List of ARN Holders - for commission disclosure - FY 2011-12

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List of ARN Holders - for commission disclosure - FY 2011-12 Powered By Docstoc
					      List of ARN Holders for commission disclosure
                       FY 2011-12

Sr. ARN     Name of the ARN Holder
No.                                                         Brokerage Amt(Gross)
  1     1   BNP Paribas                                                      0.00
  2     2   JM Financial Services Private Limited                            0.90
  3     3   Aditya Birla Money Mart Ltd                                      0.16
  4     4   Cholamandalam Distribution Services Limited                      0.00
  5     5   HDFC Bank Limited                                                0.00
  6     6   SKP Securities Limited                                           0.02
  7     7   SPA Capital Services Limited                                     1.91
  8     8   ENAM Securities Private Limited                                  0.00
  9     9   Way2Wealth Securities Private Limited                            0.00
 10    10   Bajaj Capital Ltd.                                               0.49
 11    11   SBICAP Securities Limited                                        0.05
 12    16   Bluechip Corporate Investment Centre Ltd                         0.00
 13    17   Stock Holding Corporation of India Limited                       0.00
 14    18   Karvy Stock Broking Limited                                      0.12
 15    19   Axis Bank Limited                                                0.00
 16    20   ICICI Bank Limited                                               0.00
 17    21   Tata Securities Limited                                          0.00
 18    22   Hongkong & Shanghai Banking Corporation Ltd.                     0.00
 19    25   HSBC Investdirect Securities (India) Ltd                         0.00
 20    26   EFG Wealth Management (India) Private Limited                    0.00
 21    30   Eastern Financiers Ltd.                                          0.00
 22    32   RR Investors Capital Services Pvt Ltd.                           0.28
 23    39   Bluechip Capital Services Private Limited                        0.00
 24    55   Citibank N.A                                                     0.00
 25    58   IDBI Bank Ltd                                                    0.00
 26    81   Major Ashish Chadha                                              0.00
 27    88   Sadashiv Arvind Phene                                            0.00
 28    98   Geojit BNP Paribas Financial Services Limited                    0.00
 29   111   ITI Financial Services Limited                                   0.00
 30   145   DSP Merrill Lynch Limited                                        0.00
 31   155   NJ IndiaInvest Pvt Ltd                                           2.06
 32   158   Mata Securities India Pvt. Ltd                                   0.00
 33   164   Kotak Securities Ltd                                             0.00
 34   165   Zeenat S Jagani                                                  0.00
 35   168   Anand Rathi Financial Services Limited                           2.46
 36   169   Hero FinCorp Ltd                                                 0.00
 37   180   ING Vysya Bank Ltd.                                              0.00
 38   186   Bonanza Portfolio Ltd                                            0.06
 39   203   Jayanta Ghosh                                                    0.23
40    206   PLC Securities Ltd                                  0.00
41    238   Sprism Investment Services Private Limited          0.00
42    262   A.G. Financial Services                             0.00
43    266   P.H. Financial & Investment Consultants Pvt. Ltd.   0.00
44    307   Russell Credit Limited                              0.00
45    323   Prebon Yamane India Limited                         0.00
46    353   Development Credit Bank Limited                     0.00
47    354   Standard Chartered Securities (India) Limited       0.00
48    632   State Bank Of Hyderabad                             0.00
49    633   Indusind Bank Ltd                                   0.00
50    654   J R Laddha Financial Services (P) Ltd.              0.01
51    703   Batlivala & Karani Securities India Pvt. Ltd.       0.00
52    845   ICICI Securities Limited                            0.00
53    864   Om Spectrum Financial Consultants Pvt. Ltd.         0.00
54    893   IDBI Capital Market Services Limited                0.00
55    900   Wealth Managers (India) Private Limited             0.00
56    912   B D Shroff Securities Private Limited               0.00
57    935   Ghalla & Bhansali Securities Pvt. Ltd.              0.02
58    940   Dalal & Broacha Stock Broking Pvt. Ltd.             0.00
59    962   Integrated Enterprises (India) Ltd                  0.04
60    988   Ganesh Shridhar Shanbhag                            0.00
