SMI OBJECTIVES

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							                                     DBHDID                                               FY 2013
                     ADULT SERVICES OBJECTIVES & INSTRUCTIONS


INSTRUCTIONS
Note: These guidelines are offered to assist you in completing both the Plan and Budget
application and with the reporting requirements throughout the year. Please share them
with appropriate staff.
Centers are required to report all client related services in the client and event data sets. The
following information is provided to assist with some specific data set reporting and also to detail
the information to be reported manually for those services that cannot be coded in the data set.
Please refer to the Data Dictionary for specific service code descriptions.
The restricted mental health funding you receive may be spread to a number of projects serving
adults with severe mental illness (SMI) and those adults without SMI. Please complete the
Spending Plan (Form 117) indicating the programs and projects being supported with these
funds and the corresponding amounts.
For SFY 2013, you must allocate, on the Spending Plan, 50% of your Mental Health Block
Grant funds, to at least one Evidence Based Practice. SAMHSA recognizes the following
Evidence Based Practices for adults with severe mental illness: Supported Employment,
Supported Housing, Peer Support, Integrated Treatment for Co-occurring Disorders,
Assertive Community Treatment, Family Psycho-Education, Illness Management/
Recovery and Medication Management.
Also complete the Adult System of Care Application (Form 115). There should be a correlation
between the system described in the Application and the programs being funded on the
Spending Plan. For SFY 2013, at least one Evidence Based Practice must be targeted and
a description given regarding planned projects.

  DUE WITH PLAN AND BUDGET                 PLANNING & IMPLEMENTATION REPORT, FORM 113B
                                           ADULT SYSTEM OF CARE APPLICATION, FORM 115
                                           SPENDING PLAN, FORM 117
                                           OLMSTEAD WRAPAROUND PBFR, FORM 101
                                           PATH PROJECT NARRATIVE, FORM 133
                                           PATH INTENDED USE PLAN, FORM 133A
                                           PATH BUDGET FORM, FORM 133D

The Financial Implementation Report (Form 112) must be submitted on a semi-annual basis for
all funds allocated.

The Implementation Report (Form 113B) must be submitted with targets during Plan & Budget
and on a semi-annual basis for those projects that cannot be entered in the Event Data Set, as
well as for targeted Evidence Based Practices as described in Form 115. Certain services
also require additional reports as specified below.

  DUE QUARTERLY                       OLMSTEAD WRAPAROUND PBFR, FORM 101
                                      PATH PBFR, FORM 101
                                      ADULT CASE MANAGEMENT WRAPAROUND, FORM 116
  DUE SEMI-ANNUALLY                   FINANCIAL IMPLEMENTATION REPORT, FORM 112
                                      PLANNING & IMPLEMENTATION REPORT, FORM 113B




                                            Page 1 of 16
                                     DBHDID                                                FY 2013
                     ADULT SERVICES OBJECTIVES & INSTRUCTIONS

   ADULT CASE MANAGEMENT WRAPAROUND
Centers are required to complete the Adult Case Management Wraparound Quarterly Expense
Report (Form 116) and report service data in the Event Data Set – Service Code 25
(Miscellaneous Purchases).


   OLMSTEAD WRAPAROUND
Centers that serve as fiscal agents for “Olmstead Wraparound” funding (Regions 2, 6, 12, and
15) have responsibility for managing funds through cooperation with the Transition Committee
established in each state hospital district.

Olmstead Wraparound Program Guidelines
Target Group

The initial target group for funding is individuals who meet Olmstead criteria and who have
resided in a state psychiatric hospital for over one year. Olmstead criteria include:

   Treatment professionals determine that community treatment is appropriate;
   Affected persons are informed of options and do not oppose community treatment; and
   Placement can be reasonably accommodated taking into account the resources available to
    the state and others with mental disabilities.

Persons with priority for the program include individuals who meet Olmstead criteria and:
 Are on the current OCR list maintained by the Division of Behavioral Health;
 Have resided in the hospital over one year; or
 Have had repeat admissions to the hospital over the course of one year and need
   wraparound services to remain in the community.

Recognizing that affected individuals also include those at risk for institutionalization, the initial
target group may be expanded to include individuals in the specialized SMI Personal Care
Homes who are ready for community placement if an individual in the initial target group has
chosen a specialized SMI Personal Care Home as his/ her preferred community placement and
placing another person will free up the needed SMI PCH placement slot.

