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					                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page1 of 22



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                                           7                                UNITED STATES DISTRICT COURT
                                           8                             NORTHERN DISTRICT OF CALIFORNIA
                                           9                                        SAN JOSE DIVISION
                                          10   APPLE, INC., a California corporation, )             Case No.: 11-CV-01846-LHK
                                                                                      )
For the Northern District of California




                                          11                           Plaintiff,     )             TENTATIVE VERDICT FORM
                                                      v.                              )
    United States District Court




                                          12                                          )
                                               SAMSUNG ELECTRONICS CO., LTD.,         )
                                          13   a Korean corporation;                  )
                                               SAMSUNG ELECTRONICS AMERICA, INC., )
                                          14   a New York corporation;                )
                                               SAMSUNG TELECOMMUNICATIONS             )
                                          15   AMERICA, LLC,                          )
                                               a Delaware limited liability company,  )
                                          16                                          )
                                                                       Defendants.    )
                                          17                                          )
                                                                                      )
                                          18   SAMSUNG ELECTRONICS CO., LTD.,         )
                                               a Korean corporation;                  )
                                          19   SAMSUNG ELECTRONICS AMERICA, INC., )
                                               a New York corporation;                )
                                          20   SAMSUNG TELECOMMUNICATIONS             )
                                               AMERICA, LLC,                          )
                                          21   a Delaware limited liability company,  )
                                                                                      )
                                          22                 Counterclaim-Plaintiffs, )
                                                      v.                              )
                                          23                                          )
                                               APPLE, INC., a California corporation, )
                                          24                                          )
                                                             Counterclaim-Defendant.  )
                                          25                                          )
                                          26
                                                      We, the jury, unanimously agree to the answers to the following questions and return them
                                          27   under the instructions of this Court as our verdict in this case.

                                          28
                                                                                               1
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                    Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page2 of 22


                                                                              FINDINGS ON APPLE’S CLAIMS
                                           1
                                               APPLE’S UTILITY AND DESIGN PATENT CLAIMS AGAINST SAMSUNG
                                           2
                                               1.   For each of the following products, has Apple proven by a preponderance of the evidence
                                           3        that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                                    Samsung Telecommunications America (STA) has infringed Claim 19 of the ‘381
                                           4        Patent?
                                           5        (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                    Samsung). Do not provide an answer for any cell that is blacked out.)
                                           6
                                                                                           Samsung          Samsung              Samsung
                                           7         Accused Samsung Product              Electronics      Electronics      Telecommunications
                                                                                           Co., Ltd.      America, Inc.        America, LLC
                                           8
                                                Captivate (JX 1011)
                                           9    Continuum (JX 1016)
                                                Droid Charge (JX 1025)
                                          10
                                                Epic 4G (JX 1012)
For the Northern District of California




                                          11    Exhibit 4G (JX 1028)
    United States District Court




                                          12    Fascinate (JX 1013)
                                                Galaxy Ace (JX 1030)
                                          13    Galaxy Prevail (JX 1022)
                                          14    Galaxy S (i9000) (JX 1007)
                                                Galaxy S 4G (JX 1019)
                                          15    Galaxy S II (AT&T) (JX 1031)
                                          16    Galaxy S II (i9100) (JX 1032)
                                                Galaxy Tab (JX 1036)
                                          17
                                                Galaxy Tab 10.1 (WiFi and LTE)
                                          18    (JX 1037)
                                                Gem (JX 1020)
                                          19    Indulge (JX 1026)
                                          20    Infuse 4G (JX 1027)
                                                Mesmerize (JX 1015)
                                          21    Nexus S 4G (JX 1023)
                                          22    Replenish (JX 1024)
                                                Vibrant (JX 1010)
                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                2
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                    Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page3 of 22



                                           1   2.   For each of the following products, has Apple proven by a preponderance of the evidence
                                                    that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                           2        Samsung Telecommunications America (STA) has infringed Claim 8 of the ’915 Patent?
                                           3        (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                    Samsung). Do not provide an answer for any cell that is blacked out.)
                                           4
                                                                                           Samsung          Samsung              Samsung
                                           5         Accused Samsung Product              Electronics      Electronics      Telecommunications
                                                                                           Co., Ltd.      America, Inc.        America, LLC
                                           6
                                                Captivate (JX 1011)
                                           7    Continuum (JX 1016)
                                                Droid Charge (JX 1025)
                                           8
                                                Epic 4G (JX 1012)
                                           9    Exhibit 4G (JX 1028)
                                          10    Fascinate (JX 1013)
                                                Galaxy Ace (JX 1030)
For the Northern District of California




                                          11    Galaxy Prevail (JX 1022)
    United States District Court




                                          12    Galaxy S (i9000) (JX 1007)
                                                Galaxy S 4G (JX 1019)
                                          13    Galaxy S II (AT&T) (JX 1031)
                                          14    Galaxy S II (i9100) (JX 1032)
                                                JX 1033 (Galaxy S II (T-Mobile))
                                          15
                                                Galaxy Tab (JX 1036)
                                          16    Galaxy Tab 10.1 (WiFi and LTE)
                                                (JX 1037)
                                          17    Gem (JX 1020)
                                          18    Indulge (JX 1026)
                                                Infuse 4G (JX 1027)
                                          19    Intercept (JX 1009)
                                          20    Mesmerize (JX 1015)
                                                Nexus S 4G (JX 1023)
                                          21
                                                Replenish (JX 1024)
                                          22    Transform (JX 1014)
                                                Vibrant (JX 1010)
                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                3
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                    Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page4 of 22



