Wielicki Science Value Matrix July 8 2010
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Bruce Wielicki
CLARREO Science Meeting
July 8, 2010
Use or disclosure of the data contained on this sheet is subject to restrictions 1
Decadal Survey defines CLARREO
NOAA CLARREO
• CERES (Clouds and Earth’s Radiative
Energy System)
• TSIS (Total Solar Irradiance Sensor)
NASA CLARREO
• Solar reflected spectra: SI traceable
relative uncertainty of 0.3% (k=2)
• Infrared emitted spectra: SI traceable
uncertainty of 0.1K (k=3)
• Global Navigational Satellite System
Radio Occultation: SI traceable
uncertainty of 0.1K (k=3)
CLARREO is a Cornerstone of the Climate Observing System
-2
Decadal Survey defines
NASA CLARREO
Societal Benefits
Enable knowledgeable policy decisions based on internationally
acknowledged climate measurements and models through:
- Observation of high accuracy long-term climate change trends
- Use the long term climate change observations to test and improve climate
forecasts.
Science Objectives
Make highly accurate and SI-traceable decadal change
observations sensitive to the most critical but least understood
climate radiative forcings, responses, and feedbacks
- Infrared spectra to infer temperature and water vapor feedbacks, cloud
feedbacks, and decadal change of temperature profiles, water vapor profiles,
clouds, and greenhouse gas radiative effects
- GNSS-RO to infer decadal change of temperature profiles
- Solar reflected spectra to infer cloud feedbacks, snow/ice albedo feedbacks,
and decadal change of clouds, radiative fluxes, aerosols, snow cover, sea ice,
land use
- Serve as an in-orbit standard to provide Reference Intercalibration for
broadband CERES, and operational sounders (CrIS, IASI), imagers such as
VIIRS, AVHRR, geostationary
A Mission with Decadal Change Accuracy Traceable to SI Standards
-3
CLARREO Science Requirements:
Process and Pre-Phase A Team
• NRC Decadal Survey: original science community input and mission
• Requirements further developed over 3 years of science studies:
– 2 open science community workshops (3 days each)
– 4 science team meetings (2 to 3 days each)
– Weekly telecons for science review and input
• Pre-phase A Science Team:
Organization Role Relevant Expertise
NASA Langley Mission Lead FIRST/CERES/CALIPSO/SAGE, RS/IR intercalibration
IR Inst Lead RS/IR orbit sampling, RS fingerprinting, Radxfer
Models
Climate Obs IIP for IR instrument.
Harvard Univ. IR Science/Inst INTESSA/IR Spectra fingerprinting, dec. change accuracy
GNSS-RO RO science, sampling, instruments, SI traceability, IR
IIP
Univ. Wisconsin IR Science/Inst SHIS/CrIS/AIRS, IR intercalibration, SI traceability, IR IIP
GSFC/GISS RS Lead/RS Inst MODIS/VIIRS/APS/SeaWiFS lunar cal, SI traceability
CU-LASP Solar Cal/RS Inst SORCE/TSIS, RS SI traceability, IIP for RS instrument
NIST SI traceability IR and RS standards, SIRCUS, HIP, LUCI lunar cal
JPL GNSS-RO/IR AIRS/GNSS-RO
Univ. Maryland IR orbit sampling Diurnal sampling studies
GFDL/Berkeley Climate Models CLARREO climate OSSEs: Obs System Simulation Exp
NPL/Imp Coll. International
UK A diverse expertise science TRUTHS RS SI traceability/GERB/IR interferometers
team to set requirements
-4
CLARREO and Climate Science
Process Inter-calibration
CLARREO
Climate Change
Calibration 1st
Approach
Climate Benchmarks
-5
Science Value Metrics
• Science Value of a Science Objective =
Science Impact * Trend Accuracy * (Record Length)0.5 * Verification * Risk
• Science Impact
– Uniqueness of CLARREO contribution
– Importance of science objective to reducing climate change uncertainties
• Accuracy
– Accuracy in decadal change trends
• Climate Record Length
– Sqrt(record length) reduction in noise from natural variability
• Verification
– SI traceable calibration verification
– Independent instruments, analysis, observations
• Risk
– Technological, budget, schedule, flexibility of mission options
Instrument Absolute Accuracy set for < 20% Trend Accuracy Degradation
Use or disclosure of the data contained on this sheet is subject to restrictions 6
Science Value Factors Multiplicative
• Science Value of a Science Objective =
Science Impact * Trend Accuracy * (Record Length)0.5 * Verification * Risk
• Why not additive instead of multiplicative?