Transition Committee

A Transition Committee will be established at each state hospital to review cases and prioritize
persons for the program that includes designated representatives of:
 The Division of Behavioral Health
 The state hospital; and
 The Regional MH/MR Board who is fiscal agent.
 The Regional MH/MR Board for the individual’s community placement.

As potential recipients are identified, the committee will need to expand to include hospital
discharge planners for the individuals and representatives of the community organizations who
will serve them.

Input will be obtained from all committee members and consensus will be reached regarding
appropriate services and allocation of funds.


                                             Page 2 of 16
                                     DBHDID                                                FY 2013
                     ADULT SERVICES OBJECTIVES & INSTRUCTIONS

Transition Plans

A transition plan and cost analysis will be developed for each affected individual. The transition
plan will be an extension of the hospital’s discharge plan, with an emphasis on the preferences
of the individual and a delineation of the services that will be needed in the community.
Additional supports (peer support, for example) should also be addressed. The transition plan
will also address efforts to provide informed choice as to community living arrangements and
choice of services.

Individual Budgets

Like the existing Supported Living Program, funds will be designated for the purchase of
services and supports based on an individual service plan. One plan may cost more than
another to carry out, therefore, individual budgets will need to be prepared based on a menu of
services. Typical services may include case management, residential support, supported
employment, therapeutic rehabilitation, or medications.

Please remember, these funds may not be used to pay for services that are available to the
individual through an existing funding stream.

Interface with Continuity of Care Efforts

Continuity of care committees have been established by the Division of Behavioral Health to
facilitate collaboration between state hospitals and their respective regional boards in relation to:
 Admission and discharge processes
 Continuity of care for outpatient appointments and medications
 Readmission rates

As this program evolves, continuity of care committees will be a resource for review of transition
activities and their outcomes.

Olmstead Outcomes
A quarterly programmatic report should be submitted to the Transition Committee by the
CMHC managing the funds. These reports will track basic outcomes concerning
community tenure and progress of individual clients.


 PATH HOMELESS
PATH providers will be awarded funding based on a competitive application process.

In addition to state level reporting, an annual data report form must be submitted on-line
to Advocates for Human Potential by December 15th.


   RESIDENTIAL SUPPORT
Centers that operate residential/housing programs and that provide on-site or off-site support to
residents should report data in the Event Data Set –Service Code 40 (Residential Support).




                                             Page 3 of 16
                                   DBHDID                                            FY 2013
                   ADULT SERVICES OBJECTIVES & INSTRUCTIONS
  SOCIAL CLUB (DROP-IN)
Centers that operate social club (drop-in) programs should report data in the Event Data Set –
Service Code 80.


  THERAPEUTIC REHABILITATION
Centers that operate therapeutic rehabilitation programs should report data in the Event Data
Set – Service Code 30.


  ASSERTIVE COMMUNITY TREATMENT
Centers that choose to allocate a portion of their Mental Health Block Grant funds to this
Evidence Based Practice should report data semi-annually on the Adult Implementation Report
– Form 113B, as well as fully describe the plans for these funds on the Adult System of Care
Application, Form 115.

1. Number of unduplicated adults served.
2. Number of adults served with severe mental illness.
3. Number of events provided.


   CONSUMER CONFERENCE
1. Number of consumer attendees


  HOUSING DEVELOPMENT
1. Number of applications for housing funding for adults with severe mental illness submitted
   by agencies within the region during the fiscal year.
2. Number of units of housing for adults with severe mental illness developed during the fiscal
   year (defined as funding approved or units ready for occupancy.)


  SPECIALIZED INTENSIVE CASE MANAGEMENT (SICM)
1. Number of unduplicated persons served who meet SICM criteria.
2. Number of events provided. (Events = 4 contacts per month)
3. Decrease the cumulative number of inpatient hospital days for the caseload by 50% from
   the baseline.
   (Report: Baseline number of inpatient days per individual, 12 months prior to SICM
   program; number of inpatient days per individual for reporting period, and cumulative
   number of inpatient days during SICM enrollment.
4. Decrease the cumulative number of jail/prison days for the caseload by 50% from the
   baseline.
   (Report: Baseline number of jail/prison days per individual, 12 months prior to SICM
   program; number of jail/prison days per individual this period; and the cumulative number of
   jail/prison during SICM enrollment.


