Developing Countries
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Chapter 4: Nationalism
PS130 World Politics
Michael R. Baysdell
Nations, Nationalism, and Nation-States:
Political Divisions in Global Politics
Most people have more than one political
identity
Nationalism–“most powerful political idea,”
but not as dominant a political orientation as
it used to be
Transnational alternative orientations – Ch. 5
2
NATIONS
Share demographic and cultural similarities:
race, culture, language, ethnicity, etc.
Sense of community: Recognition/belief in
connectedness
Want to control themselves politically:
autonomous self-governance
Intangible institutions
3
NATIONALISM
Separatist political impulse of a nation
An ideology that holds that the nation should
be the primary political identity of individuals
A sense of essential political identity that
dictates action in concert
4
Theories About the Origins of the
State
Force Theory
Evolutionary Theory—primitive family
leads to a clan, clan leads to a tribe,
tribe gives up nomadic behavior
Divine Right Theory—rule by the grace
of God, etc.
Social Contract Theory
(Locke/Harrington/Hobbes/Rousseau)
NATION-STATES
In theory, the combination of state and
nation, reflecting a nation’s desire to have its
own state and to govern itself independently
Rough definition: unified population that is
roe than 90% of a state
EX: Japan, South Korea
In practice, many states contain multiple
nations within their own borders and nations
often overlap one or more state boundaries
6
The Rise and Ascendancy of
Nationalism:
Early Developments
Fall of Rome, Holy Roman Empire
created groups of people who could
choose to be separate
Division of Western Christendom and
fragmentation of European culture
Rise of secular monarchs—King Henry
7 VIII
The Rise and Ascendancy of
Nationalism:
Ascendant Modern Nationalism
Creation of a nationalistic popular culture
Implication of the spreading notion of equality
Concept of popular sovereignty, from
Switzerland and England to American and
French revolutions
Changes in the political map–emergence of
nation-states
German, Italian, Austro-Hungarian,
British/French Colonial, and USSR empires fall
8
The Rise and Ascendancy of Nationalism: Patterns of Nation-State
Formation
Which comes first, the nation and nationalism
or the nation-state?
Examples both ways….
Unification nationalism: Italy, Germany,
Japan
State-building nationalism: Rwanda, Burundi
Sometimes they evolve together: United
9 States of America
Nationalism in Practice: Issues and
Evaluation
Nation-states: more myth than reality
Nationalism has a troubled face as well as a
beneficent one
The idea of self-determination may not
always be a sound goal
Microstates may not be large enough to
function
10
Nation-States: More Myth Than Reality
Territorial boundaries of nations and states do not always coincide
Lack of “fit” between nations and states is a significant source of
international and domestic tension and conflict.
Lack-of-fit patterns:
Multinational States (Francophones and Anglophones in Canada, Hutus
and Tutsis in Rwanda)
Multistate Nation (Koreans in North and South Korea, Albanians in
Albania & Kosovo)
Multiple nations, multiple states: 1 nation dominates more than 1 state
(Afghanistan—failed state; North and South Vietnam)
Nation is majority in 1 state and a minority in another (Albanians,
Macedonians). Leads to Irredentism--any position advocating
annexation of territories administered by another state on the grounds of
common ethnicity or prior historical possession, actual or alleged
Stateless Nation (Kurds, Palestinians). Whose fault?
11
Understanding the Arab-Israeli-Palestinian Conflict
2200 years ago, Jews lived in Palestine
Arabs attacked and defeated Jews;
dispersed throughout world
Zionist movement leads to 1917 Balfour
Declaration
World War II Nazi atrocities
Homeland sought—where?
UNSCOP Partitions Palestine, 1947
State of Israel declared, 1948
Wars of 1948/1956/1967/1973
1948: Consolidation of Independence
1956: Suez Crisis
1967: 6-day war
1973: “Yom Kippur” or “October” War
The Beneficial Face of Nationalism
Promotes democracy (self-determination, popular
sovereignty), but can be manipulated by
demagogues.
Encourages self-determination
Discourages imperialism: Serves as a powerful
deterrent to outside rule but can encourage
expansionist tendencies. (East Timor)
Promotes economic development
Protects diversity and experimentation: This
seems true when considering interactions between
nation-states, but it can also suppress diversity
14 within a state
The Troubled Face of Nationalism
Intensity and magnitude of ethnonational conflicts remain high (See Figure
4.2)
Leads to the lack of concern for others, xenophobia, internal oppression,
and external aggression
Reluctance to help others; exclusionism
Negative nationalism –“exceptionalism”–feeling superior to or even hating
others
Internal Oppression: Bosnians over Kosovars, Janjaweed over Black
Africans in Sudan
Can lead to imperialism—Czarist Russia taking over Ukraine
“The de facto role of the US armed forces will be to keep the world safe for
our economy and open to our cultural assault. To those ends, we will do a
fair amount of killing” --Ralph Peters
15
Self-Determination as a Goal
Positive Aspects:
Can help end ethnic oppression
Problems and Concerns:
Untangling groups
Dissolution of existing states
Microstates:
"Negative sovereignty" invites intervention by more powerful
Is there a right to secede? Applying self-determination
principles is difficult in a complex world
1/3 of countries have populations smaller than Los Angeles
Leads to questions about diplomatic recognition--legation
16
The Predicted Demise of Nationalism:
The Lessons of World War II
Experiences of destructive power of
nationalism (Fascism)
Development of nuclear weapons
Emphasis on free trade and economic
interdependence
17
Nationalism and the Future
Continued strength of nationalism: Between 1940 and
2003, the number of states increased 272%
BUT, nationalism may evolve toward internationalism,
although at a slow pace at best; no immediate
prospects for change
On other hand, nationalism may continue to advance
at a rapid pace with the increasing struggle for
dwindling fossil fuel energy resources
Still the primary source of political identification but
constantly being challenged
18
CHAPTER OBJECTIVES
After reading this chapter, students should be able to:
1. Define nationalism.
2. Identify the elements that make up a nation.
3. Describe how a nation differs from a state.
4. Identify and explain the ideal concept of nation-state and its relationship to nationalism.
5. Explain nationalism as the product of historical development.
6. Identify the ideal and actual relationships between nation and state.
7. Define multistate nationalities and explain when they occur.
8. Discuss why nationalism is said to be both a cohesive and a divisive force.
9. List and discuss positive and negative aspects of nationalism.
10. Discuss the origins of microstates and the problems that their existence presents to the
state-centric system.
11. Identify arguments predicting the end of nationalism and the demise of the territorial
state, and note post–World War II trends that have contradicted these predictions.
12. Explain the place of nationalism and the nation-state in today’s world where transnational
and other structures and identifications are also increasing in scope and intensity.
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