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BBC-Mexican-Bond-Complete-Compliance-Package1

VIEWS: 29 PAGES: 19

									                      [INSERT APPLICANT LETTERHEAD IN HEADER SPACE]




                            COMPLIANCE PACKAGE
FOR SALE HISTORICAL MEXICAN BONDS WITH ROLLS AND EXTENSIONS

                        *** STRICTLY CONFIDENTIAL ***

 This information contained in this document is provided exclusively for verification purposes.

                               DATE:      August 20, 2012
                             TO:  End Buyer
                             RE:  Private Sale of Historical Mexican Bonds

             SELLER TRANSACTION CODE:

               REQUIREMENTS FOR A PRIVATE SALE OF BONDS
                      DOCUMENTATION ENCLOSED
                        CLIENT INFORMATION S HEET
                        LETTER OF EXCLUSIVIT Y
                        HISTORY OF THE BONDS STATEMENT
                        LETTER OF CEASE & DE SIST CONFIRMATION
                        LETTER OF NON-SOLICITATION & REQUE ST
                        AUTHORIZATION TO VER IFY AUTHENTICATE
                        PASSPORT(S)
                        AFFIDAVIT OF OWNERSHIP LETTER
                        INDEMNIFICATION AND ASSTATION
                        ATTORNEY ATTESTATION LETTER
                        COPY OF THE FRONT AN D BACK ON A CURRENT
                        NEWSPAPER WITH CURRENT DATE VI SABLE

                      ATTACHMENTS (IF NEEDED)
                     LETTER OF LIAISON AND COMMUNICATIONS AUTHORITY


E-mail, facsimile copies or photocopies of documents or agreements pertaining to this subject are
declared and regarded as valid and equal to the original, provided they are represented by proper
signatories. Originals may be required upon request.




APPLICANT INITIALS ___________          PAGE 1 OF 19
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                             CLIENT INFORMATION SHEET


Directions: This document must be completed in full. If a line item does not pertain then insert
the term: “N/A” (non-applicable).

Personal Information

First Name:
Middle Name:
Last Name:
Gender:
Date of Birth:
Social Security Number:
Country of Citizenship:

Passport Number:
Date of Issue:
Date of Expiry:
Issuing Authority:

Home Street Address:
City:
State:
Country:
Postal Code:

Telephone Number:
Fax Number:
Mobile Number:
Email Address:

Languages / Translator

Languages:
Do you speak English?:
If No, Name of Translator:
Tel Number:
Email Address:



APPLICANT INITIALS ___________          PAGE 2 OF 19
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Corporate Information

Full Name of Corporation:
Street Address:
City:
State:
Country:
Postal Code:
Telephone Number:
Fax Number:
Mobile Number:
Email Address:

Legal Advisor

Full Name:
Company:
Address:
City:
State:
Country:
Postal Code:
Telephone Number:
Fax Number:
Email Address:

Bank Information
Client Account where Profits to be paid

Bank Name:
Street Address:
City:
State:
Country:
Postal Code:

Account Name:
Account Number:
Sort Code ABA No.:


APPLICANT INITIALS ___________            PAGE 3 OF 19
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SWIFT Code:

Bank Officer Name:
Telephone Number:
Fax Number:

Type of Bond(s)

Year and Issuer:
Face Value:
Series:
Serial Number:
Quantity Available:


Are these Historical Bond(s) free and clear of all liens, encumbrances and third party interests:

ORIGIN OF FUNDS: FROM LEGAL ORIGIN, AS HISTORY OF THE BOND AND THESE BONDS ARE
FREE AND CLEAR OF ANY LIENS OR ENCUMBRANCES.

OWNER’S ACTIVITY:

I hereby swear under penalty of perjury, that I am the sole owner and signatory of the account.
The information provided herein is accurate and true.