– If no climate science impact, no value: despite accuracy
– If poor accuracy in trends: reduces value of the entire mission
– If record length too short: start all benchmarks will be lost in short term
climate noise. Example: perfect high impact data for one month
– If accuracy cannot be verified: science and societal impact is reduced
– If a high risk approach is taken, reduces chance of success
– All of these factors tend to act multiplicatively for mission value
• Primary questions are:
– Are we missing any key factors?
– Do we have the power of each factor correct? Linear? Other?
Use or disclosure of the data contained on this sheet is subject to restrictions 7
Science Impact
• Select Science Objectives
– Recall our long discussions about whether to use our measurements or
climate variables as science objectives:
• Measurements:
– IR spectral radiance,
– RS spectral nadir reflectance,
– RO doppler shift, refractivity
• Climate variable decadal change whose information content is contained in
our measurements:
– temperature profile, water vapor profile,
– reflected and emitted fluxes
– water vapor feedback, lapse rate feedback, cloud feedback
– Information content can be through either:
Spectral Fingerprinting decadal change
Reference Intercalibration of other instruments (CrIS, CERES, VIIRS)
Measurements vs Climate Variables
Use or disclosure of the data contained on this sheet is subject to restrictions 8
Science Impact
• Measurements: Arguments For:
– Most direct use of SI traceable measure
– Can be directly compared to climate model predicted spectral change in
the future (e.g. our climate OSSEs)
– Easier communication of goals to engineering team
• Measurements: Arguments Against:
– Obscures relationship of observation to climate variable goals,
assessment reports (IPCC)
– Multiple climate science goals in single measurement and composite
weights will be needed
– Less clear for combined RO/IR or IR/RS goals
– Not GCOS climate variables
– No other satellite missions use this approach
– Looks too instrument focused and not science focused
– Doesn’t communicate as well to NASA HQ, OMB, OSTP
Use or disclosure of the data contained on this sheet is subject to restrictions 9
Science Impact
• Climate Variable Decadal Change: Forcing/Response/Feedback
• Arguments For:
– Easiest to relate to IPCC, GCOS, other assessment reports
– Communicates more easily to HQ, OMB/OSTP
– Can be compared to climate model predictions (current and future)
– More direct relation to science goals (forcing, response, feedback)
– Easier to accommodate multi-instrument objectives (e.g. IR/RS)
• Arguments Against:
– Less clear relation to SI traceable measurements
– Less clear communication to engineering community
Use or disclosure of the data contained on this sheet is subject to restrictions 10
May09 ST Meeting Science Objectives
May 2009 Science Objectives: Climate Forcing and Response
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May09 ST Meeting Science Objectives
May 2009 Science Objectives: Climate Feedback
- 12
Science Impact
Blue = CLARREO Solar Reflected Spectra Science
Red = CLARREO IR spectra & GNSS-RO Science
- Temperature
Earth's - Water Vapor
Climate - Clouds
- Radiation
- Snow/Ice Cover
- Greenhouse Gases
- Surface Albedo Cloud Feedback
Water Vapor/Lapse Rate Feedback
Snow/Ice Albedo Feedback
Roe and Baker, 2007
50% of CLARREO Science Value is in Reflected Solar Spectra
50% of CLARREO Science Value is in Infrared Spectra & GNSS-RO
100% of CLARREO Science Value is in the Accuracy of the Data
Use or disclosure of the data contained on this sheet is subject to restrictions 13
Science Impact
Climate Sensitivity uncertainty is
driven by uncertain feedbacks:
Factor of 3 uncertainty in
response to doubled 0.26
0.24
CO2
0.09
0.05
Climate Change Response:
Temperature Profile,
Water Vapor Profile, Effective Climate Forcings (W/m2): 1750-2000
Cloud Properties,
Surface albedo (snow, sea-
ice,
land cover)
Radiative Forcings:
Verify greenhouse gas
infrared radiation effects
Use by
Aerosols advances or disclosure of the data contained on this sheet is subject to restrictions 14
Science Impact Metric
• Forcing, Response, and Feedback uncertainties are weighted equally
• Try to avoid a long list of climate variables: lacks focus
• For feedbacks: total value of 7.5, use a weighting factor proportional to
uncertainty (e.g. IPCC (2007), Soden and Held (2006), Bony et al., etc)
• Cloud feedback total weight: 4: largest uncertainty for climate sensitivity
• Water vapor/lapse rate weight: 2: uncertainty is 1/2 of cloud feedback and
accounts for negative correlation of lapse rate and water vapor feedbacks
• Snow/Ice albedo feedback weight: 1.5 uncertainty is 1/3 of cloud
feedback
• For responses: total sum of value is 9 (~ equal to feedbacks)
• Cloud radiative flux and cloud properties response weight: 4
• Temperature/Water Vapor profile response weight: 4
• Note that for responses: Temp/W.Vapor = Cloud Fluxes/Properties to give
added weight to value of temperature water vapor trends.
