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									                                        State of Alaska Department of Transportation & Public Facilities
                                                   Statewide Design & Engineering Services

                              STORM WATER POLLUTION PREVENTION PLAN REVIEW CHECKLIST

                             Project Name:
                             Project Number:
                             Date SWPPP Submitted to DOT&PF:
                             Date of Review:
                             Reviewer:
                             SWPPP Approved?  No        Yes

Use this checklist when reviewing a Storm Water Pollution Prevention Plan (SWPPP) that has been
submitted by a contractor. The purpose of this checklist is to ensure that the SWPPP includes the Alaska
Department of Environmental Conservation (ADEC) 2011 CGP, the September 21, 2010 EPA Clean
Water Act Consent Decree, and the January 2012 DOT&PF specification requirements. This checklist
follows the topic order of the ADEC SWPPP template, version 1.0.

SECTION 1: GENERAL INFORMATION
                                  Location
Item                                                                                          Requiring
               Requirement           in          Addressed?           Deficiencies
  #                                                                                          Document(s)
                                  SWPPP
1.0 PERMITTEE
       Does the SWPPP identify                                                              2011 CGP:
       the Contractor and                                                                   5.3.1
                                                    No
       DOT&PF as co-                                                                        DOT&PF Spec
                                                    Yes, but
  1    operators/ permittees at                                                             641- 1.06 &
                                                 deficient
       the site, and the areas                                                              2.01
                                                    Yes
       over which each has
       control?
       Does the SWPPP identify                                                              2011 CGP:
                                                    No
       any subcontractors and                                                               5.3.1
                                                    Yes, but
  2    areas where
                                                 deficient
       subcontractors are
                                                    Yes
       conducting activities?
       Does the SWPPP state                                                                 DOT&PF Spec
                                                    No
       which operator/permittee                                                             641-1.06 &
                                                    Yes, but
  3    is responsible for the                                                               2.01
                                                 deficient
       implementation of the
                                                    Yes
       SWPPP?
       Does the SWPPP show
       the lines of authority and
                                                    No
       contact information for
                                                    Yes, but                                DOT&PF Spec
  4    the Superintendent,
                                                 deficient                                  641- 2.01
       SWPPP Manager, and
                                                    Yes
       Subcontractor and Utility
       SWPPP Coordinators?




DOT&PF SWPPP Review Checklist                       1                                     Rev. 4/2012
                                       Location
Item                                                                              Requiring
             Requirement                  in      Addressed?    Deficiencies
  #                                                                              Document(s)
                                       SWPPP
2.0 STORM WATER CONTACTS
       Does the SWPPP identify                                                  2011 CGP:
       the qualified person(s)                                                  5.3.2
       that have the following                                                  DOT&PF Spec
       responsibilities:                                                        641- 1.04,
        SWPPP Manager/                                                         2.01 & 2.04
            Storm Water Lead                         No
        Updating the SWPPP                          Yes, but
  5
        Conducting                               deficient
            Inspections                              Yes
        Conducting
            Monitoring*
        Operating an Active
            Treatment System*
              *If applicable
                                                                                Consent
                                                     No                         Decree: 6a(1)
       Is the name of the
                                                     Yes, but                   2011 CGP:
 6     SWPPP Preparer(s)
                                                  deficient                     5.1.3
       provided?
                                                     Yes                        DOT&PF Spec
                                                                                641- 2.01
                                                                                2011 CGP:
       Do the persons listed for
                                                     No                         5.3.2 &
       positions in this section
                                                     Yes, but                   Appendix C
 7     meet the definition of
                                                  deficient                     DOT&PF Spec
       “qualified person” for
                                                     Yes                        641- 1.04 &
       their named position/role?
                                                                                2.01
       Are these individuals,                                                   DOT&PF Spec
                                                     No
       their positions, and their                                               641- 2.01
                                                     Yes, but
  8    qualifications
                                                  deficient
       documented in Appendix
                                                     Yes
       E?
3.0 PROJECT INFORMATION
3.1 Project Information
       Does the SWPPP provide                        No                         SWPPP
  9
       the project location?                         Yes                        Template
       Does the SWPPP provide                                                   SWPPP
                                                     No
 10 the project latitude and                                                    Template
                                                     Yes
       longitude?
3.2 Project Site-Specific Conditions
       Does the SWPPP                                                           2011 CGP:
       describe the soils,                           No                         5.3.3.2
       topography, drainage                          Yes, but
 11
       patterns, approximate                      deficient
       growing season and                            Yes
       vegetation?
       Does the SWPPP identify                       No                         2011 CGP:
       the mean annual                               Yes, but                   5.3.3.1
 12
       precipitation?                             deficient                     DOT&PF Spec
                                                     Yes                        641- 2.01



DOT&PF SWPPP Review Checklist                        2                         Rev. 4/2012
                                     Location
Item                                                                            Requiring
              Requirement               in      Addressed?    Deficiencies
  #                                                                            Document(s)
                                     SWPPP
                                                   No
       Does the SWPPP specify
                                                   Yes, but
 13    the size (in inches) of the
                                                deficient
       2-year, 24-hour storm?
                                                   Yes
4.0 NATURE OF CONSTRUCTION ACTIVITY
                                                   No                         2011 CGP:
       Does the SWPPP
                                                   Yes, but                   5.3.4.1
 14    describe the function of
                                                deficient
       the project?
                                                   Yes
       Is the intended sequence                    No                         2011 CGP:
       of construction activities                  Yes, but                   5.3.4.2
 15
       that disturb soils                       deficient                     DOT&PF Spec
       described?                                  Yes                        641- 2.01
       Is the size of the property                                            2011 CGP:
       and total area (in acres)                                              5.3.4.3
       expected to be disturbed
                                                   No
       within the Project Zone
                                                   Yes, but
 16 provided (including
                                                deficient
       excavation, grading and
                                                   Yes
       support activities such as
       off-site staging, borrow,
       and waste areas)?
       Does the SWPPP identify                                                2011 CGP:
       all potential sources of                                               5.3.4.5
                                                   No
       pollution that may
                                                   Yes, but
 17 reasonably be expected to
                                                deficient
       affect the water quality of
                                                   Yes
       the storm water
       discharges from the site?
5.0 SITE MAPS (APPENDIX A)
       Does App. A include a                                                  2011 CGP:
       general location of the                                                5.3.4.4 and
       site with enough detail to                                             5.3.5.10
                                                   No
       identify the location of
                                                   Yes, but
 18 the construction site and
                                                deficient
       any waters of the U.S.
                                                   Yes
       (including wetlands)
       within one mile of the
       site?




