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									                                                      IPO SCOOP Rating Scorecard
                                                      (First published in May 2000)

  Year              IPOs Priced               Calls             On Target              Missed     Batting Average
  2000                     256                 237                  208                   29         87.76%
  2001                      96                 94                    78                   16         82.98%
  2002                      85                 82                    69                   13         84.15%
  2003                      84                 80                    69                   11         86.25%
  2004                     248                 232                  201                   31         86.64%
  2005                     236                 226                  198                   28         87.61%
  2006                     240                 237                  212                   25         89.45%
  2007                     279                 256                  230                   26         89.84%
  2008                      50                 47                    43                   4          91.49%
  2009                      63                 61                    50                   11         81.97%
  2010                     165                 160                  142                   18         88.75%
  2011                     143                 143                  130                   13         90.91%
  2012                      74                 74                    68                   6          91.89%
 Totals:                  2,019               1,929                1,698                 231         88.02%



            Legend:
            IPOs Priced                  Number of IPOs priced during the year
            Calls                        Number of SCOOP ratings issued
            On Target                    Number of correct calls, including deals that traded better than the call, deals traded within the call and pre-trading adjustments due chang
            Missed                       Number of blown calls

 Trade                (Year)                                Lead/Joint-Lead             Offer       Opening         1st Day    1st Day       $ Change      $ Change
 Date                 Issuer                 Symbol            Managers                 Price        Price           Close    % Px Chng      Opening         Close
                       2000
5/12/2000   Sequoia Software                 SQSW     Lehman Brothers                  $8.00         $10.25         $10.06        25.78%        $2.25         $2.06
5/18/2000   US Unwired                       UNWR     Donaldson Lufkin & Jenrette      $11.00        $11.03         $11.06         0.57%        $0.03         $0.06
5/18/2000   Nogatech                         NGTC     W.R. Hambrecht+Co                $12.00        $11.88         $9.41        -21.61%       -$0.13        -$2.59
5/18/2000   iBEAM Broadcasting               IBEM     Morgan Stanley Dean Witter       $10.00        $11.50         $14.00        40.00%        $1.50         $4.00
5/18/2000   New Focus                        NUFO     Credit Suisse First Boston       $20.00        $40.00         $51.00       155.00%       $20.00        $31.00
5/19/2000   CoolSavings.com                  CSAV     Chase H&Q                        $7.00         $7.00          $5.53        -20.98%        $0.00        -$1.47
5/19/2000   PixelWorks                       PXLW     Salomon Smith Barney             $10.00        $11.25         $10.89         8.91%        $1.25         $0.89
5/19/2000   Parthus Technologies             PRTH     Goldman, Sachs                   $12.60        $20.00         $20.81        65.18%        $7.40         $8.21
5/23/2000   Integrated Circuit Systems        ICST    Credit Suisse First Boston       $13.00        $13.00         $12.00        -7.69%        $0.00        -$1.00
5/24/2000   Universal Compression Holdings    UCO     Merrill Lynch                    $22.00        $23.25         $22.06         0.28%        $1.25         $0.06
5/24/2000   Centillium Communications        CTLM     Credit Suisse First Boston       $19.00        $20.25         $22.88        20.39%        $1.25         $3.88
5/25/2000   Stanford Microdevices              SMDI    Deutsche Banc Alex Brown            $12.00        $12.00   $13.75    14.58%    $0.00    $1.75
5/25/2000   Sonus Networks                     SONS    Goldman, Sachs                      $23.00        $32.00   $50.50   119.57%    $9.00   $27.50
5/31/2000   First Horizon Pharmaceutical       FHRX    Chase H&Q                            $8.00        $8.00    $8.00      0.00%    $0.00    $0.00
5/31/2000   NRG Energy                          NRG    Salomon Smith Barney                $15.00        $15.88   $16.63    10.83%    $0.88    $1.63
 6/1/2000   CrossWorlds Software               CWLD    Chase H&Q                           $10.00        $10.00   $10.13     1.25%    $0.00    $0.13
 6/1/2000   ONI Systems                        ONIS    Goldman, Sachs                      $25.00        $80.00   $82.56   230.25%   $55.00   $57.56
 6/2/2000   EXULT                              EXLT    Merrill Lynch                       $10.00        $10.06   $10.00     0.00%    $0.06    $0.00
 6/7/2000   UbiquiTel                          UPCS    Donaldson, Lufkin & Jenrette         $8.00        $7.94    $7.69     -3.91%   -$0.06   -$0.31
 6/9/2000   Community Health Systems            CYH    Merrill Lynch                       $13.00        $13.38   $13.69     5.29%    $0.38    $0.69
6/13/2000   Intuitive Surgical                 ISRG    Lehman Brothers                      $9.00        $9.00    $9.03      0.35%    $0.00    $0.03
6/13/2000   Take To Auction                      TTA   Noble International Investments      $8.00        $7.81    $8.50      6.25%   -$0.19    $0.50
6/14/2000   August Technology                  AUGT    Needham                             $12.00        $15.25   $15.19    26.56%    $3.25    $3.19
6/14/2000   Rediff.com India                   REDF    Goldman, Sachs                      $12.00        $21.00   $19.31    60.94%    $9.00    $7.31
6/15/2000   OSCA                               OSCA    Salomon Smith Barney                $15.50        $17.00   $17.63    13.71%    $1.50    $2.13
6/16/2000   Dendreon                           DNDN    Prudential Vector Healthcare        $10.00        $10.03   $9.69     -3.13%    $0.03   -$0.31
6/20/2000   Silverline Technologies              SLT   Salomon Smith Barney                $25.00        $30.50   $32.00    28.00%    $5.50    $7.00
6/21/2000   China Unicom                        CHU                                        $19.99
                                                       Morgan Stanley Dean Witter & China Intl.          $22.00   $22.38    11.93%    $2.01    $2.39
6/21/2000   Cepheid                            CPHD    UBS Warburg                          $6.00        $6.25    $9.00     50.00%    $0.25    $3.00
6/21/2000   Handspring                         HAND    Credit Suisse First Boston          $20.00        $27.00   $26.94    34.69%    $7.00    $6.94
6/22/2000   ClickSoftware                      CKSW    Lehman Brothers                      $7.00        $7.00    $7.00      0.00%    $0.00    $0.00
6/23/2000   Charles River Laboratories          CRL                                        $16.00
                                                       Donaldson Lufkin & Jenrette/Lehman Brothers       $19.50   $22.00    37.50%    $3.50    $6.00
6/23/2000   Accelerated Networks               ACCL    Credit Suisse First Boston          $15.00        $33.00   $47.88   219.17%   $18.00   $32.88
6/23/2000   Manufacturers Services              MSV    Donaldson Lufkin & Jenrette         $16.00        $20.75   $21.25    32.81%    $4.75    $5.25
6/23/2000   QualStar                           QBAK    First Van Kasper/Needham             $7.00        $7.56    $7.72     10.27%    $0.56    $0.72
6/27/2000   eFunds                             EFDS    Lehman Brothers                     $13.00        $13.03   $13.00     0.00%    $0.03    $0.00
6/27/2000   Click Commerce                     CKCM    Morgan Stanley Dean Witter          $10.00        $14.00   $17.63    76.25%    $4.00    $7.63
6/27/2000   Marvell Technology Group           MRVL    Goldman, Sachs                      $15.00        $47.50   $56.63   277.50%   $32.50   $41.63
6/27/2000   Stratos Lightwave                  STLW    Lehman Brothers                     $21.00        $50.00   $34.13    62.50%   $29.00   $13.13
6/28/2000   Genuity                            GENU                                        Smith
                                                       Morgan Stanley Dean Witter/Salomon $11.00Barney   $10.75   $9.41    -14.49%   -$0.25   -$1.59
6/29/2000   Accord Networks                    ACCD    CIBC World Markets                  $11.00        $11.00   $8.94    -18.75%    $0.00   -$2.06
6/29/2000   CareScience                        CARE    Deutsche Banc Alex. Brown           $12.00        $11.25   $10.02   -16.54%   -$0.75   -$1.98
6/29/2000   CapStone Turbine                   CPST    Goldman, Sachs                      $16.00        $27.38   $47.98   199.90%   $11.38   $31.98
6/29/2000   Virage                             VRGE    Credit Suisse First Boston          $11.00        $14.50   $16.88    53.41%    $3.50    $5.88
6/30/2000   Netease.com                        NTES    Merrill Lynch                       $15.50        $15.31   $12.13   -21.77%   -$0.19   -$3.38
6/30/2000   Mobile Telesystems                  MBT    DBAB/ING                            $21.50        $21.50   $22.38     4.07%    $0.00    $0.88
6/30/2000   Mobility Electronics               MOBE    Deutsche Banc Alex. Brown           $12.00        $13.00   $13.00     8.33%    $1.00    $1.00
6/30/2000   Exfo Electro-Optical Engineering   EXFO    Merrill Lynch                       $26.00        $45.88   $43.88    68.75%   $19.88   $17.88
6/30/2000   Precise Software Soluntions        PRSE    Merrill Lynch                       $16.00        $18.75   $24.00    50.00%    $2.75    $8.00
6/30/2000   StorageNetworks                    STOR    Goldman, Sachs                      $27.00        $92.00   $90.25   234.26%   $65.00   $63.25
 7/7/2000   InfoVista SA                        IVTA   Lehman Brothers                     $12.23        $15.50   $30.50   149.39%    $3.27   $18.27
7/11/2000   ASAT Holdings                     ASTT    Chase H&Q                            $12.00   $12.00   $11.00    -8.33%    $0.00   -$1.00
7/11/2000   Axcelis Technologies              ACLS                                         $22.00
                                                      Goldman, Sachs/Morgan Stanley Dean Witter     $27.50   $23.94     8.81%    $5.50    $1.94
7/11/2000   Entegris                          ENTG    Merrill Lynch                        $11.00   $10.88   $11.19     1.70%   -$0.13    $0.19
7/11/2000   Turkcell                           TKC                                         Witter
                                                      Goldman Sachs/Morgan Stanlet Dean $17.60      $18.00   $17.63     0.14%    $0.40    $0.02
7/12/2000   divine interVentures              DVIN    Robertson Stephens                   $9.00    $8.50    $8.78     -2.43%   -$0.50   -$0.22
7/12/2000   Sohu.com                          SOHU    Credit Suisse First Boston           $13.00   $13.31   $13.00     0.00%    $0.31    $0.00
7/13/2000   I-Many                            IMNY    Robertson Stephens                   $9.00    $9.03    $12.48    38.72%    $0.03    $3.48
7/13/2000   Network Engines                   NENG    Donaldson Lufkin & Jenrette          $17.00   $28.00   $29.00    70.59%   $11.00   $12.00
7/13/2000   Sunrise Telecom                   SRTI    Chase H&Q                            $15.00   $31.00   $40.31   168.75%   $16.00   $25.31
7/13/2000   Triton Network Systems            TNSI    Credit Suisse First Boston           $15.00   $35.00   $38.88   159.17%   $20.00   $23.88
7/14/2000   OmniVision Technologies           OVTI    Robertson Stephens                   $13.00   $27.00   $34.00   161.54%   $14.00   $21.00
7/14/2000   Pain Therapeutics                 PTIE    Thomas Weisel                        $12.00   $14.50   $21.88    82.29%    $2.50    $9.88
7/18/2000   deCODE Genetics                   DCGN    Morgan Stanley Dean Witter           $18.00   $28.50   $24.00    33.33%   $10.50    $6.00
7/18/2000   Transgenomic                      TBIO    Chase H&Q                            $15.00   $22.00   $25.88    72.50%    $7.00   $10.88
7/19/2000   Argonaut Technologies             AGNT    UBS Warburg                          $15.00   $25.00   $23.44    56.25%   $10.00    $8.44
7/19/2000   Support.com                       SPRT    Credit Suisse First Boston           $14.00   $25.50   $32.63   133.04%   $11.50   $18.63
7/20/2000   Airspan Networks                  AIRN    Credit Suisse First Boston           $15.00   $41.50   $31.94   112.92%   $26.50   $16.94
7/20/2000   Vascular Solutions                VASC    Salomon Smith Barney                 $12.00   $16.00   $16.19    34.90%    $4.00    $4.19
7/21/2000   Corio                             CRIO    Goldman, Sachs                       $14.00   $21.50   $19.69    40.63%    $7.50    $5.69
7/21/2000   SMTC                              SMTX    Lehman Brothers/RBC Dominion         $16.00   $21.00   $25.38    58.59%    $5.00    $9.38
7/21/2000   Talarian                          TALR    Lehman Brothers                      $14.00   $25.88   $22.75    62.50%   $11.88    $8.75
7/21/2000   Variagenics                       VGNX    Credit Suisse First Boston           $14.00   $22.75   $24.50    75.00%    $8.75   $10.50
7/25/2000   Interland                         ILND    Bear, Stearns                        $12.00   $10.75   $8.94    -25.52%   -$1.25   -$3.06
7/25/2000   Blue Martini Software             BLUE    Goldman, Sachs                       $20.00   $43.00   $54.78   173.91%   $23.00   $34.78
7/25/2000   Evoke                             EVOK    Salomon Smith Barney                 $8.00    $7.88    $8.13      1.56%   -$0.13    $0.13
7/26/2000   Gemini Genomics                   GMNI    SG Cowen                             $14.00   $15.00   $20.00    42.86%    $1.00    $6.00
7/27/2000   Discovery Partners Internatonal    DPII   Chase H&Q                            $18.00   $18.00   $19.75     9.72%    $0.00    $1.75
7/27/2000   MainSpring Communications         MSPR    Morgan Stanley Dean Witter           $12.00   $15.00   $14.31    19.27%    $3.00    $2.31
7/27/2000   TyCom                              TCM    GS/SSB/ML                            $32.00   $38.00   $36.06    12.70%    $6.00    $4.06
7/27/2000   Applied Molecular Evolution       AMEV    CIBC World Markets                   $19.00   $25.00   $30.88    62.50%    $6.00   $11.88
7/27/2000   RITA Medical Systems              RITA    Salomon Smith Barney                 $12.00   $13.06   $14.38    19.79%    $1.06    $2.38
7/28/2000   Keryx Biopharmaceuticals          KERX    Roth Capital                         $10.00   $9.50    $10.06     0.63%   -$0.50    $0.06
7/28/2000   Avici Systems                     AVCI    Morgan Stanley Dean Witter           $31.00   $90.00   $96.75   212.10%   $59.00   $65.75
7/28/2000   Camtek                            CAMT    CIBC World Markets                   $7.00    $6.50    $6.00    -14.29%   -$0.50   -$1.00
7/28/2000   Genencor International            GCOR    Merrill Lynch                        $18.00   $22.50   $21.63    20.14%    $4.50    $3.63
7/28/2000   ValiCert                          VLCT                                         $10.00
                                                      Deutsche Banc Alex. Brown/Merrill Lynch       $10.00   $11.88    18.75%    $0.00    $1.88
7/28/2000   Arena Pharmaceuticals             ARNA    ING Barings                          $18.00   $24.00   $25.00    38.89%    $6.00    $7.00
7/28/2000   Corvis                            CORV    Credit Suisse First Boston           $36.00   $74.00   $84.72   135.33%   $38.00   $48.72
7/28/2000   Illumina                          ILMN    Goldman, Sachs                       $16.00   $29.88   $39.17   144.82%   $13.88   $23.17
7/28/2000   Lexent                            LXNT    Credit Suisse First Boston           $15.00   $20.00   $25.56    70.42%    $5.00   $10.56
7/28/2000   WebEx                            WEBX    Goldman, Sachs                      $14.00         $18.00   $33.06   136.16%    $4.00   $19.06
 8/1/2000   Virage Logic                      VIRL   Lehman Brothers                     $12.00         $12.06   $12.44     3.65%    $0.06    $0.44
 8/1/2000   Convergent Group                 CVGP    Robertson Stephens                  $7.00          $7.63    $7.00      0.00%    $0.63    $0.00
 8/1/2000   Tripath Technology               TRPH    Salomon Smith Barney                $10.00         $9.75    $10.06     0.63%   -$0.25    $0.06
 8/1/2000   Western Multiplex                WMUX    Salomon Smith Barney                $12.00         $13.50   $14.00    16.67%    $1.50    $2.00
 8/1/2000   SpeechWorks International        SPWX    Chase H&Q                           $20.00         $45.00   $56.75   183.75%   $25.00   $36.75
 8/2/2000   eRoom System Technologies        ERMS    Donald                              $6.50          $6.38    $6.13     -5.77%   -$0.13   -$0.38
 8/2/2000   Genaissance Pharmaceuticals      GNSC    Deutsche Banc Alex. Brown           $13.00         $15.00   $16.13    24.04%    $2.00    $3.13
 8/2/2000   OPNET Technologies               OPNT    Morgan Stanley Dean Witter          $13.00         $18.00   $18.50    42.31%    $5.00    $5.50
 8/2/2000   California Pizza Kitchen          CPKI                                       Brown
                                                     Banc of America/Deutsche Banc Alex. $15.00         $20.00   $20.25    35.00%    $5.00    $5.25
 8/2/2000   Entravision Communications        EVC    DLJ/CSFB/ML                         $16.50         $18.63   $19.00    15.15%    $2.13    $2.50
 8/2/2000   Floware Wireless Systems         FLRE    Credit Suisse First Boston          $13.00         $18.50   $18.14    39.54%    $5.50    $5.14
 8/3/2000   iAsiaWorks                       IAWK    Goldman Sachs                       $13.00         $10.50   $9.50    -26.92%   -$2.50   -$3.50
 8/3/2000   Screaming Media.com              SCRM    Credit Suisse First Boston          $12.00         $11.13   $10.50   -12.50%   -$0.88   -$1.50
 8/3/2000   Versicor                         VERS    Lehman Brothers                     $11.00         $11.03   $9.91     -9.94%    $0.03   -$1.09
 8/3/2000   Deltagen                         DGEN    Salomon Smith Barney                $15.00         $18.00   $19.00    26.67%    $3.00    $4.00
 8/3/2000   Rosetta Inpharmatics             RSTA    Lehman Brothers                     $14.00         $16.25   $17.88    27.68%    $2.25    $3.88
 8/3/2000   Inspire Phamaceuticals            ISPH   Deutsche Banc Alex Brown            $14.25         $18.00   $18.50    29.82%    $3.75    $4.25
 8/3/2000   Resonate                         RSNT    Goldman, Sachs                      $21.00         $46.00   $36.13    72.02%   $25.00   $15.13
 8/3/2000   SignalSoft                       SGSF    Salomon Smith Barney                $17.00         $25.00   $21.88    28.68%    $8.00    $4.88
 8/4/2000   CrossWave Communications (CWCI)  CWCI    Goldman, Sachs                      $14.00         $14.00   $14.06     0.45%    $0.00    $0.06
 8/4/2000   EXE Technologies                 EXEE                                        $8.00
                                                     Donaldson Lufkin & Jenrette/Salomon Smith Barney   $8.03    $8.13      1.56%    $0.03    $0.13
 8/4/2000   Innovative Solutions and Support ISSC    Friedman Billings Ramsey            $11.00         $10.63   $12.19    10.80%   -$0.38    $1.19
 8/4/2000   Lantronix                        LTRX    Donaldson Lufkin & Jenrette         $10.00         $8.50    $8.00    -20.00%   -$1.50   -$2.00
 8/4/2000   3-Dimentional Pharmaceuticals    DDDP    Bear, Stearns                       $15.00         $19.00   $19.13    27.50%    $4.00    $4.13
 8/4/2000   Bruker Daltonics                 BDAL    UBS Warburg                         $13.00         $20.44   $23.13    77.88%    $7.44   $10.13
 8/4/2000   Microtune                        TUNE    Goldman Sachs                       $16.00         $27.00   $30.13    88.28%   $11.00   $14.13
 8/4/2000   Ceragon Networks (Giganet-GGNT)CRNT      Morgan Stanley Dean Witter          $17.00         $28.00   $22.50    32.35%   $11.00    $5.50
 8/8/2000   Advanced Power Technology         APTI   Stephens                            $15.00         $16.00   $17.00    13.33%    $1.00    $2.00
 8/8/2000   AOL Latin America                AOLA    Salomon Smith Barney/DLJ            $8.00          $7.94    $8.44      5.47%   -$0.06    $0.44
 8/8/2000   Medicines (The)                  MDCO    J.P. Morgan                         $16.00         $17.94   $21.69    35.55%    $1.94    $5.69
 8/8/2000   Pemstar                          PMTR    Lehman Brothers                     $11.00         $11.38   $13.50    22.73%    $0.38    $2.50
 8/8/2000   Mind C.T.I. Ltd                  MNDO    Lehman Brothers                     $10.00         $10.00   $10.00     0.00%    $0.00    $0.00
 8/8/2000   Active Power                     ACPW    Goldman, Sachs                      $17.00         $40.00   $52.75   210.29%   $23.00   $35.75
 8/8/2000   TeleCommunications Systems       TSYS                                        $
                                                     Chase H&Q/DeutscheBanc Alex. Brown17.00            $22.50   $25.00    47.06%    $5.50    $8.00
 8/9/2000   Tvia                              TVIA   Banc of America Securities          $11.00         $11.00   $11.00     0.00%    $0.00    $0.00
 8/9/2000   ChipPAC                          CHPC    Credit Suisse First Boston          $12.00         $12.50   $13.00     8.33%    $0.50    $1.00
 8/9/2000   Millennium Cell                  MCEL    Morgan Keegan                       $10.00         $10.00   $10.00     0.00%    $0.00    $0.00
 8/9/2000   Repeater Technologies            RPTR    US Bancorp Piper Jaffray            $9.00          $17.00   $8.75     -2.78%    $8.00   -$0.25
 8/9/2000   AtheroGenics                      AGIX   Chase H&Q                           $8.00          $8.25    $8.00      0.00%    $0.25    $0.00
 8/9/2000   Radview Software                RDVW      Donaldson Lufkin & Jenrette        $10.00         $9.03    $10.03     0.31%   -$0.97    $0.03
 8/9/2000   Pharsight                       PHST      Donaldson Lufkin & Jenrette        $10.00         $9.06    $10.03     0.31%   -$0.94    $0.03
 8/9/2000   H Power                         HPOW      Lehman Brothers                    $16.00         $18.00   $27.00    68.75%    $2.00   $11.00
 8/9/2000   McData                          MCDT      Credit Suisse First Boston         $28.00         $73.00   $85.56   205.58%   $45.00   $57.56
8/10/2000   Regeneration Technologies        RTIX     Banc of America Securities         $14.00         $16.31   $14.13     0.89%    $2.31    $0.13
8/10/2000   Esperion Theraputics            ESPR      Robertson Stephens                  $9.00         $9.56    $11.75    30.56%    $0.56    $2.75
8/10/2000   Orient-Express Hotels            OEH      Merrill Lynch/Lazard               $19.00         $19.25   $19.75     3.95%    $0.25    $0.75
8/10/2000   VINA Technologies                VINA     Lehman Brothers                    $12.00         $13.06   $13.50    12.50%    $1.06    $1.50
8/10/2000   Evolve Software                 EVLV      Credit Suisse First Boston          $9.00         $9.00    $18.00   100.00%    $0.00    $9.00
8/10/2000   Large Scale Biology             LSBC      J.P. Morgan                        $17.00         $26.00   $21.88    28.68%    $9.00    $4.88
8/11/2000                                   AMMD
            American Medical Systems Holdings         US Bancorp Piper Jaffray           $11.00         $11.03   $11.56     5.11%    $0.03    $0.56
8/11/2000   Compugen                        CGEN      Robertson Stephens                 $10.00         $10.28   $11.13    11.25%    $0.28    $1.13
8/11/2000   Equinix                          EQIX     Goldman Sachs/Salomon Smith Barney $12.00         $12.75   $13.13     9.38%    $0.75    $1.13
8/11/2000   Telik                           TELK      Lehman Brothers                     $7.00         $7.03    $7.06      0.89%    $0.03    $0.06
8/11/2000   Lion Bioscience                 LEON      Morgan Stanley Dean Witter         $39.68         $55.50   $49.50    24.75%   $15.82    $9.82
8/15/2000   SynQuest                        SYNQ      Bear, Stearns                       $7.00         $6.50    $7.00      0.00%   -$0.50    $0.00
8/15/2000   Lexar Media                     LEXR      Chase H&Q                           $8.00         $8.03    $8.00      0.00%    $0.03    $0.00
8/15/2000   Dyax                            DYAX      J.P. Morgan                        $15.00         $19.00   $25.75    71.67%    $4.00   $10.75
8/16/2000   o2wireless Solutions            OTWO      Chase H&Q                          $12.00         $12.06   $13.38    11.46%    $0.06    $1.38
8/16/2000   PeoplePC                        PEOP      Chase H&Q                          $10.00         $10.00   $8.88    -11.25%    $0.00   -$1.13
8/17/2000   Avistar Communications          AVSR      Chase H&Q                          $12.00         $12.06   $9.38    -21.88%    $0.06   -$2.63