                                           1   3.   For each of the following products, has Apple proven by a preponderance of the evidence
                                                    that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                           2        Samsung Telecommunications America (STA) has infringed Claim 50 of the ’163
                                                    Patent?
                                           3
                                                    (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           4        Samsung). Do not provide an answer for any cell that is blacked out.)
                                           5                                               Samsung          Samsung              Samsung
                                                     Accused Samsung Product              Electronics      Electronics      Telecommunications
                                           6                                               Co., Ltd.      America, Inc.        America, LLC
                                           7    Captivate (JX 1011)
                                                Continuum (JX 1016)
                                           8    Droid Charge (JX 1025)
                                           9    Epic 4G (JX 1012)
                                                Exhibit 4G (JX 1028)
                                          10
                                                Fascinate (JX 1013)
For the Northern District of California




                                          11    Galaxy Ace (JX 1030)
                                                Galaxy Prevail (JX 1022)
    United States District Court




                                          12
                                                Galaxy S (i9000) (JX 1007)
                                          13    Galaxy S 4G (JX 1019)
                                                Galaxy S II (AT&T) (JX 1031)
                                          14
                                                Galaxy S II (i9100) (JX 1032)
                                          15    JX 1033 (Galaxy S II (T-Mobile))
                                          16    Galaxy Tab (JX 1036)
                                                Galaxy Tab 10.1 (WiFi and LTE)
                                          17    (JX 1037)
                                                Gem (JX 1020)
                                          18
                                                Indulge (JX 1026)
                                          19    Infuse 4G (JX 1027)
                                                Intercept (JX 1009)
                                          20
                                                Mesmerize (JX 1015)
                                          21    Nexus S 4G (JX 1023)
                                          22    Replenish (JX 1024)
                                                Transform (JX 1014)
                                          23    Vibrant (JX 1010)
                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                4
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                    Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page5 of 22


                                               4.   For each of the following products, has Apple proven by a preponderance of the evidence
                                           1        that Samsung Electronics Co. (SEC), took action that it knew or should have known
                                                    would induce STA or SEA to infringe the ’381, ’915, or ’163 Patents?
                                           2
                                                    (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           3        Samsung). Do not provide an answer for any cell that is blacked out.)
                                           4                                                  ‘381 Patent      ‘915 Patent      ‘163 Patent
                                                        Accused Samsung Product               (Claim 19)        (Claim 8)       (Claim 50)
                                           5
                                                    Captivate (JX 1011)
                                           6        Continuum (JX 1016)
                                                    Droid Charge (JX 1025)
                                           7
                                                    Epic 4G (JX 1012)
                                           8        Exhibit 4G (JX 1028)
                                                    Fascinate (JX 1013)
                                           9
                                                    Galaxy Ace (JX 1030)
                                          10        Galaxy Prevail (JX 1022)
For the Northern District of California




                                          11        Galaxy S (i9000) (JX 1007)
                                                    Galaxy S 4G (JX 1019)
    United States District Court




                                          12        Galaxy S II (AT&T) (JX 1031)
                                          13        Galaxy S II (i9100) (JX 1032)
                                                    JX 1033 (Galaxy S II (T-Mobile))
                                          14
                                                    Galaxy Tab (JX 1036)
                                          15        Galaxy Tab 10.1 (WiFi and LTE) (JX
                                                    1037)
                                          16        Gem (JX 1020)
                                          17        Indulge (JX 1026)
                                                    Infuse 4G (JX 1027)
                                          18        Intercept (JX 1009)
                                          19        Mesmerize (JX 1015)
                                                    Nexus S 4G (JX 1023)
                                          20
                                                    Replenish (JX 1024)
                                          21        Transform (JX 1014)
                                                    Vibrant (JX 1010)
                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                5
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                    Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page6 of 22


                                               5.   For each of the following products, has Apple proven by a preponderance of the evidence
                                           1        that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                                    Samsung Telecommunications America (STA) has infringed the D’677 Patent?
                                           2
                                                    (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           3        Samsung). Do not provide an answer for any cell that is blacked out.)
                                           4                                                Samsung         Samsung              Samsung
                                                      Accused Samsung Product              Electronics     Electronics      Telecommunications
                                           5                                                Co., Ltd.     America, Inc.        America, LLC
                                           6    Fascinate (JX 1013)
                                                Galaxy Ace (JX 1030)
                                           7    Galaxy S (i9000) (JX 1007)
                                           8    Galaxy S 4G (JX 1019)
                                                Galaxy S II (AT&T) (JX 1031)
                                           9    Galaxy S II (i9100) (JX 1032)
                                          10    Galaxy S II (T-Mobile) (JX 1033)
                                                Galaxy S II (Epic 4G Touch) (JX 1034)
For the Northern District of California




                                          11
                                                Galaxy S II (Skyrocket) (JX 1035)
    United States District Court




                                          12    Galaxy S Showcase (i500) (JX 1017)
                                                Infuse 4G (JX 1027)
                                          13
                                                Mesmerize (JX 1015)
                                          14    Vibrant (JX 1010)
                                          15

                                          16   6.   For each of the following products, has Apple proven by a preponderance of the evidence
                                                    that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                          17        Samsung Telecommunications America (STA) has infringed the D’087 Patent?

