Final Specs CMR Revisions 529121

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					                     REQUEST FOR QUALIFICATIONS
                                  FOR
     CONSTRUCTION MANAGER (CM) AT RISK FOR CUSTOMER SERVICE CENTER

RFQ NO.: 2012-S-12                                              Date Issued: May 29, 2012

The Corpus Christi Regional Transportation Authority (CCRTA) proposes to construct a new
Customer Service and Education Center including Building Facilities, Transit Station,
Streetscape and Walkway between the City and County facilities in downtown. CCRTA is
requesting qualifications for Construction Manager-at-Risk (CMR) for the work. The CMR shall
assume the risk for construction during and after the design of the facility in accordance with any
and all applicable State and local codes and requirements.      Statement of Qualifications will
be accepted at the offices of the CCRTA at 5658 Bear Lane, Corpus Christi, Texas 78405
until 2:00 P.M., Monday, June 18, 2012. This contract will not exceed nine (9) months. A
second separate construction contract for Construction Manager at Risk will be issued for
construction of the Customer Service Center and Education Center. Responses shall be good
for one hundred twenty (120) days from the submittal due date.

A Pre-Qualification Conference will be conducted at the offices of the CCRTA Administrative
and Operations Facility, Board Room, first floor, at 5658 Bear Lane, Corpus Christi, Texas
78405 on June 6, 2012 at 2:00 PM. All entities desiring to submit qualifications are strongly
encouraged to attend but not required to attend this conference. The purpose of this meeting
is to review the CCRTA’s requirements for this project.

Copies of this Request for Qualifications (RFQ) and information may be obtained at the
CCRTA’s website (http://ccrta.org/rta-business/) or from Robert Saldaña, Director of
Procurement, or Martha King, Buyer, at 5658 Bear Lane, Corpus Christi, TX 78405, (361) 289-
2712.

Firms are advised that the CCRTA has a Disadvantaged Business Enterprise (DBE) program.
The CCRTA's overall goal is 19% DBE participation. For additional information, please contact
Jorge Cruz-Aedo at (361) 289-2712.

For the purposes of this procurement, the following documents are applicable:

         Request for Qualifications
         Instructions to Proposing Firms
         Project Description
         Scope of Service

                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                              Page 1 of 50
       Standard Service Terms and Conditions
       Special Provisions Concerning Disadvantaged Business Enterprises (DBEs)
       Attachment A: Certification Forms
       Schedule 1: Standard Form of Agreement Between CCRTA and Construction
                        Manager where the Construction Manager is also the Constructor
                        (AIA Form A133 - 2009)

                           and

                         Guaranteed Maximum Price Amendment Agreement Between
                         CCRTA and Construction Manager (AIA Form A133 – Exhibit A -
                         2009)
       Schedule 2:   Contractor’s Qualification Statement (AIA Form A305 - 1986)
       Schedule 3:   Bid Bond (By CMR) (AIA Form A310-1970)
       Schedule 4:   Questionnaire for Construction Manager-at-Risk
       Schedule 5:   Certificate of Insurance (By CMR)
       Schedule 6:   Financial Statements (By CMR)
       Schedule 7:   Resumes (By CMR)

The following documents must be returned with your Qualifications in order for it to be
considered responsive:

          Response to RFQ
          Attachment A: Certification Forms
          Schedule 1: Standard Form of Agreement Between CCRTA and Construction
                          Manager where the Construction Manager is also the Constructor
                          (AIA Form A133 - 2009)

                           and

                           Amendment No. 1 to Agreement Between CCRTA and Construction
                           Manager (AIA Form A133- Exhibit A - 2009)
          Schedule 2:   Contractor’s Qualification Statement (AIA Form A305 - 1986)
          Schedule 3:   Bid Bond (By CMR) (AIA Form A310-1970)
          Schedule 4:   Questionnaire for Construction Manager-at-Risk
          Schedule 5:   Certificate of Insurance (By CMR)
          Schedule 6:   Financial Statements (By CMR)
          Schedule 7:   Resumes (By CMR)




                                         RFQ 2012-FC-12
                                   Construction Manager-At-Risk
                                           Page 2 of 50
                          INSTRUCTIONS TO PROPOSING FIRMS


1.   GENERAL.

     The following instructions by the CCRTA are intended to afford offerors an equal
     opportunity to participate in the CCRTA’s contracts.

2.   EXPLANATIONS AND COMMUNICATIONS.

     2.1 Any explanation desired by a offeror regarding the meaning or interpretation of
     these Instructions or any other bid documents must be requested in writing to the
     CCRTA's Contracts Department with sufficient time allowed for a reply to reach Offerors
     before the submission of their bids.

     2.2 Oral explanations or instructions will not be binding. Any information given to a
     prospective offeror concerning an invitation will be furnished to all prospective Offerors as
     an amendment to the invitation if such information is necessary to Offerors in submitting
     bids on the invitation or if the lack of such information would be prejudicial to uninformed
     Offerors.

     2.3 All communications regarding this solicitation - written, faxed, or e-mailed - need to
     be made directly to the Contracts Department, Attn: Robert Saldaña, Director of
     Procurement, (rsaldana@ccrta.org) or Martha King, Buyer (mking@ccrta.org). Any
     violation could be grounds for disqualification.

3. SPECIFICATIONS.

     3.1 Offerors are expected to examine the specifications, any drawings, standard
     provisions and all instructions. Failure to do so will be at the offeror’s risk. Qualifications
     which are submitted on other than authorized forms or with different terms or provisions
     will be considered non-responsive.

     3.2 The apparent silence of the specifications as to any detail, or the apparent omission
     from it of a detailed description concerning any point, shall be regarded as meaning that
     only the best commercial practice is to prevail and that only material and workmanship of
     the finest quality are to be used. All interpretations of the specifications shall be made on
     the basis of this statement.

4. INFORMATION REQUIRED.

     4.1. Each offeror shall furnish the information required by the RFQ. The offeror shall
     sign the qualification, which collectively shall constitute the offeror’s offer. Erasures or
     other changes must by initialed by the person signing the documents. Qualifications



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                                      Construction Manager-At-Risk
                                              Page 3 of 50
     signed by an agent are to be accompanied by evidence of his authority unless such
     evidence has been previously furnished to the CCRTA.


     4.2. Only signed, written Statement of Qualifications specifically accepting responsibility
     for meeting the objectives and requirements specified in the RFQ will be considered. The
     cover letter must bear the signature of a person duly authorized to legally commit for the
     offeror. All costs of preparation will be borne by the offeror.

     4.3. The CCRTA does not have to pay federal excise taxes or state and local sales and
     use taxes, except for contracts for improvements to real property.

5. SUBMISSION OF STATEMENT OF QUALIFICATIONS.

     5.1. Sealed Statement of Qualifications should be submitted in an envelope marked on
     the outside with the offeror’s name and address and Qualifications description addressed
     to:

           Regional Transportation Authority
           First Floor Receptionist Desk
           Attn: Contracts Department
           5658 Bear Lane
           Corpus Christi, Texas 78405
           Qualifications For: Construction Manager-at-Risk
                               RFQ No.: 2012-S-12
           Qualifications Due Date: Monday, June 18, 2:00 P.M.

     5.2. Statement of Qualifications must be submitted in sufficient time to be received and
     time-stamped at the above location on or before the published due date and time shown
     on the RFQ. Statement of Qualifications received after the published time and date
     cannot be considered. Any Statement of Qualifications which are mislabeled or do not
     indicate the offeror’s name or address as required above may be opened by the CCRTA
     solely for the purpose of identifying the offeror for return of the Qualifications. All
     Statement of Qualifications must be delivered in person or by UPS, Fed-EX, United
     States mail.




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                                    Construction Manager-At-Risk
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6. MODIFICATION OR WITHDRAWAL OF STATEMENT OF QUALIFICATIONS.

  Statement of Qualifications may be modified or withdrawn by written or email notice received
  by the CCRTA prior to the exact hour and date specified for receipt of Statement of
  Qualifications. A Statement of Qualification may also be withdrawn in person by an offeror or
  an authorized representative prior to the deadline; provided the offeror’s identity is made
  known and he or she signs a receipt for the Statement of Qualifications.

7. OPENING QUALIFICATIONS

  All Statement of Qualifications shall be opened by the CCRTA as soon after the Statement of
  Qualification deadline as is reasonably practicable. Information submitted in response to the
  Request       for Qualifications shall not be released by the CCRTA during the Qualification
  evaluation process or prior to Contract award. Proposers are advised that the CCRTA may
  be required to release Qualification information, other than trade secrets, after Contract
  award.

8. EVALUATION FACTORS.

   The CCRTA will award contracts based upon the criteria set forth in the Request for
   Qualifications. Contracts may be awarded on a fixed fee or cost reimbursement basis.

9. ELIGIBILITY FOR AWARD.

   In order for a proposer to be eligible for award of the Contract, the Statement of
  Qualification must be responsive to the Request for Qualifications; and the CCRTA must
  be able to determine that the proposer is responsible to perform the Contract satisfactorily.

   Responsive Statement of Qualifications are those complying with all material aspects of the
   Request      for Qualifications. Qualifications which do not comply with all the terms and
   conditions of the Request for Qualifications will be rejected as non-responsive.

   Responsible proposers at a minimum must:

    9.3.1 Have adequate financial resources or the ability to obtain such resources as
    required during the performance of the Contract;

    9.3.2 Have a satisfactory record of past performance;

    9.3.3 Have necessary management and technical capability to perform;

    9.3.4 Be qualified as an established firm regularly engaged in the type of business to
    perform the Contract required by this Request for Qualifications;

    9.3.5 Be otherwise qualified and eligible to receive an award under applicable federal,
    state, county, or municipal laws and regulations; and

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                                     Construction Manager-At-Risk
                                             Page 5 of 50
    9.3.6 Certify that it is not on the U.S. Comptroller General’s list of ineligible contractors –
    signing and submitting the Statement of Qualification is so certifying. (NOTE: This
    requirement is only applicable to federally-funded contracts.)

   A proposer may be requested to submit written evidence verifying that it meets the minimum
   criteria necessary to be determined a responsible proposer. Refusal to provide requested
   information shall result in the proposer being declared not responsible, and the Statement
   of Qualification shall be rejected.

10. RESERVATION OF RIGHTS.

   The CCRTA expressly reserves the right to:

   Reject or cancel any or all Statement of Qualifications;

   Waive any defect, irregularity or informality in any Statement of Qualification or Statement of
   Qualification procedure;

   Waive as an informality, minor deviations from specifications at a lower price than other
   Statement of Qualifications meeting all aspects of the specifications if it is determined that
   total cost is lower and the overall function is improved or not impaired;

   Extend the Request for Qualification due date;

   Reissue a Request for Qualifications;

   Procure any item or services by other means;

   The CCRTA reserves the right to retain all Statement of Qualifications submitted.              The
   selection or rejection of a Statement of Qualification does not affect this right; and

   The CCRTA reserves the right to negotiate a Contract with the proposer having the best
   evaluation as determined by the CCRTA. No award will be made automatically based upon
   the lowest price or based solely on the Statement of Qualification submitted. The CCRTA
   additionally reserved the right to suspend negotiations with the first proposer should it not
   progress in a manner satisfactory to the CCRTA and commence negotiations with the next
   best rated proposer.

