Sheet1 - NYSEcom.xls

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					Symbol   ETP Name                    Product Category Lead Market Maker
EDIV     SPDR S&P Emerging Markets Dividend ETF
                                     ETF                 Knight Equity Markets
EBND                                 ETF                 Knight Equity Markets
         SPDR Barclays Capital Emerging Markets Local Bond ETF
FSE                                  ETV
         FactorShares 2X: S&P500 Bull/TBond Bear         Timber Hill LLC
FSA                                  ETV
         FactorShares 2X: TBond Bull/S&P500 Bear         Timber Hill LLC
FSU                                  ETV
         FactorShares 2X: S&P500 Bull/USD Bear           Timber Hill LLC
FOL                                  ETV
         FactorShares 2X: Oil Bull/S&P500 Bear           Timber Hill LLC
FSG                                  ETV
         FactorShares 2X: Gold Bull/S&P500 Bear          Timber Hill LLC
CRUD     Teucrium Crude Oil Fund     ETV                 Knight Equity Markets
TBAR                                 ETN
          RBS Gold Trendpilot Exchange Traded Notes      Goldman Sachs & Co.
ASEA     Global X FTSE ASEAN 40 ETF  ETF                 -
TPS      ProShares UltraShort TIPS ETF                   Knight Equity Markets
AND      Global X FTSE Andean 40 ETF ETF                 -
NAGS     Teucrium Natural Gas Fund ETV                   IMC Chicago
EAPS     Pax MSCI EAFE ESG Index ETF ETF                 Knight Equity Markets
HDGE                                 ETF
         AdvisorShares Active Bear ETF                   Knight Equity Markets
XTL      SPDR S&P Telecom ETF        ETF                 Knight Equity Markets
XTN      SPDR S&P Transportation ETF ETF                 IMC Chicago
TRNM                                 ETN
         RBS US Mid Cap Trendpilot Exchange Traded Notes Goldman Sachs & Co.
XHE                                  ETF
         SPDR S&P Health Care Equipment ETF              Goldman Sachs & Co.
BSJC                                                     Goldman ETF
         Guggenheim BulletShares 2012 High Yield Corporate Bond Sachs & Co.
                                     ETF
BSJD                                                     Goldman ETF
         Guggenheim BulletShares 2013 High Yield Corporate Bond Sachs & Co.
                                     ETF
BSJE                                                     Goldman ETF
         Guggenheim BulletShares 2014 High Yield Corporate Bond Sachs & Co.
                                     ETF
BSJF                                                     Goldman ETF
         Guggenheim BulletShares 2015 High Yield Corporate Bond Sachs & Co.
                                     ETF
EMGX                                 ETF
         Global X Russell Emerging Markets Growth ETF -
EMVX                                 ETF
         Global X Russell Emerging Markets Value ETF -
IVO                                  ETN                 Knight Equity Markets
         iPath Inverse January 2021 S&P 500 VIX Short-Term Futures ETN
AGOL     ETFS Asian Gold Trust       ETV                 Goldman Sachs & Co.
SCHH     Schwab U.S. REIT ETF        ETF                 IMC Chicago
SCHM     Schwab U.S. Mid-Cap ETF ETF                     IMC Chicago
EWAC                                 ETF                 Knight Equity Markets
         Rydex MSCI All Country World (ACWI) Equal Weight ETF
WDTI                                 ETF
         WisdomTree Managed Futures Strategy Fund        Susquehanna Capital Group
ALUM     Global X Aluminum ETF       ETF                 -
VIXM                                 ETV
         ProShares VIX Mid-Term Futures ETF              IMC Chicago
VIXY                                 ETV
         ProShares VIX Short-Term Futures ETF            IMC Chicago
RALS     ProShares RAFI Long/Short ETF                   Goldman Sachs & Co.
DUST                                 ETF
         Direxion Daily Gold Miners Bear 2X Shares       Virtu Financial
FLYX     Direxion Airline Shares     ETF                 Virtu Financial
NUGT                                 ETF
         Direxion Daily Gold Miners Bull 2X Shares       Virtu Financial
EWRI                                 ETF
         Rydex Russell 1000 Equal Weight ETF             Knight Equity Markets
EWRS                                 ETF
         Rydex Russell 2000 Equal Weight ETF             Knight Equity Markets
EWRM                                 Weight ETF
         Rydex Russell Midcap Equal ETF                  IMC Chicago
EWEF                                 ETF
         Rydex MSCI EAFE Equal Weight ETF                Goldman Sachs & Co.
EWEM                                 ETF
         Rydex MSCI Emerging Markets Equal Weight ETFGoldman Sachs & Co.
TRND                                 ETN                 Goldman Sachs & Co.
         RBS US Large Cap Trendpilot Exchange Traded Notes
STIP                                 ETF
         iShares Barclays 0-5 Year TIPS Bond Fund        Goldman Sachs & Co.
WITE                                 ETV
         ETFS White Metals Basket Trust                  Goldman Sachs & Co.
KBWD                                 ETF                 Knight Equity Markets
         PowerShares KBW High Dividend Yield Financial Portfolio
KBWP     PowerShares KBW Property ETF                    Knight Equity Markets
                                     & Casualty Insurance Portfolio
KBWX                                 ETF                 Knight Equity Markets
         PowerShares KBW International Financial Portfolio
KBWY                                  Yield              Knight
         PowerShares KBW PremiumETF Equity REIT Portfolio Equity Markets
HYLD     Peritus High Yield ETF      ETF                 Knight Equity Markets
XVIX                                ETN                 -
       UBS AG Exchange Traded Access Securities (E-TRACS) Daily Long-Short VIX ETN due November 30, 2040
TVIX                                ETN
       VelocityShares Daily 2x VIX Short Term ETN       Wolverine Trading LLC
TVIZ                                ETN
       VelocityShares Daily 2x VIX Medium Term ETN Wolverine Trading LLC
VIIZ                                ETN
       VelocityShares VIX Medium Term ETN               Wolverine Trading LLC
ZIV                                 VIX
       VelocityShares Daily Inverse ETN Medium Term ETN Wolverine Trading LLC
RTLA                                 2000
       iPath Long Extended RussellETN TR Index ETN Knight Equity Markets
RTSA                                 2000
       iPath Short Extended RussellETN TR Index ETN Knight Equity Markets
SFLA                                ETN
       iPath Long Extended S&P 500 TR Index ETN         Knight Equity Markets
SFSA                                ETN
       iPath Short Extended S&P 500 TR Index ETN        Knight Equity Markets
VIIX                                ETN
       VelocityShares VIX Short Term ETN                IMC Chicago
XIV                                 VIX
       VelocityShares Daily Inverse ETN Short Term ETN IMC Chicago
EMLB                                ETN                 -
       iPath Long Enhanced MSCI Emerging Markets Index ETN
EMSA                                ETN                 -
       iPath Short Enhanced MSCI Emerging Markets Index ETN
MFLA                                ETN
       iPath Long Enhanced MSCI EAFE Index ETN          -
MFSA                                ETN
       iPath Short Enhanced MSCI EAFE Index ETN         -
ROLA                                 1000
       iPath Long Extended RussellETN TR Index ETN -
ROSA                                 1000
       iPath Short Extended RussellETN TR Index ETN -
VZZ                                 ETN                 -
       iPath Long Enhanced S&P 500 VIX Mid-Term Futures ETN
CVOL                                ETN                 Wolverine Trading LLC
       C-Tracks Exchange Traded Notes Based on the Performance of the Citi Volatility Index Total Return
ERUS                                ETF
       iShares MSCI Russia Capped Index Fund            OTA, LLC
NORW   Global X FTSE Norway 30 ETF  ETF                 -
URA    Global X Uranium ETF         ETF                 -
GLDX   Global X Gold Explorers ETFETF                   -
TRSY                                Index
       PIMCO Broad U.S. Treasury ETF Fund               Knight Equity Markets
MLPW                                ETN                 -
       UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo MLP Index due October 29, 2040
PSLV   Sprott Physical Silver Trust ETV                 -
REMX                                ETF
       Market Vectors Rare Earth/Strategic Metals ETF Knight Equity Markets
GTAA   Cambria Global Tactical ETFETF                   Knight Equity Markets
GLTR                                ETV
       ETFS Physical Precious Metal Basket Shares       Goldman Sachs & Co.
PEK                                 ETF
       Market Vectors China A-Shares ETF                -
DSTJ                                ETN                 IMC Chicago
       JPMorgan Double Short US Long Bond Treasury Futures ETN
DSXJ                                ETN                 IMC Chicago
       JPMorgan Double Short US 10 Year Treasury Futures ETN
CSMA   Exchange Traded Notes due ETN                    Knight Equity Markets
                                    October 6, 2020 Linked to the Credit Suisse Merger Arbitrage Liquid Index (Net)
ECNS                                ETF
       iShares MSCI China Small Cap Index Fund          OTA, LLC
EPHE                                ETF                  Fund
       iShares MSCI Philippines Investable Market IndexOTA, LLC
EWZS                                ETF
       iShares MSCI Brazil Small Cap Index Fund         OTA, LLC
MLPS                                ETN                 -
       UBS AG 1x Monthly Short Exchange Traded Access Securities (E-TRACS) Linked to the Alerian MLP Infrastructure Total Return I
CCX                                 ETF
       WisdomTree Dreyfus Commodity Currency Fund Susquehanna Capital Group
BABZ                                ETF
       PIMCO Build America Bond Strategy Fund           Susquehanna Capital Group
CORP                                ETF                 Knight
       PIMCO Investment Grade Corporate Bond Index Fund Equity Markets
ECON                                ETF                 Susquehanna Capital Group
       Emerging Global Shares Dow Jones Emerging Markets Consumer Titans Index Fund
GNR                                 ETF
       SPDR S&P Global Natural Resources ETF            Goldman Sachs & Co.
IVOG   Vanguard S&P Mid-Cap 400 ETF Growth ETF          Timber Hill LLC
IVOV                                Value
       Vanguard S&P Mid-Cap 400 ETF ETF                 Timber Hill LLC
VOO    Vanguard S&P 500 ETF         ETF                 GETCO LLC
VOOG   Vanguard S&P 500 Growth ETF  ETF                 Knight Equity Markets
VOOV   Vanguard S&P 500 Value ETF   ETF                 Knight Equity Markets
IVOO   Vanguard S&P Mid-Cap 400 ETF                     IMC Chicago
VIOG                                ETF
       Vanguard S&P Small-Cap 600 Growth ETF            IMC Chicago
VIOO                                ETF
       Vanguard S&P Small-Cap 600 ETF                   IMC Chicago
VIOV                                ETF
       Vanguard S&P Small-Cap 600 Value ETF             IMC Chicago
ENZL                                ETF                 OTA, LLC
       iShares MSCI New Zealand Investable Market Index Fund
SOS                                  Certificate
       SPX Capped Leveraged Index Return Note           Knight Equity Markets
VQT    Barclays ETN+ S&P VEQTOR ETN  ETN                Wolverine Trading LLC
SCIF                                 ETF
       Market Vectors India Small-Cap Index ETF         Susquehanna Capital Group
AMLP   Alerian MLP ETF               ETF                Knight Equity Markets
INXX                                 ETF                Susquehanna
       Emerging Global Shares INDXX India Infrastructure Index Fund Capital Group
USCI                                 ETV
       United States Commodity Index Fund               Knight Equity Markets
DLBL                                 ETN
       iPath US Treasury Long Bond Bull ETN             IMC Chicago
DLBS                                 ETN
       iPath US Treasury Long Bond Bear ETN             IMC Chicago
DTUL                                 ETN
       iPath US Treasury 2-year Bull ETN                IMC Chicago
DTUS                                 ETN
       iPath US Treasury 2-year Bear ETN                IMC Chicago
DTYL                                 ETN
       iPath US Treasury 10-year Bull ETN               IMC Chicago
DTYS                                 ETN
       iPath US Treasury 10-year Bear ETN               IMC Chicago
FLAT                                 ETN
       iPath US Treasury Flattener ETN                  IMC Chicago
STPP                                 ETN
       iPath US Treasury Steepener ETN                  IMC Chicago
ELD                                  ETF
       WisdomTree Emerging Markets Local Debt Fund Susquehanna Capital Group
ACK    SPX ARN                       Certificate        Knight Equity Markets
CDK    SPX Capped LIRN               Certificate        Knight Equity Markets
MHM    SPX MITTS                     Certificate        Knight Equity Markets
SCHP   Schwab U.S. TIPs ETF          ETF                Susquehanna Capital Group
SCHO                                 ETF
       Schwab Short-Term U.S. Treasury ETF              Goldman Sachs & Co.
SCHR                                 ETF
       Schwab Intermediate-Term U.S. Treasury ETF       Goldman Sachs & Co.
BRAF   Global X Brazil Financials ETFETF                Susquehanna Capital Group
EMLC                                 ETF                 Bond Equity
       Market Vectors Emerging Markets Local Currency KnightETF Markets
LIT    Global X Lithium ETF          ETF                -
AADR   WCM / BNY Mellon Focused ETF  Growth ADR ETF Knight Equity Markets
XXV                                  ETN
       iPath Inverse S&P 500 VIX Short-Term Futures ETN Knight Equity Markets
AXDI                                 ETF                Goldman Index & Co.
       iShares MSCI ACWI ex US Consumer Discretionary Sector SachsFund
AXEN                                 ETF
       iShares MSCI ACWI ex US Energy Sector Index Fund Goldman Sachs & Co.
AXHE                                 ETF                Goldman
       iShares MSCI ACWI ex US Health Care Sector Index Fund Sachs & Co.
AXID                                 ETF                Goldman
       iShares MSCI ACWI ex US Industrials Sector Index Fund Sachs & Co.
AXIT                                 ETF                Goldman Sachs & Co.
       iShares MSCI ACWI ex US Information Technology Sector Index Fund
AXMT                                 ETF                  Fund
       iShares MSCI ACWI ex US Materials Sector IndexGoldman Sachs & Co.
AXSL                                 ETF                Goldman Fund
       iShares MSCI ACWI ex US Consumer Staples Sector Index Sachs & Co.
AXTE                                 ETF                Goldman Sachs & Co.
       iShares MSCI ACWI ex US Telecommunication Services Sector Index Fund
AXUT                                 ETF                Goldman Sachs & Co.
       iShares MSCI ACWI ex US Utilities Sector Index Fund
FCGL                                 ETF
       Direxion Daily Natural Gas Related Bull 2X SharesGoldman Sachs & Co.