DOT&PF SWPPP Review Checklist                      3                         Rev. 4/2012
                                    Location
Item                                                                           Requiring
             Requirement               in      Addressed?    Deficiencies
  #                                                                           Document(s)
                                    SWPPP
       Does App. A include site                                              2011 CGP:
       maps containing all the                                               5.3.5
       following information?
           Boundaries of the
       property where
       construction activities
       will occur
           Locations where earth
       disturbing activities will
       occur, noting any phasing
           Location of areas that
       will not be disturbed
           Direction(s) of storm
       water flow and
       approximate slopes after
       grading activities
           Locations where
       control measures will be
       or have been installed
           Locations where
       exposed soils will be or
       have been stabilized
           Locations where post
       construction (permanent)
                                                  No
       storm water controls will
                                                  Yes, but
19     be or have been installed
                                               deficient
           Locations of support
                                                  Yes
       activities: concrete/
       asphalt batch plants,
       equipment staging areas,
       material storage areas,
       disposal areas, borrow
       areas
           Locations where
       authorized non-storm
       water will be used
       including the type
           Locations of all
       waters if the U.S. on the
       site as well as those
       within 2,500 feet of the
       site boundary that may be
       affected
           Locations where
       storm water and/or
       authorized non-storm
       water discharges to
       waters of the U.S. or an
       MS4
           Locations of Sampling
       Points (if applicable)


DOT&PF SWPPP Review Checklist                     4                         Rev. 4/2012
                                     Location
Item                                                                                            Requiring
              Requirement               in        Addressed?            Deficiencies
  #                                                                                            Document(s)
                                     SWPPP
6.0 DISCHARGES
       Does the project include other industrial storm water discharges? (note: if there are no dedicated
       asphalt/concrete plants, the SWPPP must state this)
 20
           No; If no, skip to Item 21.
           Yes:      asphalt plant,    concrete plant; If yes, address 20a.
       Does the SWPPP describe                         No                                      2011 CGP:
       and identify the location                       Yes, but                                5.3.8
 20a
       of discharges associated                    deficient                                   DOT&PF Spec
       with support activities?                        Yes                                     641- 2.01
       Does the project include allowable non-storm water discharges? (note: if there are none, the SWPPP
       must state this)
 21
           No; If no, skip to Item 22.
           Yes; If yes, address Items 21a – b.
       Does the SWPPP identify                                                                 2011 CGP:
       all sources of non-storm                        No                                      1.4.2 & 5.3.9
       water discharges                                Yes, but
 21a
       associated with the site,                   deficient
       and are these consistent                        Yes
       with the list in the CGP?
       Does the SWPPP discuss                          No                                      2011 CGP:
       how non-storm water                             Yes, but                                4.2.7 and 5.3.9
21b
       discharges will be                          deficient
       minimized or controlled?                        Yes

SECTION 2: COMPLIANCE WITH STANDANRDS, LIMITS, AND OTHER APPLICABLE
REQUIREMENTS
Item                                   Location                              Requiring
              Requirement                         Addressed? Deficiencies
  #                                   in SWPPP                             Document(s)
7.0 DOCUMENTATION OF PERMIT ELIGIBILITY RELATED TO TOTAL MAXIMUM DAILY LOADS
7.1 Identify Receiving Waters
       Does the SWPPP list all                                            2011 CGP:
       the water bodies that                                              5.3.3.3
       would receive storm
       water from the site                          No
       including wetlands,                          Yes, but
 22
       impaired waterbodies,                     deficient
       anadromous waters, and                       Yes
       and water bodies that
       sewer/drainage systems
       drain to?
       Does the project affect an impaired water body?
 23        No; If no, skip to Item 25.
           Yes; If yes, address 23a - 24.
       Does the SWPPP indicate                      No
       the location of discharges                   Yes, but
 23a
       into impaired water                       deficient
       bodies?                                      Yes
7.2 Identify TMDLs




DOT&PF SWPPP Review Checklist                        5                                      Rev. 4/2012
Item                                  Location                                                  Requiring
             Requirement                          Addressed?           Deficiencies
  #                                  in SWPPP                                                  Document(s)
      Does the project affect an impaired water body with an approved or established total maximum daily
      load (TMDL)?
 24
          No; If no, skip to Item 25.
          Yes; If yes, address Items 24a – d.
                                                     No                                      2011 CGP:
      Are the TMDLs                                  Yes, but                                5.6.1
 24a
      identified?                                deficient
                                                     Yes
      Does the SWPPP state                                                                   2011 CGP:
      whether the discharge is                                                               5.6.1
                                                     No
      identified in the TMDL or
                                                     Yes, but
24b whether there are
                                                 deficient
      allocations, requirements
                                                     Yes
      or assumptions identified
      for the discharge?
      Does the SWPPP                                                                         2011 CGP:
      summarize consultation                                                                 5.6.2
                                                     No
      with state or federal
                                                     Yes, but
 24c TMDL authorities on the
                                                 deficient
      consistency of SWPPP
                                                     Yes
      conditions with the
      approved TMDL?
      Does the SWPPP identify                                                                2011 CGP:
      measures to ensure that                                                                5.6.3
      discharges of pollutants                       No
      from the site will be                          Yes, but
24d
      consistent with the                        deficient
      assumptions and                                Yes
      requirements of the
      approved TMDL?
7.0 DOCUMENTATION OF PERMIT ELIGIBILITY RELATED TO ENDANGERED SPECIES
      Was endangered/threatened species or critical habitat identified on or near the project area?
 25       No; If no, address Item 25a then skip to Item 27.
          Yes; If yes, address Item 25a – 26.
                                                     No                                      2011 CGP:
      Does the SWPPP describe
                                                     Yes, but                                3.3 & 5.7.1
 25a how this determination
                                                 deficient
      was made?
                                                     Yes
      Was the project found to adversely affect an endangered/threatened species or critical habitat?
 26       No; If no, skip to Item 27
          Yes; If yes, address 26a – c.
                                                     No                                      2011 CGP:
      Does the SWPPP describe
                                                     Yes, but                                3.3 & 5.7.2
 26a the species and/or critical
                                                 deficient
      habitat affected?
                                                     Yes
      Does the SWPPP list                                                                    2011 CGP:
                                                     No
      measures for the                                                                       3.3 & 5.7.6
                                                     Yes, but
26b protection of endangered/
                                                 deficient
      threatened species and/or
                                                     Yes
      critical habitat?