8/18/2000   Viasource Communications        VVVV      Donaldson, Lufkin & Jenrette        $8.00         $8.02    $8.00      0.00%    $0.02    $0.00
8/18/2000   Integrated Telecom Express        ITXI    Lehman Brothers                    $18.00         $18.25   $24.88    38.19%    $0.25    $6.88
8/18/2000   PECO II                            PIII                                      $15.00
                                                      Robertson Stephens/CIBC World Markets             $21.25   $23.00    53.33%    $6.25    $8.00
8/18/2000   WJ Communications               WJCI      Chase H&Q                          $16.00         $34.00   $32.25   101.56%   $18.00   $16.25
8/22/2000   ISTA Pharmacauticals             ISTA     CIBC World Markets                 $10.50         $10.59   $10.75     2.38%    $0.09    $0.25
8/23/2000   02 Micro                         OIIM     Roberston Stephens                  $9.00         $16.00   $20.77   130.73%    $7.00   $11.77
8/25/2000   ServiceWare Technologies        SVCW      C.E. Unterberg, Towbin              $7.00         $8.50    $8.75     25.00%    $1.50    $1.75
9/19/2000   ViryaNet                        VRYA      Chase H&Q                           $8.00         $8.03    $8.06      0.78%    $0.03    $0.06
9/19/2000   Chiles Offshore                  COD      Credit Suisse First Boston         $19.00         $21.06   $21.00    10.53%    $2.06    $2.00
9/21/2000   TTM Technologies                 TTMI     Robertson Stephens                 $16.00         $19.75   $20.94    30.86%    $3.75    $4.94
9/21/2000   OmniSky                         OMNY      Credit Suisse First Boston         $12.00         $17.13   $17.64    47.01%    $5.13    $5.64
9/21/2000   Zengine                         ZNGN      William Blair                      $13.00         $13.06   $14.13     8.65%    $0.06    $1.13
9/22/2000   Curon Medical                   CURN      UBS Warburg                        $11.00         $11.75   $12.00     9.09%    $0.75    $1.00
9/22/2000   INRANGE Technologies            INRG      Salomon Smith Barney               $16.00         $36.00   $46.25   189.06%   $20.00   $30.25
9/26/2000   CoSine Communications           COSN      Goldman, Sachs                     $23.00         $67.00   $63.06   174.18%   $44.00   $40.06
9/27/2000   HyDril                          HYDL                                         $17.00
                                                      Salomon Smith Barney/Credit Suisse First Boston   $19.00   $20.38    19.85%    $2.00    $3.38
9/27/2000   AvantGo                         AVGO      Credit Suisse First Boston         $12.00         $22.50   $20.00    66.67%   $10.50    $8.00
9/27/2000   EDEN Bioscience                 EDEN      Merrill Lynch                      $15.00         $24.09   $24.06    60.42%    $9.09    $9.06
9/27/2000   Southern Energy                  SOE                                         $22.00
                                                      Goldman, Sachs/Morgan Stanley Dean Witter         $28.25   $28.88    31.25%    $6.25    $6.88
9/28/2000    ASUR                              ASR    UBS Warburg                           $15.13         $15.25   $15.19     0.41%    $0.13    $0.06
9/28/2000    DURECT                           DRRX    Morgan Stanley Dean Witter            $12.00         $16.75   $14.41    20.05%    $4.75    $2.41
9/28/2000    University of Phoenix Online     UOPX    Credit Suisse First Boston            $14.00         $14.00   $17.81    27.23%    $0.00    $3.81
9/28/2000    Vastera                          VAST    Deutsche Banc Alex. Brown             $14.00         $16.69   $17.25    23.21%    $2.69    $3.25
9/29/2000    atRoad                           ARDI    Credit Suisse First Boston             $9.00          $9.00   $7.19    -20.14%    $0.00   -$1.81
9/29/2000    Head NV                           HED    Morgan Stanley/Goldman Sachs          $10.00          $7.75   $8.00    -20.00%   -$2.25   -$2.00
9/29/2000    Simple Technology                STEC    Lehman Brothers                       $11.00         $11.06   $9.69    -11.93%    $0.06   -$1.31
9/29/2000    Elastic Networks                 ELAS    Chase H&Q                             $13.00         $14.06   $13.94     7.21%    $1.06    $0.94
9/29/2000    Genomica                         GNOM    CIBC World Markets                    $19.00         $23.00   $19.44     2.30%    $4.00    $0.44
9/29/2000    Ciphergen Biosystems             CIPH    SG Cowen                              $16.00         $32.06   $32.00   100.00%   $16.06   $16.00
9/29/2000    Docent                           DCNT    Deutsche Banc Alex. Brown             $11.00         $13.00   $18.31    66.48%    $2.00    $7.31
9/29/2000    Proton Energy Systems            PRTN    Morgan Stanley Dean Witter            $17.00         $30.50   $28.63    68.38%   $13.50   $11.63
9/29/2000    Wilson Greatbatch Technologies     GB                                          $16.00
                                                      Donaldson Lufkin & Jenrette/Merrill Lynch            $20.00   $22.88    42.97%    $4.00    $6.88
10/3/2000    InforMax                         INMX    Bear Stearns                          $16.00         $22.13   $21.25    32.81%    $6.13    $5.25
10/4/2000    New Skies Satellites NV           NSK    Goldman, Sachs/Morgan Stanley Dean$9.00 Witter        $8.38   $8.06    -10.42%   -$0.63   -$0.94
10/4/2000    Oplink Commuincations            OPLK    Robertson Stephens                    $18.00         $29.00   $33.63    86.81%   $11.00   $15.63
10/5/2000    Kosan Biosciences                KOSN    Lehman Brothers                       $14.00         $14.00   $14.00     0.00%    $0.00    $0.00
10/5/2000    Advanced Switching Commun.       ASCX    Morgan Stanley Dean Witter            $15.00         $20.25   $18.00    20.00%    $5.25    $3.00
10/5/2000    Coach                             COH    Goldman, Sachs                        $16.00         $20.00   $20.31    26.95%    $4.00    $4.31
10/5/2000    TNPC (The New Power Co.)          NPW                                          $21.00
                                                      Credit Suisse First Boston/Donaldson Lufkin & Jenrette
                                                                                                           $28.50   $27.00    28.57%    $7.50    $6.00
10/6/2000    Asia Global Crossing             AGCX    Goldman Sachs, Salomon Smith Barney    $7.00          $7.00   $7.38      5.36%    $0.00    $0.38
10/11/2000   POZEN                            POZN    US Bancorp Piper Jaffray              $15.00         $15.03   $15.25     1.67%    $0.03    $0.25
10/11/2000   Watson Wyatt                      WW     Deutsche Banc Alex. Brown             $12.50         $14.88   $16.38    31.00%    $2.38    $3.88
10/11/2000   W-H Energy                       WHES    CSFB/MSDW                             $16.50         $17.00   $14.25   -13.64%    $0.50   -$2.25
10/12/2000   Introgen Therapeutics            INGN    SG Cowen                               $8.00          $8.52   $8.50      6.25%    $0.52    $0.50
10/12/2000   Synplicity                       SYNP    Robertson Stephens                     $8.00          $8.47   $11.38    42.19%    $0.47    $3.38
10/17/2000   EndWave                          ENWV    Deutsche Banc Alex. Brown             $14.00         $14.91   $14.06     0.45%    $0.91    $0.06
10/17/2000   Regus                            REGS    Merrill Lynch                         $18.79         $20.03   $19.88     5.77%    $1.24    $1.09
10/18/2000   Monsanto                          MON    Goldman, Sachs                        $20.00         $20.00   $21.50     7.50%    $0.00    $1.50
10/18/2000   Ixia                              XXIA   Merrill Lynch                         $13.00         $20.06   $20.50    57.69%    $7.06    $7.50
10/19/2000   China Petroleum & Chemical        SNP    Morgan Stanley Dean Witter            $20.65         $20.63   $20.75     0.51%   -$0.02    $0.11
10/20/2000   Westport Resources               WRC     Credit Suisse First Boston            $15.00         $16.00   $17.13    14.17%    $1.00    $2.13
10/20/2000   Alcatel Optronics                ALAO    Morgan Stanley Dean Witter            $71.93         $69.00   $71.38    -0.76%   -$2.93   -$0.55
10/26/2000   MediChem Life Sciences           MCLS    UBS Warburg                            $7.00          $7.03   $7.69      9.82%    $0.03    $0.69
10/27/2000   Crucell                          CRXL    Goldman Sachs                         $14.89         $12.63   $12.75   -14.37%   -$2.27   -$2.14
10/27/2000   Hydrogenics                      HYGS    Salomon Smith Barney                  $12.00         $14.00   $12.25     2.08%    $2.00    $0.25
11/2/2000    Evergreen Solar                  ESLR    Banc of America                       $14.00         $15.75   $19.00    35.71%    $1.75    $5.00
11/2/2000    Energy Partners                   EPL    Merrill Lynch                         $15.00         $15.38   $14.50    -3.33%    $0.38   -$0.50
11/2/2000    UTiWorldwide                     UTIW    Bear Stearns                          $15.00         $15.06   $17.44    16.25%    $0.06    $2.44
11/3/2000    Optical Communication Products   OCPI    UBS Warburg                           $11.00         $18.00   $17.88    62.50%    $7.00    $6.88
11/7/2000    Transmeta                      TMTA      MSDW/DBAB                              $21.00    $44.00   $45.25   115.48%   $23.00   $24.25
11/9/2000    Inficon                        IFCN      Credit Suisse First Boston             $12.66    $12.69   $12.50    -1.26%    $0.03   -$0.16
11/9/2000    Go2Pharmacy                    GORX      Utendhal Capital Partners               $7.88    $7.38    $7.25     -7.94%   -$0.50   -$0.63
11/10/2000   Computer Access Tech           CATZ      Robertson Stephens                     $12.00    $13.06   $15.44    28.65%    $1.06    $3.44
11/10/2000   Aerogen                        AEGN      Chase H&Q                              $12.00    $12.25   $12.00     0.00%    $0.25    $0.00
11/10/2000   Luminent                       LMNE      Credit Suisse First Boston             $12.00    $12.06   $12.13     1.04%    $0.06    $0.13
11/13/2000   Syngenta AG                     SYT      Morgan Stanley Dean Witter              $9.63    $8.75    $8.63    -10.44%   -$0.88   -$1.01
11/14/2000   Orion Power Holdings            ORN      Goldman, Sachs                         $20.00    $22.00   $20.00     0.00%    $2.00    $0.00
11/14/2000   Adolor                         ADLR      Merrill Lynch/Lehman Brothers          $15.00    $15.03   $17.38    15.83%    $0.03    $2.38
11/16/2000   Novatel Wireless               NVTL      Credit Suisse First Boston              $8.00    $8.38    $9.00     12.50%    $0.38    $1.00
11/17/2000   Array BioPhama                 ARRY      Lehman Brothers                         $7.50    $8.16    $8.75     16.67%    $0.66    $1.25
11/17/2000   Beacon Power                   BCON      Salomon Smith Barney                    $6.00    $6.16    $6.72     11.98%    $0.16    $0.72
11/17/2000   Dynacare                       DNCR      UBS Warburg                            $10.00    $10.19   $10.31     3.13%    $0.19    $0.31
11/21/2000   Alliance Fiber Optic           AFOP      Merrill Lynch                          $11.00    $11.02   $10.13    -7.95%    $0.02   -$0.88
11/21/2000   ImagicTV                       IMTV      Merrill Lynch                          $11.00    $11.03   $9.00    -18.18%    $0.03   -$2.00
11/21/2000   Telekom Austria AG              TKA      Merrill Lynch                          $15.29    $14.00   $13.44   -12.12%   -$1.29   -$1.85
11/22/2000   Telefonica Moviles              TEM      BBVA/CSFB                               $9.33    $9.25    $9.06     -2.91%   -$0.08   -$0.27
11/29/2000   Rigel Pharmaceuticals          RIGL      Morgan Stanley Dean Witter              $7.00    $7.25    $7.11      1.56%    $0.25    $0.11
12/4/2000    Telenor ASA                    TELN      Goldman Sachs                          $13.63    $12.25   $12.56    -7.83%   -$1.38   -$1.07
12/7/2000    Harvard Biosceince             HBIO      Thomas Weisel Partners                  $8.00    $8.52    $10.50    31.25%    $0.52    $2.50
12/8/2000    Garmin                         GRMN                                             $
                                                      Credit Suisse First Boston/Merrill Lynch 14.00   $15.81   $20.00    42.86%    $1.81    $6.00
12/8/2000    Specialty Laboratories           SP      Merrill Lynch                          $16.00    $21.94   $23.31    45.70%    $5.94    $7.31
12/8/2000    W.P. Stewart & Co.              WPL      Goldman Sachs/Lazard                   $20.00    $22.06   $24.50    22.50%    $2.06    $4.50
12/11/2000   Gemplus                        GEMP      Credit Suisse First Boston             $10.69    $12.00   $13.38    25.12%    $1.31    $2.69
12/12/2000   GenVec                         GNVC      J.P. Morgan                             $9.50    $10.56   $9.88      3.95%    $1.06    $0.38
12/15/2000   Resources Connection           RECN      Credit Suisse First Boston             $12.00    $13.63   $16.00    33.33%    $1.63    $4.00



                                                                 2001
1/25/2001    Peet's Coffee & Tea           PEET   W.R. Hambracht                          $8.00        $8.13    $9.38    17.19%     $0.13   $1.38
1/26/2001    Align Technology              ALGN   Deutsche Banc Alex. Brown              $13.00        $14.75   $17.31   33.17%     $1.75   $4.31
1/31/2001    EXACT Sciences                EXAS   Merrill Lynch                          $14.00        $14.75   $14.75    5.36%     $0.75   $0.75
 2/6/2001    ATP Oil & Gas                 ATPG   Lehman Brothers                        $14.00        $14.06   $14.00    0.00%     $0.06   $0.00
 2/6/2001    Williams Energy Partners      WEG                                           $21.50
                                                  Lehman Brothers/ Banc of America Securities          $24.00   $24.00   11.63%     $2.50   $2.50
 2/8/2001    KPMG Consulting               KCIN   Morgan Stanley Dean Witter             $18.00        $20.44   $23.48   30.47%     $2.44   $5.48
 2/9/2001    Oil States International       OIS   Merrill Lynch/Credit Suisse First Boston$9.00        $9.02    $9.15     1.67%     $0.02   $0.15
 2/9/2001    Third Wave Tech               TWTI   Lehman Brothers                        $11.00        $11.00   $11.06    0.57%     $0.00   $0.06
2/12/2001    AquaCell Technologies         AQA    Somerset Financial                      $5.00        $5.00    $5.00     0.00%     $0.00   $0.00
2/13/2001    GMX Resources              GMXR/GMXRWPaulson                                 $8.00        $7.75    $8.00     0.00%    -$0.25   $0.00
2/16/2001    Riverstone Networks           RSTN   Morgan Stanley Dean Witter             $12.00        $13.50   $13.06    8.85%     $1.50   $1.06
2/21/2001   CNOOC                           CEO                                           $
                                                   Merrill Lynch/Credit Suisse First Boston 15.40    $16.50   $16.12     4.68%    $1.10    $0.72
 3/2/2001   AFC Enterprises                 AFCE                                          $17.00
                                                   Goldman, Sachs/Credit Suisse First Boston         $19.50   $20.38    19.85%    $2.50    $3.38
 3/6/2001   Stelmar Shipping                 SJH   Jefferies/Alpha Finance                $12.00     $12.25   $12.25     2.08%    $0.25    $0.25
 3/7/2001   Seattle Genetics               SGEN    J.P. Morgan                             $7.00     $7.66    $8.25     17.86%    $0.66    $1.25
 3/9/2001   Encore Acquisition               EAC   Goldman, Sachs                         $14.00     $15.00   $14.55     3.93%    $1.00    $0.55
 3/9/2001   Loudcloud                       LDCL   Goldman, Sachs/MSDW                     $6.00     $6.03    $6.14      2.34%    $0.03    $0.14
3/16/2001   SureBeam                       SURE    Merrill Lynch                          $10.00     $10.02   $8.59    -14.06%    $0.02   -$1.41
3/21/2001   Verisity                        VRST   Robertson Stephens                      $7.00     $8.38    $8.00     14.29%    $1.38    $1.00
3/28/2001   Agere Systems                   AGR    Morgan Stanley Dean Witter              $6.00     $6.05    $6.02      0.33%    $0.05    $0.02
 4/5/2001   Select Medical                  SLMC   Merrill Lynch                           $9.50     $9.56    $10.13     6.58%    $0.06    $0.63
4/10/2001   Shamrock Logistics               UDL   Goldman Sachs                          $24.50     $27.55   $28.00    14.29%    $3.05    $3.50
4/23/2001   Aquila                           ILA   Lehman Brothers/Merrill Lynch          $24.00     $29.75   $27.85    16.04%    $5.75    $3.85
 5/1/2001   Reliant Resources                RRI                                          $30.00
                                                   Goldman Sachs/Credit Suisse First Boston          $34.00   $33.00    10.00%    $4.00    $3.00
 5/2/2001   BRIAZZ                          BRZZ   WR Hambrecht + Co.                      $8.00     $8.05    $8.03      0.37%    $0.05    $0.03
 5/2/2001   Simplex Solutions               SPLX   Credit Suisse First Boston             $12.00     $15.15   $21.20    76.67%    $3.15    $9.20
 5/8/2001   TASER International            TASRU   Paulson Investment                     $13.00     $12.50   $12.83    -1.31%   -$0.50   -$0.17
5/15/2001   Kinder Morgan Management        KMR    Goldman Sachs                          $70.41     $70.75   $70.50     0.13%    $0.34    $0.09
5/17/2001   Tellium                         TELM   Morgan Stanley Dean Witter             $15.00     $21.81   $20.93    39.53%    $6.81    $5.93
5/18/2001   Instinet Group LLC              INET   CS First Boston /DB Alex Brown         $14.50     $17.00   $17.65    21.72%    $2.50    $3.15
5/18/2001   Global Power Equip. Group       GEG                                           $
                                                   CS First Boston/Salomon Smith Barney 20.00        $29.50   $31.45    57.25%    $9.50   $11.45
5/22/2001   Peabody Energy                   BTU   Lehman Brothers                        $28.00     $36.00   $36.80    31.43%    $8.00    $8.80
5/23/2001   Smith & Wollensky              SWRG    CE Unterberg Towbin                     $8.50     $8.51    $7.77     -8.59%    $0.01   -$0.73
 6/6/2001   Unilab                          ULAB   Salomon Smith Barney/CF First Boston   $16.00     $21.50   $23.00    43.75%    $5.50    $7.00
 6/7/2001   Torch Offshore                 TORC    UBS Warburg                            $16.00     $18.11   $16.63     3.94%    $2.11    $0.63
 6/8/2001   Alliance Data Systems            ADS   Bear Stearns/Merrill Lynch             $12.00     $13.19   $14.00    16.67%    $1.19    $2.00
 6/8/2001   United Surgical Partners        USPI   Credit Suisse First Boston             $14.00     $15.11   $18.12    29.43%    $1.11    $4.12
6/12/2001   General Maritime                GMR    Lehman Brothers                        $18.00     $18.00   $16.75    -6.94%    $0.00   -$1.25
6/12/2001   Willis Group Holdings           WSH    Salomon Smith Barney                   $13.50     $16.50   $16.60    22.96%    $3.00    $3.10
6/13/2001   Kraft Foods                      KFT                                          $31.00
                                                   Credit Suisse First Boston/Salomon Smith Barney   $31.50   $31.25     0.81%    $0.50    $0.25
6/14/2001   Odyssey Re Holdings             ORH    Banc of America/CIBC World Markets $18.00         $17.80   $17.20    -4.44%   -$0.20   -$0.80
6/14/2001   FMC Technologies                 FTI   Merrill Lymch                          $20.00     $21.55   $22.00    10.00%    $1.55    $2.00
6/18/2001   STATOIL ASA                      STO   Morgan Stanley Dean Witter/UBS Warburg  $7.47     $7.48    $7.48      0.13%    $0.01    $0.01
6/19/2001   Princeton Review               REVU    J.P. Morgan                            $11.00     $11.01   $9.50    -13.64%    $0.01   -$1.50
6/20/2001   Phoenix Companies                PNX                                          $17.50
                                                   Morgan Stanley Dean Witter/Merrill Lynch          $17.80   $16.76    -4.23%    $0.30   -$0.74
6/21/2001   Multilink Technology            MLTC   Credit Suisse First Boston              $9.00     $9.50    $11.90    32.22%    $0.50    $2.90
6/27/2001   Galyan's Trading                GLYN   Goldman Sachs/Salomon Smith Barney     $19.00     $20.00   $20.47     7.74%    $1.00    $1.47
6/28/2001   Monolithic System Technology   MOSY    A.G. Edwards & Sons                    $10.00     $10.01   $11.22    12.20%    $0.01    $1.22
7/13/2001   Wright Medical Group           WMGI    JP Morgan                              $12.50     $15.31   $15.61    24.88%    $2.81    $3.11
7/19/2001   Accenture                       ACN    Goldman Sachs/Morgan Stanley Dean$14.50 Witter    $15.10   $15.17     4.62%    $0.60    $0.67
7/20/2001   Natus Medical                   BABY   Dain Rauscher Wessels                  $11.00     $11.50   $14.45    31.36%    $0.49    $3.45
7/24/2001    MedCath                            MDTH                                            $25.00
                                                         Deutsche Banc Alex. Brown/Banc of America        $25.01   $25.87     3.48%    $0.01    $0.87
7/26/2001    Inergy LP                          NRGY     A.G. Edwards & Sons                    $22.00    $23.26   $23.00     4.55%    $1.26    $1.00
7/27/2001    Alliance Imaging                     AIQ                                           $13.00
                                                         Deutsche Banc Alex. Brown/Salomon Smith Barney   $13.00   $13.15     1.15%    $0.00    $0.15
7/27/2001    PDF Solutions                       PDFS    Credit Suisse First Boston             $12.00    $13.40   $15.15    26.25%    $1.40    $3.15
7/31/2001    HPL Technologies                    HPLA    UBS Warburg                            $11.00    $13.56   $13.35    21.36%    $2.56    $2.35
 8/2/2001    Bunge                                 BG                                           $16.00
                                                         Morgan Stanley/Credit Suisse First Boston        $16.00   $16.00     0.00%    $0.00    $0.00
 8/7/2001    Omnicell                           OMCL     US Bancorp Piper Jaffray                $7.00    $7.20    $9.51     35.86%    $0.20    $2.51
 8/9/2001    Intier Automotive                    IAIA                                           Boston
                                                         BMN Nesbitt Burns/Credit Suisse First $13.72     $13.70   $14.00     2.04%   -$0.02    $0.28
8/10/2001    Mykrolis                             MYK    Banc of America/Salomon Smith Barney   $15.00    $17.25   $16.25     8.33%    $2.25    $1.25
8/14/2001    Max Re Capital                     MXRE                                            $
                                                         Morgan Stanley/Salomon Smith Barney 16.00        $15.80   $15.50    -3.13%   -$0.20   -$0.50
10/4/2001    Given Imaging                       GIVN    Lehman Brothers/CSFirst Boston         $12.00    $12.46   $12.47     3.92%    $0.46    $0.47
10/11/2001   TheraSense                          THER    US Bancorp Piper Jaffray               $19.00    $24.25   $24.92    31.16%    $5.25    $5.92
10/23/2001   Principal Financial Group            PFG    Goldman Sachs                          $18.50    $20.50   $21.00    13.51%    $2.00    $2.50
10/25/2001   Penn Virginia Resources Partners     PVR    Lehman Brothers/UBS Warburg            $21.00    $22.75   $22.70     8.10%    $1.75    $1.70
10/25/2001   Cross Country                      CCRN     Merrill Lynch/Salomon Smith Barney $17.00        $20.26   $20.37    19.82%    $3.26    $3.37
10/30/2001   Anthem                               ATH    Goldman Sachs                          $36.00    $40.50   $40.90    13.61%    $4.50    $4.90
10/31/2001   LogicVision                         LGVN    UBS Warburg                             $9.00    $9.71    $9.61      6.78%    $0.71    $0.61
10/31/2001   Odyssey HealthCare                 ODSY     Merrill Lynch                          $15.00    $15.90   $17.25    15.00%    $0.90    $2.25
11/6/2001    AMERIGROUP                         AMGP     Banc of America/UBS Warburg            $17.00    $17.29   $20.90    22.94%    $0.29    $3.90
11/13/2001   Advisory Board (The)               ABCO     CS First Boston/DB Alex Brown          $19.00    $22.55   $24.25    27.63%    $3.55    $5.25
11/13/2001   AMN Healthcare Services              AHS    Banc of America/UBS/JP Morgan          $17.00    $21.00   $21.66    27.41%    $4.00    $4.66
11/13/2001   Fisher & Paykel HealthCare          FPHC    Deutsche Banc Alex Brown               $18.00    $21.55   $22.95    27.50%    $3.55    $4.95
11/15/2001   dj Orthopedics                       DJO    Goldman Sachs/JP Morgan                $17.00    $17.00   $15.25   -10.29%    $0.00   -$1.75
11/15/2001   BAM! Entertainment                  BFUN    Jefferies/Morgan Keegan                 $8.00    $8.60    $8.71      8.88%    $0.60    $0.71
11/15/2001   Weight Watchers International       WTW     CS First Boston/Goldman Sachs          $24.00    $29.75   $29.50    22.92%    $5.75    $5.50
11/16/2001   Diversity Security Group             DVS    GunnAllen Financial                     $7.00    $7.25    $8.14     16.29%    $0.25    $1.14