  COMMUNITY MEDICATIONS SUPPORT PROGRAM (CMSP)
1. Number of adults approved for CMSP.
2. Number of adults using CMSP funds to fill prescriptions.
3. Number of adults eligible for CMSP due to waiver(s).


                                          Page 4 of 16
                                    DBHDID                                              FY 2013
                    ADULT SERVICES OBJECTIVES & INSTRUCTIONS

   PEER SUPPORT
Centers that utilize Peer Support Services should also report data in the Event Data Set—
Service Codes 45 and 46.
In addition, Centers that choose to allocate a portion of their Mental Health Block Grant funds to
this Evidence Based Practice should report data semi-annually on the Adult Implementation
Report, Form 113B, as well as fully describe the plans for these funds in the Adult System of
Care Application, Form 115.

1.   Number of unduplicated adults served.
2.   Number of persons served with severe mental illness (SMI).
3.   Number of events provided (units of service).
4.   Number of Peer Specialists employed and corresponding FTE.


   SUPPORTED EMPLOYMENT
Centers that operate supported employment programs should report data in the Event Data Set
– Service Code 85.
In addition, Centers that choose to allocate a portion of their Mental Health Block Grant funds to
this Evidence Based Practice should report data semi-annually on the Adult Implementation
Report, Form 113B, as well as fully describe the plans for these funds in the Adult System of
Care Application, Form 115.

1. Number of unduplicated adults served.
2. Number of persons served with severe mental illness.
3. Number of events provided (contacts, training, etc.)


   SUPPORTED HOUSING
Centers that operate supported housing programs should report data in the Event Data Set –
Service Code 43.
In addition, Centers that choose to allocate a portion of their Mental Health Block Grant funds to
this Evidence Based Practice should report data semi-annually on the Adult Implementation
Report, Form 113B, as well as fully describe the plans for these funds in the Adult System of
Care Application, Form 115.

1. Number of unduplicated adults served.
2. Number of persons served with severe mental illness.
3. Number of events provided (contacts, training, etc.).


  INTEGRATED TREATMENT FOR CO-OCCURRING DISORDERS
Centers that choose to allocate a portion of their Mental Health Block Grant funds to the
Evidence Based Practice should report data semi-annually on the Adult Implementation Report,
Form 113B, as well as fully describe the plans for these funds in the Adult System of Care
Application, Form 115.

1. Number of unduplicated adults served.
2. Number of persons served with severe mental illness.
3. Number of events provided (contacts, training, etc.).



                                           Page 5 of 16
                                   DBHDID                                         FY 2013
                   ADULT SERVICES OBJECTIVES & INSTRUCTIONS
  PAYEESHIP
1. Number of unduplicated adults served.
2. Number of adults served with severe mental illness.
3. Number of events provided (specify).


   DEAF AND HARD OF HEARING SERVICES
    Please look under DHH Objectives for instructions related to this section.


  ILLNESS MANAGEMENT AND RECOVERY
Centers that choose to allocate a portion of their Mental Health Block Grant funds to their
Evidence based Practice should report data semi-annually on the Adult Implementation Report,
Form 113B, as well as fully describe the plans for these funds in the Adult system of Care
Application, Form 115.

1. Number of unduplicated adults served.
2. Number of persons served with severe mental illness.
3. Numbers of events provided (contacts, training, etc.)


  MEDICATION MANAGEMENT
Centers that choose to allocate a portion of their Mental Health Block Grant funds to their
Evidence based Practice should report data semi-annually on the Adult Implementation Report,
Form 113B, as well as fully describe the plans for these funds in the Adult system of Care
Application, Form 115.

1. Number of unduplicated adults served.
2. Number of persons served with severe mental illness.
3. Numbers of events provided (contacts, training, etc.)


  FAMILY PSCHO-EDUCATION
Centers that choose to allocate a portion of their Mental Health Block Grant funds to their
Evidence based Practice should report data semi-annually on the Adult Implementation Report,
Form 113B, as well as fully describe the plans for these funds in the Adult system of Care
Application, Form 115.

1. Number of unduplicated adults served.
2. Number of persons served with severe mental illness.
3. Numbers of events provided (contacts, training, etc.)




