111 or Training@theiia.org
                                                                                                    between the hours of 8:30 a.m. and
                                                                                                    5 p.m. esT Monday – friday.




                                           www.theiia.org/learningSolutions   /   +1-407-937-1111   /     training@theiia.org                  3
                                       AbouT IIA leArnIng soluTIons .............................. 3                    Small Audit Shop – Challenges, Opportunities,
                                                                                                                        and Emerging Practices ......................................... 30
                                       course And knoWledge leVels ............................ 5
                                                                                                                        Health Benefits Administration Auditing ................ 31
                                       courses
                                                                                                                        Evaluating Organizational Ethics ........................... 31
                                       Beginning Auditor Tools and Techniques ................... 6
                                                                                                                        Updated! Control Self-assessment:
                                       Audit Manager Tools and Techniques ........................ 7                    An Introduction ....................................................... 32
                                       New! Operational Auditing:                                                       Control Self-assessment: Facilitation Skills ........... 32
                                       Influencing Positive Change ...................................... 8
                                                                                                                        Creative Problem-solving Techniques for Auditors ... 33
                                       Internal Audit Quality Assessment:
                                       Establishing your QA and Improvement Program ...... 9                            Consulting: Activities, Skills, Attitudes .................. 33
                                       Performing External Quality Assessments of the                                   Contract Auditing .................................................... 34
                                       Internal Audit Activity.............................................. 10
                                                                                                                        Fraud Auditing Using ACL (IIA/Deloitte) .................. 34
                                       Auditor-in-charge Tools and Techniques ................. 11
                                                                                                                        Developing a Fraud Risk Management
                                       Leadership Skills for Auditors.................................. 12              Program for Your Organization (IIA/Deloitte) .......... 35
                                       Audit Report Writing ............................................... 13          Financial Statement Fraud Detection for
                                                                                                                        Internal Auditors (IIA/Deloitte) ................................ 35
                                       Updated! Enterprise Risk Management:
                                       An Introduction........................................................ 14       IFRS: Internal Audit’s Roadmap for Conversion
                                                                                                                        (IIA/Deloitte) ........................................................... 36
                                       Assessing Your Organization’s Risk Management
                                       Process ................................................................... 15   IFRS vs. GAAP: An Introduction for
                                                                                                                        Internal Auditors (IIA/Deloitte) ................................ 36
                                       Communication Skills for Auditors ......................... 16
                                                                                                                        New! Assessing the Relevance and
                                       Updated! Project Management Techniques ............ 17                           Reliability of Performance Information ................... 37
                                       New! Critical Thinking for Internal Auditors                                     New! A New Service Model: Auditor Roles in
                                       (IIA/Deloitte) ........................................................... 18    Government Performance Measurement ................. 37
                                       CIA Learning System Comprehensive                                                Introduction to IT Auditing (IIA/Deloitte) ................. 38
                                       Facilitator-led Course, Part 3 ................................. 19
                                                                                                                        IT Auditing: Beyond the Basics (IIA/Deloitte) .......... 38
                                       New! Statistical Sampling for Internal Auditors ..... 20
                                                                                                                        Auditing JD Edwards (IIA/Deloitte) .......................... 39
    TABLE	OF
                                       Value-added Business Controls:
                                       The Right Way to Manage Risk ............................... 21                  Auditing Oracle Applications (IIA/Deloitte) ............. 39

    ContentS                           Risk-based Auditing: A Value Add Proposition ....... 21
                                       Construction Activity: Audit Strategies ................... 22
                                                                                                                        Auditing PeopleSoft (IIA/Deloitte) ........................... 40
                                                                                                                        SAP Implementation and Process Auditing
                                                                                                                        (IIA/Deloitte) ............................................................ 40
                                       COSO Based Internal Auditing ................................ 22
                                                                                                                        SAP ERP Technical Audit (IIA/Deloitte) .................... 41
                                       Best Practices in Internal Auditing ......................... 23
                                                                                                                        New! SAP GRC: Access Control and
                                       Financial Auditing for Internal Auditors ................. 23                    Process Control (IIA/Deloitte) .................................. 41
                                       Sarbanes-Oxley: Assessing IT Controls ................... 24                     Computer-Assisted Audit Techniques (IIA/Deloitte) ..... 42
                                       Human Resources: Auditing Your HR Function ....... 24                            on-sITe TrAInIng ................................................. 43
                                       Updated! Effective Writing for Auditors .................. 25                    e-leArnIng opporTunITIes ................................ 44
                                       Dashboards – The Metrics Tool to Manage                                          The IIA’s cIA leArnIng sysTeM ........................... 45
                                       Your Department .................................................... 25
                                                                                                                        conferences ....................................................... 46
                                       Internal Auditing for Fraud (IIA/Deloitte) ................ 26
                                                                                                                        General Audit Management Conference ................. 46
                                       Purchasing Fraud: Auditing and
                                       Detection Techniques (IIA/Deloitte) ......................... 26                 Gaming Conference ................................................ 47
                                       New! Corruption: Mitigation Strategies                                           2012 International Conference ............................... 48
                                       for Internal Audit (IIA/Deloitte) ............................... 27
                                                                                                                        Governance, Risk, and Control Conference ............. 49
                                       Continuous Auditing ............................................... 27
                                                                                                                        Southern Regional Conference ............................... 50
                                       Audit Reports: Better Design, Faster Delivery ......... 28
                                                                                                                        ITAC 2011 - IT Audit & Controls Conference ............ 50
                                       Auditing Investment Activities ............................... 28
                                                                                                                        All Star Conference ................................................. 51
                                       Auditing Derivative Strategies ................................ 29
                                                                                                                        VIsIon unIVersITy (execuTIVe deVelopMenT) .... 52
                                       Corporate Governance:
                                       Strategies for Internal Audit ................................... 29             AlphAbeTIcAl Index ............................................ 53
                                       Sarbanes-Oxley Primer: Charting Your Course ........ 30                          TopIcAl Index ....................................................... 53




4   www.theiia.org/LearningSolutions   /       +1-407-937-1111                      /       Training@theiia.org
                                                                                                                                        iConS
                                                                                                                                                eArly regIsTrATIon
                                                                                                                                                dIscounT = Register for
             CourSe levelS                                                                                                              a course before the early registration

             AnD	KnOwLEDgE	LEvELS                                                                                                       cut-off date and IIA members will save
                                                                                                                                        up to an additional 10%! That savings
             course levels                                                                                                              is offered in addition to the special IIA
                                                                                                                                        member pricing and is not available
             leVel I – Auditors with less than one year’s audit experience who are responsible for gaining auditing knowledge,
                                                                                                                                        with any other offers. Visit www.theiia.
             perspectives, and job performance skills.
                                                                                                                                        org/Seminars for a list of early registra-
             leVel II – Auditors with more than one year’s experience whose responsibilities include staff auditor training;            tion dates and log in as an IIA member
             planning, execution, and completion of audits; and project leader duties.                                                  to see the discount reflected during your
             leVel III – Supervisory and management personnel responsible for multiple-audit duties and who participate in              registration.
             budgeting, planning, scheduling, and monitoring activities/special projects.
                                                                                                                                                 VIrTuAl seMInAr = This
             leVel IV – Persons responsible for managing the auditing department with key responsibilities including                             course is also available as a
             auditing, planning, scheduling, budgeting, reporting, and evaluating performance.                                          virtual online offering. Visit www.theiia.
                                                                                                                                        org/Virtuals for course schedules and
             knowledge levels                                                                                                           pricing.
             begInner leVel A – Auditors with minimal knowledge of the topics being presented.
                                                                                                                                                onsITe Icon = This course
             AssocIATe leVel b – Auditors with some awareness and knowledge of the topics being presented, but with little                       can be customized and brought
             practical experience.                                                                                                      to your organization as On-site Training.
             experT leVel c – Auditors with good knowledge of and practical experiences on the topics being presented but               Visit www.theiia.org/Onsite for details.
             seeks solutions to problems or issues encountered.

             MAsTer leVel d – Auditors with an excellent understanding of the topics being presented and those who are
             interested in exchanging knowledge with facilitators and other participants.

                                                                                                                                                          The Institute of

             general inFormation                                                                                                                          Internal Auditors is
                                                                                                                                                          registered with the
             seminar and conference cancellation policy*                                                                                                  National Associa-
             Cancellations must be made in writing before the event start date. The IIA’s cancellation policy is as follows:            tion of State Boards of Accountancy
                                                                                                                                        (NASBA) as a sponsor of continuing
                 •	 No	cancellation	fee	for	cancellations	received	more	than	four	weeks	before	the	event.	                              professional education on the National
                 •	 A	non-refundable	service	charge	of	US	$495	for	cancellations	received	two	to	four	weeks	before	the	event.	          Registry of CPE Sponsors. State boards
                    This fee will be waived if another training program is purchased at time of cancellation.                           of accountancy have final authority on
                                                                                                                                        the acceptance of individual courses
                 •	 No	refunds	will	be	given	for	cancellations	received	within	two	weeks	of	the	event.	
                                                                                                                                        for CPE credit. Complaints regarding
                                                                                                                                        registered sponsors may be submitted
             All requests for refunds will be processed within 30 days following the program. For more information regarding
                                                                                                                                        to the National Registry of CPE Spon-
             refund and/or program cancellation policies, please contact IIA Customer Relations at +1-407-937-1111.
                                                                                                                                        sors through its website:
             self study                                                                                                                 www.learningmarket.org.

             On-demand self study courses are available to IIA members through a partnership third-party training provider.
             All IIA service providers are certified in accordance with National Association of State Boards of Accountancy
             (NASBA) standards to offer online self-study courses. Continual professional education (CPE) credits earned for
             these courses are issued by the service providers.




             Fees, dates, courses, locations, and program content are subject to change without notice.




* Some exclusions apply                                                      www.theiia.org/LearningSolutions    /    +1-407-937-1111    /    Training@theiia.org                    5
                                                     BEgInnIng	AuDITOR	
         4 Days / 32 CPE                             TOOLS	AnD	TEChnIquES
         Course Level I                              Learn the ins and outs of an audit from beginning to end.
                                                     To become a successful auditor, a strong base of knowledge and an understanding of basic
         Knowledge Level A                           audit skills are essential. With this program, new auditors, as well as non-auditors with
                                                     internal control responsibilities, can learn the ins-and-outs of an audit from beginning to end.
         Field of Study: Auditing                    Through team exercises, group discussion, and facilitator presentations, attendees will gain a
                                                     foundation of knowledge that will allow them to prepare properly for and conduct a successful
         Call for onsite pricing.                    audit, using preliminary surveys and evidence-gathering techniques. A basic understanding
         Go online for course dates.                 of how to identify risks and internal controls in auditing will also be stressed, along with
                                                     interpersonal and team-building skills.

                                                     Your opportunity to:
                                                        •	 Learn	how	to	perform	the	work	of	internal	auditing,	enabling	you	to	carry	out	your	
                                                           assignment on a value-added audit engagement.

                                                        •	 Be	able	to	engage	in	a	risk-based	audit	approach,	from	planning	through	process	
                                                           documentation, to testing, analysis, and reporting.

                                                        •	 Understand	internal	auditing	today.	

                                                        •	 Become	familiar	with	the	scope	and	application	of	the	International	Professional	
                                                           Practices Framework.

                                                        •	 Learn	the	concepts	and	terms	that	are	central	to	internal	auditing.	

                                                        •	 View	your	own	organization	from	an	internal	audit	perspective.	

                                                        •	 Learn	how	to	communicate	and	“sell”	internal	audit	results.



                                                     Featured Facilitator
                                                     Mary Modelski, CGAP, CFSA, CCSA, is the internal audit director for the Salt River Pima-
                                                     Maricopa Indian Community (SRPMIC.) Her oversight includes two casinos, a development
                                                     company, financial institution, landfill, two Troon managed golf courses, an education and
                                                     housing division, public safety (i.e., police and fire), and over 56K acres of land used for
                                                     residential, commercial and agriculture. She has 20 years experience as an audit professional
                                                     and specializes in SDLC, general controls, SOA, SAS, and compliance type reviews.

         “This course helped me                      Prior to joining SRPMIC, Mary was a technology risk manager for Protiviti in Phoenix, an
                                                     internal auditor for the City of Scottsdale, an EDP auditor with Motorola, and a senior PC/LAN
          to solidify a lot of the
                                                     administrator with SuperValu.
        things that I was learning
          on the job and made                        Customer Feedback About Mary
         me more confident that                      “Mary	Modelski	was	an	excellent	facilitator,	and	I	would	recommend	any	class	she	teaches.”

            I am doing things                        “This	was	one	of	the	best	courses	I	attended.	The	course	was	delivered	in	such	a	way	that	all	
             the ‘right’ way.”                       different	learning	styles	were	addressed.”




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6   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
AuDIT	MAnAgER	
TOOLS	AnD	TEChnIquES                                                                                      4 Days / 32 CPE
This course provides new managers with the tools needed to                                                Course Level III, IV
lead effectively.
Transitioning from staff auditor to manager of an audit team means learning and mastering                 Knowledge Level D
an entirely new skill set. Audit managers must not only be efficient auditors, but also effective
communicators, teachers, and active listeners.                                                            Field of Study: Auditing
Through practical exercises and case studies, participants will learn how to manage the roles
                                                                                                          Call for onsite pricing.
and relationships of the diverse parties involved in the auditing process. Participants will
learn how to maintain lines of communication with the CAE and executive management, and                   Go online for course dates.
problem solve while motivating and delegating to a team.

Your opportunity to:
   •	 Plan,	manage,	and	implement	an	audit	from	beginning	to	end.	

   •	 Identify,	prioritize,	and	measure	risks	and	their	role	in	auditing.	

   •	 Understand	how	to	identify,	document,	and	evaluate	internal	controls.	

   •	 Use	the	preliminary	survey	to	determine	how	and	what	to	audit.	

   •	 Discover	the	best	techniques	for	gathering	audit	evidence	and	preparing	workpapers.	

   •	 Enhance	and	practice	interpersonal	and	team-building	skills	throughout	the	audit.	

   •	 Understand	the	importance	of	the	audit	communication	process.	

   •	 Effectively	manage	the	audit	staff	and	its	resources.	

   •	 Develop	effective	channels	of	communication	with	the	CAE	and	executive	management.	

   •	 Master	audit	management	techniques	through	effective	planning,	problem	solving,	
      motivation, and vision.

   •	 Learn	techniques	for	managing	time,	assigning	and	delegating	tasks,	and	document-
      ing and presenting audit results.

   •	 Create	an	environment	of	trust,	teamwork,	accountability,	and	responsibility	and	
      develop strategies to increase participation and cooperation of the audit staff.                      “It was good to hear
                                                                                                            real life experiences
Featured Facilitator                                                                                      from the facilitators as
Terry Bingham, CIA, CCSA, is a senior information systems audit analyst with the Federal                well as those attending the
Reserve Bank of Cleveland. She currently performs information systems-related audits such
                                                                                                          class – it gives a better
as application reviews, data center, information security, and business continuity. She has
also performed financial, operational, and contract audits, consulting engagements, special             perspective on issues rather
investigations, and control self-assessment (CSA) projects.                                              than consistent lecture.”
She is a frequent facilitator for The IIA and has earned the Distinguished Faculty Member
designation.
                                                                                                              “I would definitely
Customer Feedback About Terry                                                                              recommend this course
“As	a	facilitator,	Terry	provides	lots	of	color	commentary	and	war	stories	which	added	depth	            to other audit management
of understanding, served to emphasize the content, and enhanced retention of the ideas                          professionals.”
presented.”

“She	was	well-prepared	and	knowledgeable	and	did	a	good	job	of	encouraging	participation	
from	a	broad	spectrum	of	students.”




                                                           www.theiia.org/LearningSolutions         /   +1-407-937-1111   /      Training@theiia.org   7
                                                           New!
         2 Days / 16 CPE                                   OpERATIOnAL	AuDITIng:	
         Course Level III                                  inFluenCing PoSitive
         Knowledge Level C
                                                           CHange
                                                           Invigorate and revitalize your operational auditing toolkit.
         Field of Study: Auditing                          Participants of this course will discover that operational auditing plays an important role in
                                                           today’s business environment, well beyond the realm of money, compliance, and traditional
         Call for onsite pricing.                          internal controls, and into the realm of a trusted business partner influencing management’s
         Go online for course dates.                       pursuit of operational excellence.

                                                           They will also learn how to employ various methods, tools, and skills to collect and analyze
                                                           operational information and data, identify causes of operational issues and risk exposures,
                                                           and develop solutions to enhance the operational performance of business activities,
                                                           processes, and resources deployed across the organization.

                                                           This highly interactive and dynamic program engages participants through group sharing,
                                                           focused activities, and case study based simulations.

                                                           Your opportunity to:
                                                               •	 Illustrate	how	operational	auditing	contributes	toward	the	achievement	of	the	
                                                                  organization’s value drivers.

                                                               •	 Identify	specific	skills	to	be	fostered	and	business	knowledge	needed	to	effectively	
                                                                  deliver value-added services.

                                                               •	 Develop	project	plans	that	promote	the	successful	outcome	of	operational	audit	
                                                                  engagements.

                                                               •	 Apply	the	risk-based	approach	to	an	operational	audit.

                                                               •	 Employ	business	process	improvement	techniques	and	tools	during	an	operational	
                                                                  audit.

                                                               •	 Utilize	benchmarking	methodology	to	perform	an	operational	audit.

                                                               •	 Determine	a	reporting	approach	that	creates	a	positive	impact.	




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                                           Fee, courses, and program content are subject to change without notice.




8   www.theiia.org/LearningSolutions   /   +1-407-937-1111             /     Training@theiia.org
InTERnAL	AuDIT	
Quality aSSeSSment:                                                                                          2 Days / 16 CPE
ESTABLIShIng	yOuR	                                                                                           Course Level II, III, IV
qA	AnD	IMpROvEMEnT	                                                                                          Knowledge Level C
Program
                                                                                                             Field of Study: Auditing
Realize the benefits of an effective quality assurance and
improvement program.                                                                                         Call for onsite pricing.
This is one of two IIA courses designed to assist participants with their internal audit activity’s          Go online for course dates.
ability to comply with Standard 1300. It focuses on how to build quality into your internal
audit activity and create a cost-effective ongoing review program (Standard 1311).