11/16/2001   microHelix                         MHLXU    Paulson Investment                      $6.00    $5.80    $5.85     -2.50%   -$0.20   -$0.15
11/20/2001   Magma Design Automation             LAVA    Credit Suisse First Boston             $13.00    $18.25   $18.99    46.08%    $5.25    $5.99
11/21/2001   MedicalCV                          MDCVU    Equity Securities                       $4.50    $4.50    $4.00    -11.11%    $0.00   -$0.50
11/21/2001   VCA Antech                         WOOF     CS First Boston/Goldman Sachs          $10.00    $9.10    $9.34     -6.60%   -$0.90   -$0.66
11/29/2001   MCG Capital                        MCGC     Friedman, Billingd Ramsey              $17.00    $15.50   $16.77    -1.35%   -$1.50   -$0.23
12/5/2001    Aluminum Corp of China (Chalco)      ACH                                           $17.69
                                                         Morgan Stanley/ China Int'l/Merrill Lynch        $18.40   $18.27     3.28%    $0.71    $0.58
12/7/2001    Lawson Software                    LWSN     Lehman Brothers                        $14.00    $15.53   $15.82    13.00%    $1.53    $1.82
12/11/2001   ARAMARK Worldwide                   RMK     Goldman Sachs/JP Morgan                $23.00    $26.00   $25.40    10.43%    $3.00    $2.40
12/11/2001   Converium Holdings                   CHR    UBS Warburg                            $24.59    $24.68   $24.59     0.00%    $0.09    $0.00
12/12/2001   NetScreen Thecnologies              NSCN    Goldman Sachs                          $16.00    $23.76   $23.72    48.25%    $7.76    $7.72
12/13/2001   Centene                             CNTE    SG Cowen Securities                    $14.00    $14.27   $17.20    22.86%    $0.27    $3.20
12/13/2001   Prudential Financial                 PRU    Goldman, Sachs/Prudential Securities $27.50      $29.10   $29.30     6.55%    $1.60    $1.80
12/13/2001   Nassda                              NSDA    Robertson Stephens/SG Cowen            $11.00    $15.25   $15.45    40.45%    $4.25    $4.45
12/14/2001   Northwest Biotherapeutics          NWBT     C.E. Unterberg, Towbin                  $5.00    $5.10    $5.31      6.20%    $0.10    $0.31
12/14/2001   United Defense Industries         UDI       Lehman Brothers/Goldman Sachs    $19.00       $20.10   $19.27    1.42%    $1.10    $0.27
12/14/2001   Bruker AXS                       BAXS       UBS Warburg/Thomas Weisel Partners$6.00       $6.50    $6.50     8.33%    $0.50    $0.50
12/14/2001   American Pharmaceutical Partners APPX       CIBC World Markets               $16.00       $18.15   $19.75   23.44%    $2.15    $3.75



                                                                        2002
 1/28/02     Synaptics                           SYNA    Bear Stearns                         $11.00   $13.11   $13.11    19.18%    $2.11    $2.11
  2/1/02     ZymoGenetics                        ZGEN    Lehman Brothers/Merrill Lynch        $12.00   $12.01   $12.05     0.42%    $0.01    $0.05
  2/1/02     Carolina Group (Loews Corp.)          CG                                         $
                                                         Salomon Smith Barney/Morgan Stanley 28.00     $30.05   $29.10     3.93%    $2.05    $1.10
  2/5/02     Sunoco Logistics Partners             SXL   Lehman Brothers                      $20.25   $21.25   $22.10     9.14%    $1.00    $1.85
  2/7/02     ManTech International               MANT    Jefferies                            $16.00   $17.10   $18.21    13.81%    $1.10    $2.21
  2/8/02     Wimm Bill Dann Foods                 WBD    ING Barings                          $19.50   $22.00   $22.60    15.90%    $2.50    $3.10
 2/13/02     GameStop                             GME    Salomon Smith Barney                 $18.00   $19.50   $20.10    11.67%    $1.50    $2.10
 2/15/02     PayPal                              PYPL    Salomon Smith Barney                 $13.00   $15.41   $20.09    54.54%    $2.41    $7.09
 2/22/02     PETCO Animal Supplies               PETC    Merrill Lynch/Morgan Stanley         $19.00   $19.36   $20.00     5.26%    $0.36    $1.00
 2/27/02     Integrated Defense                    IDE   Credit Suisse First Boston           $22.00   $26.75   $25.00    13.64%    $4.75    $3.00
  3/5/02     Tsakos Energy Navigation             TNP    JP Morgan                            $15.00   $15.90   $15.10     0.67%    $0.90    $0.10
 3/12/02     WCI Communities                      WCI    UBS Warburg                          $19.00   $22.60   $22.67    19.32%    $3.60    $3.67
 3/12/02     Anteon International                 ANT    Goldman Sachs                        $18.00   $21.00   $20.05    11.39%    $3.00    $2.05
 3/14/02     Asbury Automotive Group              ABG    Goldman Sachs/Merrill Lynch          $16.50   $16.90   $16.80     1.82%    $0.40    $0.30
 3/21/02     Alcon                                 ACL   CS First Boston/Merrill Lynch        $33.00   $33.90   $34.00     3.03%    $0.90    $1.00
 3/22/02     Travelers Property Casualty         TAP.A   Salomon Smith Barney                 $18.50   $19.55   $19.56     5.73%    $1.05    $1.06
 3/27/02     MedSource Technologies              MEDT    Morgan Stanley                       $12.00   $12.51   $13.00     8.33%    $0.51    $1.00
  4/9/02     Empire Financial Holding             EFH    Keefe Bruyette                        $6.00   $6.00    $5.35    -10.83%    $0.00   -$0.65
 4/12/02     Ribapharm                            RNA    UBS Warburg                          $10.00   $10.00   $10.80     8.00%    $0.00    $0.80
 4/12/02     JetBlue Airways                      JBLU   Morgan Stanley/Merrill Lynch         $27.00   $37.52   $45.00    66.67%   $10.52   $18.00
 4/18/02     ExpressJet Holdings                   XJT                                        $
                                                         Salomon Smith Barney/Morgan Stanley 16.00     $17.10   $16.00     0.00%    $1.10    $0.00
 4/18/02     Medical Staffing Network Holdings    MRN    Lehman Brothers                      $19.00   $23.00   $21.50    13.16%    $4.00    $2.50
 4/24/02     Heritage Property Invest. Trust      HTG    Merrill Lynch                        $25.00   $25.10   $25.05     0.20%    $0.10    $0.05
 4/25/02     DOV Pharmaceutical                  DOVP    CIBC World Markets/Lehman Brothers$13.00      $11.25   $8.70    -33.08%   -$1.75   -$4.30
 4/29/02     Premcor                              PCO                                         $24.00
                                                         Morgan Stanley/Credit Suisse First Boston     $27.75   $28.25    17.71%    $3.75    $4.25
  5/3/02     LIN TV                                TVL   Deutsche Bank Securities             $22.00   $23.00   $25.00    13.64%    $1.00    $3.00
  5/7/02     Quinton Cardiology Systems           QUIN   Adams Harkness                        $7.00   $7.50    $7.19      2.71%    $0.50    $0.19
  5/9/02     Regal Entertainment Group            RGC    CS First Boston/Lehman Brothers      $19.00   $22.00   $21.75    14.47%    $3.00    $2.75
 5/16/02     Verint Systems                      VRNT    Lehman Brothers                      $16.00   $16.10   $14.49    -9.44%    $0.10   -$1.51
 5/16/02     Dickie Walker Marine                DWMA    Schneider Securities                  $5.00   $5.26    $5.32      6.40%    $0.26    $0.32
 5/16/02     Aeropostale                          ARO    Bear Stearns/Merrill Lynch           $18.00   $24.90   $27.75    54.17%    $6.90    $9.75
 5/17/02     Kyphon                              KYPH    US Bancorp Piper Jaffray             $15.00   $18.31   $17.05    13.67%    $3.31    $2.05
 5/21/02     MarkWest Energy Partners             MWE    AG Edwards/RBC Capital               $20.50   $21.50   $20.55     0.24%    $1.00    $0.05
 5/21/02     Computer Programs and Systems        CPSI   Morgan Keegan/Raymond James          $16.50   $17.50   $18.12     9.82%    $1.00    $1.62
5/22/02    Liquidmetals Technologies         LQMT    Merrill Lynch                         $15.00      $15.01   $15.03     0.20%     $0.01    $0.03
5/23/02    Altiris                           ATRS    CS First Boston                       $10.00       $9.00   $8.87    -11.30%    -$1.00   -$1.13
5/23/02    Eon Labs                          ELAB    CS First Boston/Goldman Sachs         $15.00      $15.01   $15.05     0.33%     $0.01    $0.05
5/23/02    Netflix                           NFLX    Merrill Lynch                         $15.00      $16.19   $16.75    11.67%     $1.19    $1.75
5/24/02    SRA International                  SRX    Salomon Smith Barney                  $18.00      $22.25   $22.70    26.11%     $4.25    $4.70
5/30/02    Overstock.com                     OSTK    WR Hambrecht+Co                       $13.00      $13.50   $13.03     0.23%     $0.50    $0.03
 6/4/02    Plumtree Software                 PLUM    Goldman Sachs                          $8.50       $9.61   $8.50      0.00%     $1.11    $0.00
 6/5/02    Veridian                           VNX    Credit Suisse First Boston            $16.00      $18.00   $18.15    13.44%     $2.00    $2.15
6/12/02    Pacer International               PACR    CS First Boston/Bear Stearns          $15.00      $15.00   $15.95     6.33%     $0.00    $0.95
6/18/02    Printcafe Software                PCAF    UBS Warburg                           $10.00      $10.01   $8.00    -20.00%     $0.01   -$2.00
6/20/02    CTI Molecular Imaging             CTMI    Credit Suisse First Boston            $17.00      $17.35   $19.50    14.71%     $0.35    $2.50
6/25/02    Big 5 Sporting Goods              BGFV    Credit Suisse First Boston            $13.00      $13.01   $13.17     1.31%     $0.01    $0.17
6/27/02    Hewitt Associates                 HEW     Goldman Sachs                         $19.00      $22.00   $23.50    23.68%     $3.00    $4.50
6/28/02    MTC Technologies                  MTCT    Legg Mason Wood Walker                $17.00      $20.01   $18.80    10.59%     $3.01    $1.80
6/28/02    Inveresk Research Group            IRGI   Bear Stearns/UBS Warburg              $13.00      $13.01   $13.01     0.08%     $0.01    $0.01
 7/1/02    CIT Group                           CIT   Goldman Sachs/Lehman Brothers         $23.00      $23.00   $22.00    -4.35%     $0.00   -$1.00
7/11/02    Kirkland's                        KIRK    Merrill Lynch                         $15.00      $15.10   $14.85    -1.00%     $0.10   -$0.15
7/12/02    HealtheTech                       HETC    UBS Warburg/CS First Boston            $7.50       $7.74   $7.60      1.33%     $0.24    $0.10
7/19/02    Red Robin Gourmet Burgers         RRGB                                          $12.00
                                                     Banc of America/US Bancorp Piper Jaffray          $12.26   $12.22     1.83%     $0.26    $0.22
7/23/02    Pacific Energy Partners            PPX    Salomon Smith Barney                  $19.50      $19.50   $19.00    -2.56%     $0.00   -$0.50
7/25/02    LeapFrog Enterprises                LF    Merrill Lynch/Salomon Smith Barney $13.00         $15.50   $15.85    21.92%     $2.50    $2.85
8/16/02    Windrose Medical Properties Trust WRS     Ferris, Baker Watts/Morgan Keegan $12.00          $12.00   $12.00     0.00%     $0.00    $0.00
10/10/02   Montpelier Re Holdings            MRH     Morgan Stanley/BofA/CS First Boston $20.00        $22.00   $23.50    17.50%     $2.00    $3.50
10/10/02   Newcastle Investment               NCT    Bear Stearns/Lehman Brothers          $13.00      $13.00   $12.50    -3.85%     $0.00   -$0.50
10/11/02   Natural Resource Partners          NRP    Salomon Smith Barney/Lehman Brothers  $20.00      $20.00   $19.40    -3.00%     $0.00   -$0.60
10/11/02   Enbridge Energy Management LLC EEQ        Goldman Sachs                         $39.00      $38.25   $36.99    -5.15%    -$0.75   -$2.01
10/16/02   Dick's Sporting Goods              DKS    Merrill Lynch/Goldman Sachs           $12.00      $12.25   $13.15     9.58%     $0.25    $1.15
10/16/02   Taylor Capital Group              TAYC    Keefe, Bruyette/Stifel Nicolaus       $16.50      $17.75   $16.95     2.73%     $1.25    $0.45
10/22/02   U.S.I. Holdings                   USIH    Merrill Lynch/JP Morgan               $10.00      $10.01   $10.00     0.00%     $0.01    $0.00
10/25/02   Wynn Resorts                     WYNN                                           $13.00
                                                     Deutsche Bank Securities/Bear Stearns/Banc of America
                                                                                                       $13.01   $13.01     0.08%     $0.01    $0.01
10/29/02   Platinum Underwriters Holdings     PTP    GoldmanSachs/Merrill Lynch/SSB        $22.50      $25.00   $24.99    11.07%     $2.50    $2.49
10/29/02   Platinum Underwriters Holdings PTP Pr M   GoldmanSachs/Merrill Lynch/SSB        $25.00      $27.13   $27.46     9.84%     $2.13    $2.46
11/1/02    Martin Midstream Partners LP      MMLP    Raymond James                         $19.00      $19.00   $17.70    -6.84%     $0.00   -$1.30
11/6/02    Harrington West Financial Group HWFG      RBC Capital Markets                   $12.00      $11.90   $12.20     1.67%    -$0.10    $0.20
11/8/02    Portfolio Recovery Associates     PRAA    William Blair/US Bancorp Piper Jaffray$13.00      $14.75   $15.45    18.85%     $1.75    $2.45
11/8/02    WellChoice                          WC    Credit Suisse First Boston            $25.00      $28.50   $27.20     8.80%     $3.50    $2.20
11/12/02   SI International                  SINT    Wachovia/Legg Mason                   $14.00      $14.01   $14.00     0.00%     $0.01    $0.00
11/14/02   China Telecom                      CHA                                          $18.98
                                                     Morgan Stanley/Merrill Lynch/ China Int'l         $18.75   $17.96    -5.37%    -$0.23   -$1.02
11/15/02   Constar International             CNST    Salomon Smith Barney/Deutsche Bank    $12.00      $12.00   $11.85    -0.0125    $0.00   -$0.15
11/20/02   IMPAC Medical Systems             IMPC    Thomas Weisel Partners                $15.00      $16.05   $17.72    18.13%     $1.05    $2.72
11/22/02   Cosi                              COSI     William Blair                      $7.00         $7.50    $7.60     8.57%    $0.50    $0.60
11/22/02   Safety Insurance Group            SAFT     CSFirst Boston/Jefferies          $12.00         $12.05   $12.90    7.50%    $0.05    $0.90
12/6/02    Chicago Mercantile Exchange       CME      Morgan Stanley/UBS Warburg        $35.00         $39.00   $42.90   22.57%    $4.00    $7.90
12/11/02   Seagate Technology Holdings        STX                                       $
                                                      Morgan Stanley/Salomon Smith Barney 12.00        $11.50   $11.50   -4.17%   -$0.50   -$0.50
12/12/02   Crosstex Energy LP                XTEX     A.G. Edwrads & Sons               $20.00         $20.10   $20.10    0.50%    $0.10    $0.10
12/18/02   Commercial Capital Bancorp        CCBI     Sandler O'Neill/Friedman Billings  $8.00         $8.25    $8.00     0.00%    $0.25    $0.00
12/18/02   VistaCare                         VSTA     Lehman Brothers/SG Cowen          $12.00         $13.05   $15.05   25.42%    $1.05    $3.05
12/19/02   Ohio Legacy                       OLCB     Friedman Billings Ramsey           $8.50         $8.55    $8.50     0.00%    $0.05    $0.00



                                                                     2003
2/11/03    Bancshares of Florida             BOFL     Advest                                 $10.00    $10.50   $10.19    1.86%    $0.50    $0.19
2/12/03    Infinity Property & Casualty      IPCC     CS First Boston/Merrill Lynch          $16.00    $16.00   $15.90   -0.62%    $0.00   -$0.10
2/14/03    Accredited Home Lenders           LEND     Friedman, Billings                      $8.00    $8.00    $7.25    -9.38%    $0.00   -$0.75
2/28/03    Endurance Specialty Holdings       ENH     Goldman Sachs/Merrill Lynch            $23.00    $23.01   $23.00    0.00%    $0.01    $0.00
 3/4/03    Telkom SA                          TKG     Deutsche Bank/Merrill Lynch            $13.98    $14.10   $13.90   -0.57%    $0.12   -$0.08
5/12/03    iPayment                          IPMT     Bear Stearns/Wachovia                  $16.00    $19.30   $21.02   31.38%    $3.30    $5.02
5/15/03    Redline Performance Products       RED     GunnAllen Financial                     $4.50    $4.50    $4.50     0.00%    $0.00    $0.00
6/11/03    FormFactor                        FORM     Morgan Stanley                         $14.00    $19.00   $17.58   25.57%    $5.00    $3.58
6/24/03    Maguire Properties                 MPG     CS First Boston/Citigroup              $19.00    $19.00   $19.00    0.00%    $0.00    $0.00
6/24/03    American Financial Realty Trust     AFR    Banc of America/Friedman Billings      $12.50    $14.25   $14.25   14.00%    $1.75    $1.75
 7/1/03    Molina Healthcare                  MOH     Banc of America/CIBC World Markets $17.50        $21.00   $20.00   14.29%    $3.50    $2.50
 7/1/03    AXIS Capital Holdings Limited       AXS                                           $22.00
                                                      Morgan Stanley/Citigroup Capital Markets         $25.50   $25.55   16.14%    $3.50    $3.55
 7/9/03    Digital Theater Systems            DTSI    SG Cowen                               $17.00    $21.00   $24.92   46.59%    $4.00    $7.92
7/16/03    InterVideo                          IVII   SG Cowen/SoundView Technology $14.00             $19.00   $18.69   33.50%    $5.00    $4.69
7/23/03    Integrated Alarm Services Group   IASG     Friedman Billings                       $9.25    $9.41    $9.43     1.95%    $0.16    $0.18
7/23/03    iPass                              IPAS    Morgan Stanley/CS First Boston         $14.00    $14.00   $18.67   33.36%    $0.00    $4.67
7/30/03    NETGEAR                           NTGR     Lehman Brothers                        $14.00    $19.15   $17.69   26.36%    $5.15    $3.69
 8/1/03    Citadel Broadcasting                CDL    Goldman Sachs/CS First Boston          $19.00    $20.75   $20.65    8.68%    $1.75    $1.65
 8/6/03    CapitalSource                      CSE     CS First Boston/Citigroup/Wachovia $14.50        $16.95   $18.20   25.52%    $2.45    $3.70
8/11/03    Direct General                    DRCT     Keefe, Bruyette & Woods                $21.00    $23.75   $25.00   19.05%    $2.75    $4.00
8/12/03    Texas Capital Bancshares           TCBI    Lehman Brothers                        $11.00    $11.89   $11.99    9.00%    $0.89    $0.99
8/12/03    Gladstone Commercial              GOOD     Ferris, Baker, Watts/Jefferies         $15.00    $15.40   $15.03    0.20%    $0.40    $0.03
8/18/03    Providence Service                PRSC                                            $
                                                      SunTrust Robinson Humphrey/Jefferies 12.00       $13.25   $14.00   16.67%    $1.25    $2.00
8/26/03    Ashford Hospitality Trust           AHT    Friedman Billings                       $9.00    $9.00    $9.00     0.00%    $0.00    $0.00
9/17/03    National Financial Partners         NFP    Goldman Sachs/Merrill Lynch            $23.00    $26.25   $26.25   14.13%    $3.25    $3.25
9/18/03    SigmaTel                          SGTL     Merrill Lynch/JP Morgan                $15.00    $19.00   $19.80   32.00%    $4.00    $4.80
9/23/03    Journal Co.                         JRN    Morgan Stanley/Robert W. Baird         $15.00    $16.10   $16.25    8.33%    $1.10    $1.25
9/23/03    AMIS Holdings                     AMIS     CS First Boston/Goldman Sachs          $20.00    $21.06   $20.10    0.50%    $1.06    $0.10
9/24/03    Anchor Glass Container            AGCC                                            $
                                                      Credit Suisse First Boston/Merrill Lynch 16.00   $15.90   $16.80    5.00%   -$0.10    $0.80
9/24/03    RedEnvelope                       REDE    WR Hambrecht+Co.                        $14.00        $14.85   $14.55     3.93%    $0.85    $0.55
10/2/03    LKQ                               LKQX    Robert W. Baird/Jefferies               $13.00        $14.25   $15.01    15.46%    $1.25    $2.01
10/7/03    Acusphere                         ACUS    SG Cowen                                $14.00        $16.02   $14.03     0.21%    $2.02    $0.03
10/9/03    DigitalNet Holdings               DNET    Citigroup/UBS Investment Bank           $17.00        $19.66   $20.96    23.29%    $2.66    $3.96
10/16/03   Advancis Pharmaceutical           AVNC    Lehman Brothers                         $10.00        $10.01   $10.00     0.00%    $0.01    $0.00
10/23/03   First Potomac Realty Trust         FPO    Ferris Baker Watts/McDonald Investments $15.00        $15.80   $16.03     6.87%    $0.80    $1.03
10/23/03   Carter's                           CRI    Goldman Sachs                           $19.00        $24.05   $24.65    29.74%    $5.05    $5.65
10/29/03   CancerVex                         CNVX    Lehman Brothers                         $12.00        $12.01   $12.00     0.00%    $0.01    $0.00
10/29/03   Genitope                          GTOP    WR Hambrecht+Co.                        $9.00         $9.00    $10.00    11.11%    $0.00    $1.00
10/29/03   Centennial Specialty Foods        CHLE    JP Turner                               $5.00         $4.50    $4.40    -12.00%   -$0.50   -$0.60
10/29/03   Myogen                            MYOG    CS First Boston/JP Morgan               $14.00        $14.30   $14.90     6.43%    $0.30    $0.90
10/30/03   First Marblehead                   FMD    Goldman Sachs/JP Morgan                 $16.00        $18.50   $22.15    38.44%    $2.50    $6.15
10/30/03   Overnite                          OVNT                                            $19.00
                                                     Credit Suisse First Boston/Morgan Stanley             $21.55   $22.16    16.63%    $2.55    $3.16
11/5/03    NitroMed                          NTMD    Deutsche Bank/JP Morgan                 $11.00        $11.44   $9.29    -15.55%    $0.44   -$1.71
11/5/03    Pharmion                          PHRM    Morgan Stanley/JP Morgan                $14.00        $14.60   $14.00     0.00%    $0.60    $0.00
11/5/03    Coast Financial Holdings          CFHI    Sterne Agee & Leach                     $12.00        $12.51   $13.45    12.08%    $0.51    $1.45
11/6/03    Quality Distribution              QLTY    Credit Suisse First Boston/Bear Stearns $17.00        $20.36   $18.75    10.29%    $3.36    $1.75
11/11/03   Marlin Business Services          MRLN    US Bancorp Piper Jaffray/Wm Blair $14.00              $15.59   $16.15    15.36%    $1.59    $2.15
11/12/03   Tessera Technologies              TSRA    Lehman Brothers/Merrill Lynch           $13.00        $15.09   $18.50    42.31%    $2.09    $5.50
11/13/03   LECG                              XPRT    UBS Investment Bank                     $17.00        $22.01   $21.03    23.71%    $5.01    $4.03
11/19/03   Whiting Petroleum Holdings         WLL    Merrill Lynch/AG Edwards                $15.50        $16.40   $16.27     4.97%    $0.90    $0.77
11/19/03   Callidus Software                 CALD    Citigroup                               $14.00        $17.20   $17.37    24.07%    $3.20    $3.37
11/20/03   Buffalo Wild Wings                BWLD    RBC Capital Markets/SG Cowen            $17.00        $21.80   $22.95    35.00%    $4.80    $5.95
11/24/03   Nexstar Broadcasting Group        NXST    Banc of America/Bear Stearns            $14.00        $13.98   $13.25    -5.36%   -$0.02   -$0.75
11/24/03   SIRVA                              SIR    CS First Boston/Goldman Sachs           $18.50        $18.50   $18.10    -2.16%    $0.00   -$0.40
11/24/03   SYNNEX                             SNX    Bear Stearns                            $14.50        $14.15   $14.20    -2.07%   -$0.35   -$0.30
11/24/03   Pinnacle Airlines                 PNCL    Morgan Stanley                          $14.00        $14.01   $14.05     0.36%    $0.01    $0.05
11/24/03   Conn's                            CONN    Stephens/SunTrust Robinson Humphrey     $14.00        $15.13   $15.04     7.43%    $1.13    $1.04
11/25/03   Open Solutions                    OPEN    Bear Stearns                            $17.00        $19.00   $18.66     9.76%    $2.00    $1.66
12/3/03    Aspen Insurance Holdings           AHL    Credit Suisse First Boston/Goldman Sachs$22.50        $25.00   $24.05     6.89%    $2.50    $1.55
12/3/03                                       AEL
           American Equity Investment Life Holding   Merrill Lynch/Advest                    $9.00         $9.00    $9.05      0.56%    $0.00    $0.05
12/4/03    Volume Service America Holdings CVP       CIBC Worldwide/UBS Investment Bank      $15.00        $15.10   $15.26     1.73%    $0.10    $0.26
12/8/03    Ctrip.com International           CTRP    Merrill Lynch                           $18.00        $24.01   $33.94    88.56%    $6.01   $15.94
12/10/03   NPTest Holdings                   NPTT    Citigroup/CS First Boston               $12.00        $11.60   $11.49    -4.25%   -$0.40   -$0.51
12/10/03   Nelnet                             NNI    JP Morgan/Banc of America               $21.00        $22.05   $21.80     3.81%    $1.05    $0.80
12/11/03   Natural Golf                       NAX    Gilford Securities                      $5.00         $5.05    $5.00      0.00%    $0.05    $0.00
12/11/03   Compass Mineral International      CMP    Goldman Sachs/CS First Boston           $13.00        $13.00   $13.75     5.77%    $0.00    $0.75
12/11/03   Central Freight Lines             CENF    Bear Stearns                            $15.00        $16.20   $17.35    15.67%    $1.20    $2.35