                                          18        (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                    Samsung). Do not provide an answer for any cell that is blacked out.)
                                          19
                                                                                            Samsung         Samsung              Samsung
                                          20          Accused Samsung Product              Electronics     Electronics      Telecommunications
                                                                                            Co., Ltd.     America, Inc.        America, LLC
                                          21    Galaxy S (i9000) (JX 1007)
                                                Galaxy S 4G (JX 1019)
                                          22
                                                Galaxy S II (AT&T) (JX 1031)
                                          23    Galaxy S II (i9100) (JX 1032)
                                                Galaxy S II (Epic 4G Touch) (JX 1034)
                                          24
                                                Galaxy S II (Skyrocket) (JX 1035)
                                          25    Infuse 4G (JX 1027)
                                          26    Vibrant (JX 1010)

                                          27

                                          28
                                                                                                6
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                    Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page7 of 22


                                               7.   For each of the following products, has Apple proven by a preponderance of the evidence
                                           1        that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                                    Samsung Telecommunications America (STA) has infringed the D’305 Patent?
                                           2
                                                    (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           3        Samsung). Do not provide an answer for any cell that is blacked out.)
                                           4                                                Samsung         Samsung              Samsung
                                                      Accused Samsung Product              Electronics     Electronics      Telecommunications
                                           5                                                Co., Ltd.     America, Inc.        America, LLC
                                           6    Captivate (JX 1011)
                                                Continuum (JX 1016)
                                           7    Droid Charge (JX 1025)
                                           8    Epic 4G (JX 1012)
                                                Fascinate (JX 1013)
                                           9    Galaxy S (i9000) (JX 1007)
                                          10    Galaxy S 4G (JX 1019)
                                                Galaxy S Showcase (i500) (JX 1017)
For the Northern District of California




                                          11
                                                Gem (JX 1020)
    United States District Court




                                          12    Indulge (JX 1026)
                                                Infuse 4G (JX 1027)
                                          13
                                                Mesmerize (JX 1015)
                                          14    Vibrant (JX 1010)
                                          15

                                          16   8.   For each of the following products, has Apple proven by a preponderance of the evidence
                                                    that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                          17        Samsung Telecommunications America (STA) has infringed the D’889 Patent?

                                          18        (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                    Samsung). Do not provide an answer for any cell that is blacked out.)
                                          19
                                                                                           Samsung          Samsung              Samsung
                                          20         Accused Samsung Product              Electronics      Electronics      Telecommunications
                                                                                           Co., Ltd.      America, Inc.        America, LLC
                                          21    Galaxy Tab 10.1 (WiFi and LTE)
                                                (JX 1037)
                                          22
                                                Galaxy Tab 10.1 (4G LTE) (JX
                                          23    1038)

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                7
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                     Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page8 of 22


                                               If you did not answer “Yes” to any of Questions 1 through 8, please skip to Question 11, and do
                                           1   not answer Questions 9 and 10.
                                           2   9.     If you found that Samsung Electronics America (SEA) or Samsung Telecommunications
                                                      America (STA) infringed in any of Questions 1 through 8, has Apple proven by a
                                           3          preponderance of the evidence that Samsung Electronics Co. (SEC), took action that it
                                                      knew or should have known would induce SEA or SEC to infringe the D’677, D’087,
                                           4          D’305, and/or D’889 Patents?
                                           5          (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                      Samsung). Do not provide an answer for any cell that is blacked out.)
                                           6
                                                                                    D’677 Patent       D’087 Patent   D’305 Patent       D’889
                                           7        Accused Samsung Product                                                              Patent
                                           8        Captivate (JX 1011)
                                                    Continuum (JX 1016)
                                           9        Droid Charge (JX 1025)
                                          10        Epic 4G (JX 1012)
                                                    Fascinate (JX 1013)
For the Northern District of California




                                          11
                                                    Galaxy Ace (JX 1030)
    United States District Court




                                          12        Galaxy S (i9000) (JX 1007)
                                                    Galaxy S 4G (JX 1019)
                                          13        Galaxy S II (AT&T) (JX
                                                    1031)
                                          14        Galaxy S II (i9100) (JX
                                                    1032)
                                          15        Galaxy S II (T-Mobile) (JX
                                                    1033)
                                          16
                                                    Galaxy S II (Epic 4G Touch)
                                          17        (JX 1034)
                                                    Galaxy S II (Skyrocket) (JX
                                          18        1035)
                                                    Galaxy S Showcase (i500)
                                          19        (JX 1017)
                                                    Galaxy Tab 10.1 (WiFi and
                                          20        LTE) (JX 1037)
                                                    Galaxy Tab 10.1 (4G LTE)
                                          21        (JX 1038)
                                          22        Gem (JX 1020)
                                                    Indulge (JX 1026)
                                          23        Infuse 4G (JX 1027)
                                          24        Mesmerize (JX 1015)
                                                    Vibrant (JX 1010)
                                          25