61   1016   Roopa Venkatkrishnan                                0.26
62   1017   Rajbir Singh                                        0.00
63   1022   Quantum Information Services Private Limited        0.00
64   1142   Wealth First Advisors Pvt Ltd                       0.00
65   1159   The Royal Bank of Scotland N V                      0.00
66   1160   Prescient Financial Solutions                       0.00
67   1173   Shivranjani Securities Company Pvt Ltd              0.00
68   1209   Standard Chartered Bank                             0.00
69   1308   Almondz Global Securities Limited                   0.12
70   1379   Anita Investment Agencies                           0.00
71   1389   Right Choice Securities Pvt Ltd                     0.00
72   1390   Kotak Mahindra Bank Limited                         0.00
73   1435   Security Investments Limited                        0.62
74   1480   Raviraj Investments Corporate (India) Pvt Ltd       0.00
75   1488   Goldstar Financial Services Private Limited         0.00
76   1560   Purnima Securities Pvt Ltd                          0.00
77   1563   Emkay Global Financial Services Limited             0.00
78   1665   Matrix Financial Services Ltd                       0.00
79   1666   Safe Assets                                         0.00
80   1668   ECS Financial Services (India) Private Limited      0.00
81   1678   Mangsidhesh Investments Pvt Ltd                     0.00
82   1774   Zuari Investments Ltd                               0.00
83   1828   Hemdev Corporate Services Pvt Ltd                   0.00
84   1834   Pet Fibres Ltd                                      0.00
 85   1920   Hari Ghanashyam Kamat                               0.00
 86   1964   Anil Khera                                          0.00
 87   2023   Bharat Bhushan & Co.                                0.00
 88   2025   Suvridhi Capital Markets Ltd                        0.00
 89   2235   Nikhil Ashok Naik                                   0.00
 90   2275   Jagdish Surendra Dalal                              0.00
 91   2328   Nita Siddharth Shah                                 0.00
 92   2373   Divyesh Jagdish Rach                                0.00
 93   2380   Edge Corporate Services Pvt Ltd                     0.00
 94   2403   Varsha Investments                                  0.00
 95   2481   Rajinder Palsingh Anand                             0.00
 96   2512   Rakesh Pasricha                                     0.00
 97   2648   Darashaw & Co. Pvt Ltd                              0.00
 98   2659   FCH Centrum Direct Limited                          0.00
 99   2662   Saravana Stocks (P) Ltd                             0.00
100   2698   Jagruti Sanjay Khatri                               0.00
101   2700   Sanjay Jiwandas Khatri                              0.00
102   3078   Barjeel Geojit Securities LLC                       0.00
103   3086   Asit C. Mehta Investment Intermediates Ltd          0.00
104   3092   Think Financial & Insurance Cons Pvt Ltd            0.00
105   3266   Hexagon Consultants                                 0.00
106   3273   Pelican Wealth Managers Pvt. Ltd.                   0.00
107   3280   Sundaram Finance Limited                            0.00
108   3284   SKM Management Services                             0.00
109   3302   Amit Jasani Financial Services Pvt Ltd              0.00
110   3307   Disha Finance & Investment Pvt Ltd                  0.00
111   3524   Jhaveri Securities Ltd                              0.00
112   3528   PowerPusher Financial Srvs. Pvt Ltd                 0.00
113   3543   Deutsche Bank AG                                    0.00
114   3689   Yogesh Jayant Shah                                  0.00
115   3821   Mukesh R Parikh                                     0.00
116   3857   Edelweiss Securities Ltd.                           0.00
117   4181   ICICI Securities Primary Dealership Limited         0.00
118   4480   Union Bank of India                                 0.00
119   4481   Bank of India                                       0.00
120   4483   UTI Infrastructure Technology And Services Ltd      0.00
121   4837   Harihar Finance Corporation                         0.00
122   4838   PNB Gilts Ltd                                       0.00
123   4968   Ramesh Chand Maloo                                  0.00
124   5081   Kanchan Hiralal Jain                                0.00
125   5084   Dipankar Das                                        0.00
126   5298   Deep Management & Eco Consultants Private Limited   0.00
127   5592   Darshan Securities Private Limited                  0.00
128   5593   Merchant Investment Consultancy Private Limited     0.00
129   5599   Vantage Wealth Management Solutions Pvt. Ltd.       0.00
130    5893   Religare Securities Limited                       0.01
131    5962   Sab Investments                                   0.00
132    6573   Nitin Parikh Brokerage Services Ltd               0.00