11. ACCEPTANCE.

   Acceptance of a proposer’s offer in some instances will be in the form of purchase orders
   issued by the CCRTA. Otherwise, acceptance of a proposer’s offer will be by acceptance
   letters issued by the CCRTA. Subsequent purchase orders, change orders, and/or release
   orders may be issued as appropriate. Unless the proposer specifies otherwise in the


                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                               Page 6 of 50
   Statement of Qualification, the CCRTA may award the contract for any item or group of
   items shown on the Request for Qualifications.

12. PROTESTS.

   In the event that a proposer desires to protest any procedure, the proposer should present
   such protest, in writing, to the CCRTA Chief Executive Officer within five (5) business days
   following the Statement of Qualification due date. The protest shall state the name and
   address of the protestor, refer to the project number and description of the    Request     for
   Qualifications, and contain a statement of the grounds for protest and      any     supporting
   documentation. For federally-assisted contracts, certain additional protest        procedures
   apply and may be found in the Supplemental Conditions contained within the Request for
   Qualifications.

13. EQUAL OPPORTUNITY.

   Proposers are expected to comply with the Affirmative Action Programs of the CCRTA with
   respect to its provisions concerning contractors.

14. SINGLE QUALIFICATION.

   14.1    In the event a single Statement of Qualification is received, the CCRTA will, at its
   option, conduct a price and/or cost analysis of the Qualification and make the award by
   negotiation or reject the Qualification and revise the Request for Qualifications. A price
   analysis is the process of examining the qualifications and evaluating a prospective price
   without evaluating the separate cost elements. Price analysis shall be performed          by
   comparison of the price quotations, with published price lists, or other    established    or
   competitive prices. The comparison shall be made to a purchase of similar quantity and
   involving similar specifications. Where a difference exists, a detailed analysis must be
   made of this difference and cost attached thereto.

   14.2     Where it is impossible to obtain a valid price analysis, it may be necessary for the
   CCRTA to conduct a cost analysis of the Statement of Qualification price. Cost analysis is
   the review and evaluation of a proposer’s cost or pricing data and of the factors applied in
   projecting from such data the estimated costs of performing the contract, assuming
   reasonable economy and efficiency.

   14.3  The price and/or cost analysis shall be made by personnel of the CCRTA’s selection.
   The CCRTA’s discretion exercised as to its options in this regard shall be final.




                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                              Page 7 of 50
                                     SPECIAL INSTRUCTIONS


1.0       Statement of Qualifications FORMAT

1.1       General

Firms interested in performing the required Construction Manager-at-Risk are invited to submit
one (1) original and four (5) copies of their firm’s qualifications in the following format, utilizing
numbered tabs for each of the parts. Each part will be used in evaluating qualifications and is
listed in order of its relative importance.

The contents of the Statement of Qualifications shall include the following:

         Cover Letter
            Response to RFQ
            Attachment A: All Certification Forms
            Schedule 1: Standard Form of Agreement Between CCRTA and Construction
                           Manager where the Construction Manager is also the Constructor
                           (AIA Form A133 - 2009)

                               and

                                Guaranteed Maximum Price Amendment Agreement Between
                                CCRTA and Construction Manager (AIA Form A133 – Exhibit A -
                                2009)
              Schedule 2:   Contractor’s Qualification Statement (AIA Form A305 - 1986)
              Schedule 3:   Bid Bond (By CMR) (AIA Form A310-1970)
              Schedule 4:   Questionnaire for Construction Manager-at-Risk
              Schedule 5:   Certificate of Insurance (By CMR)
              Schedule 6:   Financial Statements (By CMR)
              Schedule 7:   Resumes


All Statement of Qualifications must be submitted before the deadline in the solicitation and
addressed with the information as required in Section 5 of the Instructions to Proposing Firms.

A contract will be offered to the firm that is determined by the CCRTA to be most capable and
qualified for this Project, subject to successful fee negotiations. Information about fees is not
required or desired with the Statement of Qualification. Selection criteria are based on the
qualifications and specific experience relevant to this Project.

Qualifications and related information submitted to the CCRTA shall become the property of the
CCRTA and will not be returned.


                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                 Page 8 of 50
CCRTA Selection Committee will be convened to evaluate the Statement of Qualifications, rank
order consultants for possible interviews, if required, and make appropriate recommendations for
selection of consultants for this project. As noted in the Project Schedule below, the CCRTA
anticipates making an award of a contract for a Construction Manager-at-Risk at its Board
Meeting on Wednesday, August 1, 2012.

2.0 ESTIMATED PROJECT BUDGET:

      The maximum budget for the project, including but not limited to architects’ fees, engineering
      fees, other consultant fees, allowances and construction work is $20,000,000 for this project
      complete and in place. The CCRTA Board has not approved this amount and may decide to
      approve something different. This budget is provided to give a maximum estimate of what the
      CMR may anticipate.

      Estimated square footages for building space (open air, covered warehouse, and enclosed
      office) has shown interest from possible tenants from 120,000 square feet to 150,000 square
      feet. The breakdown of square footages is not available at this time and is anticipated to be
      solidified in the fall of 2012.

         NOTE: The above number is a budget estimate only and is subject to change.

3.0      STATEMENT OF QUALIFICATION ELEMENTS


         CMRs are invited to submit an SOQ for the services outlined in this RFQ. CMRs shall
         review their SOQ submissions to ensure the following requirements are met:

         o Submit one (1) original and five (5) copies of the SOQ.

         o SOQ shall be submitted with a cover letter containing an original ink signature by a
           person authorized to bind CMR. Erasures or other modifications in the SOQ shall be
           initialed in original ink by the authorized person signing the SOQ.

         o SOQ shall be a maximum of 20 pages to address the SOQ criteria (excluding
           schedule information, but including the materials necessary to address Project
           understanding, general information, organization chart, photos, tables, graphs, and
           diagrams). Each page side (maximum 8 ½” x 11”) with criteria information shall be
           counted.

         o However, one page may be substituted with an 11” x 17” sheet of paper, folded to 8
           ½” x 11”, showing a proposed Project schedule or organizational chart and only
           having criteria information on one side. Cover letter, cover, back, table of contents and
           tabs shall be used and shall not be included in the page count, unless they include


                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                 Page 9 of 50
          additional project specific information or SOQ criteria responses. The minimum
          allowable font for the SOQ is 11 point.

       o Study the entire RFQ, seek clarification on any item or requirement that may not be
         clear within ten (10) days of the due date of the SOQ, check all responses for
         accuracy before submitting this RFQ, submit the entire SOQ by the official due date
         and time. Negligence in preparing a SOQ confers no right of withdrawal after the SOQ
         due date and time.

       o All SOQ’s shall be sealed and clearly marked as noted in this document.

       o Facsimile, electronic, or mailgram SOQ’s will not be considered.

       o A Statement of Qualification by a corporation shall name the state of incorporation of
         the CMR, and shall include evidence of the authority of the person signing the
         Statement of Qualification to bind the corporation.

      4.0 CONFIDENTIALITY

          The CMR may designate any portion of its SOQ which contains trade secrets, or other
          proprietary data, which must remain confidential. If a CMR includes data that is not to
          be disclosed to the public for any purpose or used by the CCRTA except for
          evaluation purposes, the CMR shall:

       o Mark the title page of the Statement of Qualification with the following legend: “This
         SOQ includes data that shall not be disclosed outside the CCRTA and shall not be
         duplicated, used or disclosed in whole or in part for any purpose other than to evaluate
         this SOQ.”

       o Mark each sheet of data it wishes to restrict with the following legend: “Use or
         disclosure of data contained on this sheet is subject to the restriction on the title page
         of this SOQ.”

          CMR should note that despite such restrictions, the disclosure of such restricted
          information may be required under applicable laws, including, without limitations,
          applicable freedom of information laws.

       o Each section of the SOQ shall be separated by a tabbed divider as noted below.
         Specific items to be included in the SOQ body are listed in Schedule 6 of this RFQ.

5.0    QUALIFICATION SELECTION CRITERIA




                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                              Page 10 of 50
       Award of the contract resulting from this RFQ shall be under the selection process
       described herein. A committee appointed by the CCRTA will evaluate SOQ’s submitted
       in response to this solicitation.

       The four (4) divisions of selection criteria (“Divisions”) are as follows:

              1.     Completeness of Submittal Response

              2.     Relevant Experience

              3.     Deadlines and Budget

              4.     Quality of Service

       Each of the Divisions has been assigned an appropriate weight by the CCRTA as set
       forth below. Following an analysis and evaluation of the Statement of Qualifications,
       ranking of the Offerors will be made based upon the selection criteria.

       Subjective judgment on the part of the CCRTA is implicit in the criteria selection process.
       The CCRTA reserves the right to decide to not enter into a contract with any CMR. Any
       Statement of Qualification may be considered unacceptable if the committee determines it
       fails to provide adequate information in technical information and in adequately following
       the direction of this RFQ.

       Within ten (10) days after the opening of the SOQ’s, the CCRTA shall evaluate and rank
       sequentially each Statement of Qualification submitted in relation to the selection criteria.
       Further detail is provided in the Invitation to CMR.


6.0    BASIS FOR AWARD AND SELECTION CRITERIA

       The CCRTA will review all Statement of Qualifications for completeness. Statement of
       Qualifications found incomplete or failing to address the needs of the CCRTA as stated
       herein will not be evaluated. An award (if any) will be made to that Firm whose Statement
       of Qualifications is deemed most advantageous to, and in the best interest of, the
       CCRTA. The CCRTA will evaluate the SOQ’s submitted based upon the selection criteria
       more fully described below:

       DESCRIPTION                                                       MAXIMUM POINTS

  1.   COMPLETENESS OF SUBMITTAL RESPONSE - (5)

       a.   SOQ follows the prescribed format and contains all
             Information requested in the RFQ.                                      5


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                                          Construction Manager-At-Risk
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     2.     EXPERIENCE – (45)

            a.   Respondent’s experience in similar or relevant projects           20
                 constructed using CMAR process.
            b.   Project Manager and Superintendent’s experience in                20
                  similar or relevant projects constructed using CMAR
                  process.
            c.   Project experience with the City or other governmental             5
                 agencies or institutions.

     3.     DEADLINES AND BUDGET – (30)

            a.   Track record of meeting deadlines and working within a            10
                 budget.
            b.   Cost estimating approach.                                         10
            c.   Understanding of City’s needs (budget versus                      10
                 architectural program) and appropriateness of Firm’s
                 approach to this project.

     4.     QUALITY OF SERVICE – (20)

            a.   Testimonials                                                      10
            b.   Track Record of quality control.                                  10

     5.     INTERVIEW                                                              50


MAXIMUM TOTAL SCORE POSSIBLE                                                      150


7.        ACCEPTANCE AND/OR REJECTION OF QUALIFICATIONS: CCRTA may request from
          CMR a written interpretation of any term or statement in the Qualification that is or appears
          unclear or subject to more than one interpretation, and may act upon such written
          interpretation. Conditional Statement of Qualifications will not be accepted. The CCRTA
          shall have the right to reject any and all SOQs which are in any way incomplete, irregular or
          nonconforming, or to reject a Statement of Qualification which may otherwise be legally
          rejected for any reason. To the extent allowed by law, the CCRTA may waive any formality
          in any SOQ as well.




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                                            Construction Manager-At-Risk
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     Unless the CCRTA rejects all Statement of Qualifications, the CCRTA intends to award the
     Contract to the CMR that offers the best value to the CCRTA based on the listed selection
     criteria.

