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management Anti Money Laundering and Anti Terrorism Financing —Public Accountant and Company Secretarial Services Public accountants and company secretaries are gazetted as reporting institutions under the anti money Laundering and anti terrorism Financing act 2001 (amLatFa), requiring these practices to implement compliance measures and report suspicious transactions. It is therefore vital for such practices to be informed on the compliance requirements, current development in money laundering techniques and anti money laundering measures in order to recognise suspicious transactions. 2 April 2012 (Monday), Traders Hotel Penang 4 April 2012 (Wednesday), Concorde Hotel, Kuala Lumpur Proud host management Anti Money Laundering and Anti Terrorism Financing —Public Accountant and Company Secretarial Services objeCTiveS MeTHodoLogy the participants will learn: Lectures, discussions and case studies • What money laundering is and how the practice can be used as a conduit for such activity; • to implement a compliance framework and risk based WHo SHouLd ATTend approach in their practice; • to recognise suspicious transactions; • accountants and Company secretaries in public practice • the consequence for noncompliance and tipping off. • auditors • staff of accounting and company secretarial public practices • accountants employed in reporting institutions CourSe ouTLine Money Laundering and Terrorism financing FACiLiTATor • What is money laundering? • What is terrorism? Who is a terrorist? What constitutes WiLLiAM Leong terrorism financing? mr William Leong is an ex banker (21 years), a Chartered accountant The Money Laundering process and techniques and a fellow member of the association of Chartered Certified • the money laundering process accountants (aCCa) and holds a professional qualification of the • techniques launderers use Institute of Chartered secretaries and administrators (ICsa) united Kingdom. he has also completed the ‘advance Bank management’ risks of money laundering and terrorism financing to the programme in asian Institute of management, manila in 1995. Public Practice • activities/transactions that come under the amLatFa mr Leong has also recently completed the masters in Counseling • types of risks porgramme with heLP university. objectives of the Anti Money Laundering and Anti Terrorism mr Leong was the assistant credit manager of a large foreign based Financing Act 2001 (AMLATFA) bank for several years. he has also been the manager of 3 large • amLatFa compliance framework branches. mr Leong’s last position before leaving the bank in 2001 to • Bnm sectorial guidelines for the public practice be involved in training was Vice President. mr Leong is an enthusiastic speaker and conducts for corporations, banks and professional Managing Money Laundering and Terrorism Financing risks bodies, workshops and seminars in finance, management and • risk profiling approach business skills. he is particularly interested in the area of fraud and • the compliance officer's role has conducted numerous workshops on business and operations • other employee's role fraud including 'avoiding Cheque risks and Fraud' and 'anti money Laundering and anti terrorism Financing'. 'on The job' vigilance Measures for Staff • Customer's identification policy mr Leong has conducted credit programmes in local banks and also • Customer's acceptance and customer due diligence in Vietnam and Brunei. • risk profiling in recognising suspicious transactions – high risk customers mr Leong was a financial accountant with an international shipping – high risk place of origin company before joining the bank. he has also worked for a short stint – high risk transactions in an insurance company and still holds the practicing certificates in • transactions monitoring measures both general and life insurance. he is a member of the malaysian • suspicious transaction reporting—elevation process Institute of accountants and an associate member of IBBm. Consequences of noncompliance • noncompliance to provisions of amLatFa • record keeping • tipping off Protection for informers • secrecy provision overridden Anti Money Laundering and Anti Terrorism Financing regiSTrATion ForM —Public Accountant and Company Secretarial Services Please o the appropriate checkboxes. PArTiCiPAnTS' deTAiLS ProgrAMMe deTAiLS Participant 1 Full name as per I/C (dato' / datin / dr / mr / mrs / ms): ProgrAMMe Fee member | rm 450 member Firm’s staff or sponsored staff 1 | rm 500 designation: membership no.1: non-member | rm 550 o Vegetarian meal | * Participant's Classification: o member o sponsored staff 1 o non-member ProgrAMMe dATeS, venue And ConTACT Participant 2 Full name as per I/C (dato' / datin / dr / mr / mrs / ms): o 2 April 2012 (Monday) Traders Hotel Penang designation: membership no.1: Contact : sylvia anthony tel : 04 261 3320 o Vegetarian meal | * Participant's Classification: o member o sponsored staff1 o non-member Fax : 04 261 3321 email : email@example.com Participant 3 Full name as per I/C (dato' / datin / dr / mr / mrs / ms): add : malaysian Institute of accountants suite 3.4, Level 3, Wisma great eastern 25 Lebuh Light, 10200 Penang designation: membership no.1: o 4 April 2012 (Wednesday) Concorde Hotel, Kuala Lumpur o Vegetarian meal | * Participant's Classification: o member o sponsored staff 1 o non-member Contact : Vera orgAniSATion'S deTAiLS tel : 03 2279 9358 Fax : 03 2273 5167 organisation: email : firstname.lastname@example.org add : malaysian Institute of accountants Industry: Contact Person: dewan akauntan no. 2, Jalan tun sambanthan 3, Brickfields, 50470 Kuala Lumpur address: email: tel: Fax: signature & Company stamp: PAyMenT deTAiLS Payment by Cheque Bank & Cheque no.: amount rm: Payment by Credit Card o Visa o master Cardholder's name: Card no.: expiry date: I authorise Payment of rm: Cardholder's signature: date: Our programmes can be customised to meet your in-house training requirements. Please call for details. TerMS & CondiTionS ProgrAMMe Fee PArTiCiPAnT'S CLASSiFiCATion* Fee is payable to: Please select the participant classification carefully as it determines the fee payable. no a. MiA-MPdC for programmes in the Klang Valley and other locations (other than in item b); or alteration will be allowed after the registration is accepted. terms and conditions apply. b. MALAySiAn inSTiTuTe oF ACCounTAnTS for programmes in Perlis, Penang, Kedah, Johor, sabah and sarawak. For 1Sponsored Staff, sponsoring member is required to indicate his/her name, designation and Fee includes course materials, lunch and 2 tea breaks per day. membership number in the registration form. the sponsored staff must report directly to him/her admittance will only be permitted upon receipt of full payment. in his/her firm or company, but for the latter, not in a subsidiary or related company. registration made by fax must be followed immediately by payment. CerTiFiCATe oF ATTendAnCe And CPe HourS CAnCeLLATion / TrAnSFer all participants will be presented with a Certificate of attendance upon full attendance and upon registering, participant(s) are considered successfully enrolled in the event. should personal completion of the programme. For mIa members, the CPe hours will be credited into the participant(s) decide to cancel/transfer their enrollment; a cancellation/transfer fee will be levied. membership system within 2 weeks of the programme. Written cancellations/transfer notice received: diSCLAiMer • Five (5) working days before the event, a refund (less administrative charge of 20%) will be made. malaysian Institute of accountants (mIa) reserve the right to change the speaker(s), date(s) and • For no-show on the day of the event, no refund will be entertained. to cancel the programme should circumstances beyond its control arises. mIa also reserve You can substitute an alternate participant(s) if you wish to avoid cancellation/transfer charges. the right to make alternative arrangements without prior notice should it be necessary to do any difference in fees will be charged accordingly. Cancelled/transferred unpaid registrations so. upon signing the registration form, you are deemed to have read and accepted the terms will also be liable for full payment of the registration fee. and conditions.
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