12/11/03   China Life Insurance               LFC    China Inter'l/Citigroup/CS First Boston/Deutsche Bank $23.25
                                                                                             $18.68                 $23.72    26.98%    $4.57    $5.04
12/11/03   International Steel Group          ISG    Goldman Sachs/UBS Investment Bank$28.00               $33.50   $35.20    25.71%    $5.50    $7.20
12/15/03    Highland Hospitality             HIH      Friedman Billings Ramsey             $10.00    $10.50   $10.65     6.50%    $0.50    $0.65
12/15/03    United National Group           UNGL      Merrill Lynch                        $17.00    $17.00   $17.50     2.94%    $0.00    $0.50
12/16/03    Falcon Financial Investment     FLCN      Friedman Billings Ramsey             $9.00     $8.95    $9.05      0.56%   -$0.05    $0.05
12/16/03    Provide-Commerce                PRVD      SG Cowen                             $15.00    $15.50   $13.00   -13.33%    $0.50   -$2.00
12/16/03    Orbitz                          ORBZ      Goldman Sachs/CS First Boston        $26.00    $30.00   $24.98    -3.92%    $4.00   -$1.02
12/16/03    Universal Technical Institute    UTI      Credit Suisse First Boston           $20.50    $24.50   $26.35    28.54%    $4.00    $5.85
12/17/03    Knology                         KNOL      UBS Investment Bank                  $9.00     $9.10    $9.38      4.22%    $0.10    $0.38
12/17/03    Tempur-Pedic International       TPX      Lehman Brothers/Goldman Sachs        $14.00    $14.00   $15.50    10.71%    $0.00    $1.50
12/17/03    Franklin Bank                   FBTX      Friedman Billings Ramsey             $14.50    $16.74   $17.80    22.76%    $2.24    $3.30
12/18/03    Luminent Mortgage Capital        LUM      Friedman Billings Ramsey             $13.00    $13.55   $13.55     4.23%    $0.55    $0.55
12/19/03    Kintera                         KNTA      SG Cowen                             $7.00     $7.96    $10.30    47.14%    $0.96    $3.30



                                                                     2004
 1/8/2004   K-Sea Transportation Partners      KSP    Lehman Brothers/UBS Investment Bank   $23.50   $26.50   $27.09    15.28%    $3.00    $3.59
1/12/2004   Crosstex Energy                    XTXI   AG Edwrads                            $19.50   $23.25   $25.40    30.26%    $3.75    $5.90
1/22/2004   Portec Rail Products              PRPX    Ferris Baker Watts                    $10.00   $10.30   $9.96     -0.40%    $0.30   -$0.04
1/26/2004   Government Properties Trust        GPP    Friedman Billings Ramsey              $10.00   $13.90   $13.02    30.20%    $3.90    $3.02
1/29/2004   Eyetech Pharmaceuticals           EYET    Merrill Lynch/Morgan Stanley          $21.00   $29.50   $32.40    54.29%    $8.50   $11.40
 2/2/2004   TRW Automotive                     TRW                                          $28.00
                                                      Goldman Sachs/CS First Boston/JP Morgan        $27.35   $27.10    -3.21%   -$0.65   -$0.90
 2/2/2004   GTx                                GTXI   Goldman Sachs                         $14.50   $15.27   $12.90   -11.03%    $0.77   -$1.60
 2/2/2004   The Bancorp Bank                  TBBK    Friedman Billings Ramsey              $12.50   $15.15   $16.00    28.00%    $2.65    $3.50
 2/4/2004   Asset Acceptance Capital          AACC    Bear Stearns                          $15.00   $16.66   $16.68    11.20%    $1.66    $1.68
 2/4/2004   Assurant                            AIZ   Morgan Stanley                        $22.00   $23.75   $24.70    12.27%    $1.75    $2.70
 2/4/2004   Renovis                           RNVS    Goldman Sachs                         $12.00   $12.50   $14.50    20.83%    $0.50    $2.50
 2/4/2004   TODCO                              THE    Morgan Stanley                        $12.00   $13.55   $13.70    14.17%    $1.55    $1.70
 2/5/2004   Bakers Footwear Group             BKRS    Ryan Beck/BB&T Capital                $7.75    $8.70    $8.29      6.97%    $0.95    $0.54
 2/5/2004   Staktex Holdings                  STAK    Morgan Stanley/Merrill Lynch          $13.00   $14.48   $14.88    14.46%    $1.48    $1.88
 2/5/2004   Symbion                           SMBI    Credit Suisse First Boston            $15.00   $18.00   $18.63    24.20%    $3.00    $3.63
 2/6/2004   AlphaSmart                        ALSM    Jefferies                             $6.00    $6.99    $6.19      3.17%    $0.99    $0.19
2/11/2004   Affordable Residential Communities ARC    Citigroup/Merrill Lynch               $19.00   $19.10   $19.00     0.00%    $0.10    $0.00
2/11/2004   Bristol West Holdings              BRW                                          $20.00
                                                      Credit Suisse First Boston/Bear Stearns        $22.75   $22.80    14.00%    $2.75    $2.80
2/11/2004   Atheros Communications            ATHR    Morgan Stanley/Lehman Brothers        $14.00   $18.75   $17.60    25.71%    $4.75    $3.60
2/11/2004   Corgentech                        CGTK                                          $16.00
                                                      Credit Suisse First Boston/Lehman Brothers     $18.00   $21.40    33.75%    $2.00    $5.40
2/13/2004   CEA Acquisition                  CEACU    EarlyBirdCapital/GunnAllen            $6.00    $6.60    $6.06      1.00%    $0.60    $0.06
2/18/2004   Dynavax Technologies              DVAX    Bear Stearns/Deutsche Bank            $7.50    $8.30    $9.40     25.33%    $0.80    $1.90
2/19/2004   Cherokee International            CHRK    Credit Suisse First Boston            $14.50   $16.75   $16.50    13.79%    $2.25    $2.00
2/23/2004   Kinetic Concepts                    KCI   Merrill Lynch/JP Morgan               $30.00   $33.50   $40.40    34.67%    $3.50   $10.40
 3/3/2004   Linktone                          LTON    Credit Suisse First Boston            $14.00   $19.01   $17.42    24.43%    $5.01    $3.42
3/10/2004   TOM Online                        TOMO    Citigroup/Morgan Stanley              $15.55   $15.75   $15.58     0.19%    $0.20    $0.03
3/15/2004   TNS                               TNS     JP Morgan/Lehman Brothers             $18.00        $18.50   $18.00     0.00%    $0.50    $0.00
3/15/2004   Xcyte Therapies                  XCYT     Piper Jaffray/RBC Capital Markets      $8.00        $8.50    $7.31     -8.63%    $0.50   -$0.69
3/16/2004   Tercica                          TRCA     Lehman Brothers/SG Cowen               $9.00        $9.00    $9.00      0.00%    $0.00    $0.00
3/17/2004   Semiconductor Mfg Int'l            SMI                                          $17.50
                                                      Credit Suisse First Boston/Deutsche Bank            $17.00   $15.52   -11.31%   -$0.50   -$1.98
3/17/2004   Chardan China Acquisition      CAQCU.OB   EarlyBirdCapital                       $6.00        $6.05    $6.05      0.83%    $0.05    $0.05
3/17/2004   Sunset Financial Resources        SFO     WR Hambrecht/JP Morgan                $13.00        $12.75   $12.75    -1.92%   -$0.25   -$0.25
3/18/2004   Capital Lease Funding              LSE                                          $10.50
                                                      Friedman Billings Ramsey/Wachovia Securities        $12.95   $13.41    27.71%    $2.45    $2.91
3/22/2004   Signature Bank                   SBNY     Friedman Billings Ramsey              $15.50        $18.50   $19.47    25.61%    $3.00    $3.97
3/24/2004   Ultra Clean Holdings             UCTT     Credit Suisse First Boston/JP Morgan $7.00          $7.01    $7.50      7.14%    $0.01    $0.50
3/25/2004   Hornbeck Offshore Services        HOS     Goldman Sachs/Jefferies               $13.00        $13.25   $13.25     1.92%    $0.25    $0.25
3/25/2004   Anadys Pharmaceuticals           ANDS     SG Cowen/Piper Jaffray                 $7.00        $7.00    $7.06      0.86%    $0.00    $0.06
3/30/2004   Cutera                           CUTR     Piper Jaffray                         $14.00        $14.00   $14.00     0.00%    $0.00    $0.00
3/30/2004   Marchex                          MCHX                                            $6.50
                                                      Sanders Morris Harris/National Securities           $7.52    $8.88     36.62%    $1.02    $2.38
3/31/2004   Santarus                         SNTS     SG Cowen/UBS Investment Bank           $9.00        $9.00    $10.10    12.22%    $0.00    $1.10
 4/5/2004   Memory Pharmaceuticals           MEMY     UBS Investment Bank/SG Cowen           $7.00        $7.50    $8.40     20.00%    $0.50    $1.40
 4/5/2004   JED Oil                           JDO     Gilford Securities                     $5.50        $10.00   $11.20   103.64%    $4.50    $5.70
 4/6/2004   Arbor Realty Trust                ABR                                           $20.00
                                                      Wachovia Securities/UBS Investment Bank             $20.05   $20.50     2.50%    $0.05    $0.50
4/13/2004   Corcept Therapeutics             CORT     Thomas Weisel Partners/Piper Jaffray $12.00         $12.25   $12.23     1.92%    $0.25    $0.23
4/16/2004   Immunicon                        IMMC     UBS Investment Bank                    $8.00        $8.53    $9.50     18.75%    $0.53    $1.50
4/20/2004   ProCentury                       PROS     Friedman Billings Ramsey              $10.50        $10.65   $10.50     0.00%    $0.15    $0.00
4/20/2004   Gander Mountain                  GMTN     Banc of America/William Blair         $16.00        $20.00   $22.02    37.63%    $4.00    $6.02
4/21/2004   SiRF Technology Holdings          SIRF                                          $12.00
                                                      Morgan Stanley/Credit Suisse First Boston           $14.45   $15.30    27.50%    $2.45    $3.30
4/22/2004   Assured Guaranty                  AGO     Banc of America/Goldman Sachs         $18.00        $18.22   $18.00     0.00%    $0.22    $0.00
4/28/2004   Barrier Therapeutics             BTRX     Morgan Stanley                        $15.00        $15.00   $14.60    -2.67%    $0.00   -$0.40
4/29/2004   Intersections                     INTX    Deutsche Bank/Lazard                  $17.00        $21.01   $24.70    45.29%    $4.01    $7.70
4/29/2004   Cytokinetics                     CYTK     Goldman Sachs                         $13.00        $15.00   $16.10    23.85%    $2.00    $3.10
 5/5/2004   Origen Financial                 ORGN     Lehman Brothers                        $8.00        $8.00    $8.00      0.00%    $0.00    $0.00
 5/5/2004   Greenhill                         GHL     Goldman Sachs                         $17.50        $19.06   $20.50    17.14%    $1.56    $3.00
 5/6/2004   InfraSource Services               IFS    Lehman Brothers                       $13.00        $13.00   $12.65    -2.69%    $0.00   -$0.35
5/10/2004   Atlas America                    ATLS                                           $15.50
                                                      Friedman Billings Ramsey/Key Banc Capital Markets   $15.50   $18.14    17.03%    $0.00    $2.64
5/11/2004   Shanda Interactive Entertainment SNDA     Goldman Sachs                         $11.00        $11.30   $11.97     8.82%    $0.30    $0.97
5/12/2004   NuVasive                         NUVA     Banc of America/Lehman Brothers       $11.00        $11.05   $11.40     3.64%    $0.05    $0.40
5/19/2004   Blue Nile                         NILE    Merrill/Lynch/Bear Stearns            $20.50        $25.00   $28.40    38.54%    $4.50    $7.90
5/19/2004   Animas                           PUMP     Piper Jaffray/JP Morgan               $15.00        $17.25   $18.00    20.00%    $2.25    $3.00
5/24/2004   Genworth Financial               GNW      Morgan Stanley/Goldman Sachs          $19.50        $18.75   $19.50     0.00%   -$0.75    $0.00
5/26/2004   ACADIA Pharmaceuticals           ACAD     Banc of America/Piper Jaffray          $7.00        $7.44    $6.70     -4.29%    $0.44   -$0.30
5/26/2004   Angio Dynamics                   ANGO     RBC Capital Markets                   $11.00        $11.54   $12.50    13.64%    $0.54    $1.50
5/26/2004   Critical Therapeutics            CRTX     SG Cowen                               $7.00        $7.26    $7.10      1.43%    $0.26    $0.10
5/26/2004   Republic Airways Holdings        RJET     Merrill Lynch/Raymond James           $13.00        $14.25   $13.77     5.92%    $1.25    $0.77
5/27/2004   Alnylam Pharmaceuticals          ALNY     Banc of America                        $6.00        $6.10    $6.01      0.17%    $0.10    $0.01
5/27/2004   Standard Parking                 STAN    William Blair                          $11.50     $12.02        $12.58    9.39%    $0.52    $1.08
 6/2/2004   Global Signal                     GSL    Morgan Stanley/Banc of America/Lehman Brothers $20.10
                                                                                            $18.00                   $20.15   11.94%    $2.10    $2.15
 6/3/2004   Inhibitex                        INHX    Thomas Weisel Partners/Lazard           $7.00      $7.51        $7.22     3.14%    $0.51    $0.22
 6/9/2004   Digirad                          DRAD    Merrill Lynch/JP Morgan                $12.00     $12.00        $11.77   -1.92%    $0.00   -$0.23
 6/9/2004   PowerDsine                       PDSN    Citigroup/Deutsche Bank                $11.50     $12.49        $12.04    4.70%    $0.99    $0.54
 6/9/2004   CB Richard Ellis Group            CBG    Credit Suisse First Boston/Citigroup $19.00       $19.00        $18.35   -3.42%    $0.00   -$0.65
6/15/2004   Leadis Technology                 LDIS   Goldman Sachs/Merrill Lynch            $14.00     $14.27        $13.10   -6.43%    $0.27   -$0.90
6/15/2004   Metabasis Therapeutics           MBRX    SG Cowen/Deutsche Bank                  $7.00      $7.03        $6.66    -4.86%    $0.03   -$0.34
6/15/2004   ADESA                             KAR    UBS Investment Bank/Merrill Lynch $24.00          $25.50        $25.25    5.21%    $1.50    $1.25
6/16/2004   InfoSonics                        IFO    Gilford Securities                      $6.00      $6.00        $5.85    -2.50%    $0.00   -$0.15
6/17/2004   Radiation Therapy Services       RTSX    Wachovia/Banc of America               $13.00     $13.04        $14.05    8.08%    $0.04    $1.05
6/17/2004   Blackboard                       BBBB    Credit Suisse First Boston             $14.00     $15.80        $20.01   42.93%    $1.80    $6.01
6/21/2004   Color Kinetics                   CLRK    CIBC World Markets/Needham             $10.00     $10.01        $9.95    -0.50%    $0.01   -$0.05
6/21/2004   Jackson Hewitt Tax Service        JTX    Goldman Sachs/JP Morgan                $17.00     $17.00        $17.25    1.47%    $0.00    $0.25
6/21/2004   Momenta Pharmaceuticals          MNTA    SG Cowen/Banc of America                $6.50      $6.75        $7.81    20.15%    $0.25    $1.31
6/21/2004   Senomyx                          SNMX    Citigroup/Deutsche Bank                 $6.00      $6.45        $6.75    12.50%    $0.45    $0.75
6/22/2004   WCA Waste                        WCAA    Friedman Billings Ramsey/Stifel Nicolaus$9.50      $9.65        $8.59    -9.58%    $0.15   -$0.91
6/22/2004   salesforce.com                    CRM    Morgan Stanley                         $11.00     $15.00        $17.20   56.36%    $4.00    $6.20
6/23/2004   New York Mortgage Trust           NTR    Friedman Billings Ramsey                $9.00      $8.75        $8.94    -0.67%   -$0.25   -$0.06
6/23/2004   Gol Intelligent Airlines          GOL    Morgan Stanley/Merrill Lynch           $17.00     $18.80        $18.22    7.18%    $1.80    $1.22
6/23/2004   Strategic Hotel Capital           SLH    Goldman Sachs                          $14.00     $14.00        $14.35    2.50%    $0.00    $0.35
6/23/2004   Xyratex                          XRTX    Credit Suisse First Boston/Citigroup $14.00       $14.00        $13.95   -0.36%    $0.00   -$0.05
6/24/2004   Motive                           MOTV    JP Morgan/Thomas Weisel Partners $10.00           $10.25        $10.15    1.50%    $0.25    $0.15
6/24/2004   Multi-Fineline Electric          MFLX    Needham                                $10.00     $10.21        $10.04    0.40%    $0.21    $0.04
6/24/2004   Cabela's                          CAB    Credit Suisse First Boston             $20.00     $27.95        $26.00   30.00%    $7.95    $6.00
6/28/2004   Homex Development                 HXM    Citigroup/Merrill Lynch                $15.80     $17.00        $17.60   11.39%    $1.20    $1.80
6/29/2004   Life Time Fitness                 LTM                                           $
                                                     Credit Suisse First Boston/Merrill Lynch 18.50    $20.75        $21.00   13.51%    $2.25    $2.50
6/29/2004   Design Within Reach              DWRI    CIBC World Markets                     $12.00     $14.80        $16.43   36.92%    $2.80    $4.43
6/30/2004   WellCare Group                   WCG     Morgan Stanley                         $17.00     $19.30        $19.53   14.88%    $2.30    $2.53
 7/7/2004   Holly Energy Partners             HEP    Goldman Sachs                          $22.25     $23.50        $24.55   10.34%    $1.25    $2.30
 7/8/2004   KongZhong                        KONG    UBS Investment Bank                    $10.00     $10.25        $10.10    1.00%    $0.25    $0.10
 7/8/2004   NetLogic Mircosystems            NETL    Merrill Lynch/Lehman Brothers          $12.00     $12.30        $11.51   -4.08%    $0.30   -$0.49
 7/9/2004   Affirmative Insurance Holdings   AFFM    Piper Jaffray                          $14.00     $14.00        $14.02    0.14%    $0.00    $0.02
7/12/2004   Domino's Pizza                    DPZ    JP Morgan/Citigroup                    $14.00     $14.00        $13.50   -3.57%    $0.00   -$0.50
7/13/2004   HomeBanc                          HMB    JP Morgan/Friedman Billings Ramsey $7.50           $7.50        $8.15     8.67%    $0.00    $0.65
7/14/2004   Phase Forward                    PFWD    Thomas Weisel Partners                  $7.50      $8.75        $9.35    24.67%    $1.25    $1.85
7/15/2004   Collegiate Funding Services       CFSI   JP Morgan/Merrill Lynch                $16.00     $16.00        $15.64   -2.25%    $0.00   -$0.36
7/15/2004   Freescale Semiconductor           FSL    Goldman Sachs/Citigroup/JP Morgan $13.00          $13.00        $14.02    7.85%    $0.00    $1.02
7/15/2004   LG. Philips LCD (7/22/04)         LPL                                           $15.00
                                                     LG Investment & Securities/Morgan Stanley/UBS Investment Bank
                                                                                                       $14.40        $14.05   -6.33%   -$0.60   -$0.95
7/15/2004   Xenogen                          XGEN    Thomas Weisel Partners                  $7.00      $8.00        $7.50     7.14%    $1.00    $0.50
7/15/2004   QC Holdings                   QCCO    Ferris Baker Watts/JMP Securities      $14.00      $14.50   $15.20     8.57%   $0.50    $1.20
7/15/2004   Greenfield Online             SRVY    Lehman Brothers                        $13.00      $16.00   $18.70    43.85%   $3.00    $5.70
7/19/2004   McCormick & Schmick Holdings  MSSR    Banc of America                        $12.00      $12.03   $12.34     2.83%   $0.03    $0.34
7/21/2004   Idenix Pharmaceuticals         IDIX   Goldman Sachs/Banc of America          $14.00      $14.08   $13.45    -3.93%   $0.08   -$0.55
7/21/2004   Blackbaud                     BLKB    JP Morgan/Banc of America               $8.00      $8.35    $8.55      6.88%   $0.35    $0.55
7/21/2004   Dex Media                      DEX                                           $19.00
                                                  Morgan Stanley/Lehman Brothers/Merrill Lynch       $19.00   $19.50     2.63%   $0.00    $0.50
7/21/2004   Kanbay International          KBAY    UBS Investment Bank                    $13.00      $13.00   $15.20    16.92%   $0.00    $2.20
7/21/2004   NEUROMetrix                   NURO    Punk Ziegel/WR Hambrecht                $8.00      $8.11    $8.05      0.63%   $0.11    $0.05
7/22/2004   Auxilium Pharmaceuticals      AUXL    Deutsche Bank                           $7.50      $7.60    $7.20     -4.00%   $0.10   -$0.30
7/22/2004   Lumera                        LMRA    Paulson Investment                      $6.95      $7.03    $6.01    -13.53%   $0.08   -$0.94
7/22/2004   Top Tankers                   TOPT    Cantor Fitzgerald                      $11.00      $11.00   $10.60    -3.64%   $0.00   -$0.40
7/22/2004   Bucyrus International         BUCY    Goldman Sachs                          $18.00      $20.15   $22.50    25.00%   $2.15    $4.50
7/27/2004   Gramercy Capital               GKK    Wachovia/Merrill Lynch                 $15.00      $15.00   $15.00     0.00%   $0.00    $0.00
7/27/2004   MannKind                      MNKD    UBS Investment Bank                    $14.00      $15.49   $14.08     0.57%   $1.49    $0.08
7/28/2004   Volterra Semiconductor        VLTR    Goldman Sachs                           $8.00      $8.10    $8.25      3.13%   $0.10    $0.25
7/29/2004   MortgageIT Holdings            MHL    UBS Investment Bank/Merrill Lynch $12.00           $12.00   $12.00     0.00%   $0.00    $0.00
7/29/2004   EnerSys                        ENS    Morgan Stanley/Lehman Brothers         $12.50      $12.50   $12.50     0.00%   $0.00    $0.00
 8/4/2004   Rightnow Technologies         RNOW    Morgan Stanley/Thomas Weisel            $7.00      $7.02    $7.00      0.00%   $0.02    $0.00
 8/4/2004   New River Pharmaceuticals     NRPH    WR Hambrecht                            $8.00      $8.01    $7.50     -6.25%   $0.01   -$0.50
 8/4/2004   Commercial Vehicle Group       CVGI   Credit Suisse First Boston             $13.00      $13.05   $13.10     0.77%   $0.05    $0.10
 8/5/2004   Syneron Medical Ltd.          ELOS    Citigroup                              $12.00      $12.02   $10.75   -10.42%   $0.02   -$1.25
 8/5/2004   NAVTEQ                         NVT                                           $
                                                  Credit Suisse First Boston/Merrill Lynch 22.00     $25.05   $25.30    15.00%   $3.05    $3.30
 8/5/2004   BioMed Realty Trust            BMR    Raymond James                          $15.00      $16.00   $15.90     6.00%   $1.00    $0.90
 8/9/2004   WPT Enterprises               WPTE    Feltl and Company                       $8.00      $9.15    $6.86    -14.25%   $1.15   -$1.14
8/10/2004   Placer Sierra Bancshares      PLSB    Friedman Billings Ramsey               $20.00      $20.40   $19.50    -2.50%   $0.40   -$0.50
8/10/2004   Kite Realty Group Trust        KRG    Lehman Brothers/Wachovia               $13.00      $13.00   $13.00     0.00%   $0.00    $0.00
8/10/2004   Westlake Chemical              WLK    Credit Suisse First Boston/JP Morgan/Deutsche Bank $14.50
                                                                                         $14.50               $14.65     1.03%   $0.00    $0.15
8/11/2004   Extra Space Storage            EXR    UBS Investment Bank/Merrill Lynch $12.50           $12.76   $12.50     0.00%   $0.26    $0.00
8/11/2004                                  ACC
            American Campus Communities (ACC)     Citigroup/Deutsche Bank                $17.50      $17.50   $17.50     0.00%   $0.00    $0.00
8/11/2004   Archipelago Holdings            AX    Goldman Sachs/JP Morgan                $11.50      $11.50   $12.30     6.96%   $0.00    $0.80
8/11/2004   Stereotaxis                   STXS    Goldman Sachs/Bear Stearns              $8.00      $8.00    $7.82     -2.25%   $0.00   -$0.18
8/11/2004   EuroBancshares                EUBK                                           $14.00
                                                  Keefe, Bruyette & Woods/UBS Investment Bank        $14.75   $15.90    13.57%   $0.75    $1.90
8/12/2004   Cohen & Steers                 CNS    Merrill Lynch                          $13.00      $13.11   $13.00     0.00%   $0.11    $0.00
8/26/2004   eCOST.com                     ECST    William Blair                           $5.80      $6.40    $6.00      3.43%   $0.60    $0.20
9/14/2004   StoneMor Partners L.P.        STON    Lehman Brothers                        $20.50      $22.40   $21.60     5.37%   $1.90    $1.10
9/20/2004   Nephros                        NEP    The Shemano Group/National Securities   $6.00      $6.00    $5.85     -2.50%   $0.00   -$0.15
9/22/2004   Educate                       EEEE    Goldman Sachs/Merrill Lynch            $12.20      $12.20   $11.99    -1.72%   $0.00   -$0.21
9/22/2004   Beacon Roofing Supply         BECN    JP Morgan/William Blair                $13.00      $14.51   $15.99    23.00%   $1.51    $2.99
9/22/2004   ValleyBancorp                  VLLY   Sandler O'Niell & Partners             $18.00      $23.50   $21.03    16.83%   $5.50    $3.03
9/23/2004   Cogent Systems                COGT    Morgan Stanley/JP Morgan               $12.00      $16.02   $17.98    49.83%   $4.02    $5.98
9/27/2004    WebSideStory                       WSSI                                             Markets
                                                          Friedman Billings Ramsey/RBC Capital$8.50             $9.30    $9.04      6.35%    $0.80    $0.54
9/28/2004    CPFL Energia                         CPL     Merrill Lynch/Pactual Capital         $18.00          $18.00   $18.00     0.00%    $0.00    $0.00
9/28/2004    JAMDAT Mobile                      JMDT      Lehman Brothers/Merrill Lynch         $16.00          $23.00   $22.51    40.69%    $7.00    $6.51
9/28/2004    51job                              JOBS      Morgan Stanley                        $14.00          $18.98   $21.15    51.07%    $4.98    $7.15
