�Rotten Social Background�: Should the Criminal Law Recognize
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“Rotten Social Background”: Should
the Criminal Law Recognize a Defense
of Severe Environment Deprivation?
Richard Delgado
IV. A New Defense
An environment of extreme poverty and deprivation
creates in individuals a propensity to commit crimes
The criminal law does not recognize a rotten social
background, as such, as relevant to the issue of guilt
Two purposes that the writer discusses in this article:
1. To analyze the legal and moral argument for a new defense of
rotten social background
2. To suggest possible models for such a defense
A. The Case for a Rotten Social Background
(RSB) Defense
Where extreme social and economic disadvantage demonstrably creates
a defendant’s criminal propensity, punishment may be inappropriate
from two perspectives:
Because the Rotten Social Background criminal’s behavior can be defended on
theories of justification and excuse
Because society’s rationales for inflicting punishment are undetermined
The defendant’s culpability: justification and excuse
Conventional legal theory – “the law itself can provide illuminating points of
reference for moral evaluation of illegal violence”
Excuse asserts that although the conduct is wrongful, the actor cannot
be blamed for it
Focuses on the subjective blameworthiness of the actor
The central theme of excuses is that the actor is not responsible for his or her
actions, excuses are highly individualized and subjective.
Justification
Asserts that conduct is not wrongful.
Focuses on the objective quality of the act
As Frederick Engels observed, “{e} veryone is responsible and
yet no one is responsible.”
The effect of justification is to condone and encourage the RSB
defendant’s conduct, a result that may seem morally and
prudentially wrong.
All justification defenses are limited by two requirements:
The action must be necessary to protect the interest at stake
The action must be proportional to the threatened harm
In the language of justification, then, the RSB defendant can be
seen as acting to protect important personal interests.
If an individual is entitled to use force to protect his or her rights
against a representative of the society which oppresses him or
her, he or she may still be bound by a higher moral duty to that
person as a human being.
Excuse
The central theme of excuses is that the actor is not responsible for his or her
actions; excuses are highly individualized and subjective.
An excuse defense argues that a disability caused an excusing condition. There
are four categories of excusing condition:
1.When the conduct was not the product of the actor’s voluntary effort
2.When the conduct is voluntary but the actor does not accurately perceive its nature
or consequences
3.When the actor perceives the nature and results of his or her conduct but does not
see them as wrong or criminal
4.When the actor understands the wrongfulness of his or her conduct but does not
have the ability to control it
United States v. Alexander
One objective to analyzing a rotten social backgrounds as a disability is that
not all persons with rotten social backgrounds commit crimes.
Fletcher – “is that admitting a defense obscures the distinction between the
actor’s character and the circumstances affecting his or her capacity for
choice. In Fletcher’s words, “it goes without saying that a person’s life
experience may shape his character.” An excuse, however, “must represent a
limited, temporal distortion of the actor’s character.”
The rotten social background is relevant only in that it can cause an excusing
condition
Responding to the criminal: society’s entitlement to punish
“To say that a person deserves a certain punishment is not to say that someone is
justified in inflicting it.”
Retributive Theories – according to most retributive theories, punishment is inflicted
simply because justice requires (or permits) it, whether viewed from the perspective of
society or that of the wrongdoer.
This theory can morally justify punishment because it focuses entirely on the just
deserts (or rights) of the individual in his or her relation to society, rather than on any
instrumental purposes punishment might serve.
Utilitarian Theories – the purpose of law is to increase the total happiness of society
and minimize the total pain.
There are two theories of how this preventive purpose is achieved: deterrence and
rehabilitation.
Deterrence – argues that punishment prevents crime by making an example of the
criminal; punishment functions as a threat and warning.
Rehabilitation – can prevent future crime by rehabilitating the offender – by finding
and treating those personality aspects, which predispose him or her to commit crime.
Rehabilitation assumes that offenders are “sick,” psychologically or morally, and may
be required to undergo personality modification to regain their health.
Possible Models
Excuses
Involuntary rage
Isolation from dominant culture
Inability to control conduct
Public Policy Defense
Public policy defenses are based on the idea that crime often directly
results from poverty and social neglect and, as such, society should take
responsibility for it.
Justification
Is not an acceptable model for a new defense based on RSB.
Mitigation of Sentence
Evidence of RSB should be admissible during sentencing as a special
circumstance, which made conforming to the law especially difficult.
Summary
Destitution and neglect affect individual
behavior and choice; they are thus highly
relevant to issues of criminal responsibility.
The simplest meaning of fairness in criminal
trials is that no one should be punished without
first having the opportunity to argue the issue of
his or her culpability. The best reason for a
defense acknowledges a rotten social
background is that it is unfair to ignore it.
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