133    7296   Invest Care                                       0.00
134    7493   Prime Capital Services Private Ltd                0.00
135    7893   Ravindra Rajendra Oberoi                          0.00
136    7916   Haresh Kalyanbhai Shah                            0.00
137    8181   Brain Point Investment Centre Pvt Ltd             0.00
138    8418   Punjab National Bank                              0.00
139    9348   Samsang Financial Consultants                     0.00
140    9760   Canara Bank                                       0.00
141    9807   Indus Capital                                     0.00
142    9992   Prudent Corporate Advisory Services Ltd           0.40
143   10617   Subras Investments                                0.00
144   11436   L&T Capital Company Ltd                           0.00
145   11439   Leader Care Finance                               0.00
146   11660   Frontline Securities Ltd                          0.00
147   11766   Capital League                                    0.00
148   12195   State Bank of India                               0.00
149   12371   Rachit Consultants                                0.00
150   12836   Rashmi Thukral                                    0.00
151   13198   H L Kapoor Financial Consultants Pvt Ltd          0.00
152   13595   Wealth First Port Folio Managers Pvt. Ltd         0.04
153   14155   Dhruv Lalit Mehta                                 4.07
154   15110   Allegro Capital Advisors Pvt Ltd                  0.05
155   15238   R K Agrawal                                       0.00
156   16186   State Bank of Travancore                          0.00
157   17397   Motilal Oswal Securities Ltd.                    60.99
158   17645   Indian Bank                                       0.00
159   18741   Vcare Investment Services Pvt. Ltd.               0.00
160   19203   Abchlor Investment Advisors (P) Ltd               0.00
161   19898   State Bank of Patiala                             0.00
162   19908   BOB Capital Markets Ltd                           0.00
163   20669   Sharekhan Limited                                 1.12
164   20677   Relacs Investment & Financial Services Pvt Ltd    0.00
165   20721   Wiseinvest Advisors Pvt. Ltd.                     0.00
166   20936   Ventura Securities Ltd                            0.00
167   20995   Wealth Advisors (India) Pvt. Ltd.                 0.00
168   21539   Sundaram Finance Distribution Limited             0.00
169   22502   Iqbal Singh                                       0.00
170   23017   Yes Bank Limited                                  0.00
171   23046   Asset Managers                                    0.00
172   23535   Rahul Rathi                                       0.00
173   25399   Rashi Investments                                 0.00
174   27210   GEPL CAPITAL PRIVATE LIMITED                      0.00
175   27889   My Financial Advisor                                  0.00
176   28457   Verdant Financial Advisory Services Private Limited   0.00
177   29345   SMC Global Securities Limited                         0.02
178   29819   Pioneer Client Associates Private Limited             0.00
179   29889   Reliance Securities Limited                           0.00
180   30004   DBS Bank Ltd.                                         6.32
181   30156   Mahindra & Mahindra Financial Services Limited        0.02
182   30846   International Money Matters Private Limited           0.00
183   31388   Abacus Investment Advisors Private Limited            0.00
184   31751   LKP Securities Limited                                0.00
185   32522   Namrata Manish Lakhi                                  0.00
186   33752   S J Investment Services Pvt Ltd                       1.33
187   33764   Religare Finvest Limited                              0.00
188   33919   Vista Wealth Consultants Private Limited              0.00
189   34074   Harish S Kotian                                       0.00
190   34515   Comsol Financial Solutions Private Limited            0.00
191   34962   DSA Capital Services                                  0.00
192   35323   The Dhanalakshmi Bank Limited                         0.00
193   35331   Sujata Kabraji                                        0.00
194   35783   Bank Of Baroda                                        0.00
195   36190   Director General Posts                                0.00
196   36358   Ambit Capital Private Limited                         0.00
197   37827   Manjula S                                             0.00
198   40283   Ruchika Suri                                          0.00
199   40594   Mukesh Kumar Vinodlal Shah                            0.00
200   41778   Canara Bank Securities Limited                        0.00
201   42257   Sushil Finance Consultants Limited                    0.00
202   42964   ING Financial Services Pvt Ltd                        0.00
203   44882   Padam Singh Raj Purohit                               0.00