• Vegetation Index weight: 1
• Snow/ice response not currently included: include and reduce others?
• Global net flux change currently not included: Trenberth paper? Add?
Use or disclosure of the data contained on this sheet is subject to restrictions 15
Science Impact
• Forcing Weights: Total value is 8 for a full climate observing system, but
following our APS/ACE team discussions and review, CLARREO only
achieves a weight of 2 out of 8. Rest is APS/EarthCARE/ACE
• Total uncertainty in radiative forcing given a weight of 8, just like
feedbacks and responses.
• Largest uncertainties are aerosol indirect effect and direct effect
• Aerosols: CLARREO contribution is set to a value of 1.5 out of 8 for value
of improved calibration of VIIRS (includes CLARREO ability to determine
VIIRS polarization sensitivity with scan angle) for aerosol forcing (not as
accurate as APS or ACE missions)
• Land albedo forcing: CLARREO contribution is set to a value of 0.5 out of
8 for improved calibration of VIIRS surface albedo.
• Rest of aerosol value is assumed to come from aerosol information
provided by other missions: e.g. APS, EarthCARE, and ACE
• Add greenhouse gas radiative forcing verification? Weight?
• Total current value is 2 out of possible 8.
Use or disclosure of the data contained on this sheet is subject to restrictions 16
Fall, 2010 Baseline: IR-RS-RO repeat in 3 to 6
months
Framework ties to decadal change observation accuracy requirements
- 17
Value Metric: Decadal Change Accuracy
• Degradation of accuracy of an actual climate observing system relative to a
perfect one (fractional error Fa in accuracy) is given by:
Fa = (1 + Sf 2i)1/2 - 1 , where f 2i = s 2i ti / s 2var tvar
for linear trends where s is standard deviation, t is autocorrelation time, svar
is natural variability, and si is one of the CLARREO error sources.
• Degradation of the time to detect climate trends relative to a perfect observing
system (fractional error in detection time Ft) is similarly given by:
Ft = (1 + Sf 2i)1/3 – 1
• For small values of Fa, Ft ~ 2/3 Fa
• CLARREO Level 1 Requirement: Fa = 0.2 (20%), Ft = 0.15 (15%)
• Science Value Equation Accuracy Metric: Va = 1.2/(Fa+1)
– Example factor of 2 loss in accuracy is factor of 2 loss in science value
– Do we need a different power law on this metric? Different form? Logic for selection?
Use or disclosure of the data contained on this sheet is subject to restrictions 18
Goal of within 20% accuracy of an ideal
climate observing system is critical!
Example for
Temperature Trends
-CLARREO accuracy goals
are optimal cost/value
-High confidence critical
for policy decisions
-CLARREO accuracy
designed to provide
that confidence.
Climate Change Accuracy is Critical to Making Difficult Policy Decisions
Use or disclosure of the data contained on this sheet is subject to restrictions 19
Value Metric: Length of Record
• Decadal change trend accuracy (Leroy et al., 2008)
[ (dm)2 ] = 12(Dt)-3(s 2vartvar + s 2meastmeas)
(dm) ~ (Dt)-3/2
• Accuracy increases as Dt -1 as a result of increasing anthropogenic trend
signals over time (“baseline”). This value is present as long beginning of
CLARREO record is at least 5 years: i.e. gaps can be tolerated. Would not
work for very short CLARREO beginning record (i.e. 1 month or 1 year).
