Global Bond Data Sheet

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Global Bond Data Sheet Powered By Docstoc
					                                             One Decimal, where      Product Sector
                                                                                              Current
General Firm Questions                          Appropriate          Breakdown
Firm Name (two word max):                                            Treasury:
Web Address (Ex. www.abc.com):                                       Sovereign:
Firm Headquarters (City & State):                                    Agency:
Phone (Ex. 3125275500):                                              Local Authority:
Contact Name:                                                        Supranational:
Contact Email:                                                       Industrial:
Product Type:                                                        Utility:
Name of Product:                                                     Financial:
Account Minimum in Millions:                                         Agency MBS:
Product Style (Ex. Intermediate):                                    Covered Bond:
Firm Assets in Millions (Ex. 10152.3):                               Non-Agency MBS:
Product Assets in Millions (Ex. 500.6):                              ABS:
Registered Investment Advisor?                                       CMBS:
E&O Insurance Policy Limit in Millions:                              Cash:
Firm GIPS Compliant?                                                 Other:
Firm GIPS Verified?                                                  Total (Must Equal 100)      0.0
                                                                     Product Maturity
                                                                                              Current
Last Year of GIPS Verification:                                      Breakdown
Firm Conducting Verification:                                        0-1 Years (Ex. 8.6)
Does Firm use any form of Soft Dollars?                              1-3 Years
Total Firmwide Soft Dollars used in 2010:                            3-5 Years
Do you Act as Your Own Broker/Dealer?                                5-7 Years
Firm Ownership                              One Decimal (Ex. 85.0)   7-10 Years
% Employee Owned:                                                    10-20 Years
# of Employee Owners:                                                20+
% Parent Owned:                                                      Total (Must Equal 100)      0.0
% Owned by Other:                                                                                         Product

% Minority Owned:                                                                             Number of
                                                                                              Accounts
% Female Owned:
Please explain % Parent Owned and % Other:                                         2006
                                                                                   2007
                                                                                   2008
                                                                                   2009
                                                                                   2010


Data Sheet Completed By:
Full Name:
Telephone Number:
Please use this area for additional notes.
Attach a new sheet if necessary.
                                              Credit Quality
Security Structure             Current                                      Current
                                              Breakdown
Fixed Rate Unsecured Bond                     AAA / Aaa
Fixed Rate Secured Bond                       AA / Aa
Floating Rate Bond                            A
Zero Coupon Bond                              BBB / Baa
Inflation-Linked Bond                         BB / Ba
Amortizing Bond                               B
Interest Only (IO)                            CCC / Ca
Principal Only (PO)                           CC / Ca
Loan Term (1st Lien)                          C
Loan Term (2nd Lien)                          Default
Convertible Bond                              Not Rated
Cash
Other                                         Other
Total (Must Equal 100%)           0           Total (Must Equal 100%)          0.0
Product Statistics             Current        % Turnover in Product
Number of Holdings:                           2007


Percent in Top 10:                            2008
Avg. Yield to Worst:                          2009
Avg. Coupon:                                  2010
Avg. Time to Maturity:
Avg. Mod. Adj. Duration:
Avg. Credity Quality




       Product Composite Information

                             Composite                                  Total Firm Assets
  Composite Dispersion                            % of Firm Assets
                            Assets (in Mil)                                   (in Mil)




                                              Standard Fee Schedule:
Proposed Fee Schedule (if different):
1 bp     $1 million     1
2 bps    $2 million     2
3 bps    $3 million     3
4 bps    $4 million     4
5 bps    $5 million
6 bps    $6 million     5
7 bps    $7 million     6
8 bps    $8 million     7
9 bps    $9 million     8
10 bps   $10 million    9
11 bps   $11 million   10
12 bps   $12 million   11

13 bps   $13 million   12
14 bps   $14 million   13
15 bps   $15 million   14
16 bps   $16 million   15
17 bps   $17 million   16
18 bps   $18 million   17
19 bps   $19 million   18
20 bps   $20 million   19
21 bps   $21 million   20
22 bps   $22 million   21