                                          26

                                          27

                                          28
                                                                                                   8
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page9 of 22


                                               10. If you answered “Yes” to any of Questions 1 through 9, and thus found that any
                                           1       Samsung entity has infringed any Apple patent(s), has Apple proven by clear and
                                                   convincing evidence that the Samsung entity’s infringement was willful?
                                           2
                                                   (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           3       Samsung).)
                                           4                                        Samsung           Samsung             Samsung
                                                     Apple Utility and Design      Electronics       Electronics     Telecommunications
                                           5                Patents                 Co., Ltd.       America, Inc.       America, LLC
                                           6         ’381 Patent (Claim 19)
                                                     ’915 Patent (Claim 8)
                                           7         ’163 Patent (Claim 50)
                                           8         D’677 Patent
                                                     D’087 Patent
                                           9         D’305 Patent
                                          10         D’889 Patent
For the Northern District of California




                                          11
    United States District Court




                                          12   11. Has Samsung proven by clear and convincing evidence that Apple’s asserted utility
                                                   and/or design patent claims are invalid?
                                          13
                                                   ’381 Patent (Claim 19)           Yes ______ (for Samsung)      No ______ (for Apple)
                                          14
                                                   ’915 Patent (Claim 8)            Yes ______ (for Samsung)      No ______ (for Apple)
                                          15
                                                   ’163 Patent (Claim 50)           Yes ______ (for Samsung)      No ______ (for Apple)
                                          16
                                                   D’677 Patent                     Yes ______ (for Samsung)      No ______ (for Apple)
                                          17
                                                   D’087 Patent                     Yes ______ (for Samsung)      No ______ (for Apple)
                                          18
                                                   D’305 Patent                     Yes ______ (for Samsung)      No ______ (for Apple)
                                          19
                                                   D’889 Patent                     Yes ______ (for Samsung)      No ______ (for Apple)
                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               9
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page10 of 22


                                               APPLE’S TRADE DRESS CLAIMS AGAINST SAMSUNG
                                           1
                                               Protectability
                                           2
                                               12. Has Samsung proven by a preponderance of the evidence that Apple’s registered iPhone
                                           3       trade dress ’983 is not protectable?
                                           4       Yes (not protectable – for Samsung) _____        No (protectable – for Apple) _________
                                           5
                                               13. Has Apple proven by a preponderance of the evidence that Apple’s unregistered trade
                                           6       dresses are protectable?
                                           7       (Please answer with a “Y” for “yes” (for Apple), or with an “N” for “no” (for Samsung).)
                                           8
                                                                            Apple Trade Dresses                     Protectable
                                           9                    Unregistered iPhone 3 Trade Dress
                                                                Unregistered Combination iPhone Trade Dress
                                          10
                                                                Unregistered iPad/iPad 2 Trade Dress
For the Northern District of California




                                          11
    United States District Court




                                          12
                                               Trade Dress Dilution
                                          13
                                               14. Has Apple proven by a preponderance of the evidence that Apple’s trade dresses are
                                          14       famous?
                                          15       (Please answer with a “Y” for “yes” (for Apple), or with an “N” for “no” (for Samsung).)
                                          16
                                                                             Apple Trade Dresses                     Famous
                                          17                    Registered iPhone Trade Dress
                                          18                    Unregistered iPhone 3 Trade Dress
                                                                Unregistered Combination iPhone Trade Dress
                                          19                    Unregistered iPad/iPad 2 Trade Dress
                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               10
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page11 of 22


                                               If you did not find the registered iPhone trade dress protectable and famous, please skip to
                                           1   Question 16, and do not answer Question 15.
                                           2   15. If you found the registered iPhone trade dress protectable and famous, for each of the
                                                   following products, has Apple proven by a preponderance of the evidence that Samsung
                                           3       Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung
                                                   Telecommunications America (STA) has diluted the registered iPhone trade dress?
                                           4
                                                   (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           5       Samsung).)
                                           6                                               Samsung         Samsung             Samsung
                                                      Accused Samsung Product             Electronics     Electronics     Telecommunications
                                           7                                               Co., Ltd.     America, Inc.       America, LLC
                                           8    Captivate (JX 1011)
                                                Continuum (JX 1016)
                                           9    Droid Charge (JX 1025)
                                          10    Epic 4G (JX 1012)
                                                Fascinate (JX 1013)
For the Northern District of California




                                          11
                                                Galaxy Prevail (JX 1022)
    United States District Court




                                          12    Galaxy S (i9000) (JX 1007)
                                                Galaxy S 4G (JX 1019)
                                          13
                                                Galaxy S II (AT&T) (JX 1031)
                                          14    Galaxy S II (i9100) (JX 1032)
                                          15    Galaxy S II (T-Mobile) (JX 1033)
                                                Galaxy S II (Epic 4G Touch) (JX 1034)
                                          16
                                                Galaxy S II (Skyrocket) (JX 1035)
                                          17    Galaxy S II Showcase (i500) (JX 1017)
                                          18    Infuse 4G (JX 1027)
                                                Mesmerize (JX 1015)
                                          19    Vibrant (JX 1010)
                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               11
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page12 of 22