                                         Page 6 of 16
                                   DBHDID                                      FY 2013
                   ADULT SERVICES OBJECTIVES & INSTRUCTIONS
FEDERAL DEFINITIONS

Roll-Up of Adult Mental Health Services for use in federal MH Block Grant Reporting

Consumer and Family Support:
   Training and Advocacy
   Consumer Support Group
   Social-Club Drop In
   Consumer Conference
   Peer Support

Crisis / Emergency Services:
    Emergency Help-Line
    Walk-In Crisis Services
    Mobile Crisis Services
    Crisis Stabilization Services

Mental Health Treatment:
   Medication Management
   Outpatient Therapy
   Community Medications Support
   PASRR Evaluations
   Specialized Geriatric Services
   Specialized Co-Occurring Disorders (mental health and substance abuse) Services
   Specialized Integrated Physical and Behavioral Health Services
   Specialized Mental Health Services for Deaf and Hard of Hearing


Case Management and Outreach:
    Targeted Case Management
    Specialized Intensive Case Management
    Assertive Community Treatment
    Continuity of Care Outreach Specialists
    Homeless Outreach
    Payeeship
    Rural Outreach

Rehabilitation Services:
    Therapeutic Rehabilitation
    Supported Employment
    Supported Education

Housing Options:
   Supported Housing Program
   Residential Support
   Housing Developers

Adult Wraparound:
    Adult Wraparound Funds


                                       Page 7 of 16
                                     DBHDID                                                FY 2013
                     ADULT SERVICES OBJECTIVES & INSTRUCTIONS


EVIDENCE BASED PRACTICE DEFINITIONS


The following guidelines are being passed on to you as we received them from SAMHSA:

The intent of these guidelines is to provide guidance for regions to decide whether they should
report data on EBPs. They are not intended to be prescriptive or to set inflexible boundaries,
but to indicate whether the services being reported conform broadly to the evidence-based
practices. As reporting takes place, these guidelines are expected to be revised and refined
over time.

                              ASSERTIVE COMMUNITY TREATMENT

 I.     DEFINITION
        A team based approach to the provision of treatment, rehabilitation and support
        services. ACT/PACT models of treatment are built around a self-contained multi-
        disciplinary team that serves as the fixed point of responsibility for all patient care for a
        fixed group of clients. In this approach, normally used with clients with severe and
        persistent mental illness, the treatment team typically provides all client services using a
        highly integrated approach to care. Key aspects are low caseloads and the availability of
        the services in a range of settings. The service is a recommended practice in the PORT
        study (Translating Research Into Practice: The Schizophrenia Patient Outcomes
        Research Team (PORT) Treatment Recommendations, Lehman, Steinwachs and Co-
        Investigators of Patient Outcomes Research Team, Schizophrenia Bulletin, 24(1):1-10,
        1998) and is cited as a practice with strong evidence based on controlled, randomized
        effectiveness studies in the Surgeon General's report on mental health (Mental Health:
        A Report of the Surgeon General, December, 1999, Chapter 4, "Adults and Mental
        Health, Service Delivery, Assertive Community Treatment"). Additionally, CMS (formerly
        HCFA) recommended that state Medicaid agencies consider adding the service to their
        State Plans in HCFA Letter to State Medicaid Directors, Center for Medicaid and State
        Operations, June 07, 1999.

 II.    FIDELITY MEASURE
        http://mentalhealth.samhsa.gov/cmhs/communitysupport/toolkits/community/

 III.   MINIMUM REQUIREMENTS FOR REPORTING ACT

           Small caseload:    Client/ provider ratio of 10:1 or fewer is the ideal.

           Multidisciplinary team approach: This is a team approach rather than an approach
            which emphasizes services by individual providers. The team should be
            multidisciplinary and could include a psychiatrist, nurse, substance abuse specialist.
            For reporting purposes, there should be at least 3 FTE on the team

           Includes clinical component: In addition to case management, the program directly
            provides services such as: psychiatric services, counseling / psychotherapy, housing
            support, substance abuse treatment, employment/rehabilitative services.




                                             Page 8 of 16
                                   DBHDID                                               FY 2013
                   ADULT SERVICES OBJECTIVES & INSTRUCTIONS
         Services provided in community settings:        Program works to monitor status,
          develop community living skills in the community rather than the office.