23 bps   $23 million   22
24 bps   $24 million   23
25 bps   $25 million   24
26 bps   $26 million   25
27 bps   $27 million   26
28 bps   $28 million   27
29 bps   $29 million   28
30 bps   $30 million   29
31 bps   $31 million   30
32 bps   $32 million   31
33 bps   $33 million   32
34 bps   $34 million   33
35 bps   $35 million   34
36 bps   $36 million   35
37 bps   $37 million   36
38 bps   $38 million   37
39 bps   $39 million   38
40 bps   $40 million   39
41 bps   $41 million   40
42 bps   $42 million   41
43 bps   $43 million   42
44 bps   $44 million   43
45 bps   $45 million   44
46 bps   $46 million   45
47 bps   $47 million   46
48 bps   $48 million   47
49 bps   $49 million   48
50 bps   $50 million   49
51 bps   $51 million   50
52 bps   $52 million   51
53 bps   $53 million   52
54 bps   $54 million   53
55 bps   $55 million   54
56 bps   $56 million   55
57 bps   $57 million   56
58 bps   $58 million   57
59 bps   $59 million   58
60 bps   $60 million   59
61 bps   $61 million   60
62 bps   $62 million   61
63 bps   $63 million   62
64 bps   $64 million   63
65 bps   $65 million   64
66 bps   $66 million   65
67 bps   $67 million   66
68 bps   $68 million   67
69 bps   $69 million   68
70 bps   $70 million   69
71 bps   $71 million   70
72 bps   $72 million   71
73 bps   $73 million   72
74 bps   $74 million   73
75 bps   $75 million   74
76 bps   $76 million   75
77 bps   $77 million   76
78 bps   $78 million   77
79 bps   $79 million   78
80 bps   $80 million   79
81 bps $81 million      80
82 bps $82 million      81
83 bps $83 million      82
84 bps $84 million      83
85 bps $85 million      84
86 bps $86 million      85
87 bps $87 million      86
88 bps $88 million      87
89 bps $89 million      88
90 bps $90 million      89
91 bps $91 million      90
92 bps $92 million      91
93 bps $93 million      92
94 bps $94 million      93
95 bps $95 million      94
96 bps $96 million      95
97 bps $97 million      96
98 bps $98 million      97
99 bps $99 million      98
100 bps $100 million    99
101 bps $101 million   100
102 bps $102 million   101
103 bps $103 million   102
104 bps $104 million   103
105 bps $105 million   104
106 bps $106 million   105
107 bps $107 million   106
108 bps $108 million   107
109 bps $109 million   108
110 bps $110 million   109
111 bps $111 million   110
112 bps $112 million   111
113 bps $113 million   112
114 bps $114 million   113
115 bps $115 million   114
116 bps $116 million   115
117 bps $117 million   116
118 bps $118 million   117
119 bps $119 million   118
120 bps $120 million   119
121 bps $121 million   120
122 bps $122 million   121
123 bps $123 million   122
124 bps $124 million   123
125 bps $125 million   124
126 bps $126 million   125
127 bps $127 million   126
128 bps $128 million   127
129 bps $129 million   128
130 bps $130 million   129
131 bps $131 million   130
132 bps $132 million   131
133 bps $133 million   132
134 bps $134 million   133
135 bps $135 million   134
136 bps $136 million   135
137 bps $137 million   136
138 bps $138 million   137
139 bps $139 million   138
140 bps $140 million   139
141 bps $141 million   140
142 bps $142 million   141
143 bps $143 million   142
144 bps $144 million   143
145 bps $145 million   144
146 bps $146 million   145
147 bps $147 million   146
148 bps $148 million   147
149 bps $149 million   148
150 bps $150 million   149
151 bps $151 million   150
152 bps $152 million   151
153 bps $153 million   152
154 bps $154 million   153
155 bps $155 million   154
156 bps $156 million   155
157 bps $157 million   156
158 bps $158 million   157
159 bps $159 million   158
160 bps $160 million   159
161 bps $161 million   160
