Note from the EEO Trust:

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							Note from the EEO Trust:


This policy from the Human Rights Commission has been
developed specifically to fit their organisation.


It is a very comprehensive policy that also contains useful
definitions and background information including the complaints
procedure and resolution of complaints.
                         Human Rights Commission
                             Dignity at Work Policy

Purpose
The Human Rights Commission is committed to being a ‘good employer’, having equal
employment opportunities for all, and to being an employer of choice.

This document sets out the policy for ensuring Dignity at Work and provides the
mechanisms to address any problems associated with discrimination, harassment,
bullying, or victimisation, should they occur.


Guiding principles
The Commission has a zero-tolerance to discrimination, harassment, bullying, and
victimisation and is committed to proactively working to provide a ‘safe’ work
environment for all.

Such behaviour is not tolerated by the Commission and will be regarded as serious
misconduct if found to be occurring.

Every person has the right to be treated with dignity and respect at work.

Any person who considers they have experienced discrimination, harassment, bullying
or victimisation is encouraged to take action.

Complaints will be dealt with speedily, confidentially and fairly and complainants will not
be victimised because they make a complaint.

Natural justice for those involved, including those complained against.

Appropriate action will be taken, which could involve warnings, removal from the work
area or dismissal.
Organisational commitment to training on an ongoing basis.

Rationale
The Human Rights Commission is committed to the Good Employer principles, EEO
and being an employer of choice.

The Commission is constantly striving to achieve the highest standards of
employer/employee behaviour that reflect our core business of human rights, dignity
and respect for all.
Scope
This policy covers the Human Rights Commission (HRC) and the Office of Human
Rights Proceedings (OHRP).

Unacceptable and unwelcome behaviour may involve employees, managers,
Commissioners, a member of the public, or a person whom an employee meets in
her/his official capacity. All individuals affected by the behaviour are covered by this
policy. It may involve the actions or behaviour of a person or a group. It includes
unwelcome behaviour that occurs at work or between workplace participants in settings
outside the workplace.


Relevant Legislation
The Universal Declaration of Human Rights enshrines the right to work in Article 23.
Discrimination at work is prohibited in the same article. Harassment and bullying, with
their potential to denigrate and humiliate an employee, strike at the free exercise of this
right.

The Human Rights Act 1993 prohibits discrimination on 13 grounds. Harassment
related to any one of these grounds could be seen as a form of discrimination. There
are specific provisions related to racial and sexual harassment and victimisation. An
employee may make a complaint both about the employer and the offending employee.

The Employment Relations Act 2000 like the HRA prohibits discrimination on 13
grounds and has specific provisions related to racial and sexual harassment. An
employee can also bring a personal grievance claim under ‘unjustifiable disadvantage’
or ‘unjustifiable dismissal’ and frame the claim around the already recognised duties
implicit in the employment relationship, such as the duty to provide a safe workplace,
and the duty of trust and confidence.

Health & Safety in Employment Act 1992 makes explicit that employers have an
obligation to provide a safe, secure work environment. The legislation requires
employers systematically to identify hazards in the working environment. Bullying and
harassment are stressors that may lead to reports of stress, and may thus constitute
hazards under the 2003 amendments to this Act which extended the definition of ‘harm’
to include physical or mental harm caused by work related stress.

The Crown Entities Act 2004 requires Crown entities to be ‘good employers’ to
operate personnel policies necessary for the fair and proper treatment of employees in
all aspects of their employment, including ‘good and safe working conditions’. The New
Zealand Court of Appeal has noted that the duty to take reasonable steps to maintain a
safe workplace is an implied term of employment contracts.

Police - Complaints of a criminal nature, for example physical or sexual assault or
stalking are a police matter as well as an employment matter
Harassment Act 1997

Official Information Act 1982

Privacy Act 1993


Other Relevant Policies and guidelines
Internal:
Collective Employment Agreement
Code of Conduct
EEO Commissioner Module on Bullying & Harassment
EEO Policy
Governance Statement
Good Employer Plan
Health & Safety Policy (in draft)
Privacy and Information Policy (dated June 2002)
Privacy and Information Protocol (dated June 2002)

External:
Crown Entities Act (Good Employer provisions)
SSC Standards of Integrity & Conduct