FCGS                                 ETF
       Direxion Daily Natural Gas Related Bear 2X SharesGoldman Sachs & Co.
RETL                                 ETF
       Direxion Daily Retail Bull 2X Shares             Goldman Sachs & Co.
RETS                                  Shares
       Direxion Daily Retail Bear 2XETF                 Goldman Sachs & Co.
MLPG                                 ETN                -
       UBS AG Exchange Traded Access Securities (E-TRACS) Linked to the Alerian Natural Gas MLP Index due July 9, 2040
GRV                                  ETF
       Mars Hill Global Relative Value ETF              Knight Equity Markets
BRAQ   Global X Brazil Consumer ETF  ETF                Susquehanna Capital Group
SCIN                                 ETF                Susquehanna Capital Group
       Emerging Global Shares INDXX India Small Cap Index Fund
MLPL                                 ETN                -
       UBS AG 2x Monthly Leveraged Long Exchange Traded Access Securities (E-TRACS) linked to the Alerian MLP Infrastructure Inde
DFF                                  Certificate
       MITTS Linked to the Dow Jones Industrial Average Knight Equity Markets
SNK                                  Certificate
       SPX Capped Leveraged Index Return Notes          Knight Equity Markets
LBND                                 ETN                IMC Chicago
       PowerShares DB 3x Long 25+ Year Treasury Bond Exchange Traded Note
SBND                                 ETN                IMC Chicago
       PowerShares DB 3x Short 25+ Year Treasury Bond Exchange Traded Note
BRAZ   Global X Brazil Mid Cap ETF ETF                  Susquehanna Capital Group
SEA    Guggenheim Shipping ETF ETF                      Goldman Sachs & Co.
CORN   Teucrium Corn Fund            ETV                Knight Equity Markets
ADJ    SPX Accelerated Return Note   Certificate        Knight Equity Markets
BSCC                                 ETF
       Guggenheim BulletShares 2012 Corporate Bond ETF  Susquehanna Capital Group
BSCD                                 ETF
       Guggenheim BulletShares 2013 Corporate Bond ETF  Susquehanna Capital Group
BSCB                                 ETF
       Guggenheim BulletShares 2011 Corporate Bond ETF  Goldman Sachs & Co.
BSCE                                 ETF
       Guggenheim BulletShares 2014 Corporate Bond ETF  Goldman Sachs & Co.
BSCF                                 ETF
       Guggenheim BulletShares 2015 Corporate Bond ETF  Goldman Sachs & Co.
BSCG                                 ETF
       Guggenheim BulletShares 2016 Corporate Bond ETF  Goldman Sachs & Co.
BSCH                                 ETF
       Guggenheim BulletShares 2017 Corporate Bond ETF  Goldman Sachs & Co.
CGQ                                  Certificate
       SPX Capped Leveraged Index Return Notes          Knight Equity Markets
MSC                                  Certificate
       MITTS Linked to the Dow Jones Industrial Average Knight Equity Markets
PICB                                 ETF                Goldman Sachs & Co.
       PowerShares International Corporate Bond Portfolio
BNO                                   LP
       United States Brent Oil Fund,ETV                 Knight Equity Markets
EPOL                                 ETF
       iShares MSCI Poland Investable Market Index Fund Goldman Sachs & Co.
IBND                                 ETF                Knight Equity Markets
       SPDR Barclays Capital International Corporate Bond ETF
NASI                                 ETF
       Pax MSCI North America ESG Index ETF             Knight Equity Markets
TWON   IQ Taiwan Small Cap ETF ETF                      Knight Equity Markets
BABS                                 ETF                Susquehanna Capital Group
       SPDR Nuveen Barclays Capital Build America Bond ETF
ONEF   One Fund                      ETF                Knight Equity Markets
EIRL                                 ETF                GETCO LLC
       iShares MSCI Ireland Capped Investable Market Index Fund
EIDO                                 ETF                Goldman Sachs & Co.
       iShares MSCI Indonesia Investable Market Index Fund
EUSA   iShares MSCI USA Index Fund   ETF                Goldman Sachs & Co.
CVF                                  Certificate
       SPX Capped Leveraged Index Return Notes          Knight Equity Markets
MHW                                  Certificate
       MITTS linked to the Dow Jones Industrial AverageKnight Equity Markets
SMY    SPX STARS                     Certificate        Knight Equity Markets
UBR    ProShares Ultra MSCI Brazil ETF                  IMC Chicago
UMX                                  ETF
       ProShares Ultra MSCI Mexico Investable Market IMC Chicago
UPV    ProShares Ultra MSCI Europe TFE                  IMC Chicago
UXJ                                  ETF
       ProShares Ultra MSCI Pacific ex-Japan            IMC Chicago
KRS                                  ETF
       ProShares Short KBW Regional Banking             Goldman Sachs & Co.
KRU                                  ETF
       ProShares Ultra KBW Regional Banking             Goldman Sachs & Co.
COPX   Global X Copper Miners ETFETF                    Knight Equity Markets
SIL    Global X Silver Miners ETF ETF                   Knight Equity Markets
SKOR   IQ South Korea Small Cap ETF  ETF                Knight Equity Markets
MLPN                                 ETN
       Credit Suisse Cushing 30 MLP Index ETN           Knight Equity Markets
JCO                                  ETF
       JETS Contrarian Opportunities Index Fund         Knight Equity Markets
LATM                                 ETF
       Market Vectors Latin America Small-Cap Index ETF Knight Equity Markets
SDA                                  Certificate         Dow Jones Industrial
       Market Index Target Term Securities Linked to theKnight Equity Markets Average
LDX                                  Certificate        Knight Equity Markets
       Capped Leveraged Index Return Notes Linked to the S&P 500 Index
MLPI                                 ETN
       UBS E-TRACS Alerian MLP Infrastructure ETN -
CNDA   IQ Canada Small Cap ETF ETF                      Knight Equity Markets
KROO   IQ Australia Small Cap ETF ETF                   Knight Equity Markets
REK    ProShares Short Real EstateETF                   IMC Chicago
SBM                                  ETF
       ProShares Short Basic Materials                  IMC Chicago
YXI    ProShares Short FTSE China 25 ETF                IMC Chicago
ADF                                  Certificate        Knight Equity 500 Index
       Strategic Accelerated Redemption Securities Linked to the S&P Markets
SOXL                                 ETF
       Direxion Daily Semiconductor Bull 3X Shares      Virtu Financial
SOXS                                 ETF
       Direxion Daily Semiconductor Bear 3X Shares      Virtu Financial
BRIL                                 ETF
       Direxion Daily BRIC Bull 2X Shares               IMC Chicago
BRIS                                 Shares
       Direxion Daily BRIC Bear 2X ETF                  IMC Chicago
INDL                                 ETF
       Direxion Daily India Bull 2X Shares              IMC Chicago
INDZ                                 ETF
       Direxion Daily India Bear 2X Shares              IMC Chicago
RBL    SPDR S&P Russia ETF           ETF                Goldman Sachs & Co.
WREI   Wilshire US REIT ETF          ETF                Timber Hill LLC
WXSP   Wilshire 4500 Completion ETFETF                   Susquehanna Capital Group
WFVK                               ETF
       Wilshire 5000 Total Market ETF                    Goldman Sachs & Co.
AMY                                Certificate
       Accelerated Return Note Linked to S&P 500 IndexKnight Equity Markets
LMZ                                Certificate           Knight Equity Markets
       Capped Leveraged Index Return Note Linked to the S&P500
MQC                                Certificate           Knight Equity Markets
       Market Linked Step Up Notes Linked to the S&P 500 Index
SMU    MITTS Linked to S&P 500 Certificate               Knight Equity Markets
PHYS   Sprott Physical Gold Trust ETV                    -
BRXX                               ETF                   Virtu Financial
       Emerging Global Shares INDXX Brazil Infrastructure Index Fund
CSLS                               ETN
       Credit Suisse Long/Short Liquid Index ETN         Knight Equity Markets
PCEF                               ETF
       PowerShares CEF Income Composite Portfolio Knight Equity Markets
EGPT                               ETF
       Market Vectors Egypt Index ETF                    Knight Equity Markets
CHXX                               ETF                   Knight Equity
       Emerging Global Shares INDXX China Infrastructure Index FundMarkets
SDOW                               ETF
       ProShares UltraPro Short Dow30                    IMC Chicago
SMDD                               ETF
       ProShares UltraPro Short MidCap400                IMC Chicago
UDOW   ProShares UltraPro Dow30 ETF                      IMC Chicago
UMDD   ProShares UltraPro MidCap400ETF                   IMC Chicago
SRTY                               ETF
       ProShares UltraPro Short Russell2000              Goldman Sachs & Co.
URTY                               ETF
       ProShares UltraPro Russell2000                    Goldman Sachs & Co.
AGR                                Certificate           Knight Equity Markets
       Accelerated Return Notes Linked to the Russell 2000 Index
ALO                                Certificate           Knight
       Accelerated Return Notes Linked to the S&P 500 Index Equity Markets
MPD                                Certificate           Knight Equity Markets
       Market Linked Step Up Notes Linked to the S&P 500 Index
SHN                                Certificate           Knight Equity Jones Industrial Average
       Market Index Target Term Securities (MITTS) Linked to the DowMarkets
SMMU                                 Bond
       PIMCO Short Term MunicipalETF Strategy FundSusquehanna Capital Group
GMMB                                Municipal Bond ETFKnight Equity Markets
       Grail McDonnell IntermediateETF
GMTB                               ETF
       Grail McDonnell Core Taxable Bond ETF             Knight Equity Markets
SPGH                               ETN
       UBS E-TRACS S&P 500 Gold Hedged ETN               -
UBT                                ETF
       ProShares Ultra 20+ Year Treasury                 Goldman Sachs & Co.
UST                                ETF
       ProShares Ultra 7-10 Year Treasury                Goldman Sachs & Co.
WCAT                               ETF                   Knight Equity Markets
       Jefferies | TR/J CRB Wildcatters Exploration & Production Equity ETF
SCHC                               ETF
       Schwab International Small-Cap Equity ETF         Susquehanna Capital Group
SCHE                               ETF
       Schwab Emerging Markets Equity ETF                Susquehanna Capital Group
CHIM   Global X China Materials ETFETF                   Knight Equity Markets
MUAA   iShares 2012 S&P AMT-FreeETF Municipal Series     Susquehanna Capital Group
MUAB   iShares 2013 S&P AMT-FreeETF Municipal Series     Susquehanna Capital Group
MUAC   iShares 2014 S&P AMT-FreeETF Municipal Series     Susquehanna Capital Group
MUAD   iShares 2015 S&P AMT-FreeETF Municipal Series     Susquehanna Capital Group
MUAE   iShares 2016 S&P AMT-FreeETF Municipal Series     Susquehanna Capital Group
MUAF   iShares 2017 S&P AMT-FreeETF Municipal Series     Susquehanna Capital Group
PALL                               ETV
       ETFS Physical Palladium Shares                    Susquehanna Capital Group
PPLT                               ETV
       ETFS Physical Platinum Shares                     Susquehanna Capital Group
HEDJ                               ETF
       WisdomTree International Hedged Equity Fund Susquehanna Capital Group
MMY                                Certificate           Knight Equity Markets
       Market Linked Step Up Notes Linked to the S&P 500 Index
SCPB                                Term                 Knight
       SPDR Barclays Capital ShortETF Corporate Bond ETF Equity Markets
CHIE   Global X China Energy ETF ETF                     Knight Equity Markets
FKL    FaithShares Lutheran ValuesETFFund                Timber Hill LLC
FZB                                ETF
       FaithShares Baptist Values Fund                   Timber Hill LLC
CHIX                               ETF
       Global X China Financials ETF                     Knight Equity Markets
SCHG                               ETF
       Schwab U.S. Large-Cap Growth ETF                  Goldman Sachs & Co.
SCHV                               ETF
       Schwab U.S. Large-Cap Value ETF                   Goldman Sachs & Co.
CHIB                               ETF
       Global X China Technology ETF                     Knight Equity Markets
FCV                                 Fund
       FaithShares Catholic Values ETF                   Knight Equity Markets
FMV                                ETF
       FaithShares Methodist Values Fund                 Knight Equity Markets
FOC    FaithShares Christian ValuesETFFund               Knight Equity Markets
CLY                                  ETF
       iShares 10+ Year Credit Bond Fund                 Goldman Sachs & Co.
GLJ                                  ETF
       iShares 10+ Year Government/Credit Bond Fund Goldman Sachs & Co.
CQQQ                                 ETF
       Guggenheim China Technology ETF                   Knight Equity Markets
BSQ                                  Certificate
       MITTS Linked to the S&P 500 Index                 Knight Equity Markets
MZW    MITTS linked to SPX           Certificate         Knight Equity Markets
CZI    Direxion Daily China Bear 3XETFShares             IMC Chicago
CZM                                  ETF
       Direxion Daily China Bull 3X Shares               IMC Chicago
LBJ                                  ETF
       Direxion Daily Latin America Bull 3X Shares       IMC Chicago
LHB                                  ETF
       Direxion Daily Latin America Bear 3X Shares       IMC Chicago
MMF                                  Certificate
       MITTS linked to Dow Jones Industrial Average      Knight Equity Markets
MUNI                                 ETF
       PIMCO Intermediate Municipal Bond Strategy Fund   Susquehanna Capital Group
CHII   Global X China Industrials ETFETF                 Knight Equity Markets
CHIQ   Global X China Consumer ETF   ETF                 Knight Equity Markets
PLND   Market Vectors Poland ETF ETF                     Goldman Sachs & Co.
IFO    SPX LASERS                    Certificate         Knight Equity Markets
MOL    2% Min Coupon based on Gold   Certificate         Knight Equity Markets
BXDB                                 ETN                 Knight
       Barclays Short B Leveraged Inverse S&P 500 TR ETN Equity Markets
BXDC                                 ETN                 Knight
       Barclays Short C Leveraged Inverse S&P 500 TR ETN Equity Markets
BXDD                                 ETN                 Knight
       Barclays Short D Leveraged Inverse S&P 500 TR ETN Equity Markets
BXUB                                 ETN
       Barclays Long B Leveraged S&P 500 TR ETN          Knight Equity Markets
BXUC                                 ETN
       Barclays Long C Leveraged S&P 500 TR ETN          Knight Equity Markets
UNL                                  ETV
       United States 12 Month Natural Gas Fund, LP       Knight Equity Markets
MNA    IQ Merger Arbitrage ETF       ETF                 Knight Equity Markets
BAB                                  ETF
       PowerShares Build America Bond Portfolio          Knight Equity Markets
MINT                                 ETF
       PIMCO Enhanced Short Maturity Strategy Fund Knight Equity Markets
ALT                                  ETV
       iShares Diversified Alternatives Trust            Goldman Sachs & Co.