         Responsibility for crisis services:   Program has 24-hour responsibility for covering
          psychiatric crises.

IV.   ACT IS NOT INTENSIVE CASE MANAGEMENT

Note: If specific EBPs are provided as a component of ACT, they should be reported under
ACT and not separately under other practices. In the revised version of the tables, please
check off the EBPs that are provided under ACT. (Please note that to report these as EBPs;
they should conform to the reporting guidelines for each EBP provided in this document.)




                                            Page 9 of 16
                                    DBHDID                                             FY 2013
                    ADULT SERVICES OBJECTIVES & INSTRUCTIONS
                                SUPPORTED EMPLOYMENT

I.     DEFINITION
       Mental Health Supported Employment (SE) is an evidence-based service to promote
       rehabilitation and return to productive employment for persons with serious mental
       illnesses. SE programs use a team approach for treatment, with employment specialists
       responsible for carrying out all vocational services from intake through follow-along. Job
       placements are: community-based (i.e., not sheltered workshops, not onsite at SE or
       other treatment agency offices), competitive (i.e., jobs are not exclusively reserved for
       SE clients, but open to public), in normalized settings, and utilize multiple employers.
       The SE team has a small client: staff ratio. SE contacts occur in the home, at the job
       site, or in the community. The SE team is assertive in engaging and retaining clients in
       treatment, especially utilizing face-to-face community visits, rather than phone or mail
       contacts. The SE team consults/works with family and significant others when
       appropriate. SE services are frequently coordinated with Vocational Rehabilitation
       benefits.

II.    FIDELITY MEASURE
       http://mentalhealth.samhsa.gov/cmhs/communitysupport/toolkits/employment/

III.   MINIMUM REQUIREMENTS FOR REPORTING SUPPORTED EMPLOYMENT
        Competitive employment: Employment specialists provide competitive job options
          that have permanent status rather than temporary or time-limited status.
          Employment is competitive so that potential applicants include persons in the general
          population.

          Integration with treatment: Employment specialists are part of the mental health
           treatment teams with shared decision making. They attend regular treatment team
           meetings (not replaced by administrative meetings) and have frequent contact with
           treatment team members.

          Rapid job search: The search for competitive jobs occurs rapidly after program
           entry.

          Eligibility based on consumer choice (not client characteristics): No eligibility
           requirements such as job readiness, lack of substance abuse, no history of violent
           behavior, minimal intellectual functioning, and mild symptoms.

          Follow–along support: Individualized follow-along supports are provided to employer
           and client on a time-unlimited basis. Employer supports may include education and
           guidance. Client supports may include crisis intervention, job coaching, job
           counseling, job support groups, transportation, treatment changes (medication), and,
           networked supports (friends/family).

IV.    SUPPORTED EMPLOYMENT IS NOT:
        Prevocational training
        Sheltered work
        Employment in enclaves (that is in settings, where only people with disabilities are
         employed)
        [If an employment specialist is part of an ACT team, this should be reported under
         ACT and not separately as supported employment.]



                                          Page 10 of 16
                                    DBHDID                                                  FY 2013
                    ADULT SERVICES OBJECTIVES & INSTRUCTIONS
                                     SUPPORTED HOUSING

I.     DEFINITION

       Services to assist individuals in finding and maintaining appropriate housing
       arrangements. This activity is premised upon the idea that certain clients are able to live
       independently in the community only if they have support staff for monitoring and/or
       assisting with residential responsibilities. These staff assists clients to select, obtain, and
       maintain safe, decent, affordable housing and maintain a link to other essential services
       provided within the community. The objective of supported housing is to help obtain and
       maintain an independent living situation.

       Supported Housing is a specific program model in which a consumer lives in a house,
       apartment or similar setting, alone or with others, and has considerable responsibility for
       residential maintenance but receives periodic visits from mental health staff or family for
       the purpose of monitoring and/or assisting with residential responsibilities. Criteria
       identified for supported housing programs include: housing choice, functional separation
       of housing from service provision, affordability, integration (with persons who do not
       have mental illness), and right to tenure, service choice, service individualization and
       service availability.