204   46722   Value Invest Wealth Management (India) Pvt. Ltd.      0.00
205   47293   Ask Wealth Advisors Private Limited                   0.00
206   47629   Barclays Bank PLC                                     0.00
207   47791   India Infoline Limited                                0.01
208   48100   Y S Capital                                           0.01
209   48144   Milestone Holdings & Infrastructure Pvt Ltd           0.00
210   48345   Mranjali Agarwal                                      0.00
211   49091   V Serve Management Private Limited                    0.00
212   49403   Shalin A Parikh                                       0.00
213   49707   Religare Macquarie Wealth Management Limited.         0.15
214   50915   The Peerless General Finance & Investment Co Ltd      0.00
215   51053   Pegasus Advisory Private Limited                      0.00
216   51479   Tata Capital Limited                                  0.00
217   52522   R Shah Associates                                     0.00
218   52608   Vasant Potbhare                                       0.00
219   52637   STCI Primary Dealer Limited                           0.00
220   52816   Corpbank Securities Limited                        0.00
221   53012   Vedansh Securities                                 0.00
222   53301   RDA Holding & Trading Private Limited              0.00
223   53308   Barclays Securities (India) Pvt Ltd               53.47
224   53956   Credit Suisse Securities India Pvt Ltd            16.87
225   55274   Divitas Capital Advisors Pvt Ltd                   0.00
226   55374   JRG Financial Advisors (P) ltd                     0.00
227   56421   KNS Consulting Pvt Ltd                             0.00
228   56817   L&T Finance Ltd                                    0.00
229   59223   Wealth Zone Fin Ser (India) Pvt Ltd                0.01
230   59563   IIFL Wealth Management Limited                    23.39
231   60927   Morgan Stanley India Financial Services Pvt Ltd    3.01
232   61284   Vriddhi Money Management Services                  0.00
233   61882   Sonic Investments                                  0.00
234   63650   BM Financial Advisors                              0.00
235   64484   Sameer K Lakhani                                   0.00
236   64606   AUM Capital Market Pvt Ltd                         0.08
237   65287   SMC Investments And Advisors Limited               0.00
238   66210   Spicebulls Investments Ltd                         0.00
239   66220   Sarasin Alpen (India) Private Limited              0.00
240   67218   iFAST Financial India Pvt Ltd                      0.00
241   67431   Indus Investments                                  0.00
242   69252   LICHFL Financial Services Ltd                      0.00
243   69583   Wealth India Financial Services Pvt Ltd            0.00
244   71527   Kotak Mahindra (International) Ltd                 0.00
245   72348   SarthiWM Consultants Pvt Ltd                       0.00
246   73217   Lokesh Jain                                        0.00
247   75293   Alchemy Capital Management Pvt Ltd                 0.74
248   75320   Sapient Wealth Advisors And Brokers Pvt Ltd        0.00
249   75820   Centbank Financial Services Ltd                    0.00
250   76019   InvestAscent Wealth Advisors Pvt Ltd               0.00
251   76586   TG Financial Consultant                            0.00
252   76674   Anamika Naskar                                     0.00
253   77404   Angel Broking Ltd                                  0.00
254   77509   Gaurav Ganpule                                     0.00
255   77864   SKCL Wealth Management Pvt Ltd                     0.00
256   78037   HM Capital                                         0.00
257   78486   Avendus Capital Pvt Ltd                            0.00
258   78737   Intrust Advisors LLP                               0.00
259   79503   SGR Securities Pvt Ltd                             0.00
260   79799   Jain Investment Planner Pvt Ltd                    0.00
261   81294   Quant Capital Advisors Private Limited             0.00
262   81449   Trust-Plutus Wealth Managers (India) Pvt Ltd       0.00
263   81652   Nilgiri Financial Consultants Ltd                  0.00
264   81655   Edge Wealth Management Services LLP                0.00
265   81829   Raj Ratan Smelter Ltd                               0.00
266   82601   Centrum Wealth Management Ltd                       0.00
267   82685   Credit Suisse (Singapore) Limited                   0.00
268   82850   Sarvodaya Transport Company Pvt Ltd                 0.00
269   83338   Essvee Investment Advisors Pvt Ltd                  0.00



              Criteria
              Commission > 1 crore
              AUM > 100 crs.
              AUM > 100 crs. and Comm from single AMC > 50 lacs
              Commission from single AMC > 50 lacs
              Selected only on criteria of > 20 locations

				
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posted:8/28/2012
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