GDXJ                                 ETF
       Market Vectors Junior Gold Miners ETF             Knight Equity Markets
RIH                                  Certificate          2000
       Market Linked Step Up Note Linked to the Russell Knight Equity Markets
SKN                                  Certificate
       Market Linked Step Up Note Linked to the S&P 500  Knight Equity Markets
SCHF                                 ETF
       Schwab International Equity ETF                   Susquehanna Capital Group
SCHB   Schwab U.S. Broad Market ETF  ETF                 Knight Equity Markets
SCHA   Schwab U.S. Small-Cap ETFETF                      IMC Chicago
SCHX   Schwab U.S. Large-Cap ETFETF                      IMC Chicago
FIVZ                                 ETF
       PIMCO 3-7 Year US Treasury Index Fund             Goldman Sachs & Co.
ZROZ                                 ETF                 Goldman
       PIMCO 25+ Year Zero Coupon U.S. Treasury Index Fund Sachs & Co.
DJCI   UBS E-TRACS linked to DowETN                      -
                                      Jones-UBS Commodity Index Total Return ETN
CPI    IQ Real Return ETF            ETF                 Knight Equity Markets
CRBA                                 ETF                 Knight Equity Markets
       Jefferies | TR/J CRB Global Agriculture Equity Index Fund
CRBI                                 ETF                 Knight Equity
       Jefferies | TR/J CRB Global Industrial Metals Equity Index Fund Markets
GRES   IQ Global Resources ETF ETF                       Knight Equity Markets
YAO    Guggenheim China All-Cap ETF  ETF                 Goldman Sachs & Co.
MLA                                  Certificate         Knight Equity 500 Index
       Market Index Target Term Securities (MITTS) Linked to the S&PMarkets
ESR                                  ETF                 Knight Equity
       iShares MSCI Emerging Markets Eastern Europe Index Fund Markets
SKL                                  Certificate
       Step Up Notes Linked to the S&P 500 Index         Knight Equity Markets
RPX    RP Growth ETF                 ETF                 Knight Equity Markets
RWG                                  ETF
       RP Focused Large Cap Growth ETF                   Knight Equity Markets
IWL                                  ETF
       iShares Russell Top 200 Index Fund                Timber Hill LLC
IWX                                  ETF
       iShares Russell Top 200 Value Index Fund          Timber Hill LLC
IWY                                  ETF
       iShares Russell Top 200 Growth Index Fund         Timber Hill LLC
MHC                                  Certificate
       2% Minimum Principal Protected Coupon on SPX Knight Equity Markets
BLN    Buffer Note on S&P 500        Certificate         Knight Equity Markets
VRD                                 ETF
       SPDR Nuveen S&P VRDO Municipal Bond ETF Knight Equity Markets
DNO    United States Short Oil Fund ETV                     IMC Chicago
CRBQ                                ETF                     Knight Equity Markets
       Jefferies | TR/J CRB Global Commodity Equity Index Fund
PSK                                  Stock
       SPDR Wells Fargo PreferredETF ETF                    Knight Equity Markets
DENT   Dent Tactical ETF            ETF                     Knight Equity Markets
EFN                                 ETF                     -
       Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund
TENZ                                ETF
       PIMCO 7-15 Year U.S. Treasury Index Fund             Knight Equity Markets
SGOL                                ETV
       ETFS Physical Swiss Gold Shares                      Goldman Sachs & Co.
LTPZ                                ETF
       PIMCO 15+ Year U.S. TIPS Index Fund                  Knight Equity Markets
SOG    Buffer Note on S&P 500       Certificate             Knight Equity Markets
TIPZ                                ETF
       PIMCO Broad U.S. TIPS Index Fund                     Knight Equity Markets
MJC                                 Certificate
       3% Min Coupon on Russell 2000 Index (RUT)            Knight Equity Markets
STPZ                                ETF
       PIMCO 1-5 Year U.S. TIPS Index Fund                  Knight Equity Markets
TBF                                 ETF
       ProShares Short 20+ Year Treasury                    IMC Chicago
GXF                                 E
       Global X FTSE Nordic 30 ETF TF                       Knight Equity Markets
VNM    Market Vectors Vietnam ETFETF                        Goldman Sachs & Co.
SBA                                 Certificate               S&P Equity Markets
       Leveraged Index Return Note (LIRN) Linked to theKnight500 Index due July 27, 2012
MKF                                 Certificate             Knight Equity 500 Index
       Market Index Target Term Securities (MITTS) Linked to the S&PMarkets
MTY                                 Certificate
       3% Min Coupon PPN on Price of Gold                   Knight Equity Markets
MUK    3% Min Coupon PPN on SPX     Certificate             Knight Equity Markets
SIVR   ETFS Physical Silver SharesETV                       Knight Equity Markets
EEG                                 ETF                     Knight Equity Markets
       Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Fund
DRN                                 ETF
       Direxion Daily Real Estate Bull 3X Shares            IMC Chicago
DRV                                 ETF
       Direxion Daily Real Estate Bear 3X Shares            IMC Chicago
CSM                                 ETF
       ProShares Credit Suisse 130/30                       Knight Equity Markets
EQL    ALPS Equal Sector Weight ETF ETF                     Knight Equity Markets
SVW                                 Certificate             Knight Equity Markets
       Leveraged Index Return Notes Linked to the S&P 500 Index
TWQ                                 ETF
       ProShares UltraShort Russell3000                     IMC Chicago
UWC    ProShares Ultra Russell3000ETF                       IMC Chicago
MKZ                                 Certificate             Index Equity Markets
       Min Coupon PPN on Dow Jones-UBS Commodity Knight(DJUBS)
SPXU                                ETF
       ProShares UltraPro Short S&P500                      IMC Chicago
UPRO   ProShares UltraPro S&P500 ETF                        IMC Chicago
MBF                                 Certificate
       Min Coupon on S&P Midcap 400 Index (MID)             Knight Equity Markets
EPU                                 ETF
       iShares MSCI All Peru Capped Index Fund              Goldman Sachs & Co.
BZQ                                 ETF
       ProShares UltraShort MSCI Brazil                     IMC Chicago
EPV                                 ETF
       ProShares UltraShort MSCI Europe                     IMC Chicago
JPX                                 ETF
       ProShares UltraShort MSCI Pacific ex-Japan           IMC Chicago
SMK                                 ETF                     IMC
       ProShares UltraShort MSCI Mexico Investable Market Chicago
MCRO   IQ Hedge Macro Tracker ETF   ETF                     Knight Equity Markets
SZE                                 Certificate             S&P 500
       Leveraged Index Return Note (LIRN) linked to the Knight Equity Markets
EET                                 ETF
       ProShares Ultra MSCI Emerging Markets                IMC Chicago
EFO    ProShares Ultra MSCI EAFEETF                         IMC Chicago
XPP    ProShares Ultra FTSE ChinaETF 25                     IMC Chicago
EZJ    ProShares Ultra MSCI JapanETF                        Goldman Sachs & Co.
TUZ                                 ETF
       PIMCO 1-3 Year U.S. Treasury Index Fund              Knight Equity Markets
MBL    DJIA MITTS                   Certificate             Knight Equity Markets
MBC                                 Certificate
       3% Min. Coupon PPN on Russell 2000 (RUT)             Knight Equity Markets
EEO                                 ETF                     Knight Equity Markets
       Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund
EMT                                 ETF                     Knight Equity Markets
       Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund
BRF                                 ETF
       Market Vectors Brazil Small-Cap ETF                  Knight Equity Markets
ABI                                 Certificate             Knight Equity Markets
       Principal-Protected Trust Certificate linked to the Dow Jones Industrial Average
CEW                                 ETF
       WisdomTree Dreyfus Emerging Currency Fund Goldman Sachs & Co.
GVT                                  ETF
      Grail American Beacon Large Cap Value ETF         Knight Equity Markets
KME   SPDR KBW Mortgage Finance ETF  ETF                Knight Equity Markets
MYP                                  Certificate        Knight Equity Markets
      3.00% Minimum Coupon Principal Protected Notes based on S&P 500
MPE                                  Certificate        Knight Equity 500 Index
      Market Index Target Term Securities (MITTS) Linked to the S&PMarkets
TMF                                  ETF
      Direxion Daily 20+ Year Treasury Bull 3X Shares GETCO LLC
TMV                                  ETF
      Direxion Daily 20+ Year Treasury Bear 3X Shares GETCO LLC
TYD                                  ETF
      Direxion Daily 7-10 Year Treasury Bull 3X Shares GETCO LLC
TYO                                  ETF
      Direxion Daily 7-10 Year Treasury Bear 3X SharesGETCO LLC
CWB                                  ETF
      SPDR Barclays Capital Convertible Securities ETF  Knight Equity Markets
AJB                                  Certificate
      Safety First Trust Certificate on S&P 500         Knight Equity Markets
VSS                                  ETF                  Fund
      Vanguard FTSE All-World Ex-US Small-Cap IndexSusquehanna Capital Group
AMJ   JPMorgan Alerian MLP IndexETN   ETN               -
SCT                                  Certificate        Knight Equity 500 Index
      Market Index Target Term Securities (MITTS) Linked to the S&PMarkets
BJI   Buffered PLUS Based on S&P 500 Certificate        Knight Equity Markets
MKN                                   Protected         Knight Equity Markets
      3.00% Min. Coupon PrincipalCertificate Notes based on the Dow Jones-AIG Commodity Excess Return Index (DJAIG)
SNZ                                  Certificate        S&P 500
      Protected Absolute Return Barrier Note Based on Knight Equity Markets
QAI                                  ETF
      IQ Hedge Multi-Strategy Tracker ETF               Knight Equity Markets
LWC                                   Term              Knight
      SPDR Barclays Capital Long ETF Corporate Bond ETF Equity Markets
MGJ                                  Certificate        Knight Equity 500 Index
      Market Index Target Term Securities (MITTS) Linked to the S&PMarkets
MOU                                   linked to           2000 Equity
      3% Principal Protected NotesCertificatethe RussellKnight Index Markets
ITR                                  ETF                Knight Equity
      SPDR Barclays Capital Intermediate Term Corporate Bond ETF Markets
GXG                                  ETF
      Global X/InterBolsa FTSE Colombia 20 ETF          Knight Equity Markets
HYD                                  ETF
      Market Vectors High Yield Municipal Index ETF Susquehanna Capital Group
PRB                                  ETF
      Market Vectors Pre-Refunded Municipal Index ETF   Knight Equity Markets
VXX                                  ETN
      iPATH S&P 500 VIX Short-Term Futures ETN          IMC Chicago
VXZ                                  ETN
      iPATH S&P 500 VIX Mid-Term Futures ETN            IMC Chicago
BWZ                                   Term              Knight Equity ETF
      SPDR Barclays Capital ShortETF International Treasury Bond Markets
MBG                                  ETF
      SPDR Barclays Capital Mortgage Backed Bond ETF    Knight Equity Markets
FAA   Guggenheim Airline ETF         ETF                Susquehanna Capital Group
RWV                                  ETF
      RevenueShares Navellier Overall A-100 Fund        Knight Equity Markets
IDX                                  ETF
      Market Vectors Indonesia Index ETF                Susquehanna Capital Group
MWJ                                  ETF
      Direxion Daily Mid Cap Bull 3X Shares             IMC Chicago
MWN                                  ETF
      Direxion Daily Mid Cap Bear 3x Shares             IMC Chicago
EDC                                  ETF
      Direxion Daily Emerging Markets Bull 3X Shares GETCO LLC
EDZ                                  ETF
      Direxion Daily Emerging Markets Bear 3X Shares GETCO LLC
DPK                                  ETF
      Direxion Daily Developed Markets Bear 3X SharesIMC Chicago
DZK                                  ETF
      Direxion Daily Developed Markets Bull 3X Shares IMC Chicago
TYH                                  ETF
      Direxion Daily Technology Bull 3X Shares          IMC Chicago
TYP                                  ETF
      Direxion Daily Technology Bear 3X Shares          IMC Chicago
ULQ                                  ETF                Knight ETF
      Claymore U.S.Capital Markets Micro-Term Fixed Income Equity Markets
ROI   WisdomTree LargeCap Growth FundETF                Knight Equity Markets
AGQ   ProShares Ultra Silver         ETV                Goldman Sachs & Co.
GLL   ProShares UltraShort Gold ETV                     Goldman Sachs & Co.
UGL   ProShares Ultra Gold           ETV                Goldman Sachs & Co.
ZSL   ProShares UltraShort Silver ETV                   Goldman Sachs & Co.
CMD                                  ETV
      ProShares UltraShort DJ-UBS Commodity             Goldman Sachs & Co.
EUO   ProShares UltraShort Euro ETV                     Goldman Sachs & Co.
SCO                                  ETV
      ProShares UltraShort DJ-UBS Crude Oil             Goldman Sachs & Co.
UCD                                  ETV
      ProShares Ultra DJ-UBS Commodity                  Goldman Sachs & Co.
UCO                                  ETV
      ProShares Ultra DJ-UBS Crude Oil                  Goldman Sachs & Co.
ULE   ProShares Ultra Euro           ETV                Goldman Sachs & Co.
YCL   ProShares Ultra Yen            ETV                Goldman Sachs & Co.
YCS   ProShares UltraShort Yen ETV                     Goldman Sachs & Co.
RTR   RevenueShares ADR Fund ETF                       Timber Hill LLC
PSR                                 ETF
      PowerShares Active U.S. Real Estate Fund         Knight Equity Markets
XRU                                 ETV
      CurrencyShares Russian Ruble Trust               Goldman Sachs & Co.
RWW                                 ETF
      RevenueShares Financials Sector Fund             Knight Equity Markets
AOA                                 ETF
      iShares S&P Aggressive Allocation Fund           Knight Equity Markets
AOK                                 ETF
      iShares S&P Conservative Allocation Fund         Knight Equity Markets
AOM                                 ETF
      iShares S&P Moderate Allocation Fund             Knight Equity Markets
AOR                                 ETF
      iShares S&P Growth Allocation Fund               Knight Equity Markets
TGR                                 ETF                Knight
      iShares S&P Target Date Retirement Income Index Fund Equity Markets
TZD                                 ETF
      iShares S&P Target Date 2010 Index Fund          Knight Equity Markets
TZO                                 ETF
      iShares S&P Target Date 2035 Index Fund          Knight Equity Markets
TZV                                 ETF
      iShares S&P Target Date 2040 Index Fund          Knight Equity Markets
SUB                                 ETF                Knight Equity Markets
      iShares S&P Short Term National AMT-Free Municipal Bond Fund
AGZ                                 ETF
      iShares Barclays Agency Bond Fund                Goldman Sachs & Co.