Document Management Control

Prepared by      EEO Working Group
Owned by         Executive Director
Authorised by    Chief Commissioner
Date Issued:     25 June 2009
Review Date:
Detailed Policy Contents
This section contains the following information:
1. Policy
2. Definitions
3. What is not Harassment?
4. Confidentiality
5. Complaints Procedure
6. Resolution of Complaints
7. Roles

1. Policy
1.1                     Every person has the right to be treated with dignity and
                         respect at work.
Policy
                        Any person who considers they have experienced
                         discrimination, harassment, bullying or victimisation is
                         encouraged to take action.
                        Such behaviour is not tolerated by the Commission and
                         will be regarded as serious misconduct if found to be
                         occurring.
                        Complaints will be dealt with speedily, confidentially and
                         fairly and complainants will not be victimised because
                         they make a complaint.
                        Everyone involved will have the right to a fair process.
                        Appropriate action could involve warnings, removal from
                         the work area or dismissal.


2. Definitions
2.1                      Discrimination occurs when someone, or a group of
                          people, is/are treated less favourably than another person
Discrimination
                          or group in the same or similar circumstances, because of
                          a particular characteristic.
                         Discrimination or harassment on any of the grounds
                          specified in the Human Rights Act (Sex, Marital status,
                          Religious belief, Ethical belief, Colour, Race, Ethnic or
                          national origins, Disability, Age, Political opinion,
                          Employment status, Family status, Sexual orientation) is
                          unlawful when it occurs in the areas specified in the Act
                 (includes employment), subject to specified limitations.


2.2             Harassment is any unwanted and unwarranted behaviour
                 that a person finds offensive, intimidating or humiliating
Workplace
                 and is repeated, or significant enough as a single incident,
Harassment
                 to have a detrimental effect upon a person’s dignity, safety
                 and well-being. The behaviour can range from that
                 causing slight embarrassment through to criminal acts.
                Examples of workplace harassment are:
                 -   a generally ‘hostile’ work atmosphere of repeated put-
                     downs, offensive stereotypes, malicious rumours, or
                     fear tactics such as threatening or bullying;
                 -   a general work atmosphere of repeated jokes, teasing,
                     flirting, leering or sleazy ‘fun’;
                 -   harassing other communication technology users,
                     whether through language, frequency or size of
                     messages;
                 -   comments or behaviour that express hostility,
                     contempt or ridicule for people of a particular race,
                     age, sexual orientation or any other identified group;
                     and
                 -   an isolated but significant incident, such as a violent
                     attack or sexual assault.


2.3             Racial harassment is uninvited behaviour that humiliates,
                 offends or intimidates someone because of their race,
Racial
                 colour, or ethnic or national origin. It can involve spoken,
Harassment
                 written or visual material or a physical act. It can include:
                 -   making offensive remarks about a person’s race;
                 -   mimicking the way a person speaks;
                 -   making jokes about a person’s race;
                 -   calling people by racist names; and
                 -   deliberately pronouncing people’s names wrongly.


2.4             Sexual Harassment is either a request for sexual activity
                 together with a promise of preferential treatment or a
Sexual
                 threat of detrimental treatment; or language, visual
Harassment
                 material, or physical behaviour of a sexual nature. It is
                 behaviour that is unwelcome or offensive to the person
               subjected to it, repeated or significant, and causes harm to
               a person’s employment, job performance or job
               satisfaction, or personal life.
              It can include:
               -   personally sexually offensive verbal comments;
               -   sexual or smutty jokes;
               -   repeated comments or teasing about someone’s
                   alleged sexual activities or private life;
               -   persistent, unwelcome social invitations, telephone
                   calls or any other form communication technology from
                   workmates at work or at home;
               -   following someone home from work;
               -   offensive hand or body gestures;
               -   unwelcome physical contact – e.g. patting, pinching,
                   touching or putting an arm around another person’s
                   body;
               -   provocative visual material – e.g. posters of a sexual
                   nature;
               -   sending and receiving pornographic, sexually explicit
                   or offensive material through communication
                   technology;
               -   hints or promises of preferential treatment in exchange
                   for sex, or threats of differential treatment if sexual
                   activity is not offered; and
               -   sexual assault and/or rape.

