high speed by hVM8PF2

VIEWS: 0 PAGES: 25

									LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name        TSI Status    Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,      Document        Document Title                Issue Number Issue date   Clause          NTR clause title (measure     Comment on NTR including, if Comment
                              specific TSI  number          name, if not in published      number          identifying the open point   containing                                                              number          name)                         necessary, reason for        (including, where relevant,
                              last reviewed referencing     TSI)                           within TSI                                   NTR                                                                                                                   notification                 timescales to migrate into
                                            open point                                     clause (1, 2, 3                                                                                                                                                                                 RGSs)
                                                                                           …)
Rolling Stock   High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
                                                            Measures identified with Open Points for application of NTRs in the next issue of the HS RS TSI
                                                            Aspects not specified in the High Speed Rolling Stock TSI and for which notification of national rules is required
                                             General
RST Issue 2     Published     3/25/2010      ANNEX L        Technical Scope                1.1            Additional requirements for   None specific   None                                                    None                                                                           No equivalent UK mandatory
                                                                                                          rolling stock having a                                                                                                                                                               requirement due to no rolling
                                                                                                          maximum speed higher than                                                                                                                                                            stock operating at such speeds.
                                                                                                          351 km/h (clause 1.1)
                                             Mechanical parts
RST Issue 2     Published     3/25/2010      ANNEX L       Structure and mechanical       [4.2.2]         Bogie structures               GM/RT2100      Structural Requirements for   3            Oct-00       Section 14      Bogie Structures              RGS sets out the specification
                                                           parts                                          Bogies: design, fabrication                   Railway Vehicles                                                                                      for bogie construction
                                                           Bogie structures                               and approval – Steel grade                                                                                                                          requirements to withstand
                                                           Bogies: design, fabrication                    used – Resistance –                                                                                                                                 specific service requirements.
                                                           and approval – Steel grade                     Vibrations dampening, Critical
                                                           used – Resistance –                            twisting resonance (traction
                                                           Vibrations dampening, Critical                 unit)
                                                           twisting resonance (traction
                                                           unit)
RST Issue 2     Published     3/25/2010      ANNEX L       Bogie curving behaviour        4.2.3.4.1       None                          None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                           (Rolling Stock Dynamic                                                                                                                                                                                                              requirement, as RGS do not
                                                           Behaviour)                                                                                                                                                                                                                          specifically mandate for bogie
                                                                                                                                                                                                                                                                                               curving behaviour. On a
                                                                                                                                                                                                                                                                                               related issue, GM/RT2141
                                                                                                                                                                                                                                                                                               issue 2 mandates quasi static
                                                                                                                                                                                                                                                                                               tests for wheel unloading, bogie
                                                                                                                                                                                                                                                                                               rotation and ride tests over
                                                                                                                                                                                                                                                                                               representative track, including a
                                                                                                                                                                                                                                                                                               proportion of curves.

                                                                                                                                                                                                                                                                                               Studies are underway to
                                                                                                                                                                                                                                                                                               establish whether specific
                                                                                                                                                                                                                                                                                               measures are required in a
                                                                                                                                                                                                                                                                                               future RGS on this issue.
RST Issue 2     Published     3/25/2010      ANNEX L        Wheelset: design, fabrication 4.2.3.4.9       Design of wheelsets           GM/RT2466       Railway Wheelsets             3            Feb-10       Part 5         Part 2 Requirements for        Standard revised and re-issued
                                                            and approval – Defects of                                                                                                                           Appendix C     Design
                                                            rolling contact permitted in                                                                                                                        and Part 2     Part 5 and Appendix C Safety
                                                            operation                                                                                                                                                          at obtuse crossings
RST Issue 2     Published     3/25/2010      ANNEX L        Wheelset: design, fabrication 4.2.3.4.9       Design of wheelsets           GM/RT2466       Railway Wheelsets             3            Feb-10       Part 2         Part 2 Requirements for        Standard revised and re-issued
                                                            and approval – Defects of                                                                                                                           Appendix A     Design
                                                            rolling contact permitted in                                                                                                                                       Appendix A Wheelset profile
                                                            operation                                                                                                                                                          limits
RST Issue 2     Published     3/25/2010      ANNEX L        Equipment attached to vehicle [4.2.2]         Loads to be sustained by      GM/RT2100       Structural Requirements for   3            Oct-00       Part B,        10 Equipment Attached to       RGS sets out loads to be
                                                            bodies, bogie frames and axle                 attachments to vehicle                        Railway Vehicles                                        sections 10,   Vehicle Bodies                 sustained by attachments to
                                                            boxes and its attachment                      structures                                                                                            14, 15, 16 and 14 Bogie Structures            vehicle structures
                                                            requirements                                                                                                                                        17             15 Equipment Attached to
                                                                                                                                                                                                                               Bogie Frames
                                                                                                                                                                                                                               16 Lifeguards
                                                                                                                                                                                                                               17 Equipment Attached to
                                                                                                                                                                                                                               Axleboxes
RST Issue 2     Published     3/25/2010      ANNEX L        Equipment attached to vehicle [4.2.2]         Loads to be sustained by      GM/RT2456       Structural Requirements for   2            Apr-02       Parts C3 and C3 Bodyside windows              RGS sets out loads for
                                                            bodies, bogie frames and axle                 attachments to vehicle                        Windscreens and Windows                                 C4             C4 Interior windows            windscreens and windows
                                                            boxes and its attachment                      structures                                    on Railway Vehicles
                                                            requirements
RST Issue 2     Published     3/25/2010      ANNEX L        Equipment attached to vehicle [4.2.2]         Loads to be sustained by      GM/RT2457       Structural Requirements for   1            Apr-00       Part B,         5 Doors                       RGS sets out loads for doors
                                                            bodies, bogie frames and axle                 attachments to vehicle                        Doors and Gangways on                                   sections 5.6    7 Inter-vehicle gangways      and gangways
                                                            boxes and its attachment                      structures                                    Railway Vehicles                                        and 7
                                                            requirements
RST Issue 2     Published     3/25/2010      ANNEX L        Resistance to fatigue loads   [4.2.2]         Vehicle structural            GM/RT2100       Structural Requirements for   3            Oct-00       Sections 4.5,   4 General Requirements        RGS contains fatigue
                                                                                                          requirements                                  Railway Vehicles                                        7, 10.4, 14,    7 Vehicle Bodies - Fatigue    requirements associated with
                                                                                                                                                                                                                15.3, 16.5,     Loads                         vehicle structural design and
                                                                                                                                                                                                                16.7 and 17.2   10 Equipment Attached to      axle designs
                                                                                                                                                                                                                                Vehicle Bodies
                                                                                                                                                                                                                                14 Bogie Structures
                                                                                                                                                                                                                                15 Equipment Attached to
                                                                                                                                                                                                                                Bogie Frames
                                                                                                                                                                                                                                16 Lifeguards
                                                                                                                                                                                                                                17 Equipment Attached to
                                                                                                                                                                                                                                Axleboxes




                                                                                                                                                                                                                                                                                                                            Page 1 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause      TSI clause title (or measure      Measure         Comment on TSI measure,          Document        Document Title                    Issue Number Issue date   Clause            NTR clause title (measure         Comment on NTR including, if Comment
                             specific TSI  number          name, if not in published         number          identifying the open point       containing                                                                  number            name)                             necessary, reason for        (including, where relevant,
                             last reviewed referencing     TSI)                              within TSI                                       NTR                                                                                                                             notification                 timescales to migrate into
                                           open point                                        clause (1, 2, 3                                                                                                                                                                                               RGSs)
                                                                                             …)
RST Issue 2   High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       ANNEX L      Certification processes for         [4.2.2.3.3]     Certification processes for      GM/RT2005       Certification Processes for       3            Jun-03       All             Certification Processes for         RGS includes all certification
                                                         Non Destructive Testing                             Non Destructive Testing                          NDT Operatives, Equipment                                                   NDT Operatives, Equipment           requirements associated with
                                                                                                                                                              and Facilities used for                                                     and Facilities used for             NDT on Rail Vehicles
                                                                                                                                                              Inspecting Rail Vehicles                                                    Inspecting Rail Vehicles
RST Issue 2   Published      3/25/2010      ANNEX L        Suitability for gravity shunting: [4.2.2.3]      Resistance to shunting shocks GM/RT2100           Structural Requirements for       3            Oct-00       Part B, section 6 Vehicle Bodies - Proof Loads      RGS includes requirements to
                                                           couplers, passing over                                                                             Railway Vehicles                                            6                                                   address shunting shocks and
                                                           shunting bumps, resistance to                                                                                                                                                                                      coupler strength
                                                           shunting shocks
RST Issue 2   Published      3/25/2010      ANNEX L        Vehicle Identification            4.2.7.15       Identification of rail vehicles   GM/RT2210       Identification of Rail Vehicles   2            Mar-96       All               Identification of Rail Vehicles   RGS sets out the requirements
                                                                                                                                                                                                                                                                              for a vehicle numbering system
RST Issue 2   Published      3/25/2010      ANNEX L        Passenger step                    4.2.2.4.1      closed by PRM TSI, clause         None specific   None                                                        None                                                                                  Although included in Annex L, a
                                                                                                            4.2.2.12                                                                                                                                                                                            late revision to the clause now
                                                                                                                                                                                                                                                                                                                references the PRM TSI and
                                                                                                                                                                                                                                                                                                                therefore this is NOT an Open
                                                                                                                                                                                                                                                                                                                Point.
RST Issue 2   Published      3/25/2010      None           Axle bearing health               4.2.3.3.2.1    prEN15437-2 covering this         GM/RT8014       Hot axle bearing detection        1            Jun-01       Part B, section   5.2 On-Vehicle Detection        RGS sets out the requirements
                                                           monitoring for class 1 trains                    point is only just about to be                                                                                5.2, 7.1, 7.2,    Systems                         for on-vehicle hot axle bearing
                                                                                                            drafted                                                                                                       8.1, 8.2, 8.4 &   7.1 Instructions following      detection
                                                                                                                                                                                                                          9.2)              detection of a hot bearing
                                                                                                                                                                                                                                            7.2 Agreed procedures
                                                                                                                                                                                                                                            following activation
                                                                                                                                                                                                                                            8.1 Initiation of a SMIS report
                                                                                                                                                                                                                                            8.2 Conclusion of SMIS Report
                                                                                                                                                                                                                                            8.4 Conclusion of Detector
                                                                                                                                                                                                                                            Activation
                                                                                                                                                                                                                                            9.2 Out of service on-vehicle
                                                                                                                                                                                                                                            Hot Axle detection equipment
RST Issue 2   Published      3/25/2010      ANNEX L        Hot axle box detection for        4.2.3.3.2.3    Functional requirements for       None Specific   None                                                        None                                                                                  No equivalent UK mandatory
                                                           class 2 trains (4.2.3.3.2 Axle                   the vehicle; alarm trigger                                                                                                                                                                          requirement, as RGS do not
                                                           bearing health monitoring)                       levels (3 open points, warm                                                                                                                                                                         mandate trigger levels. Trigger
                                                                                                            alarm, hot alarm, differential                                                                                                                                                                      levels are set dependent upon
                                                                                                            alarm) (clause 4.2.3.3.2.3.2)                                                                                                                                                                       traffic flows and are agreed
                                                                                                                                                                                                                                                                                                                between IM and RU's. The
                                                                                                                                                                                                                                                                                                                levels are dependent on HABD
                                                                                                                                                                                                                                                                                                                type /site characteristics
                                                                                                                                                                                                                                                                                                                although there is commonality
                                                                                                                                                                                                                                                                                                                amongst similar installations.
                                                                                                                                                                                                                                                                                                                The RGS for HABD is
                                                                                                                                                                                                                                                                                                                GM/RT8014 issue 1 June 2001.
RST Issue 2   Published      3/25/2010      ANNEX L        Driver's cab, cab - seats         4.2.2.6        Safety, health an ergonomic       GM/RT2161       Requirements for Driving          1            Aug-95       Part B, section Cab Environment               RGS sets out high level
                                                                                                            requirements for driver seats                     Cabs of Railway Vehicles                                    9                                             ergonomic objectives for overall
                                                                                                                                                                                                                                                                        cab design
RST Issue 2   Published      3/25/2010      ANNEX L        Windscreen properties             Annex J        chromaticity                      GM/RT2161       Requirements for Driving          1            Aug-95       Part B, section Windscreen optical properties RGS sets out optical properties
                                                                                             J.1.5                                                            Cabs of Railway Vehicles                                    6.2                                           of windscreens to avoid image
                                                                                                                                                                                                                                                                        distortion
                                            Dynamic behaviour
RST Issue 2   Published      3/25/2010      ANNEX L      Track loading limit values          4.2.3.4.3      Limitation of the Quasi-static    None Specific   None                                                        None                                                                                  No equivalent UK mandatory
                                                                                                            guiding forces to avoid                                                                                                                                                                             requirement, studies underway
                                                                                                            excessive wear of rails                                                                                                                                                                             to establish whether specific
                                                                                                                                                                                                                                                                                                                measures are required.
RST Issue 2   Published      3/25/2010      None           Rolling stock dynamic             [4.2.3.4.1]    4.2.3.4.1 General                 GM/RT2141       Resistance of Railway             3            Jun-09       Part 2            Requirements for resistance       Standard revised and re-issued
                                                           behaviour                                        EN14363 takes account of                          vehicles to Derailment and                                                    of railway vehicles to
                                                                                                            present state of the art but                      Roll-Over                                                                     derailment and roll-over
                                                                                                            requirements are not
                                                                                                            achievable for Track
                                                                                                            geometric quality for testing
                                            Braking
RST Issue 2   Published      3/25/2010      ANNEX L        Braking                           [4.2.4]        Pneumatic brake:                  GM/RT2045       Braking Principles for Rail       2            Apr-00       Part B,           4 Brake System - general          RGS sets out requirements for
                                                                                                            characteristics (including                        Vehicles                                                    sections 4, 6,    6 Brake System energy             the braking system design
                                                                                                            automatic immobilisation in                                                                                   7 and 9           7 Control system
                                                                                                            case of coupling rupture)                                                                                                       9 Brake System Coupling
                                                                                                            Characteristics of the air                                                                                                      between vehicles
                                                                                                            brake system
RST Issue 2   Published      3/25/2010      ANNEX L        Braking                           [4.2.4]        Characteristics of other          GM/RT2045       Braking Principles for Rail       2            Apr-00       Part B,         4 Brake System - general            RGS sets out requirements for
                                                                                                            braking systems                                   Vehicles                                                    sections 4, 6,  6 Brake System energy               the braking system design,
                                                                                                                                                                                                                          7, 9 and 10     7 Control system                    including new and novel braking
                                                                                                                                                                                                                                          9 Brake System Coupling             systems
                                                                                                                                                                                                                                          between vehicles
                                                                                                                                                                                                                                          10 Parking Brake
RST Issue 2   Published      3/25/2010      ANNEX L        Braking                           [4.2.4]        Use of composite brake blocks GM/RT2045           Braking Principles for Rail       2            Apr-00       Part B, section 11 Acceptance requirements          RGS sets out requirements for
                                                                                                                                                              Vehicles                                                    11 & appendix B Dynamometer testing of              the braking system design
                                                                                                                                                                                                                          B               friction materials