8. INSURANCE, PERFORMANCE & PAYMENT BONDS, and MARK-UP: The successful
   CMR shall deliver to the CCRTA Administration, within the time specified in the Statement of
   Qualification documents, evidence of insurance and original payment and performance
   bonds, all in accordance with the requirements set forth in the Contract Documents. CMR
   must maintain insurance policies through the full term of both Pre-Construction and
   Construction contracts (if CCRTA chooses to enter into this contract). Also, the General
   Conditions for CMR’s Construction contract will be negotiated with the CCRTA at the point
   the GMP is offered. Performance and Payment Bonds are not required until a GMP is
   offered. This is anticipated in the fall of 2012. Also, the CMR’s mark-up fee for profit and
   overhead will be set for the construction contract at 3.5%. By entering into a Pre-
   Construction contract, the successful CMR will agree to the terms in this RFQ. The
   following are the insurance limits required over both contract terms:

    8.1 General Aggregate Limit                                        $2,000,000
        Applies to all bodily injury and property damage
        (other than products/completed operations)
        Personal injury and advertising.

    8.2 Products/Completed Operations Aggregate                        $2,000,000

    Applies to all bodily injury and property.

    Damage included in products/completed operations


    8.3 Personal and Advertising Injury                                $1,000,000
    Applies to all claims by one person or organization

    8.4 Each Occurrence Limit                                          $1,000,000
    Applies to all bodily injury and property damage
    Incurred in one occurrence

    8.5 Umbrella (excess liability policy)                             $5,000,000
    or additional limits on all risks

    All insurance must be written by insurance companies that are rated in the A.M. Best Key
    Rating Guide – Property and Casualty with a policyholder’s rating of A and a financial size


                                              RFQ 2012-FC-12
                                        Construction Manager-At-Risk
                                               Page 13 of 50
   category of Class VII. A Designated Project of Premises Endorsement (CG 25 01 11 85)
   that applies the general aggregate to the project must be provided. CCRTA is to be named
   as additional insured in the policy and a waiver of subrogation shall be provided to the
   CCRTA. No policy shall contain any exclusion for explosion, collapse or underground
   coverage.

   Builder’s Risk Insurance written on the Texas Standard Form for actual completed value,
   covering fire, extended coverage, vandalism and malicious mischief upon the entire
   structure on which the work of the Contract is to be performed to the extent of 100% of the
   insurable value thereof, including items of labor and material connected therewith whether in
   or adjacent to the structure insured, materials in place or to be used as a part of the
   permanent construction and temporary structure, miscellaneous materials and supplies
   incidental to the work.

   Thirty (30) days written notice of cancellation required on all certificates. The contractor and
   his insurance carrier shall indemnify and save CCRTA, its officials, employees and agents
   harmless from all claims for damage to persons, property or premises arising out of the
   execution of this contract.

9. Performance and Payment Bonds

   9.1 Contractor shall furnish a Performance Bond and Payment Bond, as required by law,
       each in the amount of the project budget as specified in this RFQ. Such bonds must be
       written by a company, or companies, acceptable to and approved by the CCRTA.
       Contractor will be responsible for bonding the entire job at the time of execution of the
       construction contract and shall include the premium for such bonds in the GMP.

   9.2 All bonds shall meet the following requirements:

            a.     The bonds must be executed by a corporate surety or corporate sureties
                   duly authorized to do business in the State of Texas and licensed by the
                   State of Texas to issue surety bonds.

            b.     The surety or sureties executing such bonds must be listed in the most
                   current issue of U.S. Department of Treasury Circular 570 (hereafter called
                   “Circular 570”) as an acceptable surety to execute bonds for federal
                   projects.

            c.     The amount for which the bond is written shall not exceed the underwriting
                   limitation prescribed by Circular 570 for the surety or sureties executing
                   such bond.



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                                      Construction Manager-At-Risk
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10. Evaluation of Qualifications

    CCRTA will promptly engage in a preliminary evaluation process of the timely submitted
    Qualifications. Within ten (10) days after the opening of the Statement of Qualifications, the
    CCRTA will complete its evaluation and rank each Statement of Qualification submitted
    based on its published criteria.

      o      Two Step Process: CCRTA has elected to select a CMR in a two-step process as
             set forth in detail herein. However, if one Statement of Qualifications is superior to
             all others, CCRTA reserves the right to select from the Statement of Qualifications
             only. It is anticipated that three (3) CMRs will be selected for a formal interview and
             will be called and sent letters to schedule interviews. Offerors selected for an
             interview may bring as many team members as desired to the interview. The four
             positions noted (Principal, Project Manager, Estimator, and Visualization / Conflict
             Identification Expert) may not change without the consent and written approval of
             the CCRTA. Examples may be brought of projects worked on. A thirty (30) minute
             PowerPoint presentation may be used with an open two way discussion between
             the Selection Panel and firm members. It is anticipated that each interview will take
             between one (1) and three (3) hours.

11. ADDENDA

    Addenda will be mailed, emailed, and/or faxed to all who are known by CCRTA to have
    received a complete set of RFQ documents, and will be sent to the address of each CMR
    furnished by such CMR for such process. Each CMR shall acknowledge in its Statement of
    Qualification its receipt of all Addenda issued. Failure of a CMR to receive any such
    Addenda shall not relieve the CMR from any obligation under its Statement of Qualification
    as submitted. All Addenda so issued shall become a part of the Statement of Qualification
    Documents.

12. QUALIFICATION SECURITY

       Each Statement of Qualification must be accompanied by a Qualification security in the
      amount of five percent (5%) of the Estimated Project Budget, pledging that the successful
      offeror will, within ten (10) calendar days after the successful offeror is notified of the
      acceptance of its Qualification, enter into a written contract with the CCRTA on the terms
      stated in the Statement of Qualification documents, as evidenced by the unconditional
      execution and delivery of such contract, and furnish payment and performance bonds,
      evidence of insurance and other submittals as required by the Statement of Qualification
      documents. Should the successful offeror fail or refuse to enter into such contract or
      furnish such bonds or evidence of insurance within the time above-stated, such
      Qualification security shall be forfeited to the CCRTA as damages, not penalty. Such
      Qualification security shall be in the form of a cashier’s check, certified funds payable to

                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 15 of 50
the order of Corpus Christi Regional Transportation Authority, or a bond in favor of
Corpus Christi Regional Transportation Authority. The bond shall be on AIA Document
A310 “1970 Edition,” and shall be issued by a corporate surety duly authorized and
admitted to do business in the State of Texas and licensed by the State of Texas to issue
surety bonds. If the amount of the bond exceeds the legal underwriting limitation of the
surety, the offeror and the surety shall provide the Corpus Christi Regional Transportation
Authority with evidence that the excess is reinsured with one or more reinsurers who are
duly authorized, accredited, and licensed to do business in the State of Texas. Any
Statement of Qualification, which is not accompanied with a Qualification security in the
form and amount required herein, shall be rejected as nonconforming. The CCRTA shall
have the right to retain the security of all offerors to whom an award is considered until
either (i) the Contract has been unconditionally executed and delivered by the parties and
any required payment and performance bonds, evidence of insurance and other
submittals have been furnished, or (ii) all Statement of Qualifications have been rejected
by the CCRTA without the acceptance of any Statement of Qualification.




                                     RFQ 2012-FC-12
                               Construction Manager-At-Risk
                                      Page 16 of 50
                                      STATEMENT OF WORK


1.0      INTRODUCTION

      The Corpus Christi Regional Transportation Authority (CCRTA) proposes to construct a new
      Staples Street Station including Building Facilities, Transit Station, Streetscape and Walkway
      between the City and County facilities in downtown. CCRTA is requesting qualifications for
      Construction Manager at Risk (CMR) for the work. The CMR shall assume the risk for
      construction during and after the design of the facility in accordance with any and all
      applicable State and local codes and requirements. Statement of Qualifications are to be
      submitted in accordance with this Request for Qualifications (RFQ).

      Upon receipt of a Statement of Qualifications (SOQ), each submittal will be reviewed for
      compliance with the SOQ requirements. A Selection Committee will review the SOQs. The
      selection process will be conducted according to the schedule indicated in this document.
      The Selection Committee shall (i) review the SOQs according to the criteria outlined in this
      document and (ii) create a “short list” of three (3) qualified CMR firms for further
      consideration. The Selection Committee will rank the firms based upon its evaluation of (i)
      the SOQ, (ii) information provided by references and (iii) interviews.

2.0 PROJECT DESCRIPTION

      CCRTA was created to provide public transportation in a responsible manner consistent with
      its financial resources and the diverse needs of the people. Throughout the years, CCRTA’s
      Customer Programs Department has been providing services by interacting with the
      community to expand opportunities for people to access public transportation. Currently, the
      Customer Programs Department is housed in two different locations which is not the
      optimum operational design for this program.

      The Customer Eligibility and Mobility Programs are located at the Bear Lane facility and the
      Customer Service Call Center is located at Six Points separated by a distance of at least
      twelve miles. To make the Customer Programs Department more effective and efficient,
      CCRTA has decided to bring these functions and services under a single roof by constructing
      a new building which will be located at Staples and Leopard Street adjacent to the Staples
      Street Transfer Station. The site is also in close proximity to City Hall and the Nueces
      County Court House which present the opportunity to develop the area as a “governmental
      corridor” in the community.

      The new location will be a hub for customer information and education. This new building will
      include Customer Service, Eligibility and Travel Training, and Outreach programs. As part of
      these programs there are function subsets of the above mentioned programs which include
      Program Information, System Information, Lost and Found, Pass Sales Outlet, Customer
      Assistance Forms Processing, and Photo Identification Development.

                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                Page 17 of 50
      The CCRTA has conducted outreach with other governmental entities in the community to
      ask if the governmental entities would have a need for space at the new location. The
      outreach discussions have not been finalized so the estimated square footage at this time is
      still subject to change.

      The proposed project is to include the following facilities:

         Office space
         Personnel areas
         Work/shop areas
         Retail space
         Bus berths
         Employee/Visitor parking
         Community shared space
         Outdoor walkways

3.0       PROJECT SCHEDULE

The selected CMR will be expected to provide assistance to CCRTA and the Engineer/Architect
with the selection of building systems, cost estimating and scheduling during the development of
the construction documents and to build the project thereafter as the Construction Manager at
Risk. Construction of the project must be complete and ready for occupancy and use in
July 2014 or earlier as determined during the Pre-Construction Phase of the project. A
detailed schedule is provided below but it should be noted that the CCRTA reserves the right to
modify, adjust, or change scope or schedule of a project at any point in the process.