                                               If you did not find the unregistered iPhone 3 trade dress protectable and famous, please skip to
                                           1   Question 17, and do not answer Question 16.
                                           2   16. If you found the unregistered iPhone 3 trade dress protectable and famous, for each of
                                                   the following products, has Apple proven by a preponderance of the evidence that
                                           3       Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung
                                                   Telecommunications America (STA) has diluted the unregistered iPhone 3 trade dress?
                                           4
                                                   (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           5       Samsung).)
                                           6                                               Samsung         Samsung             Samsung
                                                      Accused Samsung Product             Electronics     Electronics     Telecommunications
                                           7                                               Co., Ltd.     America, Inc.       America, LLC
                                           8    Captivate (JX 1011)
                                                Continuum (JX 1016)
                                           9    Droid Charge (JX 1025)
                                          10    Epic 4G (JX 1012)
                                                Fascinate (JX 1013)
For the Northern District of California




                                          11
                                                Galaxy Prevail (JX 1022)
    United States District Court




                                          12    Galaxy S (i9000) (JX 1007)
                                                Galaxy S 4G (JX 1019)
                                          13
                                                Galaxy S II (AT&T) (JX 1031)
                                          14    Galaxy S II (i9100) (JX 1032)
                                          15    Galaxy S II (T-Mobile) (JX 1033)
                                                Galaxy S II (Epic 4G Touch) (JX 1034)
                                          16
                                                Galaxy S II (Skyrocket) (JX 1035)
                                          17    Galaxy S II Showcase (i500) (JX 1017)
                                          18    Infuse 4G (JX 1027)
                                                Mesmerize (JX 1015)
                                          19    Vibrant (JX 1010)
                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               12
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page13 of 22


                                               If you did not find the unregistered Combination iPhone trade dress protectable and famous,
                                           1   please skip to Question 18, and do not answer Question 17.
                                           2   17. If you found the unregistered Combination iPhone trade dress protectable and famous,
                                                   for each of the following products, has Apple proven by a preponderance of the evidence
                                           3       that Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or
                                                   Samsung Telecommunications America (STA) has diluted the unregistered Combination
                                           4       iPhone trade dress?
                                           5       (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                   Samsung).)
                                           6
                                                                                           Samsung         Samsung             Samsung
                                           7          Accused Samsung Product             Electronics     Electronics     Telecommunications
                                                                                           Co., Ltd.     America, Inc.       America, LLC
                                           8
                                                Captivate (JX 1011)
                                           9    Continuum (JX 1016)
                                                Droid Charge (JX 1025)
                                          10
                                                Epic 4G (JX 1012)
For the Northern District of California




                                          11    Fascinate (JX 1013)
    United States District Court




                                          12    Galaxy Ace (JX 1030)
                                                Galaxy Prevail (JX 1022)
                                          13    Galaxy S (i9000) (JX 1007)
                                          14    Galaxy S 4G (JX 1019)
                                                Galaxy S II (AT&T) (JX 1031)
                                          15
                                                Galaxy S II (i9100) (JX 1032)
                                          16    Galaxy S II (T-Mobile) (JX 1033)
                                          17    Galaxy S II (Epic 4G Touch) (JX 1034)
                                                Galaxy S II (Skyrocket) (JX 1035)
                                          18    Galaxy S II Showcase (i500) (JX 1017)
                                          19    Infuse 4G (JX 1027)
                                                Mesmerize (JX 1015)
                                          20
                                                Vibrant (JX 1010)
                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               13
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page14 of 22


                                               If you did not find the unregistered iPad/iPad2 trade dress protectable and famous, please skip to
                                           1   Question 19, and do not answer Question 18.
                                           2   18. If you found the unregistered iPad/iPad 2 trade dress protectable and famous, for each
                                                   of the following products, has Apple proven by a preponderance of the evidence that
                                           3       Samsung Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung
                                                   Telecommunications America (STA) has diluted the unregistered iPad/iPad 2 trade
                                           4       dress?
                                           5       (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                   Samsung).)
                                           6
                                                                                  Samsung               Samsung               Samsung
                                           7          Accused Samsung          Electronics Co.,        Electronics       Telecommunications
                                                          Product                    Ltd.             America, Inc.         America, LLC
                                           8
                                                  Galaxy Tab 10.1 (WiFi
                                           9      and LTE) (JX 1037)
                                                  Galaxy Tab 10.1 (4G
                                          10      LTE) (JX 1038)
For the Northern District of California




                                          11
    United States District Court




                                          12
                                               If you did not answer “Yes” to any of Questions 15 through 18, please skip to Question 21, and
                                          13   do not answer Questions 19 and 20.