DOT&PF SWPPP Review Checklist                      6                                     Rev. 4/2012
Item                              Location                                          Requiring
            Requirement                      Addressed?          Deficiencies
  #                              in SWPPP                                         Document(s)
       Does the SWPPP include                                                    2011 CGP:
       documentation supporting                       No                         3.3 & 5.7.5
       a determination of permit                      Yes, but
 26c
       compliance with regards                    deficient
       to the Endangered Species                      Yes
       Act?
9.0 HISTORIC PROPERTIES
       Were any historic sites identified on or near the project area?
 27        No; If no, address Item 27a then skip to Item 29.
           Yes; If yes, address Item 27a – 28.
                                                      No                         2011 CGP:
       Does the SWPPP describe
                                                      Yes, but                   5.11.3
 27a how this determination
                                                  deficient
       was made?
                                                      Yes
       Was the project found to affect historic properties/resources?
 28        No; If no, skip to Item 29.
           Yes; If yes, address 28a.
       Does the SWPPP list                            No                         2011 CGP:
       measures for the                               Yes, but                   5.11.3
 28a
       protection of historic                     deficient
       properties/resources?                          Yes
10.0 APPLICABLE FEDERAL, STATE, TRIBAL, OR LOCAL REQUIREMENTS
       Does the SWPPP describe                                                   2011 CGP:
       the project’s compliance                                                  4.13
       with any applicable                            No
       federal, state, local, or                      Yes, but
 29
       tribal requirements for                    deficient
       soil and erosion control                       Yes
       and storm water
       management?
SECTION 3: CONTROL MEASURES
Item                         Location                                   Requiring
            Requirement                Addressed?     Deficiencies
  #                         in SWPPP                                   Document(s)
11.0 CONTROL MEASURES/BEST MANAGEMENT PRACTICES – THROUGHOUT ALL SECTIONS
                                         No
      Are BMPs listed under
                                         Yes, but
 30 the appropriate
                                      deficient
      subsection?
                                         Yes




DOT&PF SWPPP Review Checklist                   7                               Rev. 4/2012
Item                                Location                                                Requiring
             Requirement                        Addressed?           Deficiencies
  #                                in SWPPP                                                Document(s)
       Does the SWPPP                                                                     Consent
       reference the BMP                                                                  Decree: 6b
       manual or publication                                                              DOT&PF Spec
       used as a source for each                                                          641- 2.01
       BMP described OR, if no
                                                  No
       BMP manual or
                                                  Yes, but
 31    publication was used to
                                               deficient
       select or design a given
                                                  Yes
       BMP, then does the
       SWPPP state so and
       include a description of
       the design and placement
       of the BMP?
                                                  No                                      SWPPP
       Are the BMP Detail
                                                  Yes, but                                Template
 32    sheets for each BMP
                                               deficient
       included in App. B?
                                                  Yes
      As necessary, does the                                                                  DOT&PF Spec
                                                    No
      SWPPP cite the permit,                                                                  641- 2.01
                                                    Yes, but
 33 DOT&PF specification or
                                                 deficient
      other commitment
                                                    Yes
      requiring specific BMPs?
      Does the SWPPP describe
      the implementation of
      maintenance of control                        No
      measures to minimize                          Yes, but
 34
      pollutants in discharges as                deficient
      necessary to meet                             Yes
      applicable water quality
      standards?
11.1 Minimize Amount of Exposed Soil During Construction Activity
      Does the SWPPP outline                                                                  2011 CGP:
      measures to delineate the                     No                                        4.1.1
      site including areas to be                    Yes, but                                  DOT&PF Spec
 35
      left undisturbed such as                   deficient                                    641- 2.01
      trees, sensitive areas, or                    Yes
      buffers?
      Does the SWPPP outline                                                                  2011 CGP:
                                                    No
      the sequence or phased                                                                  4.1.2.2
                                                    Yes, but
 36 construction activities to                                                                DOT&PF Spec
                                                 deficient
      minimize the extent and                                                                 641- 2.01
                                                    Yes
      duration of exposed soil?
                                                    No                                        2011 CGP:
      Does the SWPPP describe
                                                    Yes, but                                  4.1.2.1
 37 how native topsoil will be
                                                 deficient                                    DOT&PF Spec
      preserved?
                                                    Yes                                       641- 2.01
11.2 Maintain Natural Buffer Areas
      Does the project require natural buffer areas? (for projects with waters of the U.S. within or
      immediately adjacent to the property)
 38
          No; If no, skip to Item 39.
          Yes; If yes, address 38a.



DOT&PF SWPPP Review Checklist                      8                                    Rev. 4/2012
Item                                   Location                                                   Requiring
              Requirement                           Addressed?           Deficiencies
  #                                   in SWPPP                                                  Document(s)
       Does the identified buffer have a minimum width of 25 feet, or the width required 2011 CGP:
       by local ordinance?                                                                     4.1.3
 38a
           No; If no, address 38b.
           Yes; If yes, skip to Item 39.
       Does the SWPPP provide                                                                  2011 CGP:
                                                      No
       the buffer width and                                                                    4.1.3
                                                      Yes, but
38b explain why the 25-foot
                                                   deficient
       minimum was not
                                                      Yes
       feasible?
11.3 Control Storm Water Discharges And Flow Rates
       Does the SWPPP describe                                                                 2011 CGP:
       any control measures used                      No                                       4.1.4
       to divert flows from                           Yes, but
 39
       exposed soils, slow down                    deficient
       or contain storm water                         Yes
       flows?
       Does the SWPPP describe                                                                 2011 CGP:
       velocity dissipation                                                                    4.1.4.4
                                                      No
       devices along the length
                                                      Yes, but
 40 of any conveyance
                                                   deficient
       channels and at channel
                                                      Yes
       or structure discharge
       points?
       Does the SWPPP describe                                                                 2011 CGP:
       how permanent storm                                                                     4.1.4.5
       water management
 41 controls will be made
       functional prior to site
       improvements (such as
       paving)?
11.3.1 Protect Steep Slopes
       Will steep slopes be present or created at the site during construction? Note: steep slopes are those
       20% or greater in grade for a length of slope that exceeds 25 feet.
 42
           No; If no, skip to Item 43.
           Yes; If yes, address 42a and b.
       Does the SWPPP outline                         No                                       2011 CGP:
       control measures for                           Yes, but                                 4.1.5.1
 42a
       minimizing erosion from                     deficient
       steep slopes?                                  Yes
       Does the SWPPP describe                                                                 2011 CGP:
                                                      No
       how concentrated flows                                                                  4.1.5.2
                                                      Yes, but
42b of storm water will be
                                                   deficient
       diverted away from the
                                                      Yes
       steep slopes?
11.4 Storm Drain Inlet Protection Measures
       Are storm drains present at the site?
 43        No; if no, skip to Item 44.
           Yes; if yes, address Items 43a – b.