The Construction Manager-at-Risk must have experience with the design and construction to
fulfill this role. Items that the Construction Manager-at-Risk will be responsible for in the design
and construction of the center are listed below:

         Oversight of detailed engineering designs, calculations, drawings, vendor specifications
          and construction specifications to minimize or eliminate the need for change orders;
         Coordination and submittal of reports to the various CCRTA staff and technical
          representatives from the City of Corpus Christi;
         Oversight of the submittal of all documents required for permit approval, obtaining
          permits, scheduling permit inspections and final permit signoff;
         Coordination of all project “teams” to minimize disruptions
         Ensuring all necessary testing takes place to ensure the completed center meets or
          exceeds its performance criteria
         Ensuring connection of utility supply services, including electrical power, from the utility
          point of connection;




                                                 RFQ 2012-FC-12
                                           Construction Manager-At-Risk
                                                  Page 18 of 50
     Description/Events                                            Date
     Schematic Development Documents                               May/June 2012
     Develop Construction Documents                                July 2012 - March 2013
     Advertise for CMR RFQ                                         May 29, 2012
     Issue CMR RFQ                                                 May 29, 2012
     Pre-Qualification Meeting for CMR RFQ                         June 6, 2012
                                                                   June 12, 2012 5:00 pm
     Final Date for Inquires
                                                                   CST
                                                                   June 18, 2012 at 2:00
     Qualifications Due for CMR RFQ
                                                                   PM
     Evaluate CMAR RFQ                                             June 21 - 26, 2012
     Letters to Final Listed Firms (if necessary)                  June 26, 2012
     CMAR Interviews (if necessary)                                ** July 9 - 13, 2012
     Evaluate CMR Presentations (pending Short List)               ** July 16-18, 2012
     Recommendation to OPS/ADMIN Committee                         ** July 25, 2012
     Contract Approval - Board Meeting (Pre-
                                                                   ** August 1, 2012
     Construction)
     Coordination of Design/Construction Process                   * August 2012 - March
     (Pre-Construction)                                            2013
     Contract Approval of Final GMP or First of
                                                                   ** December 12, 2012
     Multiple GMP's - Board Meeting
     Start Construction                                            * January 2013
     Finalize Design Plans and Specifications                      March 2013
     Complete Construction                                         July 2014
     *Note 1 – There may be phasing of construction which is not yet known, and
     will be decided in the Pre-Construction Phase.

     ** Note 2 – CCRTA (CCRTA) reserves the right to modify the Solicitation
     and Selection Schedule as necessary. All changes in the schedule will be
     posted on the CCRTA procurement web page.

4.0 CONTRACT

   It is anticipated that the Construction Phase Contract between the CCRTA and selected
   CMR will be negotiated in the months of November and December but will be evaluated and
   discussed between CCRTA, Designer, and selected CMR in the form of a Guaranteed
   Maximum Price (GMP) developed by the CMR. A full construction contract may be
   negotiated or a phased construction task contract may be negotiated or CCRTA may decide
   to not enter into a Construction Contract at this time. The Pre-Construction fee for the CMR
   is established and set as a maximum not to exceed fee of One Hundred Thousand Dollars
   and No Cents ($100,000.00 US). This fee has been set by the CCRTA in evaluating and
   looking at other projects of similar nature. Invoices shall be submitted by selected CMR
   each month to the CCRTA Project Manager. The fee of One Hundred Thousand Dollars
   and No Cents ($100,000.00 US) will be paid out monthly in equal payments over nine (9)


                                          RFQ 2012-FC-12
                                    Construction Manager-At-Risk
                                           Page 19 of 50
month period. The Pre-Construction Phase Contract is anticipated to be entered into the first
week of August 2012 and run through March 2013.


  Tasks required of the selected CMR for the Pre-Construction Contract may include but
  are not limited to the following:

  o Estimating, Value      Engineering,      Cost      Saving    Suggestions   and   Best   Value
    Recommendations

  o Constructability Reviews

  o Procurement Strategy Discussion and Development

  o Development and Updating of a Financial Construction Cost Schedule over the
    Duration of Construction

  o Stakeholder Coordination and Space Analysis

  o Conflict Resolution Process (Construction Conflict Identification)

  o Experience w/ Systems Integration for a Customer Service Call Center

  o Development and Evaluation (including detailed cost) of Alternatives

  o Development and Evaluation of Sub-Contractor Bids and Control of Escalation

  o Management and Evaluation of Sub-Contractor Schedules

  o Between 10 to 15 meetings per month

         - facilitate, develop and plan

         - multiple meetings over one day will count as one meeting

         - anticipated that some meetings will last a full day; office and conference room
            space will be provided by the CCRTA

         - computers, vehicles, telephones will all be provided by the selected (CMR)

  o Development of a detailed Guaranteed Maximum Price (GMP) through the milestones
    of Pre-Construction with a final GMP for phases or total construction. It is generally
    anticipated that will be developed and tracked as updates occur every week through
    the design.

  o Non-binding estimates will be developed by the CMR for alternatives in August.


                                        RFQ 2012-FC-12
                                  Construction Manager-At-Risk
                                         Page 20 of 50
  General selected CMR responsibilities include but are not limited to the following through the
  term of contract(s) with the CCRTA:

     o Hold all general contractor/construction licenses and registrations as required by the
       State of Texas.

     o Bring extensive experience and resources to bear on this Project to complete it within
       budget and on-time to the satisfaction of the CCRTA.

     o In charge of all required construction disciplines (additional team members) necessary
       to deliver a completed Project meeting the established deadlines and within the
       established budget.

     o Responsible for establishing and maintaining open communications with all parties
       associated with the Project.

     o Responsible for the timely and accurate delivery of the final project and the
       management of all subcontractors on CMR team.

     o Conflict Resolution Process / Teambuilding Approach (Managing People)

5.0 PREVAILING WAGE          AND DISADVANTAGED BUSINESS                 ENTERPRISE (DBE)
    PERCENTAGES

    While this project is anticipated to be funded with local funding, CCRTA would like the
    CMR to establish the cost and benefit for prevailing wage rates and DBE participation for
    individual elements of work in the Construction Phase. CCRTA and CMR will determine
    prevailing wage and DBE determination during the Pre-Construction Phase of work to
    develop a best value approach to the project. The CMR will then develop the GMP with
    these determinations in mind.




                                           RFQ 2012-FC-12
                                     Construction Manager-At-Risk
                                            Page 21 of 50
                         STANDARD SERVICE TERMS AND CONDITIONS


1.   SERVICE STANDARDS.

     Contractor shall perform all work set forth in the specifications in a “first class” manner, consistent
     with all applicable regulations and industry standards. All work shall be performed to the
     reasonable satisfaction of the CCRTA, and any defective or substandard performance shall be
     promptly remedied.

2.   INVOICES AND PAYMENTS.

     Contractor shall submit separate invoices, in duplicate, on a monthly basis or as otherwise
     specified in the contract documents to CCRTA, Attn: Accounts Payable, 5658 Bear Lane, Corpus
     Christi, Texas 78405. Invoices shall indicate the contract number and shall be itemized in
     accordance with the different components of work set forth in the Price Schedule. Payment shall
     not be due until thirty (30) days after the date the above instruments are submitted or the work is
     actually performed, whichever is later. In the event payment has not been made by the due date,
     Contractor shall submit a reminder invoice marked “overdue.” The CCRTA reserves the right to
     review all of Contractor’s invoices after payment and recover any overcharges resulting from such
     review.

3.   TOOLS, EQUIPMENT AND SUPPLIES.

     Contractor shall provide such tools, equipment, supplies, materials, employees, management,
     and any other items or services as may be necessary in order to enable Contractor to provide the
     services required under the terms of this Contract.

4.   ESTIMATED QUANTITIES.

     The estimated quantities for services, supplies or work to be performed noted in the Price
     Schedule are approximate. These quantities are to be used only for the comparison of bids and
     the award of this Contract and are based on past and projected usage. Contractor agrees and
     understands that the actual quantities to be utilized are within the sole and absolute discretion of
     the CCRTA. Should the actual quantities be greater or lesser than the estimates contained in the
     Price Schedule, Contractor agrees that, regardless of the amount of such variance, it shall not be
     the basis for deviating from the quoted unit prices. Further, Contractor agrees to honor quoted
     unit prices for the duration of this Contract.

5.   LIABILITY INSURANCE COVERAGE.

     Contractor shall maintain at all times during the term of this Contract at its sole cost and expense
     each of the following insurance coverages listed below having policy limits not less than the dollar
     amounts set forth:

     Commercial general liability insurance with minimum policy limits of $1,000,000.

     (In the event motor vehicles will be used by Contractor to perform the services specified)
     Automobile liability insurance with a combined single limit of $1,000,000.


                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                Page 22 of 50
     Contractual liability insurance covering Contractors’ indemnification obligations contained in this
     Contract.

     Each of such insurance policies shall be issued by insurance companies licensed to do business
     in the State of Texas and rated A- or better by the A. M. Best insurance rating guide. Each such
     policy shall name the CCRTA as an additional insured, and a certificate of insurance evidencing
     such coverages shall be furnished to the CCRTA prior to the commencement of work and
     maintained throughout the term of the Contract. Such insurance policies shall not be cancelled,
     materially changed, or not renewed, without thirty (30) days’ prior written notice to the CCRTA,
     and the certificate of such insurance coverage shall reflect the foregoing cancellation provision.
     Copies of the insurance policies shall be promptly furnished to the CCRTA upon its written
     request after award of contract.

6.   WORKERS’ COMPENSATION.

     Contractor shall maintain at all times during the term of this Contract at its sole cost and expense
     workers’ compensation as required by statute and employer’s liability insurance with policy limits
     of $300,000 containing a waiver of subrogation endorsement waiving any right of recovery under
     subrogation or otherwise against the CCRTA.

     (In the event this Contract covers construction services, Section 6.1 through 6.11 shall apply.)

     6.1   The following definitions shall apply:

     Certificate of coverage (“certificate”) – A copy of a certificate of insurance, a certificate of authority
     to self-insure issued by the commission, or a coverage agreement (TWCC-81, TWCC-82, TWCC-
     83, or TWCC-84), showing statutory workers’ compensation insurance coverage for the person’s
     or entity’s employees providing services on a project, for the duration of the project.

     Duration of the project – includes the time from the beginning of the work on the project until
     Contractor’s work on the project has been completed and accepted by the CCRTA.

     Persons providing services on the project (“subcontractor” in §406.096) – includes all persons or
     entities performing all or part of the services Contractor has undertaken to perform on the project,
     regardless of whether that person contracted directly with the contractor and regardless of
     whether that person has employees. This includes, without limitation, independent contractors,
     subcontractors, leasing companies, motor carriers, CCRTA-operators, employees of any such
     entity, or employees of any entity which furnishes persons to provide services on the project.
     “Services” includes, without limitation, providing, hauling, or delivering equipment or materials, or
     providing labor, transportation, or other service related to a project. “Services” does not include
     activities unrelated to the project, such as food/beverage vendors, office supply deliveries, and
     delivery of portable toilets.

     6.2 Contractor shall provide coverage, based on proper reporting of classification codes and
     payroll amounts and filing of any coverage agreements, which meets the statutory requirements
     of Texas Labor Code, §401.011(44) for all employees of Contractor providing services on the
     project, for the duration of the project.

     6.3 Contractor shall provide a certificate of coverage to the CCRTA prior to being awarded the
     contract.

                                                RFQ 2012-FC-12
                                          Construction Manager-At-Risk
                                                 Page 23 of 50
6.4 If the coverage period shown on Contractor’s current certificate of coverage ends during the
duration of the project, Contractor must, prior to the end of the coverage period, file a new
certificate of coverage with the CCRTA showing that coverage has been extended.

6.5 Contractor shall obtain from each person providing services on a project and furnish
CCRTA:

       6.5.1 a certificate of coverage, prior to that person beginning work on the project, so the
       CCRTA will have on file certificates of coverage showing coverage for all persons
       providing services on the project; and

       6.5.2 no later than seven days after receipt by Contractor, a new certificate of coverage
       showing extension of coverage, if the coverage period shown on the current certificate
       ends during the duration of the project.

6.6 Contractor shall retain all required certificates of coverage for the duration of the project and
for one year thereafter.

6.7 Contractor shall notify the CCRTA in writing by certified mail or personal delivery, within 10
days after Contractor knew or should have known, of any change that materially affects the
provision of coverage of any person providing services on the project.