2.5           Bullying is a persistent misuse of power, whether formal or
Bullying       informal. It is offensive, abusive, intimidating, malicious or
               insulting behaviour. It makes the recipient or target feel
               upset, threatened, humiliated, or vulnerable and
               undermines self-confidence. It has a detrimental effect
               upon a person's dignity, safety, self-confidence and well-
               being and may cause them to suffer stress. It can be overt
               or covert. Bullying can be exercised by anyone in any
               position in an organisation.
              Overt bullying can include:
               -   threats, intimidation, stand over tactics and coercion;
               -   verbally abusive or degrading language or gestures;
               -   shouting, yelling or screaming;
                    -   unexplained rages;
                    -   unjustified criticism and insults, nit-picking and fault
                        finding without justification;
                    -   constant humiliation, ridicule and belittling remarks;
                    -   unjustified threats of dismissal or other disciplinary
                        procedures; and
                    -   punishment imposed without reasonable justification.

                   Covert bullying can include acts such as:
                    -   deliberately overloading an employee with work and
                        imposing impossible deadlines;
                    -   sabotaging someone’s work by withholding information
                        that is required to fulfil tasks;
                    -   hiding documents or equipment;
                    -   constantly changing targets or work guidelines;
                    -   not providing appropriate resources and training;
                    -   isolating or ignoring someone on a consistent basis;
                        and
                    -   changes in the duties or responsibilities of an
                        employee to the employee's detriment without
                        reasonable justification.
                   Bullying between people may include teasing, practical
                    jokes, gossiping, excluding co-workers and criticising co-
                    workers on a regular and systematic basis.


2.6                Victimisation is treating or threatening to treat someone
                    less favourably because they have made a complaint, or
Victimisation
                    are believed to have made a complaint, of discrimination,
                    harassment, or bullying.
                   Examples include being:
                    -   sidelined for training or promotion;
                    -   snubbed by co-workers; and
                    -   pressured to drop the idea of a complaint.
3. What is not Harassment?
3.1              The following are examples of behaviours that are not
                  considered to be harassment or bullying:
What is not
harassment?       -   friendly banter, light-hearted exchanges, mutually
                      acceptable jokes and compliments;
                  -   friendships and relationships where both people
                      consent to the relationship;
                  -   issuing reasonable instructions and expecting them to
                      be carried out;
                  -   warning or disciplining someone in line with
                      organisation policy;
                  -   insisting on high standards of performance in terms of
                      quality, safety and team cooperation;
                  -   legitimate criticisms about work performance (not
                      expressed in a hostile, harassing manner);
                  -   giving critical feedback, including in a performance
                      appraisal, and requiring justified performance
                      improvement;
                  -   assertively expressing opinions that are different from
                      others;
                  -   free and frank discussion about issues or concerns in
                      the workplace, without personal insults; and
                  -   targeted EEO policies, parental leave provisions, or
                      reasonable accommodation and provision of work aids
                      for staff with disabilities.
                 Addressing harassment should not be seen as an attempt
                  to prevent people from doing their jobs or to prevent
                  people from having a reasonable amount of fun or good
                  humour at work. It is about respecting the dignity of people
                  and supporting their right to feel safe and respected at
                  work.
                 Occasional differences of opinion, conflicts and problems
                  in working relations are part of working life and do not
                  constitute bullying.
                 Workplace counselling, managing underperformance, or
                  other legitimate action in accordance with HRC policy and
                  procedures, are not bullying or harassment.
                 People may sometimes cause offence or harm
                  unintentionally. A principle of harassment is that it is not
                  the intention, or the behaviour, but the way it is received
                  and the effect it has on the person.,



4. Confidentiality
4.1              The possibility of defamation arises when someone
                  broadcasts the problem outside the proper channels to
Defamation
                  those with no genuine interest or need to know about it.
                 A person can sue another person for defamation if they
                  believe a false statement has been made that is likely to
                  injure their reputation.
                 The complainant, alleged harasser and those properly
                  involved in a complaint are protected against defamation
                  where the complaint is made honestly and without malice,
                  and is made only to those who have a duty to receive it,
                  such as those people noted in the first bullet point of 5.3
                  and in 5.4.
                 The Commission indemnifies all individuals making a
                  complaint in the course of following these procedures
                  against action for defamation, provided they have acted in
                  good faith and in accordance with these procedures.