DOT&PF SWPPP Review Checklist                        9                                      Rev. 4/2012
Item                                 Location                                      Requiring
              Requirement                        Addressed?     Deficiencies
  #                                 in SWPPP                                     Document(s)
                                                    No                          2011 CGP:
       Does the SWPPP describe
                                                    Yes, but                    4.2.1
43a    how storm drain inlets
                                                 deficient                      Spec 641-
       will be protected?
                                                    Yes
       Does the SWPPP state                                                     2011 CGP:
       that inlet protection will                                               4.2.1
                                                 No
       be cleaned or removed                                                    Spec 641-
                                                 Yes, but
43b and replaced when
                                              deficient
       sediment has filled one-
                                                 Yes
       third of the available
       storage?
11.5 Water Body Protection Measures
       Does the SWPPP describe                                                  2011 CGP:
       the measures used to                                                     4.2.2
                                                 No
       minimize discharge of
                                                 Yes, but
 44 sediment into water
                                              deficient
       bodies located on or
                                                 Yes
       immediately downstream
       of the site?
       Does the SWPPP state the                                                 2011 CGP:
                                                 No
       water body protection                                                    4.2.2
                                                 Yes, but
 45 measures will be cleaned
                                              deficient
       or removed and replaced
                                                 Yes
       when they are 1/3 full?
11.6 Down-slope Sediment Controls
       Does the SWPPP describe                                                  2011 CGP:
       the measures installed                    No                             4.2.3
       along the down-slope                      Yes, but
 46
       perimeter where storm                  deficient
       water will discharge from                 Yes
       the site?
11.7 Stabilized Construction Vehicle Access And Exit Points
                                                                                2011 CGP:
       Does the SWPPP describe                      No
                                                                                4.2.4
       measures to minimize off-                    Yes, but
 47                                                                             DOT&PF Spec
       site tracking of                          deficient
                                                                                641- 3.01
       sediments?                                   Yes
       Does the SWPPP discuss                                                   2011 CGP:
                                                     No
       removal of off-site                                                      4.2.4
                                                     Yes, but
 48 accumulations of
                                                  deficient
       sediment to minimize off
                                                     Yes
       site impacts?
11.8 Dust Generation And Track Out From Vehicles
       Does the SWPPP describe                       No                         2011 CGP:
       measures to minimize                          Yes, but                   4.2.5
 49
       generation of dust and                     deficient
       track out?                                    Yes
11.9 Soil Stockpiles
       Will the project have stockpile soil onsite?
 50        No; if no, skip to Item 51.
           Yes; if yes, address Items 52a – b.



DOT&PF SWPPP Review Checklist                      10                          Rev. 4/2012
Item                               Location                                                  Requiring
             Requirement                       Addressed?          Deficiencies
  #                               in SWPPP                                                 Document(s)
       Does the SWPPP discuss                                                             2011 CGP:
                                                      No
       measures to either                                                                 4.2.6
                                                      Yes, but
 50a stabilize or cover
                                                  deficient
       stockpiles, and protect
                                                      Yes
       with sediment trapping?
       Does the SWPPP indicate                                                            2011 CGP:
       that stockpiles will be                        No                                  4.2.6
       located away from storm                        Yes, but
50b
       drain inlets, water bodies                 deficient
       and conveyance channels                        Yes
       where possible?
11.10 Sediment Basins
       Will the disturbed area exceed 10 acres in a common drainage at one time?
 51        No; If no, skip to Item 52.
           Yes; If yes, address Item 51a.
       Does the SWPPP propose the use of sediment basin?
 51a       No; If no, address Item 51b then skip to Item 52.
           Yes; If yes, address Item 51c, then skip to Item 52.
       Does the SWPPP describe                                                            2011 CGP:
                                                      No
       why a sediment basin is                                                            4.2.8.1 &
                                                      Yes, but
51b not practicable and                                                                   4.2.8.2
                                                  deficient
       provide for equivalent
                                                      Yes
       control measures?
       Does the sediment basin                                                            2011 CGP:
       provide storage for a                                                              4.2.8.1
       calculated volume of run-                      No
       off from the drainage area                     Yes, but
 51c
       from a 2-yr/24-hr storm                    deficient
       or provide 3,600 cubic                         Yes
       feet of storage per acre
       drained?
       Does the SWPPP propose the use of smaller sediment basins and/or sediment traps?
 52        No; If no, skip to Item 53.
           Yes; If yes, address Items 52a and b.
       Does the SWPPP discuss                                                             2011 CGP:
       removal of sediment from                                                           4.11.3
                                                      No
       sediment traps or
                                                      Yes, but
 52a sedimentation basins
                                                  deficient
       when design capacity has
                                                      Yes
       been reduced by 50
       percent?
       For any impoundment,                                                               2011 CGP:
       does the SWPPP indicate                        No                                  4.2.8.4
       that an outlet structure                       Yes, but
52b
       that withdraws water from                  deficient
       the surface will be                            Yes
       utilized?
       Does the SWPPP describe                        No                                  2011 CGP:
       the measures installed                         Yes, but                            4.2.8.2 &
 53
       along the down-slope                       deficient                               4.2.8.3
       boundaries?                                    Yes



DOT&PF SWPPP Review Checklist                    11                                   Rev. 4/2012
Item                                   Location                                             Requiring
               Requirement                          Addressed?     Deficiencies
   #                                  in SWPPP                                            Document(s)
11.11 Dewatering
       Will the project include dewatering practices?
  54       No; If no, skip to 55.
           Yes; If yes, address 54a and b.
       Does the project require an ADEC Dewatering Permit? (project will be dewatering 250,000+ gallons
       and is within one mile of a contaminated site)
 54a
           No
           Yes; If yes, is a copy included in the SWPPP?        No Yes
       Does the SWPPP describe                         No                                2011 CGP:
       treatment for dewatering                        Yes, but                          4.3
 54b
       discharges?                                 deficient                             DOT&PF Spec
                                                       Yes                               641- 2.01
11.12 Soil Stabilization
       Does the SWPPP outline                                                            2011 CGP:
       the general sequence of                         No                                5.3.6.3
       the stabilization practices                     Yes, but                          DOT&PF Spec
  55
       that will be used to                        deficient                             641- 2.01
       achieve temporary and                           Yes
       permanent stabilization?
                                                                                         2011 CGP:
                                                       No
       Does the SWPPP describe                                                           4.4.2 & 4.4.3
                                                       Yes, but
  56 temporary and final                                                                 DOT&PF Spec
                                                   deficient
       stabilization practices?                                                          641- 2.01, 2.05
                                                       Yes
                                                                                         & 3.01
       Does the SWPPP indicate                                                           2011 CGP:
       that stabilization will be                                                        4.4.2 & 4.4.3
                                                       No
       initiated and completed                                                           DOT&PF Spec
                                                       Yes, but
  57 within the allowable                                                                641- 2.01
                                                   deficient
       timeframe outlined in the
                                                       Yes
       CGP after activities have
       ceased?
       For projects anticipating a                                                       Consent
       winter shutdown, does the                                                         Decree:
       SWPPP outline the                                                                 2011 CGP:
       methods used to address                                                           4.10.1&
       stabilization prior to,                         NA –                              5.3.6.9
       during and at the                           winter                                DOT&PF Spec
       conclusion of winter shut-                  shutdown                              641- 2.01 &
       down? This includes:                        not                                   3.03
  58  Temporary/permanent                         anticipated
            stabilization of                           No
            conveyance channels                        Yes, but
        Temporary/permanent
                                                   deficient
            stabilization of
            disturbed slopes, soils
                                                       Yes
           and stockpiles
          Erosion and sediment
           controls in anticipation
           of spring thaw




