FSA039 Map Template

							   88078810-502a-415e-9efb-e23fc4c83d66.xls                                                                    Data item data definition                                                                               Printed on 9/14/2012

Version:    1
Date:       12 October 2007
Based on:   Handbook Instrument 2007/10 (25 January 2007)              (legal instrument setting out this data item with guidance)

Reference                            Label                                               XML Name                        Data Type               Validation           Error code                    Additional Information
FSA039      Client Money and Client Assets                             FSA039-ClientMoneyClientAssets
                                                                                                                                     Mandatory
                                                                                                                                     Must be populated with one of
                                                                                                                                     following values:
            Has your firm held Client Money or Client Assets in this                                                                                                 ERR0080       This element should be populated with lower case text, for
    1A                                                                    MoneyAssetsHeld                                    List    "no"
            reporting period?                                                                                                                                        ERR0047       consistency with the YesNo data type.
                                                                                                                                     "yes - client assets"
                                                                                                                                     "yes - client money"
                                                                                                                                     "yes - both"
            Does the firm undertake stock lending activities using
    2A                                                                    UndertakeStockLending                            YesNo     Mandatory                       ERR0080
            clients' custody assets?




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  88078810-502a-415e-9efb-e23fc4c83d66.xls andbook layout and sample data                   Printed on 9/14/2012
FSA039
Client Money and Client Assets

                                                                                              A
    1     Has your firm held Client Money or Client Assets in this reporting period?

    2     Does the firm undertake stock lending activities using clients' custody assets?




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