4.2              The Commission has a Privacy and Information Policy and
                  a Privacy and Information Protocol which explains the
Access to
                  Commission’s obligations in relation to access to and
information
                  protection of information.
                 The Policy states that people have a right to access to any
                  information the Commission holds about them. This right
                  is guaranteed in relation to both personal information and
                  in relation to allegations made about people involved in a
                  formal complaint.
                 Access to personal information and/or information about a
                  complaint may be denied only where there is a good
                  reason for doing so.
                 Access may be refused where:
                  -   it would endanger the safety of another person;
                  -   it would involve the unwarranted disclosure of another
                      person’s affairs;
                  -   the information concerned is subject to legal
                      professional privilege; or
                    -   it would breach an obligation of privacy undertaken at
                        the time the information was gathered.


4.3                All information received by the Commission in relation to
                    the making of a formal complaint will upon its receipt
Official
                    become official information under the Official Information
Information
                    Act 1982 ("OIA").
Act 1982 &
disclosure of      Requests pursuant to the OIA for such information must
Information         be dealt with in terms of the OIA.
                   If the Commission receives a request under the OIA which
                    relates to information that concerns or relates in any way
                    to a formal complaint it will notify the person the
                    information relates to in writing of this and may ask the
                    person to assist the Commission in matters relating to the
                    request.

4.4                The Privacy Act governs the collection, use and disclosure
                    of personal information i.e. information about a living,
Privacy Act
                    natural person. The basic principle underlying the Privacy
1993
                    Act is that a person’s consent should be obtained before
                    information about them is gathered, used, or disclosed.
                   When the Commission collects personal information about
                    any natural person it will ensure that it meets the following
                    obligations:
                    -   Ensure it collects only information that is necessary to
                        enable it to carry out its lawful functions.
                    -   Wherever possible gather information directly from the
                        person concerned.


                    -   Explain to the person it is gathering information from:
                           whether or not they have a choice about providing
                            the information
                           what the information will be used for
                           who the information will be disclosed to
                           what their rights relating to access to and correction
                            of information are.
                    -   Refrain from collecting information by means that are
                        underhand or unfair.
5. Complaints Procedure
5.1             Anyone who considers they have been subjected to
                 discrimination, harassment, bullying or victimisation may
Options
                 take any one or more of the actions listed below.
                The choice of which process is the most appropriate is a
                 matter for the complainant. There are contact people in
                 each office whose role is to help and support individuals.


5.2          The complainant may:
Self help        -   tell the respondent verbally that their behaviour is
                     offensive and request that it stop;
                 -   write to, or e-mail the respondent about the behaviour
                     on a ‘personal and confidential’ basis requesting that it
                     stop; or
                 -   speak to the respondent in the presence of a support
                     person of their choice requesting that the behaviour
                     stop.


5.3             Informal complaints means with a contact person’s help,
                 asking a third person, a friend, colleague, PSA delegate,
Informal
                 manager or Commissioner to help resolve the situation.
complaints
procedure       This person needs to talk both with the complainant and
                 then with the person against whom the complaint is made.
                If the respondent accepts the accuracy of the complaint;
                 an attempt will be made to resolve the matter informally as
                 requested by the complainant.
                If the respondent does not accept the facts or only accepts
                 some of them, but is willing to settle the complaint
                 informally and the complainant is satisfied with this, then
                 the matter is resolved.
                If both parties agree to settle the complaint informally then
                 the matter is resolved.
                Sometimes mediation may be an appropriate way to
                 resolve the issue.
                Mediation can be a powerful tool for both parties to
                 understand the intention and impact of the behaviours and
                 to find practical solutions that will facilitate an ongoing
                 working relationship and it can also provide the basis for
                 changing behaviour. It is not always appropriate and its
                 use should be weighed up carefully by the parties
                 involved.
                Mediation may be appropriate when:
                 -   an appropriately skilled and trained mediator is
                     available (maybe from the Department of Labour);
                 -   both parties are interested in trying to resolve the
                     situation through mediation;
                 -   an appropriately trained and skilled mediator is
                     available who has the confidence of both parties.
                If the matter is not able to be resolved informally then the
                 process moves to the formal complaints procedure as
                 outlined in 5.4.