I, (NAME), hereby swear under penalty of perjury, that the information provided herein is
accurate and true as of this date: August 20, 2012

For and on behalf of (NAME OF BOND OWNER)



Signature: ________________________________
Name:
Passport Number:
Date of Issue:
Date of Expiry:
Country of Issuance:




APPLICANT INITIALS ___________           PAGE 4 OF 19
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                                LETTER OF EXCLUSIVITY

DATE: August 20, 2012
TO:   End Buyer
RE:   Private Sale of Historical Mexican Bonds

SELLER TRANSACTION CODE:

Dear Sir,

I, (NAME), bearing (COUNTRY) Passport No. (NUMBER), authorized signatory of the Account No
(ACCOUNT NUMBER) at (NAME OF THE BANK), located at (ADDRESS OF BANK), the
undersigned, (hereinafter referred to as the “SELLER/BOND OWNER”), hereby with full,
personal and legal responsibility under penalty of perjury of law, represent, warrant and attest
that:

I, the undersigned, have full legal title, rights, interest, control and authority to commit and
invest these funds and have chosen to do so of their own free will and sole decision without any
solicitation or influence from the trade administrators.

I, the undersigned, principal party involved in this transaction do not have any other party
working with or authorized to work with these funds allocated for above-mentioned reference
code, nor have any other parties been authorized to invest these funds, nor have other funds
from myself or the corporation been placed with other parties for a similar investment. Further
I attest that I have sent Cease & Desist Notices to any other intermediaries or trade groups that
have had access to our paperwork in the past.

I, the undersigned, herewith grant the Buyer, full exclusive and the sole right to purchase the
Bonds contained in this document for 3 Months and 1 Day (Three Months and One Day) and/or
the period of the contract whichever is later.

I, the undersigned, understand, and I am fully aware that this transaction will be registered with
a major world bank and/or the Federal Reserve and the submitted private and confidential
paperwork will be forwarded for the sole purpose of establishing necessary dossier due
diligence and clearance for this transaction.


Facsimiles or electronically transmitted documents are deemed as legally binding as delivered
originals.




APPLICANT INITIALS ___________          PAGE 5 OF 19
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I, (NAME), hereby swear under penalty of perjury, that the information provided herein is
accurate and true as of this date: August 20, 2012

For and on behalf of (NAME OF BOND OWNER)



Signature: __________________________________
Name / Title:
Company:
Passport Number:
Date of Issue:
Date of Expiry:
Country of Issuance:




APPLICANT INITIALS ___________        PAGE 6 OF 19
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                         HISTORY OF BOND STAT EMENT

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

I, XXX (NAME OF BOND OWNER) DECLAIRE UNDER PENALTY OF PERJURY AND
WITH PERSONAL RESPON SIBILITY UNDER THE INTERNATIONAL COURT OF LAW
THAT I OWN THE BOND(S) ________(LIST THE FOLIO NUMBE RS).

I FURTHER DECLARE T HESE BONDS ARE LAWFU LLY OBTAINED WITH CL EAN
CLEARED OF LEGITIMA TELY NON CRIMINAL, ORIGIN AND OBTAINED AS A
PURCHASE. THERE ARE NO LIENS, CONTRACTUA L OBLIGATIONS OR
ENCUMBRANCES OF ANY KIND AGAINST THESE A SSETS.

FACSIMILE OR EMAIL OF THIS DOCUMENT AND ANY OTHER ASSOCIATED
DOCUMENTS ARE AS VAL ID AS THE ORIGINAL.

I HEREBY SWEAR UNDER PENALTY OF PERJURY THAT I AM THE SOLE OWNER
AND SIGNATORY OF THE SE BOND(S) _________ (LIST THE FOLIO NUMBE RS) THE
INFORMATION PROVIDED HEREIN IS ACCURATE A ND TRUE .