TZE                                 ETF
      iShares S&P Target Date 2015 Index Fund          Goldman Sachs & Co.
TZG                                 ETF
      iShares S&P Target Date 2020 Index Fund          Goldman Sachs & Co.
TZI                                 ETF
      iShares S&P Target Date 2025 Index Fund          Goldman Sachs & Co.
TZL                                 ETF
      iShares S&P Target Date 2030 Index Fund          Goldman Sachs & Co.
ERX                                  Shares
      Direxion Daily Energy Bull 3XETF                 GETCO LLC
ERY                                 ETF
      Direxion Daily Energy Bear 3X Shares             GETCO LLC
FAS                                 ETF
      Direxion Daily Financial Bull 3X Shares          IMC Chicago
FAZ                                  3X
      Direxion Daily Financial BearETFShares           IMC Chicago
BGU                                 ETF
      Direxion Daily Large Cap Bull 3X Shares          IMC Chicago
BGZ                                 ETF
      Direxion Daily Large Cap Bear 3X Shares          IMC Chicago
TNA                                  3X
      Direxion Daily Small Cap BullETF Shares          IMC Chicago
TZA                                 ETF
      Direxion Daily Small Cap Bear 3X Shares          IMC Chicago
PXR                                 ETF                Susquehanna Capital Group
      PowerShares Emerging Markets Infrastructure Portfolio
FLM                                 ETF                Knight Equity
      First Trust ISE Global Engineering and Construction Index Fund Markets
AHY   S&P 500 Index PPC             Certificate        Knight Equity Markets
AYT   Barclays GEMS Asia-8 ETN ETN                     Susquehanna Capital Group
HAP                                 ETF
      Market Vectors RVE Hard Assets Producers         Knight Equity Markets
AHB   Global Index Basket PPC       Certificate        Knight Equity Markets
BSC                                 ETN                Knight Equity Markets
      ELEMENTS Linked to the Benjamin Graham Small Cap Value Index - Total Return
BVL                                 ETN                Knight Equity Markets
      ELEMENTS Linked to the Benjamin Graham Large Cap Value Index - Total Return
BVT                                 ETN                 Market Value Index -
      ELEMENTS Linked to the Benjamin Graham TotalKnight Equity Markets Total Return
MES                                 ETF
      Market Vectors Gulf States Index ETF             Susquehanna Capital Group
IPD                                 ETF                Susquehanna
      SPDR S&P International Consumer Discretionary Sector ETF Capital Group
IPF                                 ETF
      SPDR S&P International Financial Sector ETF      Susquehanna Capital Group
IPS                                 ETF                Susquehanna Capital Group
      SPDR S&P International Consumer Staples Sector ETF
IPK                                 ETF
      SPDR S&P International Technology Sector ETF Knight Equity Markets
IPN                                 ETF
      SPDR S&P International Industrial Sector ETF     Knight Equity Markets
IRV                                 ETF
      SPDR S&P International Materials Sector ETF      Knight Equity Markets
IRY                                 ETF
      SPDR S&P International Health Care Sector ETF Knight Equity Markets
IPU                                 ETF
      SPDR S&P International Utilities Sector ETF      Goldman Sachs & Co.
IPW                                 ETF
      SPDR S&P International Energy Sector ETF         Goldman Sachs & Co.
IST                                 ETF                Goldman
      SPDR S&P International Telecommunications Sector ETF Sachs & Co.
AFK                                 ETF
      Market Vectors Africa Index ETF                  Knight Equity Markets
VT                                  Index
      Vanguard Total World Stock ETF Fund              Knight Equity Markets
BNZ                                 ETF
      WisdomTree Dreyfus New Zealand Dollar Fund Susquehanna Capital Group
SZR                                 ETF
      WisdomTree Dreyfus South African Rand Fund Susquehanna Capital Group
AMM   S&P 500 Index PPC             Certificate        Knight Equity Markets
BAL   iPath DJ-UBS Cotton ETN ETN                      Susquehanna Capital Group
GRN   iPath Global Carbon ETN      ETN                 Susquehanna Capital Group
LD    iPath DJ-UBS Lead ETN        ETN                 Susquehanna Capital Group
PGM   iPath DJ-UBS Platinum ETN ETN                    Susquehanna Capital Group
SGG   iPath DJ-UBS Sugar ETN ETN                       Susquehanna Capital Group
JJP                                ETN
      iPath DJ-UBS Precious Metals ETN                 Knight Equity Markets
JJS   iPath DJ-UBS Softs ETN       ETN                 Knight Equity Markets
JJU   iPath DJ-UBS Aluminum ETN    ETN                 Knight Equity Markets
JO    iPath DJ-UBS Coffee ETN ETN                      Goldman Sachs & Co.
NIB   iPath DJ-UBS Cocoa ETN ETN                       Goldman Sachs & Co.
JJT   iPath DJ-UBS Tin ETN         ETN                 -
BDD                                ETN
      PowerShares DB Base Metals Double Long ETN Susquehanna Capital Group
BDG                                ETN
      PowerShares DB Base Metals Long ETN              Susquehanna Capital Group
BOM                                ETN
      PowerShares DB Base Metals Double Short ETN Susquehanna Capital Group
BOS                                ETN
      PowerShares DB Base Metals Short ETN             Susquehanna Capital Group
OLO                                ETN
      PowerShares DB Crude Oil Long ETN                Susquehanna Capital Group
SZO                                ETN
      PowerShares DB Crude Oil Short ETN               Susquehanna Capital Group
DTO                                ETN
      PowerShares DB Crude Oil Double Short ETN        IMC Chicago
FAN                                ETF
      First Trust ISE Global Wind Energy Index Fund Knight Equity Markets
DDG   ProShares Short Oil & Gas ETV                    IMC Chicago
SEF   ProShares Short Financials ETF                   IMC Chicago
FRN                                ETF
      Guggenheim Frontier Markets ETF                  Goldman Sachs & Co.
LSC   ELEMENTS S&P CTI ETN ETN                         Knight Equity Markets
CKK                                Certificate         Knight Equity Markets
      Citi U.S. Equity Model Index Strategic Market Access Notes
JFT                                 KEYnotes ETN
      First Trust 130/30 Large Cap ETN                 -
PAO                                ETF                 Knight Equity Markets
      PowerShares RiverFront Tactical Balanced Growth Portfolio
PCA                                ETF                 Knight Equity Markets
      PowerShares RiverFront Tactical Growth & Income Portfolio
PTO                                ETF                 Knight
      PowerShares Ibbotson Alternative Completion Portfolio Equity Markets
EWX                                ETF
      SPDR S&P Emerging Markets Small Cap ETF          Goldman Sachs & Co.
JYF                                ETF
      WisdomTree Dreyfus Japanese Yen Fund             Goldman Sachs & Co.
BZF                                ETF
      WisdomTree Dreyfus Brazilian Real Fund           Susquehanna Capital Group
CYB                                ETF
      WisdomTree Dreyfus Chinese Yuan Fund             Susquehanna Capital Group
ICN                                ETF
      WisdomTree Dreyfus Indian Rupee Fund             Susquehanna Capital Group
EU    WisdomTree Dreyfus Euro Fund ETF                 Goldman Sachs & Co.
MDD                                Cap
      SPDR S&P International Mid ETF ETF               Susquehanna Capital Group
RWO                                ETF
      SPDR Dow Jones Global Real Estate ETF            Knight Equity Markets
PTD                                ETN
      E-TRACS UBS Short Platinum ETN                   Susquehanna Capital Group
PTM   E-TRACS UBS Long Platinum ETNETN                 Susquehanna Capital Group
DRR                                 Euro
      Market Vectors Double ShortETN ETN               Susquehanna Capital Group
URR                                Euro
      Market Vectors Double Long ETN ETN               Susquehanna Capital Group
GRI                                ETF
      Cohen & Steers Global Realty Majors ETF          Knight Equity Markets
PST                                ETF
      ProShares UltraShort 7-10 Year Treasury          Goldman Sachs & Co.
TBT                                ETF
      ProShares UltraShort 20+ Year Treasury           Goldman Sachs & Co.
DDP                                 Short
      PowerShares DB CommodityETN ETN                  Susquehanna Capital Group
DEE   PowerShares DB CommodityETN   Double Short ETN Susquehanna Capital Group
DPU                                 Long
      PowerShares DB CommodityETN ETN                  Susquehanna Capital Group
DYY   PowerShares DB CommodityETN   Double Long ETN Susquehanna Capital Group
KWT                                 ETF
      Market Vectors Solar Energy ETF                  Knight Equity Markets
ADZ                                Short
      PowerShares DB Agriculture ETN ETN               Susquehanna Capital Group
AGA                                Double Short ETN Susquehanna Capital Group
      PowerShares DB Agriculture ETN
AGF                                Long
      PowerShares DB Agriculture ETN ETN               Susquehanna Capital Group
DAG                                Double Long ETN Susquehanna Capital Group
      PowerShares DB Agriculture ETN
TAN   Guggenheim Solar ETF        ETF                 Goldman Sachs & Co.
PMA                               ETF
      PowerShares Active Mega Cap Fund                Knight Equity Markets
PQY                               Fund
      PowerShares Active AlphaQ ETF                   Knight Equity Markets
PQZ                               ETF
      PowerShares Active Alpha Multi-Cap Fund         Knight Equity Markets
PLK                               ETF
      PowerShares Active Low Duration Fund            Knight Equity Markets
UHN                               ETV
      United States Heating Oil Fund LP               Knight Equity Markets
PKN   PowerShares Global NuclearETFEnergy Portfolio   Goldman Sachs & Co.
GWO                               ETN
      ELEMENTS CS Global Warming ETN                  -
FUD                               ETN
      E-TRACS UBS Bloomberg CMCI Food ETN             Susquehanna Capital Group
UAG                               ETN
      E-TRACS UBS Bloomberg CMCI Agriculture ETN Susquehanna Capital Group
UBC                               ETN
      E-TRACS UBS Bloomberg CMCI Livestock ETN Susquehanna Capital Group
UBG                               ETN
      E-TRACS UBS Bloomberg CMCI Gold ETN             Susquehanna Capital Group
UBM                               ETN                  ETN
      E-TRACS UBS Bloomberg CMCI Industrial MetalsSusquehanna Capital Group
UBN                               ETN
      E-TRACS UBS Bloomberg CMCI Energy ETN           Susquehanna Capital Group
UCI                               ETN
      E-TRACS UBS Bloomberg CMCI ETN                  Susquehanna Capital Group
USV                               ETN
      E-TRACS UBS Bloomberg CMCI Silver ETN           Susquehanna Capital Group
EIS                               Investable Market Index Fund
      iShares MSCI Israel Capped ETF                  Susquehanna Capital Group
THD                               ETF                 Goldman Sachs & Co.
      iShares MSCI Thailand Investable Market Index Fund
TUR                               ETF
      iShares MSCI Turkey Investable Market Index FundGoldman Sachs & Co.
LTL                               ETF
      ProShares Ultra Telecommunications              Goldman Sachs & Co.
TLL                               ETF
      ProShares UltraShort Telecommunications         Goldman Sachs & Co.
WIP                               ETF                 Knight Equity Markets
      SPDR DB International Government Inflation-Protected Bond ETF
CNY                               ETN
      Market Vectors - Renminbi/USD ETN               Susquehanna Capital Group
INR   Market Vectors - Rupee/USDETNETN                Susquehanna Capital Group
PIN   PowerShares India Portfolio ETF                 Goldman Sachs & Co.
DGP                               ETN
      PowerShares DB Gold Double Long ETN             Susquehanna Capital Group
DGZ   PowerShares DB Gold Short ETNETN                Susquehanna Capital Group
DZZ                               ETN
      PowerShares DB Gold Double Short ETN            Susquehanna Capital Group
ATA   US-Europe-Japan Basket PPC  Certificate         Knight Equity Markets
SMB                               ETF
      Market Vectors Short Municipal Index ETF        Knight Equity Markets
UGA                                LP
      United States Gasoline Fund ETV                 Knight Equity Markets
RWL   RevenueShares Large Cap FundETF                 Timber Hill LLC
EPI                               ETF
      WisdomTree India Earnings Fund                  Susquehanna Capital Group
RWJ   RevenueShares Small Cap FundETF                 Knight Equity Markets
RWK   RevenueShares Mid Cap Fund  ETF                 Goldman Sachs & Co.
DWX                               ETF
      SPDR S&P International Dividend ETF             Goldman Sachs & Co.
GRU                               ETN                 Knight Equity Markets
      ELEMENTS Linked to the MLCX Grains Index Total Return
FUE                               ETN                 -
      ELEMENTS Linked to the MLCX Biofuels Index Total Return
PGD                               ETN
      Barclays Asian and Gulf Currency Revaluation ETNGoldman Sachs & Co.
JEM   Barclays GEMS Index ETN ETN                     Goldman Sachs & Co.
ICI                               ETN
      iPath Optimized Currency Carry ETN              Susquehanna Capital Group
HAO                               ETF
      Guggenheim China Small Cap Index ETF            Goldman Sachs & Co.
BJK   Market Vectors Gaming ETF ETF                   Knight Equity Markets
GCC                               ETV
      GreenHaven Continous Commodity Index Fund Knight Equity Markets
KOL   Market Vectors Coal ETF     ETF                 Knight Equity Markets
MLN                               ETF
      Market Vectors Long Municipal Index ETF         Knight Equity Markets
UBD                               ETF
      Claymore U.S. Capital Markets Bond ETF          -
PIZ                               ETF                  Leaders Portfolio
      PowerShares DWA Developed Markets Technical Susquehanna Capital Group
PIE                               ETF                 Goldman Sachs
      PowerShares DWA Emerging Markets Technical Leaders Portfolio & Co.
MGC                               ETF
      Vanguard Mega Cap 300 Index Fund                Timber Hill LLC
MGK                               ETF
      Vanguard Mega Cap 300 Growth Index Fund         Timber Hill LLC
MGV                               ETF
      Vanguard Mega Cap 300 Value Index Fund          Knight Equity Markets
SCJ                                ETF
      iShares MSCI Japan Small Cap Index Fund           Knight Equity Markets
PBP                                ETF
      Powershares S&P 500 BuyWrite Portfolio            Goldman Sachs & Co.