5.4             Anyone who believes they have been discriminated
                 against, harassed, bullied or victimised has the right to
Formal
                 make a formal complaint.
complaints
procedure       If the matter is serious a formal complaint may be lodged
                 without going through self-help and/or informal
                 intervention. However in most circumstances, the
                 complainant should be encouraged to work through the
                 Commission’s informal complaint system in the first
                 instance before lodging a formal complaint.
                 A formal complaint can be given to any manager or
                 directly to the Corporate Services Manager.
                Managers who receive formal complaints will liaise
                 immediately with the Corporate Services Manager to
                 jointly identify an appropriate, impartial person to
                 investigate the complaint.
                If a complainant explicitly lodges a personal grievance, the
                 matter will be referred to the Corporate Services Manager
                 and the Executive Director.
                The Corporate Services Manager will direct complaints
                 concerning the Executive Director, Commissioners or
                 Director OHRP to the Chief Commissioner and complaints
                 about the Chief Commissioner to the Chair of the Audit
                 Committee.
                A formal complaint should be written and signed by the
                 complainant outlining details of the alleged incident(s). It
                 should be made by the person who has allegedly been
                 discriminated against/harassed/bullied (the complainant).
                 However, it may be made by a colleague at the
    complainant’s request.
   A formal complaint should outline:
    -   the identity of the person(s) against whom the
        complaint is made;
    -   what happened (including the time(s), date(s),
        place(s), what was said and done);
    -   how the complainant responded and what impact the
        alleged behaviour had on them;
    -   what actions (if any) the complainant has taken to stop
        the alleged harassing behaviour;
    -   whether anyone else witnessed the alleged behaviour;
        and
    -   an indication of the outcome that the complainant is
        seeking.
   The complainant will be advised of the formal complaint
    procedure, and that they may bring a support person with
    them to any interview if they wish. This support person
    may be a PSA delegate, a lawyer, or a friend/colleague.
    The complainant will be informed about what type of
    actions the Commission might take if the complaint is
    upheld or if it is not established.
   The investigation, by the line manager or Corporate
    Services Manager, will involve interviews with the
    complainant, the respondent, and any other relevant
    people. A copy of the written complaint, including the
    complainant’s name, will be provided to the respondent.
   The complainant and respondent will be provided with a
    copy of a report of the investigation and they will be
    entitled to provide a written response within an indicated
    time period, prior to a decision being made. The report will
    then be submitted to the Executive Director (Chief
    Commissioner for Executive Director, Commissioners and
    Director OHRP and Chair of Audit Committee for Chief
    Commissioner) who will decide what action will be taken.
   The Corporate Services Manager will seek appropriate
    legal assistance and advice when necessary and she/he
    will hold all documentation on any investigation, report,
    decision and action taken in a secure confidential physical
    and electronic file. No electronic information will be stored
    on shared networks.
   Interim measures to ensure the complainant and the
          respondent do not work closely together until the matter is
          resolved may be appropriate, dependant upon the nature
          of the complaint and the relationship between the
          complainant and respondent.
         Such measures could include moving the complainant or
          respondent to another area, arranging for the complainant
          or respondent to work from home or for the complainant or
          the respondent to be on paid leave until the matter has
          been investigated and resolved.
         Factors to be taken into account when deciding on interim
          measures include eliminating the risk of disruption to the
          workplace or retaliatory action, and whether the
          complainant or respondent is likely to experience further
          stress by the presence of the other party.
         If any interim measures are to be taken, they will be
          discussed with the complainant and respondent before
          any decision is made. The decision to implement any
          interim measure will be made by the Executive Director
          (Chief Commissioner for Executive Director,
          Commissioners and Director OHRP and Chair of Audit
          Committee for Chief Commissioner). Such action does not
          mean that the Commission has accepted the complaint,
          but is providing interim relief before resolution of the issue.
         The complainant and the respondent will be advised not to
          attempt to contact each other about the complaint. The
          complainant will be advised that they are entitled to
          contact the PSA if they are a member and that they can
          report harassment to the police, particularly where an
          assault or serious intimidation is alleged to have taken
          place.
         The complainant, the respondent, other staff, and any
          family members involved will also be advised that they can
          contact the Employee Assistance Programme (EAP) for
          confidential counselling.

      Note: In all cases the Corporate Services Manager,
      Executive Director, Chief Commissioner or Audit Chair may
      select an alternative person to act in their stead should they
      judge that to be the right thing to do in the particular
      circumstances of the situation.