This course will also help participants determine where they are on the path to quality and
their level of readiness for an external assessment. It is facilitated by knowledgeable facilita-
tors with extensive experience in quality assessment activities. Participants should have an
understanding of the IPPF.

Your opportunity to:
   •	 Identify	opportunities	to	improve	your	internal	audit	activity’s	ability	to	add	value	and	
      improve operations – and develop actions to move forward on the path to quality.

   •	 Perform	a	high-level	self-assessment	of	your	internal	audit	activity’s	conformity	with	
      the Standards and Code of Ethics.

   •	 Create	the	foundation	for	a	cost-effective	quality	assurance	and	improvement	program	
      for your internal audit activity.

   •	 Get	ready	for	an	external	quality	assessment.



Featured Facilitator
Michael Cooley, CIA, is the senior audit manager of the professional practices audit group for
Regions Financial, a top 15 U.S. bank-holding company headquartered in Birmingham, AL,                         “The facilitator was
with	$137	billion	in	assets,	operating	1,800	banking	offices	in	16	states.	He	is	responsible	                 outstanding. He was
for overseeing the continuing development and execution of the Regions audit methodology,
                                                                                                          knowledgeable on the subject
quality assurance function, staff training and development, and the reporting of the results
of Division activities up to and including the Audit Committee. He has been with the bank for             matter, an interesting speaker,
15+ years. Michael is also a qualified Quality Assessor/Validator.                                           and really engaged the
Customer Feedback About Michael                                                                                  class members.”
“Mike	is	an	extremely	experienced	facilitator	who	could	share	situations	and	solutions	from	
outside	of	my	audit	world.”                                                                               “The group size was perfect
“Mike	is	very	professional	and	has	great	teaching	skills.”                                                   for interaction, and the
                                                                                                           materials were well written.
                                                                                                           Having several experienced
You May Also                                                                                               persons present to provide
Benefit From These                                                                                        insight and alternative view-
IIARF Bookstore Products                                                                                  points was definitely a plus.”




                                                             www.theiia.org/LearningSolutions         /   +1-407-937-1111     /    Training@theiia.org   9
                                                      PerForming external
          2 Days / 18 CPE                             Quality aSSeSSmentS
          Course Level II, III, IV                    OF	ThE	InTERnAL	AuDIT	
          Knowledge Level C
                                                      aCtivity
                                                      Discover and utilize proven quality assessment tools and
          Field of Study: Auditing                    techniques.
                                                      This is one of two IIA courses designed to assist participants with their internal audit
          Call for onsite pricing.
                                                      activity’s ability to comply with Standard 1300 and, more importantly, realize the benefits of
          Go online for course dates.                 an effective quality assurance and improvement program. This course focuses on the assess-
                                                      ment process that is used in a periodic internal assessment (Standard 1311) and an external
                                                      quality assessment (Standard 1312). The course is lead by knowledgeable facilitators with
                                                      extensive experience in quality assessment activities.

                                                      A prerequisite course is Internal Audit Quality Assessment: Establishing Your QA and Improve-
                                                      ment Program (page 9), and participants should have an understanding of the International
                                                      Professional Practices Framework (IPPF).

                                                      Your opportunity to:
                                                         •	 Apply	the	IPPF	to	a	quality	assessment	review	case	study.	

                                                         •	 Develop	a	solid	understanding	of	the	process	used	to	complete	a	periodic	internal	
                                                            assessment or external quality assessment of an internal audit activity.

                                                         •	 Discover	and	utilize	proven	quality	assessment	tools	and	techniques.	

                                                         •	 Explore	the	recommended	external	quality	assessment	approaches	and	identify	the	best	
                                                            approach for your organization.

                                                         •	 Fulfill	one	of	the	requirements	to	become	a	qualified	Assessor/Validator.	




                                                      You May Also
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          “This course was led by
           extremely experienced
           facilitators who could
            share situations and
           solutions from outside
            of my audit world.“


       “Very well done. This course
       exceeded my expectations.”




10   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
AuDITOR-In-ChARgE	TOOLS	
AnD	TEChnIquES                                                                                              4 Days / 32 CPE
Prepare yourself to manage a successful audit team.                                                         Course Level II
Leading an audit team not only requires a great deal of knowledge, it also requires dedica-
tion, efficiency, and effective leadership skills. Audit leaders today need to know how to run a            Knowledge Level B
team properly so that every project runs smoothly. In other words, they need the skills to lead
with confidence. Whether you’re preparing to lead an audit team in the future or are already in             Field of Study: Auditing
charge of one, this class will help you be an effective leader.

This stimulating and informative session covers the organizational, time management and                     Call for onsite pricing.
problem solving skills necessary to manage a successful team. Through diverse teaching                      Go online for course dates.
methods such as facilitator presentations, case studies, and group discussions, auditors
will learn and practice eight simple planning tools that ensure success. Upon completion,
participants will also be able to identify the six steps of effective delegation, a tool imperative
to running any audit team.

Your opportunity to:
   •	 Master	project	management	techniques	by	planning	effectively,	using	organizational	
      techniques, and learning to expect the unexpected.

   •	 Use	eight	simple	planning	tools	that	ensure	success.	

   •	 Find	out	how	to	control	the	audit	by	using	well-established	supervisory,	communication,	
      and time-management techniques.

   •	 Identify	six	steps	of	effective	delegation.	

   •	 Train	auditors	to	perform	assigned	tasks,	solve	problems,	and	document	audits	properly.	




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                                                                                                          “This is the best IIA course
                                                                                                            I have ever attended.”




            Fee, courses, location, and program content are subject to change without notice.




                                                               www.theiia.org/LearningSolutions       /   +1-407-937-1111     /   Training@theiia.org   11
                                                      LEADERShIp	SKILLS	
          4 Days / 32 CPE                             FOR	AuDITORS
          Course Level II, III, IV                    Great leaders aren’t born – they’re trained by The IIA.
                                                      Strong leadership qualities are imperative to running any audit team at the highest possible
          Knowledge Level C                           level. In this course, audit leaders and supervisors will learn tools and techniques for culti-
                                                      vating and maintaining an effective and efficient team, keeping them motivated and efficient
          Field of Study: Personnel                   through the entire audit process.

                                                      Seasoned facilitators will utilize various teaching methods and provide valuable input to an
          Call for onsite pricing.                    understanding of human behavior that will help attendees focus on the needs of individuals
          Go online for course dates.                 and improve communication abilities within an audit team as well as with customers.

                                                      Your opportunity to:
                                                         •	 Gain	a	greater	understanding	of	audit	leader	responsibilities.	

                                                         •	 Create	and	maintain	efficient,	effective,	and	motivated	teams	of	auditors.	

                                                         •	 Maximize	your	audit	team	performance	by	understanding	human	behavior	and	focusing	
                                                            on the needs of the individual and the team.

                                                         •	 Improve	your	ability	to	communicate	with	the	audit	team	and	your	customers.	

                                                         •	 Strengthen	your	techniques	for	managing	the	performance	of	the	audit	team.



                                                      Featured Facilitator
                                                      Raoul Ménès is a director in PricewaterhouseCoopers LLP’s risk assurance practice in Phoenix,
                                                      AZ. He has more than 17 years experience in risk management and internal audit services.
                                                      Prior to joining PwC, he held diverse functions, such as assistant controller, controller and
                                                      director of finance and administration in Montréal, Canada.

                                                      He has strong controls-based assessment experience and thorough knowledge in governance
                                                      for complex large multi-national companies. Additionally, Raoul has led projects that involved
                                                      optimizing operational and financial controls, fraud and forensics audits, restructuring
                                                      finance/accounting departments and implementing new performance measures. He has
                                                      extensive experience in business process evaluation and re-engineering.
        “I would recommend this
                                                      Customer Feedback About Raoul
     course to others who are look-
                                                      “Raoul’s	instruction	was	excellent.	The	fact	that	he	and	the	other	facilitator	had	such	
       ing to refresh and revitalize                  different styles kept it interesting. They both used excellent examples and stories to support
     their leadership skills. While I                 the	class	material.”
     have taken a number of leader-                   “Raoul	kept	the	class	interesting,	yet	to	the	point,	and	inspired	the	class	to	participate”
      ship courses, the information
      covered puts leadership skills
       into the context of auditing
                                                      You May Also
      and helped me to identify the
                                                      Benefit From These
      areas I want to strengthen in                   IIARF Bookstore Products
          my own skill toolbox.”




12   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
AuDIT	REpORT	wRITIng	
“Few	sources	of	friction	within	the	audit	department	exceed	                                              2 Days / 16 CPE
that	caused	by	the	process	of	report	writing.”
                                                                                                          Course Level II
                                                Lawrence B. Sawyer, JD, CIA, PA
                                                         The Father of Modern Internal Auditing,          Knowledge Level B
                                                        and Author of Sawyer’s Internal Auditing

Persuasive communication is an essential skill for auditors at all levels, and high-quality               Field of Study: Communication
audit reports are a key communication tool. By participating in this course, auditors in all
sectors learn what goes into an effective audit observation and how to organize reports that              Call for onsite pricing.
meet professional standards, elicit management action, and communicate crucial messages                   Go online for course dates.
to executives and board-level readers. By honing these skills, they can distinguish themselves
in their current positions and prepare themselves for advancement.

This is a hands-on, dynamic course. It includes facilitator presentations, discussions,
exercises, and writing practice.

Your opportunity to:
   •	 Focus	on	the	organization	and	structure	of	audit	reports.

   •	 Recognize	the	criteria	for,	and	importance	of,	writing	audit	reports.	

   •	 Complete	the	five	components	of	an	audit	observation.	

   •	 Develop	reports	that	are	accurate,	objective,	clear,	concise,	constructive,	complete,	
      and timely.



Featured Facilitator
Raven Catlin is an internationally recognized speaker on risk management and internal
auditing. She has more than 14 years of internal audit experience and 10 years of course
facilitation. Her internal audit career embraces the definition of internal audit as a value-
added corporate service; performing risk-based integrated, performance, and operational
audits emphasizes her commitment to the value-added audit service.

She facilitates courses on certification preparation, communication techniques, interview              “The facilitator set the tone for
skills, audit report writing, financial statement audits, management skills, enterprise risk             the course. His enthusiastic
management, internal controls, governance, and operational auditing. She has taught in
                                                                                                         and positive attitude toward
Malaysia, Singapore, Luxembourg, Bahamas, Jamaica, Trinidad, Bermuda, Barbados, Canada,
Mexico, Puerto Rico and 31 states in the U.S.
                                                                                                        the material and participants
                                                                                                        created a great environment.”
Customer Feedback About Raven
“Raven	helped	me	discover	my	weaknesses	in	communicating	with	the	people	I	audit,	and	
taught me how to overcome them. She also gave me courage to voice my communication in a                    “The in-class practice
way	I	did	not	know	was	possible.”                                                                       writing with review by peers
“Raven	was	well-versed	in	the	subject	matter	and	had	excellent	levels	of	enthusiasm.”                     was extremely helpful.”


                                                                                                       “The facilitator made the sub-
                                                                                                       ject very interesting and made
You May Also                                                                                           the learning process exciting.”
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                                                           www.theiia.org/LearningSolutions        /    +1-407-937-1111     /   Training@theiia.org   13
                                                      Updated!
          2 Days / 16 CPE                             EnTERpRISE	RISK	
          Course Level II, III, IV                    management:
          Knowledge Level C
                                                      An	InTRODuCTIOn
                                                      “In	the	past	decade,	we	elevated	our	stature	as	a	
          Field of Study: Auditing                    profession by becoming champions for effective enterprise
                                                      risk	management.”	
          Call for onsite pricing.
          Go online for course dates.                                                                   IIA President and CEO
                                                                                 Richard F. Chambers, CIA, CGAP, CCSA, CRMA
                                                      Through facilitator presentations, case studies, group discussions, practical exercises, self-
                                                      assessments, and feedback from the facilitator, participants will improve their understanding
                                                      of ERM and the COSO ERM framework, while coming up to speed with current issues, challenges,
                                                      and emerging practices regarding risk management, control, and governance processes.
                                                      This dynamic workshop is ideal for auditors beginning the ERM process, as well as ERM
                                                      implementation team leaders and members, and auditors at all levels who are interested in
                                                      or contemplating implementation of ERM.

                                                      Your opportunity to:
                                                         •	 Broaden	your	risk	assessment	perspective	to	cover	all	significant	internal	and	external	
                                                            business risks.

                                                         •	 Benchmark,	or	reinvent,	your	risk	management	tools	and	practices.	

                                                         •	 Understand	the	COSO	ERM	framework.	

                                                         •	 Gain	an	understanding	of	current	issues,	challenges,	and	emerging	practices	regarding	
                                                            risk management, control, and governance processes.



                                                      Featured Facilitator
       “The facilitator was brilliant.                Jimmy Parker, CIA, CCSA, is a director of finance, internal audit, with ConAgra Foods. Previ-
                                                      ously, Jimmy was a finance audit manager in the internal audit department of Federal-Mogul
       He has great experience and
                                                      Corp.; a senior manager in the risk advisory services practice of Ernst and Young; and
        was able to provide us with                   manager, internal audit services group within the enterprise risk services practice of Deloitte
         some valuable insights.”                     and Touche.

                                                      Jimmy began his audit career with the Marine Corps Nonappropriated Fund Audit Service and
                                                      retired as an audit chief after more than 20 years of active service. He was also an adjunct
                                                      accounting professor at Campbell University, where he taught courses in beginning and
                                                      advanced cost accounting, auditing, and advanced accounting.

                                                      Customer Feedback About Jimmy
                                                      “I	thought	the	facilitator	was	positive	and	engaging.	He	tried	to	elicit	participation	from	
     You May Also                                     everyone in the class. I appreciated his supplementing the course with examples from
     Benefit From These                               “real	life”	cases.”
     IIARF Bookstore Products                         “Jimmy	did	a	wonderful	job.	He	had	a	lot	of	outstanding	real	world	examples.	He	also	had	a	
                                                      very	energetic	and	positive	style	that	created	a	very	enjoyable	learning	environment.”




14   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /     Training@theiia.org
aSSeSSing your
organization’S                                                                                            2 Days / 16 CPE
RISK	MAnAgEMEnT	                                                                                          Course Level III, IV
ProCeSS                                                                                                   Knowledge Level D
Compare risk management processes and assurance
approaches.                                                                                               Field of Study: Auditing
The	IIA’s	International	Professional	Practices	Framework	states:	“the	internal	audit	activity	
                                                                                                          Call for onsite pricing.
must evaluate the effectiveness and contribute to the improvement of risk management pro-
cesses.”	To	date,	many	internal	audit	groups	have	focused	their	efforts	on	contributing	to	the	           Go online for course dates.
development or improvement of their organization’s risk management process. Real-world risk
events have shaken financial markets and global economies, and raised serious questions
about the effectiveness of many organizations’ risk management processes.

This course, which is designed for individuals with a good understanding of risk manage-
ment, was created to help participants develop or validate their strategy for carrying out their
risk management assurance responsibilities. The format, and limited class size, will allow you
interact freely with other participants.

Your opportunity to:
   •	 Compare	risk	management	processes	and	practices	and	discuss	strengths,	
      weaknesses, and opportunities.

   •	 Develop	or	validate	your	internal	audit	strategy	for	carrying	out	your	risk	management	
      assurance and consulting activities.

   •	 Increase	your	group’s	ability	to	evaluate	the	effectiveness	and	contribute	to	the	
      improvement of your organization’s risk management processes.
                                                                                                         “Great discussion in class.
   •	 Expand	your	network	of	internal	audit	and	risk	management	contacts	and	discuss	risk	                   I learned from both
      management lessons learned and internal audit assessment challenges.
                                                                                                          the facilitator and other
                                                                                                        participants. Good materials
Featured Facilitator                                                                                       to take back with me.”
Donald Espersen, CIA, specializes in the design and delivery of customized training programs
and internal audit quality improvement activities. He has worked with client groups in the
                                                                                                           “I have a planned risk
U.S., Africa, Asia, Canada, Europe, Mexico, the Middle East, and South America.
                                                                                                       management activity that I will
Prior to forming his company, despersen & associate in 1999, Don held a variety of CAE,
                                                                                                       be facilitating during the year,
internal audit management, and staff positions in several financial services organizations.
Don is one of the primary facilitators for Vision University and is an IIA Distinguished Faculty       and I will be applying much of
Member. Additionally, he has developed and led many of The IIA’s courses.                              the course information to help
Customer Feedback About Don                                                                               guide me in this effort.”
“Don	has	great	experience	and	was	able	to	provide	us	with	some	valuable	insights.”

“Don	Espersen	is	more	of	a	facilitator	than	an	instructor	and	this	is	the	best	way	to	be	for	
                                                                                                                                   You May Also
professional	development.”
                                                                                                                             Benefit From These
“Having	an	experienced	person	like	Don	providing	insight	and	front-line	viewpoints	was	                                IIARF Bookstore Products
definitely	a	plus.”




                                                           www.theiia.org/LearningSolutions        /    +1-407-937-1111   /      Training@theiia.org   15
                                                      COMMunICATIOn	SKILLS	
          4 Days / 32 CPE                             FOR	AuDITORS
          Course Level I, II, III, IV                 Enhance your communication skills in an audit context.
                                                      Successful auditors are effective communicators, clearly conveying thoughts, ideas, and sug-
          Knowledge Level D                           gestions during meetings, presentations, interviews, and negotiations with audit customers
                                                      and executives. As you move through your career, it’s important to develop your own commu-
          Field of Study: Communication               nication style, learn how to respond to the styles of others, get your message across clearly,
                                                      maintain poise, and project your own professionalism.
          Call for onsite pricing.                    During this course, auditors at all levels will learn the best practices for presentations,
          Go online for course dates.                 interviewing, negotiations, and practice techniques for mastering the fear of public speaking.
                                                      Through facilitator presentations, group discussions, case studies, practical exercises, and
                                                      individual coaching and feedback, participants will learn to see themselves as others see
                                                      them, in terms of style and the impressions they create, and increase their ability to reach
                                                      negotiated agreements in a wide range of audit situations.

                                                      Your opportunity to:
                                                         •	 Understand	your	own	social	style,	the	styles	of	others,	and	how	styles	impact	
                                                            communications.