For and on behalf of (NAME OF BOND OWNER)



Signature: __________________________________
Name / Title:
Company:
Passport Number:
Date of Issue:
Date of Expiry:
Country of Issuance:




APPLICANT INITIALS ___________        PAGE 7 OF 19
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                  LETTER OF CEASE & DESIST CONFIRMATION

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

Dear Sir,

I, (NAME OF BOND OWNER), bearing (COUNTRY) Passport No. (NUMBER), duly authorized and
full legal signatory for and on behalf of the stated Historical Mexican Bond(s)
number(s):___________ give notice to have Cease and Desist and any/other group previous
group approached in the past regarding our/my files

I, (NAME OF BOND OWNER), make a clear statement and confirm under risk and penalty of
perjury not to have any other entities, associations, financial institutions, affiliates,
intermediaries, groups or others with my /our permission nor any specific authorization to
handle nor process any one of my /our documents as from August 20, 2012

And that; All previous entities, associations, financial institutions, affiliates, intermediaries,
groups or others have been notified of such by the correspondent official Cease and Desist
Letter communication. This exclusive authority and engagement shall continue fully effective
until cancelled in writing by me.

I, (NAME OF BOND OWNER), hereby swear under penalty of perjury, that the information
provided herein is accurate and true as of this date: August 20, 2012

For and on behalf of (NAME OF BOND OWNER)



Signature: __________________________________
Name / Title:
Passport Number:
Date of Issue:
Date of Expiry:
Country of Issuance:




APPLICANT INITIALS ___________          PAGE 8 OF 19
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                   LETTER OF NON-SOLICITATION & REQUEST

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

Dear Sir,

I, (NAMEOF BOND OWNER), the undersigned, hereby confirm that I have requested of you and
your organization specific confidential information and documentation on behalf of ourselves. I
hereby declare that I am fully aware of the information received from you is in direct response
to my request, and is not in any way considered or intended to be a solicitation of funds of any
sort, or any type of offering, and is intended for our general knowledge only. I hereby affirm
under penalty of perjury that you have not solicited in any way. I understand that the
contemplated transaction is strictly one of private sale, and is in no way relying on or related to
the United States Securities Act of 1933, as amended or related regulations, and does not
involve the sale of securities. That affiant makes this affidavit knowing that the recipients will
rely on the contents hereof, and agrees to indemnify and hold-harmless all recipients and all
other parties -- including intermediaries -- against any and all claims resulting from any
applicant misrepresentation of a material fact or any loss of asset value or any act (legal or not)
of a bank or other financial institution, governing authority or agency, the Federal Reserve or an
official or other insider of any such entity. Further, I hereby declare we are not licensed brokers
or government employees, and understand that neither are you or your organization. We
mutually agree that this private placement transaction is exempt from the Securities Act, and
not intended for the general public, and all materials are for private use only.

The facsimile and Electronically transmission - E-mail transmission - of this document shall be
considered a binding and enforceable instrument, treated as original copy. Hard Copy may be
obtained upon request.

For and on behalf of (NAME OF BOND OWNER)


Signature: __________________________________
Name / Title:
Passport Number:
Date of Issue:
Date of Expiry:
Country of Issuance:



APPLICANT INITIALS ___________           PAGE 9 OF 19
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              AUTHORIZATION TO VERIFY AND AUTHENTICATE
                    HISTORICAL MEXICAN BOND(S)

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

Know all men, by these that I, (NAME BOND OWNER), at the address shown above, give you
clear notice that you have my direct permission and full authority to do all matters necessary to
confirm, verify, and authenticate my beneficially owned Historical Mexican Bond(s)

Year and Issuer:
Face Value:
Series:
Serial Number:
Quantity Available:



In witness hereof I, (NAME OF BOND OWNER), hereby swear under penalty of perjury, that the
information provided herein is accurate and true as of this date: August 20, 2012

For and on behalf of (NAME OF BOND OWNER)



Signature: __________________________________
Name / Title:
Company:
Passport Number:




APPLICANT INITIALS ___________          PAGE 10 OF 19
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                      AFFIDAVIT OWNERSHIP STATEMENT

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

Dear Sir,

I, (NAME OF BOND OWNER), as the owner with (Country) Passport No xxxxxxxxx. Hereby affirm
attest and certify, under penalty of perjury, that the bond/s presented is/are authentic, and are
100% under my control. This statement is made with witness: Name of Witness.__________

MEXICAN BONDS, Banco Central Mexicano Sociedad Anonima (“Blueberry”)
YEAR AND ISSUER:
FACE VALUE: $ 00,000,000. Pesos
FOLIO xxxxxx, ACCION xxxxxx, with rolls and extensions.

I further attest I have full signatory authority and control of these Historical Bonds and they are
available for immediate sale. The bonds were lawfully acquired through non-criminal origin
being free and clear of any and all liens.

I, (NAME), hereby swear under penalty of perjury, that I AM THE SIGNATORY of the account,
that the Bond(s) belong to me, and the information provided herein is accurate and true as of
this date: August 20, 2012

For and on behalf of (NAME OF BOND OWNER)

Signature: __________________________________
Name / Title:
Passport Number:
Date of Issue:           Date of Expiry:
Country of Issuance:

For and on behalf of (NAME OF WITNESS)

Signature: __________________________________
Name / Title:
Passport Number:
Date of Issue:           Date of Expiry:
Country of Issuance:


APPLICANT INITIALS ___________           PAGE 11 OF 19
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                                   PASSPORT

PROVIDE COLOR COPY ENLARGED (140%) TO THIS SIZE (8½ X 11 INCHES). PICTURE MUST BE
CLEAR AND NOT DARK. ENLARGE & LIGHTEN (USING PHOTO SETTING). COLOR SCAN THE
PASSPORT INTO YOUR COMPUTER AT A HIGH RESOLUTION IN THE JPEG FORMAT AND INSERT.




APPLICANT INITIALS ___________    PAGE 12 OF 19
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                          INDEMNIFICATION AND ATTESTATION
DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

I/We, Mr. XXX Title: Bond Owner the undersigned and holder Passport: Number: XXX issued
by Country of: XXXX with Issue Date: XXXX and expiration Date: XXX with offices located at:
hereby affirm, attest and certify, under penalty of perjury, that I _____(Bond Owner) has full
signatory authority and control of these Historical Mexican Bonds and that said Historical
Mexican Bonds are available for immediate sale.

I/We, Mr. XXX Title: Bond Owner warrant and represented that the Historical Mexican
Bond(s)to be sold were derived from good clean , cleared , legally earned cash funds and said
Historical Mexican Bonds are free from any liens and encumbrances and are authentic, valid
and available for immediate sale in the proposed transaction.

I/We also affirm, attest and certify that the proceeds derived from any use of the funds shall be
utilized in a legal manner for either commercial or charitable purposes at my election.

I/We further affirm, attest and certify that I/We am/are not affiliated, associated or employed,
either directly or indirectly, with any governmental agency either officially or unofficially or
under duress. I/We further affirm, attest and certify that my/our actions, either directly or
indirectly, with respect to the funds are not a part of any governmental investigation, covert or
otherwise. I/We understand that my/our failure to disclose such information shall not prevent
me/us from participation in the transaction contemplated, if the purpose is to participate, as
would any other private citizen or entity. However, should subsequent knowledge of the
passing of said information, to any such authority(ies) by me/us against the proposed Buyer,
partners, affiliates, associates, or related entities (“Parties”) in any way, I/We understand I/We
shall be severally and wholly liable for such loss to the aggrieved Party.

WHEREAS; The President of the United States of America did sign H.R. 3723 on October 11,
1996 thus protecting all transactions conducted in currency of the United States of America by
allowing Corporations the right to declare their Contracts, Clients.