5.5      The rights of both parties to a formal complaint will be
          protected by the principles of natural justice. These are:
Natural       -   freedom from bias on the part of the person making the
justice           decision/judgment; and
              -   transparency and fairness of the procedure.
             Guidelines for a fair process include:
              -   taking a complaint seriously and acting on it
                  immediately;
              -   maintaining confidentiality;
              -   giving the problem resolution procedure priority and
                  responding in a timely manner;
              -   informing a respondent of the allegations against them;
              -   giving a respondent the opportunity to respond to the
                  allegation;
              -   not asking irrelevant questions;
              -   keeping both parties informed about progress of an
                  investigation;
              -   ensuring the parties' safety is protected during an
                  investigation, including protection from retaliation or
                  victimisation;
              -   giving both parties a full opportunity to read/see and
                  respond to all evidence collected in an investigation
                  before a decision is made;
              -   considering all the evidence and weighing it carefully
                  before deciding whether there is substance to the
                  complaint;
              -   providing both parties with a copy of the decision and
                  the reasons for the decision, and their options in terms
                  of settlement, review, etc.;
              -   ensuring any disciplinary action is proportionate to the
                  level of behaviour complained of; and
              -   offering the right of appeal or review
             Care will be taken during the investigation of any
              complaint of alleged harassment and afterwards to
              prevent any disadvantage to the complainant or
              respondent.
             Care will also be taken during the investigation to protect
              the mana/respect of the person against whom the
              complaint was made and any other parties involved.
             Retaliation against people who have been involved in a
                    harassment complaint in any way is unacceptable.
                   Any work difficulties experienced by people involved in
                    either an informal or formal complaint should be reported
                    immediately to their manager or to the Corporate Services
                    Manager (Chief Commissioner for Executive Director,
                    Commissioners and Director OHRP and Chair of Audit
                    Committee for Chief Commissioner).
5.6                A complainant can, at any time, lodge a personal
                    grievance under the Employment Relations Act 2000
External
                    (refer to clause 37 of the Collective Employment
complaints
                    Agreement).
procedure
                   The Employment Relations Act promotes mediation as the
                    preferred way to resolve any employment relationship
                    problem. If a personal grievance cannot be resolved by
                    direct discussion between the parties involved, they are
                    encouraged to use the mediation services provided by the
                    Department of Labour.
                   Alternatively, if an employee believes they have been
                    discriminated against, sexually harassed or racially
                    harassed they can lodge a personal grievance under the
                    Human Rights Act 1993.
                   A complainant can also lodge a claim under the Health
                    and Safety in Employment Act 1992 claiming harm due to
                    workplace stress.
                   Complaints of a criminal nature, for example physical or
                    sexual assault or stalking, are a police matter as well as
                    an employment matter. If a complaint of this nature is
                    made the Corporate Services Manager will seek
                    appropriate legal advice.
                   Although Contact People can provide general information
                    about mechanisms for complaints to be addressed outside
                    the Commission, they do not act in a support or advocacy
                    role in these circumstances.


5.7                When harassment or bullying is being carried out by a
                    client, member of the public or contractor, the employee
Harassment
                    should inform their manager, another manager, or
by clients or
                    Corporate Services.
contractors
                   The Commission will investigate and take all reasonable
                    steps to stop it happening again.
                   This may involve speaking directly with the person
                    concerned, lodging a complaint with the contractor's
                    employer, or obtaining a trespass order against the
                    person.



6. Resolution of Complaints
6.1                In resolving a substantiated complaint, the Corporate
                    Services Manager and/or legal adviser will be consulted,
Resolution of
                    so that any action meets legal/procedural fairness
substantiated
                    requirements, prior to the Executive Director (or Chief
complaints
                    Commissioner, in the case of a complaint involving
                    Commissioners, Director OHRP, or the Executive
                    Director) deciding what action will be taken.
                   Allegations of victimisation as a result of reporting or being
                    a witness to discrimination, harassment, bullying, or
                    victimisation will be regarded as potentially serious
                    misconduct and automatically result in a formal
                    investigation. If proven, resulting disciplinary action may
                    include dismissal.
                   If the complaint is not substantiated and does not appear
                    to be malicious or vexatious, the reasons for the decision
                    will need to be explained to both parties, separately. The
                    manager may also need to discuss further options with
                    each of the parties and monitor the relationship between
                    them.
                   If, however, it appears that the complaint is malicious,
                    vexatious or frivolous, there may be grounds for
                    disciplinary action against the complainant.