                                                                                                                                                                                                                                                                                                                                            Page 2 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause       TSI clause title (or measure   Measure         Comment on TSI measure,            Document        Document Title                Issue Number Issue date   Clause         NTR clause title (measure     Comment on NTR including, if Comment
                            specific TSI  number           name, if not in published      number          identifying the open point         containing                                                              number         name)                         necessary, reason for        (including, where relevant,
                            last reviewed referencing      TSI)                           within TSI                                         NTR                                                                                                                  notification                 timescales to migrate into
                                          open point                                      clause (1, 2, 3                                                                                                                                                                                      RGSs)
                                                                                          …)
RST Issue 2   High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       ANNEX L      Braking                          Annex P         Brake pad/brake disc friction      GM/RT2045       Braking Principles for Rail   2            Apr-00       Part B, section 11 Acceptance requirements   RGS sets out requirements for
                                                                                                          coefficient reduction due to                       Vehicles                                                11 & appendix B Dynamometer testing of       the testing of brake pad
                                                                                                          dampness (Annex P)                                                                                         B               friction materials           performance
RST Issue 2   Published     3/25/2010      None            Evaluation of kh - reduction   Annex P         mumean is an open point            None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                           coefficient due to degraded    P.3.3                                                                                                                                                                                                     requirement - RST Standards
                                                           friction                                                                                                                                                                                                                                 Committee determined that no
                                                                                                                                                                                                                                                                                                    equivalent measure is required
                                                                                                                                                                                                                                                                                                    for GB at present
                                           Traction / Energy
RST Issue 2   Published     3/25/2010      ANNEX L         Traction & Electrical          4.2.8           Electrical protection of the       None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                           Equipment                                      train: circuit breaker location,                                                                                                                                                          requirement, studies underway
                                                                                                          damages downstream from                                                                                                                                                                   to establish whether specific
                                                                                                          the circuit breaker of the train                                                                                                                                                          measures are required.
RST Issue 2   Published     3/25/2010      ANNEX L         Rolling stock subsystem        4.2.8.3.6       Control of the pantographs,        None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                           requirements linked to the                     backup mechanism for rising                                                                                                                                                               requirement, studies underway
                                                           pantographs                                    the pantograph in the                                                                                                                                                                     to establish whether specific
                                                                                                          absence of air in the main                                                                                                                                                                measures are required.
                                                                                                          tank
                                                                                                          Auto Dropping Devices and
                                                                                                          raising the pantograph when
                                                                                                          there is insufficient air on the
                                                                                                          train
RST Issue 2   Published     3/25/2010      ANNEX L         None                           [4.2.8]         Safeguarding of the catenary:      GM/RT2130       Vehicle Fire Safety and       2            Aug-09       Part 3         Engine Exhaust                                                  Standards Revised due to re-
                                                                                                          escape at high temperature                         Evacuation                                                                                                                             issue
                                                                                                          Protection of the catenary
                                                                                                          from hot exhaust gases from
                                                                                                          the rolling stock
RST Issue 2   Published     3/25/2010      ANNEX L         None                           [4.2.8]         Diesel and other thermal           None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                                                                          traction systems                                                                                                                                                                          requirement - RST Standards
                                                                                                                                                                                                                                                                                                    Committee determined that no
                                                                                                                                                                                                                                                                                                    equivalent measure is required
                                                                                                                                                                                                                                                                                                    for GB at present
RST Issue 2   Published     3/25/2010      ANNEX L         None                           [4.2.9]         Quality of fuel for Diesel and None Specific       None                                                    None                                                                           No equivalent UK mandatory
                                                                                                          other thermal traction systems                                                                                                                                                            requirement - RST Standards
                                                                                                                                                                                                                                                                                                    Committee determined that no
                                                                                                                                                                                                                                                                                                    equivalent measure is required
                                                                                                                                                                                                                                                                                                    for GB at present
RST Issue 2   Published     3/25/2010      ANNEX L         Refuelling equipment           4.2.9.8         None                               None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                                                                                                                                                                                                                                                                    requirement - RST Standards
                                                                                                                                                                                                                                                                                                    Committee determined that no
                                                                                                                                                                                                                                                                                                    equivalent measure is required
                                                                                                                                                                                                                                                                                                    for GB at present
RST Issue 2   Published     3/25/2010      None            Energy consumption             4.2.8.3.5       specification of the device        None Specific   None                                                    None                                                                           No equivalent UK mandatory
                                                           measuring devices                                                                                                                                                                                                                        requirement - RST Standards
                                                                                                                                                                                                                                                                                                    Committee determined that no
                                                                                                                                                                                                                                                                                                    equivalent measure is required
                                                                                                                                                                                                                                                                                                    for GB at present. CENELEC
                                                                                                                                                                                                                                                                                                    WG producing EN on topic
                                                                                                                                                                                                                                                                                                    (prEN50463). When text
                                                                                                                                                                                                                                                                                                    adopted, decision will be taken
                                                                                                                                                                                                                                                                                                    on whether to mandate via RGS
RST Issue 2   Published     3/25/2010      None            Pantograph (clause 4.2.8.3.6) 4.2.8.3.6        Pantograph gauge envelope - GM/RT2149              Requirements for Defining     3            Feb-03       Section B10.1, B10.1 Pantograph              The RGS sets out the
                                                                                         7.3.2.19         the means of demonstrating                         and Maintaining the Size of                             B10.3 &        B10.3 Automatic power         methodology for determining the
                                                                                                          compliance is an open point                        Railway Vehicles                                        B13.2.4        control receivers             gauge envelope for the vehicle,
                                                                                                          specific case for UK                                                                                                      B13.2.4 Vehicle cross         including the pantograph.
                                                                                                                                                                                                                                    sectional profiles
                                           Control-Command and interfaces with signalling




                                                                                                                                                                                                                                                                                                                               Page 3 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause      TSI clause title (or measureMeasure         Comment on TSI measure,            Document         Document Title                Issue Number Issue date   Clause          NTR clause title (measure       Comment on NTR including, if Comment
                             specific TSI  number          name, if not in published   number          identifying the open point         containing                                                               number          name)                           necessary, reason for        (including, where relevant,
                             last reviewed referencing     TSI)                        within TSI                                         NTR                                                                                                                      notification                 timescales to migrate into
                                           open point                                  clause (1, 2, 3                                                                                                                                                                                          RGSs)
                                                                                       …)
RST Issue 2   High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       ANNEX L      Interference generated on the 4.2.6.6.1       None                               GM/RT8015        Electromagnetic Compatibility 1            Oct-02       sections B6,    B6 Identification of EMC data   RGS sets out framework for
                                                         signalling system and the                                                                         between Railway                                         B7,             for infrastructure systems      ensuring compatibility between
                                                         telecommunications network:                                                                       Infrastructure and Trains                               appendices 1,   B7 Process for assessing        rolling stock and infrastructure in
                                                                                                                                                                                                                   2&3             electromagnetic compatibility   relation to EMC issues.
                                                                                                                                                                                                                                   between infrastructure and
                                                                                                                                                                                                                                   trains
                                                                                                                                                                                                                                   Appendices
                                                                                                                                                                                                                                   1 Route acceptance –
                                                                                                                                                                                                                                   process for assessing
                                                                                                                                                                                                                                   electromagnetic compatibility
                                                                                                                                                                                                                                   between infrastructure and
                                                                                                                                                                                                                                   trains
                                                                                                                                                                                                                                   2 Infrastructure systems
                                                                                                                                                                                                                                   whose safety performance
                                                                                                                                                                                                                                   could be affected by
                                                                                                                                                                                                                                   electromagnetic interference
                                                                                                                                                                                                                                   3 Train-borne systems whose
                                                                                                                                                                                                                                   safety performance could be
                                                                                                                                                                                                                                   affected by electromagnetic
                                                                                                                                                                                                                                   interference
RST Issue 2   Published      3/25/2010      ANNEX L        Equipment for Driver only      4.2.7.14        On-board DOO requirements       GM/RT8060        Technical Requirements for    1            Jun-03       All             Technical Requirements for      RGS sets out requirements for
                                                           operation                                                                                       Dispatch of Trains from                                                 Dispatch of Trains from         driver only operation (DOO)
                                                                                                                                                           Platforms                                                               Platforms
RST Issue 2   Published      3/25/2010      None           Driver-Machine-Interface (DMI) 4.2.7.14        ETCS display for driving cabs GM/RT8026          Safety Requirements for Cab   1            Dec-00       Part B, section 9 Driver’s Interface (MMI)      RGS sets out requirements for
                                                                                                                                                           Signalling Systems                                      9                                               driver's interface
                                            Safety
RST Issue 2   Published      3/25/2010      ANNEX L        None                           [4.2.1.1 (a)   Safety integrity levels (SIL) for None Specific   None                                                    None                                                                                  No equivalent UK mandatory
                                                                                          2nd paragraph] safety related functions                                                                                                                                                                        requirement, studies underway
                                                                                                                                                                                                                                                                                                         to consider appropriate way
                                                                                                                                                                                                                                                                                                         forward. New CENELEC WG9
                                                                                                                                                                                                                                                                                                         established to develop
                                                                                                                                                                                                                                                                                                         revisions to EN50126 to apply
                                                                                                                                                                                                                                                                                                         to Rolling Stock. When text
                                                                                                                                                                                                                                                                                                         adopted, decision will be taken
                                                                                                                                                                                                                                                                                                         on whether to mandate via
                                            Safety and health of persons (Already covered by EU Dir. 58/2001 ?)                                                                                                                                                                                          RGS.
RST Issue 2   Published      3/25/2010      ANNEX L       None                          [4.7]           (A) Instruction to passengers GM/RT2130            Vehicle Fire Safety and       2            Aug-09       Part 6          Requirements for Emergency                                            Standards Revised due to re-
                                                                                                        for a safety-conscious                             Evacuation                                                              and Safety Information                                                issue
                                                                                                        behaviour Indication on
                                                                                                        evacuation procedures and
                                                                                                        use of emergency exits in
                                                                                                        adequate languages
RST Issue 2   Published      3/25/2010      ANNEX L       None                          [4.7]           Food preparation and storage* None specific        None                                                    None                                                                                  No equivalent UK mandatory
                                                                                                                                                                                                                                                                                                         requirement, general HSE
                                                                                                                                                                                                                                                                                                         legislation applies
RST Issue 2   Published      3/25/2010      ANNEX L        None                           [4.7]           Electromagnetic compatibility   None specific    None                                                    None                                                                                  No equivalent UK mandatory
                                                                                                          with pacemakers*                                                                                                                                                                               requirement, general HSE
                                                                                                                                                                                                                                                                                                         legislation applies
                                            Internal crash worthiness




                                                                                                                                                                                                                                                                                                                                     Page 4 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause     TSI clause title (or measure       Measure         Comment on TSI measure,          Document        Document Title                Issue Number Issue date   Clause         NTR clause title (measure        Comment on NTR including, if Comment
                            specific TSI  number         name, if not in published          number          identifying the open point       containing                                                              number         name)                            necessary, reason for        (including, where relevant,
                            last reviewed referencing    TSI)                               within TSI                                       NTR                                                                                                                     notification                 timescales to migrate into
                                          open point                                        clause (1, 2, 3                                                                                                                                                                                       RGSs)
                                                                                            …)
RST Issue 2   High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       ANNEX L      None                               [4.2.2]         Internal crashworthiness         None specific   None                                                    None                                                                                There is no equivalent UK
                                                                                            [Annex A]                                                                                                                                                                                                    mandatory requirement on this
                                                                                                                                                                                                                                                                                                         issue, although AV/ST9001
                                                                                                                                                                                                                                                                                                         February 2002 Vehicle Interior
                                                                                                                                                                                                                                                                                                         Crashworthiness is related.
                                                                                                                                                                                                                                                                                                         The purpose of this document
                                                                                                                                                                                                                                                                                                         is to ensure the interior
                                                                                                                                                                                                                                                                                                         crashworthiness performance
                                                                                                                                                                                                                                                                                                         of rail vehicles maximises the
                                                                                                                                                                                                                                                                                                         survivability of passengers and
                                                                                                                                                                                                                                                                                                         crew, and minimises those
                                                                                                                                                                                                                                                                                                         injuries that may preclude their
                                                                                                                                                                                                                                                                                                         subsequent escape. The
                                                                                                                                                                                                                                                                                                         standard does not cover
                                                                                                                                                                                                                                                                                                         structural integrity of the
                                                                                                                                                                                                                                                                                                         vehicles. It is intended that this
                                                                                                                                                                                                                                                                                                         document will be updated by
                                                                                                                                                                                                                                                                                                         the findings of research.

                                                                                                                                                                                                                                                                                                         Work is underway to
                                                                                                                                                                                                                                                                                                         incorporate any necessary
                                                                                                                                                                                                                                                                                                         requirements related to internal
                                                                                                                                                                                                                                                                                                         crashworthiness into a revision
                                                                                                                                                                                                                                                                                                         of GM/RT2100
                                           Fire safety
RST Issue 2   Published     3/25/2010      ANNEX L       Measures to prevent fire           4.2.7.2.2      references 7.1.6 Measures to      GM/RT2130       Vehicle Fire Safety and       2            Aug-09       Appendix A     Appendix A Properties of         Standard revised and re-issued. It is permissible to comply with
                                                                                                           prevent fire - material, which                    Evacuation                                                             interior and exterior surfaces                                   GM/RT2130 Appendix A as an
                                                                                                           references NTRs                                                                                                          and materials                    RGS sets out requirements for   alternative to the standards
                                                                                                                                                                                                                                                                     material properties             referenced in 7.1.7 of the HS
                                                                                                                                                                                                                                                                                                     RST TSI
                                           Environment
RST Issue 2   Published     3/25/2010      ANNEX L       Health requirements                [4.2.6]        Exhaust gases of thermic          None specific   None                                                    None                                                                                No equivalent UK mandatory
                                                                                                           engines                                                                                                                                                                                       standard, covered by non-
                                                                                                                                                                                                                                                                                                         railway-specific legislation.
RST Issue 2   Published     3/25/2010      ANNEX L       Health requirements                [4.2.6]        Use of prohibited or restricted   None specific   None                                                    None                                                                                No equivalent UK mandatory
                                                                                                           materials and products                                                                                                                                                                        standard, covered by non-
                                                                                                           (asbestos, PCB, CFC, etc.)                                                                                                                                                                    railway-specific legislation.
                                           Operation
RST Issue 2   Published     3/25/2010      ANNEX L       Operating rules                    [4.4]          Vehicle recovery                 GM/RT2260        Design for Recovery of Rail   3            Aug-04       Sections C1,   C1 Design                        RGS includes design
                                                                                                           Annex K (referenced from                          Vehicles                                                D1 and D2      D1 Lifting and rerailing         requirements to aid vehicle
                                                                                                           4.2.2.2.2.3) defines the design                                                                                          D2 Emergency movement            recovery by providing
                                                                                                           limits which will be required to                                                                                                                          standardisation of lifting points
                                                                                                           form the operational rules for                                                                                                                            and labelling
                                                                                                           vehicle recovery.

RST Issue 2   Published     3/25/2010      None          Operating rules for PRM            [4.3.5]        Not a declared open point         None Specific   None                                                    None                                                                                Not a true open point, provided
                                                                                                           however needs to be defined                                                                                                                                                                   as a cross reference to PRM
                                                                                                                                                                                                                                                                                                         TSI
                                           Aerodynamics
RST Issue 2   Published     3/25/2010      ANNEX L      Crosswind                           4.2.6.3        Effects of crosswinds for class GM/RT2142         Resistance of Railway          3           Aug-09       All            Resistance of Railway          RGS sets out the methodology
                                                                                            annex G        1 tilting trains and class 2                      Vehicles to Roll-Over in Gales                                         Vehicles to Roll-Over in Gales for determining safe operation in
                                                                                                           trains,                                                                                                                                                 cross winds.
RST Issue 2   Published     3/25/2010      ANNEX L       Ballast pick up                    4.2.3.11       Aerodynamic effects on ballast None specific      None                                                    None                                                                                No equivalent UK mandatory
                                                                                                                                                                                                                                                                                                         requirement - RST Standards
                                                                                                                                                                                                                                                                                                         Committee determined that no
                                                                                                                                                                                                                                                                                                         equivalent measure is required
                                                                                                                                                                                                                                                                                                         for GB at present
                                           Assessment
RST Issue 2   Published     3/25/2010      ANNEX L       Assessment of Maintenance          6.2.4          Assessment of Maintenance         None specific   None                                                    None                                                                                No equivalent UK mandatory
                                                                                            annex F, F.4   Arrangements: Conformity                                                                                                                                                                      requirement, responsibility rests
                                                                                                           Assessment Procedure                                                                                                                                                                          with member state and NSA to
                                                                                                                                                                                                                                                                                                         apply through assessment of
                                                                                                                                                                                                                                                                                                         SMS's
RST Issue 2   Published     3/25/2010                    Derogations against Railway                                                         RGSC 01         Railway Group Standards       3            Jun-08       Section 6      Deviations                  This mandates the process for
                                                         Group Standards notified as                                                                         Code                                                                                               the authorisation of Derogations
                                                         national technical rules to fill                                                                                                                                                                       against Railway Group
                                                         open points                                                                                                                                                                                            Standards
RST Issue 2   Published     3/25/2010                    Derogations against Railway                                                         RGSC 02         Railway Group Standards       2            Oct-09       Section 10,    Deviations from RGSs; and   This mandates the process for
                                                         Group Standards notified as                                                                         Manual                                                  Section 14.4   Derogations from NTRs which the authorisation of Derogations
                                                         national technical rules to fill                                                                                                                                           are RGSs                    against Railway Group
                                                         open points                                                                                                                                                                                            Standards