II.    FIDELITY MEASURE
       http://store.samhsa.gov/product/Permanent-Supportive-Housing-Evidence-Based-
       Practices-EBP-KIT/SMA10-4510

III.   MINIMUM REQUIREMENTS FOR REPORTING SUPPORTED HOUSING

          Target population: Targeted to persons who would not have a viable housing
           arrangement without this service.

          Staff assigned: Specific staff are assigned to provide supported housing services.

          Housing is integrated: That is, supported housing provided for living situations in
           settings that are also available to persons who do not have mental illnesses.

          Consumer has the right to tenure: The ownership or lease documents are in the
           name of the consumer.

          Affordability: Supported housing assures that housing is affordable (consumers pay
           no more than 30-40% on rent and utilities) through adequate rent subsidies, etc.

IV.    SUPPORTED HOUSING IS NOT:

          Residential treatment services.
          A component of case management or ACT.




                                            Page 11 of 16
                                  DBHDID                                             FY 2013
                  ADULT SERVICES OBJECTIVES & INSTRUCTIONS
                                   PEER SUPPORT

I.     DEFINITION

Services provided by a peer specialist to assist adults with serious mental illness (SMI) in
achieving specific recovery goals defined by the individual client (consumer) as specified in
the Individual Service Plan (ISP), and provided under the direct supervision of a Qualified
Mental Health Professional (QMHP). All treatment interventions are planned and
implemented in a partnership that occurs between the mental health consumer and their
mental health treatment team members. These services may include:

a.       Face-to-face interventions on an individual or group basis to provide structured,
         scheduled activities that promote socialization, recovery, self-advocacy, development
         of natural supports, development and maintenance of community living skills, and
         management of symptoms.
b.       Participation by the peer specialist, in partnership with the individual client, to
         formulate and review the comprehensive treatment plan.

II.      FIDELITY MEASURE (Not currently available)

III.     MINIMUM REQUIREMENTS FOR REPORTING PEER SUPPORT
          Services are provided by a certified Kentucky Peer Specialist
          An Individual Service Plan (ISP) that identifies specific recovery goals has been
            developed
          Services delivered, whether individual or group, are documented in the medical
            record
          Peer support specialists are supervised by a Qualified Mental Health
            Professional

IV.      PEER SUPPORT IS NOT:
          Activities engaged in by consumers as part of regular program participation (e.g.
           cooking lunch at a therapeutic rehabilitation program, assisting in transporting
           consumers)
          Recreational or social activities led by consumers as part of social-club drop-in or
           other consumer run programs
          Volunteer (non-paid) activities that may be engaged in by certified peer
           specialists or other non-certified consumers




                                        Page 12 of 16
                                    DBHDID                                               FY 2013
                    ADULT SERVICES OBJECTIVES & INSTRUCTIONS
                                FAMILY PSYCHO-EDUCATION


I.     DEFINITION

       Family psycho-education is offered as part of an overall clinical treatment plan for
       individuals with mental illness to achieve the best possible outcome through the active
       involvement of family members in treatment and management and to alleviate the
       suffering of family members by supporting them in their efforts to aid the recovery of their
       loved ones. Family psycho-education programs may be either multi-family or single-
       family focused. Core characteristics of family psycho-education programs include the
       provision of emotional support, education, resources during periods of crisis, and
       problem-solving skills.

II.    FIDELITY MEASURE
       http://mentalhealth.samhsa.gov/cmhs/communitysupport/toolkits/family/

III.   MINIMUM REQUIREMENTS FOR REPORTING FAMILY PSYCHO-EDUCATION

          A structured curriculum is used.

          Psycho-education is a part of clinical treatment.

IV.    FAMILY PSYCHO-EDUCATION IS NOT:

       Several mechanisms for family psycho-education exist. The evidence-based model,
       promoted through SAMHSA’s EBP implementation resource kit (“toolkit”) involves a
       clinician. For DIG reporting, do not include family psycho-education models not involving
       a clinician as part of clinical treatment.

       Note: Some states are providing NAMI’s Family-to-Family program and not the family
       psycho-education EBP described above. If a state is providing NAMI’s Family-to-Family
       program, this should be reported under family psycho-education with an asterisk and a
       note indicating that the numbers reflect the NAMI program and not the EBP described
       above.