                                                         •	 Learn	best	practices	for	presentations,	whether	you	present	to	two	people	or	
                                                            200 people.

                                                         •	 Apply	presentation	best	practices	in	various	audit	situations.	

                                                         •	 Practice	techniques	for	mastering	the	fear	of	presentations.	

                                                         •	 Learn	best	practices	for	interviewing	effectiveness,	and	take	charge	of	the	interview.	

                                                         •	 Apply	interviewing	best	practices	in	various	audit	situations.	

                                                         •	 Learn	best	practices	for	negotiations,	and	increase	your	ability	to	reach	negotiated	
       “I have recommended that                             agreements in a wide range of audit situations.
      we bring this course on-site.”                     •	 Practice	skills	and	techniques	throughout	the	course,	and	receive	feedback.	

                                                         •	 See	yourself	as	others	see	you,	both	in	terms	of	your	style	and	the	impressions	you	create.



                                                      Featured Facilitator
     You May Also
                                                      William Vinson, CIA, is the vice president of internal audit for Seagate Technologies Inc. He
     Benefit From These
                                                      has 30 years of internal audit experience, specializing in operational auditing.
     IIARF Bookstore Products
                                                      Previously, Will was the director of internal audit for ActivCard Corp., senior audit manager for
                                                      Cisco Systems and 3Com Corp., city auditor for the City of Palo Alto, audit director for Carter
                                                      Hawley Hale Stores Inc., and audit director for Alameda County Transit District, where he
                                                      established the audit function.

                                                      For his achievements as a course leader, The IIA has awarded him the designation of
                                                      Distinguished Faculty Member.

                                                      Customer Feedback About Will
                                                      “Will	set	the	tone	for	the	course.	He	had	an	enthusiastic	and	positive	attitude	toward	the	
                                                      material	and	helped	to	create	a	great	environment.”

                                                      “The	facilitator	made	the	subject	very	interesting	and	made	the	learning	process	exciting.”




16   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
Updated!
ProjeCt management                                                                                       2 Days / 16 CPE
teCHniQueS                                                                                               Course Level II, III, IV
Examine project management tools and techniques for pos-
                                                                                                         Knowledge Level B
sible application in the management of audit engagements.
Project management is the application of knowledge, skills, tools, and techniques that enable            Field of Study: Auditing
a project team to balance demands of scope, time, cost, quality, resources, and risk to produce
a product, service, or result that meets stakeholder needs, expectations, and specifications.            Call for onsite pricing.
Audit leaders face similar challenges from competing demands while delivering value to their
                                                                                                         Go online for course dates.
organizations in the planning and performance of their assurance engagements. The IIA’s
Practice	Guide,	“Measuring	Internal	Audit	Effectiveness	and	Efficiency”	offers	suggestions	
for evaluating the performance of an internal activity.

Group discussion, practical team exercises, and individual activities will enable participants
to assess the value of applying project management tools and techniques within their own
engagement management processes.

Your opportunity to:
   •	 Develop	an	understanding	of	project	management	knowledge	areas.	

   •	 Gain	experience	using	project	management	tools	and	techniques.	

   •	 Apply	project	risk	management	methods	to	audit	engagements.	

   •	 Create	counter	measures	to	manage	“scope	creep.”	

   •	 Understand	how	earned	value	can	track	and	forecast	engagement	performance,	
      enabling timely implementation of corrective action.

   •	 Review	application	of	“Measuring	Internal	Audit	Effectiveness	and	Efficiency.”
                                                                                                      “The work breakdown structure
                                                                                                        will be an excellent tool to
Featured Facilitator                                                                                    begin using. I also will use
Pat Copeland, CIA, is managing director of Copeland Partners LLC. He conducts seminars                    some of the information
covering a range of audit-related topics, performs quality assessment reviews of internal              discussed during the project
audit organizations, and advises clients on risk, control, governance, and information
technology issues.
                                                                                                        execution unit. As a senior
                                                                                                         auditor, these techniques
He has authored two courses offered by The IIA and contributed as a subject matter expert
for other IIA courses, including The IIA’s CIA Learning System. Pat has worked with various                will help me become a
government agencies across the U.S., Canada, and the Caribbean as well as private sector                        better leader.”
clients from diverse industries: financial services, technology, telecommunications,
manufacturing, energy, and health care.

Customer Feedback About Pat
                                                                                                                                  You May Also
“Pat	did	a	great	job	navigating	the	group	through	the	course,	initiating	good	discussions,	and	                             Benefit From These
providing	guidance	and	feedback.”                                                                                     IIARF Bookstore Products
“I	liked	how	Pat	related	project	management	terms	and	ideas	to	audit-specific	terms.	This	
helped	bridge	the	new	ideas	regarding	how	to	implement	them	in	my	audit	department.”




                                                         www.theiia.org/LearningSolutions         /    +1-407-937-1111    /    Training@theiia.org   17
                                                                 New!
          2 Days / 16 CPE                                        CRITICAL	ThInKIng	FOR	
          Course Level I, II, III                                InTERnAL	AuDITORS	
          Knowledge Level B, C
                                                                 (IIA/DELOITTE)
                                                                 Develop your critical thinking skills to apply to daily audit
          Field of Study: Auditing                               activities.
                                                                 In the past few years, many internal audit departments have been focused on Sarbanes-Oxley
          Call for onsite pricing.
                                                                 compliance, so auditors may not have had consistent opportunities to learn and apply critical
          Go online for course dates.                            thinking concepts to planning and executing an audit, to being alert to negative indicators
                                                                 during an audit, and to judging the significance of issues and how to report them. Other audi-
                                                                 tors may simply want to refresh their skills.

                                                                 This interactive two-day course will help you further develop or refresh familiar concepts
                                                                 of critical thinking, professional skepticism, and professional judgment, and apply these
                                                                 concepts to various stages of an audit – from preparation and planning, to assessing and
                                                                 testing, to communicating and reporting.

                                                                 This course is taught by Deloitte professionals with practical experience. The facilitators
                                                                 will use a variety of learning methods, including lecture, presentation, class discussion,
                                                                 interactive exercises, video scenarios, and participant teach-backs to enhance the learning
                                                                 experience and provide a variety of opportunities for the participants to practice applying and
                                                                 challenging the concepts.

                                                                 Your opportunity to:
                                                                    •	 Refine	audit	planning	and	thinking	skills	in	the	post-Sarbanes-Oxley	world,	where	
                                                                       professional judgment about what, how, and when to audit is critical.

                                                                    •	 Practice	and	apply	critical	thinking,	professional	skepticism,	and	professional	
          “The case analyses and                                       judgment skills needed in today’s internal audit environment.
      practical application exercises                               •	 Revisit	familiar	concepts	around	general	auditing	to	further	broaden	your	overall	
        were positive. Superiors at                                    critical thinking and approach to an audit.
         my job have talked about
       critical thinking, but haven’t
     had the time to ‘hold my hand’
             or walk through this                                You May Also
            type of development.                                 Benefit From These
           Having someone walk                                   IIARF Bookstore Products
        me through exercises while
     teaching and discussing proved
              to be beneficial.”


     “I will be using the information
       I learned every day at work,
        from planning an audit to
            wrapping one up.”


                                            Fee, courses, location, and program content are subject to change without notice.




18   www.theiia.org/LearningSolutions   /       +1-407-937-1111              /     Training@theiia.org
Cia learning SyStem
ComPreHenSive                                                                                             4 Days / 32 CPE
FACILITATOR-LED	COuRSE,	                                                                                  Course Level I, II, III, IV
Part 3                                                                                                    Knowledge Level D
Increase your chance of passing the CIA exam – the first time.
The IIA’s CIA Learning System is a premier quality CIA review course designed to meet the                 Field of Study: Auditing
unique needs of busy internal audit professionals. Developed under the guidance of CIA-
certified industry experts, this program will provide you with the study tools necessary to               Call for onsite pricing.
prepare successfully for the CIA exam. During this course participants will have an in-depth              Go online for course dates.
review of all related CIA exam part 3 topics under the guidance of an expert facilitator.

This course includes part 3 of The IIA’s CIA Learning System print materials and online access,
including hundreds of sample exam questions. Participants will reinforce their knowledge,
discuss sample exam questions, and build exam-day confidence by attending this course.

Your opportunity to:
   •	 Study	the	entire	Part	3	syllabus.	

   •	 Discuss	difficult	topics	with	subject	matter	experts	and	peers.	

   •	 Stay	on	track	to	complete	your	Part	3	studies	in	your	specific	time	frame.	

   •	 Participate	in	reinforcing	activities	to	enhance	your	understanding	of	key	topics.




     “The IIA’s CIA Learning System facilitator-led
       courses were of great value to me because
  they helped explain concepts and taught techniques
     to maximize my CIA score. I am very satisfied
        with this program, which resulted in my
          successful completion of the exam.”
                                                                                                      You May Also
                                                                                                      Benefit From These
    “The quality of materials and variety of classes
                                                                                                      IIARF Bookstore Products
   offered by The IIA’s CIA Learning System made it
 the best choice for me. The entire course is clear and
  concise and helps you understand the key concepts                                                                      The IIA’s CIA Learning System
                                                                                                                         (see page 45).
 while building confidence. It makes reviewing for the
   CIA exam easier and provides a great experience.”




                                                         www.theiia.org/LearningSolutions         /    +1-407-937-1111      /     Training@theiia.org    19
                                                      New!
          2 Days / 16 CPE                             StatiStiCal SamPling
          Course Level II                             FOR	InTERnAL	AuDITORS
                                                      Learn about the strategies and pitfalls regarding data
          Knowledge Level B
                                                      collection.
          Field of Study: Auditing                    This course provides the opportunity to learn about the strategies and pitfalls regarding data
                                                      collection facing auditors, as well as answers to some commonly asked questions.
          Call for onsite pricing.                    The course includes different methods of random sampling (simple, stratified, dollar unit,
          Go online for course dates.                 stop/go) and non random sampling (quota, judgmental); explains how to calculate sample
                                                      size and adjust for population size and resource constraints; and examines the concept of
                                                      strategic sampling to get the most information for minimum cost, including how to combine
                                                      results and extrapolate, and what to report.

                                                      The course provides time for participants to raise issues and concerns they are currently fac-
                                                      ing in today’s environment and to apply what they have learned to audits currently underway,
                                                      particularly typical challenges faced by auditors in sample selection, data interpretation,
                                                      generalization, and representativeness.

                                                      Your opportunity to:
                                                         •	 Summarize	introductory	terminology	and	methodology	related	to	statistical	sampling.	

                                                         •	 Employ	random	sampling	techniques.	

                                                         •	 Identify	non	random	sampling	techniques.	

                                                         •	 Apply	the	binomial	equation	formula	to	calculate	sample	size.	

                                                         •	 Employ	methods	for	adjusting	sample	size.	
        “I enjoyed learning about
      practically applying statistics                    •	 Practice	combining	results,	given	a	scenario.	

            to audit projects.”                          •	 Describe	elements	within	the	report.	

                                                         •	 Track	key	information	at	a	high	level	throughout	the	planning	phase.

         “There are a few different
          ways to sample, and this                    Our Featured Instructor
         course enlightened me on                     Don Dickie, CIA, CCSA, is a recognized authority in statistical sampling who has spent
           the ways to do that.”                      significant time in internal audit. Prior to entering the consulting field full time, Don held a
                                                      variety of senior executive roles with one of Canada’s largest Crown Corporations, providing
                                                      leadership in such areas as internal audit, learning and development, corporate measure-
     You May Also                                     ment, and project implementation. During his 25 plus years within the public sector, Don was
     Benefit From These                               considered the corporate authority on measurement and statistics.
     IIARF Bookstore Products                         Since 2003, Don has developed and taught seminars for internal auditors that specialize in
                                                      various methods of random and judgmental sampling, the calculation of sample size and de-
                                                      velopment of a strategic sampling approach that minimizes cost and maximizes information.

                                                      Customer Feedback About Don
                                                      “The	facilitator	was	excellent.	He	knew	statistics	and	how	it	can	be	applied	to	audit	very	well.”

                                                      “I	enjoyed	learning	about	practically	applying	statistics	to	audit	projects.”




20   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /     Training@theiia.org
vALuE-ADDED	BuSInESS	COnTROLS:	
ThE	RIghT	wAy	TO	MAnAgE	RISK
                                                                                                        2 Days / 16 CPE
Effective control systems are critical to mitigating a business’s risk.
During this course, auditors and internal control officers will gain an understanding of inter-         Course Level I, II
nal controls and learn how to identify needed controls based on business objectives and risks.

Concentrating	on	“real-world”	knowledge	and	experience,	this	highly	interactive	course	will	
                                                                                                        Knowledge Level B
give auditors the skills to use controls to detect and prevent fraud, design cost-effective
control	systems,	identify	“hard”	and	“soft”	controls,	and	analyze	existing	control	systems.	
                                                                                                        Field of Study: Auditing
An array of learning methods, such as group discussions, practical exercises, individual
coaching and feedback, and other techniques, will be utilized during the program.
                                                                                                        Call for onsite pricing.
                                                                                                        Go online for course dates.
Your opportunity to:
   •	 Gain	a	positive,	firm,	and	broad-based	understanding	of	internal	control	and	control	
      models.

   •	 Analyze	and	evaluate	existing	or	planned	control	systems.	

   •	 Learn	how	to	design	cost-effective	control	systems	to	minimize	risks	for	business	
      processes.

   •	 Identify	business	objectives,	risks,	and	the	controls	needed	to	mitigate	risk.	

   •	 Discover	the	most	useful	internal	control	categories	and	tools.	

   •	 Obtain	a	basic	understanding	of	the	who,	why,	and	how	of	fraud	as	well	as	the	role	of	
      business controls in preventing and detecting fraud.

   •	 Identify	and	understand	“hard”	and	“soft”	controls.




RISK-BASED	AuDITIng:	
A	vALuE	ADD	pROpOSITIOn
                                                                                                        2 Days / 16 CPE
Internal auditing is a profession that’s always evolving, always changing,
especially in the area of risk-based audit approaches.                                                  Course Level II, III
Successful audit leaders know that it’s imperative that they continue to hone their skills in
guiding their organizations’ risk-based auditing, while improving their current internal audit          Knowledge Level C
processes.

Through case studies, group discussions, round tables, and facilitator presentations,
                                                                                                        Field of Study: Auditing
this course will help audit team leaders and other management level audit professionals
align their organizations’ strategies, visions, and values with the internal audit process.
                                                                                                        Call for onsite pricing.
Furthermore, participants will come to understand the importance of corporate governance                Go online for course dates.
and enterprise risk management, while learning to identify risks, perform risk assessments,
develop a risk-based assurance plan, understand entity-wide controls, and plan a risk-based
engagement.

Your opportunity to:
   •	 Understand	the	importance	of	corporate	governance	and	enterprise	risk	management.	

   •	 Identify	risks	to	strategy.	

   •	 Define	key	business	processes	and	objectives.	

   •	 Perform	a	risk	assessment.	

   •	 Develop	a	risk-based	assurance	plan.	

   •	 Understand	entity-wide	controls	and	their	relevance	in	the	audit	plan.	

   •	 Plan	a	risk-based	engagement.




                                                          www.theiia.org/LearningSolutions        /   +1-407-937-1111    /     Training@theiia.org   21
                                                      ConStruCtion aCtivity:
                                                      AuDIT	STRATEgIES
          2 Days / 16 CPE
                                                      Help prevent and recover overcharges for construction projects.
          Course Level II, III, IV                    Capital construction projects can create significant exposure for organizations that are
                                                      unaware of the risks associated with excessive cost, project delays and quality issues. This
          Knowledge Level C                           course covers the principal reasons for auditing construction projects and the benefits that
                                                      can be derived.
          Field of Study: Auditing                    Your opportunity to:
          Call for onsite pricing.                       •	 Identify	which	projects	should	be	audited	and	the	elements	to	be	considered	when	
                                                            designing audit work plans.
          Go online for course dates.
                                                         •	 Develop	strategies	to	minimize	risk	in	each	phase	of	the	construction	life	cycle.	

                                                         •	 Establish	audit	approaches	that	mitigate	opportunities	for	contractor	overcharges	and	
                                                            improve contractor oversight and compliance.

                                                         •	 Assess	if	each	stakeholder	has	met	their	responsibilities	and	mitigated	the	risk	that	is	
                                                            inherent to construction projects.




                                                      COSO	BASED	InTERnAL	AuDITIng
                                                      Develop or validate your COSO-based audit approach.
          2 Days / 16 CPE
                                                      This course can be used to develop, or validate, your internal audit activity’s systematic and
          Course Level II, III, IV                    disciplined COSO-based audit approach. The primary focus of this course is on COSO-based
                                                      internal audit applications (versus establishing an enterprise risk management process or
          Knowledge Level D                           Sarbanes-Oxley compliance program).

                                                      The course will utilize content and practices covered in three major COSO publications
          Field of Study: Auditing                    (Internal Control – Integrated Framework, Enterprise Risk Management – Integrated
                                                      Framework, and Internal Control over Financial Reporting – Guidance for Smaller Public
          Call for onsite pricing.                    Companies). As part of their advanced preparation, participants are encouraged to obtain
          Go online for course dates.                 a basic understanding of the three COSO publications.

                                                      Your opportunity to:
                                                         •	 Obtain	a	working	understanding	of	the	content	and	practices	covered	in	three	COSO	
                                                            frameworks from an internal audit perspective.

                                                         •	 Develop,	or	validate,	your	internal	audit	activity’s	systematic	and	disciplined		COSO-
                                                            based audit approach.

                                                         •	 Improve	your	internal	audit	activity’s	ability	to	comply	with	the	“Nature	of	Work”	
                                                            covered in Standard 2100.

                                                         •	 Benchmark	your	internal	audit	process	and	practices	with	other	knowledgeable	internal	
                                                            audit professionals.