• Accuracy further increases as (Dt) -1/2 as a result of time averaging of noise
from natural variability: directly related to the total CLARREO climate record
length over multiple missions
• Value metric for length of record: Vt = (Δt)0.5
where Dt is the CLARREO record length expected with 75% probability of
occurrence.
Anthropogenic trend accuracy increases with climate record length
- 20
Value Metric: Length of Record
• Summary of launch, satellite, instrument reliability determination
• Probability of survival on orbit as a function of time:
– launch vehicle success rate 97% (mature launch vehicle such as Delta 2)
– spacecraft survival for 3 years: 95% (98.3% survivability per year)
– instrument survival for 3 years: 90% (96.6% survivability per year)
– These reliability values are moderate and typical of class C missions:
class D missions are lower reliability, class B missions (Terra, Aqua,
NPOESS) are higher reliability
– Uses selective redundancy of components (e.g. electronics)
• Engineering experience with 100s of missions shows that survivability over
time for spacecraft and instruments is roughly a constant survivability per
year, i.e.
P(n) = Sn ,
where P(n) is the likelihood of surviving n years on orbit, and S is the
survivability per year for the spacecraft or instrument.
- 21
Value Metric: Length of Record
• Most spacecraft and instrument failures are caused by electronics failures
• Failure of launch, spacecraft and instruments are independent
– P(n) = Sl * (Ss)n * (Si)n, where the subscripts indicate survival probability for launch,
spacecraft, and instrument
– Example: probability of one IR spectrometer surviving 5 years on orbit for one
CLARREO spacecraft is then:
P(5) = Sl * (Ss)5 * (Si)5= 75% n(P=75%) = 5 yrs
– Probability of 2 spectrometers surviving 5 years on orbit for one spacecraft:
P(5) = Sl * (Ss)5 * (Si)5 * (Si)5 = 53% n(P = 75%) = 3 yrs
- Probability of at least 1 IR spectrometer surviving 5 years with two satellites on orbit,
each with an IR spectrometer (i.e. total redundancy) is the same as the probability of
neither surviving: i.e. (1-P(n))2:
P(5) = (1 – Sl * (Ss)n * (Si)n )2 = 94% n(P = 75%) = 13 yrs
- Probability of both IR spectrometers surviving 5 years with 1 IR spectrometer on each
of 2 satellites:
P(5) = ( Sl * (Ss)5 * (Si)5 )2 = 0.752 = 56% n(P = 75%) = 2.5 yrs
- 22
Value Metric: Length of Record
• Climate record length for any CLARREO science objective is then:
– The number of years that the required instrument or instruments for that science
objective, as well as the supporting spacecraft will survive with 75% likelihood.
• Record length will be reduced for any science objectives that require more
than one instrument: whether they are on one spacecraft or two.
– Most science objectives can be achieved with one instrument
– Cloud feedback requires both IR and RS spectrometers
– Current science value matrix assumes that the requirement for on orbit
verification by an independent instrument requires one year of overlap
– If the length of the climate record is defined as only when two IR or two RS
instruments are operating: it will shorten from 13 years to 3 years.
– For one of 2 IR and one of 2 RS surviving: 8 year record length at 75%
• Cost of the mission will increase with reliability, but so will science value.
• Record length will increase with increased instrument & s/c reliability
• Climate focused missions need a more rigorous focus on mission length to
date only CERES, SeaWiFS, and CLARREO have seriously looked at this as
a system with multiple instruments and spacecraft involved.