                                                                                                                                                                                                                                                                                                                                        Page 5 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause                                Measure
                                                         TSI clause title (or measure               Comment on TSI measure,         Document        Document Title            Issue Number Issue date   Clause           NTR clause title (measure          Comment on NTR including, if Comment
                            specific TSI  number         name, if not in published  number          identifying the open point      containing                                                          number           name)                              necessary, reason for        (including, where relevant,
                            last reviewed referencing    TSI)                       within TSI                                      NTR                                                                                                                     notification                 timescales to migrate into
                                          open point                                clause (1, 2, 3                                                                                                                                                                                      RGSs)
                                                                                    …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
                         Control Command and Signalling TSI, OJEU Reference 2006/860/EC as amended by 2007/153/EC
CCS           Published     3/25/2010      4.3.1         Interfaces with OPE TSI                     N/A                            N/A             N/A                       N/A          N/A          N/A              N/A                                This is not an open point in
                                                                                                                                                                                                                                                            terms of CCS. The open point
                                                                                                                                                                                                                                                            relates to the interface with open
                                                                                                                                                                                                                                                            points in the OPE TSI.
CCS           Published     3/25/2010      4.3.2         Interfaces with TSI Rolling                 N/A                            N/A             N/A                       N/A          N/A          N/A              N/A                                This is not an open point in
                                                         Stock Traction Units and                                                                                                                                                                           terms of CCS. The open point
                                                         Coaches                                                                                                                                                                                            relates to the interface with open
                                                                                                                                                                                                                                                            points in the RST TSI.
CCS           Published     3/25/2010      Annex A       Offline key management FIS                 The requirement to the key       Not yet                                                                                                                An ERA Change Request
                                           Index 11                                                 management between key           available                                                                                                              relating to key management has
                                                                                                    management systems of                                                                                                                                   been discussed and is seen as
                                                                                                    interoperable regions                                                                                                                                   the best way forward.
CCS           Published     3/25/2010      Annex A       FFFIS for Euroloop                          The technical specification for N/A            N/A                       N/A          N/A          N/A              N/A                                This open point has been closed
                                           Index 16                                                 the ETCS Euroloop                                                                                                                                       by UNISIG Subset-044 version
                                                                                                                                                                                                                                                            2.2.0 conditioned to CEPT
                                                                                                                                                                                                                                                            approval of the frequency.
CCS           Published     3/25/2010      Annex A       See comment                                N/A                             N/A             N/A                       N/A          N/A          N/A              N/A                                TSI section 4.2.2 references
                                           Index 22                                                                                                                                                                                                         Index 22 but this is not listed in
                                                                                                                                                                                                                                                            Annex G and is intentionally
                                                                                                                                                                                                                                                            deleted in Annex A so this is not
                                                                                                                                                                                                                                                            an open point.
CCS           Published     3/25/2010      Annex A       Reliability - Availability                 The minimum RA                  Not yet                                                                                                                 RSSB has submitted standards
                                           Index 28      Requirements                               requirements apportioned        available                                                                                                               proposal 07/015 to develop a
                                                                                                    between trackside and                                                                                                                                   new national technical rule that
                                                                                                    onboard equipment                                                                                                                                       will provide for the Cambrian
                                                                                                                                                                                                                                                            ERTMS project pending
                                                                                                                                                                                                                                                            resolution by Europe.
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.4.1.4,         User interface functional          Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              2.4.1.5, 2.4.1.6 requirements. Pre-defined text
                                                                                                                                    R part)         Requirements                                                         messages
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.4.2.1,         User interface functional          Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              2.4.2.2,         requirements. Incoming pre-
                                                                                                                                    R part)         Requirements                                        2.4.2.3,         defined text messages
                                                                                                                                                                                                        2.4.2.4,
                                                                                                                                                                                                        2.4.2.5, 2.4.2.6
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.4.3.1,         User interface functional          Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              2.4.3.2,         requirements. Outgoing pre-
                                                                                                                                    R part)         Requirements                                        2.4.3.3,         defined text messages
                                                                                                                                                                                                        2.4.3.4,
                                                                                                                                                                                                        2.4.3.5,
                                                                                                                                                                                                        2.4.3.6,
                                                                                                                                                                                                        2.4.3.7,
                                                                                                                                                                                                        2.4.3.8, 2.4.3.9
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.6.1.1,         User interface functional          Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              2.6.1.2, 2.6.1.3 requirements. General
                                                                                                                                    R part)         Requirements                                                         process for journey registration
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.6.2.1,         User interface functional          Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              2.6.2.2,         requirements. Journey
                                                                                                                                    R part)         Requirements                                        2.6.2.3,         registration - two-stage
                                                                                                                                                                                                        2.6.2.4,         registration with successful
                                                                                                                                                                                                        2.6.2.5,         outcome
                                                                                                                                                                                                        2.6.2.6,
                                                                                                                                                                                                        2.6.2.7, 2.6.2.8
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.6.3.1,         User interface functional          Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              2.6.3.2,         requirements. Journey
                                                                                                                                    R part)         Requirements                                        2.6.3.3,         registration and pre-
                                                                                                                                                                                                        2.6.3.4,         registration - exceptional
                                                                                                                                                                                                        2.6.3.5,         procedures or unsuccessful
                                                                                                                                                                                                        2.6.3.6,         outcome
                                                                                                                                                                                                        2.6.3.7,
                                                                                                                                                                                                        2.6.3.8,
                                                                                                                                                                                                        2.6.3.9,
                                                                                                                                                                                                        2.6.3.10,
                                                                                                                                                                                                        2.6.3.11,
                                                                                                                                                                                                        2.6.3.12
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.8.5.4          Power-up self test results         Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface
                                                                                                                                    R part)         Requirements
CCS           Published     3/25/2010      Annex A       GSM-R Functional                           N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       3.9.2.1,         Transmitted speech quality         Omission from TSI
                                           Index 32      Requirements Specification                                                 (for the GSM-   Britain Open Interface                              3.9.2.2, 3.9.2.3 requirements
                                                                                                                                    R part)         Requirements



                                                                                                                                                                                                                                                                                                                       Page 6 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,      Document        Document Title            Issue Number Issue date   Clause             NTR clause title (measure       Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published      number          identifying the open point   containing                                                          number             name)                           necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                           within TSI                                   NTR                                                                                                                    notification                 timescales to migrate into
                                          open point                                     clause (1, 2, 3                                                                                                                                                                                  RGSs)
                                                                                         …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       Annex A      GSM-R Functional                                N/A                          GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       3.9.3.1,           Received speech quality         Omission from TSI
                                            Index 32     Requirements Specification                                                   (for the GSM-   Britain Open Interface                              3.9.3.2,           requirements
                                                                                                                                      R part)         Requirements                                        3.9.3.3, 3.9.3.4
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       3.9.4.1,           General requirements for        Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              3.9.4.2,           speech quality requirements
                                                                                                                                      R part)         Requirements                                        3.9.4.3,
                                                                                                                                                                                                          3.9.4.4,
                                                                                                                                                                                                          3.9.4.5,
                                                                                                                                                                                                          3.9.4.6, 3.9.4.7
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       3.9.5.1,           Transmitted speech quality      Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              3.9.5.2,           measurement method
                                                                                                                                      R part)         Requirements                                        3.9.5.3,
                                                                                                                                                                                                          3.9.5.4, 3.9.5.5
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       3.9.6.1,           Received speech quality         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              3.9.6.2,           measurement method for
                                                                                                                                      R part)         Requirements                                        3.9.6.3,           speech output via
                                                                                                                                                                                                          3.9.6.4, 3.9.6.5   loudspeaker only
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       3.9.7.1,           Received speech quality         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              3.9.7.2,           measurement method for
                                                                                                                                      R part)         Requirements                                        3.9.7.3,           speech output via the handset
                                                                                                                                                                                                          3.9.7.4, 3.9.7.5   earpiece
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.2.2.1,           Procedures for handling Great   Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.2.2.2, 4.2.2.3   Britain specific UUS1
                                                                                                                                      R part)         Requirements                                                           messages - general
                                                                                                                                                                                                                             requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.2.3.1,           Procedures for handling Great   Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.2.3.2,           Britain specific UUS1
                                                                                                                                      R part)         Requirements                                        4.2.3.3, 4.2.3.4   messages - normal operation
                                                                                                                                                                                                                             with successful outcome for
                                                                                                                                                                                                                             incoming messages
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.2.4.1,           Procedures for handling Great   Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.2.4.2,           Britain specific UUS1
                                                                                                                                      R part)         Requirements                                        4.2.4.3, 4.2.4.5   messages - exceptional
                                                                                                                                                                                                                             procedures or unsuccessful
                                                                                                                                                                                                                             outcome for incoming
                                                                                                                                                                                                                             messages
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.2.5.1,           Procedures for handling Great   Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.2.5.3,           Britain specific UUS1
                                                                                                                                      R part)         Requirements                                        4.2.5.4,           messages - normal operation
                                                                                                                                                                                                          4.2.5.6, 4.2.5.7   with unsuccessful outcome for
                                                                                                                                                                                                                             outgoing messages
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.2.6.1,           Procedures for handling Great   Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.2.6.2,           Britain specific UUS1
                                                                                                                                      R part)         Requirements                                        4.2.6.3,           messages - exceptional
                                                                                                                                                                                                          4.2.6.4, 4.2.6.5   procedures or unsuccessful
                                                                                                                                                                                                                             outcome for outgoing
                                                                                                                                                                                                                             messages
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.3.2.2            Tag details for use in UUS1     Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                                 messages - tag definitions
                                                                                                                                      R part)         Requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.3.3.2, 4.3.3.3 Tag details for use in UUS1       Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               messages - tag combinations
                                                                                                                                      R part)         Requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.4.2.1, 4.4.2.2 UUS1 message definitions:         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               predefined text message -
                                                                                                                                      R part)         Requirements                                                         format
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.4.3.1,         UUS1 message definitions:         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.4.3.2,         predefined text message -
                                                                                                                                      R part)         Requirements                                        4.4.3.3, 4.4.3.4 message number definitions
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.5.2.1,         UUS1 message definitions:         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.5.2.2,         predefined text message
                                                                                                                                      R part)         Requirements                                        4.5.2.3, 4.5.2.4 acknowledge - format
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.6.2.1,         UUS1 message definitions:         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.6.2.2, 4.6.2.3 supplementary registration
                                                                                                                                      R part)         Requirements                                                         data - format
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.7.2.1,         UUS1 message definitions:         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.7.2.2, 4.7.2.3 supplementary registration
                                                                                                                                      R part)         Requirements                                                         data acknowledge - format
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.8.2.1,         UUS1 message definition:          Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.8.2.2, 4.8.2.3 DSD alarm message - format
                                                                                                                                      R part)         Requirements




                                                                                                                                                                                                                                                                                                                        Page 7 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,      Document        Document Title            Issue Number Issue date   Clause           NTR clause title (measure          Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published      number          identifying the open point   containing                                                          number           name)                              necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                           within TSI                                   NTR                                                                                                                     notification                 timescales to migrate into
                                          open point                                     clause (1, 2, 3                                                                                                                                                                                   RGSs)
                                                                                         …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       Annex A      GSM-R Functional                                N/A                          GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.9.2.1,         UUS1 message definitions:          Omission from TSI
                                            Index 32     Requirements Specification                                                   (for the GSM-   Britain Open Interface                              4.9.2.2, 4.9.2.3 DSD alarm massage
                                                                                                                                      R part)         Requirements                                                         acknowledge - format
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           incoming high priority point-to-
                                                                                                                                                                                                                           point voice call
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           outgoing high priority point-to-
                                                                                                                                                                                                                           point voice call
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities- DSD
                                                                                                                                                                                                                           alarm message
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           incoming berth triggered call
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           incoming pre-defined text
                                                                                                                                                                                                                           message 'Wait'
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           incoming pre-defined text
                                                                                                                                                                                                                           message 'Contact signaller'
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           incoming pre-defined text
                                                                                                                                                                                                                           message 'Registration failed'
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           incoming supplementary
                                                                                                                                                                                                                           registration data UUS1
                                                                                                                                                                                                                           message
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.1.1         eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               telephone numbers -
                                                                                                                                      R part)         Requirements                                                         designated call priorities -
                                                                                                                                                                                                                           outgoing pre-defined text
                                                                                                                                                                                                                           message 'Standing at signal'
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.10.3.1,        eMLPP priorities and               Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.10.3.2,        telephone numbers - Great
                                                                                                                                      R part)         Requirements                                        4.10.3.3         Britain format for Call Type 3
                                                                                                                                                                                                                           (CT3) User Identifier Number
                                                                                                                                                                                                                           (UIN)
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.11.1.2,        Key performance indicators         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.11.1.3,        for the network - general
                                                                                                                                      R part)         Requirements                                        4.11.1.4
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.11.2.1,        Key performance indicators         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.11.2.2,        for the network - call success
                                                                                                                                      R part)         Requirements                                        4.11.2.3         rates
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.11.3.1,        Key performance indicators         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.11.3.2,        for the network - call set-up
                                                                                                                                      R part)         Requirements                                        4.11.3.3         times
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.11.4.1         Key performance indicators         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               for the network - journey
                                                                                                                                      R part)         Requirements                                                         registration
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.11.5.1,        Key performance indicators         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                              4.11.5.2,        for the network - speech
                                                                                                                                      R part)         Requirements                                        4.11.5.3         quality
CCS           Published     3/25/2010      Annex A        GSM-R Functional                              N/A                           GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.12.1           Key performance indicators         Omission from TSI
                                           Index 32       Requirements Specification                                                  (for the GSM-   Britain Open Interface                                               for the cab mobile
                                                                                                                                      R part)         Requirements




                                                                                                                                                                                                                                                                                                                         Page 8 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure    Measure         Comment on TSI measure,         Document        Document Title            Issue Number Issue date   Clause        NTR clause title (measure        Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published       number          identifying the open point      containing                                                          number        name)                            necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                            within TSI                                      NTR                                                                                                                notification                 timescales to migrate into
                                          open point                                      clause (1, 2, 3                                                                                                                                                                                 RGSs)
                                                                                          …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       Annex A      GSM-R Functional                                 N/A                             GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.13.1.1      SIM card interface - hardware    Omission from TSI
                                            Index 32     Requirements Specification                                                       (for the GSM-   Britain Open Interface                                            specification - SIM type
                                                                                                                                          R part)         Requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.13.1.1      SIM card interface - hardware    Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                                            specification - format
                                                                                                                                          R part)         Requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.13.2.1      SIM card interface - over the    Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                                            air management
                                                                                                                                          R part)         Requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.14.1.1,     SIM file definition - SIM card   Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                              4.14.1.2,     access conditions and file
                                                                                                                                          R part)         Requirements                                        4.14.1.3,     structure
                                                                                                                                                                                                              4.14.1.4
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       4.14.2.1      SIM file definition - SIM card   Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                                            profile
                                                                                                                                          R part)         Requirements
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       Appendix A2   EIRENE FRS options               Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                                            selected for the GSM-R
                                                                                                                                          R part)         Requirements                                                      network
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       Appendix A4   EIRENE SRS options               Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                                            selected for the GSM-R
                                                                                                                                          R part)         Requirements                                                      network
CCS           Published     3/25/2010      Annex A        GSM-R Functional                               N/A                              GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       Appendix B    Great Britain connectivity       Omission from TSI
                                           Index 32       Requirements Specification                                                      (for the GSM-   Britain Open Interface                                            matrix
                                                                                                                                          R part)         Requirements
CCS           Published     3/25/2010      Annex A        Marker Boards                                  The characteristics of           See comment                                                                                                        Annex G records that the design
                                           Index 38                                                      interoperable marker boards      on NTR                                                                                                             is agreed. It is appropriate to
                                                                                                                                                                                                                                                             wait for the document to be
                                                                                                                                                                                                                                                             published by the ERA.

CCS           Published     3/25/2010      Annex A        JRU Test Specification                         The test specification for the   See comment                                                                                                        It is appropriate to wait for the
                                           Index 41                                                      Juridical Recorder               on NTR                                                                                                             Open Point to be closed by the
                                                                                                                                                                                                                                                             ERA (UNISIG Subset-028 JRU
                                                                                                                                                                                                                                                             Test Specification).
CCS           Published     3/25/2010      Annex A        Odometry FIS                                   The FIS for odometry when it     See comment                                                                                                        It is appropriate to wait for this
                                           Index 44                                                      is provided as a separate IC     on NTR                                                                                                             open point to be closed by ERA.
CCS           Published     3/25/2010      Annex A        Requirements on risk &                         The minimum tolerable            See comment                                                                                                        RSSB has submitted standards
                                           Index 47       hazard analysis for                            hazard rates, apportioned        on NTR                                                                                                             proposal 07/017 to develop a
                                                          interoperability                               between trackside and                                                                                                                               new national technical rule that
                                                                                                         onboard equipment                                                                                                                                   will provide for the Cambrian
                                                                                                                                                                                                                                                             ERTMS project pending
                                                                                                                                                                                                                                                             completion of the work in
                                                                                                                                                                                                                                                             Europe to close this open point.