DOT&PF SWPPP Review Checklist                     12                                   Rev. 4/2012
Item                                   Location                                                  Requiring
               Requirement                          Addressed?           Deficiencies
   #                                  in SWPPP                                                 Document(s)
11.13 Treatment Chemicals
       Does the SWPPP propose to use treatment chemicals?
           No; If no, skip to Item 62.
  59
           Yes; If yes, continue. Please note that any use of treatment chemicals must be identified on the
       project NOI. Ref. 2011 CGP 2.2.3.6
       Does the SWPPP identify                                                               2011 CGP:
       the names of the person(s)                                                            4.5.1.6 &
       who will handle and                            No                                     4.5.2.1
       apply treatment chemicals                      Yes, but
 59a
       and provide the dates of                    deficient
       training in proper                             Yes
       handling and application
       of treatment chemicals?
       Does the SWPPP identify                                                               2011 CGP:
                                                      No
       the type of treatment                                                                 5.3.6.4
                                                      Yes, but
 59b chemicals to be used and
                                                   deficient
       the location of their use at
                                                      Yes
       the site?
       Does the SWPPP state                                                                  2011 CGP:
       treatment chemicals will                                                              4.5.2.2
       be stored in a sealed                          No
       container under a storm-                       Yes, but
 59c
       resistant cover or                          deficient
       surrounded by secondary                        Yes
       containment structure to
       prevent their discharge?
       For each chemical, does                                                               2011 CGP:
       the SWPPP include the                                                                 4.5.1.1
       manufacturer/supplier                          No
       provided MSDS,                                 Yes, but
 59d specifications, and                           deficient
       instructions for transport,                    Yes
       handling, storage,
       application and disposal?
       For each chemical, does                        No                                     2011 CGP:
       the SWPPP include an                           Yes, but                               4.5.1.2
 59e
       approval by the EPA for                     deficient
       potable use?                                   Yes
       For each chemical, does                                                               2011 CGP:
       the SWPPP include an                                                                  4.5.1.3
       approval by the EPA,                           No
       Wash., Ore., Minn.,                            Yes, but
 59f
       Wisc., or Calif. for use in                 deficient
       controlling erosion or                         Yes
       sediment from agriculture
       or construction?




DOT&PF SWPPP Review Checklist                      13                                      Rev. 4/2012
Item                               Location                                                 Requiring
             Requirement                       Addressed?           Deficiencies
  #                               in SWPPP                                                Document(s)
       For each chemical, does                                                           2011 CGP:
       the SWPPP include                                                                 4.5.1.4
       manufacturer/supplier                        No
       provided test results that                   Yes, but
59g
       demonstrate the chemical                  deficient
       is non-toxic to aquatic                      Yes
       organisms when applied
       according to instructions?
       Does the SWPPP                                                                      2011 CGP:
       document that the                                                                   4.5.3
                                                    No
       selected chemical(s) are
                                                    Yes, but
59h    appropriate for the site
                                                 deficient
       conditions and include
                                                    Yes
       project-specific test
       results?
       For all applications, does                                                          2011 CGP:
       the SWPPP specify that                                                              4.5.4.1
       the chemical will be
       applied upstream from a                      No
       pre-constructed physical                     Yes, but
59i
       control structure that                    deficient
       provides adequate                            Yes
       removal of sediments
       laden with treatment
       chemicals?
       Does the SWPPP specify                       No                                     2011 CGP:
       that the application                         Yes, but                               4.5.4.1
59j
       method will avoid drift to                deficient
       non-target areas?                            Yes
       Is water application of treatment chemicals anticipated, including conveyance channels?
 60        No; If no, skip to Item 61.
           Yes; If yes, address 60a – b.
       For water applications,                                                             2011 CGP:
       does the SWPPP indicate                                                             4.5.4.2
       that treatment chemicals
                                                    No
       shall not be applied
                                                    Yes, but
60a    directly to waters of the
                                                 deficient
       U.S., and that the
                                                    Yes
       application will be
       through the use of
       manufactured products?
       Does the SWPPP state                                                                2011 CGP:
       there will be a minimum                                                             4.5.4.2
                                                    No
       of 100 feet of ditch length
                                                    Yes, but
60b    downstream of the last
                                                 deficient
       manufactured product
                                                    Yes
       prior to reaching a water
       of the U.S.?
       Are any of the selected treatment chemicals cationic polymers?
 61        No; If no, skip to Item 62.
           Yes; If yes, address 61a.



DOT&PF SWPPP Review Checklist                     14                                   Rev. 4/2012
Item                                   Location                                                   Requiring
              Requirement                           Addressed?           Deficiencies
  #                                   in SWPPP                                                   Document(s)
       Does the SWPPP identify the selected cationic polymer as being chitosan for use in an Active
       Treatment System?
 61a       No; If no, please note that the use of cationic polymers is prohibited except for chitosan as part
       of an Active Treatment System. Ref. 2011 CGP 4.5.1.5
           Yes; If yes, address 62.
11.14 Active Treatment System Information
       Will the project use an Active Treatment System (ATS)?
 62        No; If no, skip to Item 63.
           Yes; If yes, address 62a – b.
       Does the SWPPP indicate                                                                 2011 CGP:
       that the required                                                                       4.5.4.3
       information on the ATS                                                                  DOT&PF Spec
                                                       No
       will be submitted to DEC                                                                641- 2.01 and
                                                       Yes, but
 62a at least 14 days prior to                                                                 DOT&PF
                                                   deficient
       the start of operation and                                                              SWPPP
                                                       Yes
       that this info will be                                                                  Template
       provided in SWPPP
       Appendix P?
                                                                                               2011 CGP:
       Is the operator of the ATS
                                                                                               5.3.2
       and their qualifications                        No
62b                                                                                            DOT&PF Spec
       provided in the SWPPP?                          Yes
                                                                                               641- 1.04,
       (see Checklist Item #5)
                                                                                               2.01
11.15 GOOD HOUSEKEEPING MEASURES
11.15.1 Washing Of Equipment And Vehicles
       Does the project include onsite washing of equipment and vehicles?
 63        No; If no, skip to Item 64.
           Yes; If yes, address 63a – b.
       Does the SWPPP                                                                          2011 CGP:
       designate an area(s) for                                                                4.7.1
       these activities and are                        No                                      DOT&PF Spec
       they located, to the extent                     Yes, but                                641- 2.01
 63a
       practicable, away from                      deficient
       conveyance channels,                            Yes
       storm drain inlets and
       water bodies?
       Does the SWPPP describe                                                                 2011 CGP:
       treatment of washwater                          No                                      4.6.1.4 & 4.7.1
       and practices for                               Yes, but                                DOT&PF Spec
63b
       equipment and vehicle                       deficient                                   641- 2.01
       washing? (e.g. no soap or                       Yes
       solvent)
11.15.2 Fueling And Maintenance Areas
       Does the project include onsite equipment fueling and maintenance?
 64        No; If no, skip to Item 65.
           Yes; If yes, address Items 64a – d.