22   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
BEST	pRACTICES	In	InTERnAL	
AuDITIng	
                                                                                                        2 Days / 16 CPE
Gain more than 20 best practice examples of value-added assurance and
consulting practices.                                                                                   Course Level II, III, IV
All auditors have moments when they’re working on a problem, trying to determine the best
course of action in a given circumstance, and wonder how their colleagues handle similar sit-           Knowledge Level D
uations. In this course, audit staff, supervisors, and managers have the opportunity to learn
exactly that. Through facilitator presentations and group discussions, course participants will         Field of Study: Auditing
discover how world-class audit functions are using participative, qualitative, real-time risk
assessment, and gain an understanding of the most successful audit techniques.                          Call for onsite pricing.
This course will use best practices to help attendees transform their audit departments,                Go online for course dates.
create a desired culture, market their valuable capabilities, and measure the results.

Your opportunity to:
   •	 Discover	how	world-class	audit	functions	are	using	participative,	qualitative,	real-time	
      risk assessment.

   •	 Understand	the	most	successful	audit	techniques:	risk-based,	business	process,	
      e-commerce, and self-assessment.

   •	 Learn	how	leading	audit	departments	are	helping	their	organizations	comply	with	
      Sarbanes-Oxley requirements.

   •	 Delve	into	assurance	and	consulting	services	that	go	beyond	audits,	including	internal	
      auditing’s role in enterprise risk management.

   •	 Transform	your	audit	department,	create	a	desired	culture,	market	your	valuable	
      capabilities, and measure the results.

   •	 Gain	more	than	20	best	practice	examples	of	value-added	assurance	and	consulting	
      practices, drawn from current research into world-class audit functions.




FInAnCIAL	AuDITIng	FOR	
InTERnAL	AuDITORS
                                                                                                        2 Days / 16 CPE
Get up to speed on auditing financial reporting activities.
For internal auditors who want to understand and expand their roles related to financial re-            Course Level I, II
porting,	as	well	those	who	simply	need	a	“refresher”	course	on	financial	accounting	concepts,	
this course is the ideal way to get up to speed. Beyond a basic accounting class, this course           Knowledge Level B
will enable participants to approach financial auditing with renewed confidence.

Taking	on	such	topics	as	“common	recipes	for	cooking	the	books,”	and	covering	information	              Field of Study: Auditing
flow from business process, to financial statement, and more, this course will help partici-
pants understand how key business processes relate to financial statements, as well as the              Call for onsite pricing.
impact of information technology on financial statements.                                               Go online for course dates.
Your opportunity to:
   •	 Refresh	your	knowledge	of	accounting	terminology	and	practices.	

   •	 Understand	how	key	business	processes	relate	to	financial	statements.	

   •	 Understand	the	impact	of	information	technology	on	financial	statements.	

   •	 Identify	common	creative	accounting	practices.




                                                         www.theiia.org/LearningSolutions         /   +1-407-937-1111    /    Training@theiia.org   23
                                                      SARBAnES-OxLEy:	
                                                      aSSeSSing it ControlS
          3 Days / 24 CPE
                                                      Improve your understanding of the SEC rulings that can impact the IT
          Course Level II, III, IV                    function within your organization.
                                                      This course explores the impact of the legislation, SEC rulings, and guidance and auditing
          Knowledge Level D                           standards on control issues in information technology. It provides information to assist in
                                                      planning, organizing, and executing the organization’s assessment of IT activities.
          Field of Study:                             This course discusses tools available to perform the assessment of IT general controls,
          Computer Science                            demonstrate a process using CobiT online tools, and provide a hands-on assessment case
                                                      study. There will be discussion of control issues of end-user computing and techniques of
          Call for onsite pricing.                    assessment as well as control issues with service organizations and assessment techniques.
          Go online for course dates.                 Your opportunity to:
                                                         •	 Learn	the	tools	and	techniques	needed	for	performing	the	annual	assessment	of	
                                                            information technology (IT) general controls required under the Sarbanes-Oxley Act.

                                                         •	 Identify	the	relationship	of	controls	provided	by	the	IT	application	and	the	IT	environ-
                                                            mental	(general)	controls	on	which	the	application	depends	with	the	“key”	financial	
                                                            controls of the business.

                                                         •	 Understand	the	process	and	challenges	for	assessing	the	controls	provided	by	IT	
                                                            applications,	which	are	executing	“key”	financial	controls	for	the	organization.	

                                                         •	 Understand	the	process	and	challenges	with	assessing	internal	controls	for	outsourced	
                                                            services	of	“key”	financial	business	processes.




                                                      huMAn	RESOuRCES:	AuDITIng	
                                                      your Hr FunCtion
          2 Days / 16 CPE
                                                      Learn how to audit several complex HR activities.
          Course Level II, III                        An organization’s human resource department finds itself involved in countless situations
                                                      that are potential areas of risk such as employment law issues, compensation, benefits,
          Knowledge Level B                           recordkeeping, and potential fraud issues. For auditors currently in charge of human resource
                                                      assurance and experienced internal auditors, it is vital that they stay abreast of emerging is-
          Field of Study: Auditing                    sues and remain aware of client expectations, key business risks, and control best practices.

                                                      Incorporating facilitator presentations, case studies, group discussions, practical exercises,
          Call for onsite pricing.                    and self-assessments, this course will teach auditors of all levels how to audit several
          Go online for course dates.                 complex HR activities. Participants will also evaluate ways to benchmark their internal audit
                                                      approach and learn how to create a foundation for increasing the effectiveness of audit
                                                      strategies and delivering value-added results.

                                                      Your opportunity to:
                                                         •	 Enhance	your	understanding	of	the	human	resources	function	and	emerging	issues.	

                                                         •	 Sharpen	your	awareness	of	client	expectations,	key	business	risks,	and	control	best	
                                                            practices.

                                                         •	 Learn	how	to	audit	several	complex	activities.	

                                                         •	 Benchmark	your	internal	audit	approach	and	supporting	tools	and	techniques.	

                                                         •	 Create	a	foundation	for	increasing	the	effectiveness	of	your	audit	strategies	and	
                                                            delivering value-added results.




24   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
Updated!
EFFECTIvE	wRITIng	FOR	AuDITORS	
                                                                                                         2 Days / 16 CPE
This course can enhance your skills for your present role and your career
overall.                                                                                                 Course Level I, II, III, IV
Clear written communication — there may be no more important skill for any auditor at any
level in an organization. Effective auditors understand the importance of developing informa-            Knowledge Level D
tive and persuasive documents and writing them clearly and concisely.

This course will help auditors at all levels refine their writing skills and brush up on the ba-
                                                                                                         Field of Study:
sics. Facilitators provide guidance on all aspects of effective writing, applicable to all types         Communications
of audit-related documents. You will learn techniques for organizing information and ideas as
well as strategies for paragraphing, clarity, conciseness, readability, and tone. You also will          Call for onsite pricing.
explore best practices for giving and receiving feedback on writing.                                     Go online for course dates.
Your opportunity to:
   •	 Enhance	your	overall	writing	skills	and	brush	up	on	the	basics.	

   •	 Use	your	understanding	of	writing	tasks	and	readers	to	shape	documents.	

   •	 Learn	how	to	get	your	message	across	using	best	practices.	

   •	 Learn	proven	techniques	for	clarity,	conciseness,	and	readability.	

   •	 Understand	how	the	tone	of	the	writing	affects	the	response	and	how	to	adjust	tone.	

   •	 Use	best	practices	for	providing	and	responding	to	feedback	on	writing.		

   •	 Complete	multiple,	audit-related,	hands-on	exercises	throughout	the	course.




DAShBOARDS	–	ThE	METRICS	TOOL	
TO	MAnAgE	yOuR	DEpARTMEnT	
                                                                                                         2 Days / 16 CPE
Obtain the tools and templates for implementing, managing, and reporting
an internal audit dashboard.                                                                             Course Level I, II, III, IV
In an effort to build a successful audit department, it is critical to understand and recognize
the key drivers and deliverables to building and sustaining an audit department. With this               Knowledge Level D
program, auditors at all levels will be able to understand, discuss, and develop an internal
dashboard to measure and ensure team success.                                                            Field of Study: Auditing
Each participant will leave with a dashboard template, including criteria requirements
and the beginning metrics for their own department. Even if your department has already
                                                                                                         Call for onsite pricing.
implemented a dashboard, this is an excellent opportunity to benchmark your metrics, share,              Go online for course dates.
and develop new metrics.

Your opportunity to:
   •	 Learn	what	internal	audit	departments	are	responsible	for	and	how	critical	the	identifi-
      cation of opportunities for improvement is to the business unit clients.

   •	 Gain	an	understanding	of	the	critical	steps	required	to	create	a	dashboard,	benefits	to	
      performance and team building, as well as reveal the individual performance linkage to
      the overall success of the department.

   •	 Understand	the	metric	and	corresponding	criteria	development	methodology,	examine	
      the dashboard cycle, and review a detailed example.




                                                          www.theiia.org/LearningSolutions         /   +1-407-937-1111     /   Training@theiia.org   25
                                                      InTERnAL	AuDITIng	FOR	FRAuD	
                                                      (IIA/DELOITTE)
          2 Days / 16 CPE
                                                      Create a proactive internal audit approach to fraud.
          Course Level I, II, III                     Taught by Deloitte professionals with practical experience, this course focuses on monitoring
                                                      activities, understanding the nature of fraud and how it manifests itself, internal audit’s role
          Knowledge Level B, C                        in detecting fraud, and audit steps to detect fraudulent activities.

                                                      Your opportunity to:
          Field of Study: Auditing
                                                         •	 Focus	on	monitoring	role	activities.
          Call for onsite pricing.                       •	 Understand	the	nature	of	fraud	and	how	it	manifests	itself.
          Go online for course dates.                    •	 Identify	fraud	types.	

                                                         •	 Understand	internal	audit’s	role	in	detecting	fraud.	

                                                         •	 Realize	the	symptoms	of	fraud.	

                                                         •	 Design	audit	steps	to	detect	fraud.




                                                      puRChASIng	FRAuD:	AuDITIng	
                                                      AnD	DETECTIOn	TEChnIquES	
          2 Days / 16 CPE
                                                      (IIA/DELOITTE)
          Course Level II, III, IV                    Help management fight fraud in purchasing.
                                                      The purchasing process is one of the riskiest areas when it comes to fraud and abuse. The
          Knowledge Level C                           many opportunities associated with the process can leave companies vulnerable to both
                                                      internal as well as external fraud. In fact, some procurement fraud schemes are the hardest
          Field of Study: Auditing                    types of fraud to detect (e.g., kickbacks and other off-book schemes).

                                                      This interactive class will help you to assess an organization’s risks relating to purchasing
          Call for onsite pricing.
                                                      fraud, identify controls that can mitigate those risks, design audit tests to detect purchasing
          Go online for course dates.                 fraud, and investigate evidence of fraud occurring. The facilitators, Deloitte professionals
                                                      with practical experience, will provide examples from their practical experience. Case studies
                                                      will be used to show you how to apply the recommended techniques to common purchasing
                                                      fraud situations.

                                                      Your opportunity to:
                                                         •	 Learn	the	real	fraud	exposures	in	purchasing.

                                                         •	 Identify	specific	steps	you	can	take	to	reduce	exposures	to	purchasing	fraud.	

                                                         •	 Discover	practical	approaches	to	detect	purchasing	fraud.	

                                                         •	 Identify	strategies	to	save	your	company	money	and	add	value.




26   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
New!
CorruPtion: mitigation
                                                                                                         1 Day / 8 CPE
STRATEgIES	FOR	InTERnAL	AuDIT	
(IIA/DELOITTE)	                                                                                          Course Level II, III, IV
Provide high value services to audit committees, boards, and senior man-
agement by evaluating and enhancing your organization’s anti-corruption                                  Knowledge Level C
and FCPA compliance program.
                                                                                                         Field of Study: Auditing
Compliance with anti-corruption laws such as the U.S. Foreign Corrupt Practice Act (FCPA)
has been a growing focus of many organizations due to increased business activity in
                                                                                                         Call for onsite pricing.
emerging markets and an uptick in FCPA enforcement and fines that often reach hundreds of
millions of dollars. In addition, the Dodd-Frank Act of 2010 created rewards of 10% to 30%               Go online for course dates.
of monetary recoveries for whistleblowers who report potential securities law violations to the
U.S. Securities and Exchange Commission (SEC).

This interactive one-day course, taught by Deloitte professionals with practical experience,
will provide an overview of the FCPA and UK Bribery Act and will discuss the various roles
internal auditors can play in auditing for corruption.

Your opportunity to:
   •	 Recognize	differences	between	the	FCPA	and	the	U.K.	Bribery	Act.	

   •	 Understand	the	roles	of	internal	auditors	in	auditing	for	anti-corruption.	

   •	 Design	internal	audit	procedures	surrounding	anti-corruption	risk	assessments,	gap	
      analyses, audit procedures, and M&A due diligence.

   •	 Understand	common	corruption	schemes	and	red-flags.	




COnTInuOuS	AuDITIng
Obtain tools and templates for implementing a successful continuous
auditing program.                                                                                        2 Days / 16 CPE
Whether or not your audit shop has the latest automated technology, continuous auditing                  Course Level II, III, IV
may be an effective option for you. Continuous auditing involves performing control and risk
assessments on a frequent basis, if not virtually in real-time. Recently, the need to accelerate         Knowledge Level D
audit activities has led to the increased adoption of continuous auditing as a vital monitoring
tool. This course debunks common myths about continuous auditing, walks through the                      Field of Study: Auditing
process from start to finish, and prepares you to create your own customized continuous
audit program.                                                                                           Call for onsite pricing.
Your opportunity to:                                                                                     Go online for course dates.
   •	 Understand	what	continuous	auditing	is	and	how	you	can	implement	this	process	into	
      your audit, enterprise risk management, compliance, or business operations.

   •	 Gain	an	understanding	of	the	requirements	of	implementing	this	process	as	well	as	the	
      required conditions from an audit, client, and technology perspective.

   •	 Understand	the	continuous	auditing	methodology,	review	a	detailed	example,	and	
      practice creating a customized continuous auditing program.

   •	 Obtain	tools	and	templates	for	implementing	a	successful	continuous	auditing	
      program for your operations.




                                                          www.theiia.org/LearningSolutions         /   +1-407-937-1111    /    Training@theiia.org   27
                                                      AuDIT	REpORTS:	BETTER	DESIgn,	
                                                      FASTER	DELIvERy	
          1 Day / 8 CPE
                                                      This is a hands-on workshop that will give you a solid start on report design.
          Course Level III, IV                        Need to overhaul your audit report? Want to use your staff’s and audit management’s time
                                                      better to get reports delivered faster? Need to be sure critical messages are getting through to
          Knowledge Level D                           your audit committee and executive management? Attend this workshop and you will see and
                                                      take away multiple electronic templates that you can adapt to meet your needs. You’ll leave
          Field of Study:                             with a solid start on an updated, responsive, and contemporary report design — a design
          Communication                               that can be executed efficiently to speed delivery of critical messages.

                                                      The facilitator has consulted with dozens of internal audit shops on the design of their
          Call for onsite pricing.                    reports. The result? Report structures customized to suit each one that enable clear and rapid
          Go online for course dates.                 delivery of messages.

                                                      Your opportunity to:
                                                         •	 Overhaul	your	audit	report	structure	and	format.	

                                                         •	 Speed	up	the	delivery	of	reports,	using	staff	and	management	time	efficiently.	

                                                         •	 Design	a	report	that	addresses	pressing	communication	needs	in	critical	times.	

                                                         •	 Work	hands-on	to	refresh	or	completely	revamp	your	audit	report	approach.	

                                                         •	 Take	away	multiple	electronic	templates	that	you	can	adapt	to	meet	your	needs.	




                                                      AuDITIng	InvESTMEnT	ACTIvITIES
                                                      Manage your investment audits with confidence.
          2 Days / 16 CPE
                                                      Whether you’re a staff auditor preparing for a new assignment or an experienced auditor or
          Course Level II, III                        audit manager interested in gaining a broader perspective and new planning strategies, this
                                                      course will give you the tools to conduct or manage an investment audit with confidence.
          Knowledge Level B                           Ultimately, participants will gain a thorough understanding of the investment environment
                                                      and the cash management function, as well as the asset and liability management function
          Field of Study: Auditing                    and how to detect red flags and control investment risks.

                                                      Your opportunity to:
          Call for onsite pricing.
                                                         •	 Acquire	a	solid	understanding	of	basic	investment	strategies,	core	processes,	and	com-
          Go online for course dates.
                                                            mon concepts and terms.

                                                         •	 Enhance	your	ability	to	assess	investment	business	risks	and	evaluate	your	organiza-
                                                            tion’s control environment.

                                                         •	 Explore	front,	back,	and	middle	office	activities;	control	objectives;	and	internal	control	
                                                            best practices.

                                                         •	 Create	the	foundation	to	deliver	high-quality	audit	services	and	build	credibility	with	
                                                            your investment audit clients.




28   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
AuDITIng	DERIvATIvE	STRATEgIES
Learn from the derivative disasters of the past and help bulletproof your
company’s portfolio and control environment.                                                               2 Days / 16 CPE
Understanding different types of financial and commodity derivative strategies is the first                Course Level II, III, IV
step to mitigating risk within a company’s investment portfolio. Whether you’re an auditor
who’s new to derivative auditing, an experienced investment auditor, or an investment                      Knowledge Level C
accountant looking to increase your understanding of derivative securities, this course is
essential to being able to perform your job at the highest level possible.                                 Field of Study: Auditing
Through facilitator presentations, case studies, group discussions, and practical exercises,
participants will learn to differentiate between hedging and speculating activity, study new               Call for onsite pricing.
accounting regulations, gain an understanding of new derivative modeling systems, and                      Go online for course dates.
study derivative disasters of the past.

Your opportunity to:
   •	 Learn	the	different	types	of	financial	and	commodity	derivative	strategies	and	how	they	
      can be used to mitigate effectively risk within your company’s portfolio.

   •	 Review	several	case	studies	to	determine	what	actually	went	wrong,	not	what	you	read	
      in the newspapers.

   •	 Discuss	the	new	accounting	regulations	(FAS	133	and	FAS	138)	and	how	they	affect	
      current hedge accounting requirements.

   •	 Identify	the	specific	risks	common	to	derivative	strategies	and	learn	how	to	minimize	
      these risks with strong controls.