CCS           Published     3/25/2010      Annex A        Test specification for mobile                  The technical specification for See comment                                                                                                         RSSB has submitted standards
                                           Index 48       equipment GSM-R                                EIRENE reception                on NTR                                                                                                              proposal 07/018 to address this
                                                                                                                                                                                                                                                             open point as part of the train
                                                                                                                                                                                                                                                             radio standards package
                                                                                                                                                                                                                                                             (GE/RT8082).
CCS           Published     3/25/2010      Annex A                                                       The technical specification for See comment                                                                                                         It is appropriate to wait for the
                                           index 50                                                      Euroloop                        on NTR                                                                                                              Open Point to be closed by ERA
                                                                                                                                                                                                                                                             because there are no current
                                                                                                                                                                                                                                                             plans to use EUROLOOP in GB.

CCS           Published     3/25/2010      Annex A        Ergonomic Aspects of the DMI                    N/A                             GK/RT0038       Signing of Permissible    2            Dec-00       B4.3.2        Displat of Speed on Signs        Notified in respect of Level 0
                                           Index 51                                                                                                       Speeds and Speed                                                                                   and Level STM operation only.
                                                                                                                                                          Restrictions
CCS           Published     3/25/2010      Annex A        Ergonomic aspects of DMI                       The driver – machine                                                                                                                                  A list of related documents may
                                           Index 51                                                      interface specification to                                                                                                                            be found at the following
                                                                                                         provide for ETCS and GSM-R                                                                                                                            location:
                                                                                                                                                                                                                                                               http://www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                               r.asp
CCS           Published     3/25/2010      Annex A        Ergonomic aspects of DMI                       The driver – machine       GE/RT8082             GSM-R Cab Mobile, Great   1            Jul-07       2.3.2.1       User interface functional          The clauses in sections 2 and 3
                                           Index 51                                                      interface specification to (for the GSM-         Britain Open Interface                                            requirements. Outgoing             of GE/RT8082 fill the open point
                                                                                                         provide for ETCS and GSM-R R part)               Requirements                                                      railway emergency group call for index 51 with regard to GSM-
                                                                                                                                                                                                                                                               R
CCS           Published     3/25/2010      Annex A        Ergonomic aspects of DMI                       The driver – machine       GE/RT8082             GSM-R Cab Mobile, Great   1            Jul-07       2.3.3.1       User interface functional          The clauses in sections 2 and 3
                                           Index 51                                                      interface specification to (for the GSM-         Britain Open Interface                                            requirements. Incoming high of GE/RT8082 fill the open point
                                                                                                         provide for ETCS and GSM-R R part)               Requirements                                                      priority point-to-point voice call for index 51 with regard to GSM-
                                                                                                                                                                                                                                                               R




                                                                                                                                                                                                                                                                                                                        Page 9 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause     TSI clause title (or measure   Measure         Comment on TSI measure,      Document        Document Title            Issue Number Issue date   Clause           NTR clause title (measure        Comment on NTR including, if Comment
                            specific TSI  number         name, if not in published      number          identifying the open point   containing                                                          number           name)                            necessary, reason for        (including, where relevant,
                            last reviewed referencing    TSI)                           within TSI                                   NTR                                                                                                                   notification                 timescales to migrate into
                                          open point                                    clause (1, 2, 3                                                                                                                                                                                 RGSs)
                                                                                        …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       Annex A      Ergonomic aspects of DMI                       The driver – machine         GE/RT8082       GSM-R Cab Mobile, Great   1            Jul-07       2.3.4.1          User interface functional          The clauses in sections 2 and 3
                                            Index 51                                                    interface specification to   (for the GSM-   Britain Open Interface                                               requirements. Outgoing high of GE/RT8082 fill the open point
                                                                                                        provide for ETCS and GSM-R   R part)         Requirements                                                         priority point-to-point voice call for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       2.8.11.3         User interface functional          The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               requirements. Configurable         of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                         attributes of the cab mobile.      for index 51 with regard to GSM-
                                                                                                                                                                                                                          Volume control - range of          R
                                                                                                                                                                                                                          adjustment and default value
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.2.1.1          HMI control panel layout -         The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               display positioning                of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                                                            for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.2.2.1,         HMI control panel layout -         The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                              3.2.2.5,         relative positioning of controls of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                        3.2.2.6,                                            for index 51 with regard to GSM-
                                                                                                                                                                                                         3.2.2.7, 3.2.2.8                                    R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.3.2.1,         Properties of HMI controls -       The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                              3.3.2.4,         physical attributes                of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                        3.3.2.6,                                            for index 51 with regard to GSM-
                                                                                                                                                                                                         3.3.2.7,                                            R
                                                                                                                                                                                                         3.3.2.9,
                                                                                                                                                                                                         3.3.2.11,
                                                                                                                                                                                                         3.3.2.12,
                                                                                                                                                                                                         3.3.2.13
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.3.3.1          Properties of HMI controls -       The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               protection of emergency and of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                         high priority call buttons         for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.3.4.1, 3.3.4.2 Properties of HMI controls -       The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               operation under variable light of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                         conditions                         for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.3.5.1, 3.3.5.2 Properties of HMI controls -       The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               feedback to the user               of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                                                            for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.3.6.1, 3.3.6.2 Properties of HMI controls -       The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               volume control                     of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                                                            for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.4.1, 3.4.3     Labelling of HMI controls          The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                                                                  of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                                                            for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.5.1, 3.5.2,    Properties of the HMI display The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                              3.5.3, 3.5.4,                                       of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                        3.5.5, 3.5.6,                                       for index 51 with regard to GSM-
                                                                                                                                                                                                         3.5.7, 3.5.8                                        R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.6.1.1, 3.6.1.2 Organisation of information on The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               the HMI display - information of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                         classification and inheritance for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.6.2.1,         Organisation of information on The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                              3.6.2.2, 3.6.2.3 the HMI display - allocation of of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                         the display area to information for index 51 with regard to GSM-
                                                                                                                                                                                                                          categories                         R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.6.3.1,         Organisation of information on The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                              3.6.3.2,         the HMI display - relative         of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                        3.6.3.3,         positioning of designated          for index 51 with regard to GSM-
                                                                                                                                                                                                         3.6.3.4,         presentation areas                 R
                                                                                                                                                                                                         3.6.3.5,
                                                                                                                                                                                                         3.6.3.6, 3.6.3.7
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.6.4.1, 3.6.4.2 Organisation of information on The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               the HMI display - display          of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                         dimensioning in terms of           for index 51 with regard to GSM-
                                                                                                                                                                                                                          information                        R
CCS           Published     3/25/2010      Annex A       Ergonomic aspects of DMI                     The driver – machine       GE/RT8082           GSM-R Cab Mobile, Great   1            Jul-07       3.7.7.1          Sound files for audible            The clauses in sections 2 and 3
                                           Index 51                                                   interface specification to (for the GSM-       Britain Open Interface                                               indications                        of GE/RT8082 fill the open point
                                                                                                      provide for ETCS and GSM-R R part)             Requirements                                                                                            for index 51 with regard to GSM-
                                                                                                                                                                                                                                                             R




                                                                                                                                                                                                                                                                                                                  Page 10 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,          Document      Document Title             Issue Number Issue date   Clause   NTR clause title (measure    Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published      number          identifying the open point       containing                                                         number   name)                        necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                           within TSI                                       NTR                                                                                                      notification                 timescales to migrate into
                                          open point                                     clause (1, 2, 3                                                                                                                                                                        RGSs)
                                                                                         …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC. controlled by
              Published     3/25/2010       Annex A      ETCS variables                                  The management the unique        See comment                                                                                              This open point relates to
                                            Index 53     UIC                                             ETCS equipment identities        on NTR                                                                                                   management of ETCS identities
                                                                                                                                                                                                                                                   at a European level so it is
                                                                                                                                                                                                                                                   appropriate to wait for Europe to
                                                                                                                                                                                                                                                   address the open point.
CCS           Published     3/25/2010      Annex A        Juridical Recorder baseline                                                     GM/RT2472     Data Recorders on Trains   1            Jun-02       B4       Information to be recorded   RSSB has submitted standards
                                           Index 55       requirements                                                                                                                                                                             proposal 07/009 to develop a
                                                                                                                                                                                                                                                   new national technical rule that
                                                                                                                                                                                                                                                   will provide for the Cambrian
                                                                                                                                                                                                                                                   ERTMS project pending
                                                                                                                                                                                                                                                   completion of the work by
                                                                                                                                                                                                                                                   Europe to specify the baseline
                                                                                                                                                                                                                                                   requirements.
CCS           Published     3/25/2010      Annex A        Juridical Recorder baseline                                                                                                                                                              In addition to the mandatory
                                           Index 55       requirements                                                                                                                                                                             industry national technical rules
                                                                                                                                                                                                                                                   on this subject for GB mainline
                                                                                                                                                                                                                                                   railway, a list of related
                                                                                                                                                                                                                                                   documents may be found at the
                                                                                                                                                                                                                                                   following location:
                                                                                                                                                                                                                                                   http://www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                   r.asp
CCS           Published     3/25/2010      Annex A        ERTMS Key Management                                                            See comment                                                                                              An ERA Change Request
                                           Index 56       Conformance Requirements                                                        on NTR                                                                                                   relating to key management has
                                                                                                                                                                                                                                                   been discussed and is seen as
                                                                                                                                                                                                                                                   the best way forward.
CCS           Published     3/25/2010      Annex A        Requirements for pre-fitting                                                                                                                                                             There is no mandatory industry
                                           Index 57       ERTMS onboard equipment                                                                                                                                                                  national technical rule on this
                                                                                                                                                                                                                                                   subject for GB mainline railway.
                                                                                                                                                                                                                                                   A list of related documents may
                                                                                                                                                                                                                                                   be found at the following
                                                                                                                                                                                                                                                   location:
                                                                                                                                                                                                                                                   http://www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                   r.asp
CCS           Published     3/25/2010      Annex A        Requirements for pre-fitting                                                    See comment                                                                                              It is appropriate to wait for
                                           index 59       ERTMS trackside equipment                                                       on NTR                                                                                                   Europe to specify track-side pre-
                                                                                                                                                                                                                                                   fitting requirements.
CCS           Published     3/25/2010      Annex A        ETCS version management                                                         See comment                                                                                              A version management proposal
                                           Index 60                                                                                       on NTR                                                                                                   has been submitted to ERA. It
                                                                                                                                                                                                                                                   is appropriate to wait for the
                                                                                                                                                                                                                                                   Open Point to be closed by
                                                                                                                                                                                                                                                   ERA, expected end 2006.
CCS           Published     3/25/2010      Annex A        GSM-R version management                      The technical means of how        See comment                                                                                              It is appropriate to wait for this
                                           Index 61                                                     versions of the systems are       on NTR                                                                                                   open point to be closed by
                                                                                                        coded.                                                                                                                                     Europe.
CCS           Published     3/25/2010      Annex A        RBC-RBC Test Specification                    The test specification for RBC-   See comment                                                                                              Until there is a national need, it
                                           Index 62       for safety communication                      RBC technical interface           on NTR                                                                                                   is appropriate to wait for the
                                                          interface                                                                                                                                                                                Open Point to be closed by ERA
                                                                                                                                                                                                                                                   .
CCS           Published     3/25/2010      Annex A        Guideline for references                      N/A                               N/A           N/A                        N/A          N/A          N/A      N/A                          This is not a technical open
                                           Index B32                                                                                                                                                                                               point.
CCS           Published     3/25/2010      Annex G        Interconnection and roaming                   The full scope of this open       See comment                                                                                              It is appropriate to wait for the
                                                          between GSM-R networks                        point is not clear                on NTR                                                                                                   Open Point to be closed by the
                                                                                                                                                                                                                                                   work being done by ETSI and
                                                                                                                                                                                                                                                   the change request to ERA.
CCS           Published     3/25/2010      Annex G        Border crossing                               The full scope of this open       See comment                                                                                              It is appropriate to wait for the
                                                                                                        point is not clear                on NTR                                                                                                   Open Point to be closed by the
                                                                                                                                                                                                                                                   work being done by ETSI and
                                                                                                                                                                                                                                                   the change request to ERA.
CCS           Published     3/25/2010      Annex G        GPRS and ASCI                                                                   See comment                                                                                              It is appropriate to wait for the
                                                                                                                                          on NTR                                                                                                   pending ERA workstream to
                                                                                                                                                                                                                                                   start.
CCS           Published     3/25/2010      AAA1 - 5.1.5   Relationship between axle                     Compatibility with trackside      N/A           N/A                        N/A          N/A          N/A      N/A                          Special case for Germany. Not
                                                          distance and wheel diameter                   train detection systems                                                                                                                    applicable to GB.
CCS           Published     3/25/2010      AAA1 - 6.2.1   Metal free space around                       Compatibility with trackside      Not yet                                                                                                  This open point will be
                                                          wheels                                        train detection systems           available                                                                                                addressed by existing standards
                                                                                                                                                                                                                                                   project 05/031.
CCS           Published     3/25/2010      AAA1 – 6.3.1   Metal mass of a vehicle                       Compatibility with trackside      N/A           N/A                        N/A          N/A          N/A      N/A                          Special case for Poland - not
                                                                                                        train detection systems                                                                                                                    applicable to GB.
CCS           Published     3/25/2010      AAA1 – 6.5.5   Impedance between wheels                      Compatibility with trackside      N/A           N/A                                                                                        Special case for Netherlands -
                                                                                                        train detection systems                                                                                                                    not applicable to GB.