TAO                                ETF
      Guggenheim China Real Estate ETF                  Knight Equity Markets
EMB                                ETF
      iShares JPMorgan USD Emerging Markets Bond Fund   Susquehanna Capital Group
IGF                                ETF
      iShares S&P Global Infrastructure Index Fund      Knight Equity Markets
SCZ                                ETF
      iShares MSCI EAFE Small Cap Index Fund            Knight Equity Markets
TOK                                Fund
      iShares MSCI Kokusai Index ETF                    Goldman Sachs & Co.
EDV   Vanguard Extended DurationETF Treasury ETF        Knight Equity Markets
GCE   Claymore CEF GS CONNECT ETN  ETN                  Goldman Sachs & Co.
ITM                                Municipal Index ETF Knight Equity Markets
      Market Vectors Intermediate ETF
USL                                ETV
      United States 12 Month Oil Fund LP                Knight Equity Markets
MXH                                Certificate
      Merrill Lynch Factor Model SRN                    Knight Equity Markets
JNK                                Yield
      SPDR Barclays Capital High ETF Bond ETF           Knight Equity Markets
FGD                                 Select Dividend Index FundEquity Markets
      First Trust Dow Jones GlobalETF                   Knight
AKN                                Certificate
      US-EUR-JAP Basket Principal Protected CertificatesKnight Equity Markets
AIA                                ETF
      iShares S&P Asia 50 Index Fund                    OTA, LLC
BKF   iShares MSCI BRIC Index Fund ETF                  Goldman Sachs & Co.
ECH                                ETF
      iShares MSCI Chile Investable Market Index Fund Goldman Sachs & Co.
PGX                                ETF
      PowerShares Preferred Portfolio                   Knight Equity Markets
PVI                                ETF
      PowerShares VRDO Tax-Free Weekly Portfolio Knight Equity Markets
PHB                                ETF
      PowerShares High Yield Corporate Bond Portfolio Goldman Sachs & Co.
CUT   Guggenheim Timber ETF        ETF                  Goldman Sachs & Co.
FXP                                ETF
      ProShares UltraShort FTSE China 25                IMC Chicago
DOD                                ETN                  Goldman Select TR Index
      ELEMENTS - "Dogs of the Dow" Linked to the DJ High YieldSachs & Co.
EWV                                ETF
      ProShares UltraShort MSCI Japan                   Goldman Sachs & Co.
RSU   Rydex 2x S&P 500 ETF         ETF                  Goldman Sachs & Co.
RSW   Rydex Inverse 2x S&P 500 ETF ETF                  Goldman Sachs & Co.
HFB                                Certificate
      Merrill Lynch Factor Model Index SRN              Knight Equity Markets
EEV                                ETF
      ProShares UltraShort MSCI Emerging Markets        IMC Chicago
EUM                                ETF
      ProShares Short MSCI Emerging Markets             IMC Chicago
DGS                                ETF                  Goldman
      WisdomTree Emerging Markets SmallCap Dividend Fund Sachs & Co.
EFU                                ETF
      ProShares UltraShort MSCI EAFE                    IMC Chicago
EFZ   ProShares Short MSCI EAFEETF                      IMC Chicago
JJG                                ETN                  Goldman
      iPath Dow Jones - UBS Grains Total Return Sub-Index ETNSachs & Co.
JJA                                ETN                  Susquehanna
      iPath Dow Jones - UBS Agriculture Total Return Sub-Index ETN Capital Group
JJN                                ETN                  Susquehanna Capital Group
      iPath Dow Jones - UBS Nickel Total Return Sub-Index ETN
JJC                                ETN                  Knight Equity Markets
      iPath Dow Jones - UBS Copper Total Return Sub-Index ETN
COW                                ETN                  Susquehanna
      iPath Dow Jones - UBS Livestock Total Return Sub-Index ETN Capital Group
GAZ                                ETN                  Knight Equity Markets
      iPath Dow Jones - UBS Natural Gas Total Return Sub-Index ETN
JJM                                ETN                  Knight Equity Markets
      iPath Dow Jones - UBS Industrial Metals Total Return Sub-Index ETN
JJE                                ETN                  Goldman Sachs & Co.
      iPath Dow Jones - UBS Energy Total Return Sub-Index ETN
RJA                                ETN                  Susquehanna - Agri Group
      ELEMENTS Linked to the Rogers International Commodity IndexCapitalTot Return
RJI                                ETN                  Susquehanna - Total Return
      ELEMENTS Linked to the Rogers International Commodity IndexCapital Group
RJN                                ETN                  Susquehanna - Energy To Return
      ELEMENTS Linked to the Rogers International Commodity IndexCapital Group
RJZ                                ETN                  Susquehanna - Metals Tot Return
      ELEMENTS Linked to the Rogers International Commodity IndexCapital Group
WMW                                ETN                  Focus Equity Markets
      ELEMENTS Linked to the Morningstar Wide Moat Knight Total Return Index (Wide Moat Elements)
CXA                                ETF                  Knight Equity
      SPDR Nuveen Barclays Capital California Municipal Bond ETF Markets
INY                                ETF                  Knight Equity
      SPDR Nuveen Barclays Capital New York Municipal Bond ETF Markets
SHM                                ETF                  Knight Equity
      SPDR Nuveen Barclays Capital Short Term Municipal Bond ETFMarkets
PCY                                ETF                  Susquehanna Capital Group
      PowerShares Emerging Markets Sovereign Debt Portfolio
PWZ                                ETF                  Knight
      PowerShares Insured California Municipal Bond Portfolio Equity Markets
PZA                                ETF                  Knight
      PowerShares Insured National Municipal Bond Portfolio Equity Markets
PZT                                 ETF                  Knight
      PowerShares Insured New York Municipal Bond Portfolio Equity Markets
PLW   PowerShares 1-30 Laddered ETF Treasury Portfolio Goldman Sachs & Co.
BWX                                 ETF                  Susquehanna Capital Group
      SPDR Barclays Capital International Treasury Bond ETF
CMF                                 ETF                  Fund
      iShares S&P California AMT-Free Municipal Bond Susquehanna Capital Group
NYF                                 ETF                   Fund
      iShares S&P New York AMT-Free Municipal Bond Knight Equity Markets
TDD                                 ETF
      TDX Independence 2010 Exchange-Traded Fund -
TDH                                 ETF
      TDX Independence 2020 Exchange-Traded Fund -
TDN                                 ETF
      TDX Independence 2030 Exchange-Traded Fund -
TDV                                 ETF
      TDX Independence 2040 Exchange-Traded Fund -
TDX   TDX Independence In-TargetETF  Exchange-Traded Fund-
PDN                                 ETF                  Goldman Sachs & Co.
      PowerShares FTSE RAFI Developed Markets ex-U.S. Small-Mid Portfolio
PXH                                 ETF
      PowerShares FTSE RAFI Emerging Markets Portfolio   Goldman Sachs & Co.
TFI                                 ETF
      SPDR Nuveen Barclays Capital Municipal Bond ETF    Knight Equity Markets
MUB                                 ETF
      iShares S&P National AMT-Free Municipal Bond Fund  Susquehanna Capital Group
MOO                                 ETF
      Market Vectors Agribusiness ETF                    Knight Equity Markets
FDD                                 Select
      First Trust STOXX European ETF Dividend Income FundKnight Equity Markets
FFR                                 ETF                  Knight Estate Index Fund
      First Trust FTSE EPRA/NAREIT Developed Markets RealEquity Markets
NLR                                 ETF
      Market Vectors Uranium+Nuclear Energy ETF          Goldman Sachs & Co.
WPS                                 ETF
      iShares S&P Developed ex-US Property Index Fund    Goldman Sachs & Co.
EEH                                 ETN                   U.S. Sector Momentum Index
      ELEMENTS Linked to the SPECTRUM Large Cap Susquehanna Capital Group developed by BNP Paribas due , 2022
GSC                                 ETN                  Goldman Strategy Index
      GS Connect S&P GSCI Enhanced Commodity Total Return Sachs & Co. ETN
VEA   Vanguard MSCI EAFE ETF ETF                         Susquehanna Capital Group
DEM                                 ETF
      WisdomTree Emerging Markets Equity Income Fund     Goldman Sachs & Co.
HGI                                 ETF
      Guggenheim International Multi-Asset Income ETF    Goldman Sachs & Co.
SZX   Select 10 Index SRN           Certificate          Knight Equity Markets
ENY                                 ETF
      Guggenheim Canadian Energy Income ETF              Goldman Sachs & Co.
AKE                                 Certificate          Knight Equity Markets
      Global Index Basket Principal Protected Certificates
LVL                                 ETF                  Goldman
      Guggenheim S&P Global Dividend Opportunities Index ETF Sachs & Co.
BIK   SPDR S&P BRIC 40 ETF          ETF                  Knight Equity Markets
PAF                                 ETF                  Goldman
      PowerShares FTSE RAFI Asia Pacific ex-Japan Portfolio Sachs & Co.
PXF                                 ETF                  Goldman Sachs & Co.
      PowerShares FTSE RAFI Developed Markets ex-U.S. Portfolio
IDV                                 ETF                  Goldman Sachs & Co.
      iShares Dow Jones International Select Dividend Index Fund
PBD                                 ETF
      PowerShares Global Clean Energy Portfolio          Goldman Sachs & Co.
PFA                                 ETF                  Goldman Sachs & Co.
      PowerShares Dynamic Developed International Opportunities Portfolio
PIO                                 ETF
      PowerShares Global Water Portfolio                 Goldman Sachs & Co.
DRW                                 ETF
      WisdomTree International Real Estate Fund          Goldman Sachs & Co.
IPE   SPDR Barclays Capital TIPS ETFETF                  Knight Equity Markets
BIL                                 ETF
      SPDR Barclays Capital 1-3 Month T-Bill ETF         Goldman Sachs & Co.
GBC   Global Indices Basket CPN Certificate              Knight Equity Markets
BWV                                 ETN
      iPath CBOE S&P 500 BuyWrite Index ETN              Susquehanna Capital Group
LAG                                 ETF
      SPDR Barclays Capital Aggregate Bond ETF           Susquehanna Capital Group
ITE                                 ETF                  Knight
      SPDR Barclays Capital Intermediate Term Treasury ETF Equity Markets
TLO                                 Term
      SPDR Barclays Capital Long ETF Treasury ETF Knight Equity Markets
CGW                                 ETF
      Guggenheim S&P Global Water Index ETF              Goldman Sachs & Co.
FCG                                 ETF
      First Trust ISE-Revere Natural Gas Index Fund Knight Equity Markets
FIW                                 ETF
      First Trust ISE Water Index Fund                   Goldman Sachs & Co.
FNI                                 Fund
      First Trust ISE Chindia Index ETF                  Goldman Sachs & Co.
FAB                                 ETF
      First Trust Multi Cap Value AlphaDEX Fund          Susquehanna Capital Group
FAD                                 ETF
      First Trust Multi Cap Growth AlphaDEX Fund         Susquehanna Capital Group
FTA                                 ETF                  Susquehanna Capital Group
      First Trust Large Cap Value Opportunities AlphaDEX Fund
FTC   First Trust Large Cap GrowthETF                    Susquehanna Capital Group
                                     Opportunities AlphaDEX Fund
FRI                                 ETF
      First Trust S&P REIT Index Fund                    Knight Equity Markets
FXZ                                 ETF
      First Trust Materials AlphaDEX Fund              Knight Equity Markets
FNX                                 ETF
      First Trust Mid Cap Core AlphaDEX Fund           Knight Equity Markets
FXG   First Trust Consumer StaplesETFAlphaDEX Fund     Knight Equity Markets
FXU                                  Fund
      First Trust Utilities AlphaDEXETF                Knight Equity Markets
FEX                                 ETF
      First Trust Large Cap Core AlphaDEX Fund         Goldman Sachs & Co.
FXD                                 ETF
      First Trust Consumer Discretionary AlphaDEX Fund Goldman Sachs & Co.
FXH                                 ETF
      First Trust Health Care AlphaDEX Fund            Goldman Sachs & Co.
FXL                                 ETF
      First Trust Technology AlphaDEX Fund             Goldman Sachs & Co.
FXN   First Trust Energy AlphaDEXETF Fund              Goldman Sachs & Co.
FXO                                 ETF
      First Trust Financial AlphaDEX Fund              Goldman Sachs & Co.
FXR                                 ETF                Goldman
      First Trust Industrials/Producer Durables AlphaDEX Fund Sachs & Co.
FYX                                 ETF
      First Trust Small Cap Core AlphaDEX Fund         Goldman Sachs & Co.
RSY   Select 10 Index SRN           Certificate        Knight Equity Markets
REZ                                 ETF                Timber Hill
      iShares FTSE NAREIT Residential Plus Capped Index Fund LLC
FIO                                 ETF                Sun Trading
      iShares FTSE NAREIT Industrial/Office Capped Index Fund
RTL   iShares FTSE NAREIT RetailETF  Capped Index Fund Sun Trading
REM                                 ETF                Knight Equity Markets
      iShares FTSE NAREIT Mortgage Plus Capped Index Fund
FTY                                 ETF
      iShares FTSE NAREIT Real Estate 50 Index FundGoldman Sachs & Co.
ERO                                 ETN
      iPath EUR/USD Exchange Rate ETN                  Susquehanna Capital Group
GBB                                 ETN
      iPath GBP/USD Exchange Rate ETN                  Susquehanna Capital Group
JYN                                 ETN
      iPath JPY/USD Exchange Rate ETN                  Susquehanna Capital Group
GEX                                 ETF
      Market Vectors Global Alternative Energy ETF     Goldman Sachs & Co.
RSX   Market Vectors Russia ETF ETF                    Goldman Sachs & Co.
AFO                                 Certificate
      Nikkei 225 Index Protected Certificates          Knight Equity Markets
GWX                                 ETF
      SPDR S&P International Small Cap ETF             Susquehanna Capital Group
GWL   SPDR S&P World ex-US ETF      ETF                Knight Equity Markets
UNG                                 ETV
      United States Natural Gas Fund LP                Knight Equity Markets
BIV                                  Bond
      Vanguard Intermediate-TermETF ETF                Susquehanna Capital Group
BLV   Vanguard Long-Term Bond ETF   ETF                Susquehanna Capital Group
BND   Vanguard Total Bond Market ETFETF                Susquehanna Capital Group
BSV   Vanguard Short-Term Bond ETF  ETF                Knight Equity Markets
HYG                                 ETF
      iShares iBoxx $ High Yield Corporate Bond Fund Goldman Sachs & Co.