                                          14

                                          15

                                          16

                                          17

                                          18

                                          19

                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               14
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                 Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page15 of 22


                                               19. If you found that Samsung Electronics America (SEA) or Samsung Telecommunications
                                           1       America (STA) infringed in any of Questions 15 through 18, for each of the following
                                                   products, has Apple proven by a preponderance of the evidence that Samsung
                                           2       Electronics Co. (SEC) took action that it knew or should have known would induce SEA
                                                   or STA to dilute any of the Apple trade dresses?
                                           3
                                                   (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           4       Samsung). Do not provide an answer for any cell that is blacked out.)
                                           5                                   Registered Unregistered Unregistered           Unregistered
                                                      Accused Samsung           iPhone     iPhone 3    Combination            iPad/iPad 2
                                           6              Product             Trade Dress Trade Dress    iPhone               Trade Dress
                                                                                                       Trade Dress
                                           7
                                                    Captivate (JX 1011)
                                           8
                                                    Continuum (JX 1016)
                                           9
                                                    Droid Charge (JX
                                          10        1025)
                                                    Epic 4G (JX 1012)
For the Northern District of California




                                          11
                                                    Fascinate (JX 1013)
    United States District Court




                                          12
                                                    Galaxy Ace (JX 1030)
                                          13
                                                    Galaxy Prevail (JX
                                          14        1022)
                                                    Galaxy S (i9000) (JX
                                          15        1007)

                                          16        Galaxy S 4G (JX 1019)
                                                    Galaxy S II (AT&T)
                                          17        (JX 1031)
                                          18        Galaxy S II (i9100) (JX
                                                    1032)
                                          19        Galaxy S II (T-Mobile)
                                                    (JX 1033)
                                          20        Galaxy S II (Epic 4G
                                                    Touch) (JX 1034)
                                          21        Galaxy S II
                                                    (Skyrocket) (JX 1035)
                                          22
                                                    Galaxy S II Showcase
                                          23        (i500) (JX 1017)
                                                    Galaxy Tab 10.1 (WiFi
                                          24        and LTE) (JX 1037)
                                          25        Galaxy Tab 10.1 (4G
                                                    LTE) (JX 1038)
                                          26
                                                    Infuse 4G (JX 1027)
                                          27        Mesmerize (JX 1015)
                                          28
                                                                                               15
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page16 of 22



                                           1        Vibrant (JX 1010)

                                           2   20. If you answered “Yes” to any of Questions 15 through 18, and thus found that any
                                                   Samsung entity has diluted any Apple trade dress(es), has Apple proven by clear and
                                           3       convincing evidence that the Samsung entity’s dilution was willful?
                                           4       (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                   Samsung).)
                                           5
                                                                                   Samsung              Samsung               Samsung
                                           6        Asserted Trade Dress        Electronics Co.,       Electronics       Telecommunications
                                                                                      Ltd.            America, Inc.         America, LLC
                                           7
                                                  Registered iPhone Trade
                                           8      Dress
                                                  Unregistered iPhone 3
                                           9      Trade Dress
                                          10      Unregistered Combination
                                                  iPhone Trade Dress
For the Northern District of California




                                          11      Unregistered iPad/iPad 2
                                                  Trade Dress
    United States District Court




                                          12

                                          13

                                          14   Trade Dress Infringement

                                          15
                                               If you did not find the unregistered iPad/iPad2 trade dress protectable, please skip to Question
                                          16   24, and do not answer Questions 21 through 23.

                                          17   21. If you found the unregistered iPad/iPad2 trade dress protectable, for each of the
                                                   following products, has Apple proven by a preponderance of the evidence that Samsung
                                          18       Electronics Co. (SEC), Samsung Electronics America (SEA), and/or Samsung
                                                   Telecommunications America (STA) has infringed the unregistered iPad/iPad2 trade
                                          19       dress?

                                          20       (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                   Samsung).)
                                          21
                                                                                   Samsung              Samsung               Samsung
                                          22        Asserted Trade Dress        Electronics Co.,       Electronics       Telecommunications
                                                                                      Ltd.            America, Inc.         America, LLC
                                          23      Galaxy Tab 10.1 (WiFi
                                                  and LTE) (JX 1037)
                                          24      Galaxy Tab 10.1 (4G
                                                  LTE) (JX 1038)
                                          25

                                          26
                                               If you did not answer “Yes” to any of Question 21, please skip to Question 24, and do not answer
                                          27   Questions 22 and 23.

                                          28
                                                                                               16
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page17 of 22


                                               22. If you found that Samsung Electronics America (SEA) or Samsung Telecommunications
                                           1       America (STA) infringed in any of Question 21, for each of the following products, has
                                                   Apple proven by a preponderance of the evidence that Samsung Electronics Co. (SEC)
                                           2       took action that it knew or should have known would induce SEA or STA to infringe
                                                   Apple’s unregistered iPad/iPad 2 trade dress?
                                           3
                                                   (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                           4       Samsung).)
                                           5                                                                            Unregistered
                                                                      Accused Samsung Product                         iPad/iPad 2 Trade
                                           6                                                                                Dress
                                           7           Galaxy Tab 10.1 (WiFi and LTE) (JX 1037)

                                           8           Galaxy Tab 10.1 (4G LTE) (JX 1038)

                                           9
                                               If you did not answer “Yes” to any of Question 21 and 22, please skip to Question 24, and do not
                                          10   answer Question 23.
For the Northern District of California




                                          11   23. If you answered “Yes” to any of Questions 21-22, and thus found that any Samsung
                                                   entity has infringed Apple’s unregistered iPad/iPad 2 trade dress, has Apple proven by
    United States District Court