Internal Procedures, Information, and the transactions in which they engage, to be classified as
Corporate, or Trade Secrets fully protected under the Economic and Industrial Espionage Laws
of the United States of America and the International Economic Community.



APPLICANT INITIALS ___________          PAGE 13 OF 19
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IN AS MUCH, as the names, identity, bank coordinates and other identifying information of
persons or entities that are a party to this transaction, or subsequent similar transaction(s), or
learned hereafter, shall be considered Corporate / Trade Secrets and shall not be disseminated
other than as provided for herein, or as allowed under law. Any unauthorized disclosure of all
transaction(s) parties to, or other material fact of, such transaction(s) shall subject the violator
to criminal prosecution.

IN AS MUCH, as any document passed through the hands, or electronic equipment of any
person, Broker, Intermediary or Entity not signatory to this / these transaction(s), or authorized
by said signatories, and any material fact provided to any person, Broker, Intermediary, or
Entity not signatory to any transaction, allowed herein, or as required by applicable law, will
immediately VOID the transaction and subject the violator to criminal prosecution.

FURTHER, the undersigned signatories do hereby attest and warrant to the fact that no
Specially Designated National, Blocked Person, Entity, or Embargoed Country, State, Nation or
Entity, as recognized by the Government of the United States, are now, or will hereafter be
party to, or share in, or benefit from, any, and all, transaction(s) by and between said Parties.
Further, no Party involved in the transactions, nor funds, or generated by, the transactions as
are contemplated, shall be used to provide funds or any support to any terrorist activity or
act(s) of war.

By signing this document, the undersigned takes full responsibility and hereby indemnifies and
holds harmless the Program Manager, as well as, where applicable, his respective officers,
directors, partners, shareholders, associates, affiliates and employees against any and all
improprieties or misrepresentations or omissions arising out of or relating to the funds.

The undersigned further undertakes to guarantee that all facts and information, written and/or
verbal, which has been rendered regarding the funds are accurate, correct and true, and can be
relied upon completely fully and totally by Mr. XXX
Title: Bond-Owner.

ALL DOCUMENTS MUST BE SIGNED AS ORGIONALS IN BLUE INK. NO E-SIGNATURES AND
MUST BE WITNESS BY EITHER A NOTARY/ OR CLIENT’S ATTORNEY AND INCLUDE LICENSE
NUMBER WHERE INDICATED.

I/We, Mr. XXX/Bond-Owner HEREBY WITH FULL RESPONSIBILITY, UNDER PENALTY OF PERJURY
ACCEPT, CONFIRM, AND AGREE TO ABIDE BY THIS AGREEMENT:

I /We hereby swear under penalty of perjury, that all the information provided herein is true
and accurate.



APPLICANT INITIALS ___________           PAGE 14 OF 19
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For and on behalf of Mr. XXX/Bond Owner:


______________________________________Date:
Mr. XXX
Title: Bond Owner
Passport:
Country of Issue:
Issue Date:
Expiration Date:


(THIS DOCUMENT MUST BE NOTARIZED)


Witness: Notary




APPLICANT INITIALS ___________      PAGE 15 OF 19
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                       ATTORNEY’S ATTESTATION
                 LAW OFFICES OF______ _______
                 ADDRESS:
                 PHONE:                 FAX:
                 THE STATE BAR OF ___ _ STATE BAR NO:_____ _

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
RE: ATTESTATION OF ______ (BOND NUMBER( S)

DEAR SIRS,
I AM A LICENSED ATTORNEY, IN GOOD STANDING AND AUTHORIZED T O
PRACTICE LAW IN THE STATE OF _______, UN ITED STATES OF AMERI CA SINCE
________ (YEAR) WITH A STATE LICENSE NUMBER :_________.