CZA   Guggenheim Mid-Cap Core ETF   ETF                Goldman Sachs & Co.
OTR                                 ETF
      Guggenheim Ocean Tomo Growth Index ETF           Goldman Sachs & Co.
XGC                                 ETF
      Guggenheim International Small Cap LDRs ETF Goldman Sachs & Co.
PFF                                 ETF
      iShares S&P U.S. Preferred Stock Index Fund      Knight Equity Markets
GAF                                  East
      SPDR S&P Emerging MiddleETF & Africa ETF Susquehanna Capital Group
GUR   SPDR S&P Emerging Europe ETF  ETF                Susquehanna Capital Group
GML                                 ETF
      SPDR S&P Emerging Latin America ETF              Knight Equity Markets
GXC   SPDR S&P China ETF            ETF                Knight Equity Markets
GMF                                 ETF
      SPDR S&P Emerging Asia Pacific ETF               Goldman Sachs & Co.
GMM   SPDR S&P Emerging Markets ETF ETF                Goldman Sachs & Co.
MBB   iShares Barclays MBS Bond FundETF                Knight Equity Markets
VEU                                 ETF
      Vanguard FTSE All-World ex-US ETF                GETCO LLC
MSS   Select 10 Index SRN           Certificate        Knight Equity Markets
EEN                                 ETF
      Guggenheim EW Euro-Pacific LDRs ETF              Goldman Sachs & Co.
PDP                                 ETF
      PowerShares DWA Technical Leaders Portfolio Goldman Sachs & Co.
SDK                                 ETF
      ProShares UltraShort Russell MidCap Growth       Goldman Sachs & Co.
SJH                                 ETF
      ProShares UltraShort Russell2000 Value           Goldman Sachs & Co.
UVU                                 ETF
      ProShares Ultra Russell MidCap Value             Goldman Sachs & Co.
EES                                 ETF
      WisdomTree SmallCap Earnings Fund                Knight Equity Markets
EPS   WisdomTree Earnings 500 Fund  ETF                Knight Equity Markets
EXT   WisdomTree Total Earnings FundETF               Knight Equity Markets
EZM                                 ETF
      WisdomTree MidCap Earnings Fund                 Knight Equity Markets
EZY   WisdomTree LargeCap Value FundETF               Knight Equity Markets
SFK                                 ETF
      ProShares UltraShort Russell1000 Growth         Goldman Sachs & Co.
SJF                                 ETF
      ProShares UltraShort Russell1000 Value          Goldman Sachs & Co.
SJL                                 ETF
      ProShares UltraShort Russell MidCap Value       Goldman Sachs & Co.
SKK                                 ETF
      ProShares UltraShort Russell2000 Growth         Goldman Sachs & Co.
UKF   ProShares Ultra Russell1000ETF Growth           Goldman Sachs & Co.
UKK   ProShares Ultra Russell2000ETF Growth           Goldman Sachs & Co.
UKW                                 ETF
      ProShares Ultra Russell MidCap Growth           Goldman Sachs & Co.
UVG   ProShares Ultra Russell1000ETF Value            Goldman Sachs & Co.
UVT   ProShares Ultra Russell2000ETF Value            Goldman Sachs & Co.
UDN                                 ETV
      PowerShares DB US Dollar Index Bearish Fund Susquehanna Capital Group
UUP                                 ETV
      PowerShares DB US Dollar Index Bullish Fund Susquehanna Capital Group
FXY                                 ETV
      CurrencyShares Japanese Yen Trust               Goldman Sachs & Co.
SKF                                 ETF
      ProShares UltraShort Financials                 GETCO LLC
REW                                 ETF
      ProShares UltraShort Technology                 Knight Equity Markets
ROM   ProShares Ultra Technology ETF                  Knight Equity Markets
SMN                                 ETF
      ProShares UltraShort Basic Materials            Knight Equity Markets
UYG   ProShares Ultra Financials ETF                  Knight Equity Markets
UYM                                 ETF
      ProShares Ultra Basic Materials                 Knight Equity Markets
MIF   S&P Industrial 15 Index SRNCertificate          Knight Equity Markets
SCC                                 ETF
      ProShares UltraShort Consumer Services          IMC Chicago
SIJ                                 ETF
      ProShares UltraShort Industrials                IMC Chicago
SRS                                 ETF
      ProShares UltraShort Real Estate                IMC Chicago
UCC                                 ETF
      ProShares Ultra Consumer Services               IMC Chicago
URE   ProShares Ultra Real Estate ETF                 IMC Chicago
UXI   ProShares Ultra Industrials ETF                 IMC Chicago
DIG   ProShares Ultra Oil & Gas ETF                   Goldman Sachs & Co.
DUG   ProShares UltraShort Oil & GasETF               Goldman Sachs & Co.
RXD                                 Care
      ProShares UltraShort Health ETF                 Goldman Sachs & Co.
RXL   ProShares Ultra Health Care ETF                 Goldman Sachs & Co.
SDP   ProShares UltraShort UtilitiesETF               Goldman Sachs & Co.
SSG                                 ETF
      ProShares UltraShort Semiconductors             Goldman Sachs & Co.
SZK                                 ETF
      ProShares UltraShort Consumer Goods             Goldman Sachs & Co.
UGE   ProShares Ultra Consumer GoodsETF               Goldman Sachs & Co.
UPW   ProShares Ultra Utilities     ETF               Goldman Sachs & Co.
USD   ProShares Ultra SemiconductorsETF               Goldman Sachs & Co.
GII                                 ETF               Goldman Sachs & Co.
      SPDR FTSE/Macquarie Global Infrastructure 100 ETF
RWM   ProShares Short Russell2000   ETF               Goldman Sachs & Co.
SAA   ProShares Ultra SmallCap600 TFE                 Goldman Sachs & Co.
SBB   ProShares Short SmallCap600   ETF               Goldman Sachs & Co.
SDD                                 ETF
      ProShares UltraShort SmallCap600                Goldman Sachs & Co.
TWM                                 ETF
      ProShares UltraShort Russell2000                Goldman Sachs & Co.
UWM   ProShares Ultra Russell2000ETF                  Goldman Sachs & Co.
CIU                                 ETF
      iShares Barclays Intermediate Credit Bond Fund Susquehanna Capital Group
CSJ                                 ETF
      iShares Barclays 1-3 Year Credit Bond Fund      Susquehanna Capital Group
GBF                                 ETF
      iShares Barclays Government/Credit Bond Fund Susquehanna Capital Group
GVI                                 ETF                Bond Fund
      iShares Barclays Intermediate Government/Credit Susquehanna Capital Group
CFT                                 ETF
      iShares Barclays Credit Bond Fund               Goldman Sachs & Co.
IEI                                 ETF
      iShares Barclays 3-7 Year Treasury Bond Fund Goldman Sachs & Co.
SHV                                 ETF
      iShares Barclays Short Treasury Bond Fund       Goldman Sachs & Co.
TLH                                 Treasury Bond Fund Goldman Sachs & Co.
      iShares Barclays 10-20 Year ETF
CWI   SPDR MSCI ACWI ex-US ETF      ETF                 Susquehanna Capital Group
DBB                                 ETV
      PowerShares DB Base Metals Fund                   Susquehanna Capital Group
DBE   PowerShares DB Energy Fund    ETV                 Susquehanna Capital Group
DBO   PowerShares DB Oil Fund ETV                       Susquehanna Capital Group
DBP                                 ETV
      PowerShares DB Precious Metals Fund               Susquehanna Capital Group
DBS   PowerShares DB Silver FundETV                     Susquehanna Capital Group
DGL   PowerShares DB Gold Fund ETV                      Susquehanna Capital Group
DBA   PowerShares DB Agriculture ETVFund                Knight Equity Markets
INP   iPath MSCI India Index ETN ETN                    Susquehanna Capital Group
PKW   PowerShares Buyback Achievers ETF                 Timber Hill LLC
RWX                                 ETF
      SPDR Dow Jones International Real Estate ETF Knight Equity Markets
CSD   Guggenheim Spin-Off ETF ETF                       Goldman Sachs & Co.
DEF                                 ETF
      Guggenheim Defensive Equity ETF                   Goldman Sachs & Co.
OTP                                 ETF
      Guggenheim Ocean Tomo Patent ETF                  Goldman Sachs & Co.
FVI                                 Allocation Index Fund
      First Trust Value Line Equity ETF                 Goldman Sachs & Co.
PJF                                  Cap
      PowerShares Dynamic LargeETF Portfolio            Timber Hill LLC
PJG                                 ETF
      PowerShares Dynamic Mid Cap Portfolio             Timber Hill LLC
PGF                                 ETF
      PowerShares Financial Preferred Portfolio         LaBranche Structured Products
PJM                                  Cap
      PowerShares Dynamic SmallETF Portfolio            Goldman Sachs & Co.
PYH                                 ETF                 Goldman Sachs & Co.
      PowerShares Morningstar StockInvestor Core Portfolio
DSI                                 ETF
      iShares MSCI KLD 400 Social Index Fund            Knight Equity Markets
VYM                                 ETF
      Vanguard High Dividend Yield Index Fund           Knight Equity Markets
JPP                                 ETF
      SPDR Russell/Nomura PRIME Japan ETF               Goldman Sachs & Co.
JSC                                  Cap
      SPDR Russell/Nomura SmallETF Japan ETF            Goldman Sachs & Co.
RYE                                 ETF
      Rydex S&P Equal Weight Energy ETF                 Timber Hill LLC
RYF                                 ETF
      Rydex S&P Equal Weight Financial ETF              Timber Hill LLC
RCD                                 ETF
      Rydex S&P Equal Weight Consumer Discretionary ETF Goldman Sachs & Co.
RGI                                 ETF
      Rydex S&P Equal Weight Industrials ETF            Goldman Sachs & Co.
RHS                                 ETF
      Rydex S&P Equal Weight Consumer Staples ETF Goldman Sachs & Co.
RTM                                 ETF
      Rydex S&P Equal Weight Materials ETF              Goldman Sachs & Co.
RYH                                 ETF
      Rydex S&P Equal Weight Health Care ETF            Goldman Sachs & Co.
RYT                                 ETF
      Rydex S&P Equal Weight Technology ETF             Goldman Sachs & Co.
RYU                                 ETF
      Rydex S&P Equal Weight Utilities ETF              Goldman Sachs & Co.
RTS   Select 10 Index SRN           Certificate         Knight Equity Markets
PUW                                 ETF                 LaBranche Structured Products
      PowerShares WilderHill Progressive Energy Portfolio
PZD                                 ETF
      PowerShares Cleantech Portfolio                   LaBranche Structured Products
PSP                                 ETF
      PowerShares Global Listed Private Equity PortfolioGoldman Sachs & Co.
SLX   Market Vectors Steel ETF ETF                      Knight Equity Markets
EVX                                 ETF
      Market Vectors Environmental Services ETF         Knight Equity Markets
DBN                                 ETF                 Susquehanna Capital Group
      WisdomTree International Basic Materials Sector Fund
DBU                                 ETF
      WisdomTree International Utilities Sector Fund Goldman Sachs & Co.
DKA                                 ETF
      WisdomTree International Energy Sector Fund Goldman Sachs & Co.
PSL                                 ETF                 LaBranche Structured Products
      PowerShares Dynamic Consumer Staples Sector Portfolio
PTH                                 ETF
      PowerShares Dynamic Heathcare Sector PortfolioLaBranche Structured Products
PEZ                                 ETF                 Knight Equity
      PowerShares Dynamic Consumer Discretionary Sector Portfolio Markets
PJB                                 ETF
      PowerShares Dynamic Banking Sector Portfolio Knight Equity Markets
PRN                                 ETF
      PowerShares Dynamic Industrials Sector Portfolio Knight Equity Markets
PTF                                 ETF
      PowerShares Dynamic Technology Sector Portfolio   Knight Equity Markets
PFI                                 ETF
      PowerShares Dynamic Financial Sector Portfolio Goldman Sachs & Co.
PIQ                                 ETF
      PowerShares Dynamic MagniQuant Portfolio          Goldman Sachs & Co.
PXI                                 ETF
      PowerShares Dynamic Energy Sector Portfolio Goldman Sachs & Co.
PYZ    PowerShares Dynamic BasicETF                        Goldman Sachs & Co.
                                      Materials Sector Portfolio
CVY                                  ETF
       Guggenheim Multi-Asset Income ETF                   Goldman Sachs & Co.
EEB    Guggenheim BRIC ETF           ETF                   Goldman Sachs & Co.
NFO                                  ETF
       Guggenheim Insider Sentiment ETF                    Goldman Sachs & Co.
WMCR   Wilshire Micro-Cap ETF        ETF                   Goldman Sachs & Co.
XRO    Guggenheim Sector RotationETF  ETF                  Goldman Sachs & Co.
DBV                                  ETV
       PowerShares DB G10 Currency Harvest Fund            Susquehanna Capital Group
JXI                                  ETF
       iShares S&P Global Utilities Index Fund             Susquehanna Capital Group
KXI                                  ETF
       iShares S&P Global Consumer Staples Index Fund      Susquehanna Capital Group
EXI                                  ETF
       iShares S&P Global Industrials Index Fund           Goldman Sachs & Co.
MXI                                  ETF
       iShares S&P Global Materials Index Fund             Goldman Sachs & Co.
RXI                                  ETF                   Goldman
       iShares S&P Global Consumer Discretionary Index Fund Sachs & Co.
MFY                                  Certificate
       Baby Boomer Consumption Index SRN                   Knight Equity Markets
VOE    Vanguard Mid-Cap Value ETF TF E                     Timber Hill LLC
VOT    Vanguard Mid-Cap Growth ETF   ETF                   Timber Hill LLC
OIL    iPath Goldman Sachs Crude ETN                       Goldman Sachs & Co.
                                      Oil Total Return Index ETN
MVI    Value 30 Index SRNs           Certificate           Knight Equity Markets
GSG                                  ETV
       iShares S&P GSCI Commodity-Indexed Trust            Goldman Sachs & Co.
DXD    ProShares UltraShort Dow30ETF                       IMC Chicago
SDS    ProShares UltraShort S&P500 TFE                     IMC Chicago
QID    ProShares UltraShort QQQ ETF                        Goldman Sachs & Co.