                                                                                                                                                                                                                                                                                                          Page 11 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure       Measure         Comment on TSI measure,          Document     Document Title                  Issue Number Issue date   Clause       NTR clause title (measure       Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published          number          identifying the open point       containing                                                             number       name)                           necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                               within TSI                                       NTR                                                                                                                 notification                 timescales to migrate into
                                          open point                                         clause (1, 2, 3                                                                                                                                                                                   RGSs)
                                                                                             …)
CCS           High Speed Rolling Stock TSI, OJEU – 7.1.2 Use of sanding equipment
              Published     3/25/2010       AAA1 Reference 2008/232/EC.                                      Compatibility with trackside     GM/RT2461    Sanding Equipment Fitted to     1            Aug-01       Appendix A   Sand for Sanding Equipment      Specifies the parameter of the
                                                                                                             train detection systems                       Multiple Units and On-Track                                                                            sand.
                                                                                                                                                           Machines
CCS           Published     3/25/2010      AAA1 – 7.1.3   Provision of sanding                               Compatibility with trackside     GM/RT2461    Sanding Equipment Fitted to     1            Aug-01       Appendix A   Sand for Sanding Equipment      Clause 9.1 requires a minimum
                                                          equipment GB specific case                         train detection systems                       Multiple Units and On-Track                                                                            of 6 wheelsets to the rear of the
                                                                                                                                                           Machines                                                                                               last active sanding device
CCS           Published     3/25/2010      AAA1 – 7.2.1   Use of composite brake blocks                      Compatibility with trackside     Not yet                                                                                                             Will be addressed by existing
                                                                                                             train detection systems          available                                                                                                           standards project 05/031.
CCS           Published     3/25/2010      AAA1 – 8.1.1   Electromagnetic interferences                      Electromagnetic compatibility                                                                                                                        A list of related documents may
                                                          (traction current)                                                                                                                                                                                      be found at the following
                                                                                                                                                                                                                                                                  location:
                                                                                                                                                                                                                                                                  http://www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                                  r.asp
CCS           Published     3/25/2010      AAA1 – 8.1.1   Electromagnetic interferences                      Electromagnetic compatibility    GE/RT8015    Electromagnetic compatibility   1            Oct-02       All          Electromagnetic compatibility   GE/RT8015 specifies the
                                                          (traction current)                                                                               between Railway                                                        between Railway                 process requirements for
                                                                                                                                                           Infrastructure and Trains                                              Infrastructure and Trains       managing EMC. This NTR does
                                                                                                                                                                                                                                                                  not completely close this open
                                                                                                                                                                                                                                                                  point.
CCS           Published     3/25/2010      AAA1 – 8.1.1   Electromagnetic interferences                      Electromagnetic compatibility    GE/RT8270    Assessment of Compatibility     2            Oct-07       All          Assessment of Compatibility     GE/RT8270 mandates
                                                          (traction current)                                                                               of Rolling Stock and                                                   of Rolling Stock and            requirements and
                                                                                                                                                           Infrastructure                                                         Infrastructure                  responsibilities for the
                                                                                                                                                                                                                                                                  assessment of compatibility of
                                                                                                                                                                                                                                                                  rolling stock and infrastructure.
CCS           Published     3/25/2010      AAA1 – 8.3.1   Electromagnetic interferences                      Electromagnetic compatibility                                                                                                                        A list of related documents may
                                                          (electric, magnetic and electro-                                                                                                                                                                        be found at the following
                                                          magnetic fields)                                                                                                                                                                                        location:
                                                                                                                                                                                                                                                                  http//:www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                                  r.asp
CCS           Published     3/25/2010      AAA1 – 8.3.1   Electromagnetic interferences                      Electromagnetic compatibility    GE/RT8015    Electromagnetic compatibility   1            Oct-02       All          Electromagnetic compatibility   GE/RT8015 specifies the
                                                          (electric, magnetic and electro-                                                                 between Railway                                                        between Railway                 process requirements for
                                                          magnetic fields)                                                                                 Infrastructure and Trains                                              Infrastructure and Trains       managing EMC.
CCS           Published     3/25/2010      AAA1 – 8.3.1   Electromagnetic interferences                      Electromagnetic compatibility    GE/RT8270    Assessment of Compatibility     2            Oct-07       All          Assessment of Compatibility     GE/RT8270 mandates
                                                          (electric, magnetic and electro-                                                                 of Rolling Stock and                                                   of Rolling Stock and            requirements and
                                                          magnetic fields)                                                                                 Infrastructure                                                         Infrastructure                  responsibilities for the
                                                                                                                                                                                                                                                                  assessment of compatibility of
                                                                                                                                                                                                                                                                  rolling stock and infrastructure.
CCS           Published     3/25/2010      AAA2           Hot Axle Bearing Detection                         The technical specification for GE/RT8014                                                                                                            GE/RT8014 Hot Axle Bearing
                                                                                                             HABD                            See NTR                                                                                                              detection is currently under
                                                                                                                                             comment                                                                                                              review.
CCS           Published     3/25/2010      Annex B4       ETCS Class 1 CCM related                           Interference limits of Class B                                                                                                                       There is no mandatory industry
                                                          open points                                        Train detection systems –                                                                                                                            national technical rule on this
                                                                                                             Track Circuits                                                                                                                                       subject for GB mainline railway.
                                                                                                                                                                                                                                                                  A list of related documents may
                                                                                                                                                                                                                                                                  be found at the following
                                                                                                                                                                                                                                                                  location:
                                                                                                                                                                                                                                                                  http//:www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                                  r.asp
CCS           Published     3/25/2010      Annex B4       ETCS Class 1 CCM related                           Interference limits of Class B                                                                                                                       There is no mandatory industry
                                                          open points                                        Train detection systems –                                                                                                                            national technical rule on this
                                                                                                             Axle counters                                                                                                                                        subject for GB mainline railway.
                                                                                                                                                                                                                                                                  A list of related documents may
                                                                                                                                                                                                                                                                  be found at the following
                                                                                                                                                                                                                                                                  location:
                                                                                                                                                                                                                                                                  http//:www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                                  r.asp
CCS           Published     3/25/2010      Annex G        Specification of some of the                       Specification of the national    Not yet                                                                                                             RSSB have submitted
                                                          ETCS variables                                     and user defined parameters.     available                                                                                                           standards proposal 07/010 to
                                                                                                                                                                                                                                                                  develop a national technical rule
                                                                                                                                                                                                                                                                  that sets out the national and
                                                                                                                                                                                                                                                                  user defined parameters for GB.
CCS           Published     3/25/2010      Annex G        Additional interfaces                              Functionality and interfaces of Not yet                                                                                                              RSSB have submitted
                                                                                                             staff protection systems to the available                                                                                                            standards proposal 07/012 to
                                                                                                             signalling system                                                                                                                                    develop a national technical rule
                                                                                                                                                                                                                                                                  for ERTMS compatible staff
                                                                                                                                                                                                                                                                  protection systems.
CCS           Published     3/25/2010      Annex G        Interface with service brake                       The TSI is unclear on the        Not yet                                                                                                             RSSB have submitted
                                                                                                             scope of this open point.        available                                                                                                           standards proposal 07/011 to
                                                                                                                                                                                                                                                                  develop a national technical rule
                                                                                                                                                                                                                                                                  to address this open point.
CCS           Published     3/25/2010      The following sections are not declared as open points in CR CCS
                                           TSI Annex G but require National Rules




                                                                                                                                                                                                                                                                                                                         Page 12 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure        Measure         Comment on TSI measure,            Document     Document Title                 Issue Number Issue date   Clause           NTR clause title (measure          Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published           number          identifying the open point         containing                                                            number           name)                              necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                                within TSI                                         NTR                                                                                                                       notification                 timescales to migrate into
                                          open point                                          clause (1, 2, 3                                                                                                                                                                                           RGSs)
                                                                                              …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC. functionality
              Published     3/25/2010       4.2.3        Trackside ETCS                                       Communication with track-          Not yet                                                                                                                   RSSB have submitted
                                                                                                              side signalling equipment.         available                                                                                                                 standards proposal 07/025 to
                                                                                                              Locating a specific train in a                                                                                                                               develop a national technical rule
                                                                                                              Euro-balise co-ordination                                                                                                                                    to address the signalling
                                                                                                              system. Translating the                                                                                                                                      principles for ERTMS
                                                                                                              information from track-side                                                                                                                                  implementation in GB.
                                                                                                              signalling equipment into a
                                                                                                              standard format for the CCS
                                                                                                              On-board assembly.
                                                                                                              Generating movement
                                                                                                              authorities. Communicating
                                                                                                              with the Control-Command
                                                                                                              On-board Assembly .
                                                                                                              Providing track clearance
                                                                                                              information to the interlocking.
CCS           Published     3/25/2010      4.2.9          ETCS ID management                                   Member state procedures for       GE/RT8064    European Train Control         1            Apr-03       Appendix A       The Use of NID-C and NID-          RSSB have submitted a
                                                                                                               allocation of ETCS ID ranges                   System: The Management of                                                 BG in the United Kingdom           standards proposal 07/026 to
                                                                                                                                                              Packet 44                                                                                                    develop a national technical rule
                                                                                                                                                                                                                                                                           that sets out how ETCS ID
                                                                                                                                                                                                                                                                           ranges will be managed by GB,
                                                                                                                                                                                                                                                                           including requests to Europe for
                                                                                                                                                                                                                                                                           additional identities (See also
                                                                                                                                                                                                                                                                           Index 53).
CCS           Published     3/25/2010      4.2.9          ETCS ID management                                   Member state procedures for       GE/RT8064    European Train Control         1            Apr-03       Appendix B       NID-GBSYS Allocations              RSSB have submitted a
                                                                                                               allocation of ETCS ID ranges                   System: The Management of                                                                                    standards proposal 07/026 to
                                                                                                                                                              Packet 44                                                                                                    develop a national technical rule
                                                                                                                                                                                                                                                                           that sets out how ETCS ID
                                                                                                                                                                                                                                                                           ranges will be managed by GB,
                                                                                                                                                                                                                                                                           including requests to Europe for
                                                                                                                                                                                                                                                                           additional identities (See also
                                                                                                                                                                                                                                                                           Index 53).
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GI/RT7033    Lineside Operational Safety    2            Oct-09       B6               Requirements for approved          Defintion of retro-reflective
                                                          Command objects                                      reflective signs that need to                  Signs                                                                     signs                              purple for additional signs as a
                                                                                                               be observed by the driver.                                                                                                                                  result of ERTMS
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GI/RT7033    Lineside Operational Safety    2            Oct-09       B7               Positioning of signs
                                                          Command objects                                      reflective signs that need to                  Signs
                                                                                                               be observed by the driver.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GI/RT7033    Lineside Operational Safety    2            Oct-09       B8               Readability and reflectivity
                                                          Command objects                                      reflective signs that need to                  Signs
                                                                                                               be observed by the driver.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GI/RT7033    Lineside Operational Safety    2            Oct-09       Appendix A       Specification of signs primarily
                                                          Command objects                                      reflective signs that need to                  Signs                                                                     for train drivers
                                                                                                               be observed by the driver.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GI/RT7033    Lineside Operational Safety    2            Oct-09       Appendix D       Specification of signs for
                                                          Command objects                                      reflective signs that need to                  Signs                                                                     communication
                                                                                                               be observed by the driver.
CCS           Published     1/18/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0031    Lineside Signals and           4            Feb-02       B8.1, table 3,   Portion light signals       Portion light signals are used in
                                                          Command objects                                      reflective signs that need to                  Indicators                                               rows 4 and 5                                 connection with level 2
                                                                                                               be observed by the driver.                                                                                                                           appications in UK.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0045    Lineside Signals, Indicators   1            Feb-10       2.2.5.5, Table Subsidiary position of light  Portion light signals are used in
                                                          Command objects                                      reflective signs that need to                  and Layout of Signals                                    4, Rows 1 and signals                        connection with level 2
                                                                                                               be observed by the driver.                                                                              2                                            appications in UK.
CCS           Published     1/18/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0031    Lineside Signals and           4            Feb-02       B10.1, B10.2   Alphanumeric route indicators Alphanumeric route indicators
                                                          Command objects                                      reflective signs that need to                  Indicators                                                                                            are used in connection with level
                                                                                                               be observed by the driver.                                                                                                                           2 appications in UK.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0045    Lineside Signals, Indicators   1            Feb-10       2.3.2          Alphanumeric route indicators Alphanumeric route indicators
                                                          Command objects                                      reflective signs that need to                  and Layout of Signals                                                   (including ERTMS level 2      are used in connection with level
                                                                                                               be observed by the driver.                                                                                             operated lines)               2 appications in UK.
CCS           Published     1/18/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0031    Lineside Signals and           4            Feb-02       B12            Driver's LC indicators        Driver's LC indicators are used
                                                          Command objects                                      reflective signs that need to                  Indicators                                                                                            in connection with level 2
                                                                                                               be observed by the driver.                                                                                                                           appications in UK.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0045    Lineside Signals, Indicators   1            Feb-10       2.4.2          Driver's level crossing       Driver's LC indicators are used
                                                          Command objects                                      reflective signs that need to                  and Layout of Signals                                                   indicators (including ERTMS in connection with level 2
                                                                                                               be observed by the driver.                                                                                             operated lines)               appications in UK.
CCS           Published     1/18/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0031    Lineside Signals and           4            Feb-02       B19            Stopboards                    Stopboards are used in
                                                          Command objects                                      reflective signs that need to                  Indicators                                                                                            connection with level 2
                                                                                                               be observed by the driver.                                                                                                                           appications in UK.
CCS           Published     3/25/2010      4.2.16         Visibility of track-side Control-                    The characteristics of retro-     GK/RT0045    Lineside Signals, Indicators   1            Feb-10       2.5.1          Stopboards (including ERTMS Stopboards are used in
                                                          Command objects                                      reflective signs that need to                  and Layout of Signals                                                   level 2 operated lines)       connection with level 2
                                                                                                               be observed by the driver.                                                                                                                           appications in UK.




                                                                                                                                                                                                                                                                                                                                  Page 13 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,         Document     Document Title                    Issue Number Issue date   Clause           NTR clause title (measure      Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published      number          identifying the open point      containing                                                               number           name)                          necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                           within TSI                                      NTR                                                                                                                      notification                 timescales to migrate into
                                          open point                                     clause (1, 2, 3                                                                                                                                                                                       RGSs)
                                                                                         …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC. conformity
              Published     3/25/2010       6            Assessment of                                   Procedures for assessment of                 The Railways (Interoperability)
                                                                                                         conformity for national                      Regulations 2006
                                                                                                         requirements
CCS           Published     3/25/2010      6.1.1.1        The Specific Transmission                      Specification for GB STM        Not yet                                                                                                                  GB has not yet defined a policy
                                                          Module (STM)                                                                   available                                                                                                                for STM
CCS           Published     3/25/2010      7.2.3.1        Additional Class-B equipment                  The technical rules required     Not yet                                                                                                                  RSSB has submitted standards
                                                          on a Class A – equipped line                  for dual fitment and operation   available                                                                                                                proposal 07/008 to develop a
                                                                                                        of Class A and Class B                                                                                                                                    national technical rule to specify
                                                                                                        systems                                                                                                                                                   the requirements for dual
                                                                                                                                                                                                                                                                  operation of class A and class B
                                                                                                                                                                                                                                                                  systems in GB.
CCS           Published     3/25/2010      7.2.3.1        Additional Class-B equipment                  The technical rules required     GE/RT8080    Train Radio Systems for           1            Dec-03       Part 8           Operation of multiple radio    RSSB has submitted standards
                                                          on a Class A – equipped line                  for dual fitment and operation                Voice Related Messaging                                                      systems                        proposal 07/008 to develop a
                                                                                                        of Class A and Class B                        Communications                                                                                              national technical rule to specify
                                                                                                        systems                                                                                                                                                   the requirements for dual
                                                                                                                                                                                                                                                                  operation of class A and class B
                                                                                                                                                                                                                                                                  systems in GB.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       Not yet
                                                                                                        SELCAB                           available
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       Not yet
                                                                                                        GWATP                            available
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GK/RT0054    Radio Electronic Token Block      1            Mar-98       Part B, 8.1      Lineside equipment             The particular signalling
                                                                                                        RETB                                                                                                                                                      requirements to ensure the safe
                                                                                                                                                                                                                                                                  control of trains where the radio
                                                                                                                                                                                                                                                                  electronic token block system is
                                                                                                                                                                                                                                                                  employed.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GK/RT0054    Radio Electronic Token Block      1            Mar-98       Part B, 8.2      Trainborne equipment           The particular signalling
                                                                                                        RETB                                                                                                                                                      requirements to ensure the safe
                                                                                                                                                                                                                                                                  control of trains where the radio
                                                                                                                                                                                                                                                                  electronic token block system is
                                                                                                                                                                                                                                                                  employed.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GK/RT0054    Radio Electronic Token Block      1            Mar-98       Part B, 8.3      Radio system                   The particular signalling
                                                                                                        RETB                                                                                                                                                      requirements to ensure the safe
                                                                                                                                                                                                                                                                  control of trains where the radio
                                                                                                                                                                                                                                                                  electronic token block system is
                                                                                                                                                                                                                                                                  employed.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       BR1654       Radio Electronic Token Block      2.1          Dec-86       Sections 4, 5,   4 System operation and         Describes the general
                                                                                                        RETB                                          System                                                      6, 7, 10, 11,    facilities                     requirements of the radio and
                                                                                                                                                                                                                  12, 13           5 System detail                associated equipment for British
                                                                                                                                                                                                                                   6 Control link                 Rail Repeater Based Band III
                                                                                                                                                                                                                                   7 Reliability                  RETB.
                                                                                                                                                                                                                                   10 Safety requirements
                                                                                                                                                                                                                                   11 Overvoltage line protection
                                                                                                                                                                                                                                   12 Anti-static precautions
                                                                                                                                                                                                                                   13 AC and DC electrified
CCS           Published     1/18/2010      Annex B        Use of Annex B systems                        Interface requirements for       GE/RT8030    Requirements for a Train          2            Aug-04       C3               areas
                                                                                                                                                                                                                                   Interface requirements – track Mandates the requirements for
                                                                                                        TPWS                                          Protection and Warning                                                       sub-system                     the Train Protection and
                                                                                                                                                      System (TPWS)                                                                                               Warning System
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GE/RT8030    Requirements for a Train          3            Apr-10       2.3              Interface requirements – track Mandates the requirements for
                                                                                                        TPWS                                          Protection and Warning                                                       sub-system                     the Train Protection and
                                                                                                                                                      System (TPWS)                                                                                               Warning System
CCS           Published     1/18/2010      Annex B        Use of Annex B systems                        Interface requirements for       GE/RT8030    Requirements for a Train          2            Aug-04       C4               Interface requirements – train Mandates the requirements for
                                                                                                        TPWS                                          Protection and Warning                                                       sub-system                     the Train Protection and
                                                                                                                                                      System (TPWS)                                                                                               Warning System.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GE/RT8030    Requirements for a Train          3            Apr-10       2.4              Interface requirements – train Mandates the requirements for
                                                                                                        TPWS                                          Protection and Warning                                                       sub-system                     the Train Protection and
                                                                                                                                                      System (TPWS)                                                                                               Warning System.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GE/RT8035    Automatic Warning System          1            Oct-01       B9               Train interface requirements   Defines the functional
                                                                                                        TPWS                                          (AWS)                                                                        for AWS track equipment        performance and application
                                                                                                                                                                                                                                                                  requirements for AWS.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       GE/RT8035    Automatic Warning System          1            Oct-01       B10              Provision of trainborne AWS Defines the functional
                                                                                                        TPWS                                          (AWS)                                                                        equipment                      performance and application
                                                                                                                                                                                                                                                                  requirements for AWS.
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for       TBA                                            TBA          TBA          TBA              TBA                            Not required for
                                                                                                        TVM                                                                                                                                                       GB mainline railway
CCS           Published     3/25/2010      Annex B        Use of Annex B systems                        Interface requirements for                                                                                                                                A list of related documents may
                                                                                                        CSR                                                                                                                                                       be found at the following
                                                                                                                                                                                                                                                                  location:
                                                                                                                                                                                                                                                                  http//:www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                                  r.asp