CorPorate governanCe:
STRATEgIES	FOR	InTERnAL	AuDIT
                                                                                                           2 Days / 16 CPE
Calling all CAEs, audit directors, and audit managers who need to review
their corporate governance structure.                                                                      Course Level III, IV
Today’s successful audit leaders never lose sight of the importance of continually assessing
and improving their organizations’ corporate governance structure. The IIA has developed a                 Knowledge Level D
governance course specifically for audit leaders, including CAEs, audit directors, and audit
managers, as well as mid- to upper-level internal auditors who want to enhance their roles                 Field of Study: Auditing
in governance.

Focusing on small and large discussion groups, and utilizing practical group exercises and
                                                                                                           Call for onsite pricing.
individual activities, facilitators will help participants gain the skills necessary to review and         Go online for course dates.
improve their corporate governance structure, while developing techniques to assess risk
management activities. Attendees will leave with an understanding of legal and regulatory
guidelines as they pertain to corporate governance and discuss in-depth issues such as
business ethics, transparency and disclosure, and enterprise risk management.

Your opportunity to:
   •	 Gain	the	skills	necessary	to	review	and	improve	your	corporate	governance	structure.	

   •	 Learn	how	to	analyze	and	promote	your	organization’s	ethics	program.	

   •	 Develop	techniques	to	assess	your	organization’s	risk	management	activities	effectively.	

   •	 Measure	your	audit	committee’s	compliance	with	Sarbanes-Oxley	requirements.




                                                           www.theiia.org/LearningSolutions          /   +1-407-937-1111    /     Training@theiia.org   29
                                                      SARBAnES-OxLEy	pRIMER:	
                                                      CHarting your CourSe
          2 Days / 16 CPE
                                                      Internal auditors, management, and new SOX project team members will
          Course Level II, III, IV                    benefit from this course.
                                                      The application of SOX-based tools and strategies now impacts the way audits are conducted
          Knowledge Level C                           at all levels, in all departments, and in all industries. Whether you voluntarily comply with
                                                      SOX standards or are required to do so, a solid understanding of the core SOX sections and
          Field of Study: Auditing                    the act’s purpose is imperative. And that’s exactly what you’ll gain in this highly informative
                                                      course.
          Call for onsite pricing.                    Your opportunity to:
          Go online for course dates.
                                                         •	 Gain	a	solid	understanding	of	the	core	SOX	sections	–	and	their	impact	on	your	
                                                            organization.

                                                         •	 Increase	your	understanding	of	SOX	related	COSO	resources	and	SEC/PCAOB	guidance.	

                                                         •	 Apply	top-down	risk	assessment,	key	control	identification,	and	testing	approaches	in	a	
                                                            series of exercises.

                                                         •	 Network	with	other	participants	and	discuss	lessons	learned	and	emerging	practices.	




                                                      SMALL	AuDIT	ShOp	–	ChALLEngES,	
                                                      OppORTunITIES,	AnD	EMERgIng	
          2 Days / 16 CPE
                                                      PraCtiCeS
          Course Level II, III, IV                    This	course	is	an	updated	version	of	The	IIA’s	highly	rated	“Strategies	for	
                                                      Managing	the	Small	Audit	Shop”	course.
          Knowledge Level D                           At the beginning of the session, participants’ interests and needs will be discussed and used
                                                      to customize the program. Ultimately, this highly participative session will help participants
          Field of Study: Auditing                    deal with challenging issues, take advantage of potential opportunities, and identify a
                                                      manageable number of action items to improve their small audit shop’s capability.
          Call for onsite pricing.
                                                      Your opportunity to:
          Go online for course dates.
                                                         •	 Participate	in	a	customized	forum	that	focuses	on	small	internal	audit	shop	challenges	
                                                            and opportunities.

                                                         •	 Enhance	your	ability	to	build,	revitalize,	or	maintain	a	value-added	internal	audit	activity.	

                                                         •	 Learn	more	about	emerging	practices	and	other	resources	and	how	to	build	them	in	to	
                                                            your audit process.

                                                         •	 Expand	your	network	of	internal	audit	contacts.	

                                                         •	 Leave	the	session	with	a	manageable	number	of	prioritized	action	steps	and	related	
                                                            resources.




30   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /     Training@theiia.org
hEALTh	BEnEFITS	
ADMInISTRATIOn	AuDITIng
                                                                                                       2 Days / 16 CPE
The rising cost of health care is a top concern for management and many
organizations are requesting internal auditors to audit their health                                   Course Level II, III, IV
benefit plans.
Auditing health benefits administration (HBA) presents all of the challenges found in auditing         Knowledge Level B
areas never audited before, along with demands unique to health benefits administration.

From learning how to detect and recover common payment errors and overcharges to improving
                                                                                                       Field of Study: Auditing
program administration and oversight, the topics covered in this course will provide the
participant with a broad understanding of the risks associated with HBA and the knowledge
                                                                                                       Call for onsite pricing.
needed to conduct audits of the health benefit plans. The course covers the complete claim             Go online for course dates.
adjudication process and support services, provider reimbursement methods, funding and
accounting exposures, evaluating management care plans, misconception of the privacy act,
and much more.

Your opportunity to:
   •	 Discover	why	you	should	audit	total	program	administration,	not	just	claims.	

   •	 Learn	how	to	detect	and	recover	payment	errors	and	overcharges.	

   •	 Explore	methods	used	to	evaluate	and	improve	program	administration	and	oversight.	

   •	 Discover	how	to	audit	common	HBA	exposures	that	will	provide	the	greatest	payback.	

   •	 Delve	into	actual	HBA	audit	case	studies	that	saved	millions.




evaluating organizational
etHiCS
                                                                                                       2 Days / 16 CPE
Learn to develop, manage, audit, and participate in an organization-wide
ethics program.                                                                                        Course Level I, II, III
Creating a strong ethical climate is essential for organizations today. Participants in this
course will learn best practices and current trends related to supporting an ethical culture           Knowledge Level C
and achieving compliance. Through facilitator presentations, practical exercises, group dis-
cussions, and case studies, auditors will learn how to assess and evaluate ethics programs.            Field of Study: Auditing
Auditors will learn the key players and elements necessary to work toward a strong ethical
climate.                                                                                               Call for onsite pricing.
Your opportunity to:                                                                                   Go online for course dates.
   •	 Learn	concepts,	processes,	and	tools	used	to	audit	ethical	compliance	for	your	
      organization.

   •	 Determine	the	role	of	internal	auditors,	senior	management,	and	other	key	participants	
      related to organizational ethics.

   •	 Uncover	the	key	elements	necessary	to	attain	an	ethical	culture.	

   •	 Identify	key	elements	included	in	the	objectives,	scope,	and	procedures	used	to	
      evaluate ethics.

   •	 Gain	a	better	understanding	of	red	flags	that	are	indicators	of	unethical	behaviors.	




                                                         www.theiia.org/LearningSolutions        /   +1-407-937-1111     /   Training@theiia.org   31
                                                      Updated!
                                                      Control SelF-aSSeSSment:
          2 Days / 16 CPE
                                                      An	InTRODuCTIOn	
          Course Level II, III                        Control self-assessment (CSA) is a technique that allows managers and
                                                      work teams to participate in assessing the organization’s risk management
          Knowledge Level B                           and control processes.
                                                      Participants will benefit from understanding the different formats of facilitated and survey-
          Field of Study: Auditing                    based self-assessments and discussing use of CSA in enterprise risk management, regulatory
                                                      financial reporting requirements such as Sarbanes-Oxley, fraud and ethics programs, and
          Call for onsite pricing.                    operational auditing.
          Go online for course dates.                 After this course, participants will be able to evaluate the need for self-assessment in
                                                      their organization’s risk management and control processes and design an implementation
                                                      program for self-assessment in their organization.

                                                      Your opportunity to:
                                                         •	 Design	an	implementation	program	for	self-assessment	in	your	organization.	

                                                         •	 Recognize	what	makes	CSA	different	from	other	internal	audit	approaches.	

                                                         •	 Understand	CSA	as	a	tool	for	evaluating	achievement	of	business	objectives.	

                                                         •	 Better	describe	the	inter-relationships	among	objectives,	risks,	and	controls	in	CSA	
                                                            and the role of control frameworks in CSA.

                                                         •	 Utilize	basic	skills	and	tools	needed	to	conduct	a	self-assessment	workshop.	




                                                      Control SelF-aSSeSSment:
                                                      FACILITATIOn	SKILLS
          2 Days / 16 CPE
                                                      It’s one thing to have a firm understanding of control self-assessment
          Course Level II, III, IV                    (CSA), it’s another to become a successful facilitator of a CSA workshop.
                                                      This course satisfies the facilitation requirement for Certification in Control Self-Assessment
          Knowledge Level C                           (CCSA) and is the ideal follow-up for auditors who have completed Control Self-assessment:
                                                      An Introduction or have a solid understanding of CSA concepts.
          Field of Study:                             In this dynamic course, participants will join fellow auditors and CCSA candidates in pre-
          Communications                              sentations and practice CSA workshop facilitation techniques, as well as group discussions,
                                                      case studies, practical exercises, self-assessments, and individual coaching and feedback
          Call for onsite pricing.                    sessions. Through these highly interactive sessions, you will gain an understanding of the
          Go online for course dates.                 important role workshops play in the CSA process, grasp the power of the group decision
                                                      process, and learn how to evaluate, review, and report results.

                                                      Your opportunity to:
                                                         •	 Understand	the	important	role	CSA	workshops	play	in	the	CSA	process.	

                                                         •	 Identify	the	key	skills	necessary	for	a	successful	CSA	facilitator.	

                                                         •	 Recognize	behavior	that	can	disrupt	a	CSA	workshop	and	learn	how	the	facilitator	
                                                            should deal with such behavior.

                                                         •	 Grasp	the	power	of	the	group	decision	process.	

                                                         •	 Gain	feedback	from	peers	and	facilitators	on	conducting	a	CSA	workshop.	

                                                         •	 Learn	how	to	evaluate,	review,	and	report	results.




32   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
CREATIvE	pROBLEM-SOLvIng	
TEChnIquES	FOR	AuDITORS	
                                                                                                           2 Days / 16 CPE
Expand your professional problem-solving capability.
Auditors often find themselves searching for ways to go beyond traditional or compliance au-               Course Level I, II
diting, trying to find new ways to work with people who have different styles and preferences,
while maximizing their strengths. In other words, they are seeking to become more creative                 Knowledge Level B
problem solvers.

Through facilitator presentations, group discussions, practical exercises, case studies, and
                                                                                                           Field of Study:
self-assessments, this course will help participants define creativity and the dimensions of               Personal Development
creative problem solving. Experienced facilitators will demonstrate five strategies for creativ-
ity and divergent thinking and explain the ground rules for convergent thinking. By the end                Call for onsite pricing.
of the course, participants will know how to jump-start creative approaches to problems and                Go online for course dates.
have new, immediately usable tools for logical problem solving.

Your opportunity to:
   •	 Understand	the	dual	nature	of	creative	problem	solving:	creativity	and	logic.	

   •	 Learn	how	to	break	through	blocks	to	creative	problem	solving.	

   •	 Gain	strategies	for	jump-starting	creative	approaches	to	problems.	

   •	 Learn	strategies	and	tools	for	logical	problem	solving.	

   •	 Integrate	creative	and	logical	approaches	to	problems.	

   •	 Learn	how	to	solve	problems	creatively	with	people	who	have	different	styles	and	
      preferences, tapping into the strengths of the participants.




COnSuLTIng:	ACTIvITIES,	SKILLS,	
ATTITuDES
                                                                                                           2 Days / 16 CPE
There are distinct activities that characterize consulting. If you’re a consultant, chances are
you already engaged in those activities. But are you getting the results you want? Through
                                                                                                           Course Level I, II, III, IV
small and large group exercises and other activities, this course will help you understand and
apply the activities, skills, and attitudes needed to provide effective consulting services.
                                                                                                           Knowledge Level D
Your opportunity to:
   •	 Learn	what	activities	and	outcomes	distinguish	consulting	from	traditional	auditing.	
                                                                                                           Field of Study: Auditing
   •	 Discover	the	consulting	skills	that	are	central	to	the	current	definition	of	internal	audit-         Call for onsite pricing.
      ing for adding value and assessing effectiveness of risk management, controls, and
                                                                                                           Go online for course dates.
      governance processes.

   •	 Assess	your	department	and	your	own	consulting	capability.	

   •	 Master	key	consulting	skills.	

   •	 Tailor	consulting	outcomes	to	your	audit	environment.




                                                           www.theiia.org/LearningSolutions          /   +1-407-937-1111     /   Training@theiia.org   33
                                                      COnTRACT	AuDITIng
                                                      Gain a comprehensive understanding of contract law and how to audit
          2 Days / 16 CPE                             contracts.
          Course Level II, III, IV                    If you are interested in planning an effective audit of various contracts within your organiza-
                                                      tion, this course is for you. Those attending will be exposed to the four legal requirements
          Knowledge Level D                           necessary to form a contract, then expand to advanced areas of contract law and auditing.

                                                      The course was designed by one of the few licensed attorneys who is also a CIA and noted
          Field of Study: Auditing                    lecturer. The class will start with contract basics and expand into complex areas of contract
                                                      provisions. This session includes an exciting mix of lecture, group discussion, breakout
          Call for onsite pricing.                    sessions, and complex problem solving.
          Go online for course dates.                 Your opportunity to:
                                                         •	 Identify	the	different	sources	of	contract	law,	and	related	requirements	when	dealing	
                                                            with certain types of contracts.

                                                         •	 Analyze	the	different	parts	of	a	contract,	from	the	basic	components	to	more	complex	
                                                            provisions.

                                                         •	 Plan	an	audit	of	contracts,	from	start	to	finish.	

                                                         •	 Develop	tools	for	optimizing	audit	sampling	as	it	relates	to	selecting	contracts	for	
                                                            review.

                                                         •	 Perform	tests	of	controls	and	substantive	tests	when	performing	an	audit	of	contracts,	
                                                            and optimize the reporting of significant findings to management.




                                                      FRAuD	AuDITIng	uSIng	ACL	
                                                      (IIA/DELOITTE)
          2 Days / 18 CPE
                                                      Learn how to use ACL to detect symptoms of fraud.
          Course Level I, II, III                     This course, taught by Deloitte professionals with practical experience, will define the linkage
                                                      between CAATs (Computer-Assisted Audit Techniques) work and the fraud risk assessment.
          Knowledge Level B, C                        Attendees will also learn how to effectively use ACL’s fraud applications efficiently to analyze
                                                      data and detect fraud.
          Field of Study: Auditing                    Your opportunity to:
          Call for onsite pricing.                       •	 Understand	technology’s	role	in	detecting	and	preventing	fraud.	

          Go online for course dates.                    •	 Define	the	linkage	between	CAATS	work	and	the	fraud	risk	assessment.	

                                                         •	 Learn	how	to	use	ACL’s	fraud	applications	efficiently	to	analyze	data	and	detect	fraud.	

                                                         •	 Practice	creating	fraud	detection	tests	on	live	data.




                                                                     Fee, dates, courses, and program content are subject to change without notice.




34   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /       Training@theiia.org
DEvELOpIng	A	FRAuD	RISK	
management Program For your
                                                                                                       2 Days / 18 CPE
ORgAnIzATIOn	(IIA/DELOITTE)	
Help your organization become more proficient in fraud detection and                                   Course Level II, III, IV
prevention.
Given the monetary and non-monetary consequences of fraud, it is critical that organizations           Knowledge Level C, D
manage the risk of fraud. After completing this course, which is led by Deloitte professionals
with practical experience, participants should be able to articulate to management and those           Field of Study: Auditing
charged with governance the business case for managing fraud risk, develop a fraud risk
management program for an organization, and evaluate the design and implementation of                  Call for onsite pricing.
an existing fraud risk management program.                                                             Go online for course dates.
Your opportunity to:
   •	 Understand	the	changing	perspectives	on	fraud.

   •	 Understand	the	importance	of	fraud	detection,	deterrence,	and	prevention.	

   •	 Learn	how	governance,	risk	management,	and	compliance/ethics	activities	can	be	
      coordinated to better prevent fraud.

   •	 Understand	the	types	of	fraud	and	detection	techniques.	

   •	 Understand	how	to	deploy	technology	effectively	to	deter	and	detect	fraud.	

   •	 Enhance	your	organization’s	fraud	risk	management	capability




FInAnCIAL	STATEMEnT	FRAuD	
DETECTIOn	FOR	InTERnAL	
                                                                                                       2 Days / 18 CPE
AuDITORS	(IIA/DELOITTE)	
Help deter and detect financial statement fraud for more effective                                     Course Level I, II, III
governance.
Taught by Deloitte professionals with practical experience, this course focuses on internal            Knowledge Level B, C
audit’s role in detecting financial statement fraud by identifying potentially significant or
likely financial statement fraud schemes and developing audit steps to help detect them.               Field of Study: Auditing
Your opportunity to:                                                                                   Call for onsite pricing.
   •	 Understand	the	different	ways	financial	statement	fraud	is	detected.	                            Go online for course dates.
   •	 Understand	changing	patterns	of	financial	statement	fraud.	

   •	 Apply	risk	assessment	techniques	to	financial	statement	fraud	detection.	

   •	 Identify	and	evaluate	financial	statement	fraud	risk	factors.	

   •	 Design	internal	audit	steps	to	help	detect	common	financial	statement	fraud	schemes.




                                                           www.theiia.org/LearningSolutions      /   +1-407-937-1111     /   Training@theiia.org   35
                                                      IFRS:	InTERnAL	AuDIT’S	ROADMAp	
                                                      FOR	COnvERSIOn	(IIA/DELOITTE)
          1 Day / 9 CPE
                                                      Understand the drivers of IFRS and how to manage IFRS implementation
          Course Level III, IV                        risks.
                                                      IFRS adoption, while a significant regulatory event, is also an opportunity and potential
          Knowledge Level C, D                        catalyst for organizations to create global standards and achieve benefits. Required changes
                                                      mean that IFRS transitioning will have impact not only on the accounting process, but also
          Field of Study: Auditing                    on the IT infrastructure, financial reporting applications, and business processes support-
                                                      ing financial reporting. This course focuses on the internal and external drivers of IFRS,
          Call for onsite pricing.                    conversion approaches and methodologies, potential benefits, and the role of key parties in
          Go online for course dates.                 implementing IFRS.

                                                      The course, taught by Deloitte professionals with practical experience, provides opportunities
                                                      to discuss participants’ experiences as well as problems/concerns.