6.8 Contractor shall post on each project site a notice, in the text, form and manner prescribed
by the Texas Workers’ Compensation Commission, informing all persons providing services on
the project that they are required to be covered, and stating how a person may verify coverage
and report lack of coverage.

6.9 Contractor shall contractually require each person with whom it contracts to provide
services on a project, to:

       6.9.1 provide coverage, based on proper reporting of classification codes and payroll
       amounts and filing of any coverage agreements, which meets the statutory requirements
       of Texas Labor Code, §401.011(44) for all of its employees providing services on the
       project, for the duration of the project;

       6.9.2 provide to Contractor, prior to that person beginning work on the project, a
       certificate of coverage showing that coverage is being provided for all employees of the
       person providing services on the project, for the duration of the project;

       6.9.3 provide Contractor, prior to the end of the coverage period, a new certificate of
       coverage showing extension of coverage, if the coverage period shown on the current
       certificate of coverage ends during the duration of the project;

       6.9.4   obtain from each other person with whom it contracts, and provide to Contractor:

       6.9.5  certificate of coverage, prior to the other person beginning work on the
       project; and a new certificate of coverage showing extension of coverage, prior to


                                         RFQ 2012-FC-12
                                   Construction Manager-At-Risk
                                          Page 24 of 50
            the end of the coverage period, if the coverage period shown on the current
            certificate of coverage ends during the duration of the project;

            6.9.6 retain all required certificates of coverage on file for the duration of the project and
            for one year thereafter;

            6.9.7 notify the CCRTA in writing by certified mail or personal delivery, within 10 days
            after the person knew or should have known, of any change that materially affects the
            provision of coverage of any person providing services on the project; and

            6.9.8 contractually require each person with whom it contracts, to perform as required by
            this subsection, with the certificates of coverage to be provided to the person for whom
            they are providing services.

     6.10 By signing this Contract or providing a certificate of coverage, Contractor is representing to
     the CCRTA that all employees of Contractor who will provide service on the project will be
     covered by workers’ compensation coverage for the duration of the project, that the coverage will
     be based on proper reporting of classification codes and payroll amounts, and that all coverage
     agreements will be filed with the appropriate insurance carrier or, in the case of a self-insured,
     with the Commission’s Division of Self-Insurance Regulation. Providing false or misleading
     information may subject Contractor to administrative penalties, criminal penalties, civil penalties,
     or other civil actions.

     6.11 Contractor’s failure to comply with any of these provisions is a breach of contract by
     Contractor which entitles the CCRTA to declare the Contract void if Contractor does not remedy
     the breach within 10 days after receipt of notice of breach from the CCRTA.

7.   INDEMNIFICATION.

     Contractor shall indemnify and hold harmless the CCRTA, its officers, employees, agents,
     attorneys, representatives, successors and assigns from any and all claims, demands, costs,
     expenses (including attorney’s fees and expert witness fees), liabilities and losses of whatsoever
     kind or character arising out of or in connection with any act or omission of Contractor or its
     officers, employees or agents, during the term of this Contract. Contractor shall assume on behalf
     of the CCRTA and the indemnified parties described above, and conduct with due diligence and in
     good faith, the defense of any and all such claims, whether or not the CCRTA is joined therein,
     even if such claims be groundless, false or fraudulent.

8.   INDEPENDENT CONTRACTOR.

     At all times during the term of this Contract, Contractor shall be an independent contractor to the
     CCRTA, and Contractor shall not in any event be deemed an employee or other representative of
     the CCRTA. Any persons employed by Contractor shall at all times hereunder be deemed to be
     the employees of Contractor, and Contractor shall be solely liable for the payment of all wages
     and other benefits made available to such employees in connection with their employ. Contractor
     shall remain solely responsible for the supervision and performance of any such employees in
     completing its obligations under this Contract. Contractor warrants that any such employees shall
     be fully covered by workers’ compensation insurance and that each of such employees has been
     carefully screened as to character and fitness for the performance of his or her job.


                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                              Page 25 of 50
9.    ASSIGNMENT.

      Contractor shall not assign or subcontract any of its rights, duties or obligations under this
      Contract without prior written consent of the CCRTA. Contractor shall be entitled to assign,
      pledge or encumber its right to receive payments under this Contract pursuant to security
      interests created in conformity with the Uniform Commercial Code so long as the CCRTA shall
      never be obligated to negotiate with any such third party in respect to compliance with the terms
      and conditions of this Contract. Any such assignment, pledge or encumbrance shall be limited by
      any rights of offset by the CCRTA for damages or claims arising under this Contract or any other
      obligation owed by Contractor to the CCRTA.

10.   AMENDMENTS.

      No amendments, modifications or other changes to this Contract shall be valid or effective absent
      the written agreement of both parties hereto.

11.   TERMINATION.

      The CCRTA shall have the right to terminate for default all or any part of its Contract if Contractor
      breaches any of the terms hereof or if Contractor becomes insolvent or files any petition in
      bankruptcy. Such right of termination is in addition to and not in lieu of any other remedies which
      the CCRTA may have in law or equity, specifically including, but not limited to, the right to sue for
      damages or demand specific performance. The CCRTA additionally has the right to terminate
      this Contract without cause by delivery to Contractor of a “Notice of Termination” specifying the
      extent to which performance hereunder is terminated and the date upon which such termination
      becomes effective.

12.   ADVERTISING.

      Contractor shall not advertise or publish, without the CCRTA’s prior consent, the fact that it has
      entered into this Contract, except to the extent necessary to comply with proper requests for
      information from an authorized representative of the federal, state or local authorities.

13.   GRATUITIES.

      No gratuities in the form of entertainment, gifts, or otherwise, shall be offered or given by
      Contractor, or any agent or representative of Contractor, to any officer or employee of the CCRTA
      with a view toward securing a contract or securing favorable treatment with respect to a contract.

14.   EQUAL OPPORTUNITY.

      Contractor agrees that during the performance of this Contract it will:

      14.1 Treat all applicants and employees without discrimination as to race, color, religion, sex,
      national origin, marital status, age or handicap.

      14.2 Identify itself as an “Equal Opportunity Employer” in all help wanted advertising or requests.

      Contractor shall be advised of any complaints filed with the CCRTA alleging that Contractor is not

                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                Page 26 of 50
      an equal opportunity employer. The CCRTA reserves the right to consider such complaints in
      determining whether or not to terminate any portion of this Contract for which the services have
      not yet been performed; however, Contractor is specifically advised that no equal opportunity
      employment complaint will be the basis for denial of payment for any services already completed.

15.   ENFORCEABILITY.
      This Contract shall be interpreted, construed, and governed by the laws of the United States and
      the State of Texas and shall be enforceable in any state court of competent jurisdiction in Nueces
      County, Texas. Contractor shall comply with all applicable laws and regulations in performing
      under this contract.

16.   NOTICES.

      Notices shall be given to the parties by delivering or mailing such notice to the addresses set forth
      in the Contract documents, or at such other addresses as the parties may designate to each other
      in writing.
17.   INTERPRETATION.

      This writing is intended by the parties as a final expression of their agreement and is intended
      also as a complete and exclusive statement of the terms thereof. No course of prior dealings
      between the parties and no usage of the trade shall be relevant to supplement or explain any term
      used herein, and acceptance of a course of performance rendered under this Contract shall not
      be relevant to determine the meaning of this Contract even though the accepting party has
      knowledge of the performance and opportunity for objection.




                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                Page 27 of 50
                            SPECIAL PROVISIONS CONCERNING
                    DISADVANTAGED BUSINESS ENTERPRISES

 As used in these Special Provisions, the term “CCRTA” shall refer to the Corpus Christi
Regional Transportation Authority in Corpus Christi, Texas and the term “Contractor” shall refer
to the bidders and successful contractor named in the Contract to which these Special
Provisions are attached.


1.    DISADVANTAGED BUSINESS ENTERPRISE PARTICIPATION.

This project is subject to the CCRTA’s local program to encourage the use of disadvantaged
business enterprises.

2.    DEFINITIONS.

For purposes of these instructions:

      2.1 “Disadvantaged Business Enterprise” or “DBE” means a small for-profit business
      concern which is at least 51 percent owned by one or more such individuals who are
      both socially and economically disadvantaged or, in the case of any corporation, in which,
      at least 51 percent of the stock of which is owned by one or more socially and
      economically disadvantaged individuals; and whose management and daily business
      operations are controlled by one or more of the socially and economically disadvantaged
      individuals who own it.

      2.2 “Small business concern” means a small business as defined in Section 3 of the
      United States Small Business Act (15 U.S.C. Section 632) and Small Business
      Administration regulations implementing it (13 C.F.R., Part 121) that also does not exceed
      $22.41 million in average annual gross receipts over the previous three fiscal years.

      2.3 “Socially and economically disadvantaged individuals” are presumed to include any
      United States citizen (or lawfully admitted permanent resident) who the CCRTA
      determines to be a socially and economically disadvantaged individual on a case-by-case
      basis or any member of the following groups which are rebuttably presumed to be socially
      and economically disadvantaged:        Black Americans, Hispanic Americans, Native
      Americans (Indians, Eskimos, Aleuts or Native Hawaiians), Asian-Pacific Americans,
      Subcontinent Asian Americans, or any individuals found to be disadvantaged by the Small
      Business Administration pursuant to Section 8(a) of the United States Small Business
      Act.




                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 28 of 50
3.     DBE PARTICIPATION.

The DBE participation goal for this Contract is that percentage of the total Contract Price set
forth in the Bid Documents.

4.     DBE PARTICIPATION CRITERIA.

       4.1 DBE participation includes contracts (other than employee contracts) with DBEs for
       any goods or services specifically required for the completion of the work under this
       Contract. A DBE may participate as a prime contractor, subcontractor, joint venture
       partner with a prime subcontractor, vendor of material or supplies incorporated or
       expended in the work, or a supplier of other services such as shipping, transportation,
       testing, equipment rental, insurance services and other support services necessary to
       fulfill the requirements of this Contract.

       4.2 A DBE joint venture partner must be responsible for a clearly defined portion of the
       work to be performed in addition to satisfying requirements for ownership and control.
       The DBE joint venturer must submit information for determining joint venture eligibility.

       4.3 A DBE must perform a commercially useful function, i.e., must be responsible for the
       execution of a distinct element of work and must carry out its responsibility by actually
       performing, managing and supervising the work.

       4.4   DBE participants will be counted toward meeting the goal set herein as follows:

              4.4.1 The total dollar value of that portion of the work under the Contract that is
              performed by the Contractor’s own forces if the Contractor is DBE. If the
              Contractor is a joint venture, only the proportionate interest of the DBE in the joint
              venture will be counted toward the goal.

              4.4.2 The dollar value of all DBE subcontracts for work or services under the
              Contract.

              4.4.3 The dollar value of material or supplies purchased from a DBE manufacturer
              for such material or supplies.

              4.4.4 Sixty percent of the dollar value of material or supplies purchased from a
              DBE regular dealer. A regular dealer is a firm that owns, operates, or maintains a
              store, warehouse or other establishment in which the material or supplies required
              for the performance of the Contract are brought, kept in stock, and regularly sold to
              the public in the usual course of business. To be a regular dealer, the firm must
              engage in, as its principal business, and in its own name, the purchase and sale of
              the products in question. A regular dealer in such bulk items as steel, cement,
              stone, gravel and petroleum products need not keep such products in stock if it



                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                              Page 29 of 50
             owns or operates distribution equipment. Brokers and packagers shall not be
             regarded as manufacturers or regular dealers.