FDV                                  ETF
       First Trust Strategic Value Index Fund              Knight Equity Markets
MLV    Value 30 Index SRNs           Certificate           Knight Equity Markets
FBT                                  ETF
       First Trust NYSE Arca Biotechnology Index Fund Goldman Sachs & Co.
FDN                                  ETF
       First Trust Dow Jones Internet Index Fund           Goldman Sachs & Co.
XRT    SPDR S&P Retail ETF           ETF                   Sun Trading
XES                                  ETF
       SPDR S&P Oil & Gas Equipment & Services ETF GETCO LLC
XME    SPDR S&P Metals & Mining ETF  ETF                   GETCO LLC
XOP                                  ETF
       SPDR S&P Oil & Gas Exploration & Production ETF     GETCO LLC
XPH    SPDR S&P Pharmaceuticals ETF   ETF                  GETCO LLC
KRE    SPDR KBW Regional Banking ETF ETF                   Knight Equity Markets
SSO    ProShares Ultra S&P500        ETF                   IMC Chicago
DDM    ProShares Ultra Dow30         ETF                   Goldman Sachs & Co.
DOG    ProShares Short Dow30         ETF                   Goldman Sachs & Co.
MVV    ProShares Ultra MidCap400 ETF                       Goldman Sachs & Co.
MYY    ProShares Short MidCap400ETF                        Goldman Sachs & Co.
MZZ    ProShares UltraShort MidCap400ETF                   Goldman Sachs & Co.
PSQ    ProShares Short QQQ           ETF                   Goldman Sachs & Co.
QLD    ProShares Ultra QQQ           ETF                   Goldman Sachs & Co.
SH     ProShares Short S&P500        ETF                   Goldman Sachs & Co.
FXA                                  ETV
       CurrencyShares Australian Dollar Trust              Sun Trading
FXF    CurrencyShares Swiss FrancETV  Trust                Sun Trading
FXB                                  ETV
       CurrencyShares British Pound Sterling Trust         Goldman Sachs & Co.
FXC                                  ETV
       CurrencyShares Canadian Dollar Trust                Goldman Sachs & Co.
FXM                                  ETV
       CurrencyShares Mexican Peso Trust                   Goldman Sachs & Co.
FXS                                  ETV
       CurrencyShares Swedish Krona Trust                  Goldman Sachs & Co.
DES                                  ETF
       WisdomTree SmallCap Dividend Fund                   Susquehanna Capital Group
DLN                                  ETF
       WisdomTree LargeCap Dividend Fund                   Susquehanna Capital Group
DON                                  ETF
       WisdomTree MidCap Dividend Fund                     Susquehanna Capital Group
DTN                                  ETF
       WisdomTree Dividend ex-Financials Fund              Susquehanna Capital Group
DEW                                  ETF
       WisdomTree Global Equity Income Fund                Goldman Sachs & Co.
DFE                                  ETF
       WisdomTree Europe SmallCap Dividend Fund            Goldman Sachs & Co.
DFJ                                 ETF
      WisdomTree Japan SmallCap Dividend Fund          Goldman Sachs & Co.
DHS   WisdomTree Equity Income Fund ETF                Goldman Sachs & Co.
DIM                                 ETF
      WisdomTree International MidCap Dividend Fund Goldman Sachs & Co.
DLS                                 ETF
      WisdomTree International SmallCap Dividend Fund  Goldman Sachs & Co.
DND                                 ETF
      WisdomTree Pacific ex-Japan Total Dividend Fund  Goldman Sachs & Co.
DNH                                 ETF
      WisdomTree Pacific ex-Japan Equity Income Fund   Goldman Sachs & Co.
DNL                                 ETF
      WisdomTree World ex-U.S. Growth Fund             Goldman Sachs & Co.
DOL                                 ETF
      WisdomTree International LargeCap Dividend Fund  Goldman Sachs & Co.
DOO                                 ETF                Goldman Sachs & Co.
      WisdomTree International Dividend ex-Financials Fund
DTD   WisdomTree Total Dividend FundETF                Goldman Sachs & Co.
DTH                                 ETF
      WisdomTree DEFA Equity Income Fund               Goldman Sachs & Co.
DWM   WisdomTree DEFA Fund          ETF                Goldman Sachs & Co.
DXJ                                 ETF
      WisdomTree Japan Total Dividend Fund             Goldman Sachs & Co.
DJP                                 ETN                Susquehanna Capital Group
      iPath Dow Jones-UBS Commodity Index Total Return ETN
GSP                                 ETN
      iPath GSCI Total Return Index ETN                Susquehanna Capital Group
GDX   Market Vectors Gold Miners ETFETF                Goldman Sachs & Co.
RYJ                                 ETF
      Guggenheim Raymond James SB-1 Equity ETF Susquehanna Capital Group
IAI                                 ETF
      iShares Dow Jones U.S. Broker-Dealers Index Fund Timber Hill LLC
ITB                                 ETF                Timber
      iShares Dow Jones U.S. Home Construction Index Fund Hill LLC
IEZ                                 ETF                Sun Trading
      iShares Dow Jones U.S. Oil Equipment & Services Index Fund
IHE                                 ETF                Sun
      iShares Dow Jones U.S. Pharmaceuticals Index Fund Trading
IHF                                 ETF                Sun Trading
      iShares Dow Jones U.S. Healthcare Providers Index Fund
IHI                                 ETF                Sun
      iShares Dow Jones U.S. Medical Devices Index Fund Trading
IAK                                 ETF
      iShares Dow Jones U.S. Insurance Index Fund Goldman Sachs & Co.
IAT                                 ETF
      iShares Dow Jones U.S. Regional Banks Index Fund Goldman Sachs & Co.
IEO                                 ETF                Goldman Index Fund
      iShares Dow Jones U.S. Oil & Gas Exploration & ProductionSachs & Co.
ITA                                 ETF                Goldman
      iShares Dow Jones U.S. Aerospace & Defense Index Fund Sachs & Co.
SLV   iShares Silver Trust          ETV                Goldman Sachs & Co.
VIG                                 ETF
      Vanguard Dividend Appreciation ETF               Goldman Sachs & Co.
FPX                                 E
      First Trust US IPO Index Fund TF                 Goldman Sachs & Co.
USO   United States Oil Fund LP ETV                    IMC Chicago
FDL                                 ETF                Goldman Sachs & Co.
      First Trust Morningstar Dividend Leaders Index Fund
RFG   Rydex S&P Midcap 400 PureETF   Growth ETF        Goldman Sachs & Co.
RFV                                  Value
      Rydex S&P Midcap 400 PureETF ETF                 Goldman Sachs & Co.
RPG   Rydex S&P 500 Pure GrowthETF  ETF                Goldman Sachs & Co.
RPV   Rydex S&P 500 Pure Value ETF  ETF                Goldman Sachs & Co.
RZG                                 ETF
      Rydex S&P Smallcap 600 Pure Growth ETF           Goldman Sachs & Co.
RZV                                 ETF
      Rydex S&P Smallcap 600 Pure Value ETF            Goldman Sachs & Co.
XHB   SPDR S&P Homebuilders ETF     ETF                GETCO LLC
XBI   SPDR S&P Biotech ETF          ETF                Knight Equity Markets
XSD   SPDR S&P Semiconductor ETF    ETF                Knight Equity Markets
DBC                                  Index
      PowerShares DB CommodityETV Tracking FundSusquehanna Capital Group
BWN                                 Certificate        Knight Equity Markets
      8% CBOE S&P 500 BuyWrite Index Targeted Income STRS
PRF                                 ETF
      PowerShares FTSE RAFI U.S. 1000 Portfolio        Goldman Sachs & Co.
FXE   CurrencyShares Euro Trust ETV                    Goldman Sachs & Co.
PHO                                 ETF
      PowerShares Water Resources Portfolio            Goldman Sachs & Co.
PIV                                 ETF
      PowerShares S&P 500 High Quality Portfolio       Goldman Sachs & Co.
KBE   SPDR KBW Bank ETF             ETF                Virtu Financial
KCE   SPDR KBW Capital Markets ETF                     GETCO LLC
SLY   SPDR S&P 600 Small Cap ETF    ETF                GETCO LLC
SDY   SPDR S&P Dividend ETF ETF                        Knight Equity Markets
ELR   SPDR Dow Jones Large CapETF    ETF               Goldman Sachs & Co.
EMM    SPDR Dow Jones Mid Cap ETF  ETF                  Goldman Sachs & Co.
KIE    SPDR KBW Insurance ETF ETF                       Goldman Sachs & Co.
MDYG                               ETF
       SPDR S&P 400 Mid Cap Growth ETF                  Goldman Sachs & Co.
MDYV                               ETF
       SPDR S&P 400 Mid Cap Value ETF                   Goldman Sachs & Co.
PMR    PowerShares Dynamic RetailETFPortfolio           LaBranche Structured Products
PXE                                ETF                  LaBranche Structured Products
       PowerShares Dynamic Energy Exploration & Production Portfolio
PXJ                                Gas
       PowerShares Dynamic Oil & ETF Services Portfolio LaBranche Structured Products
PXN                                ETF
       PowerShares Lux Nanotech Portfolio               LaBranche Structured Products
PIC                                ETF
       PowerShares Dynamic Insurance Portfolio          Goldman Sachs & Co.
PKB                                ETF                  Goldman Sachs & Co.
       PowerShares Dynamic Building & Construction Portfolio
PPA                                ETF
       PowerShares Aerospace & Defense Portfolio        Goldman Sachs & Co.
PUI                                ETF
       PowerShares Dynamic Utilities Portfolio          Goldman Sachs & Co.
FDM                                ETF
       First Trust Dow Select MicroCap Index Fund       Goldman Sachs & Co.
PFM                                ETF
       PowerShares Dividend Achievers Portfolio         Knight Equity Markets
PID                                ETF                  Knight
       PowerShares International Dividend Achievers Portfolio Equity Markets
PZI                                ETF
       PowerShares Zacks Micro Cap Portfolio            LaBranche Structured Products
IWC                                ETF
       iShares Russell Microcap Index Fund              Sun Trading
EFG                                ETF
       iShares MSCI EAFE Growth Index Fund              Goldman Sachs & Co.
EFV                                ETF
       iShares MSCI EAFE Value Index Fund               Goldman Sachs & Co.
DBY                                Certificate
       8% CBOE DJIA BuyWrite Index STRS                 Knight Equity Markets
DBZ                                Certificate
       CBOE DJIA BuyWrite Index STRS                    Knight Equity Markets
NPS                                Certificate
       S&P 500 Index Capital Protected Notes            Knight Equity Markets
PBE                                ETF                  Timber
       PowerShares Dynamic Biotechnology & Genome PortfolioHill LLC
PBS                                ETF
       PowerShares Dynamic Media Portfolio              Timber Hill LLC
PEJ                                ETF                  Timber
       PowerShares Dynamic Leisure & Entertainment Portfolio Hill LLC
PBJ    PowerShares Dynamic Food ETF & Beverage PortfolioLaBranche Structured Products
PXQ                                ETF
       PowerShares Dynamic Networking Portfolio         LaBranche Structured Products
PJP                                ETF
       PowerShares Dynamic Pharmaceuticals Portfolio Goldman Sachs & Co.
PSI                                ETF
       PowerShares Dynamic Semiconductors Portfolio Goldman Sachs & Co.
PSJ                                ETF
       PowerShares Dynamic Software Portfolio           Goldman Sachs & Co.
XLG    Rydex Russell Top 50 ETF ETF                     Goldman Sachs & Co.
VGK    Vanguard MSCI Europe ETFETF                      Susquehanna Capital Group
VPL    Vanguard MSCI Pacific ETF ETF                    Susquehanna Capital Group
VWO                                ETF
       Vanguard MSCI Emerging Markets ETF               Jane Street Capital
PWB                                 Cap
       PowerShares Dynamic LargeETF Growth Portfolio    Timber Hill LLC
PWJ                                ETF
       PowerShares Dynamic Mid Cap Growth Portfolio Timber Hill LLC
PWP                                ETF
       PowerShares Dynamic Mid Cap Value Portfolio Timber Hill LLC
PWV                                 Cap
       PowerShares Dynamic LargeETF Value Portfolio Timber Hill LLC
PBW                                ETF
       PowerShares WilderHill Clean Energy Portfolio Knight Equity Markets
PWT                                 Cap
       PowerShares Dynamic SmallETF Growth Portfolio    Knight Equity Markets
PWY                                 Cap
       PowerShares Dynamic SmallETF Value Portfolio Knight Equity Markets
IAU    iShares Gold Trust          ETV                  IMC Chicago
KLD                                ETF
       iShares MSCI USA ESG Select Social Index FundGoldman Sachs & Co.
MOR                                Certificate
       S&P 500 Index Capital Protected Notes            Knight Equity Markets
PEY                                ETF                  LaBranche
       PowerShares High Yield Equity Dividend Achievers Portfolio Structured Products
PGJ                                ETF                  Knight
       PowerShares Golden Dragon Halter USX China Portfolio Equity Markets
GLD    SPDR Gold Trust             ETV                  Goldman Sachs & Co.
GIT                                Certificate
       Dow Jones Titans 50 Index CPN                    Knight Equity Markets
FXI                                ETF
       iShares FTSE China Index Fund                    Goldman Sachs & Co.
VIS    Vanguard Industrials ETF ETF                     Timber Hill LLC
VNQ    Vanguard REIT ETF           ETF                  Timber Hill LLC
VDE    Vanguard Energy ETF         ETF                  Knight Equity Markets
VOX                                ETF
      Vanguard Telecommunication Services ETF         Knight Equity Markets
BEM                                Certificate
      15 Energy Stocks Basket Capital Protected Notes -
DPP   DJIA PPN                     Certificate        Knight Equity Markets
JKK                                ETF
      iShares Morningstar Small Growth Index Fund     Timber Hill LLC
JKL                                ETF
      iShares Morningstar Small Value Index Fund      Timber Hill LLC
JKH                                ETF
      iShares Morningstar Mid Growth Index Fund       Timber Hill LLC
JKJ                                ETF
      iShares Morningstar Small Core Index Fund       Timber Hill LLC
JKD                                ETF
      iShares Morningstar Large Core Index Fund       Goldman Sachs & Co.
JKE                                ETF
      iShares Morningstar Large Growth Index Fund     Goldman Sachs & Co.
JKF                                ETF
      iShares Morningstar Large Value Index Fund      Goldman Sachs & Co.
JKG                                ETF
      iShares Morningstar Mid Core Index Fund         Goldman Sachs & Co.