                                          12       clear and convincing evidence that the Samsung entity’s infringement was willful?
                                          13       (Please answer in each cell with a “Y” for “yes” (for Apple), or with an “N” for “no” (for
                                                   Samsung).)
                                          14
                                                                                  Samsung               Samsung               Samsung
                                          15        Asserted Trade Dress       Electronics Co.,        Electronics       Telecommunications
                                                                                     Ltd.             America, Inc.         America, LLC
                                          16
                                                  Unregistered iPad/iPad 2
                                          17      Trade Dress

                                          18

                                          19

                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                               17
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                 Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page18 of 22


                                               DAMAGES TO APPLE FROM SAMSUNG (IF APPLICABLE)
                                           1

                                           2   24. What is the total dollar amount that Apple is entitled to receive from Samsung on the
                                                   claims on which you have ruled in favor of Apple?
                                           3
                                                                      $______________________________________.
                                           4

                                           5
                                               25. For the total dollar amount in your answer to Question 24, please provide the dollar
                                           6       breakdown by product.

                                           7                     Accused Samsung Product                        Amount
                                                        Captivate (JX 1011)
                                           8
                                                        Continuum (JX 1016)
                                           9            Droid Charge (JX 1025)
                                          10            Epic 4G (JX 1012)
                                                        Exhibit 4G (JX 1028)
For the Northern District of California




                                          11            Fascinate (JX 1013)
    United States District Court




                                          12            Galaxy Ace (JX 1030)
                                                        Galaxy Prevail (JX 1022)
                                          13            Galaxy S (i9000) (JX 1007)
                                          14            Galaxy S 4G (JX 1019)
                                                        Galaxy S II (AT&T) (JX 1031)
                                          15
                                                        Galaxy S II (i9100) (JX 1032)
                                          16            Galaxy S II (T-Mobile) (JX 1033)
                                          17            Galaxy S II (Epic 4G Touch) (JX 1034)
                                                        Galaxy S II (Skyrocket) (JX 1035)
                                          18
                                                        Galaxy S Showcase (i500) (JX 1017)
                                          19            Galaxy Tab (JX 1036)
                                          20            Galaxy Tab 10.1 (WiFi and LTE) (JX 1037)
                                                        Galaxy Tab 10.1 (4G LTE) (JX 1038)
                                          21
                                                        Gem (JX 1020)
                                          22            Indulge (JX 1026)
                                          23            Infuse 4G (JX 1027)
                                                        Intercept (JX 1009)
                                          24            Mesmerize (JX 1015)
                                          25            Nexus S 4G (JX 1023)
                                                        Replenish (JX 1024)
                                          26            Transform (JX 1014)
                                          27            Vibrant (JX 1010)

                                          28
                                                                                             18
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                 Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page19 of 22


                                               SAMSUNG’S UTILITY PATENT CLAIMS AGAINST APPLE
                                           1
                                               26. For each of the following products, has Samsung proven by a preponderance of the
                                           2       evidence that Apple infringed the indicated Samsung utility patent claims?
                                           3       (Please answer in each cell with a “Y” for “yes” (for Samsung), or with an “N” for “no” (for
                                                   Apple). Do not provide an answer for any cell that is blacked out. )
                                           4




                                                                 Patent
                                           5



                                                                                Claim
                                                                  ‘460


                                                                                  1
                                           6

                                           7
                                                                 Patent
                                                                                Claim
                                                                  ‘893


                                           8                                     10

                                           9
                                                                 Patent
                                                                                Claim
                                                                  ‘711


                                                                                  9



                                          10
For the Northern District of California




                                          11
                                                                                Claim
    United States District Court




                                                                                 15
                                                                  ‘941 Patent




                                          12

                                          13
                                                                                Claim
                                                                                 10




                                          14

                                          15
                                                                                Claim




                                          16
                                                                                 16
                                                                  ‘516 Patent




                                          17
                                                                                Claim




                                          18
                                                                                 15




                                          19
                                                                                                                 (JX1055 and




                                                                                                                               1057 and JX
                                                                                                                               4th Gen. (JX
                                                                                                    iPhone 3GS




                                                                                                                               iPod Touch




                                          20
                                                                                        iPhone 3G
                                                                                        (JX 1053)




                                                                                                                                iPad2 3G
                                                                                                                   JX 1056)
                                                                                                      (JX 1054




                                                                                                                                (JX 1050
                                                                      Accused




                                                                                                                   iPhone 4
                                                                      Product




                                                                                                       and JX




                                                                                                                                  and JX
                                                                       Apple




                                                                                                        1076)




                                                                                                                                   1051)


                                                                                                                                   1077)




                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                          19
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                 Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page20 of 22



                                           1   27. If in response to Question No. 26 you found that Apple has infringed any Samsung
                                                   patent(s), has Samsung proven by clear and convincing evidence that Apple’s
                                           2       infringement was willful?
                                           3
                                                   ‘516 Patent
                                           4          Claim 15:    Yes ______ (for Samsung)      No ______ (for Apple)
                                                      Claim 16:    Yes ______ (for Samsung)      No ______ (for Apple)
                                           5
                                                   ‘914 Patent
                                           6          Claim 10:    Yes ______ (for Samsung)      No ______ (for Apple)
                                                      Claim 15:    Yes ______ (for Samsung)      No ______ (for Apple)
                                           7