                                                                                                                                                                                                                                                                                                                         Page 14 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause       TSI clause title (or measure   Measure         Comment on TSI measure,      Document           Document Title                  Issue Number Issue date   Clause          NTR clause title (measure          Comment on NTR including, if Comment
                             specific TSI  number           name, if not in published      number          identifying the open point   containing                                                                   number          name)                              necessary, reason for        (including, where relevant,
                             last reviewed referencing      TSI)                           within TSI                                   NTR                                                                                                                             notification                 timescales to migrate into
                                           open point                                      clause (1, 2, 3                                                                                                                                                                                           RGSs)
                                                                                           …)
CCS           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC. systems
              Published     3/25/2010       Annex B      Use of Annex B                                    Interface requirements for   GE/RT8080          Train Radio Systems for         1            Dec-03       Part 3          Requirement for installation
                                                                                                           CSR                                             Voice Related Messaging
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Parts 4.1 to 4.7 Train radio system
                                                                                                          CSR                                              Voice Related Messaging                                                    requirements
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 5          Train radio requirements
                                                                                                          CSR                                              Voice Related Messaging
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 6          Train radio fixed infrastructure
                                                                                                          CSR                                              Voice Related Messaging                                                   requirements
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 7          System management and
                                                                                                          CSR                                              Voice Related Messaging                                                   maintenance requirements
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 8          Operation of multiple radio
                                                                                                          CSR                                              Voice Related Messaging                                                   systems
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for                                                                                                                                    A list of related documents may
                                                                                                          NRN                                                                                                                                                           be found at the following
                                                                                                                                                                                                                                                                        location:
                                                                                                                                                                                                                                                                        http//:www.rssb.co.uk/europe/nnt
                                                                                                                                                                                                                                                                        r.asp
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 3          Requirement for installation
                                                                                                          NRN                                              Voice Related Messaging
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Parts 4.1 to    Train radio system
                                                                                                          NRN                                              Voice Related Messaging                                   4.4 and 4.7     requirements
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 5          Train radio requirements
                                                                                                          NRN                                              Voice Related Messaging
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 6          Train radio fixed infrastructure
                                                                                                          NRN                                              Voice Related Messaging                                                   requirements
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 7          System management and
                                                                                                          NRN                                              Voice Related Messaging                                                   maintenance requirements
                                                                                                                                                           Systems
CCS           Published      3/25/2010       Annex B        Use of Annex B systems                        Interface requirements for    GE/RT8080          Train Radio Systems for         1            Dec-03       Part 8          Operation of multiple radio
                                                                                                          NRN                                              Voice Related Messaging                                                   systems
                                                                                                                                                           Systems
CCS           Published      3/25/2010                  Derogations against Railway                                                     RGSC 01            Railway Group Standards         3            Jun-08       Section 6       Deviations                  This mandates the process for
                                                        Group Standards notified as                                                                        Code                                                                                                  the authorisation of Derogations
                                                        national technical rules to fill                                                                                                                                                                         against Railway Group
                                                        open points                                                                                                                                                                                              Standards
CCS           Published     3/25/2010                   Derogations against Railway                                                     RGSC 02            Railway Group Standards         2            Oct-09       Section 10,     Deviations from RGSs; and   This mandates the process for
                                                        Group Standards notified as                                                                        Manual                                                    Section 14.4    Derogations from NTRs which the authorisation of Derogations
                                                        national technical rules to fill                                                                                                                                             are RGSs                    against Railway Group
                                                        open points                                                                                                                                                                                              Standards
Energy        High Speed Energy TSI, OJEU Reference 2008/284/EC
Energy        Revised        3/25/2010       4.2.9.2        Geometry of overhead contact                  contact wire height at level   GE/RT8025         Electrical Protective            1           Oct-01       B4.5            Level Crossing
                                                            line                                          crossings on lines of Category                   Provisions for Electrified Lines
                                                                                                          2 and 3

Energy        Revised        3/25/2010       4.2.15         Mean contact force                            for speeds higher than 320    No GB                                                                                                                           No GB plans to operate at this
                                                                                                          km/h                          technical rule                                                                                                                  speed.
                                             Annex L                                                                                    required
Energy        Revised        3/25/2010       4.2.17         Vertical movement of the                                                    No GB                                                                                                                           RGS in preparation; expected to
                                                            contact point                                                               technical rule                                                                                                                  be finalised during 2010.
                                                                                                                                        currently exists
                                                                                                                                        - Line specific
                                                                                                                                        design, vertical
                                                                                                                                        movement
                                                                                                                                        recorded in
                                                                                                                                        Infrastructure
                                                                                                                                        Register.

Energy        Revised        3/25/2010       4.2.20         Current at Standstill                                                       No GB                                                                                                                           Not relevant to GB.
                                                                                                                                        technical rule                                                                                                                  GB has no mainline railways
                                             Annex L                                                                                    required                                                                                                                        equipped with d.c. overhead
                                                                                                                                                                                                                                                                        lines.




                                                                                                                                                                                                                                                                                                                               Page 15 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name         TSI Status    Date NTRs for TSI clause     TSI clause title (or measure    Measure         Comment on TSI measure,          Document            Document Title                Issue Number Issue date   Clause         NTR clause title (measure     Comment on NTR including, if Comment
                               specific TSI  number         name, if not in published       number          identifying the open point       containing                                                                  number         name)                         necessary, reason for        (including, where relevant,
                               last reviewed referencing    TSI)                            within TSI                                       NTR                                                                                                                      notification                 timescales to migrate into
                                             open point                                     clause (1, 2, 3                                                                                                                                                                                        RGSs)
                                                                                            …)
Energy           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
                 Revised       3/25/2010       4.2.19       Pantograph Spacing                                                               No GB                                                                                                                    RGS in preparation; expected to
                                                                                                                                             technical rule                                                                                                           be finalised during 2010.
                                                                                                                                             currently exists
                                                                                                                                             - Line specific
                                                                                                                                             design,
                                                                                                                                             pantograph
                                                                                                                                             spacing
                                                                                                                                             recorded in
                                                                                                                                             Infrastructure
                                                                                                                                             Register.


Energy           Revised       3/25/2010      4.2.21        Phase separation sections                      "The Infrastructure Register      No GB                                                                                                                    RGS in preparation; expected to
                                                                                                           shall contain information on      technical rule                                                                                                           be finalised during 2010.
                                                                                                           the design of phase               currently exists
                                                                                                           separation sections"
                                                                                                                                             Detail to be
                                                                                                                                             recorded in
                                                                                                                                             Infrastructure
                                                                                                                                             Register

Energy           Revised       3/25/2010      4.2.22.1      System Separation sections                     "Shall be declared in the         No GB                                                                                                                    RGS in preparation; expected to
                                                                                                           Infrastructure Register"          technical rule                                                                                                           be finalised during 2010.
                                                                                                                                             currently exists

                                                                                                                                             Detail to be
                                                                                                                                             recorded in
                                                                                                                                             Infrastructure
                                                                                                                                             Register

Energy           Revised       3/25/2010      4.2.24        Effects of DC operation on AC                                                    No GB                                                                                                                    During discussion for
                                                            systems                                                                          technical rule                                                                                                           preparation of CR ENE TSI,
                                              Annex L                                                                                        currently exists.                                                                                                        experts concluded that in the
                                                                                                                                                                                                                                                                      main this issue was for the
                                                                                                                                             Paragraph not                                                                                                            Infrastructure Manager alone,
                                                                                                                                             included in CR                                                                                                           and that although a small d.c.
                                                                                                                                             TSI ENE as                                                                                                               current might flow in the Rolling
                                                                                                                                             experts                                                                                                                  Stock this was not believed to
                                                                                                                                             concluded no                                                                                                             be a significant problem.
                                                                                                                                             measure was
                                                                                                                                             needed.

Energy           Revised       3/25/2010      4.5.2         Infrastructure Manager's                       The Infrastructure Manager        GE/RT8047           Reporting of Safety Related   3            Oct-07       All            Reporting of Safety Related
                                                            Responsibility                                 shall devise and implement                            Information                                                            Information
                                                                                                           methods for reporting
                                                                                                           information on safety-critical.
Energy           Revised       3/25/2010      4.7.4         Other General Requirements                     defects and frequent system       No GB                                                                                                                    UK law.
                                                                                                           failures to the national safety   technical rule
                                                                                                           authority.                        required.
                                                                                                                                             Requires
                                                                                                                                             compliance
                                                                                                                                             with UK law.
Energy           Revised       3/25/2010      A.4           Assessment of Maintenance                                                        No GB                                                                                                                    EU Specified Open Point.
                                                            Arrangements: Conformity                                                         technical rule
                                                            Assessment Procedure                                                             currently exists                                                                                                         Maintenance arrangements are
                                                                                                                                                                                                                                                                      not in scope of RGS, being the
                                                                                                                                                                                                                                                                      responsibility of individual IMs or
                                                                                                                                                                                                                                                                      RUs under their Safety
                                                                                                                                                                                                                                                                      Management System. TSI
                                                                                                                                                                                                                                                                      requires maintenance of
                                                                                                                                                                                                                                                                      parameter specified.

Energy           Published     3/25/2010                    Derogations against NTRs                                                         RGSC 01             Railway Group Standards       3            Jun-08       Chapter 6      Deviations against Railway
                                                                                                                                                                 Code                                                                   Group Standards
Energy           Published     3/25/2010                    Derogations against NTRs                                                         RGSC 02             Standards Manual              2            Oct-09       Section 10,    Deviations from RGSs; and   This mandates the process for
                                                                                                                                                                                                                         Section 14.4   Derogations from NTRs which the authorisation of Derogations
                                                                                                                                                                                                                                        are RGSs                    against Railway Group
                                                                                                                                                                                                                                                                    Standards
Infrastructure   High Speed Infrastructure TSI. OJEU Reference 2008/217/EC
Declared open points




                                                                                                                                                                                                                                                                                                                             Page 16 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name         TSI Status      Date NTRs for TSI clause     TSI clause title (or measure      Measure         Comment on TSI measure,           Document     Document Title              Issue Number Issue date   Clause         NTR clause title (measure       Comment on NTR including, if Comment
                                 specific TSI  number         name, if not in published         number          identifying the open point        containing                                                         number         name)                           necessary, reason for        (including, where relevant,
                                 last reviewed referencing    TSI)                              within TSI                                        NTR                                                                                                               notification                 timescales to migrate into
                                               open point                                       clause (1, 2, 3                                                                                                                                                                                  RGSs)
                                                                                                …)
Infrastructure   High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
                 Published     3/25/2010       Annex H      Global track stiffness              4.2.15          Lines of category I, II and III   GC/RT5021    Track System Requirements   4            Dec-09       3.3            Performance requirements for GC/RT5021 sets out                       GC/RT5021 only partially deals
                                                                                                                Requirements for track                                                                                              trackbed                     requirements for minimum                 with the issue of global track
                                                                                                                stiffness as a complete                                                                                                                          dynamic sleeper support                  stiffness, as it considers only
                                                                                                                system are an open point.                                                                                                                        stiffness.                               the stiffness of the sleeper
                                                                                                                                                                                                                                                                                                          support, not the stiffness of the
                                                                                                                                                                                                                                                                                                          track system measures at the
                                                                                                                                                                                                                                                                                                          top of the rail
Infrastructure   Published       3/25/2010     Annex H        Ballast Pick up                   4.2.27           Open point                       N/A          N/A                         N/A          N/A          N/A            N/A                             N/A                                   There are no national technical
                                                                                                                                                                                                                                                                                                          rules, as ballast pick up is not
                                                                                                                                                                                                                                                                                                          considered to be a problem at
                                                                                                                                                                                                                                                                                                          up to the current maximum
                                                                                                                                                                                                                                                                                                          speeds on Network Rail
                                                                                                                                                                                                                                                                                                          managed infrastructure.
Infrastructure   Published       3/25/2010     Annex H        Useable width of platform         4.2.20.3         The accessibility of the       N/A            N/A                         N/A          N/A          N/A            N/A                             N/A                                   PRM TSI is now published,
                                                                                                                 platform depends on the free                                                                                                                                                             closing this open point.
                                                                                                                 space between obstacles and                                                                                                                                                              However, the PRM TSI in turn
                                                                                                                 edge of the platform. They are                                                                                                                                                           contains a related open point in
                                                                                                                 to be considered for:                                                                                                                                                                    Annex L, clause 4.1.2.19 on the
                                                                                                                 - space for people to wait on                                                                                                                                                            danger area on platforms where
                                                                                                                 the platform without risk of                                                                                                                                                             passengers may be subject to
                                                                                                                 overcrowding                                                                                                                                                                             the slipstream effect of moving
                                                                                                                 - space for people to step off                                                                                                                                                           trains. It is proposed this open
                                                                                                                 trains without colliding with                                                                                                                                                            point is filled by reference to
                                                                                                                 obstacles.                                                                                                                                                                               GI/RT7016 Part 9 - see NTRs
                                                                                                                 - distance from the platform                                                                                                                                                             for PRM TSI for details.
                                                                                                                 edge people need to stand to
                                                                                                                 be safe from the aerodynamic
                                                                                                                 effects of passing trains (the
                                                                                                                 ‘danger area’).
                                                                                                                 Pending the agreement on
                                                                                                                 parameters relating to access
                                                                                                                 for persons with reduced
                                                                                                                 mobility and aerodynamics
                                                                                                                 effects, the usable width of
                                                                                                                 the platform remains an open
                                                                                                                 point and therefore national
                                                                                                                 rules apply.


Infrastructure   Published       3/25/2010     Annex H        Fire safety & safety in railway   4.2.21           The general requirements for N/A              N/A                         N/A          N/A          N/A            N/A                             N/A                                   SRT TSI is now published,
                                                              tunnels                                            fire protection are set out in                                                                                                                                                           closing this open point.
                                                                                                                 other Directives, e.g.
                                                                                                                 89/106/EEC of 21 December
                                                                                                                 1988.
                                                                                                                 The requirements for safety in
                                                                                                                 railway tunnels are set out in
                                                                                                                 the “Safety in Railway
                                                                                                                 Tunnels” TSI.
References to 'National Rules'
Infrastructure   Published       3/25/2010     4.2.13         Lateral loads                     4.2.13.2         4.2.13.2 Lines of category II    GC/RT5021    Track System Requirements   4            Dec-09       3.1            Performance specification for   GC/RT5021 sets out
                                                                                                                 and III                                                                                                            the track system                requirements for the
                                                                                                                 The requirements set out in                                                                                                                        performance characteristics of
                                                                                                                 national rules for the running                                                                                                                     track relating to its capability to
                                                                                                                 of trains other than trains                                                                                                                        sustain the forces imposed by
                                                                                                                 complying with the High-                                                                                                                           vehicles.
                                                                                                                 Speed Rolling Stock TSI are
                                                                                                                 sufficient to ensure the
                                                                                                                 resistance of the track to
                                                                                                                 interoperable traffic loads.