6.2                Following an investigation and a finding that bullying or
                    harassment did take place, the Commission will consider
Sanctions
                    appropriate action for:
                    -   the person who has carried out the harassment;
                    -   the complainant; and
                    -   the organisation
                   Appropriate action may include any of the following:
                    -   formal apologies;
                    -   counselling, mentoring or training for the
                        harasser/bully;
                    -   counselling for the complainant;
                    -   appropriate measures to restore the relationship
                      between the two parties (this could include relocation
                      of the harasser/bully, depending upon the seriousness
                      of the incident);
                  -   reimbursement of any costs associated with the
                      discrimination, harassment, bullying or victimisation
                      such as medical or counselling fees;
                  -   re-accrediting any annual leave taken as a result of the
                      discrimination, harassment, bullying or victimisation;
                  -   disciplinary action against the harasser/bully, for
                      example oral or written warnings (could include
                      dismissal depending upon the seriousness of the
                      incident); and
                  -   further general training for Commissioners, Managers
                      or staff on the issues of harassment, adjustment of
                      policies and procedures to either reduce the risk of
                      harassment or to enable the organisation to respond
                      more effectively.
                 If the complaint is substantiated, a record of disciplinary
                  action or other decisions taken concerning employees will
                  be kept by on the personnel file (or by the Chief
                  Commissioner for Commissioners and Director OHRP and
                  Chair of Audit Committee for Chief Commissioner). This
                  record may be placed on the employee’s personnel file for
                  a specified period of time.


6.3              The Commission will ensure that support mechanisms
                  including counselling services are available for all
Counselling
                  individuals who believe they are being, or have been
                  discriminated against, harassed, bullied or victimised.
                 Likewise, anyone who has been accused of harassment is
                  also entitled to support during the resolution process. The
                  Commission may also be able to provide assistance to an
                  individual where their behaviour is found to constitute
                  harassment and they have agreed to undertake some
                  counselling or receive support to help/rehabilitate them.
                 The Commission recognises the potential impact of
                  harassment on the parties involved. Complainants should
                  therefore not have to confront their alleged harasser or
                  vice versa, if either party so wishes.


6.4              This policy has been supported by and developed with the
                  PSA. It will be communicated to employees using a variety
               of methods including posters, leaflets and training.
Training
              Periodic workshops on harassment and bullying will be
               held for all staff, managers and Commissioners and are
               integral to induction activity.
              Part of the challenge of developing a diverse workforce is
               to ensure that all new staff and Commissioners are fully
               integrated into the existing teams and activities of the
               organisation and understand the organisation's values and
               expected standards of behaviour.
              A comprehensive programme of training will be provided
               for managers to ensure they have the knowledge and
               skills necessary to implement the organisation's policies
               effectively. They will have training on:
               -   what discrimination, harassment and bullying are, what
                   they are not, and why they are an issue;
               -   the options open to complainants;
               -   managers' responsibilities towards all parties involved;
               -   handling interviews with complainants and
                   respondents;
               -   why it is difficult for people to complain;
               -   what managers can do to prevent discrimination,
                   harassment and bullying;
               -   what to do when harassment is alleged and how to
                   deal with the complainant as well as the alleged
                   harasser; and
               -   effective delegation, motivation and improving
                   communication and interpersonal skills, as well as in
                   dealing with employee differences and conflict.
              Contact people and Investigators will receive initial training
               in the issues, as well as refresher training and ongoing
               support, since their role can at times be stressful.
              Research indicates that those supporting others and those
               investigating bullying are often bullied and are accused of
               being bullies during the period of the investigation.
               Contact people and investigators will be given the support
               they require in order to contend with the complex and
               difficult situations they encounter.
7. Roles
7.1           Everyone has a responsibility to prevent workplace
               discrimination, harassment, bullying, and victimisation.
Everyone
              All Commissioners and employees are responsible for
               modelling appropriate behaviour at all times and
               participating in any training/education on the policy.
              The roles of people who have specific responsibilities are
               outlined below.