                                                      Your opportunity to:
                                                         •	 Describe	the	global	momentum	toward	IFRS.

                                                         •	 Discuss	managing	the	risks	for	U.S.	companies	and	maximizing	the	benefits	of	IFRS	
                                                            implementation.

                                                         •	 Identify	tools	and	resources	for	IFRS	implementation	and	the	roles	of	key	parties	in	
                                                            implementing IFRS: internal auditors, board of directors/audit committee, manage-
                                                            ment, and external auditors.

                                                         •	 Design	a	roadmap	to	implementing	IFRS	for	a	given	case	study.




                                                      IFRS	vS.	gAAp:	An	InTRODuCTIOn	
                                                      FOR	InTERnAL	AuDITORS	
          2 Days / 18 CPE
                                                      (IIA/DELOITTE)
          Course Level I, II, III                     Understand the convergence of IFRS and U.S. GAAP.
                                                      Transitioning to IFRS accounting can have significant impact on the financial reporting
          Knowledge Level C                           systems and there are many issues that need to be considered in the year of transition as well
                                                      as the post transition period. This program is designed to help internal auditors understand
          Field of Study: Auditing                    practical adoption considerations, key issues during transition, and significant differences
                                                      between IFRS and U.S. GAAP.
          Call for onsite pricing.
                                                      The course, taught by Deloitte professionals with practical experience, provides opportunities
          Go online for course dates.                 to discuss participants’ experiences as well as problems/concerns.

                                                      Your opportunity to:
                                                         •	 Describe	the	global	move	toward	IFRS	and	the	regulatory	background	including	
                                                            convergence efforts.

                                                         •	 Distinguish	the	key	accounting	requirements	under	IFRS	as	compared	to	U.S.	GAAP.	

                                                         •	 Define	implications	of	IFRS	adoption	on	business	including	people,	process,	technology,	
                                                            governance, and controls.

                                                         •	 Describe	phases,	alternate	approaches,	and	steps	of	IFRS	implementation.	

                                                         •	 Identify	benefits	of	IFRS	adoption	and	key	stakeholders.	

                                                         •	 Describe	the	learning	from	IFRS	adoptions	in	EU	and	other	countries.	




36   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
New!
ASSESSIng	ThE	RELEvAnCE	AnD	
                                                                                                        2 Days / 16 CPE
RELIABILITy	OF	pERFORMAnCE	
inFormation                                                                                             Course Level II, III
Understand the role of government auditors in helping their organizations
improve performance management and reporting.                                                           Knowledge Level B
The session will focus on assessing the relevance and reliability of performance information,
                                                                                                        Field of Study:
emphasizing reliability. Participants will learn about the criteria that should be applied in
determining both the relevance and reliability of performance data as well as clearly defining          Auditing (Govt.)
the audit objectives, scope, and methods for carrying out this type of audit. Methods for test-
ing performance data reliability will be presented along with case examples for conducting              Call for onsite pricing.
these tests drawn from the best practices of state and local governments.                               Go online for course dates.
Your opportunity to:
   •	 Learn	how	to	define	audit	objectives,	scope,	and	methods	for	performing	various	audits	
      related to assessing the quality of performance information and performance reports.

   •	 Understand	the	professional	audit	standards	that	could	be	used	in	performing	audits	
      of performance information and performance reports.

   •	 Develop	an	audit	program	to	assess	the	reliability	of	performance	data.

   •	 Learn	how	to	review	and	assess	the	reliability	of	your	organization’s	performance	
      measures.




New!
A	nEw	SERvICE	MODEL:	
                                                                                                        1 Day / 8 CPE
AuDITOR	ROLES	In	gOvERnMEnT	
PerFormanCe meaSurement                                                                                 Course Level II, III
As a government auditor, you play an important role in safeguarding your
entity and the people it serves.                                                                        Knowledge Level B
The facilitator will present a framework that pulls various auditor roles and practices
                                                                                                        Field of Study:
into a new service model for auditors to apply to improve performance measurement and
management of government organizations. The new auditor service model will be viewed in                 Auditing (Govt.)
the context of models of effective governance, service delivery, managing for results, and
organizational learning to demonstrate the value of the framework. Situational exercises                Call for onsite pricing.
will help participants understand different ways roles and practices can be used to improve             Go online for course dates.
performance measurement and management.

Your opportunity to:
   •	 Build	your	knowledge	of	the	auditor	roles	and	practices	related	to	performance	
      measurement and performance auditing that you can apply to increase the value they
      add to government entities you audit.

   •	 Recognize	how	to	use	these	roles	and	practices	to	improve	performance	measurement	
      and performance management (i.e., managing for results) of entities you audit.

   •	 Determine	gaps	between	their	current	and	desired	knowledge,	skills,	and	abilities	in	
      performance measurement, management, and auditing practices, and which practices
      offer the best opportunities for developing your proficiency.




                                                          www.theiia.org/LearningSolutions        /   +1-407-937-1111    /     Training@theiia.org   37
                                                      InTRODuCTIOn	TO	IT	AuDITIng	
                                                      (IIA/DELOITTE)
          4 Days / 36 CPE
                                                      Learn about IT from an audit perspective.
          Course Level I, II                          Understanding the ins and outs of information technology is critical to the success of audit
                                                      departments in every industry. Having baseline knowledge of general computer control con-
          Knowledge Level B                           cepts and knowing how information systems impact the audit environment is the key to doing
                                                      your job well today and achieving greater success tomorrow. This course provides an overview
          Field of Study:                             of topics ranging from IT risks and controls to COSO, COBIT and ISO17799.
          Computer Science                            Taught by Deloitte professionals with real-world IT audit experience, this course incorporates
                                                      facilitator presentations, group discussions and practical exercises and covers a wide range
          Call for onsite pricing.                    of subjects, including information security, information systems strategy and planning,
          Go online for course dates.                 database implementation and support, business continuity planning, business process
                                                      controls testing, system software, hardware support, and more.

                                                      Your opportunity to:
                                                         •	 Understand	how	information	systems	impact	the	internal	audit	department.	

                                                         •	 Understand	audit	concerns	in	the	IT	environment.	

                                                         •	 Acquire	baseline	knowledge	of	general	computer	control	concepts.	

                                                         •	 Learn	the	basics	of	how	to	perform	an	IT	audit.	

                                                         •	 Acquire	baseline	knowledge	of	application	control	concepts.




                                                      IT	AuDITIng:	BEyOnD	ThE	BASICS	
                                                      (IIA/DELOITTE)	
          4 Days / 36 CPE
                                                      Learn advanced IT auditing techniques.
          Course Level II, III                        IT auditors must have the ability to adapt to a wide variety of situations and platforms. This
                                                      course presents various technologies in a lab setting and aims to educate IT-related auditors
          Knowledge Level C                           and professionals about risks associated with specific infrastructure platforms. This course is
                                                      taught by Deloitte professionals with real-world IT audit experience who are knowledgeable in
          Field of Study:                             the latest technologies.
          Computer Science                            Your opportunity to:
                                                         •	 Learn	how	to	perform	IT	audits	in	a	variety	of	infrastructure	platforms.	
          Call for onsite pricing.
                                                         •	 See	live	demonstrations	with	various	technologies	in	a	lab	setting.	
          Go online for course dates.
                                                         •	 Learn	advanced	techniques	for	auditing	infrastructure.	

                                                         •	 Learn	advanced	techniques	for	identifying	risks	specific	to	a	variety	of	infrastructure	
                                                            platforms.

                                                         •	 Gain	functional	knowledge	that	will	allow	you	to	manage	resources	when	structuring	
                                                            IT audits on a variety of platforms.




38   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
AuDITIng	JD	EDwARDS	
(IIA/DELOITTE)
                                                                                                      4 Days / 36 CPE
Learn how to audit in a JD Edwards environment.
Financial and IT auditors should understand how the implementation and use of JD Edwards              Course Level II, III
will impact their organization and audit department. Taught by Deloitte professionals with
real-world IT audit experience, this course will also provide an overview of security with JD         Knowledge Level C
Edwards World and EnterpriseOne, as well as pitfalls and tactics, technical concepts, and
insight into all business cycles as they relate to JD Edwards.                                        Field of Study:
Your opportunity to:                                                                                  Computer Science
   •	 Understand	how	the	implementation	and	use	of	JD	Edwards	World	Software	(“World”)	
                                                                                                      Call for onsite pricing.
      and/or EnterpriseOne (legacy JD Edwards OneWorld) will impact the audit department
      and the risk profile of your organization.                                                      Go online for course dates.
   •	 Identify	opportunities	to	increase	the	efficiency	and	effectiveness	of	financial	and	
      operational audits in a JD Edwards environment.

   •	 Acquire	baseline	knowledge	of	the	JD	Edwards	modules	and	how	they	are	integrated.	

   •	 Learn	control	features	of	the	JD	Edwards	system	for	major	modules.	

   •	 Gain	hands-on	experience	working	online	with	a	live	JD	Edwards	system.




AuDITIng	ORACLE	AppLICATIOnS	
(IIA/DELOITTE)
                                                                                                      4 Days / 36 CPE
Learn how to audit in an Oracle environment.
Financial, operational, and IT auditors, along with financial and accounting staff members            Course Level II, III
concerned about internal controls, should acquire a solid understanding of how the imple-
mentation and use of Oracle applications will impact their organizations.                             Knowledge Level C
Taught by Deloitte professionals with real-world IT audit experience, this course includes
facilitator presentations, group discussions, and computer-simulated class exercises. It
                                                                                                      Field of Study:
provides a thorough overview of Oracle security basics, network and operating system                  Computer Science
security, data conversion and interfaces, and much more.
                                                                                                      Call for onsite pricing.
Your opportunity to:
                                                                                                      Go online for course dates.
   •	 Identify	ways	to	re-engineer	the	audit	to	provide	an	effective	and	efficient	audit	in	
      an Oracle applications environment.

   •	 Acquire	baseline	knowledge	of	the	module	structure	and	technical	components	of	
      Oracle applications.

   •	 Learn	control	features	and	functions	of	the	various	Oracle	applications	modules.	

   •	 Learn	how	to	audit	Oracle	applications	security.	

   •	 Gain	hands-on	experience	working	online	with	a	live	Oracle	applications	system.




                                                          www.theiia.org/LearningSolutions      /   +1-407-937-1111    /     Training@theiia.org   39
                                                      AuDITIng	pEOpLESOFT	
                                                      (IIA/DELOITTE)
          4 Days / 36 CPE
                                                      Learn how to audit in a PeopleSoft environment.
          Course Level II, III                        Internal auditors and control specialists must have a thorough knowledge of PeopleSoft
                                                      security and control features and how PeopleSoft impacts their organization and their internal
          Knowledge Level C                           audit department. Taught by Deloitte professionals with real-world IT audit experience, this
                                                      course includes presentations, computer-simulated class exercises, hands-on case studies,
          Field of Study:                             and a mock audit.
          Computer Science                            Your opportunity to:
                                                         •	 Learn	PeopleSoft	security	functionality,	examine	two-	and	three-tier	hierarchies	and	
          Call for onsite pricing.
                                                            pure Internet architecture, and understand PeopleSoft workflow functionality including
          Go online for course dates.                       Virtual Approver and login and password management features.

                                                         •	 Explore	a	layered	approach	to	controls	around	PeopleSoft.	

                                                         •	 Gain	knowledge	of	PeopleSoft	customization,	programming,	and	change	management	
                                                            control considerations.

                                                         •	 Perform	hands-on	case	studies	and	a	mock	audit	using	a	live	PeopleSoft	system.




                                                      SAp	IMpLEMEnTATIOn	AnD	pROCESS	
                                                      AuDITIng	(IIA/DELOITTE)
          4 Days / 36 CPE
                                                      This	course	was	formerly	“Introduction	to	Auditing	SAP	ERP.”
          Course Level II, III                        For internal audit professionals working in an SAP environment, this course provides an
                                                      essential knowledge base as well as hands-on training in an SAP ERP system. This course,
          Knowledge Level C                           taught by Deloitte professionals with real-world IT experience, includes facilitator presenta-
                                                      tions, group discussions, case studies, and practical exercises, allowing participants to
          Field of Study:                             explore the many ways that an SAP implementation impacts internal auditing.
          Computer Science                            Your opportunity to:
                                                         •	 Understand	how	the	implementation	of	SAP	will	impact	the	internal	audit	department.	
          Call for onsite pricing.
                                                         •	 Identify	ways	to	reengineer	the	audit	to	perform	an	effective	and	efficient	audit	in	an	
          Go online for course dates.
                                                            SAP environment.

                                                         •	 Acquire	baseline	knowledge	of	the	structural	elements	and	functions	of	SAP	ERP	(suc-
                                                            cessor product to SAP R/3).

                                                         •	 Acquire	a	baseline	knowledge	of	SAP	ERP	technical	features	and	functions	including	an	
                                                            introduction to SAP ERP security and SAP governance, risk, and compliance (GRC) suite
                                                            of tools (formerly known as Virsa).

                                                         •	 Learn	internal	control	features	and	functions	of	the	core	SAP	ERP	business	processes.	

                                                         •	 Experience	working	online	in	an	SAP	ERP	system.




40   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
SAp	ERp	TEChnICAL	AuDIT	
(IIA/DELOITTE)	
                                                                                                       4 Days / 36 CPE
Attain a deeper knowledge of the security and technical concepts of
SAP ERP.                                                                                               Course Level II, III
IT auditors must have a deep knowledge of the elements and functions of SAP ERP. Taught by
Deloitte professionals with real-world experience, this course includes presentations, group           Knowledge Level C
discussions, and practical exercises.

Your opportunity to:                                                                                   Field of Study:
                                                                                                       Computer Science
   •	 Acquire	deeper	knowledge	of	the	structural	elements	and	functions	of	SAP	ERP	
      (successor product to SAP R/3) and of SAP ERP technical features and functions.
                                                                                                       Call for onsite pricing.
   •	 Prepare	to	perform	an	audit	of	the	SAP	Basis	Component,	including	SAP	ERP	user	
                                                                                                       Go online for course dates.
      security.

   •	 Acquire	a	baseline	knowledge	of	the	SAP	governance,	risk,	and	compliance	(GRC)	suite	
      of tools (formerly known as Virsa), SAP NetWeaver, and SAP Solution Manager.

   •	 Get	hands-on	experience	in	a	live	SAP	ERP	system.




New!
SAp	gRC:	ACCESS	COnTROL	AnD	
                                                                                                       4 Days / 36 CPE
pROCESS	COnTROL	(IIA/DELOITTE)	
Get hands-on experience in this new SAP GRC course developed by Deloitte.                              Course Level II, III
This course provides an essential knowledge base, as well as hands-on learning for internal
audit professionals, including IT auditors, working in an SAP GRC environment, as well as              Knowledge Level C
those involved in SAP GRC implementation and configuration. Taught by Deloitte profession-
als with practical experience, it includes presentations, group discussions, case studies, and         Field of Study:
exercises, allowing participants to explore the many ways that an SAP GRC implementation               Computer Science
impacts internal auditing.

Your opportunity to:
                                                                                                       Call for onsite pricing.
                                                                                                       Go online for course dates.
   •	 Understand	how	the	implementation	of	SAP	GRC	will	impact	the	organization,	and	the	
      internal audit department.

   •	 Explain	the	basic	concepts	of	governance,	risk,	and	compliance;	segregation	of	duties;	
      and identity management.

   •	 Acquire	baseline	knowledge	of	the	functions,	features,	and	configuration	requirements	
      of SAP GRC Access Control and Process Control.

   •	 Obtain	hands-on	experience	working	online	with	SAP	GRC	Access	Control	(v5.3)	and	
      Process Control (v3.0) through exercises and case studies.




                                                         www.theiia.org/LearningSolutions        /   +1-407-937-1111    /     Training@theiia.org   41
                                                      COMpuTER-ASSISTED	AuDIT	
                                                      TEChnIquES	(IIA/DELOITTE)
          2 Days / 18 CPE
                                                      Use CAATS to build data analytics for use in internal auditing.
          Course Level I, II, III                     Today’s internal audit environment requires that auditors understand data analysis, sampling
                                                      and analytics, data analytics tools and techniques, as well as be experienced with audit
          Knowledge Level C                           command language (ACL). Taught by Deloitte professionals with practical experience, this
                                                      course is geared toward financial and operational auditors, IT auditors, audit management
          Field of Study:                             personnel, IT professionals, and data analysts. It uses presentations, case studies, practical
          Computer Science                            exercises, skill practices, and computer-simulated class exercises to cover such topics as
                                                      data manipulation and management terms, common data formats and structures, ACL
          Call for onsite pricing.                    navigation, ACL scripts, and data sampling.

          Go online for course dates.                 Your opportunity to:
                                                         •	 Obtain	an	understanding	of	data	quality	integrity	methodologies	and	tools.	

                                                         •	 Acquire	baseline	knowledge	of	data	analysis	and	tools.	

                                                         •	 Acquire	baseline	knowledge	of	sampling	and	analytics.	

                                                         •	 Get	hands-on	experience	with	ACL.




                                                                     Fee, courses, and program content are subject to change without notice.




42   www.theiia.org/LearningSolutions   /   +1-407-937-1111      /    Training@theiia.org
iia on-Site training
                                                                                                    Contact an IIa On-site
                                                                                                         training program
Customized / world-class / expert Led / affordable                                                         executive at
www.theiia.org/Onsite                                                                               Gettraining@theiia.org
                                                                                                    or +1-407-937-1388
iia on-site training is the industry leader when it comes to the delivery of                            and “Let Us Come to
professionally developed, practitioner-led, and affordable internal audit training.                             You.”