                                           Page 13 of 16
                                    DBHDID                                               FY 2013
                    ADULT SERVICES OBJECTIVES & INSTRUCTIONS
           INTEGRATED TREATMENT FOR CO-OCCURRING DISORDER
           (MENTAL HEALTH / SUBSTANCE ABUSE)

I.     DEFINITION

       Dual diagnosis treatments combine or integrate mental health and substance abuse
       interventions at the level of the clinical encounter. Hence, integrated treatment means
       that the same clinicians or teams of clinicians, working in one setting, provide
       appropriate mental health and substance abuse interventions in a coordinated fashion.
       In other words, the caregivers take responsibility for combining the interventions into one
       coherent package. For the individual with a dual diagnosis, the services appear
       seamless, with a consistent approach, philosophy, and set of recommendations. The
       need to negotiate with separate clinical teams, programs, or systems disappears. The
       goal of dual diagnosis interventions is recovery from two serious illnesses.

II.    FIDELITY MEASURE
       http://mentalhealth.samhsa.gov/cmhs/communitysupport/toolkits/cooccurring/

III.   MINIMUM REQUIREMENTS FOR REPORTING INTEGRATED TREATMENT

          Multidisciplinary team: A team of clinical, working in one setting provides MH and SA
           interventions in a coordinated fashion.

          Stagewise interventions: That is, treatment is consistent with each client’s stage of
           recovery (engagement, motivation, action, relapse prevention)

IV.           INTEGRATED TREATMENT IS NOT:

           Coordination of clinical services across provider agencies




                                           Page 14 of 16
                                    DBHDID                                                FY 2013
                    ADULT SERVICES OBJECTIVES & INSTRUCTIONS
                            ILLNESS MANAGEMENT / RECOVERY

I.     DEFINITION

       Illness Self-Management (also called illness management or wellness management) is a
       broad set of rehabilitation methods aimed at teaching individuals with mental illness,
       strategies for collaborating actively in their treatment with professionals, for reducing
       their risk of relapses and re-hospitalizations, for reducing severity and distress related to
       symptoms, and for improving their social support. Specific evidence-based practices that
       are incorporated under the broad rubric of illness self-management are psycho-
       education about the nature of mental illness and its treatment, "behavioral tailoring" to
       help individuals incorporate the taking of medication into their daily routines, relapse
       prevention planning, teaching coping strategies to managing distressing persistent
       symptoms, cognitive-behavior therapy for psychosis, and social skills training. The goal
       of illness self-management is to help individuals develop effective strategies for
       managing their illness in collaboration with professionals and significant others, thereby
       freeing up their time to pursue their personal recovery goals.

II.    FIDELITY MEASURE
       http://mentalhealth.samhsa.gov/cmhs/communitysupport/toolkits/illness/

III.   MINIMUM REQUIREMENTS FOR REPORTING ILLNESS MANAGEMENT &
       RECOVERY

          Service includes a specific curriculum that includes mental illness facts, recovery
           strategies, using medications, stress management and coping skills. It is critical that
           a specific curriculum is being used for these components to be counted for reporting.

IV.           EVIDENCE-BASED ILLNESS MANAGEMENT IS NOT:

          Advice related to self-care but a comprehensive, systematic approach to developing
           an understanding and a set of skills that help a consumer be an agent for his or her
           own recovery.




                                           Page 15 of 16
                                   DBHDID                                             FY 2013
                   ADULT SERVICES OBJECTIVES & INSTRUCTIONS
                                MEDICATION MANAGEMENT

I.         DEFINITION

       In the toolkit on medication management there does not appear to be any explicit
       definition of medication management. However the critical elements identified for
       evidence-based medication management approaches are the following:
       1. Utilization of a systematic plan for medication management
       2. Objective measures of outcome are produced
       3. Documentation is thorough and clear
       4. Consumers and practitioners share in the decision-making

II.    FIDELITY MEASURE
       http://mentalhealth.samhsa.gov/cmhs/communitysupport/toolkits/

III.   MINIMUM REQUIREMENTS FOR REPORTING MEDICATION MANAGEMENT

          Treatment plan specifies outcome for each medication.

          Desired outcomes are tracked systematically using standardized instruments in a
           way to inform treatment decisions.

          Sequencing of antipsychotic medication and changes are based on clinical
           guidelines.

IV.    EVIDENCE-BASED MEDICATION MANAGEMENT IS NOT:

          Medication prescription administration that occurs without the minimum requirements
           specified above.




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