7.2           Contact people provide confidential assistance and
               support to individuals who believe they have an issue with
Contact
               harassment.
people
              They are a source of general information about
               discrimination, harassment, bullying, and victimisation in
               the workplace, and about internal and external options for
               action.
              Where a person requests no action be taken, the contact
               person must explain all options available and reassure the
               complainant about confidentiality and the sanctions for
               victimisation.
              The complainant’s preference for non-action may be
               overridden in some circumstances because the
               Commission has a legal obligation and a duty of care to
               provide a safe working environment. In this circumstance
               the contact person will inform the Corporate Services
               Manager. However, usually it is ultimately up to the
               complainant to choose what action to take.
              A contact person will not speak for a complainant, provide
               counselling or be involved in investigations of
               discrimination, harassment or bullying.
              Their role is to:
               -   Listen to the individual;
               -   Provide advice on the options for resolving the issue;
               -   Support the individual to choose a course of action;
               -   Create an environment that assists the individual to
                   follow through with their chosen course of action; and
               -   Follow up to ensure the problem is resolved
              Details of the alleged incident and any action by the
               contact person are confidential information and will be
                held initially by the contact person.
               If the complainant makes a formal complaint and it is
                substantiated this information will be forwarded to the
                Corporate Service manager and retained by the
                Commission. It will be placed on the personnel file of the
                harasser or bully.
               If the complaint is not substantiated, the information will be
                disposed of securely.
               Contact people will receive training but this does not
                provide them with the skills to be an investigator, mediator
                or trainer. The Corporate Services Manager may decide to
                nominate selected personnel for further training in these
                more specialist areas.
               Contact people are selected from the most suitable
                personnel, taking into account the balance of gender,
                ethnicity, office location and level within the Commission.
            Details of Contact People are available on staff notice
            boards, the shared drive and in the New Employee
            Induction Manual.

7.3            The Corporate Services Manager works with staff,
                managers, Commissioners and clients and may intervene
Corporate
                at any level as appropriate.
Services
Manager        The role includes overseeing the integrity of the policy and
                process. She/he is a source of general information and
                can provide information about discrimination, harassment,
                bullying, and victimisation, and about internal and external
                options for action.
               The Corporate Services Manager is responsible for
                ensuring that:
                -   appropriate support of Commissioners, the
                    Management Team and other staff of the Commission
                    is provided;
                -   training on preventing discrimination, harassment and
                    bullying in the workplace is resourced and provided for
                    all staff and Commissioners every two years;
                -   in each office of the Commission there is a minimum of
                    one trained contact person able to respond sensitively
                    to employees who want advice on discrimination,
                    harassment, bullying, and victimisation; ideally, contact
                    people will be representative of staff;
                    -   contact people receive support and training as needed
                        to carry out their role effectively and are allocated time
                        to be able to adequately undertake their duties;
                    -   all records are kept for the appropriate period,
                        according to the Public Records Act, and they are kept
                        confidential; and
                    -   selection criteria for management positions include the
                        requirement that managers have demonstrated ability
                        to deal with sensitive human resource issues.


7.4                Harassment mediators have undergone recognised
                    training in conflict resolution strategies.
Harassment
Mediators          They provide a service to individuals who have an issue
                    with harassment or bullying by acting as an intermediary
                    between affected parties.
                   A complainant may formally request assistance from a
                    Mediator.


7.5                Harassment investigators have undergone training in
                    procedures of investigation.
Harassment
Investigators      The Commission may appoint an Investigator to
                    investigate an allegation of discrimination, harassment or
                    bullying when a written complaint has been received.


7.6                Managers within the Commission are familiar with this
                    policy and are prepared to explain the options to any staff
Managers
                    who complain of harassment or bullying.
                   Managers must:
                    -   make it clear to staff that the Commission will not
                        tolerate any form of harassment;
                    -   set standards of behaviour and model exemplary
                        standards of professional conduct at all times;
                    -   ensure that the work environment does not condone
                        language, behaviour or visual material that is
                        unwanted by, or offensive to any staff member;
                    -   have a role within the Commission ensuring
                        accessibility and promoting and explaining the
                        Commission's Dignity at Work policy;
                   -   provide appropriate information and education on
                       discrimination, harassment, bullying, and victimisation
                       to all new staff as a standard part of induction;
                   -   ensure that all complaints are dealt with according to
                       the standards set out in this policy;
                   -   act quickly and effectively where a complaint is bought
                       to their attention;
                   -   treat any complaint with confidentiality and sensitivity;
                       and
                   -   not trivialise any complaint.




SIGNED FOR AND ON BEHALF OF:

The Human Rights Commission
Te Kāhui Tika Tangata




                                                 Date:

Rosslyn Noonan – Chief Commissioner
Te Amokapua




                                                 Date:

Joanna Collinge – Executive Director
Tumuaki Kaiwhakahaere Matua
SIGNED FOR AND ON BEHALF OF:

The Office of Human Rights Proceedings
Te Whakatau Take Tika Tangata




                                            Date:

Robert Hesketh – Director of Human Rights Proceedings

						
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