             4.4.5 Fees or commissions charged for providing a bona fide service and
             assistance in the procurement of essential personnel, facilities, equipment,
             material or supplies required for performance of the Contract, delivery of material
             and supplies required on a job site, or for providing any bonds or insurance
             specifically required for the performance of the Contract, provided that such fees or
             commissions are reasonable and not excessive as compared with fees or
             commissions customarily allowed for similar services.

5.    DBE INFORMATION.

      5.1 The following information shall also be submitted pursuant to the Contract, within
      five (5) business days following the written notice:


             5.1.1 A completed Schedule C - DBE participation Form, with the names of DBEs
             to be used and a description of the work, services or supplies to be provided and
             the dollar value of each DBE transaction. (Note: DBEs listed on the DBE
             Participation Form may also be required to be listed in the designation of
             subcontractors form if both forms are required by the Contract documents).

      5.2 Forms for Schedules C may be obtained from the CCRTA’s DBE Officer located at
      5658 Bear Lane, Corpus Christi, Texas 78405, telephone (361) 289-2712. Businesses
      not meeting the definitions set out in Section 2 and the criteria for participation in Section
      4 will not be counted toward meeting the goal.

      5.3 A Contractor whose Schedule C – DBE Participation Form indicates that the DBE
      goal has not been met, must submit a written report with supporting documentation
      covering all actions listed in Section 6 taken by the Contractor prior to bid submission to
      meet the goal.

      5.4 The CCRTA may request additional information following its review, which shall be
      submitted by the Contractor within five days of the request.

      5.5 CONTRACTOR IS WARNED that failure to comply with the requirements of this
      Section within the times prescribed will, unless a later time is authorized by the CCRTA,
      result in rejection of a bid or termination of the Contract.

6.    GOOD FAITH EFFORTS TO MEET THE DBE GOAL.

Good faith efforts are those that, given all relevant circumstances, a Contractor actively and
aggressively seeking to meet the goal would make. Contractor is encouraged to attend any pre-
bid meeting scheduled by the CCRTA to inform DBEs of subcontracting opportunities for the


                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 30 of 50
DBE program requirements for the Contract. Any Contractor who does not attend the pre-bid
meeting assumes responsibility to be fully informed as to the DBE program requirements
pertaining to the Contract. In determining whether sufficient good faith efforts have been made,
the CCRTA will consider on the basis of documentation submitted by the Contractor whether the
following actions have been taken:

      6.1 Advertisements soliciting sub-bids on this Contract from DBEs in the Corpus Christi
      Caller Times and local minority and women trade association publications.

      6.2 Solicitation of interest in this Contract from DBEs evidenced by copies of registered
      or certified letters to relevant listed DBEs or to a reasonable number of certifiable DBEs in
      sufficient time to allow the DBEs to participate effectively;

      6.3    Follow-up of initial solicitation of DBE interest;

      6.4 Identification of portions of work to be performed by DBEs in order to increase the
      likelihood of meeting the totals (including, where appropriate, breaking down the work into
      economically feasible units to facilitate DBE participation);

      6.5 Records of responses, Statement of Qualifications and bids received from DBEs for
      specific sub-bids including:

             6.5.1 The names, addresses and telephone numbers of all DBEs contacted:

             6.5.2 A description of the information provided to DBEs regarding the plans and
             specification for portions for the work to be performed;

             6.5.3 The reasons for rejection of any DBE sub-bids submitted to Contractor;

             6.5.4 A description of the investigation conducted of any DBEs rejected as
             unqualified;

      6.6 Description of assistance provided to DBEs relative to obtaining plans,
      specifications, and required bonding or insurance;

      6.7 Description of the use made by Contractor of the services of available minority
      community organizations, minority contractors groups, and information services such as
      those provided by the CCRTA through the DBE Officer, telephone (361) 289-2712,
      concerning available certifiable, DBEs for work under the Contract. Contractor’s efforts
      may be deemed insufficient by the CCRTA if Contractor has failed to make any of the
      foregoing efforts or has rejected DBE sub-bids without adequate reasons. Price alone will
      not be considered an adequate reason. Contractor shall also include in the report
      submitted under this Section any other efforts made not listed above which are relevant to
      meeting the DBE goals.



                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                              Page 31 of 50
7.    CERTIFICATION REVIEW COMMITTEE.

The CCRTA has a Certification Review Committee for the purpose of hearing appeals or
challenges concerning the certification of DBEs under the program.

8.    HEARING ON GOOD FAITH EFFORTS DETERMINATION.

If it appears to the CCRTA that Contractor has neither achieved the indicated percentage of
DBE participation nor made sufficient good faith efforts to meet the goal, Contractor will be
notified that this Contract will be recommended for termination and the reasons therefor. Within
five days of such notification, Contractor may request a hearing. Such hearing will be held at the
convenience of the CCRTA but not later than ten days after receipt of the request and in
accordance with the CCRTA’s Hearing Procedures, copies of which are available upon request.
At such hearing Contractor shall bear the burden of demonstrating:

      8.1    Achievement of the percentage goal for DBE participation, or

      8.2    Good faith effort that, given all relevant circumstances, could have been expected
      to produce a level of DBE participation to meet the Contract goal.

9.    CHALLENGE PROCEDURE.

To challenge the eligibility of a firm that the CCRTA has certified as a DBE, a third party may
present evidence that the firm’s CCRTAs are not truly socially and/or economically
disadvantaged, even though they are members of one of the presumptive groups. The
Challenge Procedure is as follows:

      9.1 Any third party may challenge the socially and economically disadvantaged status of
      any individual (except an individual who has current 8(a) certification from the Small
      Business Administration) presumed to be socially and economically disadvantaged if that
      individual is an CCRTA of a firm certified by or seeking certification from the CCRTA as a
      disadvantaged business. The challenge shall be made in writing to the CCRTA. With its
      letter, the challenging party shall include all information available to it relevant to a
      determination of whether the challenged party is in fact socially and economically
      disadvantaged.

      9.2 The CCRTA shall determine, on the basis of the information provided by the
      challenging party, whether there is reason to believe that the challenged party is in fact
      not socially and economically disadvantaged. In implementing this challenge procedure,
      the DBE Certification Review Committee identified herein will review information and
      make the determination of the social and economic disadvantage of the challenged party
      on behalf of the CCRTA. If the CCRTA determines that there is no reason to believe that
      the challenged party is not socially and economically disadvantaged, the CCRTA shall so
      inform the challenging party in writing. This finding terminates the proceeding. If the
      CCRTA determines that there is reason to believe that the challenged party is not socially


                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                              Page 32 of 50
      and economically disadvantaged, the CCRTA shall begin a proceeding as provided in the
      following subsections.

      9.3 The CCRTA shall notify the challenged party in writing that his or her status as a
      socially and economically disadvantaged individual has been challenged. The notice
      shall identify the challenging party and summarize the grounds for the challenge. The
      notice shall also require the challenged party to provide the CCRTA within a reasonable
      time information sufficient to permit it to evaluate his or her status as a socially and
      economically disadvantaged individual.

      9.4 The CCRTA shall evaluate the information available to it and make a proposed
      determination of the social and economic disadvantage of the challenged party. The
      CCRTA shall notify both parties of this proposed determination, in writing, setting forth the
      reasons for its Qualification. The CCRTA shall provide an opportunity to the parties for an
      informal hearing, at which they can respond to this proposed determination in writing and
      in person.

      9.5 Following the informal hearing, the CCRTA shall make a final determination. The
      CCRTA shall inform the parties in writing of the final determination, setting forth the
      reasons for its decision.

      9.6 During the pendency of a challenge under this attachment, the presumption that the
      challenged party is a socially and economically disadvantaged individual shall remain in
      effect.

10.   SUBSTITUTION OF DBE SUBCONTRACTORS OR SUPPLIERS.

Should substitution of any DBE listed on the DBE Participation Form become necessary,
Contractor shall make good faith efforts, in cooperation with the CCRTA’s staff, to replace the
affected DBE with another DBE.

11.   CHANGE ORDERS.

Contractor shall make good faith efforts to meet the DBE percentage goal set out herein in the
performance of work under any change orders that may be issued under this Contract.

12.   DBE RECORDS.

Contractor shall maintain sufficient records to verify DBE participation. Such records shall show
the name and business address of each DBE participating in the Contract and the total dollar
amount actually paid each DBE and the date of payment. A quarterly report based on these
records and certified to be correct by Contractor shall be submitted with the appropriate monthly
invoice required under the Contract. No invoice will be approved for payment unless the current
report has been furnished.



                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 33 of 50
13.   NONCOMPLIANCE.

Failure to comply with the requirements of these provisions shall be grounds for termination of
the Contract in whole or in part, for withholding payments due Contractor during the period of
noncompliance, or for assessing liquidated damages as provided herein.


14. LIQUIDATED DAMAGES.

In the event Contractor fails to achieve the DBE participation goals set forth herein, the CCRTA
may assess, as liquidated damages and not as a penalty, an amount equal to the difference in
the final DBE percentage goal multiplied by the total Contract price from the actual dollar amount
of documented DBE participation in the Contract. The above liquidated damages may be
assessed since the calculation of actual damages to the CCRTA would be difficult to determine
due to the potential loss of all or part of any federal funding available to the CCRTA and the
costs and expenses incurred in administering the CCRTA’s DBE program.

15. INCORPORATION INTO CONTRACT.

The terms and conditions of these Special Provisions form part of the Contract Documents, and
upon acceptance of the Contractor’s Statement of Qualification shall be fully binding upon the
Contractor.




                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 34 of 50
                        Attachment A

              CERTIFICATION FORMS




Please fill out and sign the following forms and return with your signed
contract.




                                  RFQ 2012-FC-12
                            Construction Manager-At-Risk
                                   Page 35 of 50
Certification forms revised 02/11/2011
                                                   ATTACHMENT A
                                                 CERTIFICATION FORM

In submitting this Qualification, the undersigned certifies on behalf of its firm and any proposed subcontractors as follows:

(1)       Bid Validity Certification: If this offer is accepted within one hundred twenty (120) calendar days from the due date, to
          furnish any or all services upon which prices are offered at the designated point within the time specified;

(2)       Non-Collusion Certification: Has made this Qualification independently, without consultation, communication, or
          agreement for the purpose of restricting competition as to any matter relating to this Request for Qualifications with any
          other FIRM or with any other competitor,

(3)       Affirmative Action/DBE Certification: Is in compliance with the Common Grant Rules affirmative action and
          Department of Transportation’s Disadvantaged Business Enterprise requirements.

(4)       Non-Conflict Certification: Represents and warrants that no employee, official, or member of the Regional
          Transportation Authority's Board of Directors is or will be pecuniarily benefited directly or indirectly in this Contract,

(5)       Non-Inducement Certification: The undersigned hereby certifies that neither it nor any of its employees,
          representatives, or agents have offered or given gratuities (in the form of entertainment, gifts, or otherwise) to any
          director, officer, or employee of the Regional Transportation Authority with the view toward securing favorable treatment
          in the awarding, amending, or the making of any determination with respect to the performance of this Contract.