DOT&PF SWPPP Review Checklist                       15                                      Rev. 4/2012
Item                              Location                                              Requiring
            Requirement                      Addressed?          Deficiencies
  #                              in SWPPP                                             Document(s)
       Does the SWPPP                                                                2011 CGP:
       designate an area(s) for                                                      4.7.2.1 &
       these activities and are                       No                             4.7.2.2
       they located, to the extent                    Yes, but                       DOT&PF Spec
 64a
       practicable, away from                     deficient                          641- 2.01
       conveyance channels,                           Yes
       storm drain inlets and
       water bodies?
       Does the SWPPP outline                                                        2011 CGP:
                                                      No
       control measures to                                                           4.7.2.3 and
                                                      Yes, but
64b eliminate the potential for                                                      5.3.6.7
                                                  deficient
       spills or leaked                                                              DOT&PF Spec
                                                      Yes
       chemicals?                                                                    641- 2.01, 2.02
       Does the SWPPP indicate                                                       2011 CGP:
                                                      No
       that all spills or                                                            4.7.2.4 &
                                                      Yes, but
 64c contaminated surfaces                                                           4.6.1.3
                                                  deficient
       will be cleaned                                                               DOT&PF Spec
                                                      Yes
       immediately?                                                                  641- 2.02
       Does the SWPPP indicate                        No                             2011 CGP:
       that adequate clean up                         Yes, but                       4.7.2.4
64d
       supplies will be available                 deficient                          DOT&PF Spec
       at all times?                                  Yes                            641-2.02
11.15.3 Washout Of Applicators/Containers For Paint, Concrete And Other Materials
       Does the project include use of concrete or paint?
 65        No; If no, skip to Item 66 and ensure that the SWPPP states this.
           Yes: If yes, address Items 65a - c.
       Does the SWPPP                                                                2011 CGP:
       designate an area(s) for                                                      4.7.4.1&
       these activities and is it                     No                             4.7.4.2
       located, to the extent                         Yes, but                       DOT&PF Spec
 65a
       practicable, away from                     deficient                          641- 2.01
       conveyance channels,                           Yes
       storm drain inlets and
       water bodies?
       Does the SWPPP indicate                                                       2011 CGP:
                                                      No
       that the washout will be                                                      4.7.4.3
                                                      Yes, but
65b directed into a lined,                                                           DOT&PF Spec
                                                  deficient
       water-tight container or                                                      641- 3.01
                                                      Yes
       pit?
                                                      N/A –                          2011 CGP:
       For concrete washout                       No concrete                        4.7.4.5
       areas, does the SWPPP                      washout
       state that hardened                        anticipated
 65c
       concrete will be removed                       No
       when it has reached ½ the                      Yes, but
       height of the container?                   deficient
                                                      Yes
11.15.4 Fertilizer Or Pesticide Use
       Does the SWPPP propose the use of fertilizers and/or pesticides?
 66        No; If no, skip to Item 67.
           Yes; If yes, address Items 66a – c.



DOT&PF SWPPP Review Checklist                  16                                   Rev. 4/2012
Item                             Location                                    Requiring
            Requirement                     Addressed?    Deficiencies
  #                             in SWPPP                                   Document(s)
       Does the SWPPP state                                               2011 CGP:
                                               No
       that the manufacturer’s                                            4.7.5.1
                                               Yes, but
 66a requirements for
                                            deficient
       application rates and
                                               Yes
       disposal will be followed?
       Does the SWPPP describe                                            2011 CGP:
       how the application of                  No                         4.7.5.1
       fertilizer/pesticide will               Yes, but
66b
       minimize loss of                     deficient
       chemicals to storm water                Yes
       runoff?
       Does the SWPPP describe                                            2011 CGP:
                                               No
       how the use of pesticides                                          4.7.5.2
                                               Yes, but
 66c will be in compliance
                                            deficient
       with federal, state and
                                               Yes
       local requirements?
11.16 Spill Notification
       Does the SWPPP describe                                            2011 CGP:
       spill prevention and                    No                         5.3.6.7
       response measures or                    Yes, but                   DOT&PF Spec
 67
       reference an                         deficient                     641- 2.02, 2.03
       HMCP/SPCC that is                       Yes
       provided in the SWPPP?
       Does the SWPPP or                                                  2011 CGP:
                                               No
       HCMP/SPCC describe                                                 4.8
                                               Yes, but
 68 procedures for reporting a                                            DOT&PF Spec
                                            deficient
       release of hazardous                                               641- 2.02,
                                               Yes
       substance or oil
11.17 Construction And Waste Materials
       Does the SWPPP                                                     2011 CGP:
       designate staging/storage                                          4.7.3 & 4.7.6.1
       area(s) and are they                    No                         & 5.3.7
       located, to the extent                  Yes, but                   DOT&PF Spec
 69
       practicable, away from               deficient                     641-2.01
       conveyance channels,                    Yes
       storm drain inlets and
       water bodies?
       Does the SWPPP describe                                            2011 CGP:
       control measures to                     No                         4.7.3
       minimize the exposure of                Yes, but
 70
       materials to precipitation,          deficient
       storm water and                         Yes
       vandalism?




DOT&PF SWPPP Review Checklist                 17                         Rev. 4/2012
Item                             Location                                        Requiring
            Requirement                     Addressed?        Deficiencies
  #                             in SWPPP                                       Document(s)
       Does the SWPPP identify                                                2011 CGP:
       construction and waste                                                 5.3.7
       materials expected to be                                               DOT&PF Spec
                                               No
       stored on site? This                                                   641- 2.02
                                               Yes, but
 71 includes demolition
                                            deficient
       debris, construction and
                                               Yes
       domestic waste, sanitary
       waste, and hazardous/
       toxic waste.
       Does the SWPPP describe                                                2011 CGP:
       the handling and disposal                                              4.7.6.2 and
                                               No
       of all waste materials, and                                            5.3.7
                                               Yes, but
 72 are these procedures in                                                   DOT&PF Spec
                                            deficient
       accordance with federal,                                               641- 2.02
                                               Yes
       state and local
       requirements?
       Does the SWPPP specify                                                 2011 CGP:
       that hazardous/ toxic                   No                             4.7.6.3
       wastes/materials will be                Yes, but                       DOT&PF Spec
 73
       stored in sealed containers          deficient                         641- 2.02
       and covered storage                     Yes
       areas?
       For portable toilets, does                                             2011 CGP:
                                               No
       the SWPPP indicate that                                                4.7.6.4
                                               Yes, but
 74 containment will be used
                                            deficient
       to prevent discharge of
                                               Yes
       pollutants?
11.18 Permanent/Post-Construction BMPs
                                                                              2011 CGP:
                                                                              1.4.3.7 and 4.9
       Is the 18AAC72.600
                                               No                             DOT&PF
 75    Review documentation
                                               Yes                            SWPPP
       provided in the SWPPP?
                                                                              Template
                                                                              Appendix D
       Does the SWPPP describe                                                2011 CGP
                                                    No
       and give location for all                                              5.3.6.8
                                                    Yes, but
 76 permanent storm water
                                                 deficient
       management controls that
                                                    Yes
       will be installed?
SECTION 4 INSPECTIONS, MONITORING, AND RECORDING
Item                                   Location                                 Requiring
              Requirement                         Addressed? Deficiencies
  #                                  in SWPPP                                  Document(s)
12.0 INSPECTIONS
       Is a preconstruction inspection required?
 77        No; If no, skip to Item 78.
           Yes; If yes, address Item 77a.
       Does the SWPPP include                                                 Consent
                                                    No
       a completed                                                            Decree:7a
                                                    Yes, but
 77a Preconstruction Site Visit                                               DOT&PF Spec
                                                 deficient
       Form (Form 25D-106) in                                                 641- 3.01.1
                                                    Yes
       Appendix L?