Five Reasons why IIa On-site training is Superior


1.       Courses can be customized to accommodate your unique needs
         and specifications.

         iia on-site training employs a dedicated “master builder” who designs
         and customizes courses that exceed client expectations. We maximize
         your training by customizing it to your organization’s specific needs and
         staff experience levels.
                                                                                                        “We have a 12-person
                                                                                                   audit staff – with experience

2.       the quality of our facilitators and their passion for educating others
         is unsurpassed.
                                                                                                          levels ranging from
                                                                                                      entry-level to a 10-year
         iia on-site training is delivered by highly skilled audit professionals                     veteran – and we needed
                                                                                                        to share a consistent
         who draw upon their personal knowledge and experience while
                                                                                                       training message with
         incorporating progressive learning methods.
                                                                                                       all 12. The IIA built a
                                                                                                        three-day course that
                                                                                                      succeeded in doing just
3.       Our portfolio of curricula includes 60+ courses on a wide variety
         of topics.
                                                                                                        that. On the first day,
                                                                                                        we tackled the tough
         the iia offers a vast variety of courses to choose from on topics                               topics that everyone
         including audit report writing; governance, risk, and control; ethics;                         needed to hear. Then
         fraud; technology; soft skills; and skill development.                                        our more experienced
                                                                                                   auditors returned to the field
                                                                                                     while the others enjoyed

4.       On-site training combines live and virtual delivery methods.

         is a live classroom your preference, but remote staff need a virtual
                                                                                                           two more days of
                                                                                                       introductory training.”

         delivery? the iia is positioned to accommodate you so that your staff
         members can benefit from training regardless of their location.




5.       On-site training is an affordable option.

         When you are training groups of five or more, on-site training is an
         affordable option, and our all-inclusive pricing means more return
         on your investment.




                                          www.theiia.org/LearningSolutions   /   +1-407-937-1111    /     Training@theiia.org       43
                                                                                                            early registration

     e-learning                                                                                           and group discounts
                                                                                                        are available for online
     targeted. Convenient. Cost-effective.                                                               training. Contact the
                                                                                                        IIa for more information
     www.theiia.org/e-learning / training@theiia.org / +1-407-937-1111
                                                                                                         at training@theiia.org.




     one way the iia is strengthening its position as a leader in internal audit education is by offering an expand-
     ing variety of online learning opportunities that enable convenient, cost-effective learning on your schedule.
     the iia’s wide variety of webinars, virtual seminars, on-demand self-study courses, and eWorkshops mean
     you can spend less time traveling to training and more time in learning. not only do these innovative learning
     solutions save your organization budget dollars, but the iia’s online training options are designed to fit your
     busy day, your travel schedule, and your learning style.


     Since flexibility is one of the benefits of online training, we will be adding offerings throughout the year.
     Bookmark www.theiia.org/e-learning and visit frequently for newly added opportunities.



     New! eworkshops are interactive, multi-day online               data loss prevention, auditing systems development
     training sessions on popular topics such as social              projects, identity theft, health care fraud, anti-money
     media and internal audit legal services. the delivery           laundering, linguistic lie detection, and mitigating
     structure of eWorkshops allows you to attend one or             risk in cloud computing.
     more of the stand-alone weekly sessions on specific
                                                                     On-demand Self-Study Courses maximize your
     subjects within the main topic area. Scheduled
                                                                     training dollars. a yearly subscription can deliver
     topics in 2012 include the Foreign Corrupt Prac-
                                                                     hundreds of courses to your computer at any time.
     tices act (FCPa), lean/Six Sigma, implementing the
                                                                     the iia’s wide variety of online self-study courses
     iPPF, Conformance with Quality Standards, manag-
                                                                     include: accounting and finance, auditing, commu-
     ing	a	generationally	Diverse	workforce,	Contract	
                                                                     nication skills, desktop applications and general it,
     auditing, and auditing Social media.
                                                                     ethics, foundational skills, knowledge management,
     Virtual Seminars are real-time, live, facilitator-led           leadership, management, operations (Six Sigma and
     courses offered via the internet in short sessions              supply chain management), project management,
     over multiple days. We’ve modified our traditional              and team building/coaching.
     seminar courses into an online learning environ-
     ment, while maintaining the same high quality and
     standard of excellence. all virtual seminars are writ-
     ten and developed by practitioners, for practitioners.

     webinars cover high-level content and are offered
     free of charge to iia members. access archived play-
     backs of the live webinars at your convenience, and
     delve into a variety of today’s hot topics, including




44   www.theiia.org/LearningSolutions   /   +1-407-937-1111   /   Training@theiia.org
try a free demo at              tHe iia’S Cia learning
www.LearnCIa.com
                                SyStem




                                                                                                      why do Users of the IIa’s CIa
  the iia’s Cia learning System was created by a team of Cia-certified industry
                                                                                                      Learning System Recommend
  experts to be the most comprehensive and effective Cia review program available.
                                                                                                      It to their Colleagues?
  this interactive print and Web-based program will help you understand and apply
  the key concepts required to pass the Cia exam. it covers the entire global Cia                       •	 Quality: materials teach
  exam syllabus in a flexible, on-demand format.                                                            the entire global Cia
                                                                                                            exam syllabus and are
                prepare to pass with Self-study Materials
                                                                                                            updated regularly.
                      and Instructor-led Courses.
                                                                                                        •	 exam Confidence: online
  Self-study Materials: the self-study program is ideal for self-motivated candi-
                                                                                                            tests, quizzes, and study
  dates with unpredictable schedules. this option combines print materials with
                                                                                                            tools reinforce topics to
  interactive online study tools for the most flexible study plan.
                                                                                                            ensure optimal prepara-

  Comprehensive Instructor-led Courses: instructor-led courses offer comprehen-                             tion for the Cia exam.

  sive study of all related Cia topics in a traditional classroom, online, or virtual                   •		Clarity: Print materials
  seminar format. these courses, offered by the iia, iia chapters, and local                                present topics in a clear
  colleges and universities, are ideal for individuals who prefer the guidance of                           and concise format and
  an expert instructor and peer discussion.                                                                 are a valuable ongoing
                                                                                                            reference tool.
                                 CIa Refresher Seminars: Cia refresher Seminars
                                 are ideal for candidates who have studied for the                      •		Convenience: Self-study

                                Cia exam, but would like a short review course to                           materials allow flexibility

                               reinforce knowledge, clarify topics, and build exam-                         to study when and where

                              day confidence. live and online seminars are offered                          schedules allow.

                             by local colleges, universities, and chapters.                             •		Variety: Self-study
                                                                                                            materials are available in
                                  For more information or to order,                                         both english and French.
                                      visit www.LearnCIa.com                                                For more guidance and
                                    or call +1-877-442-2425.                                                interaction, enroll in a
                                                                                                            live or online instructor-
                                                                                                            led course or an iia
                                                                                                            virtual seminar.




                                             www.theiia.org/LearningSolutions   /   +1-407-937-1111     /    Training@theiia.org          45
             2012 ConFerenCeS


                                                gEnERAL	AuDIT	MAnAgEMEnT	
 all-inclusive                                  ConFerenCe
 Registration Fees                              March 19 – 21, 2012
 US	$1,195	IIA	Members	                         Gaylord palms Resort & Convention Center / Orlando (Kissimmee), FL
 (Before 12/31/2011)                            www.GaM2012.org

                                                the general audit management (gam) Conference is the iia’s flagship event,
 US	$1,395	IIA	Members	
                                                bringing together 1,000 Caes, audit directors, and C-suite professionals for
 (Before 3/9/2012)
                                                the industry’s most talked about internal audit training and networking event of
 US	$1,695	Nonmembers                           the year. gam features two-and-one-half days of peer-to-peer networking and
                                                information/best practice sharing during general and concurrent sessions that
                                                will focus on “escalating internal audit’s influence and relevance.” the 2012
                                                conference will feature five tracks:
     “Overall, a great experience.
          What a wonderful                          •	 Internal	Audit’s	Role	in	Enterprise-wide	Transformational	Change	
       opportunity to learn and                     •	 Optimizing	Organizational	Risk	Management	
        network with our peers                      •	 Emerging	Trends	in	Fraud	and	Forensics	
        across all industries.”
                                                    •	 Delivering	on	Stakeholder	Expectations	
                                                    •	 Continuous	Improvement		
      “I thought the conference
         was outstanding, and I                 nothing else compares to gam’s speakers, topics, exhibitor expo, networking
       tend to be a very difficult              opportunities, preferred destination, affordable accommodations, and overall
      customer. I truly expect to               conference experience.
      receive great value for my
          time and money, and                   Join this conference’s community on LinkedIn, Facebook, and twitter.
        this conference did not                 Your GAM registration fee includes admission to all keynote and concurrent sessions;
        disappoint. The plenary                 continental breakfast on Monday, Tuesday, and Wednesday; lunch on Monday
     speakers were just excellent,              and Tuesday; and unlimited access to the Exhibit Hall and to an exhibitor reception.
     and the concurrent sessions                On-site registration is an additional US $100.
      were equally outstanding.
     I was so impressed with the
        innovative thinking that
                                                You May Also
            is going on within
                                                Benefit From These
             our profession.”                   IIARF Bookstore Products




46           www.theiia.org/LearningSolutions   /    +1-407-937-1111       /   Training@theiia.org
                                                                                                       all-inclusive
                                                                                                       Registration Fees

                                                                                                       US	$895	IIA	Members	
                                                                                                       (Before 11/25/2011)

                                                                                                       US	$995	IIA	Members	
                                                                                                       (Before 1/20/2012)

                                                                                                       US	$1,095	IIA	Members	
gaming ConFerenCe                                                                                      (Before 3/30/2012)
april 11 – 13, 2012                                                                                    US	$1,395	Nonmembers
Mirage / Las Vegas, NV
www.theiia.org/Gaming2012
                                                                                                       “I was very impressed with
the iia’s gaming Conference is a must-attend event for knowledge-seeking audi-                            the conference. It was
tors, compliance officers, regulators, and professionals from every gaming sector.                    professional, yet very relaxed.
increase your value and credibility within your organization by gaining new                             The networking time was
perspectives during four general sessions featuring the names you know from the                           time well spent. I look
organizations you respect; participate in your choice of 24 concurrent sessions                           forward to returning.”
in	three	informative	tracks	–	gaming	Specialties,	Managing	Critical	Issues,	and	
risk management; interact with colleagues from land-based, water-based, tribal,                         “This was my eleventh
and other gaming industries; and attend optional pre-conference workshops                             Gaming Conference and the
focused on specialty topics. the 2012 Conference theme is “Winning Strategies                         payback each year has been
for the Future: are you all in?”                                                                       outstanding! Keep up the
                                                                                                              good work!”
Join this conference’s community on LinkedIn, Facebook, and twitter.

Your Gaming Conference registration fee includes admission to all keynote and concurrent                 “Excellent conference.
sessions; continental breakfast on Wednesday, Thursday, and Friday; lunch on Wednesday                  Last year was good, this
and Thursday; and unlimited access to the Exhibit Hall and to an exhibitor reception. The             year was better. I will attend
pre-conference workshops require an additional fee. On-site registration for the conference                next year as well.”
is an additional US $100.

                                                                                                        “I have never been around
                                                                                                           such an elite group of
                                                                                                        people and was impressed
You May Also                                                                                            with the organization and
Benefit From These                                                                                     friendliness of the IIA staff.
IIARF Bookstore Products
                                                                                                         I didn’t feel intimidated
                                                                                                          asking questions either,
                                                                                                            which inspired me.”




                                             www.theiia.org/LearningSolutions   /   +1-407-937-1111    /    Training@theiia.org         47
                                               2012 international
                                               ConFerenCe
                                               July 8 – 11, 2012
                                               Boston Convention and exhibition Center / Boston, Ma
                                               www.iia2012ic.org

                                               “revolutionize internal auditing” during four days of professional development
 Registration Fees
                                               and	networking	near	the	Boston	harbor.
 US	$1,395	IIA	Members	
                                               the iia’s 2012 international Conference continues the tradition of offering the
 (Before 2/29/2012)
                                               premier opportunity for auditors, featuring educational sessions led by respected
 US	$1.595	IIA	Members	                        keynote and concurrent session speakers and unlimited networking opportunities.
 (Before 4/30/2012)                            more than 2,500 delegates from 100+ countries will come together in this
                                               modern, yet historic, destination city during one of the profession’s most highly-
 US	$,1,795	IIA	Members	
                                               anticipated educational events of the year. Hear best practices and benefit from
 US	$1,795	Nonmembers	                         the global audit experiences of recognized subject matter experts; expand your
 (Before 2/29/2012)                            professional	network;	and	enjoy	a	reception	and	gala	that	bring	Boston	and	its	
                                               grand history to life.
 US	$1,895	Nonmembers	
 (Before 4/30/2012)                            the event features 11 tracks focusing on Cae resources; financial services;
                                               emerging global issues; anti-fraud and ethics; small audit shops; it; best-prac-
 US	$1,995	Nonmembers                          tice tools and techniques; leadership skills; grC; auditing in the public sector;
                                               and Cia exam review.
 Registration	fees	include	a	$200	
 discount for booking one of the
                                               three official conference hotels are within walking distance of the Convention
 2012 IIA International Conference
                                               Center and feature first-choice accommodations at discounted rates.
 hotels as part of your registration.
 Should you choose not to stay at
                                               Join this conference’s community on LinkedIn, Facebook, and twitter.
 one of the 2012 IIA International
 Conference hotels, the full registra-         Your International Conference registration fee includes pre-conference specialty sessions on
 tion fee will be charged to you.              Sunday, July 8, 2012; admission to all keynote and concurrent sessions on Monday, July 9;
                                               Tuesday, July 10; and Wednesday, July 11 with 18 CPE; continental breakfast on Monday,
                                               Tuesday, and Wednesday; and lunch on Monday and Tuesday; unlimited access to the
                                               Exhibit Hall and mid-morning and afternoon refreshments; and a welcome reception
                                               and Gala.




                                               You May Also
                                               Benefit From These
                                               IIARF Bookstore Products




48          www.theiia.org/LearningSolutions   /   +1-407-937-1111        /   Training@theiia.org
                                                                                                    all-inclusive
                                                                                                    Registration Fees

gOvERnAnCE,	RISK,	                                                                                  US	$995	IIA	Members	
AnD	COnTROL	COnFEREnCE                                                                              (Before 4/13/2012)

august 20 – 22, 2012                                                                                US	$1,195	IIA	Members	
the Breakers / palm Beach, FL                                                                       (Before 6/8/2012)
www.theiia.org/GRC2012
                                                                                                    US	$1.395	IIA	Members	
the iia’s 2012 governance, risk, and Control (grC) Conference is the premier                        (Before 8/10/2012)
event for audit executives, directors, management, and staff who want to be bet-
ter prepared to provide assurance around the effectiveness of their organization’s                  US	$1,695	Nonmembers
risk management.

the iia’s grC Conference educates and engages delegates on risk and other key                            “Excellent for any audit
areas of focus for internal audit activities, including leadership in ethics and                            professional who is
governance, assessing and managing fraud risk, erm, regulatory and sustainable                            responsible for GRC.”
compliance, and more.
                                                                                                       “Overall a great event.
Join this conference’s community on LinkedIn, Facebook, and twitter.
                                                                                                     Relevant topics, effective
Your GRC Conference registration fee includes admission to all keynote and concurrent                speakers, and the location
sessions; continental breakfast on Monday, Tuesday, and Wednesday; lunch on Monday and                and facility were great.”
Tuesday with 18 CPE; and unlimited access to the Exhibit Hall and to an exhibitor recep-
tion. On-site registration is an additional US $100.
                                                                                                    “Overall one of the best I’ve
                                                                                                    been to in terms of content!”




                                           www.theiia.org/LearningSolutions   /   +1-407-937-1111    /     Training@theiia.org      49
                                               SoutHern regional
 all-inclusive                                 ConFerenCe
 Registration Fees                             September 16 – 19, 2012
 US	$595		IIA	Members	                         Hilton austin / austin, tX
 (Before 7/31/2012)                            www.theiia.org/SRC2012

                                               the iia’s 2012 Southern regional Conference is the must-attend event for
 US	$695	IIA	Members	
                                               internal auditors throughout the south. audit executives, directors, managers and
 US	$645	Nonmembers	                           staff will all benefit from regional speakers in tracks on governance, it auditing,
 (Before 7/31/2012)                            fraud, waste and abuse, and emerging issues.

 US	$745	Nonmembers                            additional sessions will be available for Cia review, featuring the iia’s Cia
                                               learning System and CgaP review. these sessions are priced separately and
                                               provide additional CPe.
        “This event had a ‘big
                                               Your Southern Regional Conference registration fee includes admission to all keynote and
     conference’ feel (national),
                                               concurrent sessions with up to 19 CPE; continental breakfast on Monday, Tuesday, and
      and brought a lot of value               Wednesday; lunch on Monday and Tuesday; and unlimited access to the Exhibit Hall and to
         to those attending.”                  a reception. On-site registration is an additional US $100.




                                               IT	AuDIT	&	COnTROLS	
                                               ConFerenCe
                                               October 30 – November 1, 2012
                                               Jw Marriott Camelback Inn
                                               Scottsdale, aZ

                                               For additional details, visit www.misti.com/itac.

                                               miS training institute and the institute of internal auditors are pleased to offer
                                               the	32nd	Annual	Conference	on	IT	Audit	&	Controls	(	ITAC	2012).	During	this	
                                               conference you will learn how world-class it auditors deal with technical and
                                               operational challenges, and will come away with proven techniques to achieve
                                               effective, risk-based controls in your organization.

                                               enjoy iia member discounts while hearing about today’s challenges and tomor-
                                               row’s opportunities around topics such as cloud computing, computer-based
                                               fraud, it risk management, network infrastructure audits, auditing social media,
                                               global data privacy and security regulations, the expectation of information
                                               security, and more.