162 bps $162 million   161
163 bps $163 million   162
164 bps $164 million   163
165 bps $165 million   164
166 bps $166 million   165
167 bps $167 million   166
168 bps $168 million   167
169 bps $169 million   168
170 bps $170 million   169
171 bps $171 million   170
172 bps $172 million   171
173 bps $173 million   172
174 bps $174 million   173
175 bps $175 million   174
176 bps $176 million   175
177 bps $177 million   176
178 bps $178 million   177
179 bps $179 million   178
180 bps $180 million   179
181 bps $181 million   180
182 bps $182 million   181
183 bps $183 million   182
184 bps $184 million   183
185 bps $185 million   184
186 bps $186 million   185
187 bps $187 million   186
188 bps $188 million   187
189 bps $189 million   188
190 bps $190 million   189
191 bps $191 million   190
192 bps $192 million   191
193 bps $193 million   192
194 bps $194 million   193
195 bps $195 million   194
196 bps $196 million   195
197 bps $197 million   196
198 bps $198 million   197
199 bps $199 million   198
200 bps $200 million   199
201 bps $201 million   200
202 bps $202 million   201
203 bps $203 million   202
204 bps $204 million   203
205 bps $205 million   204
206 bps $206 million   205
207 bps $207 million   206
208 bps $208 million   207
209 bps $209 million   208
210 bps $210 million   209
211 bps $211 million   210
212 bps $212 million   211
213 bps $213 million   212
214 bps $214 million   213
215 bps $215 million   214
216 bps $216 million   215
217 bps $217 million   216
218 bps $218 million   217
219 bps $219 million   218
220 bps $220 million   219
221 bps $221 million   220
222 bps $222 million   221
223 bps $223 million   222
224 bps $224 million   223
225 bps $225 million   224
226 bps $226 million   225
227 bps $227 million   226
228 bps $228 million   227
229 bps $229 million   228
230 bps $230 million   229
231 bps $231 million   230
232 bps $232 million   231
233 bps $233 million   232
234 bps $234 million   233
235 bps $235 million   234
236 bps $236 million   235
237 bps $237 million   236
238 bps $238 million   237
239 bps $239 million   238
240 bps $240 million   239
241 bps $241 million   240
242 bps $242 million   241
243 bps $243 million   242
244 bps $244 million   243
245 bps $245 million   244
246 bps $246 million   245
247 bps $247 million   246
248 bps $248 million   247
249 bps $249 million   248
250 bps $250 million   249
        $251 million   250
        $252 million   251
        $253 million   252
        $254 million   253
        $255 million   254
        $256 million   255
$257 million   256
$258 million   257
$259 million   258
$260 million   259
$261 million   260
$262 million   261
$263 million   262
$264 million   263
$265 million   264
$266 million   265
$267 million   266
$268 million   267
$269 million   268
$270 million   269
$271 million   270
$272 million   271
$273 million   272
$274 million   273
$275 million   274
$276 million   275
$277 million   276
$278 million   277
$279 million   278
$280 million   279
$281 million   280
$282 million   281
$283 million   282
$284 million   283
$285 million   284
$286 million   285
$287 million   286
$288 million   287
$289 million   288
$290 million   289
$291 million   290
$292 million   291
$293 million   292
$294 million   293
$295 million   294
$296 million   295
$297 million   296
$298 million   297
$299 million   298
$300 million   299
300
Product Client Turnover                      2006                      2007
                         # Gained
              New Assets (in Mil)
            % of Product Gained
                           # Lost
             Lost Assets (in Mil)
               % of Product Lost