JKI                                ETF
      iShares Morningstar Mid Value Index Fund        Timber Hill LLC
PPY                                Certificate
      DJ High Yield Select 10 Index MPS               Knight Equity Markets
EBK                                Certificate
      3 International Indices PROPELS                 Knight Equity Markets
NY    iShares NYSE 100 Index Fund  ETF                Goldman Sachs & Co.
NYC                                ETF
      iShares NYSE Composite Index Fund               Goldman Sachs & Co.
PEL   S&P 500 Index PROPELS Certificate               Knight Equity Markets
PDJ   DJIA PROPELS                 Certificate        Knight Equity Markets
VB    Vanguard Small-Cap ETF ETF                      Timber Hill LLC
VBK   Vanguard Small-Cap Growth ETF ETF               Timber Hill LLC
VBR   Vanguard Small-Cap Value ETF ETF                Timber Hill LLC
VCR                                ETF
      Vanguard Consumer Discretionary ETF             Timber Hill LLC
VDC   Vanguard Consumer StaplesETF  ETF               Timber Hill LLC
VGT                                ETF
      Vanguard Information Technology ETF             Timber Hill LLC
VHT   Vanguard Health Care ETF ETF                    Timber Hill LLC
VO    Vanguard Mid-Cap ETF         ETF                Timber Hill LLC
VPU   Vanguard Utilities Index FundETF                Timber Hill LLC
VTV   Vanguard Value ETF           ETF                GETCO LLC
VUG   Vanguard Growth ETF          ETF                GETCO LLC
VV    Vanguard Large-Cap ETF ETF                      GETCO LLC
VAW   Vanguard Materials ETF       ETF                Knight Equity Markets
VFH   Vanguard Financials ETF      ETF                Knight Equity Markets
ISI                                E
      iShares S&P 1500 Index Fund TF                  Goldman Sachs & Co.
EFP   1.875% MSCI EAFE Index CPN   Certificate        -
TIP   iShares Barclays TIPS Bond ETFFund              Susquehanna Capital Group
DVY                                ETF
      iShares Dow Jones Select Dividend Index Fund Goldman Sachs & Co.
IYT                                ETF                Fund
      iShares Dow Jones Transportation Average Index Sun Trading
AGG                                ETF
      iShares Barclays Aggregate Bond Fund            Susquehanna Capital Group
FVD                                ETF
      First Trust Value Line Dividend Index Fund      Goldman Sachs & Co.
FVL                                ETF
      First Trust Value Line 100 Exchange-Traded FundGoldman Sachs & Co.
PWC                                ETF
      PowerShares Dynamic Market Portfolio            Goldman Sachs & Co.
PWO                                ETF
      PowerShares Dynamic OTC Portfolio               Goldman Sachs & Co.
RSP   Rydex S&P Equal Weight ETFTF E                  Goldman Sachs & Co.
EEM                                ETF
      iShares MSCI Emerging Markets Index Fund        GETCO LLC
EZA                                ETF
      iShares MSCI South Africa Index Fund            Goldman Sachs & Co.
FEU   SPDR STOXX Europe 50 ETF TF  E                  Susquehanna Capital Group
FEZ   SPDR EURO STOXX 50 ETF       ETF                Susquehanna Capital Group
IEF                                ETF
      iShares Barclays 7-10 Year Treasury Bond Fund Goldman Sachs & Co.
LQD                                ETF                Goldman
      iShares iBoxx $ Investment Grade Corporate Bond Fund Sachs & Co.
SHY                                ETF
      iShares Barclays 1-3 Year Treasury Bond Fund Goldman Sachs & Co.
TLT                                ETF
      iShares Barclays 20+ Year Treasury Bond Fund Goldman Sachs & Co.
VXF                                ETF
      Vanguard Extended Market Index Fund             Timber Hill LLC
IXJ                                ETF
       iShares S&P Global Healthcare Sector Index Fund  Goldman Sachs & Co.
IXC                                ETF
       iShares S&P Global Energy Sector Index Fund Goldman Sachs & Co.
IXG                                ETF
       iShares S&P Global Financials Sector Index Fund Goldman Sachs & Co.
IXN                                ETF
       iShares S&P Global Technology Sector Index Fund  Goldman Sachs & Co.
IXP                                ETF                  Goldman Sachs & Co.
       iShares S&P Global Telecommunications Sector Index Fund
EPP                                ETF
       iShares MSCI Pacific ex-Japan Index Fund         Goldman Sachs & Co.
IGE    iShares S&P North AmericanETF                    Goldman Sachs &
                                     Natural Resources Sector Index Fund Co.
ILF                                ETF
       iShares S&P Latin America 40 Index Fund          Goldman Sachs & Co.
ITF                                ETF
       iShares S&P/TOPIX 150 Index Fund                 Goldman Sachs & Co.
EFA    iShares MSCI EAFE Index FundETF                  Goldman Sachs & Co.
IWP                                ETF
       iShares Russell Midcap Growth Index Fund         Timber Hill LLC
IWS                                ETF
       iShares Russell Midcap Value Index Fund          Timber Hill LLC
IWR                                ETF
       iShares Russell Midcap Index Fund                Timber Hill LLC
IGN    iShares S&P North AmericanETF                    Goldman Sachs & Co.
                                     Technology-Multimedia Networking Index Fund
IGV    iShares S&P North AmericanETF                     Index Fund
                                     Tehnology-Software Goldman Sachs & Co.
VTI    Vanguard Total Stock MarketETFETF                Timber Hill LLC
RTH    Retail HOLDRS               ETF                  IMC Chicago
RWR    SPDR Dow Jones REIT ETF ETF                      Knight Equity Markets
IGM    iShares S&P North AmericanETF                    Goldman Sachs & Co.
                                     Technology Sector Index Fund
OIH    Oil Services HOLDRS         ETF                  GETCO LLC
ICF                                ETF
       iShares Cohen & Steers Realty Majors Index FundGoldman Sachs & Co.
EKH    Europe 2001 HOLDRS          ETF                  GETCO LLC
IOO                                ETF
       iShares S&P Global 100 Index Fund                Susquehanna Capital Group
WMH    Wireless HOLDRS             ETF                  Susquehanna Capital Group
OEF    iShares S&P 100 Index FundETF                    Goldman Sachs & Co.
TMW                                ETF
       SPDR Dow Jones Total Market ETF                  Knight Equity Markets
DGT    SPDR DJ Global Titans ETF ETF                    Knight Equity Markets
MTK                                ETF
       SPDR Morgan Stanley Technology ETF               Knight Equity Markets
SLYG                               ETF
       SPDR S&P 600 Small Cap Growth ETF                Knight Equity Markets
SLYV                               ETF
       SPDR S&P 600 Small Cap Value ETF                 Knight Equity Markets
SPYG   SPDR S&P 500 Growth ETF ETF                      Goldman Sachs & Co.
SPYV   SPDR S&P 500 Value ETF ETF                       Goldman Sachs & Co.
SWH    Software HOLDRS             ETF                  IMC Chicago
MKH    Market 2000 HOLDRS          ETF                  IMC Chicago
IWW                                ETF
       iShares Russell 3000 Value Index Fund            Goldman Sachs & Co.
IEV                                ETF
       iShares S&P Europe 350 Index Fund                Susquehanna Capital Group
IWO                                  Index
       iShares Russell 2000 GrowthETF Fund              Sun Trading
IWN                                ETF
       iShares Russell 2000 Value Index Fund            GETCO LLC
IJJ                                ETF
       iShares S&P MidCap 400 Value Index Fund          Goldman Sachs & Co.
IJK                                ETF
       iShares S&P MidCap 400 Growth Index Fund         Goldman Sachs & Co.
IJS                                ETF
       iShares S&P SmallCap 600 Value Index Fund        Goldman Sachs & Co.
IJT                                ETF
       iShares S&P SmallCap 600 Growth Index Fund Goldman Sachs & Co.
IWZ                                  Index
       iShares Russell 3000 GrowthETF Fund              Goldman Sachs & Co.
EZU    iShares MSCI EMU Index Fund ETF                  Susquehanna Capital Group
EWZ                                ETF
       iShares MSCI Brazil Index Fund                   Goldman Sachs & Co.
IYJ                                ETF                  Goldman Sachs & Co.
       iShares Dow Jones U.S. Industrial Sector Index Fund
IYC                                ETF                  Goldman Sachs
       iShares Dow Jones U.S. Consumer Services Sector Index Fund & Co.
RKH    Regional Bank HOLDRS        ETF                  IMC Chicago
UTH    Utilities HOLDRS            ETF                  IMC Chicago
IYG                                ETF                  Fund
       iShares Dow Jones U.S. Financial Services Index GETCO LLC
EWT                                ETF
       iShares MSCI Taiwan Index Fund                   Goldman Sachs & Co.
IDU                                ETF                  Goldman Sachs & Co.
       iShares Dow Jones U.S. Utilities Sector Index Fund
IYM                                ETF                Goldman
      iShares Dow Jones U.S. Basic Materials Sector Index Fund Sachs & Co.
IYR                                ETF
      iShares Dow Jones U.S. Real Estate Index Fund Goldman Sachs & Co.
IYE                                ETF
      iShares Dow Jones U.S. Energy Sector Index Fund Goldman Sachs & Co.
IYH                                ETF                Goldman Sachs & Co.
      iShares Dow Jones U.S. Healthcare Sector Index Fund
IYK                                ETF                 Index Fund
      iShares Dow Jones U.S. Consumer Goods Sector Goldman Sachs & Co.
IYY                                ETF
      iShares Dow Jones U.S. Index Fund               Goldman Sachs & Co.
IYF                                ETF                IMC
      iShares Dow Jones U.S. Financial Sector Index Fund Chicago
IWM                                ETF
      iShares Russell 2000 Index Fund                 Sun Trading
IJH                                ETF
      iShares S&P MidCap 400 Index Fund               Goldman Sachs & Co.
IJR                                ETF
      iShares S&P SmallCap 600 Index Fund             Goldman Sachs & Co.
IVE                                ETF
      iShares S&P 500 Value Index Fund                Goldman Sachs & Co.
IVW                                ETF
      iShares S&P 500 Growth Index Fund               Goldman Sachs & Co.
IWD                                ETF
      iShares Russell 1000 Value Index Fund           Goldman Sachs & Co.
IWF                                 Index
      iShares Russell 1000 GrowthETF Fund             Goldman Sachs & Co.
IWV                                ETF
      iShares Russell 3000 Index Fund                 Goldman Sachs & Co.
IYZ                                ETF                Goldman Sachs
      iShares Dow Jones U.S. Telecommunications Sector Index Fund & Co.
IVV   iShares S&P 500 Index FundETF                   Goldman Sachs & Co.
IWB                                ETF
      iShares Russell 1000 Index Fund                 Goldman Sachs & Co.
IYW                                ETF                 Fund
      iShares Dow Jones U.S. Technology Sector IndexGoldman Sachs & Co.
EWY                                ETF
      iShares MSCI South Korea Index Fund             Goldman Sachs & Co.
SMH   Semiconductor HOLDRS         ETF                GETCO LLC
BDH   Broadband HOLDRS             ETF                IMC Chicago
IIH                                ETF
      Internet Infrastructure HOLDRS                  Susquehanna Capital Group
IAH                                E
      Internet Architecture HOLDRS TF                 Goldman Sachs & Co.
BHH   B2B Internet HOLDRS          ETF                Susquehanna Capital Group
PPH   Pharmaceutical HOLDRS        ETF                IMC Chicago
TTH   Telecommunications HOLDRS    ETF                IMC Chicago
BBH   Biotech HOLDRS               ETF                Goldman Sachs & Co.
HHH   Internet HOLDRS              ETF                Susquehanna Capital Group
XLI                                ETF
      Industrial Select Sector SPDR Fund              GETCO LLC
XLK                                ETF
      Technology Select Sector SPDR Fund              IMC Chicago
XLB                                ETF
      Materials Select Sector SPDR Fund               Goldman Sachs & Co.
XLF                                ETF
      Financial Select Sector SPDR Fund               Goldman Sachs & Co.
XLP                                ETF
      Consumer Staples Select Sector SPDR Fund        Goldman Sachs & Co.
XLU                                ETF
      Utilities Select Sector SPDR Fund               Goldman Sachs & Co.
XLV                                ETF
      Health Care Select Sector SPDR Fund             Goldman Sachs & Co.
XLY                                ETF
      Consumer Discretionary Select Sector SPDR Fund  Goldman Sachs & Co.
XLE                                ETF
      Energy Select Sector SPDR Fund                  Goldman Sachs & Co.
DIA                                ETF
      SPDR Dow Jones Industrial Average ETF Trust Goldman Sachs & Co.
EWC   iShares MSCI Canada Index ETFFund               Timber Hill LLC
EWA                                ETF
      iShares MSCI Australia Index Fund               Susquehanna Capital Group
EWI   iShares MSCI Italy Index FundETF                Susquehanna Capital Group
EWH                                ETF
      iShares MSCI Hong Kong Index Fund               OTA, LLC
EWJ   iShares MSCI Japan Index FundETF                GETCO LLC
EWO                                ETF                Knight Equity Markets
      iShares MSCI Austria Investable Market Index Fund
EWD   iShares MSCI Sweden Index ETFFund               Goldman Sachs & Co.
EWG                                ETF
      iShares MSCI Germany Index Fund                 Goldman Sachs & Co.
EWK                                ETF                Goldman Sachs & Co.
      iShares MSCI Belgium Investable Market Index Fund
EWL                                ETF
      iShares MSCI Switzerland Index Fund             Goldman Sachs & Co.
EWM                                ETF
      iShares MSCI Malaysia Index Fund                Goldman Sachs & Co.
EWN                                ETF                Goldman
      iShares MSCI Netherlands Investable Market Index Fund Sachs & Co.
EWP   iShares MSCI Spain Index FundETF                Goldman Sachs & Co.
EWQ                               ETF
      iShares MSCI France Index Fund                 Goldman Sachs & Co.
EWS                               ETF
      iShares MSCI Singapore Index Fund              Goldman Sachs & Co.
EWU                               ETF
      iShares MSCI United Kingdom Index Fund         Goldman Sachs & Co.
EWW                               ETF                Goldman Sachs & Co.
      iShares MSCI Mexico Investable Market Index Fund
MDY   SPDR S&P MidCap 400 ETFETF                     Goldman Sachs & Co.
SPY   SPDR S&P 500 ETF Trust ETF                     -
CEP                               Stock
      Constellation Energy Partners, LLC             -
EEE   Evergreen Energy Inc.       Stock              -
ERI   Emrise Corporation          Stock              -

				
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