Infrastructure   Published       3/25/2010                 Derogations against Railway                                                            RGSC 01      Railway Group Standards     3            Jun-08       Section 6      Deviations                  This mandates the process for
                                                           Group Standards notified as                                                                         Code                                                                                             the authorisation of Derogations
                                                           national technical rules to fill                                                                                                                                                                     against Railway Group
                                                           open points                                                                                                                                                                                          Standards
Infrastructure   Published    3/25/2010                    Derogations against Railway                                                            RGSC 02      Railway Group Standards     2            Oct-09       Section 10,    Deviations from RGSs; and   This mandates the process for
                                                           Group Standards notified as                                                                         Manual                                                Section 14.4   Derogations from NTRs which the authorisation of Derogations
                                                           national technical rules to fill                                                                                                                                         are RGSs                    against Railway Group
                                                           open points                                                                                                                                                                                          Standards
OPE              High Speed Operations and Traffic Management TSI. OJEU Reference 2008/231/CE




                                                                                                                                                                                                                                                                                                                                      Page 17 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause     TSI clause title (or measure   Measure         Comment on TSI measure,          Document     Document Title                  Issue Number Issue date   Clause   NTR clause title (measure       Comment on NTR including, if Comment
                            specific TSI  number         name, if not in published      number          identifying the open point       containing                                                             number   name)                           necessary, reason for        (including, where relevant,
                            last reviewed referencing    TSI)                           within TSI                                       NTR                                                                                                             notification                 timescales to migrate into
                                          open point                                    clause (1, 2, 3                                                                                                                                                                               RGSs)
                                                                                        …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       4.2.1.2.1    Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: AC Electrified    1               Jun-03       All      Rule Book: AC Electrified
                                                                                                        that IM (or the organisation     module AC1   Lines: Part A Dangers of the                                       Lines: Part A Dangers of the
                                                                                                        responsible for the                           system, description of                                             system, description of
                                                                                                        preparation of the operating                  equipment and                                                      equipment and
                                                                                                        rules) provides the RU with                   communications                                                     communications
                                                                                                        the appropriate information to                Part B Emergency procedures                                        Part B Emergency procedures
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: AC Electrified       1            Jun-03       All      Rule Book: AC Electrified
                                                                                                        that IM (or the organisation     module AC3   Lines: Working on or near to                                       Lines: Working on or near to
                                                                                                        responsible for the                           the OLE                                                            the OLE
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Amendments           7            Oct-08       All      Rule Book: Amendments
                                                                                                        that IM (or the organisation     module AM    module                                                             module
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    D.C. Electrified Lines          1            Oct-06       All      D.C. Electrified Lines
                                                                                                        that IM (or the organisation     module DC
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: General safety       3            Apr-08       All      Rule Book: General safety
                                                                                                        that IM (or the organisation     module G1    responsibilities                                                   responsibilities
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Personal Safety      1            Jun-03       All      Rule Book: Personal Safety
                                                                                                        that IM (or the organisation     module G2    when walking on or near the                                        when walking on or near the
                                                                                                        responsible for the                           line, or when on the lineside                                      line, or when on the lineside
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Train stopped by     1            Jun-03       All      Rule Book: Train stopped by
                                                                                                        that IM (or the organisation     module M1    train accident, fire or                                            train accident, fire or
                                                                                                        responsible for the                           accidental division                                                accidental division
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Train stopped by     2            Oct-08       All      Rule Book: Train stopped by
                                                                                                        that IM (or the organisation     module M2    train failure                                                      train failure
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Floods and snow      1            Jun-03       All      Rule Book: Floods and snow
                                                                                                        that IM (or the organisation     module M4
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Managing             1            Jun-03       All      Rule Book: Managing
                                                                                                        that IM (or the organisation     module M5    accidents                                                          accidents
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book




                                                                                                                                                                                                                                                                                                                Page 18 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause     TSI clause title (or measure   Measure         Comment on TSI measure,          Document     Document Title                 Issue Number Issue date   Clause   NTR clause title (measure         Comment on NTR including, if Comment
                            specific TSI  number         name, if not in published      number          identifying the open point       containing                                                            number   name)                             necessary, reason for        (including, where relevant,
                            last reviewed referencing    TSI)                           within TSI                                       NTR                                                                                                              notification                 timescales to migrate into
                                          open point                                    clause (1, 2, 3                                                                                                                                                                                RGSs)
                                                                                        …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       4.2.1.2.1    Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Single line working 2            Oct-08       All      Rule Book: Single line working
                                                                                                        that IM (or the organisation     module P1
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Working single      2            Oct-07       All      Rule Book: Working single
                                                                                                        that IM (or the organisation     module P2    and bi-directional lines by                                       and bi-directional lines by
                                                                                                        responsible for the                           pilotman                                                          pilotman
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Signals and         1            Jun-03       All      Rule Book: Signals and
                                                                                                        that IM (or the organisation     module S1    indicators controlling train                                      indicators controlling train
                                                                                                        responsible for the                           movements                                                         movements
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Observing and       1            Jun-03       All      Rule Book: Observing and
                                                                                                        that IM (or the organisation     module S2    obeying fixed signals                                             obeying fixed signals
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Train warning       3            Oct-08       All      Rule Book: Train warning
                                                                                                        that IM (or the organisation     module S3    systems (AWS and TPWS)                                            systems (AWS and TPWS)
                                                                                                        responsible for the                           and reporting signalling                                          and reporting signalling
                                                                                                        preparation of the operating                  failures and irregularities                                       failures and irregularities
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Trains or shunting 3             Oct-08       All      Rule Book: Trains or shunting
                                                                                                        that IM (or the organisation     module S4    movements detained, or                                            movements detained, or
                                                                                                        responsible for the                           vehicles left, on running lines                                   vehicles left, on running lines
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Passing a signal    2            Apr-08       All      Rule Book: Passing a signal
                                                                                                        that IM (or the organisation     module S5    at danger                                                         at danger
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Speeds              3            Apr-08       All      Rule Book: Speeds
                                                                                                        that IM (or the organisation     module SP
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Station duties and 2             Oct-07       All      Rule Book: Station duties and
                                                                                                        that IM (or the organisation     module SS1   train despatch                                                    train despatch
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book
OPE           Published     3/25/2010      4.2.1.2.1     Rule Book                                      The HS OTM TSI requires          GE/RT8000    Rule Book: Shunting            2            Apr-08       All      Rule Book: Shunting
                                                                                                        that IM (or the organisation     module SS2
                                                                                                        responsible for the
                                                                                                        preparation of the operating
                                                                                                        rules) provides the RU with
                                                                                                        the appropriate information to
                                                                                                        compile the Rule Book




                                                                                                                                                                                                                                                                                                                 Page 19 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause                                  Measure
                                                            TSI clause title (or measure               Comment on TSI measure,          Document     Document Title                  Issue Number Issue date   Clause       NTR clause title (measure          Comment on NTR including, if Comment
                             specific TSI  number           name, if not in published  number          identifying the open point       containing                                                             number       name)                              necessary, reason for        (including, where relevant,
                             last reviewed referencing      TSI)                       within TSI                                       NTR                                                                                                                    notification                 timescales to migrate into
                                           open point                                  clause (1, 2, 3                                                                                                                                                                                      RGSs)
                                                                                       …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and      8            Oct-08       All          Rule Book: Preparation and
                                                                                                       that IM (or the organisation     module TW1   working of trains. General                                             working of trains. General
                                                                                                       responsible for the
                                                                                                       preparation of the operating
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and      3            Apr-07       All          Rule Book: Preparation and
                                                                                                       that IM (or the organisation     module TW2   working of multiple-unit                                               working of multiple-unit
                                                                                                       responsible for the                           passenger trains                                                       passenger trains
                                                                                                       preparation of the operating
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and      2            Nov-04       All          Rule Book: Preparation and
                                                                                                       that IM (or the organisation     module TW3   working of locomotive-hauled                                           working of locomotive-hauled
                                                                                                       responsible for the                           trains (including HSTs, push-                                          trains (including HSTs, push-
                                                                                                       preparation of the operating                  pull, postal, parcels)                                                 pull, postal, parcels)
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and       3           Apr-08       All          Rule Book: Preparation and
                                                                                                       that IM (or the organisation     module TW5   movement of trains. Defective                                          movement of trains. Defective
                                                                                                       responsible for the                           or isolated vehicles or on-train                                       or isolated vehicles or on-train
                                                                                                       preparation of the operating                  equipment                                                              equipment
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Working of single    2            Apr-08       All          Rule Book: Working of single
                                                                                                       that IM (or the organisation     module TW6   lines with or without a train                                          lines with or without a train
                                                                                                       responsible for the                           staff or token                                                         staff or token
                                                                                                       preparation of the operating
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Wrong direction      2            Apr-08       All          Rule Book: Wrong direction
                                                                                                       that IM (or the organisation     module TW7   movements                                                              movements
                                                                                                       responsible for the
                                                                                                       preparation of the operating
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.1    Rule Book                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Level crossings      4            Apr-08       All          Rule Book: Level crossings
                                                                                                       that IM (or the organisation     module TW8
                                                                                                       responsible for the
                                                                                                       preparation of the operating
                                                                                                       rules) provides the RU with
                                                                                                       the appropriate information to
                                                                                                       compile the Rule Book
OPE           Published     3/25/2010       4.2.1.2.2.1  Preparation of the Route Book                 The HS OTM TSI requires          GO/RT3215    Requirements for the Weekly     1            Dec-07       Part 4       4 Requirements for local
                                                                                                       that the RU produces the                      Operating Notice, Periodical                              Appendix C   operating instructions
                                                                                                       Route Book for train crew                     Operating Notice and                                                   Appendix C Sectional
                                                                                                       using information provided by                 Sectional Appendix                                                     appendix
OPE           Published     3/25/2010       4.2.1.2.2.2  Modified elements                             the IM OTM TSI requires
                                                                                                       The HS                           GO/RT3215    Requirements for the Weekly     1            Dec-07       Part 2       2 Requirements for weekly
                                                                                                       that the IM advises the RU of                 Operating Notice, Periodical                              Appendix A   operating notice
                                                                                                       any permanently or                            Operating Notice and                                                   Appendix A Weekly operating
                                                                                                       temporarily modified elements                 Sectional Appendix                                                     notice
                                                                                                       relating to the train crew
OPE           Published     3/25/2010       4.2.1.2.2.2  Modified elements                             documentation requires
                                                                                                       The HS OTM TSI                   GO/RT3215    Requirements for the Weekly     1            Dec-07       Part 3       3 Requirements for periodical
                                                                                                       that the IM advises the RU of                 Operating Notice, Periodical                              Appendix B   operating notice
                                                                                                       any permanently or                            Operating Notice and                                                   Appendix B Periodical
                                                                                                       temporarily modified elements                 Sectional Appendix                                                     operating notice
                                                                                                       relating to the train crew
OPE           Published     3/25/2010       4.2.1.3      Documentation for Railway                     documentation requires
                                                                                                       The HS OTM TSI                   GE/RT8000    Rule Book: AC Electrified    1               Jun-03       All          Rule Book: AC Electrified
                                                         Undertaking staff other than                  that the process for compiling   module AC1   Lines: Part A Dangers of the                                           Lines: Part A Dangers of the
                                                         drivers                                       Rule Book for these staff                     system, description of                                                 system, description of
                                                                                                       follows the requirements in                   equipment and                                                          equipment and
                                                                                                       4.2.1.2.1 for the Rule Book                   communications                                                         communications
                                                                                                                                                     Part B Emergency procedures                                            Part B Emergency procedures




                                                                                                                                                                                                                                                                                                                      Page 20 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,          Document     Document Title                  Issue Number Issue date   Clause   NTR clause title (measure         Comment on NTR including, if Comment
                             specific TSI  number          name, if not in published      number          identifying the open point       containing                                                             number   name)                             necessary, reason for        (including, where relevant,
                             last reviewed referencing     TSI)                           within TSI                                       NTR                                                                                                               notification                 timescales to migrate into
                                           open point                                     clause (1, 2, 3                                                                                                                                                                                 RGSs)
                                                                                          …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC. for Railway
              Published     3/25/2010       4.2.1.3      Documentation                                    The HS OTM TSI requires          GE/RT8000    Rule Book: Amendments           7            Oct-08       All      Rule Book: Amendments
                                                         Undertaking staff other than                     that the process for compiling   module AM    module                                                             module
                                                         drivers                                          Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    D.C. Electrified Lines          1            Oct-06       All      D.C. Electrified Lines
                                                           Undertaking staff other than                   that the process for compiling   module DC
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: General safety       3            Apr-08       All      Rule Book: General safety
                                                           Undertaking staff other than                   that the process for compiling   module G1    responsibilities                                                   responsibilities
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2.1 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Personal Safety      1            Jun-03       All      Rule Book: Personal Safety
                                                           Undertaking staff other than                   that the process for compiling   module G2    when walking on or near the                                        when walking on or near the
                                                           drivers                                        Rule Book for these staff                     line, or when on the lineside                                      line, or when on the lineside
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Train stopped by     1            Jun-03       All      Rule Book: Train stopped by
                                                           Undertaking staff other than                   that the process for compiling   module M1    train accident, fire or                                            train accident, fire or
                                                           drivers                                        Rule Book for these staff                     accidental division                                                accidental division
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Signals and          1            Jun-03       All      Rule Book: Signals and
                                                           Undertaking staff other than                   that the process for compiling   module S1    indicators controlling train                                       indicators controlling train
                                                           drivers                                        Rule Book for these staff                     movements                                                          movements
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Observing and        1            Jun-03       All      Rule Book: Observing and
                                                           Undertaking staff other than                   that the process for compiling   module S2    obeying fixed signals                                              obeying fixed signals
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Train warning        3            Oct-08       All      Rule Book: Train warning
                                                           Undertaking staff other than                   that the process for compiling   module S3    systems (AWS and TPWS)                                             systems (AWS and TPWS)
                                                           drivers                                        Rule Book for these staff                     and reporting signalling                                           and reporting signalling
                                                                                                          follows the requirements in                   failures and irregularities                                        failures and irregularities
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Trains or shunting 3              Oct-08       All      Rule Book: Trains or shunting
                                                           Undertaking staff other than                   that the process for compiling   module S4    movements detained, or                                             movements detained, or
                                                           drivers                                        Rule Book for these staff                     vehicles left, on running lines                                    vehicles left, on running lines
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Passing a signal     2            Apr-08       All      Rule Book: Passing a signal
                                                           Undertaking staff other than                   that the process for compiling   module S5    at danger                                                          at danger
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Station duties and 2              Oct-07       All      Rule Book: Station duties and
                                                           Undertaking staff other than                   that the process for compiling   module SS1   train despatch                                                     train despatch
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Shunting             2            Apr-08       All      Rule Book: Shunting
                                                           Undertaking staff other than                   that the process for compiling   module SS2
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and      8            Oct-08       All      Rule Book: Preparation and
                                                           Undertaking staff other than                   that the process for compiling   module TW1   working of trains. General                                         working of trains. General
                                                           drivers                                        Rule Book for these staff
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and      3            Apr-07       All      Rule Book: Preparation and
                                                           Undertaking staff other than                   that the process for compiling   module TW2   working of multiple-unit                                           working of multiple-unit
                                                           drivers                                        Rule Book for these staff                     passenger trains                                                   passenger trains
                                                                                                          follows the requirements in
                                                                                                          4.2.1.2 for the Rule Book