(6)       Non-Debarment Certification: Certifies that it is not included on the U. S. Comptroller General’s Consolidated List of
          Persons or Firms currently debarred for violations of various contracts incorporating labor standards provisions, and
          from Federal programs under DOT regulations 2CFR Parts 180 and 1200, or under the FAR at 48 CFR Chapter 1, Part
          9.4

(7)       Integrity and Ethics: Has a satisfactory record of integrity and business ethics, in compliance with 49 U.S.C. Section
          5325(j)(2)(A)

(8)       Public Policy: Is in compliance with the public policies of the Federal Government, as required by 49 U.S.C. Section
          5325(j)(2)(B)

(9)       Administrative and Technical Capacity: Has the necessary organization, experience, accounting, and operational
          controls, and technical skills, or the ability to obtain them, in compliance with 49 U.S.C. Section 5325(j)(2)(D)

(10)      Licensing and Taxes: Is in compliance with applicable licensing and tax laws and regulations

(11)      Financial Resources: Has, or can obtain, sufficient financial resources to perform the contract, as required by 49 U. S.
          C. Section 5325 (j)(2)(D)

(12)      Production Capability: Has, or can obtain, the necessary production, construction, and technical equipment and
          facilities.

(13)      Timeliness: Is able to comply with the required delivery or performance schedule, taking into consideration all existing
          commercial and governmental business commitments.

(14)      Performance Record: Is able to provide a satisfactory current and past performance record.


                               ____
Signature                                    Printed Name

                               ____
Title                                        Date

                                                          RFQ 2012-FC-12
                                                    Construction Manager-At-Risk
                                                           Page 36 of 50
                                        ATTACHMENT B
                     CERTIFICATION AND STATEMENT OF QUALIFICATIONS

The undersigned BIDDER hereby further certifies that she/he has read all of the documents and agrees
to abide by the terms, certifications, and conditions thereof.

Signature:   ___________________________________________________________

Printed Name: ________________________________________________________________

Title:       ____________________________ Date:            _____________________

Firm Name: ___________________________________________________________

Business
Address:     ___________________________________________________________

Telephone: Office: ______________________ Fax: _________________________

Firm CCRTA:     ____________________________ Firm CEO: ____________________

Taxpayer Identification Number:____________________________________________

Number of years in contracting business under present name: ___________________

Type of work performed by your company: ___________________________________



Have you ever failed to complete any work awarded to you? _____________________

Have you ever defaulted on a Contract? _____________________________________

Taxpayer ID#: ________________________ Date Organized: ___________________

Date Incorporated: _____________________

Is your firm considered a disadvantaged business enterprise (DBE)? ______________

If you answered yes to the DBE question, explain type. ____________________

ADDENDA ACKNOWLEDGMENT

Receipt of the following addenda is acknowledged (list addenda number):
_______________________________________________________________

DUNS # _____________________________(Required) A DUNS number may be obtained from
D & B by telephone (currently at 866-705-5711) or the internet (currently                         at
http://fedgov.dnb.com/webform).


                                             RFQ 2012-FC-12
                                       Construction Manager-At-Risk
                                              Page 37 of 50
Forms 1, 2, 3, & 4                                                      ATTACHMENT C

FORM 1: DISADVANTAGED BUSINESS ENTERPRISE (DBE) PARTICIPATION FORM

Purchase Order/IFB/RFP/RFQ No. ___ _2012-S-12_____

Project Name: ______Construction Manager-at-Risk for Customer Service Center_____

Name of Contractor: ____________________________


                                                                               Dollar Amount
  Name of DBE                                        Type of Work or               and/or
   Participant                                    Contract Items or Parts      Percentage (%)
                               Address                  Provided




Please complete this DBE form per FTA Guideline 49 CFR 26.53. A good faith effort to include DBE
participation
is required and should be listed and returned to the CCRTA.
If “None” a good faith effort documentation must be provided with this form.

Contractors are advised to view the CCRTA's Certified DBE Listing -
http://txdot.gov/business/tucp/default.htm for DBE Opportunities for this contract. Click on
“Custom Search”, under Certifying Agency, select CCRTA.

The undersigned Contractor hereby further certifies that she/he has read all of the attached
Federal Supplemental Conditions and agrees to abide by the terms, certifications, and conditions
thereof.

The undersigned will enter into a formal agreement with the DBE Participants for work listed in this
Schedule upon execution of a contract with the Regional Transportation Authority.

NOTE: Any business listed above must be certified as a Disadvantaged Business Enterprise (DBE) or will
be provided an opportunity to be certified by the CCRTA.

Date: ______________________      __________________________________
                                      Name of Firm

                                   By:________________________________

                                  Name: _____________________________

                                  Title: ______________________________


                                               RFQ 2012-FC-12
                                         Construction Manager-At-Risk
                                                Page 38 of 50
Form 2
DETERMINATION OF GOOD FAITH EFFORT
Consultant/Contractor:


Vendor Identification Number: ________________________________________________
Address:_________________________________________________________________


Phone: ____________________ Fax:__________________ e-mail: __________________


In making a determination that a Good-faith effort has been made, CCRTA requires the
Consultant/Contractor to complete a checklist and submit supporting documentation explaining in what
ways the Consultant/Contractor has made a Good-Faith effort according to each requirement with a copy
of notice, or solicitation or letter of justification. The Consultant/Contractor will respond to the following
and provide supporting documentation as requested.



Please answer “yes” or “no.” Were you able to meet the Contract Goal in selecting Disadvantaged
Businesses as part of your bid or Qualification submission



       Yes _______ No _______

       If you answered “yes,” you are not required to answer the remaining questions below. If
       you answered “no,” please respond as requested below.

       In an effort to document my Good-faith efforts to meet the Contract Goals
       regarding Disadvantaged Business participation, I am able to present
       evidence of:

          Yes _______ No _____ Attendance at a pre bid meeting, if any, scheduled by CCRTA to
                               Inform DBEs of subcontracting opportunities under a given
                               solicitation.

          Yes _______ No _____ Review of the list of CCRTA certified firms, and
                               firms certified through the Texas Unified
                               Certification Program to determine potential
                               subcontractors

          Yes _______ No _____ Advertisement in general circulation media, trade association
                               publications, and other media for at least 15 days before bids or
                               Qualifications are due.

          Yes _______ No _____ Written notification to Disadvantaged Businesses that their interest in
                               the contract is solicited. The notice included a description of the
                               subcontracting opportunities and identified the contact person within
                               my office. The notice was sent to at least five (5) businesses in the


                                                  RFQ 2012-FC-12
                                            Construction Manager-At-Risk
                                                   Page 39 of 50
                            current CCRTA or TUCP directory of certified DBE entities that
                            perform the type of work required.

Yes _______ No _____ Efforts made to select portions of the work proposed to be performed by
                       Disadvantaged Businesses in order to increase the likelihood of
                       achieving the stated goal and, to the extent feasible and consistent
                       with prudent industry practice, efforts to divide the contract work in
                       reasonable lots.

Yes _______ No _____       Efforts to provide interested DBEs with adequate information about
                           the plans, specifications, and requirements of the contract in a timely
                           manner to assist them in responding to the solicitation.

Yes _______ No _____ Negotiating in good faith with interested with DBEs, including: a) The
                   names, addresses, and telephone numbers of DBEs that were
          contacted;

                         b) A description of the information provided to DBEs regarding the
                            plans and specifications for portions of the work to be performed;
                            and

                         c) A statement of why additional agreements with
                            DBEs were not reached.

Yes _______ No _______ Not rejecting DBEs as being unqualified without sound reasons based
                       on a thorough investigation of their capabilities. Concerning each
                       Disadvantaged Business the Proposer contacted but rejected as
                       unqualified, the reasons for the Proposer’s exclusion.

Yes _______ No _______ Efforts made to assist the Disadvantaged Business contacted that
                       needed assistance in obtaining bonding or insurance required by the
                       Proposer or CCRTA.

Yes _______ No _______ Efforts made to assist interested DBEs in obtaining
                       Necessary equipment, supplies, materials or related
                       assistance or services.

Yes _______ No _______ Efforts made to utilize the services of available disadvantaged
                       business organizations i.e. chamber of commerce’s, small
                       business development centers, that provide assistance in the
                       recruitment and placement of DBEs.

NOTE: If the prime contractor is unable to meet the solicitation goal or if any of the above items
are answered “no,” the Proposer/Consultant must attach supporting documentation or a letter
of justification. The attachments submitted by the Proposer/Contractor will be reviewed by the
CCRTA and a written notice of acceptance or deficiency of Good-Faith effort will be issued.
This form is due at time of Qualification submission.


Signature of Proposer/Consultant:______________________________________________
Title:__________________________________________________________
Date: ______________________________________


                                           RFQ 2012-FC-12
                                     Construction Manager-At-Risk
                                            Page 40 of 50
FORM 3: Disadvantaged Business Enterprise – LETTER OF INTENT


Solicitation No.: _____RFQ NO. 2012-S-12_________

PLEASE SUBMIT SEPARATE FORMS FOR EACH SUBCONTRACTOR\SUPPLIER
For use by submitters to identify subcontractors and suppliers.

Submitter Name: _______________________________

Address: ________________________________________________

City: _____________________________ State: _______ Zip: ______

Phone Number: ____________________________
Fax Number: ____________________________

Project Title: ______________________________________________

Time Period Covered: ______________________________________

Percentage/Dollar Amount of contract with disadvantaged business enterprise subcontractor\supplier:
_________

Name of Disadvantaged Business Enterprise firm: ________________________________________

Address: _________________________________________________

City: ________________________________State: _______ Zip: _____

Telephone: ___________________

Description of proposed materials or services to be performed under agreement with disadvantaged
business enterprise for amount indicated above:

-----------------------------------------------------------

-----------------------------------------------------------

-----------------------------------------------------------

-----------------------------------------------------------

Affirmation

The above-named DBE firm affirms that it will perform the portion of the contract for the estimated dollar value
as stated above.

By __________________________________________________________
     (Signature)                (Title)

If the bidder/offeror does not receive award of the prime contract, any and all representations in this
Letter of Intent and Affirmation shall be null and void.


                                                 RFQ 2012-FC-12
                                           Construction Manager-At-Risk
                                                  Page 41 of 50
           (Submit this page for each DBE subcontractor.
           Form 4
           CONTRACTOR ULTILIZATION PLAN FORM Proposer presents the following participants in this solicitation and any resulting Contract.
           All Proposers, including disadvantaged business enterprises bidding as prime contractors, are required to demonstrate good faith efforts
           to include eligible DBE businesses in their submissions as subcontractors and/or suppliers.

                                                             Type of Work to be Performed or Materials Supplied                    Indicate      Percent of Contract
                                                                                                                                   if Small      Effort
                     CONTRACTOR                                                                                                                                            Price
                                                                                                                                   Business
                                                                                                                                     Y/N
                                                                                                                                 DBE                   DBE
Name of Business

Business Address

Telephone No.
Contact Person


                    SUBCONTRACTOR

Name of Business

Business Address

Telephone No.
Contact Person


Name of Business

Business Address

Telephone No.
Contact Person

                                                             Counts for 100% toward DBE business goal when purchased from DBE business manufacturer and 60% when purchased from
                    SUPPLIERS                                DBE's regular dealer (see Instructions To Bidders/Proposers).