9/29/2004    Primus Guaranty                      PRS     Lehman Brothers/Morgan Stanley        $13.50          $13.50   $13.50     0.00%    $0.00    $0.00
9/29/2004    Ness Technologies                  NSTC      Lehman Brothers/Merrill Lynch         $12.00          $12.01   $12.85     7.08%    $0.01    $0.85
9/29/2004    CallWave                           CALL      Deutsche Bank                         $10.00          $11.00   $9.55     -4.50%    $1.00   -$0.45
9/30/2004    PeopleSupport                      PSPT      SG Cowen                              $7.00           $7.07    $6.50     -7.14%    $0.07   -$0.50
9/30/2004    Eagle Hospitality Properties Trust EHP       A.G. Edwards/Wachovia                 $9.75           $10.00   $10.25     5.13%    $0.25    $0.50
10/4/2004    Texas Roadhouse                    TXRH      Banc of America/Wachovia Securities $17.50            $21.50   $22.46    28.34%    $4.00    $4.96
10/4/2004    Theravance                         THRX      Merrill Lynch/Lehman Brothers         $16.00          $19.00   $18.11    13.19%    $3.00    $2.11
10/6/2004    Gold Kist Holdings                  GKIS     Merrill Lynch                         $11.00          $11.25   $11.40     3.64%    $0.25    $0.40
10/6/2004    Thomas Properties Group             TPGI                                           $12.00
                                                          Freidman Billing Ramsey/UBS Investment Bank           $12.02   $12.06     0.50%    $0.02    $0.06
10/6/2004    IntraLase                           ILSE     Banc of America                       $13.00          $15.75   $16.25    25.00%    $2.75    $3.25
10/6/2004    New York & Company                  NWY      Bear Stearns/JP Morgan                $17.00          $19.00   $19.30    13.53%    $2.00    $2.30
10/7/2004                                         HTX
             Hutchison Telecommunications International   Goldman Sacha (Asia)                  $11.67          $11.35   $11.26    -3.51%   -$0.32   -$0.41
10/7/2004    B&G Foods Holdings                   BGF                                           $15.00
                                                          RBC Capital Markets/Credit Suisse First Boston/Merrill$15.05
                                                                                                                 Lynch   $15.00     0.00%    $0.05    $0.00
10/12/2004   Gurunet                             GRU      Maxium CapitalEarlybird Capital       $5.00           $5.00    $5.09      1.80%    $0.00    $0.09
10/12/2004   Huron Consulting Group             HURN      UBS Investment Bank/Deutsche Bank $15.50              $18.50   $18.90    21.94%    $3.00    $3.40
10/14/2004   CoTherix                           CTRX      CIBC World Markets/Piper Jaffray      $6.00           $6.01    $6.00      0.00%    $0.01    $0.00
10/14/2004   China Finance Online               JRJC      JP Morgan                             $13.00          $15.50   $11.70   -10.00%    $2.50   -$1.30
10/18/2004   Interchange                         INCX     Roth Capital Partners                 $8.00           $8.30    $7.65     -4.38%    $0.30   -$0.35
10/19/2004   VNUS Medical Technologies          VNUS      Banc of America/Piper Jaffray         $15.00          $15.50   $15.04     0.27%    $0.50    $0.04
10/19/2004   Celebrate Express                  BDAY      SG Cowen                              $15.40          $16.25   $16.70     8.44%    $0.85    $1.30
10/20/2004   Sunstone Hotel Investors            SHO      Citigroup/Merrill Lynch/Morgan Stanley$17.00          $17.00   $17.00     0.00%    $0.00    $0.00
10/20/2004   Tower Group                        TWGP      Friedman Billings Ramsey              $8.50           $8.74    $8.95      5.29%    $0.24    $0.45
10/20/2004   TelVent GIT                        TLVT      Merrill Lynch/Lehman Brothers         $9.00           $9.05    $9.02      0.22%    $0.05    $0.02
10/21/2004   U-Store-It Trust                     YSI     Lehman Brothers                       $16.00          $17.00   $16.50     3.13%    $1.00    $0.50
10/25/2004   NorthStar Realty Finance             NRF     Friedman Billings Ramsey              $9.00           $8.90    $8.75     -2.78%   -$0.10   -$0.25
10/25/2004   Shopping.com                       SHOP                                            $18.00
                                                          Goldman Sachs/Credit Suisse First Boston              $22.95   $28.80    60.00%    $4.95   $10.80
10/27/2004   FoxHollow Technologies             FOXH      JP Morgan/Piper Jaffray               $14.00          $16.25   $20.40    45.71%    $2.25    $6.40
10/27/2004   GMH Communities Trust               GCT      Banc of America/Merrill Lynch         $12.00          $12.05   $12.00     0.00%    $0.05    $0.00
10/27/2004   Calamos Asset Management           CLMS      Citigroup                             $18.00          $18.00   $19.92    10.67%    $0.00    $1.92
10/27/2004   eLong                              LONG      Deutsche Bank Securities              $13.50          $22.00   $14.40     6.67%    $8.50    $0.90
10/27/2004   DreamWorks Animation SKG            DWA      Goldman Sachs/JP Morgan               $28.00          $39.50   $38.75    38.39%   $11.50   $10.75
10/27/2004   Build-A-Bear Workshop               BBW      Credit Suisse First Boston/Citigroup $20.00           $27.00   $25.05    25.25%    $7.00    $5.05
10/28/2004   Mechel Steel Group OAO               MTL     UBS Investment Bank                   $21.00          $21.00   $20.50    -2.38%    $0.00   -$0.50
10/28/2004   Rand Acquisition                  RACQU      EarlyBirdCapital                      $6.00           $6.00    $6.02      0.33%    $0.00    $0.02
10/28/2004   Digital Realty Trust                 DLR     Citigroup/Merrill Lynch               $12.00          $12.00   $12.00     0.00%    $0.00    $0.00
10/28/2004   U.S. Shipping Partners L.P.          USS     Citigroup/Lehman Brothers             $22.25          $23.00   $23.25     4.49%    $0.75    $1.00
11/1/2004    Aames Investment                    AIC    Friedman Billings Ramsey              $8.50         $8.99      $9.30     9.41%   $0.49     $0.80
11/4/2004    Arlington Tankers Ltd.              ATB    UBS Investment Bank/Jefferies         $20.00        $22.30     $22.04   10.20%   $2.30     $2.04
11/4/2004    MarketAxess Holdings              MKTX     Credit Suisse First Boston/JP Morgan $11.00         $12.75     $17.49   59.00%   $1.75     $6.49
11/8/2004    Copano Energy, LLC                CPNO     RBC Capital Markets                   $20.00        $23.00     $23.00   15.00%   $3.00     $3.00
11/9/2004    China Netcom Group                   CN    China International/Citigroup/Goldman $21.82 (Asia) $23.85
                                                                                              Sachs                    $24.90   14.12%   $2.03     $3.08
11/9/2004    Zip Realty                         ZIPR    UBS Investment Bank/Deutsche Bank $13.00            $17.00     $16.30   25.38%   $4.00     $3.30
11/10/2004   Ormat Technologies                 ORA     Lehman Brothers/Deutsche Bank         $15.00        $15.20     $15.67    4.47%   $0.20     $0.67
11/10/2004   Nalco Holding                       NLC    Goldman Sachs/Citigroup               $15.00        $15.15     $16.20    8.00%   $0.15     $1.20
11/15/2004   InPhonic                           INPC    Deutsche Bank/JP Morgan               $19.00        $23.01     $24.00   26.32%   $4.01     $5.00
11/17/2004   Specialty Underwriters' Alliance   SUAI    Friedman Billings Ramsey              $9.50         $9.91      $9.57     0.74%   $0.41     $0.07
11/17/2004   PRA International                  PRAI                                          $19.00
                                                        Credit Suisse First Boston/Bear Stearns             $21.00     $21.00   10.53%   $2.00     $2.00
11/17/2004   Iowa Telecommunications Services IWA       Morgan Stanley/Merrill Lynch          $19.00        $20.58     $20.80    9.47%   $1.58     $1.80
11/18/2004   Coinmach Service                    DRY    Merrill Lynch                         $13.64        $13.64     $13.64    0.00%   $0.00     $0.00
11/18/2004   Monolithic Power Systems          MPWR     Goldman Sachs/Merrill Lynch           $8.50         $9.06      $9.84    15.76%   $0.56     $1.34
11/18/2004   PortalPlayer                      PLAY     Citigroup/Credit Suisse First Boston $17.00         $25.60     $25.80   51.76%   $8.60     $8.80
11/22/2004   UAP Holdings                      UAPH                                           $16.00
                                                        Goldman Sachs/Credit Suisse First Boston/UBS Investment Bank
                                                                                                            $16.25     $16.32    2.00%   $0.25     $0.32
12/2/2004                                       NINE
             Ninetowns Digital World Trade Holdings     JP Morgan                             $11.00        $14.00     $11.40    3.64%   $3.00     $0.40
12/7/2004    CABG Medical                      CABG     Feltl/Ladenburg Thalmann              $5.50         $6.40      $6.09    10.73%   $0.90     $0.59
12/8/2004    Foundation Coal Holdings            FCL    Morgan Stanley/Citigroup              $22.00        $23.35     $21.75   -1.14%   $1.35    -$0.25
12/8/2004    OccuLogix                         RHEO     Citigroup                             $12.00        $13.00     $12.00    0.00%   $1.00     $0.00
12/8/2004    SYMMETRY Medical                   SMA                                           $15.00
                                                        Banc of America/Credit Suisse First Boston          $17.25     $18.60   24.00%   $2.25     $3.60
12/9/2004    First State Financial             FSTF     Advest                                $12.00        $12.75     $12.72    6.00%   $0.75     $0.72
12/9/2004    Bill Barrett                       BBG     Goldman Sachs                         $25.00        $27.50     $29.05   16.20%   $2.50     $4.05
12/9/2004    HouseValues                       SOLD     Credit Suisse First Boston/JP Morgan $15.00         $18.00     $15.74    4.93%   $3.00     $0.74
12/9/2004    Adeza Biomedical                  ADZA     UBS Investment Bank                   $16.00        $17.00     $19.70   23.13%   $1.00     $3.70
12/9/2004    Community Bancorp                 CBON                                           $
                                                        Keefe Bruyette & Woods/D.A. Davidson23.00           $28.50     $29.35   27.61%   $5.50     $6.35
12/13/2004   Conor Medsystems                  CONR     Citigroup                             $13.00        $13.10     $13.26    2.00%   $0.10     $0.26
12/13/2004   Comstock Homebuilding Companies    CHCI    BB&T Capital Markets                  $16.00        $19.00     $16.75    4.69%   $3.00     $0.75
12/13/2004   Orange 21                         ORNG     Roth Capital Partners/First Albany    $8.75         $9.65      $10.00   14.29%   $0.90     $1.25
12/13/2004   BlueLinx Holdings                   BXC    Goldman Sachs/Morgan Stanley          $13.50        $13.50     $13.50    0.00%   $0.00     $0.00
12/13/2004   Knoll                               KNL    Goldman Sachs/UBS Investment Bank$15.00             $16.30     $17.10   14.00%   $1.30     $2.10
12/14/2004   Cascade Microtech                 CSCD     Lehman Brothers/JP Morgan             $14.00        $14.43     $13.75   -1.79%   $0.43     $2.00
12/14/2004   Great Wolf Resorts                WOLF     Citigroup                             $17.00        $22.50     $21.00   23.53%   $5.50     $4.00
12/14/2004   Las Vegas Sands                     LVS    Goldman Sachs                         $29.00        $41.90     $46.56   60.55%   $12.90   $17.56
12/14/2004   The9 Limited                      NCTY     Bear Stearns/CLSA CIBC World Markets  $17.00        $19.00     $21.00   23.53%   $2.00     $4.00
12/15/2004   Spirit Finance                      SFC    Banc of America/Citigroup             $11.00        $12.05     $12.40   12.73%   $1.05     $1.40
12/15/2004   Feldman Mall Properties             FMP    Friedman Billings Ramsey              $13.00        $13.00     $12.85   -1.15%   $0.00    -$0.15
12/15/2004   Herbalife                           HLF    Merrill Lynch/Morgan Stanley          $14.00        $14.00     $14.72    5.14%   $0.00     $0.72
12/15/2004   Interline Brands                     IBI                                         $15.00
                                                        Credit Suisse First Boston/Lehman Brothers          $15.00     $17.30   15.33%   $0.00     $2.30
12/15/2004   Otelco Telecommunications           OTT                                          $15.20
                                                        CIBC World Markets/RBC Capital Markets/UBS Investment Bank
                                                                                                            $15.35     $15.25    0.33%   $0.15     $0.05
12/15/2004   Cambridge Display Technology    OLED    SG Cowen                             $12.00         $12.70   $11.27   -6.08%   $0.70    -$0.73
12/15/2004   Advance America Cash Advance     AEA    Morgan Stanley                       $15.00         $20.50   $20.50   36.67%   $5.50     $5.50
12/15/2004   Arbinet-thexchange              ARBX    Merrill Lynch/Lehman Brothers        $17.50         $26.85   $29.00   65.71%   $9.35    $11.50
12/15/2004   KMG AMERICA                     KMA     Friedman Billings Ramsey             $9.50          $10.50   $10.80   13.68%   $1.00     $1.30
12/16/2004   Warren Resources                WRES    KeyBanc Capital Markets              $7.50          $10.00   $9.20    22.67%   $2.50     $1.70
12/16/2004   MHI                             MDH     BB&T Capital Markets                 $10.00         $10.00   $10.00    0.00%   $0.00     $0.00



                                                                    2005
 1/20/05     Celanese                           CE   Morgan Stanley/Lehman Brothers       $16.00         $16.00   $16.00    0.00%    $0.00    $0.00
 1/20/05     SeaBright Insurance Holdings     SEAB   Friedman Billings Ramsey             $10.50         $11.80   $12.05   14.76%    $1.30    $1.55
 1/20/05     ViaCell                          VIAC                                         $7.00
                                                     Credit Suisse First Boston/UBS Investment Bank      $11.00   $8.69    24.14%    $4.00    $1.69
 1/25/05     Education Realty Trust            EDR   JP Morgan/UBS Investment Bank        $16.00         $16.25   $16.45    2.81%    $0.25    $0.45
 1/25/05     GFI Group                        GFIG   Citigroup/Merrill Lynch              $21.00         $24.99   $26.44   25.90%    $3.99    $5.44
 1/26/05     optionsXpress                   OXPS    Goldman Sachs/Merrill Lynch          $16.50         $23.00   $20.30   23.03%    $6.50    $3.80
 1/27/05     Dollar Financial                 DLLR   Piper Jaffray/Jefferies              $16.00         $17.06   $16.00    0.00%    $1.06    $0.00
 1/27/05     National Interstate              NATL   Merrill Lynch                        $13.50         $14.25   $15.58   15.41%    $0.75    $2.08
 1/27/05     W&T Offshore                      WTI   Lehman Brothers/Jefferies            $19.00         $19.50   $18.50   -2.63%    $0.50   -$0.50
  2/2/05     DryShips                        DRYS    Cantor Fitzgerald                    $18.00         $19.80   $20.20   12.22%    $1.80    $2.20
  2/2/05     Favrille                         FVRL   Bear Stearns                          $7.00         $7.15    $6.80    -2.86%    $0.15   -$0.20
  2/2/05     Icagen                           ICGN   UBS Investment Bank                   $8.00         $8.05    $7.30    -8.75%    $0.05   -$0.70
  2/3/05     FairPoint Communications          FRP   Morgan Stanley/Goldman Sachs         $18.50         $18.50   $18.05   -2.43%    $0.00   -$0.45
  2/3/05     Hurray! Holding                 HRAY    Citigroup                            $10.25         $10.26   $10.25    0.00%    $0.01    $0.00
  2/3/05     American Reprographics            ARP   Goldman Sachs/Morgan Stanley         $13.00         $13.05   $13.75    5.77%    $0.05    $0.75
  2/3/05     Threshold Pharmaceuticals        THLD   Banc of America/CIBC World Markets $7.00            $7.02    $7.14     2.00%    $0.02    $0.14
  2/7/05     GRAVITY Co. Ltd .               GRVY    Credit Suisse First Boston           $13.50         $13.76   $12.59   -6.74%    $0.26   -$0.91
  2/8/05     FTD Group                         FTD   Goldman Sachs/Citigroup              $13.00         $13.90   $13.60    4.62%    $0.90    $0.60
  2/8/05     Valor Communications Group        VCG                                        $15.00
                                                     Merrill Lynch/Banc of America/JP Morgan             $15.55   $15.31    2.07%    $0.55    $0.31
  2/8/05     Emageon                         EMAG    Wachovia/Piper Jaffray               $13.00         $14.50   $15.10   16.15%    $1.50    $2.10
  2/9/05     Syniverse Technologies            SVR                                        $16.00
                                                     Lehman Brothers/Goldman Sachs/Bear Stearns          $16.00   $16.00    0.00%    $0.00    $0.00
  2/9/05     Hiland Partners LP               HLND   AG Edwards & Sons                    $22.25         $27.51   $29.05   30.56%    $5.26    $6.80
  2/9/05     Prestige Brands Holdings          PBH   Merrill Lynch/Goldman Sachs/JP Morgan$16.00         $17.50   $17.75   10.94%    $1.50    $1.75
 2/10/05     Huntsman                          HUN   Citigroup                            $23.00         $24.50   $24.50    6.52%    $1.50    $1.50
 2/10/05     Universal Truckload Services     UACL   Stephens                             $20.00         $21.00   $22.50   12.50%    $1.00    $2.50
 2/14/05     Odimo                           ODMO                                          Ramsey
                                                     CIBC World Markets/Friedman Billings $9.00          $9.05    $8.75    -2.78%    $0.05   -$0.25
 2/14/05     ECC Capital                       ECR   Friedman Billings Ramsey              $6.75         $6.75    $6.75     0.00%    $0.00    $0.00
 2/14/05     Veri-Tek International            VCC   Anderson & Strudrick                  $6.00         $6.20    $6.90    15.00%    $0.20    $0.90
 2/14/05     Alpha Natural Resources           ANR   Morgan Stanley/Citigroup             $19.00         $22.50   $22.69   19.42%    $3.50    $3.69
 2/15/05     Wright Express                   WXS                                         $18.00
                                                     JP Morgan/Credit Suisse First Boston/Merril Lynch   $17.50   $17.70   -1.67%   -$0.50   -$0.30
 2/16/05     Coastal Bancshare Acquisition   CBASU   I-Bankers/Newbridge                   $6.00         $6.35    $6.31     5.17%    $0.35    $0.31
2/16/05   Dolby Laboratories                   DLB  Morgan Stanley/Goldman Sachs          $18.00   $23.00   $24.30    35.00%    $5.00    $6.30
2/17/05   Aldabra Acquisitions               ALBAU  Morgan Joseph/EarlyBirdCapital        $6.00    $6.20    $6.30      5.00%    $0.20    $0.30
2/24/05   Ardent Acquisition                AACQU   EarlyBirdCaptial                      $6.00    $6.10    $6.31      5.17%    $0.10    $0.31
 3/3/05   Aspreva Pharmaceuticals             ASPV  Merrill Lynch                         $11.00   $12.50   $14.79    34.45%    $1.50    $3.79
 3/8/05   International Securities Exchange    ISE  Bear Stearns/Morgan Stanley           $18.00   $25.75   $30.40    68.89%    $7.75   $12.40
3/10/05   Shamir Optical Industry            SHMR   William Blair/CIBC World Markets      $14.00   $19.49   $16.00    14.29%    $5.49    $2.00
3/14/05   BofI Holding                        BOFI  W.R. Hambrecht                        $11.50   $11.65   $11.50     0.00%    $0.15    $0.00
3/16/05   PanAmSat Holding                      PA  Morgan Stanley/Citigroup/Merrill Lynch$18.00   $17.50   $17.35    -3.61%   -$0.50   -$0.65
3/17/05   Diana Shipping                       DSX  Bear Streans                          $17.00   $17.01   $17.30     1.76%    $0.01    $0.30
3/31/05   Fastclick                           FSTC  Credit Suisse First Boston/Citigroup $12.00    $14.99   $12.00     0.00%    $2.99    $0.00
 4/5/05   FreightCar America                  RAIL  UBS Investment Bank                   $19.00   $20.26   $21.03    10.68%    $1.26    $2.03
4/12/05   Mercator Partners AcquisitionsMPAQU/MPABU)HCFP/Brenner - Morgan Joseph          $10.10   $10.15   $10.30     1.98%    $0.05    $0.20
4/12/05   PRB Gas Transportation               PRB  Gilford Securities                    $5.50    $7.70    $7.65     39.09%    $2.20    $2.15
4/13/05   DexCom                             DXCM   Piper Jaffray/SG Cowen                $12.00   $12.08   $11.74    -2.17%    $0.08   -$0.26
4/14/05   Earle M. Jorgensen                   JOR                                        $10.00
                                                    Credit Suisse First Boston/Goldman Sachs       $9.00    $9.00    -10.00%   -$1.00   -$1.00
4/18/05   Terra Nova Acquisition             TNVAU  EarlyBird Capital                     $6.00    $6.09    $6.22      3.67%    $6.22    $0.22
4/20/05   National Atlantic Holdings         NAHC   Citigroup                             $12.00   $12.00   $11.81    -1.58%    $0.00   -$0.19
4/22/05   KBL Healthcare Acquisition Corp. IIKBLHU  EarlyBirdCapital                      $6.00    $6.01    $6.30      5.00%    $0.01    $0.30
4/25/05   Accuride                            ACW                                         $9.00
                                                    Citigroup/Deutsche Bank/UBS Investment Bank    $9.00    $9.00      0.00%    $0.00    $0.00
4/28/05   VeriFone Holdings                    PAY  JP Morgan/Lehman Brothers             $10.00   $10.75   $10.75     7.50%    $0.75    $0.75
 5/2/05   Morningstar                        MORN   W.R. Hambrecht                        $18.50   $18.66   $20.05     8.38%    $0.16    $1.55
 5/4/05   Lazard                               LAZ  Goldman Sachs                         $25.00   $25.00   $24.00    -4.00%    $0.00   -$1.00
 5/4/05   Lazard Ltd.                          LDZ  Goldman Sachs                         $25.00   $24.00   $24.00    -4.00%   -$1.00   -$1.00
 5/4/05   Teekay LNG Partners, L.P.            TGP  Citigroup                             $22.00   $24.69   $24.30    10.45%    $2.69    $2.30
 5/5/05   Bois d'Arc Energy                    BDE  Raymond James                         $13.00   $13.25   $12.65    -2.69%    $0.25   -$0.35
 5/5/05                                       CNTF  Merrill Lynch
          China Techfaith Wireless Communication Technology                               $16.25   $16.27   $15.32    -5.72%    $0.02   -$0.93
 5/5/05   Zumiez                              ZUMZ  Wachovia Securities/Piper Jaffray     $18.00   $20.55   $24.87    38.17%    $2.55    $6.87
 5/9/05   New Skies Satellites                 NSE  Goldman Sachs/Lehman Brothers         $16.50   $16.60   $16.58     0.48%    $0.10    $0.08
5/10/05   Warner Music Group                  WMG   Goldman Sachs/Morgan Stanley          $17.00   $15.75   $16.40    -3.53%   -$1.25   -$0.60
5/16/05   Xerium Technologies                  XRM  Citigroup/Merrill Lynch               $12.00   $12.00   $12.00     0.00%    $0.00    $0.00
5/17/05   Citi Trends                         CTRN  CIBC World Markets                    $14.00   $16.95   $15.70    12.14%    $2.95    $1.70
5/24/05   TransMontaigne Partners L.P.         TLP  UBS Investment Bank                   $21.40   $24.50   $24.51    14.53%    $3.10    $3.11
5/25/05   DiamondRock Hospitalty               DRH  Citigroup/Friedman Billings Ramsey $10.50      $10.54   $10.60     0.95%    $0.04    $0.10
5/25/05   SSA Global Technologies            SSAG   JP Morgan/Citigroup                   $11.00   $11.50   $11.00     0.00%    $0.50    $0.00
 6/2/05   XenoPort                            XNPT  Morgan Stanley/Deutsche Bank          $10.50   $10.52   $10.39    -1.05%    $0.02   -$0.11
 6/3/05   Aries Maritime Transportation      RAMS   Jefferies/Credit Suisse First Boston $12.50    $12.54   $12.97     3.75%    $0.04    $0.47
 6/8/05   LHC Group                           LHCG  Jefferies/Legg Mason Wood Walker $14.00        $15.50   $17.10    22.14%    $1.50    $3.10
 6/9/05   Rackable Systems                   RACK   Thomas Weisel Partners                $12.00   $12.26   $12.20     1.67%    $0.26    $0.20
6/13/05   Premium Standard Farms             PORK   Morgan Stanley                        $12.50   $12.50   $12.50     0.00%    $0.00    $0.00
6/15/05   Gentium S.p.A.                       GNT  Maxim Group/I-Bankers                 $9.00    $8.50    $8.90     -1.11%   -$0.50   -$0.10
6/15/05   ev3                                  EVVV    Piper Jaffray/Banc of America          $14.00        $13.50        $14.15     1.07%   -$0.50    $0.15
6/15/05   Micrus Endovascular                 MEND     AG Edwards/Needham                     $11.00        $11.06        $11.01     0.09%    $0.06    $0.01
6/20/05   Inergy Holdings LP                  NRGP     Lehman Brothers/AG Edwards             $22.50        $27.50        $27.83    23.69%    $5.00    $5.33
6/21/05   Builders FirstSources                BLDR    UBS Investment Bank/Deutsche Bank $16.00             $16.52        $15.44    -3.50%    $0.52   -$0.56
6/21/05   Allion Healthcare                     ALLI   Thomas Weisel Partners                 $13.00        $14.00        $16.50    26.92%    $1.00    $3.50