50          www.theiia.org/LearningSolutions   /   +1-407-937-1111     /   Training@theiia.org
                                                                                                       all-inclusive
                                                                                                       Registration Fees

                                                                                                       US	$995	IIA	Members	
                                                                                                       (Before 6/1/2012)
all Star ConFerenCe                                                                                    US	$1,195	IIA	Members	
October 9 –11, 2012                                                                                    (Before 7/27/2012)
encore/wynn / Las Vegas, NV
www.theiia.org/allStar2012                                                                             US	$1.395	IIA	Members	
                                                                                                       (Before 9/28/2012)
For the eighth consecutive year, the stars will align in las vegas for the iia’s
most	highly	anticipated	event	of	the	year	–	the	2012	All	Star	Conference.	                             US	$1,695	Nonmembers

We’ve invited the top-rated speakers from the iia’s 2011-2012 conferences to
give encore presentations so that you can benefit from their expertise. the 2011                        “The All Star Conference
all Star Conference broke attendance records, attributable to the quality of the                      continues to be the best over-
speakers and their topics.                                                                             all conference of the year.”

the 2012 event will feature 32 concurrent sessions in tracks focusing on
                                                                                                      “This was a great conference!
strategies for excellence; risk management: emerging issues; organization best
                                                                                                        At certain times there were
practices; and prevention and detection of fraud.                                                      two or more sessions I really
                                                                                                        wanted to attend and wish
Join this conference’s community on LinkedIn, Facebook, and twitter.
                                                                                                      they could have been offered
Your All Star Conference registration fee includes admission to all keynote and concurrent            at different times throughout
sessions with up to 18 CPE; continental breakfast on Tuesday, Wednesday, and Thursday;                       the conference.”
lunch on Tuesday and Wednesday; and unlimited access to the Exhibit Hall and to an
exhibitor reception. On-site registration is an additional US $100.
                                                                                                       “I was very impressed with
                                                                                                      the conference overall. I met
                                                                                                       several new people and had
                                                                                                       a chance to exchange ideas
You May Also                                                                                          and discuss issues/problems
Benefit From These                                                                                      with other audit leaders.”
IIARF Bookstore Products




                                             www.theiia.org/LearningSolutions   /   +1-407-937-1111    /   Training@theiia.org         51
                                               viSion univerSity:
                                               tHe neW Cae
                                               this course is designed for new Caes and senior-level executives preparing to
                                               become Caes. vu graduates are able to develop an effective Cae strategy to
                                               deliver quality assurance and consulting services to clients for risk management,
                                               controls, and governance processes.

                                               vision university (vu) is led by a team of expert facilitators and leaders in the
                                               profession who know what it means to be a Cae. they will provide you with insight,
                                               guidance, and an improved knowledge of how to strengthen your audit team to
                                               meet today’s challenges and inspire peak performance. vu classes are limited to
                                               small groups to provide maximum interaction and networking opportunities.

                                               to strengthen the content and add value to this program, we have incorporated
                                               case outlines and leadership components from vu for the experienced Cae.
       New! the IIa’s audit
          executive Center                     this four-day program provides a contemporary approach to control and primes

       (www.theiia.org/cae)                    you to build and lead a world-class audit team by giving you:

     is the essential resource                     •	 The	CAE	Strategic	Framework	to	help	you	meet	client	expectations	in	areas	

      for Caes. Beginning in                         of corporate governance, risk management, and control.

      2012, you will receive                       •	 A	functional	structure	for	helping	management	and	the	board	of	directors	
        a professional Level                         meet organizational goals and objectives.
        membership in the                          •	 An	in-depth	understanding	of	current	audit	trends,	practices,	and	issues.		
        aeC as part of your                        •	 A	modern	application	of	The	IIA’s	International Standards for the
          VU registration.                           Professional Practice of Internal Auditing.
                                                   •	 Tools,	techniques,	and	strategies	for	meeting	the	challenges	of	today’s	
                                                     internal audit profession.

                                               Other recommendations for Caes:
                                                   •	 Assessing	your	Organization’s	Risk	Management	process	
                                                   •	 Corporate	governance:	Strategies	for	Internal	Audit	
                                                   •	 Corruption:	Mitigation	Strategies	for	Internal	Audit	(IIA/Deloitte)	
                                                   •	 general	Audit	Management	Conference
                                                   •	 governance,	Risk,	and	Control	Conference
                                                   •	 IFRS:	Internal	Audit’s	Roadmap	for	Conversion	(IIA/Deloitte)	
                                                   •	 Internal	Audit	quality	Assessment:	Establishing	your	qA	and	Improvement	
                                                     Program
                                                   •	 A	new	Service	Model:	Auditor	Roles	in	government	performance	
                                                     measurement
                                               See page 54 for more recommendations.




52          www.theiia.org/LearningSolutions   /    +1-407-937-1111     /   Training@theiia.org
aLpHaBetICaL INdeX                                          paGe #                  Introduction to IT Auditing (IIA/Deloitte) ................. 38
                                                                                    ITAC 2011 - IT Audit & Controls Conference ............ 50
Assessing the Relevance and Reliability of                                          IT Auditing: Beyond the Basics (IIA/Deloitte) .......... 38
Performance Information ........................................ 37
                                                                                    Leadership Skills for Auditors.................................. 12
Assessing Your Organization’s Risk Management
Process.................................................................... 15      New Service Model: Auditor Roles in
                                                                                    Government Performance Measurement, A ............. 37
Audit Manager Tools and Techniques ........................ 7
                                                                                    Operational Auditing: Influencing Positive Change ... 8
Audit Report Writing ............................................... 13
                                                                                    Performing External Quality Assessments of the
Audit Reports: Better Design, Faster Delivery ......... 28                          Internal Audit Activity.............................................. 10
Auditing Derivative Strategies................................. 29                  Project Management Techniques ............................. 17
Auditing Investment Activities ................................ 28                  Purchasing Fraud: Auditing and
Auditing JD Edwards (IIA/Deloitte) .......................... 39                    Detection Techniques (IIA/Deloitte) ......................... 26
Auditing Oracle Applications (IIA/Deloitte) ............. 39                        Risk-based Auditing: A Value Add Proposition ........ 21
Auditing PeopleSoft (IIA/Deloitte) ........................... 40                   SAP ERP Technical Audit (IIA/Deloitte) .................... 41
Auditor-in-Charge Tools and Techniques ................. 11                         SAP GRC: Access Control and Process Control
                                                                                    (IIA/Deloitte) ........................................................... 41
Beginning Auditor Tools and Techniques ................... 6
                                                                                    SAP Implementation and Process Auditing
Best Practices in Internal Auditing ......................... 23                    (IIA/Deloitte) ........................................................... 40
CIA Learning System Comprehensive                                                   Sarbanes-Oxley: Assessing IT Controls ................... 24
Facilitator-led Course, Part 3 .................................. 19
                                                                                    Sarbanes-Oxley Primer: Charting Your Course ......... 30
Communication Skills for Auditors .......................... 16
                                                                                    Small Audit Shop – Challenges, Opportunities,
Computer-Assisted Audit Techniques (IIA/Deloitte) ..... 42                          and Emerging Practices .......................................... 30
Construction Activity: Audit Strategies .................... 22                     Statistical Sampling for Internal Auditors ............... 20
Consulting: Activities, Skills, Attitudes ................... 33                    Value-added Business Controls:
                                                                                    The Right Way to Manage Risk ................................ 21
Continuous Auditing................................................ 27
                                                                                    Vision University: The New CAE ............................... 52
Contract Auditing .................................................... 34
Control Self-assessment: An Introduction .............. 32
Control Self-assessment: Facilitation Skills ............ 32
Corporate Governance:
Strategies for Internal Audit .................................... 29                                                                                               InDEx
Corruption: Mitigation Strategies for
Internal Audit (IIA/Deloitte) .................................... 27               tOpICaL INdeX                                              paGe #
COSO Based Internal Auditing................................. 22
Creative Problem-solving Techniques for Auditors ... 33                             audit essentials
Critical Thinking for Internal Auditors                                             Audit Manager Tools and Techniques ....................... 7
(IIA/Deloitte) ........................................................... 18
                                                                                    Audit Report Writing ............................................... 13
Dashboards – The Metrics Tool to Manage
Your Department .................................................... 25             Auditor-in-Charge Tools and Techniques ................ 11
Developing a Fraud Risk Management                                                  Beginning Auditor Tools and Techniques .................. 6
Program for Your Organization (IIA/Deloitte) .......... 35                          CIA Learning System Comprehensive
Effective Writing for Auditors ................................. 25                 Facilitator-led Course - Part 3 ................................ 19
Enterprise Risk Management: An Introduction ........ 14                             Communication Skills for Auditors ......................... 16
Evaluating Organizational Ethics ............................ 31                    Continuous Auditing ............................................... 27
Financial Auditing for Internal Auditors .................. 23                      Critical Thinking for Internal Auditors
                                                                                    (IIA/Deloitte) .......................................................... 18
Financial Statement Fraud Detection for
Internal Auditors (IIA/Deloitte) ................................ 35                Dashboards – The Metrics Tool to Manage
                                                                                    Your Department .................................................... 25
Fraud Auditing Using ACL (IIA/Deloitte) .................. 34
                                                                                    Effective Writing for Auditors ................................ 25
Health Benefits Administration Auditing ................. 31
                                                                                    Internal Auditing for Fraud (IIA/Deloitte) ................ 26
Human Resources: Auditing Your HR Function ........ 24
                                                                                    New Service Model: Auditor Roles in
IFRS: Internal Audit’s Roadmap for Conversion                                       Government Performance Measurement, A ............. 37
(IIA/Deloitte) ........................................................... 36
                                                                                    Operational Auditing: Influencing Positive Change........ 8
IFRS vs. GAAP: An Introduction for
Internal Auditors (IIA/Deloitte) ................................ 36                Project Management Techniques ............................ 17
Internal Audit Quality Assessment:                                                  Small Audit Shop – Challenges, Opportunities,
Establishing your QA and Improvement Program ...... 9                               and Emerging Practices .......................................... 30
Internal Auditing for Fraud (IIA/Deloitte) ................ 26                      Statistical Sampling for Internal Auditors .............. 20




                                                                                 www.theiia.org/LearningSolutions                        /       +1-407-937-1111    /   Training@theiia.org   53
     Certifications                                                         Assessing Your Organization’s Risk                                    Dashboards – The Metrics Tool to
                                                                            Management Process ...................................15              Manage Your Department .............................25
     Assessing the Relevance and Reliability of
     Performance Information ..............................37               Control Self-assessment: An Introduction ....32                       Financial Auditing for Internal Auditors .......23
     CIA Learning System Comprehensive                                      Control Self-assessment: Facilitation Skills .....32                  Financial Statement Fraud Detection for
     Instructor-led Course - Part 3 ......................19                                                                                      Internal Auditors (IIA/Deloitte) ......................35
                                                                            Corporate Governance: Strategies for
                                                                            Internal Audit ...............................................29      Gaming Conference .......................................47
     Chief audit executive
                                                                            COSO Based Internal Auditing ......................22                 Health Benefits Administration Auditing ......31
     Assessing Your Organization’s
     Risk Management Process ...........................15                  Enterprise Risk Management:                                           Human Resources: Auditing Your
                                                                            An Introduction .............................................14       HR Function ..................................................24
     Corporate Governance:
     Strategies for Internal Audit .........................29              Governance, Risk, and Control Conference ....49                       IFRS: Internal Audit’s Roadmap for
                                                                                                                                                  Conversion (IIA/Deloitte) ...............................36
     Corruption: Mitigation Strategies                                      New Service Model: Auditor Roles in
     for Internal Audit (IIA/Deloitte) ....................27               Government Performance Measurement, A ....37                          IFRS vs. GAAP: An Introduction for Internal
                                                                                                                                                  Auditors (IIA/Deloitte) ...................................36
     Developing a Fraud Risk Management                                     Risk-based Auditing:
     Program for Your Organization (IIA/Deloitte) 35                        A Value Add Proposition ...............................21             Internal Audit Quality Assessment:
                                                                                                                                                  Establishing Your QA and Improvement
     Evaluating Organizational Ethics .................31                   Sarbanes-Oxley Primer:                                                Program .........................................................9
                                                                            Charting Your Course ...................................30
     General Audit Management Conference ........46                                                                                               Performing External Quality Assessments
                                                                            Statistical Sampling for Internal Auditors ....20                     of the Internal Auditing Activity ....................10
     Governance, Risk, and Control
     Conference ....................................................49      Value-added Business Controls:                                        Purchasing Fraud: Auditing and Detection
                                                                            The Right Way to Manage Risk .....................21                  Techniques (IIA/Deloitte) ..............................26
     IFRS: Internal Audit’s Roadmap for
     Conversion (IIA/Deloitte) ...............................36                                                                                  Sarbanes-Oxley Primer:
                                                                            Sarbanes-Oxley act
     Internal Audit Quality Assessment:                                                                                                           Charting Your Course ...................................30
     Establishing Your QA and Improvement                                   Sarbanes-Oxley: Assessing IT Controls .........24
                                                                                                                                                  Small Audit Shop – Challenges,
     Program .........................................................9     Sarbanes-Oxley Primer:                                                Opportunities, and Emerging Practices .........30
     New Service Model: Auditor Roles in                                    Charting Your Course ...................................30
     Government Performance Measurement, A ...37                            Statistical Sampling for Internal Auditors ....20                     technology
     Project Management Techniques .................17                                                                                            Auditing JD Edwards (IIA/Deloitte) ................39
                                                                            Skill development
     Small Audit Shop – Challenges,                                                                                                               Auditing Oracle Applications (IIA/Deloitte) ...39
     Opportunities, and Emerging Practices .........30                      Assessing the Relevance and Reliability of
                                                                            Performance Information ..............................37              Auditing PeopleSoft (IIA/Deloitte) .................40
     Vision University: The New CAE ....................52
                                                                            Audit Reports:                                                        Computer-Assisted Audit Techniques
                                                                            Better Design, Faster Delivery ......................28               (IIA/Deloitte) .................................................42
     Fraud
                                                                            Construction Activity: Audit Strategies .........22                   Introduction to IT Auditing (IIA/Deloitte) .......38
     Corruption: Mitigation Strategies for
     Internal Audit (IIA/Deloitte) ..........................27             Consulting: Activities, Skills, Attitudes ........33                  ITAC 2011 - IT Audit & Controls Conference ..50
     Developing a Fraud Risk Management                                     Creative Problem-solving Techniques                                   IT Auditing: Beyond the Basics (IIA/Deloitte) 38
     Program for Your Organization (IIA/Deloitte) ...35                     for Auditors ..................................................33     SAP ERP Technical Audit (IIA/Deloitte) ..........41
     Financial Statement Fraud Detection for                                Critical Thinking for Internal Auditors
     Internal Auditors (IIA/Deloitte) ......................35                                                                                    SAP GRC: Access Control and
                                                                            (IIA/Deloitte) .................................................18    Process Control (IIA/Deloitte) ........................41
     Fraud Auditing Using ACL (IIA/Deloitte) ........34                     Evaluating Organizational Ethics .................31                  SAP Implementation and Process Auditing
     Internal Auditing for Fraud (IIA/Deloitte) ......26                    Leadership Skills for Auditors .......................12              (IIA/Deloitte) .................................................40
     Purchasing Fraud: Auditing and Detection                               New Service Model: Auditor Roles                                      Sarbanes-Oxley: Assessing IT Controls .........24
     Techniques (IIA/Deloitte) ..............................26             in Government Performance Measurement, A ...37
     Statistical Sampling for Internal Auditors ....20                      Operational Auditing: Influencing Positive
                                                                            Change............................................................8
     public Sector/Government
                                                                            Project Management Techniques ..................17
     Assessing the Relevance and Reliability of
     Performance Information ..............................37               Southern Regional Conference ......................50

     New Service Model: Auditor Roles in                                    Statistical Sampling for Internal Auditors ....20
     Government Performance Measurement, A ...37
                                                                            Specialties
     Statistical Sampling for Internal Auditors ....20
                                                                            Assessing Your Organization’s
     Reporting Standard                                                     Risk Management Process ...........................15

     IFRS: Internal Audit’s Roadmap for                                     Auditing Derivative Strategies ......................29
     Conversion (IIA/Deloitte) ...............................36            Auditing Investment Activities .....................28
     IFRS vs. GAAP: An Introduction for                                     Best Practices in Internal Auditing ...............23
     Internal Auditors (IIA/Deloitte) ......................36
                                                                            Construction Activity: Audit Strategies .........22
     Risk and Control                                                       Contract Auditing .........................................34
     Assessing the Relevance and Reliability of                             Corruption: Mitigation Strategies for
     Performance Information...............................37               Internal Audit (IIA/Deloitte) ..........................27


                                                              Fee, courses, locations, and program content are subject to change without notice.




54   www.theiia.org/LearningSolutions                        /       +1-407-937-1111                 /      Training@theiia.org
              DEMOnSTRATE	yOuR	vALuE	
              WitH iia CertiFiCation


              the value proposition of internal auditing rests with the ability of internal audit practitioners to provide assur-
              ance, insight, and objectivity to their organizations and the organization’s stakeholders. the iia’s certification
              programs offer an unparalleled opportunity to distinguish yourself from your peers by defining your high level
              of ability to deliver on the value proposition of the profession. Certification can also boost your salary since
              certified professionals earn up to 18% more than their non-certified peers.*

              elevate your level of professional development by earning one of these marks
              of professional distinction:

                       Certified Internal auditor® (CIa®) is the only globally accepted designation
                       for internal auditors and the standard by which individuals demonstrate
                       their professionalism in internal auditing.

                       Certification in Control Self-assessment® (CCSa®) is a recognized
                       professional designation for CSa practitioners at any experience level                       For more information including
                       who are responsible for driving organizational change.                                        eligibility requirements, exam
                                                                                                                         fees, and how to apply for an
                       Certified Financial Services auditor® (CFSa®) is a specialty certification
                                                                                                                          IIa certification program,
                       for audit professionals that measures an individual’s knowledge of and
                                                                                                                    visit www.theiia.org/Certification.
                       proficiency within the banking, insurance, and securities industries.

                       Certified Government auditing professional® (CGap®) is a designation
                       designed	for	auditors	working	in	the	public	sector	at	all	levels	–	federal/
                       national, state/provincial, local, quasi-governmental, or crown authority.

                       New! Certification in Risk Management assurance™ (CRMa™) is a new
                       certification that allows you to demonstrate your ability to provide advice
                       and assurance on key risk management and governance processes.

              taking an iia certification exam is more convenient than ever before, as iia exams are offered via computer-
              based testing at more than 500 available testing centers around the world, in the language of your choice,
              at a time that is convenient for you!

              all active Cias, CCSas, CgaPs, and CFSas are required to maintain their professional development through
              continuing professional education (CPe). all of the training featured in this catalog supports that requirement.




*Source: The IIA’s Compensation Study.                     www.theiia.org/LearningSolutions   /   +1-407-937-1111    /     Training@theiia.org         55
global Headquarters                    t   +1-407-937-1111
247 maitland avenue                    F   +1-407-937-1101
altamonte Springs, Florida 32701 uSa   W      www.theiia.org




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