                                           8       ‘711 Patent
                                                      Claim 9:     Yes ______ (for Samsung)      No ______ (for Apple)
                                           9
                                                   ‘893 Patent
                                          10          Claim 10:    Yes ______ (for Samsung)      No ______ (for Apple)
For the Northern District of California




                                          11
                                                   ‘460 Patent
    United States District Court




                                          12          Claim 1:     Yes ______ (for Samsung)      No ______ (for Apple)

                                          13
                                               28. Has Apple proven by clear and convincing evidence that Samsung’s asserted utility
                                          14       patent claims are invalid?
                                          15       ‘516 Patent
                                          16          Claim 15:    Yes ______ (for Apple)        No ______ (for Samsung)
                                                      Claim 16:    Yes ______ (for Apple)        No ______ (for Samsung)
                                          17
                                                   ‘914 Patent
                                          18          Claim 10:    Yes ______ (for Apple)        No ______ (for Samsung)
                                                      Claim 15:    Yes ______ (for Apple)        No ______ (for Samsung)
                                          19

                                          20       ‘711 Patent
                                                      Claim 9:     Yes ______ (for Apple)        No ______ (for Samsung)
                                          21
                                                   ‘893 Patent
                                          22          Claim 10:    Yes ______ (for Apple)        No ______ (for Samsung)
                                          23
                                                   ‘460 Patent
                                          24          Claim 1:     Yes ______ (for Apple)        No ______ (for Samsung)

                                          25

                                          26

                                          27

                                          28
                                                                                            20
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                 Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page21 of 22


                                               DAMAGES TO SAMSUNG FROM APPLE (IF APPLICABLE)
                                           1
                                               29. What is the total dollar amount that Samsung is entitled to receive from Apple for
                                           2       Apple’s utility patent infringement claims on the ‘516 and ‘941 patents?
                                           3
                                                                      $______________________________________.
                                           4

                                           5   30. What is the total dollar amount that Samsung is entitled to receive from Apple for
                                                   Apple’s utility patent infringement claims on the ‘711, ‘893, and ‘460 patents?
                                           6
                                                                      $______________________________________.
                                           7

                                           8
                                               31. For the total dollar amounts in your answers to Question Nos. 29 and 30, please provide
                                           9       the breakdown by product.

                                          10                     Accused Samsung Product                         Amount
                                                        iPhone 3G (JX 1053)
For the Northern District of California




                                          11            iPhone 3GS (JX 1054 and JX 1076)
    United States District Court




                                          12            iPhone 4 (JX1055 and JX 1056)
                                                        iPad2 3G (JX 1050 and JX 1051)
                                          13            iPod Touch 4th Gen. (JX 1057 and JX 1077)
                                          14

                                          15   BREACH OF CONTRACT CLAIMS AND ANTITRUST
                                          16   32. Has Apple proven by a preponderance of the evidence that Samsung breached its
                                                   contractual obligations by failing to timely disclose its intellectual property rights
                                          17       (“IPR”) during the creation of the UMTS standard or by failing to license its “declared
                                                   essential” patents on fair, reasonable, and non-discriminatory (“FRAND”) terms?
                                          18
                                                                   Yes ______ (for Apple)        No ______ (for Samsung)
                                          19

                                          20
                                               33. Has Apple proven by a preponderance of the evidence that Samsung has violated Section
                                          21       2 of the Sherman Antitrust Act by monopolizing one or more technology markets related
                                                   to the UMTS standard?
                                          22
                                                                   Yes ______ (for Apple)        No ______ (for Samsung)
                                          23

                                          24   34. If you answered “Yes” to Question No. 32 or Question No. 33, what is the dollar amount
                                                   that Apple is entitled to receive from Samsung for Samsung’s antitrust violation and/or
                                          25       breach of contract?
                                          26                          $______________________________________.
                                          27

                                          28
                                                                                            21
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM
                                                  Case5:11-cv-01846-LHK Document1870 Filed08/20/12 Page22 of 22


                                               PATENT EXHAUSTION
                                           1
                                               35. Has Apple proven by a preponderance of the evidence that Samsung is barred by patent
                                           2       exhaustion from enforcing the following Samsung patents against Apple?
                                           3       ’516 Patent               Yes ______ (for Apple)     No ______ (for Samsung)
                                           4
                                                   ’914 Patent               Yes ______ (for Apple)     No ______ (for Samsung)
                                           5

                                           6   WAIVER

                                           7   36. Has Apple proven by clear and convincing evidence that Samsung has waived its rights
                                                   to enforce the following Samsung patents against Apple?
                                           8
                                                   ’516 Patent               Yes ______ (for Apple)     No ______ (for Samsung)
                                           9
                                                   ’914 Patent               Yes ______ (for Apple)     No ______ (for Samsung)
                                          10
For the Northern District of California




                                          11
    United States District Court




                                          12
                                               Have the presiding juror sign and date this form.
                                          13

                                          14   Signed:_____________________________________ Date:_______________________________
                                          15                                                                  PRESIDING JUROR
                                          16

                                          17

                                          18

                                          19

                                          20

                                          21

                                          22

                                          23

                                          24

                                          25

                                          26

                                          27

                                          28
                                                                                                   22
                                               Case No.: 11-CV-01846-LHK
                                               TENTATIVE VERDICT FORM

				
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