6/22/05   Lincoln Educational Services         LINC    Merrill Lynch                          $20.00        $20.03        $20.17     0.85%    $0.03    $0.17
6/22/05   Eagle Bulk Shipping                  EGLE                                           $14.00
                                                       UBS Investment Bank/Bear Stearns/Citigroup           $14.00        $13.50    -3.57%    $0.00   -$0.50
6/23/05   KKR Financial                         KFN    Citigroup                              $24.00        $24.75        $24.50     2.08%    $0.75    $0.50
6/23/05   Kenexa                               KNXA    SG Cowen                               $12.00        $12.06        $12.05     0.42%    $0.06    $0.05
6/24/05   TBS International                    TBSI    Merrill Lynch/Jefferies                $10.00        $10.00        $10.50     5.00%    $0.00    $0.50
6/28/05   TAC Acquisition                     TACAU    Wedbush Morgan                          $6.00        $6.15          $6.01     0.17%    $0.15    $0.01
6/28/05   Deerfield Triarc Capital              DFR                                           $16.00
                                                       Credit Suisse First Boston/Merrill Lynch/UBS Investment Bank/Deutsche Bank
                                                                                                            $16.00        $16.00     0.00%    $0.00    $0.00
6/28/05   Columbia Equity Trust                COE     Wachovia/Robert W. Baird               $15.00        $15.50        $15.40     2.67%    $0.50    $0.40
6/28/05   HemoSense                            HEM     Lazard Capital Markets/WR Hambrecht$5.50             $5.50          $5.52     0.36%    $0.00    $0.02
6/28/05   DSW                                  DSW     Lehman Brothers                        $19.00        $24.00        $24.10    26.84%    $5.00    $5.10
6/28/05   NeuStar                              NSR     Morgan Stanley/Credit Siusse First Boston/JP Morgan $25.00
                                                                                              $22.00                      $26.00    18.18%    $3.00    $4.00
6/29/05   Silicon Motion Technology            SIMO    Deutsche Bank Securities               $10.50        $10.60        $10.50     0.00%    $0.10    $0.00
6/29/05                                        SVIU
          Services Acquisition Corp. International     Broadband Capital Management            $8.00        $8.05          $8.00     0.00%    $0.05    $0.00
6/29/05   Volcom                               VLCM    Wachovia Securities/D.A. Davidson $19.00             $26.01        $26.77    40.89%    $7.01    $7.77
6/29/05   Western Allaince Bancorporations WAL         Sandler O'Neill/Keefe Bruyette & Woods $22.00        $26.75        $25.40    15.45%    $4.75    $3.40
6/30/05   Courtside Acquisition               CRBU     EarlyBirdCaptial/ThinkEquity Partners $6.00          $5.85          $6.00     0.00%   -$0.15    $0.00
 7/7/05   Medical Properties Trust             MPW     Friedman Billings Ramsey/JP Morgan $10.50            $10.50        $11.00     4.76%    $0.00    $0.50
7/12/05   Focus Media Holding Limited         FMCN                                            $17.00
                                                       Goldman Sachs/Credit Suisse First Boston             $18.75        $20.20    18.82%    $1.75    $3.20
7/13/05   CryoCor                             CRYO     W.R. Hambrecht+Co                      $11.00        $11.07        $10.87    -1.18%    $0.07   -$0.13
7/13/05   JER Investors Trust                   JRT                                           $17.50
                                                       Friedman Billings Ramsey/Banc of America             $18.40        $18.30     4.57%    $0.90    $0.80
7/14/05   Fortress America Acquisition        FAACU    Sunrise Securities                      $6.00        $6.00          $6.00     0.00%    $0.00    $0.00
7/14/05   Israel Technonlgy Acquisition       ISLTU    EarlyBirdCapital                        $6.00        $6.05          $5.80    -3.33%    $0.05   -$0.20
7/14/05   Oakmont Acquisition                OMACU     Morgan Joseph/Wells Fargo               $6.00        $6.00          $6.00     0.00%    $0.00    $0.00
7/14/05   Quintana Maritine                   QMAR     Citigroup/Morgan Stanley               $11.50        $11.00        $11.26    -2.09%   -$0.50   -$0.24
7/15/05   Juniper Partners Acquisition        JNPPU                                           $
                                                       HCFP/Brenner Securities/Brean Murray 10.50           $10.50        $10.40    -0.95%    $0.00   -$0.10
7/15/05   Juniper Partners Acquisition        JNPPZ                                           $
                                                       HCFP/Brenner Securities/Brean Murray 10.10           $10.10        $10.05    -0.50%    $0.00   -$0.05
7/20/05   Adams Respiratory Therapeutics ARXT          Merrill Lynch/Morgan Stanley           $17.00        $21.50        $25.75    51.47%    $4.50    $8.75
7/20/05   Diamond Foods                       DMND     Merrill Lynch                          $17.00        $20.70        $21.05    23.82%    $3.70    $4.05
7/21/05   Consolidated Communications Illinois CNSL    Credit Suisse First Boston             $13.00        $13.00        $13.79     6.08%    $0.00    $0.79
7/21/05   Genco Shipping & Trading             GSTL    Jefferies/Morgan Stanley               $21.00        $21.00        $20.87    -0.62%    $0.00   -$0.13
7/21/05   Hittite Microwave                    HITT    Lehman Brothers                        $17.00        $20.77        $19.45    14.41%    $3.77    $2.45
7/21/05   Maidenform Brands                    MFB                                            $17.00
                                                       UBS Investment Bank/Credit Suisse First Boston       $20.50        $19.85    16.76%    $3.50    $2.85
7/25/05   ITC Holdings                          ITC                                           $23.00
                                                       Lehman Brothers/Credit Suisse First Boston/Morgan Stanley
                                                                                                            $27.00        $26.40    14.78%    $4.00    $3.40
7/26/05   Pike Electric                         PEC    Citigroup/JP Morgan                    $14.00        $14.22        $14.36     2.57%    $0.22    $0.36
7/27/05   Alon USA Energy                       ALJ                                           $16.00
                                                       Credit Suisse First Boston/Deutsche Bank             $18.00        $17.25     7.81%    $2.00    $1.25
7/28/05   Patriot Capital Funding             PCAP   AG Edwards                          $14.00          $14.75    $14.05     0.36%    $0.75    $0.05
7/28/05   Golf Galaxy                        GGXY    Piper Jaffray/William Blair         $14.00          $17.05    $18.61    32.93%    $3.05    $4.61
7/28/05   Superior Well Services              SWSI   KeyBanc Capital Markets             $13.00          $16.25    $18.40    41.54%    $3.25    $5.40
7/29/05   Healthcare Acquisition             HAQ.U   Maxim Group/I-Bankers                $8.00          $8.00     $8.00      0.00%    $0.00    $0.00
 8/2/05   Baby Universe                        BUN   Gunn Allen/Wedbush Morgan            $9.50          $9.85     $10.70    12.63%    $0.35    $1.20
 8/2/05   Unica                               UNCA   Deutsche Bank Securities            $10.00          $10.21    $11.71    17.10%    $0.21    $1.71
 8/2/05   The Republic Group                  RUTX   JP Morgan/Banc of America           $14.00          $14.00    $14.15     1.07%    $0.00    $0.15
 8/2/05   MWI Veterinary Supply               MWIV   Banc of America                     $17.00          $20.14    $21.25    25.00%    $3.14    $4.25
 8/3/05   Eschelon Telecom                    ESCH   Lehman Brothers/Jefferies           $14.00          $13.78    $13.15    -6.07%   -$0.22   -$0.85
 8/3/05   WorldSpace                         WRSP    UBS Investment Bank                 $21.00          $24.10    $22.36     6.48%    $3.10    $1.36
 8/3/05   Advanced Analogic Technologies      AATI   Morgan Stanley/Merrill Lynch        $10.00          $12.25    $11.87    18.70%    $2.25    $1.87
 8/4/05   Chardan North China Acquisition    CNCAU   EarlyBridCapital                     $6.00          $5.95     $6.15      2.50%   -$0.05    $0.15
 8/4/05   Chardan Southj China Acquisition   CSCAU   EarlyBridCapital                     $6.00          $5.98     $6.15      2.50%   -$0.02    $0.15
 8/4/05   Advanced Life Sciences              ADLS                                        $5.00
                                                     C.E. Unterberg, Towbin/ThinkEquity Partners         $5.03     $6.00     20.00%    $0.03    $1.00
 8/4/05   AtriCure                            ATRC   UBS Investment Bank/Piper Jaffray $12.00            $12.10    $14.08    17.33%    $0.10    $2.08
 8/4/05   Hoku Scientific                    HOKU    Piper Jaffray                        $6.00          $6.01     $5.36    -10.67%    $0.01   -$0.64
 8/4/05   Baidu.com                           BIDU                                       $27.00
                                                     Goldman Sachs/Creidt Suisse First Boston            $66.00   $122.54   353.85%   $39.00   $95.54
 8/4/05   Dresser-Rand Group                  DRC    Morgan Stanley/Citigroup            $21.00          $22.01    $22.80     8.57%    $1.01    $1.80
 8/8/05   K&F Holdings Industries              KFI   Goldman Sachs/Lehman Brothers       $17.50          $18.45    $17.40    -0.57%    $0.95   -$0.10
 8/8/05   James River Group                   JRVR   Keefe Bruyette & Woods              $18.00          $18.15    $20.00    11.11%    $0.15    $2.00
 8/8/05   Ruth's Chris Steak House            RUTH   Banc of America/Wachovia            $18.00          $19.80    $20.70    15.00%    $1.80    $2.70
 8/8/05   Seaspan                             SSW    Citigroup/Merrill Lynch             $21.00          $21.10    $21.30     1.43%    $0.10    $0.30
 8/9/05   First Security Group                FSGI   Keefe Bruyette & Woods              $10.00          $10.50    $10.17     1.70%    $0.50    $0.17
 8/9/05   China Medical Technologies         CMED    UBS Investment Bank                 $15.00          $15.45    $16.20     8.00%    $0.45    $1.20
 8/9/05   Coley Pharmaceutical Group          COLY   Merrill Lynch/JP Morgan             $16.00          $18.55    $18.88    18.00%    $2.55    $2.88
 8/9/05   RBC Bearings                        ROLL   Merrill Lynch                       $14.50          $14.80    $15.27     5.31%    $0.30    $0.77
 8/9/05   Reddy Ice Holdings                   FRZ                                       $18.50
                                                     Bear Stearns/Lehman Brothers/Credit Suisse First Boston
                                                                                                         $19.60    $19.31     4.38%    $1.10    $0.81
8/10/05   CF Industries Holdings                CF   Morgan Stanley/JP Morgan            $16.00          $16.25    $16.20     1.25%    $0.25    $0.20
8/10/05   Heartland Payment Systems            HPY   Citigroup                           $18.00          $22.50    $24.51    36.17%    $4.50    $6.51
8/10/05   Refco                                RFX                                       $22.00
                                                     Credit Suisse First Boston/Goldman Sachs/Banc of America
                                                                                                         $26.25    $27.48    24.91%    $4.25    $5.48
8/15/05   Bronce Driling                      BRNC   Johnson Rice/Jefferies              $17.00          $19.00    $18.47     8.65%    $2.00    $1.47
8/15/05   Kona Grill                         KONA    Oppenheimer/Feltl                   $11.00          $13.00    $12.50    13.64%    $2.00    $1.50
8/16/05   Rockwood Holdings                   ROC                                        $20.00
                                                     Goldman Sachs/Credit Suisse First Boston            $19.72    $20.00     0.00%   -$0.28    $0.00
8/17/05   Williams Partners                   WPZ    Lehman Brothers                     $21.50          $24.90    $25.50    18.60%    $3.40    $4.00
8/18/05   Stone Acarde Acquisition           SCDEU   Morgan Joseph                        $6.00          $6.04     $6.15      2.50%    $0.04    $0.15
8/18/05   Ithaka Acquisition                 ITHKU   EarlyBirdCaptial/ThinkEquity         $6.00          $5.95     $5.85     -2.50%   -$0.05   -$0.15
8/23/05   Enterprise GP Holdings LP            EPE   Citigroup/Lehman Brothers           $28.00          $33.05    $32.55    16.25%    $5.05    $4.55
8/23/05   Ready Mix                           RMX                                        $11.00
                                                     Ladenburg, Thalmann/Wunderlich Securities           $12.00    $12.10    10.00%    $1.00    $1.10
8/26/05   Ad.Venture Partners                AVPAU   Wedbush Morgan                       $6.00          $6.01     $5.90     -1.67%    $0.01   -$0.10
 9/9/05   Coconut Palm Acquisition           CNUTU   Morgan Joseph/EarlyBirdCapital       $6.00          $6.20     $6.20      3.33%    $0.20    $0.20
9/19/05    Williams Scotsman International     WLSC                                         $16.00
                                                      Citigroup/Lehman Brothers/CIBC World Markets         $15.86   $15.93   -0.44%   -$0.14   -$0.07
9/20/05    Nexity Financial                    NXTY   Raymond James                         $16.00         $16.31   $16.25    1.56%    $0.31    $0.25
9/21/05    Ikanos Communications               IKAN   Citigroup/Lehman Brothers             $12.00         $13.30   $13.00    8.33%    $1.30    $1.00
9/22/05    North Pointe Holdings               NPTE   SunTrust Robinson Humphrey            $12.00         $12.26   $12.03    0.25%    $0.26    $0.03
9/22/05    Global Cash Access Holdings          GCA   Goldman Sachs/JP Morgan               $14.00         $15.22   $14.96    6.86%    $1.22    $0.96
9/26/05    Horizon Lines                        HRZ   Goldman Sachs/UBS Investment Bank$10.00              $10.50   $10.75    7.50%    $0.50    $0.75
9/26/05    Sunesis Pharmaceuticals             SNSS   Lehman Brothers/SG Cowen              $7.00          $7.09    $6.50    -7.14%    $0.09   -$0.50
9/27/05    TRX                                 TRXI   Credit Suisse First Boston            $9.00          $9.00    $9.06     0.67%    $0.00    $0.06
9/28/05    Genomic Health                      GHDX   JP Morgan/Lehman Brothers             $12.00         $12.00   $11.75   -2.08%    $0.00   -$0.25
9/28/05    Taleo                               TLEO   Citigroup                             $14.00         $14.01   $13.60   -2.86%    $0.01   -$0.40
9/28/05    Avalon Pharmaceuticals              AVRX   W.R. Hambrecht + Co.                  $10.50         $10.51   $9.49    -9.62%    $0.01   -$1.01
9/28/05    Caribou Coffee                      CBOU   Merril Lynch/Thomas Weisel Partners $14.00           $15.50   $13.00   -7.14%    $1.50   -$1.00
9/28/05    Global Partners                      GLP                                         $22.00
                                                      Lehman Brothers/KeyBanc Capital Markets              $25.00   $23.70    7.73%    $3.00    $1.70
9/28/05    WebMD Health                       WBMD    Morgan Stanley/Citigroup/Goldman Sachs$17.50         $19.80   $24.40   39.43%    $2.30    $6.90
9/29/05    State National Bancshares           SNBI   Keefe Bruyette & Woods/Sandler O'Neill$26.00         $27.60   $26.00    0.00%    $1.60    $0.00
9/29/05    VistaPrint Limited                  VPRT   Goldman Sachs/Bear Stearns            $12.00         $12.27   $15.25   27.08%    $0.27    $3.25
10/5/05    StealthGas                          GASS   Cantor Fitzgerald                     $14.50         $14.59   $13.80   -4.83%    $0.09   -$0.70
10/6/05    American Commercial Lines           ACLI   Merrill Lynch/UBS Investment Bank $21.00             $26.50   $28.30   34.76%    $5.50    $7.30
10/11/05   TAL International                    TAL                                         $18.00
                                                      Credit Suisse First Boston/Deutsche Bank/Jefferies   $18.00   $18.00    0.00%    $0.00    $0.00
10/12/05   Double Hull Tankers                  DHT   Merrill Lynch/UBS Investment Bank $12.00             $12.00   $12.05    0.42%    $0.00    $0.05
10/13/05   PokerTek                            PTEK   Feltl                                 $11.00         $11.30   $10.25   -6.82%    $0.30   -$0.75
10/18/05   CBOT Holdings                        BOT   Credit Suisse First Boston/JP Morgan $54.00          $80.75   $80.30   48.70%   $26.75   $26.30
10/19/05   Federal Services Acquisition       FDSUA   CRT Capital Group                     $6.00          $6.10    $6.01     0.17%    $0.10    $0.01
10/21/05   Paramount Acquisition              PMQCU   EarlyBirdCapital                      $6.00          $6.05    $6.19     3.17%    $0.05    $0.19
10/21/05   NCI                                 NCIT   Legg Mason Wood Walker/Raymond James  $10.50         $11.25   $12.17   15.90%    $0.75    $1.67
10/24/05   Key Hospitality Acquisition        KHPAU   Maxim Group                           $8.00          $8.00    $8.00     0.00%    $0.00    $0.00
10/24/05   Platinum Energy Resources          PGRIU   Casimir Capital/Cantor Fitzgerald     $8.00          $7.75    $7.50    -6.25%   -$0.25   -$0.50
10/26/05   Cogdell Spencer                      CSA   Banc of America/Citigroup             $17.00         $17.00   $17.00    0.00%    $0.00    $0.00
10/26/05   Hercules Offshore                   HERO   Credit Suisse First Boston            $20.00         $23.50   $21.90    9.50%    $3.50    $1.90
10/26/05   MathStar                            MATH   Feltl                                 $6.00          $6.50    $5.90    -1.67%    $0.50   -$0.10
10/26/05   NxStage Medical                     NXTM   Merrill Lynch                         $10.00         $10.20   $11.76   17.60%    $0.20    $1.76
10/28/05   Electro-Optical Sciences            MELA   ThinkEquity Partners/Stanford Group $5.00            $6.50    $7.71    54.20%    $1.50    $2.71
10/28/05   Accentia Biopharmaceuticals         ABPI   Jefferies                             $8.00          $8.00    $7.25    -9.38%    $0.00   -$0.75
11/1/05    Cbeyond Communications              CBEY   Deutsche Bank                         $12.00         $12.00   $12.00    0.00%    $0.00    $0.00
11/1/05    Newkirk Realty Trust                 NKT                                         $16.00
                                                      Bear Stearns/Credit Suisse First Boston              $15.45   $15.05   -5.94%   -$0.55   -$0.95
11/1/05    Website Pros                        WSPI   Friedman Billings Ramsey              $10.00         $10.02   $10.01    0.10%    $0.02    $0.01
11/8/05    Boardwalk Pipeline Partners L.P.    BWP    Citigroup/Lehamn Brothers             $19.50         $19.50   $18.95   -2.82%    $0.00   -$0.55
11/8/05    CombinatoRx                         CRXX   SG Cowen/Pacific Growth Equities      $7.00          $7.09    $7.85    12.14%    $0.09    $0.85
11/8/05    iRobot                              IRBT   Morgan Stanley/JP Morgan              $24.00         $29.51   $26.70   11.25%    $5.51    $2.70
11/8/05    Saifun Semiconductors Ltd.          SFUN   Lehman Brothers/Deutsche Bank         $23.50         $31.18   $35.30   50.21%    $7.68   $11.80
11/10/05   Cold Spring Capital              CDS-U   Deutsche Bank                         $6.00      $5.80         $5.90       -1.67%   -$0.20   -$0.10
11/10/05   Clear Channel Outdoor Holdings    CCO                                         $18.00
                                                    Goldman Sachs/Deutsche Bank/JP Morgan/Merrill Lynch/UBS Investment Bank
                                                                                                     $17.75        $18.55       3.06%   -$0.25    $0.55
11/10/05   IHS                                IHS   Goldman Sachs/Citigroup              $16.00      $17.00        $17.10       6.88%    $1.00    $1.10
11/14/05   Vimicro International             VIMC   Morgan Stanley                       $10.00      $10.01        $8.36      -16.40%    $0.01   -$1.64
11/15/05   IntercontinentalExchange           ICE   Morgan Stanley/Goldman Sachs         $26.00      $39.00        $39.25      50.96%   $13.00   $13.25
11/16/05   SunPower                         SPWR                                         $18.00
                                                    Credit Suisse First Boston/Lehman Brothers       $28.00        $25.45      41.39%   $10.00    $7.45
11/17/05   AMERISAFE                        AMSF    Friedman Billings Ramsey/William Blair$9.00      $9.02         $9.00        0.00%    $0.02    $0.00
11/17/05   Dover Saddlery                   DOVR    W.R. Hambrecht+Co.                   $10.00      $10.06        $10.25       2.50%    $0.06    $0.25
11/17/05   Under Armour                     UARM    Goldman Sachs                        $13.00      $31.00        $25.30      94.62%   $18.00   $12.30
11/21/05   Tronox                             TRX   Lehman Brothers/JPMorgan             $14.00      $13.60        $14.30       2.14%   -$0.40    $0.30
11/21/05   Union Drilling                    UDRL   JPMorgan/Jefferies                   $14.00      $13.61        $14.41       2.93%   -$0.39    $0.41
11/21/05   Brookdale Senior Living           BKD    Goldman Sachs/Lehman Brothers        $18.00      $23.10        $25.43      41.28%    $5.10    $7.43
11/29/05   Actions Semiconductor             ACTS   Credit Suisse First Boston            $8.00      $7.90         $8.00        0.00%   -$0.10    $0.00
12/1/05    DCP Midstream Partners            DPM    Lehman Brothers/Citigroup            $21.50      $22.90        $23.05       7.21%    $1.40    $1.55
12/6/05    Vocus                            VOCS                                          $9.00
                                                    Thomas Weisel Partners/RBC Capital Markets       $9.27         $10.00      11.11%    $0.27    $1.00
12/9/05    WiderThan                        WTHN    JPMorgan/Merrill Lynch               $12.00      $14.50        $12.00       0.00%    $2.50    $0.00
12/9/05    Basic Energy Services              BAS                                        $20.00
                                                    Goldman Sachs/Credit Suisse First Boston         $22.00        $21.50       7.50%    $2.00    $1.50
12/9/05    Cynosure                         CYNO    Citigroup                            $15.00      $16.99        $18.93      26.20%    $1.99    $3.93
12/12/05   Scopus Video Networks            SCOP                                          $7.00
                                                    Thomas Weisel Partners/CIBC Worldmarkets         $7.02         $7.24        3.43%    $0.02    $0.24
12/12/05   CapitalSouth Bancorp              CAPB   Sterne Agee & Leach                  $18.50      $19.00        $18.50       0.00%    $0.50    $0.00
12/12/05   DealerTrack Holdings              TRAK   Lehman Brothers/JP Morgan            $17.00      $19.75        $19.25      13.24%    $2.75    $2.25
12/13/05   Suntech Power Holdings             STP                                        $15.00
                                                    Credit Suisse First Boston/Morgan Stanley        $20.35        $21.20      41.33%    $5.35    $6.20
12/14/05   Republic Property Trust           RPB    Lehman Brothers/Bear Stearns         $12.00      $12.00        $12.00       0.00%    $0.00    $0.00
12/14/05   Somaxon Pharmaceuticals          SOMX    Morgan Stanley/JP Morgan             $11.00      $11.00        $10.71      -2.64%    $0.00   -$0.29
12/14/05   Carolina National Bank           CNCP    Scott & Stringfellow                 $16.00      $16.85        $17.00       6.25%    $0.85    $1.00
12/14/05   Copa Holdings S.A.                CPA    Morgan Stanley/Goldman Sachs         $20.00      $22.53        $24.25      21.25%    $2.53    $4.25
12/15/05   Endeavor Acquisition             EDA-U                                         $8.00
                                                    Ladenburg Thalmann/Broadband Capital Markets     $8.01         $8.00        0.00%    $0.01    $0.00
12/15/05   Directed Electronics              DEIX   Goldman Sachs/JP Morgan              $16.00      $17.00        $14.00     -12.50%    $1.00   -$2.00
12/15/05   Emergency Medical Services        EMS    Banc of America/JP Morgan            $14.00      $14.00        $13.10      -6.43%    $0.00   -$0.90
12/15/05   Spansion                          SPSN   Citigroup/Credit Suisse First Boston $12.00      $12.00        $13.55      12.92%    $0.00    $1.55
12/16/05   Star Maritime Acquisition        SEA-U   Maxim Group/EarlyBirdCapital         $10.00      $9.90         $9.92       -0.80%   -$0.10   -$0.08
12/16/05   Boulder Specialty Brands         BDSBU   Citigroup/Roth Capital Partners       $8.00      $9.00         $9.00       12.50%    $1.00    $1.00
12/20/05   CRM Holdings                     CRMH                                         $13.00
                                                    Sandler O'Neill/KeyBanc Capital Markets          $13.11        $13.00       0.00%    $0.11    $0.00
12/20/05   Pixelplus Ltd.                    PXPL   Jefferies Broadview/WR Hambracht+Co.  $8.00      $8.03         $8.01        0.12%    $0.03    $0.01