- 23
Verification Metric
• For climate change, verification is a key element for high confidence in use of
the data for climate research and for societal decisions
• While CLARREO is leading this effort, it is an issue for all climate missions
• March Geneva workshop: climate and metrology researchers
• 3 key characteristics of internationally accepted SI standards
– Peer Review of the observations, methodology, and uncertainty analysis
– Open documentation
– Comparison of independently derived observations, methodology, and uncertainty
• Verification has several levels for CLARREO instrument SI traceability:
– Ground calibration and verification
– In-orbit calibration and verification
Verification with a single instrument (e.g. blackbody emissivity)
Verification using multiple copies of the same instrument (e.g. IR to IR)
Verification using independent instruments (e.g. CLARREO RS and TRUTHS RS,
aircraft underflights, CLARREO RS use of lunar and solar cal targets, compared to
independent SI traceable TSIS spectral solar irradiance, and NIST lunar irradiance
from high altitude balloon experiments.
Verification against independent instruments is most like the metrology standards
Use or disclosure of the data contained on this sheet is subject to restrictions 24
Verification Metric
• Verification of uncertainties in the entire chain from SI to decadal change
– Orbit sampling (e.g. predict then verify error)
– Spectral Fingerprinting
– Reference Intercalibration (e.g. CLARREO to CrIS and IASI, CrIS to IASI)
– Retrieval bias stability (e.g. optimal climate change retrieval methods may differ
from optimal weather or instantaneous process mission retrieval methods)
• Current verification factor Vv is very simple.
– Vv = 2, if at least 1 year of overlap for 2 identical CLARREO instruments
– Vv = 1.5 for mid-IR verification by aircraft underflights with only 1 IR instrument
– Vv = 1.0 for far-IR verification if only 1 IR instrument (aircraft verification difficult)
– Likelihood of achieving 1 year of overlap on orbit (see survivability discussion in
record length section) is used to weight the values between the cases above
– Currently not accounting for any higher verification factors for fully independent
in-orbit verification such as CLARREO RS vs TRUTHS RS, because TRUTHS is
only a proposed mission. This could change in the future.
Use or disclosure of the data contained on this sheet is subject to restrictions 25
Risk Metric
• Risk has currently only been evaluated by the engineering team for the
instrument/spacecraft/launch vehicle risks, which usually dominate mission risk
analysis for a program.
• Overall, the engineering team evaluates the risks of the RS and IR instruments as
roughly equivalent. Neither are pushing a technological low TRL level requirement.
Risk of RO instrument is also low.
• Risks including technical, schedule, cost, and programmatic are typically handled by
the project as separate from science value (e.g NASA SP-2007-6105 Rev 1)
• Current science value matrix has not used risk as a discriminator for overall mission
design, but this could be included in the future based on:
– Desire to combine project risk and science value in an overall metric
– Changing launch vehicle risks
– Experience with breadboard developments changing technology risks
– Desire to explicitly include science risks as separate from technology risks
• Risk metric should continue to be examined through phase A
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Example Mission Scenarios
• Following charts give examples of taking the strawman Science
Value Matrix approach and applying to a range of mission
designs.
Use or disclosure of the data contained on this sheet is subject to restrictions 27
IR-RS-RO in 2017, repeat in 2020
98% vs 2010 fall baseline, verification reduced, record length increased
Use or disclosure of the data contained on this sheet is subject to restrictions 28
IR-RS-RO single s/c, minimum mission
47% vs 2010 fall baseline: greatly reduced verification and record length
Use or disclosure of the data contained on this sheet is subject to restrictions 29
IR-RO in 2017, 3yr gap IR-RS-RO in 2020
65% vs 2010 fall baseline, verification reduced, record length reduced
Use or disclosure of the data contained on this sheet is subject to restrictions 30
IR-RO in 2017, repeat in 2020
38% vs 2010 fall baseline, solar science eliminated, verif. & rec length reduced
Use or disclosure of the data contained on this sheet is subject to restrictions 31
Example of Mission Options & Science Value
A way to more quantitatively map mission options to science value…
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Science Values in Matrix Structure
• The CLARREO science objectives
• CLARREO science impact for each objective relative to
uncertainties in climate forcing, response, and feedbacks
• The climate trend accuracy that CLARREO can achieve relative
to a perfect climate observing system including effects of
absolute calibration, orbit sampling, and instrument noise.
• The effect of climate record length and therefore mission
reliability in launch, spacecraft, and instrument design life, as
well as mission launch schedules.
• The ability to verify the accuracy of calibration in orbit.
An integrated view of ties between science value and mission design.
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Backup Slides
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Use or disclosure of the data contained on this sheet is subject to restrictions 35
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