I HAVE ACTED AS INTE RNATIONAL COUNSEL FO R ____(BOND OWNER) WHOSE
PASSPORT IS:
DATE OF ISSUE:       DATE OF EXPIRY:            COUNTRY:

YEAR AND ISSUER:
FACE VALUE:
SERIES:
SERIAL NUMBER:
QUANTITY AVAILABLE:

I ATTEST THE ABOVE HISTORICAL MEXICAN B OND(S) ARE PHYSICAL LY AT
PASSION AND CUSTODY OF ______________ (B OND OWNER) LOCATED AT:
IN (STATE)________.

I FURTHER ATTEST MY CLIENT _____(BOND OW NER) HAS FULL SIGNA TORY
AUTHORITY AND CONTRO L OF THESE HISTORICAL MEXICAN BONDS AND THAT
SAID HISTORICAL MEX ICAN BONDS ARE AVAIL ABLE FOR IMMEDIATE S ALE.

MY CLIENT HAS WARRANTED AND REPRESENTE D TO ME THAT TO ME T HAT THE
HISTORICAL MEXICAN BOND(S)TO BE SOLD WERE DERIVED FROM GOOD
CLEAN, CLEARED, LEGALLY EARNED    C ASH FUNDS AND SAID    HISTORICAL
MEXICAN BONDS ARE F REE FROM ANY LIENS A ND ENCUMBRANCES.




APPLICANT INITIALS ___________    PAGE 16 OF 19
                   [INSERT APPLICANT LETTERHEAD IN HEADER SPACE]




FACSIMILE COPIES OF DOCUMENTS OR AGREEME NTS PERTAINING TO THIS
SUBJECT ARE DECLARED AND REGARDED AS VALID AND EQUAL TO THE
ORIGINAL, PROVIDED T HEY ARE REPRESENTED BY PROPER SIGNATORIES.

IN WITNESS WHEREOF, THIS INSTRUMENT HAS BEEN EXECUTED WITH F ULL
LEGAL AUTHORITY AND RESPONSIBILITY.


ATTORNEY NAME:______ ____________________ __________ DATE:
LICENSE NUMBER:

(THIS DOCUMENT MUST BE NOTARIZED)

NOTARY:




APPLICANT INITIALS ___________    PAGE 17 OF 19
                   [INSERT APPLICANT LETTERHEAD IN HEADER SPACE]




         PICTURE OF THE BOND ON TODAY’S NEWSPAPER
             COPY OF THE FRONT AND BACK
  ON A CURRENT NEWSPAPER WITH CURRENT DATE VISABLE




APPLICANT INITIALS ___________    PAGE 18 OF 19
                       [INSERT APPLICANT LETTERHEAD IN HEADER SPACE]




            LETTER OF LIAISON AND COMMUNICATIONS AUTHORITY

DATE:
TO: END BUYER
RE: MEXICAN BOND SALE
SELLER TRANSACTION CODE:

Dear Sir,

I, (NAME), bearing (COUNTRY) Passport No. (NUMBER), duly authorized and full legally
representative director for and on behalf of (NAME OF COMPANY), hereby authorize
(TRANSLATOR NAME), bearing (COUNTRY) Passport No. (NUMBER) having the below contact
details, to act as my official liaison in such matters to carry out the duty and responsibility as
primary contact to coordinate communication and receive copy of all written and telephonic
communication regarding the above transaction as I do not speak English and he is my official
translator. Copy of corresponding passport has been included.

       Name of Translator: (TRANSLATOR NAME)
       Telephone Number: (TRANSLATOR TELEPHONE NUMBER)
       Email Address: (TRANSLATOR EMAIL)
       Address: (TRANSLATOR ADDRESS)

I, (NAME), hereby swear under penalty of perjury that the information provided herein is
accurate and true as of this date: August 20, 2012

For and on behalf of (NAME OF COMPANY)



Signature: __________________________________                   SEAL OF COMPANY
Name / Title:
Company:
Passport Number:
Date of Issue:
Date of Expiry:
Country of Issuance:




APPLICANT INITIALS ___________          PAGE 19 OF 19

								
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