12/21/05   NUCRYST Pharmaceuticals           NCST   Jefferies                            $10.00      $10.00        $10.00       0.00%    $0.00    $0.00



                                                                 2006
1/12/06    Linn Energy LLC                  LINE    RBC Capital Markets/Lehman Brothers$21.00       $25.10        $22.00      4.76%     $4.10    $1.00
1/18/06    Western Refining                 WNR     Banc of America/Deutsche Bank      $17.00       $19.00        $18.59      9.35%     $2.00    $1.59
1/19/06   American Railcar Industries        ARII    UBS Investment Bank/Bear Stearns $21.00             $23.07         $22.96     9.31%    $2.07    $1.96
1/24/06   Argyle Security Acquisition      ARGLU     Rodman & Renshaw/I-Bankers            $8.00          $8.00          $7.95    -0.62%    $0.00   -$0.05
1/25/06                                     CLMT
          Calumet Specialty Products Partners L.P.   Goldman Sachs                         $21.50        $22.02         $21.75     1.16%    $0.52    $0.25
1/25/06   Highbury Financial               HBRYU     ThinkEquity Partners/EarlyBirdCapital $6.00          $6.00          $6.00     0.00%    $0.00    $0.00
1/25/06   Altus Pharmaceuticals             ALTU     Merrill Lynch/Morgan Stanley          $15.00        $15.26         $16.82   12.13%     $0.26    $1.82
1/25/06   Traffic.com                       TRFC     W.R. Hambrecht+Co.                    $12.00        $12.11         $12.15     1.25%    $0.11    $0.15
1/25/06   Chipotle Mexican Grill             CMG     Morgan Stanley/SG Cowen               $22.00        $45.00         $44.00   100.00%   $23.00   $22.00
1/30/06   IncrediMAIL Ltd.                   MAIL    Maxim Group                           $7.50          $9.21          $8.51   13.47%     $1.71    $1.01
1/30/06   Regency Energy Partners L.P.      RGNC     UBS Investment Bank/Lehman Brothers   $20.00        $20.01         $19.81    -0.95%    $0.01   -$0.19
1/30/06   H&E Equipment Services            HEES     Credit Suisse/UBS Investment Bank $18.00            $20.31         $23.10   28.33%     $2.31    $5.10
1/31/06   FortuNet                          FNET     W.R. Hambrecht + Co                   $9.00          $9.15          $9.05     0.56%    $0.15    $0.05
1/31/06   Koppers Holdings                   KOP     Credit Suisse/UBS Investment Bank $14.00            $14.60         $15.75   12.50%     $0.60    $1.75
1/31/06   SGX Pharmaceuticals               SGXP     CIBC World Markets/Piper Jaffray      $6.00          $6.05          $6.00     0.00%    $0.05    $0.00
1/31/06   Ternium S.A.                        TX     Citigroup                             $20.00        $23.05         $23.37   16.85%     $3.05    $3.37
 2/1/06   Digital Music Group               DMGI                                           $9.75
                                                     I-Bankers Securities/FTN Midwest Securities          $9.75          $9.25    -5.13%    $0.00   -$0.50
 2/1/06   Iomai                              IOMI    UBS Investment Bank/SG Cowen          $7.00          $7.25          $6.80    -2.86%    $0.25   -$0.20
 2/1/06   Valera Pharmaceuticals            VLRX     UBS Investment Bank/Banc of America$9.00             $9.15          $9.93   10.33%     $0.15    $0.93
 2/1/06   Thomas Weisel Partners Group     TWPG                                            $15.00
                                                     Thomas Weisel Partners/Keefe Bruyette & Woods       $19.00         $19.90   32.67%     $4.00    $4.90
 2/2/06   Cardica                           CRDC     A.G. Edwards/Allen & Co.              $10.00        $10.19         $10.35     3.50%    $0.19    $0.35
 2/2/06   Energy Transfer Equity L.P.        ETE                                           $21.00
                                                     UBS Investment Bank/Wachovia/ Credit Suisse         $23.00         $22.65     7.86%    $2.00    $1.65
 2/2/06   HealthSpring                        HS                                           $19.50
                                                     Goldman Sachs/Citigroup/UBS Investment Bank         $22.25         $21.98   12.72%     $2.75    $2.48
 2/2/06   SMART Modular Technologies       SMOD      Citigroup/JP Morgan/Lehman Brothers $9.00            $9.00          $8.54    -5.11%    $0.00   -$0.46
 2/6/06   Resource Capital                   RSO                                           $15.00
                                                     Credit Suisse First Boston/Friedman Billings Ramsey/Citigroup/JP Morgan
                                                                                                         $14.50         $14.00    -6.67%   -$0.50   -$1.00
 2/7/06   Crocs                             CROX     Piper Jaffray/Thomas Weisels Partners $21.00        $30.00         $28.55   35.95%     $9.00    $7.55
 2/8/06   EXCO Resources                     XCO     JP Morgan/Bear Stearns/Goldman Sachs/AG Edwards$13.20
                                                                                           $13.00                       $13.05     0.38%    $0.20    $0.05
 2/8/06   Morton's Restaurant Group          MRT     Wachovia                              $17.00        $20.00         $17.90     5.29%    $3.00    $0.90
 2/8/06   NTELOS Holdings                   NTLS     Lehman Brothers/Bear Stearns          $12.00        $12.10         $11.95    -0.42%    $0.10   -$0.05
 2/8/06   NightHawk Radiology Holdings     NHWK      Morgan Stanley                        $16.00        $18.75         $20.65   29.06%     $2.75    $4.65
 2/9/06   AmComp                            AMCP     Friedman Billings Ramsey              $9.00          $9.02          $9.00     0.00%    $0.02    $0.00
 2/9/06   Acorda Therapeutics               ACOR     Banc of America                       $6.00          $6.17          $6.72   12.00%     $0.17    $0.72
 2/9/06   Magellan Midstream Holdings        MGG     Citigroup/Lehman Brothers/Goldman Sachs/Wachovia$24.50
                                                                                           $22.00                       $24.00     9.09%    $2.50    $2.00
2/13/06   Morgans Hotel Group              MHGC      Morgan Stanley/Merrill Lynch          $20.00        $19.65         $19.89    -0.55%   -$0.35   -$0.11
2/15/06   Global Logistics Acquisitions    GLA.U     BB&T Capital Markets/EarlyBirdCapital$8.00           $8.00          $8.11     1.37%    $0.00    $0.11
2/22/06   Liquidity Services                LQDT                                           $10.00
                                                     Friedman Billings Ramsey/RBC Capital Markets        $10.10         $12.29   22.90%     $0.10    $2.29
2/23/06   Pacific Airport Group              PAC     Credit Suisse                         $21.00        $30.00         $28.26   34.57%     $9.00    $7.26
2/28/06   Grubb & Ellis Realty Advisors    GAV.U     Deutsche Bank                         $6.00          $6.07          $6.10     1.67%    $0.07    $0.10
 3/2/06   India Globalization Capital       IGC.U    Ferris Baker Watts/Ladenburg Thalmann $6.00          $6.05          $6.35     5.83%    $0.05    $0.35
 3/2/06   Oracle Healthcare Acquisition    OHAQU     CRT Capital/Ladenberg Thalman         $8.00          $8.00          $8.50     6.25%    $0.00    $0.50
 3/8/06   Good Harbor Partners AcquisitionsGHBAU     HCFP/Brenner Securities               $8.50          $8.70          $9.30     9.41%    $0.20    $0.80
 3/8/06   Good Harbor Partners AcquisitionsGHBBU     HCFP/Brenner Securities               $10.10        $10.21         $10.35     2.48%    $0.11    $0.25
 3/8/06   Alexza Pharmaceuticals              ALXA    Piper Jaffray/Pacific Growth Equities $8.00      $8.00    $8.51     6.38%    $0.00    $0.51
 3/9/06   Eagle Test Systems                  EGLT    Banc of America/Lehman Brothers       $15.50     $16.65   $15.50    0.00%    $1.15    $0.00
3/14/06   TransDigm Group                      TDG    Credit Suisse/Lehman Brothers         $21.00     $23.65   $24.10   14.76%    $2.65    $3.10
3/15/06   Acquicor Technology                AQR.U    ThinkEquity Partners/CRT Capital Group$6.00      $6.25    $6.80    13.33%    $0.25    $0.80
3/16/06   Echo Healthcare Acquisition        EHHAU    Morgan Joseph/RothCapitalPartners $8.00          $8.40    $8.30     3.75%    $0.40    $0.30
3/21/06   Nextest Systems                     NEXT    Merrill Lynch                         $14.00     $14.00   $17.10   22.14%    $0.00    $3.10
3/22/06   North American Insurance Leanders  NAO.U    CRT Capital Group                     $8.00      $8.15    $8.25     3.13%    $0.15    $0.25
3/23/06   Clayton Holdings                    CLAY    William Blair/Piper Jafray            $17.00     $19.00   $21.00   23.53%    $2.00    $4.00
3/23/06   Global Traffic Network              GNET    Feltl & Company                       $5.00      $5.30    $5.20     4.00%    $0.30    $0.20
3/23/06   Tim Hortons                          THI    Goldman Sachs/RBC Capital Markets $23.16         $31.95   $28.17   21.62%    $8.79    $5.01
3/29/06   China GrenTech                      GRRF    Bear Stearns                          $18.00     $22.06   $19.00    5.56%    $4.06    $1.00
3/30/06   Himax Technologies                  HIMX    Morgan Stanley                        $9.00      $9.12    $8.75    -2.78%    $0.12   -$0.25
3/30/06   Phoenix India Acquisition          PXIAU    Rodman & Renshaw/I-Bankers Securities $8.00      $8.95    $8.30     3.75%    $0.95    $0.30
 4/4/06   Visicu                              EICU    Morgan Stanley                        $16.00     $18.08   $24.78   54.88%    $2.08    $8.78
 4/5/06   General Finance                    GFN.U    Morgan Joseph                         $8.00      $8.20    $8.29     3.62%    $0.20    $0.29
 4/5/06   Castle Brands                       ROX     Oppenheimer                           $9.00      $9.30    $9.00     0.00%    $0.30    $0.00
 4/5/06   Goodman Global                       GGL    JPMorgan/Merrill Lynch/Goldman Sachs  $18.00     $20.70   $20.05   11.39%    $2.70    $2.05
 4/6/06   Omega Navigation Enterprises       ONAV     Jefferies/JPMorgan                    $17.00     $17.00   $16.00   -5.88%    $0.00   -$1.00
 4/6/06   Sealy                                 ZZ    Citigroup/Goldman Sachs/JP Morgan/Banc of America$17.50
                                                                                            $16.00              $17.50    9.38%    $1.50    $1.50
4/11/06   Asia Automotive Acquisition        AAACU    Rodman & Renshaw                      $8.00      $8.70    $9.40    17.50%    $0.70    $1.40
4/11/06   JK Acquisition                     JKA.U    Ferris Baker Watts                    $6.00      $6.00    $6.06     1.00%    $0.00    $0.06
4/11/06   Targacept                           TRGT    Deutsche Bank/Pacific Growth Equities$9.00       $9.00    $8.66    -3.78%    $0.00   -$0.34
4/11/06   Vanda Pharmaceuticals               VNDA    JPMorgan/Banc of America              $10.00     $9.55    $9.68    -3.20%   -$0.45   -$0.32
4/12/06   Healthcare Acquisition Partners HAQPU       FTN Midwest Securities                $6.00      $6.10    $6.10     1.67%    $0.10    $0.10
4/18/06                                      GSPAU
          Global Services Partners Acquisitions       HCFP/Brenner Securities               $8.50      $9.55    $9.51    11.88%    $1.05    $1.01
4/18/06                                      GSPBU
          Global Services Partners Acquisitions       HCFP/Brenner Securities               $10.10     $10.80   $10.60    4.95%    $0.70    $0.50
4/18/06   Terra Nova Acquisition             TNVAU    EarlyBird Capital                     $6.00      $6.09    $6.22     3.67%    $0.09    $0.22
4/20/06   Omrix Biophamaceuticals             OMRI    UBS Investment Bank                   $10.00     $9.91    $10.03    0.30%   -$0.09    $0.03
4/20/06   Complete Production Services         CPX    Credit Suisse /UBS Investment Bank $24.00        $27.45   $26.90   12.08%    $3.45    $2.90
4/25/06   Shanghai Century Acquisition       SHA.U    I-Bankers/WR Hambrecht+Co             $8.00      $8.65    $8.65     8.13%    $0.65    $0.65
4/25/06   Corel                               CREL    Morgan Stanley                        $16.00     $15.36   $15.85   -0.94%   -$0.64   -$0.15
4/26/06   Harbor Acquisition                 HAC.U    Ferris Baker Watts/Brean Murray       $6.00      $8.65    $6.23     3.83%    $2.65    $0.23
4/27/06   CPI International                    CPII   UBS Investment Bank/Bear Stearns $18.00          $19.10   $18.00    0.00%    $1.10    $0.00
4/27/06   RAM Holdings                       RAMR     Banc of America/Merrill Lynch         $13.00     $12.99   $13.20    1.54%   -$0.01    $0.20
 5/3/06   Delek US Holdings                     DK    Lehman Brothers/Citigroup             $16.00     $16.11   $16.25    1.56%    $0.11    $0.25
 5/3/06   DynCorp International                DCP    Credit Suisse/Goldman Sachs           $15.00     $15.00   $14.94   -0.40%    $0.00   -$0.06
 5/4/06   Northstar Neuroscience              NSTR    Citigroup/Cowen                       $15.00     $16.08   $16.60   10.67%    $1.08    $1.60
 5/9/06   Alliance Holdings GP, L.P.         AHGP     Lehman Brothers/Citigroup             $25.00     $25.90   $25.00    0.00%    $0.90    $0.00
 5/9/06   Novacea                            NOVC     Bear Stearns/Cowen                    $6.50      $6.50    $6.50     0.00%    $0.00    $0.00
5/10/06                                       C
          Compass Group Diversified Holdings ODI      Ferris Baker Watts                    $15.00     $14.55   $15.03    0.20%   -$0.45    $0.03
5/11/06   Ascend Acquisiton                 ASAQU     EarlyBirdCapital                     $6.00        $6.10   $6.21      3.50%    $0.10    $0.21
5/11/06   BioMimetic Therapeutics            BMTI     Deutsche Bank/Pacific Growth Equities$8.00        $7.95   $8.25      3.13%   -$0.05    $0.25
5/11/06   Basin Water                        BWTR     Janney Montgomery Scott              $12.00      $15.70   $16.99    41.58%    $3.70    $4.99
5/16/06   Restore Medical                    REST     Deutsche Bank                        $8.00        $8.01   $8.19      2.37%    $0.01    $0.19
5/16/06   Penson Worldwide                   PNSN     JPMorgan/Credit Suisse First Boston $17.00       $19.13   $19.50    14.71%    $2.13    $2.50
5/17/06   Burger King Holdings                BKC     JPMorgan                             $17.00      $18.00   $17.50     2.94%    $1.00    $0.50
5/18/06   Darwin Professional Underwriters     DR     Merrill Lynch/Credit Suisse          $16.00      $17.10   $18.73    17.06%    $1.10    $2.73
5/23/06   Vonage Holdings                      VG                                          $17.00
                                                      Citigroup/Deutsche Bank/UBS Investment Bank      $17.00   $14.85   -12.65%    $0.00   -$2.15
5/24/06   MasterCard                           MA     Goldman Sachs/Citigroup/HSBC/JPMorgan$39.00      $40.30   $46.00    17.95%    $1.30    $7.00
5/25/06   Mueller Water Products             MWA      Banc of America/Morgan Stanley/Lehman Brothers $16.50
                                                                                           $16.00               $16.75     4.69%    $0.50    $0.75
5/31/06   CTC Media                          CTCM     Deutsche Bank                        $14.00      $14.75   $17.00    21.43%    $0.75    $3.00
 6/1/06   HD Partners Acquisition           HDP-U     Morgan Joseph                        $8.00        $8.05   $8.01      0.12%    $0.05    $0.01
 6/1/06   Alphatec Holdings                  ATEC     Deutsche Bank/First Albany           $9.00        $9.00   $8.98     -0.22%    $0.00   -$0.02
 6/1/06   Town Sports International Holdings CLUB     Credit Suisse/Deutsche Bank          $13.00      $13.00   $13.25     1.92%    $0.00    $0.25
 6/2/06   Luna Innovations                   LUNA     ThinkEquity Partners                 $6.00        $6.00   $6.00      0.00%    $0.00    $0.00
 6/5/06   Community Bankers Acquisition      BTC.U    I-Bankers/Maxim Group                $8.00        $7.90   $7.85     -1.88%   -$0.10   -$0.15
 6/6/06   LoopNet                            LOOP     Credit Suisse                        $12.00      $14.75   $15.00    25.00%    $2.75    $3.00
6/12/06   Verigy Ltd.                        VRGY     Goldman Sachs/Credit Suisse          $15.00      $15.05   $14.25    -5.00%    $0.05   -$0.75
6/13/06   VeraSun Energy                      VSE     Morgan Stanley/Lehman Brothers       $23.00      $28.00   $30.00    30.43%    $5.00    $7.00
6/14/06   Volcano                            VOLC     JPMorgan/Piper Jaffray               $8.00        $8.00   $9.18     14.75%    $0.00    $1.18
6/14/06   Golfsmith International Holdings   GOLF     Merrill Lynch/JPMorgan               $11.50      $11.61   $11.10    -3.48%    $0.11   -$0.40
6/14/06   Synchronoss Technologies           SNCR     Goldman Sachs/Deutsche Bank          $8.00        $9.00   $8.85     10.63%    $1.00    $0.85
6/14/06   Houston Wire & Cable              HWCC      William Blair/Robert W. Baird        $13.00      $16.00   $15.21    17.00%    $3.00    $2.21
6/20/06   Techwell                           TWLL     Lehman Brothers/Cowen                $9.00        $9.00   $8.75     -2.78%    $0.00   -$0.25
6/22/06   Home BancShares                    HOMB     Stephens                             $18.00      $21.18   $20.00    11.11%    $3.18    $2.00
6/27/06   Omniture                           OMTR     Morgan Stanley/Creidt Suisse         $6.50        $6.50   $6.53      0.46%    $0.00    $0.03
6/27/06   PGT                                PGTI     Deutsche Bank/JPMorgan               $14.00      $14.50   $15.50    10.71%    $0.50    $1.50
6/27/06   Replidyne                          RDYN     Merril Lynch/Morgan Stanley          $10.00      $10.00   $10.25     2.50%    $0.00    $0.25
6/27/06   J. Crew Group                       JCG     Goldman Sachs/Bear Stearns           $20.00      $25.05   $25.55    27.75%    $5.05    $5.55
6/28/06   Aventine Renewable Energy Holdings  AVR                                          $43.00
                                                      Banc of America/Friedman Billings Ramsey/Goldman Sachs
                                                                                                       $41.75   $38.37   -10.77%   -$1.25   -$4.63
6/29/06   Gmarket                            GMKT     Goldman Sachs In't/Cowen             $15.25      $19.10   $15.10    -0.98%    $3.85   -$0.15
7/11/06   Allied World Assurance Holdings AWH         Goldman Sachs                        $34.00      $34.75   $34.25     0.74%    $0.75    $0.25
7/12/06   Cowen Group                       COWN      Cowen/Credit Suisse/Merrill Lynch    $16.00      $16.00   $15.88    -0.75%    $0.00   -$0.12
7/13/06   Valero GP Holdings, LLC             VEH     Lehman Brothers                      $22.00      $22.00   $22.00     0.00%    $0.00    $0.00
7/18/06   Energy Infrastructure Acquisition   EII-U   Maxim Group                          $10.00      $10.00   $9.80     -2.00%    $0.00   -$0.20
7/19/06   Millenium India Acquisition       MQC-U     Ladenburg Thalmann                   $8.00        $7.50   $7.71     -3.63%   -$0.50   -$0.29
7/20/06   Atlas Pipeline Holdings, L.P.       AHD     Lehman Brothers                      $23.00      $23.00   $23.00     0.00%    $0.00    $0.00
7/25/06   WNS (Holdings) Limited             WNS                                           Lynch
                                                      Morgan Stanley/Deutsche Bank/Merrill $20.00      $21.10   $24.50    22.50%    $1.10    $4.50
7/25/06   Chart Industries                   GTLS                                          $15.00
                                                      Morgan Stanley/Lehman Brothers/UBS Investment Bank
                                                                                                       $15.00   $15.20     1.33%    $0.00    $0.20
7/27/06   Crystal River Capital               CRZ     Deutsche Bank/Wachovia Securities $23.00         $22.65   $22.46    -2.35%   -$0.35   -$0.54
7/27/06    GeoMet                           GMET       Banc of America Securities           $10.00       $10.75    $10.97    9.70%    $0.75    $0.97
 8/1/06    Security Capital Assurance Ltd.    SCA      Goldman Sachs/JPMorgan/Merrill Lynch $20.50       $20.90    $20.50    0.00%    $0.40    $0.00
 8/3/06    Osiris Therapeutics               OSIR      Jefferies                            $11.00       $11.00    $11.00    0.00%    $0.00    $0.00
 8/3/06    Buckeye GP Holdings L.P.           BGH                                           $17.00
                                                       Goldman Sachs/Merrill Lynch/Citigroup/UBS Investment Bank
                                                                                                         $16.75    $16.23   -4.53%   -$0.25   -$0.77
 8/7/06    Aircastle                          AYR      JPMorgan/Bear Stearns/Citibank       $23.00       $27.45    $26.66   15.91%    $4.45    $3.66
 8/8/06    Qimonda AG                          QI      Credit Suisse/JPMorgan               $13.00       $13.50    $13.54    4.15%    $0.50    $0.54
8/10/06    Evercore Partners                  EVR      Lehman Brothers                      $21.00       $25.00    $24.85   18.33%    $4.00    $3.85
8/15/06    InnerWorkings                     INWK      Morgan Stanley                       $9.00        $10.25    $10.45   16.11%    $1.25    $1.45
8/24/06    Marathon Acquisition             MAQ-U      Citigroup                            $8.00         $8.00    $8.00     0.00%    $0.00    $0.00
8/30/06    Energy Services Acquisition      ESA-U      Ferris Baker Watts                   $6.00         $5.60    $5.77    -3.83%   -$0.40   -$0.23
 9/6/06                                       EDU
           New Oriental Education & Technology Group   Credit Suisse/Goldman Sachs (Asia) $15.00         $22.00    $20.88   39.20%    $7.00    $5.88
9/19/06    Hiland Holdings GP, LP           HPGP       Lehman Brothers/AG Edwards           $18.50       $19.00    $19.25    4.05%    $0.50    $0.75
9/20/06    Warner Chilcott Holdings         WCRX       Goldman Sachs                        $15.00       $14.75    $14.95   -0.33%   -$0.25   -$0.05
9/20/06    Home Diagnostics                   HDIX     JPMorgan                             $12.00       $12.00    $12.61    5.08%    $0.00    $0.61
9/20/06    Riverbed Technology               RVBD      Goldman Sachs                        $9.75        $14.60    $15.30   56.92%    $4.85    $5.55
9/21/06    Porter Bancorp                     PBIB                                          $24.00
                                                       Sandler O'Neill/Keefe Bruyette & Woods            $24.25    $23.00   -4.17%    $0.25   -$1.00
9/21/06    CommVault Systems                 CVLT      Credit Suisse/Goldman Sachs          $14.50       $16.00    $17.00   17.24%    $1.50    $2.50
9/21/06    DivX                               DIVX     JPMorgan                             $16.00       $19.50    $18.70   16.88%    $3.50    $2.70
9/25/06    Mindray Medical International       MR                                           $13.50
                                                       Goldman Sachs (Asia)/UBS Investment Bank          $16.00    $17.72   31.26%    $2.50    $4.22
9/26/06    EV Energy Partners L.P.           EVEP      AG Edwards/Raymond James             $20.00       $20.10    $19.79   -1.05%    $0.10   -$0.21
9/27/06    CBRE Realty Finance                CBF                                           $14.50
                                                       Credit Suisse/Deutsche Bank/Citibank/Wachovia     $14.50    $15.00    3.45%    $0.00    $0.50
9/27/06    ICF International                  ICFI     UBS Investment Bank/Stifel Nicolaus $12.00        $12.00    $12.25    2.08%    $0.00    $0.25
9/28/06    Shutterfly                        SFLY      JPMorgan                             $15.00       $15.50    $15.55    3.67%    $0.50    $0.55
9/28/06    Bare Escentuals                   BARE      Goldman Sachs/CIBC World Markets $22.00           $28.00    $27.15   23.41%    $6.00    $5.15
9/28/06    Omni Financial Services            OFSI                                          $9.50
                                                       Sandler O'Neill/Keeye Bruyette & Woods            $10.00    $10.49   10.42%    $0.50    $0.99
10/3/06    Rhapsody Acquisition             RPSDU      EarlyBirdCapital                     $8.00         $8.03    $8.13     1.63%    $0.03    $0.13
10/3/06    BreitBurn Energy Partners L.P.    BBEP      RBC Capital Markets/Citigroup        $18.50       $18.20    $18.21   -1.57%   -$0.30   -$0.29
10/5/06    Danaos                             DAC      Merrill Lynch/Citigroup              $21.00       $21.00    $20.85   -0.71%    $0.00   -$0.15
10/11/06   Fortissimo Acquisition          FSMOU       EarlyBirdCapital                     $6.00         $6.03    $5.84    -2.67%    $0.03   -$0.16
10/12/06   Acme Packet                       APKT      Goldman Sachs/Credit Suisse          $9.50        $14.00    $15.91   67.47%    $4.50    $6.41
10/12/06   SAIC                                SAI     Morgan Stanley/Bear Stearns          $15.00       $17.00    $18.18   21.20%    $2.00    $3.18
10/12/06   Ultrapetrol (Bahamas) Limited     ULTR      UBS Investment Bank/Bear Stearns $11.00           $11.00    $10.54   -4.18%    $0.00   -$0.46
10/12/06   eHealth                           EHTH      Morgan Stanley/Merrill Lynch         $14.00       $25.00    $22.90   63.57%   $11.00    $8.90
10/16/06                                      L.P.