Name of Business

Business Address

Telephone No.
Contact Person


Name of Business

Business Address

Telephone No.
Contact Person

                                                                                                          Total amount of
Submitted by:                                                Business Name:                                       contract                     TOTAL         $_______________________
                    Signature of CCRTA/Officer of Business                                                to be performed    Contractor:                     $_______________________
Address:                                                                                                               by:   SubContractor(s):             $______________________
                                                                                                                                            Supplier(s):     $_______________________
Telephone/Fax:                                               Date:




                                                                           RFQ 2012-FC-12
                                                                     Construction Manager-At-Risk
                                                                            Page 42 of 50
                                      ATTACHMENT D
                      Corpus Christi Regional Transportation Authority
                       DISCLOSURE OF INTERESTS CERTIFICATION


FIRM NAME:_____________________________________________________________

STREET:___________________________CITY:_________________ZIP:____________

FIRM is:    1. Corporation            2. Partnership    3. Sole CCRTA
            4. Association            5. Other _______________________

                                  DISCLOSURE QUESTIONS

If additional space is necessary, please use the reverse side of this page or attach separate
sheets.

1.     State the names of each “employee” of the Regional Transportation Authority having an
       “Ownership interest” constituting 3% or more of the Ownership in the above named “firm”.

NAME ____________________________

JOB TITLE AND DEPARTMENT (IF KNOWN)__________________________
_______________________________________________________________

2.     State the names of each “official” of the Regional Transportation Authority having an
       “Ownership interest” constituting 3% or more of the Ownership in the above named “firm”.

NAME                                      TITLE
__________________________            ________________________________________

__________________________            ________________________________________

3.     State the names of each “board member” of the Regional Transportation Authority having an
       “Ownership interest” constituting 3% or more of the Ownership in the above named “firm”.

NAME                                       BOARD, COMMISSION OR COMMITTEE

__________________________            ________________________________________

__________________________            ________________________________________


     4.     State the names of each employee or officer of a “consultant” for the Regional
            Transportation Authority who worked on any matter related to the subject of this contract
            and has an “Ownership interest” constituting 3% or more of the Ownership in the above
            named “firm”



                                           RFQ 2012-FC-12
                                     Construction Manager-At-Risk
                                            Page 43 of 50
NAME CONSULTANT
_______________________        ________________________________________

__________________________         _____________________________________

                                         CERTIFICATE


I certify that all information provided is true and correct as of the date of this statement,
that I have not knowingly withheld disclosure of any information requested; and that
supplemental statements will be promptly submitted to the Corpus Christi Regional
Transportation Authority, Texas as changes occur.

                  Certifying Person: _________________________________

                 Title:             _________________________________
             (Type or Print)

Signature of Certifying Person: ____________________________

Date:___________________




                                      RFQ 2012-FC-12
                                Construction Manager-At-Risk
                                       Page 44 of 50
                                     ATTACHMENT E
                                      CERTIFICATION
                                             OF
                             RESTRICTIONS ON LOBBYING
                           (Required for contracts over $100,000.)


I, ________________________, _______________________, hereby certify on behalf of
 (Name)                    (Title)

the _________________________________________, that:
        (Company Name)

(1) No federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned,
    to any person for influencing or attempting to influence an officer or employee of any Federal
    agency, a Member of Congress, an officer or employee of Congress, or an employee of a
    Member of Congress, regarding the award of Federal assistance, or the extension, continuation,
    renewal, amendment, or modification of any Federal assistance agreement, contract, grant, loan,
    or cooperative agreement.

(2) If any funds other than Federal appropriated funds have been paid or will be paid to any person
    for influencing or attempting to influence an officer or employee of any Federal agency, a
    Member of Congress, an officer or employee of Congress, or an employee of a Member of
    Congress in connection with any application for Federal assistance, federal contract, grant, loan,
    or cooperative agreement, the undersigned shall complete and submit Standard Form-LLL:
    “Disclosure of Form to Report Lobbying,” including information required by the instructions
    accompanying the form, which form may be amended to omit such information as authorized by
    49 CFR Part 20.110.

(3) The undersigned shall require that the language of this certification be included in the award
    documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under
    grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose
    accordingly.

   The undersigned understands that this certification is a material representation of fact upon which
   reliance is placed and that submission of this certification is a prerequisite for providing Federal
   assistance for a transaction covered by 49 CFR Part 20.110. Any person who fails to file the
   required certification shall be subject to a civil penalty of not less than $10,000 and not more than
   $100,000 for each such failure.

Executed this ________ day of __________________, 2012.



Signed:       ___________________________________

Printed Name:     ___________________________________

Company Name: ___________________________________


                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 45 of 50
    SCHEDULE 1 and SCHEDULE 2
(SEE SEPARATE ATTACHMENTS- Drafts)




                   RFQ 2012-FC-12
             Construction Manager-At-Risk
                    Page 46 of 50
                               SCHEDULE 4 - QUESTIONNAIRE

                            REQUEST FOR QUALIFICATION
                          CONSTRUCTION MANAGER-AT-RISK
                                       FOR
                        CCRTA STAPLES STREET IMPROVEMENTS
                               CORPUS CHRISTI, TEXAS

Please provide the following information in the sequence and format prescribed by this
questionnaire. Supplemental materials providing additional information may be attached, but
the information requested below is to be provided in this order and the format noted in the SOQ.


1. Firm Information:
      Name of Firm:
      Address of principal’s office:
      Phone, Fax:
      Form of Business Organization (Corporation, Partnership, Individual, Joint Venture,
      other?):
      Year Founded:
      Primary Individual or Contact:

2. Organization:
     2.1 How many years has your organization been in business as a Contractor?
     2.2   How many years has your organization been in business under its present name?
           Under what other or former names has your organization operated?
     2.3   If your organization is a corporation, answer the following: Date of Incorporation,
           State of Incorporation, President’s Name, Vice President’s Name(s), Secretary’s
           Name, and Treasurer’s Name.
     2.4   If your organization is a partnership, answer the following: Date of Organization,
           type of partnership (if applicable), names of General Partner(s).
     2.5   If your organization is individually owned, answer the following: Date of
           Organization, name of CCRTA.
     2.6   If the form of your organization is other than those listed above, describe it and
           name the principals.

3. Licensing:
      3.1  List jurisdictions and trade categories in which your organization is legally qualified
           to do business and indicate registration or license numbers, if applicable.
      3.2  List jurisdictions in which your organization’s partnership or trade name is filed.


4. Experience:
     4.1   List the categories of work that your organization normally performs with its own
           forces.


                                            RFQ 2012-FC-12
                                      Construction Manager-At-Risk
                                             Page 47 of 50
      4.2    List any subcontractors in which your organization has some ownership and list
             the categories of work those subcontractors normally perform.
      4.3    Claims and suits (If the answer to any of the questions below is yes, please attach
             details).
             4.3.1 Has your organization ever failed to complete any work awarded to it?

             4.3.2 Are there any judgments, claims, arbitration proceedings or suits pending or
                   outstanding against your organization or its officers?

             4.3.3 Has your organization filed any lawsuits or requested arbitration with
                   regards to construction contracts within the last 5 years?

      4.4    Within the last five years, has any officer or principal of your organization ever
             been an officer or principal of another organization when it failed to complete a
             construction contract? (If the answer is yes, please attach details.)
      4.5    Current Work:
             List the major construction projects your organization has in progress, giving the
             name and location of project, the nature of your selection for the project and the
             service you are providing (general contractor with bid selection, construction
             manager with qualification selection and GMP, etc.), CCRTA, Engineer/Architect,
             contract amount, percent complete, scheduled completion date and contact
             information.

      4.6    Work over the last five (5) years:
             List major projects constructed by your organization over the past five (5) years.
             For each project, provide the name, nature of the project/ function of the building,
             size (SF), location, cost, scheduled and actual completion date, CCRTA, architect,
             and the manner in which your organization was selected (bid, RFQ or other
             method). Information on like projects and construction manager-at-risk
             projects will receive greater consideration.

5. Financial Information:
      5.1   Attach an Audited financial statement, including your organization’s latest balance
            sheet and income statement showing the following items:
             Current Assets (e.g., cash, joint venture accounts, accounts receivable, notes
                receivable, accrued income, deposits, materials inventory, and prepaid
                expenses)

                Net fixed assets

                Other Assets

                Current Liabilities (e.g., accounts payable, notes payable, accrued expenses,
                 provision for income tax, advances, accrued salaries and accrued payroll
                 taxes)


                                           RFQ 2012-FC-12
                                     Construction Manager-At-Risk
                                            Page 48 of 50
               Other Liabilities (e.g., capital, capital stock, authorized and outstanding shares
                par value, earned surplus and retained earnings)

      5.2   Name and address of firm preparing attached financial statement and date thereof.
      5.3   Is the attached financial statement for the identical organization named under item
            1 above? If not, explain the relationship and financial responsibility of the
            organization whose financial statement is provided (e.g., parent, subsidiary).
      5.4   Will the organization whose financial statement is attached act as guarantor of the
            contract for construction?
      5.5   Provide name, address and phone for bank reference.

      5.6   Surety: Name of bonding company, name, address and phone of agent. Provide a
            notarized letter from the bonding company confirming CMR’s ability to obtain the
            specified bonds


6. Experience with Concepts for working as a Construction Manager at Risk
     6.1   Describe your organization’s concepts for working in a team relationship with the
           CCRTA and Engineer/Architect during the design and construction of major
           projects. Describe your organization’s methods for estimating costs, and for
           scheduling during the design/documents phases. Which (one or more) of those
           projects listed above best exemplify these concepts and experience?

      6.2   Cost Estimating

            Attach a sample conceptual cost estimate prepared during the design phase of a
            project, and a sample of the final cost estimate/breakdown used to fix the contract
            amount for the construction of the same project. (The identity of the project may be
            concealed. The intent is to see the nature and format of the cost information
            provided.)
      6.3   Savings

            Describe your organization’s concept for the disposition of savings realized during
            construction. Is the full amount returned to the CCRTA?
      6.4   Contingencies - Describe your organization’s concept for cost contingencies
            during design and during construction. What is your organization’s concept for the
            disposition of contingency funds after the completion of the project?

      6.5   Does your organization make all cost information during design and construction
            available to CCRTA and Engineer/Architect?

      6.6   Describe your organization’s system for the selection, award and management of
            subcontractors and suppliers.




                                           RFQ 2012-FC-12
                                     Construction Manager-At-Risk
                                            Page 49 of 50
      6.7    Describe your organization’s methods, tools, and/or procedures that will be used
             to schedule the work contemplated under this Qualification. Time of completion of
             the contract is critical to CCRTA and will be a factor in the consideration of the
             award of the contract.

7. Personnel
     Given the scope and schedule of the project, identify the specific Principal, Project
     Manager, Superintendent, Estimator(s), and Visual Modeling/3D Conflict Expert(s) who
     would be assigned to this project and the amount of time they will average per week on
     this project during the Pre-Construction phase. Provide a resume with qualifications for
     each individual and a proposed project organizational chart/structure.


8. CMR’s Consultants:
     Name any consultants which are included as part of the proposed team. Describe each
     consultant’s proposed role related experience and contact information.


9. CCRTA/Contractor Agreement
     We propose to base the CCRTA/Construction Manager at Risk Agreement on the AIA
     Document A133 - 2009 and A133 – Exhibit A - 2009 edition, samples of which are
     included under Schedule 1 of this RFQ. Please note any exceptions/issues you would
     raise relative to this qualification document.

10. References
      For five (5) of the projects listed in paragraph 4.6 of this questionnaire, identify a
      representative of the CCRTA and the Architect (provide name, phone and fax numbers)
      whom we could contact as references regarding the CMR’s services. Ideally some of the
      references should be for similar projects and/or Construction Manager at Risk contracts.




                                           RFQ 2012-FC-12
                                     Construction Manager-At-Risk
                                            Page 50 of 50

				
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