DOT&PF SWPPP Review Checklist                 18                             Rev. 4/2012
Item                                 Location                                     Requiring
             Requirement                         Addressed?    Deficiencies
  #                                 in SWPPP                                    Document(s)
       Does the SWPPP identify                                                 Consent
       the persons/positions                                                   Decree: 7b
       responsible for                                                         2011 CGP:
       conducting inspections                                                  5.4.1
                                                    No
       (e.g. the Contractor’s                                                  DOT&PF Spec
                                                    Yes, but
 78 SWPPP Manager and the                                                      641- 1.04
                                                 deficient
       DOT&PF Storm Water
                                                    Yes
       Inspector) and document
       that these persons are
       AK-CESCL (or
       equivalently) certified?
12.1 Inspection Schedule
       Does the SWPPP identify                                                 2011 CGP:
                                                    No
       the inspection frequency                                                5.4.1 & 6.1
                                                    Yes, but
 79 to be followed, and is it in                                               DOT&PF Spec
                                                 deficient
       accordance with CGP                                                     641- 2.01
                                                    Yes
       requirements?
       Does the Project expect a winter shutdown?
 80        No; If no, skip to Item 81.
           Yes; If yes, address Items 80a and b.
                                                    No                         2011 CGP:
       Does the SWPPP provide
                                                    Yes, but                   4.10.1 and
80a dates of fall freeze up and
                                                 deficient                     5.3.6.9
       spring thaw?
                                                    Yes
       Does the SWPPP                               No                         2011 CGP
       describe the methods that                    Yes, but                   5.3.6.9
80b
       will be used to address                   deficient
       winter considerations?                       Yes
12.2 Inspection Form Or Checklist
       Does the SWPPP state                                                    2011 CGP:
       DOT&PF Inspection                                                       5.4.1.3
                                                    No
       Report Form (25D-100)                                                   Consent
                                                    Yes, but
 81 will be used for                                                           Decree 7c
                                                 deficient
       inspections?                                                            DOT&PF Spec
                                                    Yes
                                                                               641- 2.01 &
                                                                               3.03
12.3 Corrective Action Procedures
       Does the SWPPP state                                                    2011 CGP:
                                                   No
       that easily remedied                                                    5.4.1.4 &
                                                   Yes, but
 82 corrective actions will be                                                 8.2.1.1
                                                deficient
       completed as soon as                                                    DOT&PF Spec
                                                   Yes
       practicable?                                                            641- 3.01




DOT&PF SWPPP Review Checklist                      19                         Rev. 4/2012
Item                                    Location                                              Requiring
              Requirement                            Addressed?       Deficiencies
  #                                    in SWPPP                                             Document(s)
       Does the SWPPP state                                                                Consent
       that all other corrective                                                           Decree: 8a
       actions will be completed                                                           2011 CGP:
       so that the following                                                               5.4.1.4 &
       requirements are met?                                                               8.2.1.2
             Completed in                                                                 DOT&PF Spec
                 time to protect                                                           641- 3.01 &
                 water quality                                                             3.03
                                                    No
             Completed in less
                                                    Yes, but
 83              than 7 calendar
                                                 deficient
                 days
                                                    Yes
             Before the next
                 scheduled
                 inspection
             Completed no
                 later than the
                 Complete-by date
                 on the Inspection
                 Report
       Does the SWPPP state                                                                   2011 CGP:
       that a Corrective Action                                                               8.3
       Log will be maintained                       No                                        DOT&PF Spec
       and include a reference to                   Yes, but                                  641- 2.01 and
 84
       Appendix J where a blank                  deficient                                    3.03
       Corrective Action Log                        Yes
       (Form 25D-112) must be
       included?
12.4 Inspection Recordkeeping
       Does the SWPPP state a                                                                 2011 CGP:
       record of inspections and                                                              5.4.2
       corrective actions will be                   No                                        DOT&PF Spec
       retained with the SWPPP                      Yes, but                                  641- 3.02
 85
       for at least 3 years from                 deficient
       the date that the permit                     Yes
       coverage expires or is
       terminated?
13.0 MONITORING PLAN (IF APPLICABLE)
       Does the project require a monitoring plan? (discharges to a water body with a TMDL for sediment or
       turbidity, and disturbs 20+acres at a time)
 86
          No; If no, skip to Item 87.
          Yes; If yes, address Items 86a – e.
                                                        No                                 2011 CGP
       Does the SWPPP include
                                                        Yes, but                           5.5.1;
86a    a copy of the monitoring
                                                     deficient                             DOT&PF Spec
       plan in App. H?
                                                        Yes                                641-2.01
       Does the SWPPP identify                                                             2011 CGP:
       the persons/positions                            No                                 5.5.1.1, 7.2 and
       responsible for                                  Yes, but                           Appendix C
86b
       conducting the                                deficient
       monitoring and their                             Yes
       training?



DOT&PF SWPPP Review Checklist                          20                                 Rev. 4/2012
Item                                 Location                                    Requiring
             Requirement                        Addressed?    Deficiencies
  #                                 in SWPPP                                   Document(s)
                                                   No                         2011 CGP
       Does the SWPPP include
                                                   Yes, but                   5.5.1.2
86c    the schedule for
                                                deficient
       monitoring?
                                                   Yes
                                                   No                         2011 CGP
       Does the SWPPP include
                                                   Yes, but                   5.5.1.3
86d    the form used to record
                                                deficient
       monitoring results?
                                                   Yes
       Does the SWPPP identify                                                2011 CGP
                                                   No
       how corrective action                                                  5.5.1.4
                                                   Yes, but
86e identified from
                                                deficient
       monitoring will be
                                                   Yes
       addressed?
14.0 POST AUTHORIZATION RECORDS
                                                   No                         2011 CGP:
       Does App. F include a
                                                   Yes, but                   5.8.1
87     copy of the current (2011)
                                                deficient                     DOT&PF Spec
       CGP?
                                                   Yes                        641- 2.01
       Does App. F provide a                                                  2011 CGP:
                                                   No
       place to put all the                                                   5.8.1
                                                   Yes, but
 88 certified eNOIs and
                                                deficient
       acknowledgement letters
                                                   Yes
       from ADEC?
14.1 Additional Documentation Requirements
       Does the SWPPP state a                                                 2011 CGP:
                                                   No
       Grading and Stabilization                                              5.8.2.1 through
                                                   Yes, but
 89 Log (Form 25D-110) will                                                   5.8.2.3
                                                deficient
       be maintained and
                                                   Yes
       included in App. G
       Does the SWPPP state                                                   2011 CGP:
                                                   No
       copies of completed                                                    5.8.2.5
                                                   Yes, but
 90 Inspection Reports (Form
                                                deficient
       25D-100) will be
                                                   Yes
       included in App. K?
       Does the SWPPP state                        N/A                        2011 CGP:
       copies of completed                         No                         5.8.2.6
 91 Monitoring Reports (if                         Yes, but
       applicable) will be                      deficient
       included in App. H                          Yes
       Does the SWPPP state                        N/A                        2011 CGP:
       documentation for                           No                         5.8.2.8
 92 chemical-treatment                             Yes, but
       processes (if applicable)                deficient
       will be included in App. P                  Yes
       Does the SWPPP state the                    No                         2011 CGP:
       Corrective Action Log                       Yes, but                   5.8.2.10
 93
       (Form 25D-112) will be                   deficient
       included in App. J?                         Yes