                                                                                                                                                                                                                                                                                                                    Page 21 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,            Document     Document Title                  Issue Number Issue date   Clause          NTR clause title (measure          Comment on NTR including, if Comment
                             specific TSI  number          name, if not in published      number          identifying the open point         containing                                                             number          name)                              necessary, reason for        (including, where relevant,
                             last reviewed referencing     TSI)                           within TSI                                         NTR                                                                                                                       notification                 timescales to migrate into
                                           open point                                     clause (1, 2, 3                                                                                                                                                                                           RGSs)
                                                                                          …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC. for Railway
              Published     3/25/2010       4.2.1.3      Documentation                                    The HS OTM TSI requires            GE/RT8000    Rule Book: Preparation and      2            Nov-04       All             Rule Book: Preparation and
                                                         Undertaking staff other than                     that the process for compiling     module TW3   working of locomotive-hauled                                              working of locomotive-hauled
                                                         drivers                                          Rule Book for these staff                       trains (including HSTs, push-                                             trains (including HSTs, push-
                                                                                                          follows the requirements in                     pull, postal, parcels)                                                    pull, postal, parcels)
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.1.3        Documentation for Railway                      The HS OTM TSI requires            GE/RT8000    Rule Book: Preparation and       3           Apr-08       All             Rule Book: Preparation and
                                                           Undertaking staff other than                   that the process for compiling     module TW5   movement of trains. Defective                                             movement of trains. Defective
                                                           drivers                                        Rule Book for these staff                       or isolated vehicles or on-train                                          or isolated vehicles or on-train
                                                                                                          follows the requirements in                     equipment                                                                 equipment
                                                                                                          4.2.1.2 for the Rule Book
OPE           Published      3/25/2010      4.2.2.4        Requirements for passenger                     The HS OTM TSI requires            GM/RT2149    Requirements for Defining       3            Feb-03       B6              General requirements
                                                           vehicles                                       that compatibility between                      and Maintaining the Size of
                                                                                                          passenger vehicles and                          Railway Vehicles.
                                                                                                          platforms at scheduled
                                                                                                          passenger stops must be
                                                                                                          sufficient in order to ensure
                                                                                                          safe access and egress
OPE           Published      3/25/2010      4.2.2.4        Requirements for passenger                     The HS OTM TSI requires            GI/RT7016    Interfaces Between Stations,    2            Dec-07       Parts 3,4 & 5   3 Standard platform position
                                                           vehicles                                       that compatibility between                      Platforms, Track and Trains.                                              relation to adjacent track
                                                                                                          passenger vehicles and                                                                                                    4 Altering the position of
                                                                                                          platforms at scheduled                                                                                                    platforms relative to adjacent
                                                                                                          passenger stops must be                                                                                                   track
                                                                                                          sufficient in order to ensure                                                                                             5 Usable length of platforms
                                                                                                          safe access and egress
OPE           Published      3/25/2010      4.2.2.4        Requirements for passenger                     The HS OTM TSI requires            GM/RT2473    Power Operated External     1                Feb-03       B7.5.1          Locking arrangements
                                                           vehicles                                       that passengers must not be                     Doors on Passenger Carrying
                                                                                                          able to open body-side doors                    Rail Vehicles
                                                                                                          intended for their use until the
                                                                                                          train is at a standstill and the
                                                                                                          doors have been released by
                                                                                                          a member of the train crew
OPE           Published      3/25/2010      4.2.2.4        Requirements for passenger                     The HS OTM TSI requires            GM/RT2473    Power Operated External     1                Feb-03       B8.3            Door status indicators
                                                           vehicles                                       that door release must be                       Doors on Passenger Carrying
                                                                                                          separate for each side of the                   Rail Vehicles
                                                                                                          train. The integrity of door
                                                                                                          closure and blocking on
                                                                                                          passenger trains must be
                                                                                                          permanently indicated
OPE           Published      3/25/2010      4.2.2.4        Requirements for passenger                     The HS OTM TSI requires            GM/RT2473    Power Operated External     1                Feb-03       B8.3            Door status indicators
                                                           vehicles                                       that activation of the door                     Doors on Passenger Carrying
                                                                                                          release must prevent traction                   Rail Vehicles
                                                                                                          power from being applied.
OPE           Published      3/25/2010      4.2.2.4        Requirements for passenger                     The HS OTM TSI requires            GM/RT2473    Power Operated External     1                Feb-03       B10.1, B10.2    B10.1 Provision of emergency
                                                           vehicles                                       that all vehicles that carry                    Doors on Passenger Carrying                               & B11(All)      access devices
                                                                                                          passengers must be equipped                     Rail Vehicles                                                             B10.2 Operation of
                                                                                                          with exits that facilitate                                                                                                emergency access devices
                                                                                                          emergency egress.                                                                                                         B11 Controls for emergency
                                                                                                                                                                                                                                    egress
OPE           Published      3/25/2010      4.2.2.5        Train composition                              The HS OTM TSI requires            GO/RT3215    Requirements for the Weekly     1            Dec-07       Part 4          4 Requirements for local
                                                                                                          that a train is within the                      Operating Notice, Periodical                              Appendix C      operating instructions
                                                                                                          maximum length permissible                      Operating Notice and                                                      Appendix C Sectional
                                                                                                          for the route and for                           Sectional Appendix                                                        appendix
                                                                                                          forwarding and receiving
OPE           Published      3/25/2010      4.2.2.7.1      General requirement                            terminals
                                                                                                          The HS OTM TSI requires            GE/RT8000    Rule Book: Preparation and       3           Apr-08       All             Rule Book: Preparation and
                                                                                                          that the IM and RU define and      module TW5   movement of trains. Defective                                             movement of trains. Defective
                                                                                                          keep up to date conditions for                  or isolated vehicles or on-train                                          or isolated vehicles or on-train
                                                                                                          train running in degraded                       equipment                                                                 equipment
OPE           Published      3/25/2010      4.2.2.7.1      General requirement                            mode OTM TSI requires
                                                                                                          The HS                             GO/RT3437    Defective On-train Equipment 5               Apr-08       All             Defective On-train Equipment
                                                                                                          that the IM and RU define and
                                                                                                          keep up to date conditions for
                                                                                                          train running in degraded
OPE           Published      3/25/2010      4.2.3.3.2      Informing the Infrastructure                   mode OTM TSI requires
                                                                                                          The HS                             GE/RT8000    Rule Book: Preparation and      3            Apr-07       All             Rule Book: Preparation and
                                                           Manager of the train's                         that the RU informs the IM of      module TW2   working of multiple-unit                                                  working of multiple-unit
                                                           operational status                             anything that affects the train                 passenger trains                                                          passenger trains
                                                                                                          or might affect the trains
                                                                                                          running prior to departure or
                                                                                                          during the journey




                                                                                                                                                                                                                                                                                                                              Page 22 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status     Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,           Document     Document Title                  Issue Number Issue date   Clause   NTR clause title (measure          Comment on NTR including, if Comment
                             specific TSI  number          name, if not in published      number          identifying the open point        containing                                                             number   name)                              necessary, reason for        (including, where relevant,
                             last reviewed referencing     TSI)                           within TSI                                        NTR                                                                                                                notification                 timescales to migrate into
                                           open point                                     clause (1, 2, 3                                                                                                                                                                                   RGSs)
                                                                                          …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.
              Published     3/25/2010       4.2.3.3.2    Informing the Infrastructure                     The HS OTM TSI requires           GE/RT8000    Rule Book: Preparation and      2            Nov-04       All      Rule Book: Preparation and
                                                         Manager of the train's                           that the RU informs the IM of     module TW3   working of locomotive-hauled                                       working of locomotive-hauled
                                                         operational status                               anything that affects the train                trains (including HSTs, push-                                      trains (including HSTs, push-
                                                                                                          or might affect the trains                     pull, postal, parcels)                                             pull, postal, parcels)
                                                                                                          running prior to departure or
                                                                                                          during the journey
OPE           Published      3/25/2010      4.2.3.3.2      Informing the Infrastructure                   The HS OTM TSI requires           GE/RT8000    Rule Book: Preparation and       3           Apr-08       All      Rule Book: Preparation and
                                                           Manager of the train's                         that the RU informs the IM of     module TW5   movement of trains. Defective                                      movement of trains. Defective
                                                           operational status                             anything that affects the train                or isolated vehicles or on-train                                   or isolated vehicles or on-train
                                                                                                          or might affect the trains                     equipment                                                          equipment
                                                                                                          running prior to departure or
                                                                                                          during the journey
OPE           Published      3/25/2010      4.2.3.3.2      Informing the Infrastructure                   The HS OTM TSI requires           GO/RT3437    Defective On-train Equipment 5               Apr-08       All      Defective On-train Equipment
                                                           Manager of the train's                         that the RU informs the IM of
                                                           operational status                             anything that affects the train
                                                                                                          or might affect the trains
                                                                                                          running prior to departure or
                                                                                                          during the journey
OPE           Published      3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires           GE/RT8000    Rule Book: AC Electrified       1            Jun-03       All      Rule Book: AC Electrified
                                                                                                          that in any case of degraded      module AC3   Lines: Working on or near to                                       Lines: Working on or near to
                                                                                                          operation associated with the                  the OLE                                                            the OLE
                                                                                                          Infrastructure Manager’s area
                                                                                                          of responsibility, the
                                                                                                          Infrastructure Manager must
                                                                                                          give formal instructions to
                                                                                                          drivers on what measures to
                                                                                                          take in order to safely
                                                                                                          overcome the degradation.
OPE           Published      3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires           GE/RT8000    Rule Book: Amendments           7            Oct-08       All      Rule Book: Amendments
                                                                                                          that in any case of degraded      module AM    module                                                             module
                                                                                                          operation associated with the
                                                                                                          Infrastructure Manager’s area
                                                                                                          of responsibility, the
                                                                                                          Infrastructure Manager must
                                                                                                          give formal instructions to
                                                                                                          drivers on what measures to
                                                                                                          take in order to safely
                                                                                                          overcome the degradation.
OPE           Published      3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires           GE/RT8000    D.C. Electrified Lines          1            Oct-06       All      D.C. Electrified Lines
                                                                                                          that in any case of degraded      module DC
                                                                                                          operation associated with the
                                                                                                          Infrastructure Manager’s area
                                                                                                          of responsibility, the
                                                                                                          Infrastructure Manager must
                                                                                                          give formal instructions to
                                                                                                          drivers on what measures to
                                                                                                          take in order to safely
                                                                                                          overcome the degradation.
OPE           Published      3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires           GE/RT8000    Rule Book: Train stopped by     1            Jun-03       All      Rule Book: Train stopped by
                                                                                                          that in any case of degraded      module M1    train accident, fire or                                            train accident, fire or
                                                                                                          operation associated with the                  accidental division                                                accidental division
                                                                                                          Infrastructure Manager’s area
                                                                                                          of responsibility, the
                                                                                                          Infrastructure Manager must
                                                                                                          give formal instructions to
                                                                                                          drivers on what measures to
                                                                                                          take in order to safely
                                                                                                          overcome the degradation.
OPE           Published      3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires           GE/RT8000    Rule Book: Train stopped by     2            Oct-08       All      Rule Book: Train stopped by
                                                                                                          that in any case of degraded      module M2    train failure                                                      train failure
                                                                                                          operation associated with the
                                                                                                          Infrastructure Manager’s area
                                                                                                          of responsibility, the
                                                                                                          Infrastructure Manager must
                                                                                                          give formal instructions to
                                                                                                          drivers on what measures to
                                                                                                          take in order to safely
                                                                                                          overcome the degradation.




                                                                                                                                                                                                                                                                                                                      Page 23 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure   Measure         Comment on TSI measure,         Document     Document Title                Issue Number Issue date   Clause   NTR clause title (measure         Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published      number          identifying the open point      containing                                                           number   name)                             necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                           within TSI                                      NTR                                                                                                             notification                 timescales to migrate into
                                          open point                                     clause (1, 2, 3                                                                                                                                                                              RGSs)
                                                                                         …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.drivers
              Published     3/25/2010       4.2.3.6.2    Advice to train                                 The HS OTM TSI requires         GE/RT8000    Rule Book: Floods and snow    1            Jun-03       All      Rule Book: Floods and snow
                                                                                                         that in any case of degraded    module M4
                                                                                                         operation associated with the
                                                                                                         Infrastructure Manager’s area
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires         GE/RT8000    Rule Book: Managing           1            Jun-03       All      Rule Book: Managing
                                                                                                         that in any case of degraded    module M5    accidents                                                        accidents
                                                                                                         operation associated with the
                                                                                                         Infrastructure Manager’s area
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires         GE/RT8000    Rule Book: Single line working 2           Oct-08       All      Rule Book: Single line working
                                                                                                         that in any case of degraded    module P1
                                                                                                         operation associated with the
                                                                                                         Infrastructure Manager’s area
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires         GE/RT8000    Rule Book: Working single     2            Oct-07       All      Rule Book: Working single
                                                                                                         that in any case of degraded    module P2    and bi-directional lines by                                      and bi-directional lines by
                                                                                                         operation associated with the                pilotman                                                         pilotman
                                                                                                         Infrastructure Manager’s area
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires         GE/RT8000    Rule Book: Observing and      1            Jun-03       All      Rule Book: Observing and
                                                                                                         that in any case of degraded    module S2    obeying fixed signals                                            obeying fixed signals
                                                                                                         operation associated with the
                                                                                                         Infrastructure Manager’s area
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires         GE/RT8000    Rule Book: Train warning      3            Oct-08       All      Rule Book: Train warning
                                                                                                         that in any case of degraded    module S3    systems (AWS and TPWS)                                           systems (AWS and TPWS)
                                                                                                         operation associated with the                and reporting signalling                                         and reporting signalling
                                                                                                         Infrastructure Manager’s area                failures and irregularities                                      failures and irregularities
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                        The HS OTM TSI requires         GE/RT8000    Rule Book: Trains or shunting 3            Oct-08       All      Rule Book: Trains or shunting
                                                                                                         that in any case of degraded    module S4    movements detained, or                                           movements detained, or
                                                                                                         operation associated with the                vehicles left, on running lines                                  vehicles left, on running lines
                                                                                                         Infrastructure Manager’s area
                                                                                                         of responsibility, the
                                                                                                         Infrastructure Manager must
                                                                                                         give formal instructions to
                                                                                                         drivers on what measures to
                                                                                                         take in order to safely
                                                                                                         overcome the degradation.




                                                                                                                                                                                                                                                                                                                Page 24 of 25
LIST OF NTRs FOR CURRENT HIGH SPEED RAIL TSIs PROPOSED TO THE DfT ON 03 APRIL 2010 FOR NOTIFICATION TO EUROPEAN COMMISSION
In accordance with the Railways (Interoperability) Regulations 2006, verification of conformity with these national technical rules shall be carried out by a Notified Body.
Please note that changes indicated in this list are those occurring since the previous notification to the EC. Updates are highlighted in orange and deletions are crossed through.

TSI Name      TSI Status    Date NTRs for TSI clause      TSI clause title (or measure       Measure         Comment on TSI measure,          Document     Document Title                  Issue Number Issue date   Clause         NTR clause title (measure          Comment on NTR including, if Comment
                            specific TSI  number          name, if not in published          number          identifying the open point       containing                                                             number         name)                              necessary, reason for        (including, where relevant,
                            last reviewed referencing     TSI)                               within TSI                                       NTR                                                                                                                      notification                 timescales to migrate into
                                          open point                                         clause (1, 2, 3                                                                                                                                                                                        RGSs)
                                                                                             …)
OPE           High Speed Rolling Stock TSI, OJEU Reference 2008/232/EC.drivers
              Published     3/25/2010       4.2.3.6.2    Advice to train                                     The HS OTM TSI requires          GE/RT8000    Rule Book: Passing a signal     2            Apr-08       All            Rule Book: Passing a signal
                                                                                                             that in any case of degraded     module S5    at danger                                                                at danger
                                                                                                             operation associated with the
                                                                                                             Infrastructure Manager’s area
                                                                                                             of responsibility, the
                                                                                                             Infrastructure Manager must
                                                                                                             give formal instructions to
                                                                                                             drivers on what measures to
                                                                                                             take in order to safely
                                                                                                             overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                            The HS OTM TSI requires          GE/RT8000    Rule Book: Speeds               3            Apr-08       All            Rule Book: Speeds
                                                                                                             that in any case of degraded     module SP
                                                                                                             operation associated with the
                                                                                                             Infrastructure Manager’s area
                                                                                                             of responsibility, the
                                                                                                             Infrastructure Manager must
                                                                                                             give formal instructions to
                                                                                                             drivers on what measures to
                                                                                                             take in order to safely
                                                                                                             overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                            The HS OTM TSI requires          GE/RT8000    Rule Book: Preparation and       3           Apr-08       All            Rule Book: Preparation and
                                                                                                             that in any case of degraded     module TW5   movement of trains. Defective                                            movement of trains. Defective
                                                                                                             operation associated with the                 or isolated vehicles or on-train                                         or isolated vehicles or on-train
                                                                                                             Infrastructure Manager’s area                 equipment                                                                equipment
                                                                                                             of responsibility, the
                                                                                                             Infrastructure Manager must
                                                                                                             give formal instructions to
                                                                                                             drivers on what measures to
                                                                                                             take in order to safely
                                                                                                             overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                            The HS OTM TSI requires          GE/RT8000    Rule Book: Wrong direction      2            Apr-08       All            Rule Book: Wrong direction
                                                                                                             that in any case of degraded     module TW7   movements                                                                movements
                                                                                                             operation associated with the
                                                                                                             Infrastructure Manager’s area
                                                                                                             of responsibility, the
                                                                                                             Infrastructure Manager must
                                                                                                             give formal instructions to
                                                                                                             drivers on what measures to
                                                                                                             take in order to safely
                                                                                                             overcome the degradation.
OPE           Published     3/25/2010      4.2.3.6.2      Advice to train drivers                            The HS OTM TSI requires          GE/RT8000    Rule Book: Level crossings      4            Apr-08       All            Rule Book: Level crossings
                                                                                                             that in any case of degraded     module TW8
                                                                                                             operation associated with the
                                                                                                             Infrastructure Manager’s area
                                                                                                             of responsibility, the
                                                                                                             Infrastructure Manager must
                                                                                                             give formal instructions to
                                                                                                             drivers on what measures to
                                                                                                             take in order to safely
                                                                                                             overcome the degradation.
OPE           Published     3/25/2010      4.7.1          Introduction                                       The HS OTM TSI requires          GE/RT8070    Testing Railway Safety Critical 2            Dec-08       All            Testing Railway Safety Critical
                                                                                                             that national rules of the                    Workers for Drugs and Alcohol                                            Workers for Drugs and Alcohol
                                                                                                             Member State where a train
                                                                                                             service is operated apply with
                                                                                                             regard to defined limits of
                                                                                                             alcohol and drugs.
Assessment
OPE           Published     3/25/2010                     Derogations against Railway                                                         RGSC 01      Railway Group Standards         3            Jun-08       Section 6      Deviations                  This mandates the process for
                                                          Group Standards notified as                                                                      Code                                                                                                 the authorisation of Derogations
                                                          national technical rules to fill                                                                                                                                                                      against Railway Group
                                                          open points                                                                                                                                                                                           Standards
OPE           Published     3/25/2010                     Derogations against Railway                                                         RGSC 02      Railway Group Standards         2            Oct-09       Section 10,    Deviations from RGSs; and   This mandates the process for
                                                          Group Standards notified as                                                                      Manual                                                    Section 14.4   Derogations from NTRs which the authorisation of Derogations
                                                          national technical rules to fill                                                                                                                                          are RGSs                    against Railway Group
                                                          open points                                                                                                                                                                                           Standards




                                                                                                                                                                                                                                                                                                                              Page 25 of 25

								
To top