                                     Product Specific Clients
                                           Client Type            Assets (in Mil)
                    Largest Client
              2nd Largest Client
               3rd Largest Client
               4th Largest Client
               5th Largest Client
                Avg. Client Size:
            Smallest Client Size:


List Investment Professionals Responsible for this Particular Product:



                                                                Years of Investment
             Name                       Role on Product
                                                                    Experience
List Investment Professionals Responsible for this product who have departed in the past 2 Years:




                                                        Years of Investment
             Name                    Role on Product
                                                            Experience




Client Breakdown % (Firm):            One Decimal
                       Corporate:
        Endowment/Foundation:
                     HNW/Family:
            Insurance/Financial:
                    Mutual Fund:
                          Public:
                       Religious:
                     Taft-Hartley:
                    Sub-Advisory:
                           Wrap:
                           Other:
        Total (Must Equal 100%):           0.0
     Other Expanation (Cell C71):
         2008                      2009                      2010




                           Firm Employee Turnover during the last 5 Years:
Percentage of Assets (%)                   # Hired
                                     # Terminated
                                          # Retired
                                      # Resigned
                             Total Firm Employees




                                                           Highest
    Years with Firm        Years on Product Team      Degree/Certification
                                                           Attained
ve departed in the past 2 Years:




                     Years with Firm                Years on Product Team   Year Departed




           Client Breakdown % (Product):                One Decimal
                                       Corporate:
                       Endowment/Foundation:
                                    HNW/Family:
                           Insurance/Financial:
                                   Mutual Fund:
                                          Public:
                                       Religious:
                                    Taft-Hartley:
                                   Sub-Advisory:
                                           Wrap:
                                           Other:
                       Total (Must Equal 100%):              0.0
                   Other Expanation (Cell F71):
Country Exposure         Percent %
Afghanistan                          Please List Countries that comprise other (cell B19
Albania
Algeria
Angola
Argentina
Armenia
Aruba
Australia
Austria
Azerbaijan
Bahamas
Bahrain
Bangladesh
Barbados
Belarus
Belgium
Belize
Benin
Bermuda
Bhutan
Bolivia
Botswana
Brazil
British Virgin Islands
Brunei
Bulgaria
Burkina Faso
Burundi
Cambodia
Cameroon
Canada
Cape Verde
Cayman Islands
Chad
Channel Islands
Chile
China
Colombia
Comm Fin Africa
Comoros
Congo
Costa Rica
Croatia
Cuba
Cyprus
Czech Republic
Denmark
Djibouti
Dominican Republic
Ecuador
Egypt
El Salvador
Estonia
Ethiopia
Falkland Island
Fiji Island
Finland
France
Gabon
Gambia
Georgia
Germany
Ghana
Gibraltar
Greece
Guatemala
Guinea
Guinea-Bissau
Guyana
Haiti
Honduras
Hong Kong
Hungary
Iceland
India
Indonesia
Iran
Iraq
Ireland
Isle of Man
Israel
Italy
Ivory Coast
Jamaica
Japan
Jordan
Kazakhstan
Kenya
Kuwait
Kyrgyzstan
Laos
Latvia
Lebanon
Lesotho
Liberia
Libya
Lichenstein
Lithuania
Luxembourg
Macau
Macedonia
Madagascar
Malawi
Malaysia
Maldive Islands
Malta
Mauritania
Mauritius
Mexico
Moldova
Monaco
Mongolia
Morocco
Mozambiqe
Myanmar (Burma)
Namibia
Nepal
Netherland Antilles
Netherlands
New Zealand
Nicaragua
Niger
Nigeria
North Korea
Norway
Oman
Pakistan
Panama
Papua-New Guinea
Paraguay
Peru
Philippines
Poland
Portugal
Qatar
Romania
Russia
Rwanda
Samoa
Sao Tome & Principe
Saudi Arabia
Scotland
Senegal
Serbia
Seychelles
Sierra Leone
Singapore
Slovakia
Slovenia
Soloman Islands
Somalia
South Africa
South Korea
Spain
Sri Lanka
St Helena
Sudan
Suriname
Swaziland
Sweden
Switzerland
Syria
Taiwan
Tajikistan
Tanzania
Thailand
Tibet
Tonga
Trinidad & Tobago
Tunisia
Turkey
Turkmenistan
Uganda
Ukraine
United Arab Emirates
United Kingdom
United States
Uruguay
Uzbekistan
Vanuatu
Venezuela
Vietnam
Wallis & Futuna
Yemen
Yugoslavia
Zaire
Zambia
Zimbabwe
Other
omprise other (cell B190) below:
Currency Exposure   Percent %
Argentina
Australia
Brazil
Canada
Chile
Columbia
Croatia
Czech Republic
Denmark
Egypt
Euro
Hong Kong
Hungary
Indonesia
Israel
Japan
Korea
Malaysia
Mexico
New Zealand
Norway
Philipines
Peru
Poland
Russia
South Africa
Singapore
Sweden
Switzerland
Taiwan
Thailand
UK
US Dollar
Venezuela
Other
Total                  0.0
Please provide Monthly returns (Both Gross & Net of Fee) for this strategy since Inception through