DOT&PF SWPPP Review Checklist                     21                         Rev. 4/2012
Item                               Location                                 Requiring
               Requirement                   Addressed?   Deficiencies
  #                               in SWPPP                                 Document(s)
14.1.1 Records of Employee Training
       Does the SWPPP state                                               2011 CGP:
       that documentation of                                              4.12, 5.8.2.9
                                               No
       training will be done on                                           DOT&PF Spec
                                               Yes, but
 94 the Training Log Form                                                 641- 2.01 and
                                            deficient
       (Form 25D-125) and                                                 3.01
                                               Yes
       completed forms will be
       included in Appendix I?
15.0 MAINTAINING AN UPDATED SWPPP
15.1 Log Of SWPPP Modifications
       Does the SWPPP state                                               2011 CGP:
       that an Amendment Log                   No                         5.9.2
       (Form 25D-114) will be                  Yes, but                   DOT&PF Spec
 95 maintained and reference                deficient                     641- 2.01 &
       Appendix M, where the                   Yes                        3.03
       Log will be kept?
15.2 Deadlines For SWPPP Modifications
       Does the SWPPP state                    No                         2011 CGP:
       that any revisions must be              Yes, but                   5.9.3
 96                                         deficient                     DOT&PF
       completed within 7 days
       of the identified need?                                            Spec: 641-3.03
                                               Yes
16.0 ADDITIONAL SWPPP REQUIREMENTS
16.1 Retention Of SWPPP
                                                                          Consent
                                               No                         Decree: 6a(4)
       Does the SWPPP state a                                             2011 CGP:
                                               Yes, but
 97    current copy will be kept                                          5.10.1
                                            deficient
       at the site?
                                               Yes                        DOT&PF Spec
                                                                          641- 3.02
16.2 Main Sign Entrance
       Does the SWPPP state                                               2011 CGP:
       that a sign will be posted              No                         5.10.2
       conspicuously near the                  Yes, but                   DOT&PF Spec
 98
       main entrance of the site,           deficient                     641- 3.01
       which will contain copies               Yes
       of the NOIs?
16.3 Availability of SWPPP
       Does the SWPPP state                                               2011 CGP:
       that it will be made                    No                         5.10.3
       available upon request to               Yes, but                   DOT&PF
 99 the ADEC, EPA, or other                 deficient                     Spec, 641-3.02
       state, federal, tribal or               Yes
       local agency inspectors.




DOT&PF SWPPP Review Checklist                 22                         Rev. 4/2012
Item                                  Location                                  Requiring
              Requirement                        Addressed?   Deficiencies
  #                                  in SWPPP                                  Document(s)
16.4 Signature and Certification
       Is there a place to include                                            2011 CGP:
       the Contractor’s                                                       5.10.4.1
       Superintendent                              No                         DOT&PF Spec
 100 certification of the                                                     641- 1.05 &
                                                   Yes
       SWPPP once DOT&PF                                                      2.04
       approves it? (use Form
       25D-111)
       Is the Contractor’s                                                    2011 CGP:
       Superintendent delegated                    No                         Appendix A,
 101 signatory authority with                                                 Part 1.12
                                                   Yes
       Form 25D-108?                                                          DOT&PF Spec
                                                                              641- 1.05
       is there a place to include                                            Consent
       the DOT&PF Project                          No                         Decree: 6a(2)
102
       Engineer certification                      Yes                        2011 CGP:
       (Form 25D-109)                                                         5.10.4.1
       Is the DOT&PF Project                                                  2011 CGP:
       Engineer delegated                          No                         5.10.4.1
103    signatory authority (Form                                              DOT&PF Spec
                                                   Yes
       25D-107) included in the                                               641-1.05
       SWPPP?




DOT&PF SWPPP Review Checklist                     23                         Rev. 4/2012
APPENDICES

Item                                                                                      Requiring
               Required Appendix              Provided?          Deficiencies
  #                                                                                      Document(s)
 104   A. Site Maps and Drawings – See Items #18 – 19
 105   B. BMP Details – See Item #32
                                                 No
106    C. Project Schedule
                                                 Yes
       D. Supporting Documentation:
        TMDLs
        Endangered Species
        Historical Properties                   No
107
        DEC Non-Domestic Wastewater             Yes
           Plan Review No-Objection Letter
        DEC Dewatering Permit
        Other Permits or Requirements
       E. Delegation of Authority,
           Subcontractor Certifications          No
108
           Project Staff Tracking                Yes
           Personnel Qualifications
       F. Permit Conditions:
        Copy of Signed Notices of Intent
        Confirmation of Delivery of NOIs
           to ADEC                               No
109     Copy of Letters from ADEC
           Authorizing Coverage, with            Yes
           ADEC NOI Tracking Numbers
        Copy of 2011 Alaska
           Construction General Permit
110    G. Grading and Stabilization Records - See Item #89
111    H. Monitoring Plan (If Applicable) and Reports – See Items #86 & 91
112    I. Training Records - See Item #94
113    J. Corrective Action Log and Delayed Action Item Reports - See Item #84
114    K. Inspection Records - See Item #90
115    L. SWPPP Preparer’s Site Visit - See Item #77
116    M. SWPPP Amendment Log - See Item #95
                                                 No
117    N. Daily Record of Rainfall
                                                 Yes
118    O. Hazardous Material Control Plan -- See Item 67 & 68
119    P. Treatment Chemicals/Active Treatment Systems (if applicable) – See Item 59
       Q. Other:                                 N/A
       Antidegradation Analysis (if              No
       applicable)
120                                              Yes
       Correspondence with Regulatory
       Agencies
       Notices of Termination




DOT&PF SWPPP Review Checklist                  24                                      Rev. 4/2012

								
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