          Gross of Fee     Net of Fee
Sep-11
Aug-11
 Jul-11
Jun-11
May-11
Apr-11
Mar-11
Feb-11
Jan-11
Dec-10
Nov-10
Oct-10
Sep-10
Aug-10
 Jul-10
Jun-10
May-10
Apr-10
Mar-10
Feb-10
Jan-10
Dec-09
Nov-09
Oct-09
Sep-09
Aug-09
 Jul-09
Jun-09
May-09
Apr-09
Mar-09
Feb-09
Jan-09
Dec-08
Nov-08
Oct-08
Sep-08
Aug-08
 Jul-08
Jun-08
May-08
Apr-08
Mar-08
Feb-08
Jan-08
Dec-07
Nov-07
Oct-07
Sep-07
Aug-07
 Jul-07
Jun-07
May-07
Apr-07
Mar-07
Feb-07
Jan-07
Dec-06
Nov-06
Oct-06
Sep-06
Aug-06
 Jul-06
Jun-06
May-06
Apr-06
Mar-06
Feb-06
Jan-06
Dec-05
Nov-05
Oct-05
Sep-05
Aug-05
 Jul-05
Jun-05
May-05
Apr-05
Mar-05
Feb-05
Jan-05
Dec-04
Nov-04
Oct-04
Sep-04
Aug-04
 Jul-04
Jun-04
May-04
Apr-04
Mar-04
Feb-04
Jan-04
Dec-03
Nov-03
Oct-03
Sep-03
Aug-03
 Jul-03
Jun-03
May-03
Apr-03
Mar-03
Feb-03
Jan-03
Dec-02
Nov-02
Oct-02
Sep-02
Aug-02
 Jul-02
Jun-02
May-02
Apr-02
Mar-02
Feb-02
Jan-02
Dec-01
Nov-01
Oct-01
Sep-01
Aug-01
 Jul-01
Jun-01
May-01
Apr-01
Mar-01
Feb-01
Jan-01
Dec-00
Nov-00
Oct-00
Sep-00
Aug-00
 Jul-00
Jun-00
May-00
Apr-00
Mar-00
Feb-00
Jan-00
Dec-99
Nov-99
Oct-99
Sep-99
Aug-99
 Jul-99
Jun-99
May-99
Apr-99
Mar-99
Feb-99
Jan-99
Dec-98
Nov-98
Oct-98
Sep-98
Aug-98
 Jul-98
Jun-98
May-98
Apr-98
Mar-98
Feb-98
Jan-98
Dec-97
Nov-97
Oct-97
Sep-97
Aug-97
 Jul-97
Jun-97
May-97
Apr-97
Mar-97
Feb-97
Jan-97
Dec-96
Nov-96
Oct-96
Sep-96
Aug-96
 Jul-96
Jun-96
May-96
Apr-96
Mar-96
Feb-96
Jan-96
Dec-95
Nov-95
Oct-95
Sep-95
Aug-95
 Jul-95
Jun-95
May-95
Apr-95
Mar-95
Feb-95
Jan-95
Dec-94
Nov-94
Oct-94
Sep-94
Aug-94
 Jul-94
Jun-94
May-94
Apr-94
Mar-94
Feb-94
Jan-94
Dec-93
Nov-93
Oct-93
Sep-93
Aug-93
 Jul-93
Jun-93
May-93
Apr-93
Mar-93
Feb-93
Jan-93
Dec-92
Nov-92
Oct-92
Sep-92
Aug-92
 Jul-92
Jun-92
May-92
Apr-92
Mar-92
Feb-92
Jan-92
Dec-91
Nov-91
Oct-91
Sep-91
Aug-91
 Jul-91
Jun-91
May-91
Apr-91
Mar-91
Feb-91
Jan-91
Dec-90
Nov-90
Oct-90
Sep-90
Aug-90
 Jul-90
Jun-90
May-90
Apr-90
e Inception through September 30th, 2011

				
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