           Universal Compression Partnership,UCLP      Merrill Lynch/Lehman Brothers        $21.00       $22.50    $22.53    7.29%    $1.50    $1.53
10/17/06   Stanley                            SXE      Citigroup/Wachovia                   $13.00       $16.50    $15.50   19.23%    $3.50    $2.50
10/17/06   Trubion Pharmaceuticals           TRBN      Morgan Stanley                       $13.00       $13.00    $13.09    0.69%    $0.00    $0.09
10/17/06   First Mercury Financial            FMR      JPMorgan/Keefe Bruyette Woods        $17.00       $19.00    $19.50   14.71%    $2.00    $2.50
10/18/06   Granahan McCourt Acquisition     GHN-U      Deutsche Bank                        $8.00         $8.00    $8.00     0.00%    $0.00    $0.00
10/18/06   Ivivi Technologies                   II     Maxim Group                          $6.00         $6.00    $6.07     1.17%    $0.00    $0.07
10/18/06   Susser Holdings                   SUSS      Merrill Lynch                        $16.50       $17.10    $18.00    9.09%    $0.60    $1.50
10/18/06   LeMaitre Vascular                  LMAT   Goldman Sachs                         $7.00      $6.50     $6.20    -11.43%   -$0.50   -$0.80
10/19/06   ExlService Holdings                EXLS   Citigroup/Goldman Sachs               $13.50     $15.95    $18.84    39.56%    $2.45    $5.34
10/23/06   Douglas Emmett                      DEI                                         $21.00
                                                     Lehman Brothers/Merrill Lynch/Citigroup          $23.75    $23.65    12.62%    $2.75    $2.65
10/24/06   Eagle Rock Energy L.P.             EROC                                         $19.00
                                                     UBS Investment Bank/Lehman Brothers/Goldman Sachs$18.00    $18.00    -5.26%   -$1.00   -$1.00
10/24/06   Cadence Pharmaceuticals            CADX   Merrill Lynch                         $9.00      $9.00     $9.40      4.44%    $0.00    $0.40
10/24/06   GateHouse Media                     GHS   Goldman Sachs/Wachovia                $18.00     $21.60    $21.17    17.61%    $3.60    $3.17
10/25/06   Achillion Pharmaceuticals          ACHN   Cowen/CIBC World Markets              $11.50     $11.60    $12.39     7.74%    $0.10    $0.89
10/25/06   Home Inns & Hotel Management HMIN         Credit Suisse/Merrill Lynch           $13.80     $22.00    $22.50    63.04%    $8.20    $8.70
10/26/06   Optium                             OPTM   Morgan Stanley/Credit Suisse          $17.50     $21.25    $19.60    12.00%    $3.75    $2.10
10/31/06   RRSat Global Communications NetwrokRRST                                         $12.50
                                                     CIBC World Markets/Thomas Weisel Partners        $14.02    $15.03    20.24%    $1.52    $2.53
10/31/06                                      SONA
           Southern National Bancorp of Virginia     FIG Partners                          $14.00     $15.50    $16.35    16.79%    $1.50    $2.35
11/1/06    Globalstar                         GSAT   Wachovia/JPMorgan                     $17.00     $17.01    $17.52     3.06%    $0.01    $0.52
11/2/06    Innophos Holdings                  IPHS   Credit Suisse/Bear Stearns            $12.00     $12.00    $12.07     0.58%    $0.00    $0.07
11/2/06    ORBCOMM                            ORBC   UBS Investment Bank/Morgan Stanley$11.00         $11.00    $7.75    -29.55%    $0.00   -$3.25
11/7/06    Catalyst Pharmaceutical Partners CPRX     First Albany                          $6.00      $6.00     $6.10      1.67%    $0.00    $0.10
11/8/06    Canadian Solar                     CSIQ   Deutsche Bank/Lehman Brothers         $15.00     $15.52    $15.63     4.20%    $0.52    $0.63
11/8/06    OneBeacon Insurance Group            OB   Lehman Brothers                       $25.00     $26.00    $26.01     4.04%    $1.00    $1.01
11/8/06    KBW                                KBW    Keefe Bruyette & Woods/Merrill Lynch $21.00      $26.00    $26.83    27.76%    $5.00    $5.83
11/8/06    Physicians Formula Holdings        FACE   Deutsche Bank/Citigroup               $17.00     $20.00    $19.72    16.00%    $3.00    $2.72
11/9/06    ACA Capital Holdings                ACA   Credit Suisse/JPMorgan/Bear Stearns $13.00       $13.00    $12.85    -1.15%    $0.00   -$0.15
11/9/06    Thermage                           THRM   Merrill Lynch                         $7.00      $7.00     $6.75     -3.57%    $0.00   -$0.25
11/9/06    Capella Education                  CPLA   Credit Suisse                         $20.00     $25.00    $25.11    25.55%    $5.00    $5.11
11/9/06    Metabolix                          MBLX   Piper Jaffray                         $14.00     $14.25    $15.52    10.86%    $0.25    $1.52
11/14/06   Constellation Energy Partners LLC CEP     Citigroup/Lehman Brothers             $21.00     $21.75    $21.95     4.52%    $0.75    $0.95
11/14/06   Emergent BioSolutions               EBS   JPMorgan                              $12.50     $12.50    $11.70    -6.40%    $0.00   -$0.80
11/15/06   Hansen Medical                     HNSN   Morgan Stanley/JPMorgan               $12.00     $12.00    $12.20     1.67%    $0.00    $0.20
11/15/06   Allot Communications               ALLT   Lehman Brothers/Deutsche Bank         $12.00     $14.50    $13.81    15.08%    $2.50    $1.81
11/15/06   Hertz Global Holdings               HTZ                                         $15.00
                                                     Goldman Sachs/Lehman Brothers/Merrill Lynch      $15.00    $15.72     4.80%    $0.00    $0.72
11/15/06   KBR                                 KBR   Credit Suisse/Goldman Sachs/UBS Investment Bank $21.00
                                                                                           $17.00               $20.75    22.06%    $4.00    $3.75
11/16/06   Venoco                               VQ   Credit Suisse/Lehman Brothers/JPMorgan$17.00     $17.00    $17.00     0.00%    $0.00    $0.00
11/16/06   First Solar                        FSLR   Credit Suisse/Morgan Stanley          $20.00     $24.50    $24.74    23.70%    $4.50    $4.74
11/16/06   NYMEX Holdings                      NMX   JPMorgan/Merrill Lynch                $59.00    $120.00   $132.99   125.41%   $61.00   $73.99
11/20/06   AerCap Holdings N.V.                AER   Morgan Stanley                        $23.00     $25.00    $23.02     0.09%    $2.00    $0.02
11/20/06   Willdan Group                      WLDN   Wedbush Morgan Securities             $10.00     $10.11    $10.56     5.60%    $0.11    $0.56
11/20/06   Spirit AeroSystems Holdings         SPR                                         Stanley
                                                     Credit Suisse/Goldman Sachs/Morgan $26.00        $27.55    $27.48     5.69%    $1.55    $1.48
11/21/06   North American Energy Partners      NOA                                         $16.00
                                                     Credit Suisse/UBS Investment Bank/Jefferies      $15.50    $16.10     0.63%   -$0.50    $0.10
11/27/06   Wireless Ronin Technologies        RNIN   Feltl and Company                     $4.00      $4.36     $4.58     14.50%    $0.36    $0.58
11/28/06                                      OMAB
           Grupo Aeroportuario del Centro Norte      Citigroup                             $18.00     $22.00    $20.85    15.83%    $4.00    $2.85
11/29/06   Netlist                            NLST   Thomas Weisel Partners                $7.00      $7.50     $8.10     15.71%    $0.50    $1.10
12/4/06    Penn Virginia GP Holdings           PVG   Lehman Brothers/UBS Investment Bank   $18.50     $18.55    $18.00    -2.70%    $0.05   -$0.50
12/6/06    Smart Move                      MVU-U    Newbridge Securities/I-Bankers       $5.00        $5.15    $5.05      1.00%    $0.15    $0.05
12/7/06    Heelys                           HLYS    Bear Stearns/Wachovia               $21.00        $30.30   $32.60    55.24%    $9.30   $11.60
12/7/06    Aegean Marine Petroleum Network ANW      Bear Streans                        $14.00        $15.00   $16.02    14.43%    $1.00    $2.02
12/7/06    Allegiant Travel                 ALGT    Merrill Lynch                       $18.00        $24.00   $25.10    39.44%    $6.00    $7.10
12/12/06   Atlas Energy Resources LLC         ATN                                       $21.00
                                                    UBS Investment Bank/Wachovia/AG Edwards           $21.86   $22.10     5.24%    $0.86    $1.10
12/12/06   DCT Industrial Trust               DCT   Merrill Lynch/Wachovia              $12.25        $12.76   $12.35     0.82%    $0.51    $0.10
12/12/06   Guidance Software                 GUID   Morgan Stanley/Lehman Brothers      $11.50        $13.00   $15.18    32.00%    $1.50    $3.68
12/12/06   IPG Photonics                     IPGP   Merrill Lynch/Lehman Brothers       $16.50        $25.00   $25.60    55.15%    $8.50    $9.10
12/13/06   Cal Dive International             DVR   Banc of America/JPMorgan            $13.00        $12.75   $12.35    -5.00%   -$0.25   -$0.65
12/13/06   Genesis Lease Limited              GLS   Citigroup/JPMorgan                  $23.00        $24.40   $23.65     2.83%    $1.40    $0.65
12/13/06   MEDecision                       MEDE    Cowen/CIBC World Markets            $21.00        $21.86   $22.10     5.24%    $0.86    $1.10
12/13/06   NewStar Financial                NEWS                                        $17.00
                                                    Goldman Sachs/Morgan Stanley/Citigroup/Wachovia   $19.00   $17.71     4.18%    $2.00    $0.71
12/13/06   Obagi Medical Products           OMPI    JPMorgan                            $11.00        $11.05   $10.05    -8.64%    $0.05   -$0.95
12/13/06   Teekay Offshore Partners L.P.     TOO    Citigroup/Merrill Lynch             $21.00        $25.00   $25.00    19.05%    $4.00    $4.00
12/13/06   WSB Financial Group              WSFG    D.A. Davidson                       $16.50        $20.00   $18.70    13.33%    $3.50    $2.20
12/14/06   Pantheon China Acquisition      PCQCU                                         $6.00
                                                    EarlyBirdCapital/Legand Merchant Group            $6.10    $6.23      3.83%    $0.10    $0.23
12/14/06   Altra Holdings                    AIMC   Merrill Lynch                       $13.50        $13.50   $14.29     5.85%    $0.00    $0.79
12/14/06   Carrols Restaurant Group         TAST    Wachovia/Banc of America            $13.00        $13.75   $15.20    16.92%    $0.75    $2.20
12/14/06   US BioEnergy                     USBE    UBS Investment Bank/Piper Jaffray $14.00          $14.25   $15.40    10.00%    $0.25    $1.40
12/14/06   Affymax                          AFFY    Morgan Stanley                      $25.00        $30.00   $33.88    35.52%    $5.00    $8.88
12/14/06   Double-Take Software             DBTK    Cowen/Thomas Weisel Partners        $11.00        $13.50   $12.66    15.09%    $2.50    $1.66
12/14/06   Isilon Systems                    ISLN   Morgan Stanley/Merrill Lynch        $13.00        $25.00   $23.10    77.69%   $12.00   $10.10
12/18/06   Middle Kingdom Alliance         MKGBU    I-Baners/Newbridge Securities        $8.00        $8.00    $8.00      0.00%    $0.00    $0.00
12/18/06   Restaurant Acquisition Partners  RAPIU   Capital Growth Financial             $6.00        $6.00    $6.00      0.00%    $0.00    $0.00
12/18/06   Fuwei Films (Holdings) Co. Ltd.   FFHL   Maxim Group                          $8.28        $8.51    $11.08    33.82%    $0.23    $2.80
12/18/06                                    MPEL
           Melco PBL Entertainment (Macau) Ltd                                          $19.00
                                                    Credit Suisse/Citigroup/UBS Investment Trust      $22.00   $21.55    13.42%    $3.00    $2.55
12/18/06   Trina Solar Limited                TSL   Merrill Lynch                       $18.50        $26.00   $20.28     9.62%    $7.50    $1.78
12/18/06   Claymont Steel Holdings          PLTE    Jefferies                           $17.00        $18.00   $18.44     8.47%    $1.00    $1.44
12/19/06   Solarfun Power Holdings          SOLF    Goldman Sachs (Asia)                $12.50        $12.50   $9.96    -20.32%    $0.00   -$2.54
12/19/06   Transforma Acquisition Group     TAQ-U   Banc of America/CRT Capital Group $8.00           $7.95    $7.94     -0.75%   -$0.05   -$0.06
12/19/06   Artes Medical                    ARTE    Cowen/Lazard Capital Markets         $6.00        $6.70    $7.67     27.83%    $0.70    $1.67
12/19/06   Dayton Superior                  DSUP    Robert W. Baird                     $12.00        $12.00   $11.50    -4.17%    $0.00   -$0.50
12/20/06   Shine Media Acquisition         SHND-U   Merriman Curhan Ford                 $6.00        $6.00    $6.15      2.50%    $0.00    $0.15
12/20/06   Universal Power Group             UPG                                         $7.35
                                                    Ladenburg Thalmann/Wunderlich Securities          $7.15    $7.35      0.00%   -$0.20    $0.00
12/21/06   Freedom Acquisition Holdings     FRH-U   Citigroup                           $10.00        $10.00   $10.00     0.00%    $0.00    $0.00



                                                                 2007
1/11/07    Legacy Reserves LP             LGCY      Wachovia/Friedman Billings Ramsey $19.00          $19.00   $20.30    6.84%    $0.00    $1.30
1/18/07    MV Oil Trust                   MVO       Raymond James                     $20.00          $21.50   $22.37   11.85%    $1.50    $2.37
1/22/07   AeroVironment                       AVAV    Goldman Sachs                         $17.00     $25.00     $23.93    40.76%    $8.00    $6.93
1/24/07   Meruelo Maddux Properties           MMPI                                          $10.00
                                                      Friedman Billings Ramsey/UBS Investment Bank     $10.25     $10.60     6.00%    $0.25    $0.60
1/24/07   Oculus Innovative Sciences          OCLS    Roth Capital Partners                 $8.00       $7.75     $7.80     -2.50%   -$0.25   -$0.20
1/30/07   Animal Health International          AHII   JPMorgan                              $11.00     $12.00     $12.45    13.18%    $1.00    $1.45
1/30/07   HFF                                   HF    Goldman Sachs,/Morgan Stanley         $18.00     $18.15     $18.70     3.89%    $0.15    $0.70
1/30/07   Duncan Energy Partners L.P.          DEP    Lehman Brothers/UBS Investment Bank   $21.00     $22.50     $23.05     9.76%    $1.50    $2.05
1/30/07   Employers Holdings                   EIG    Morgan Stanley                        $17.00     $20.00     $19.97    17.47%    $3.00    $2.97
1/31/07   XTENT                               XTNT    Piper Jaffray                         $16.00     $16.15     $16.48     3.00%    $0.15    $0.48
 2/1/07   Molecular Insight Pharmaceuticals    MIPI   RBC Capital Markets/Jefferies         $14.00     $14.10     $14.09     0.64%    $0.10    $0.09
 2/5/07   Cellcom Israel                       CEL    Goldman Sachs/Citigroup/Deutsche Bank $20.00     $20.30     $19.54    -2.30%    $0.30   -$0.46
 2/5/07   Synta Pharmaceuticals               SNTA    Bear Stearns/Lehman Brothers          $10.00     $10.00     $9.09     -9.10%    $0.00   -$0.91
 2/6/07   3SBio                               SSRX    UBS Investment Bank                   $16.00     $17.50     $14.85    -7.19%    $1.50   -$1.15
 2/6/07   JA Solar Holdings Co. Ltd           JASO    CIBC World Markets/Piper Jaffray      $15.00     $19.06     $19.50    30.00%    $4.06    $4.50
 2/7/07   Accuray                             ARAY    JPMorgan/UBS Investment Bank          $18.00     $21.00     $28.47    58.17%    $3.00   $10.47
 2/7/07   Mellanox Technologies               MLNX    Credit Suisse/JPMorgan                $17.00     $20.00     $20.00    17.65%    $3.00    $3.00
 2/7/07   National CineMedia                  NCMI                                          $21.00
                                                      Credit Suisse/JPMorgan/Lehman Brothers/Morgan Stanley
                                                                                                       $25.50     $25.67    22.24%    $4.50    $4.67
 2/7/07   Switch and Data                     SDXC    Deutsche Bank/Jefferies               $17.00     $22.00     $19.00    11.76%    $5.00    $2.00
 2/8/07   Optimer Pharmaceuticals             OPTR    Piper Jaffray/Jefferies               $7.00       $7.50     $8.50     21.43%    $0.50    $1.50
 2/8/07   Targa Resources Partners LP         NGLS                                          $21.00
                                                      Citigroup/Goldman Sachs/UBS Investment Bank/Merrill Lynch
                                                                                                       $23.00     $23.76    13.14%    $2.00    $2.76
 2/8/07   U.S. Auto Parts Network             PRTS                                          $10.00
                                                      RBC Capital Markets/Thomas Weisel Partners       $11.00     $11.90    19.00%    $1.00    $1.90
 2/8/07   Fortress Investment Group            FIG    Goldman Sachs                         $18.50     $35.00     $31.00    67.57%   $16.50   $12.50
 2/9/07   VeriChip                            CHIP    Merriman Curhan Ford                  $6.50       $6.50     $6.50      0.00%    $0.00    $0.00
2/14/07   Opnext                              OPXT    Goldman Sachs                         $15.00     $17.00     $17.40    16.00%    $2.00    $2.40
2/14/07   Quadra Realty Trust                  QRR    Credit Suisse/Wachovia                $15.00     $15.00     $15.25     1.67%    $0.00    $0.25
2/15/07   Salary.com                          SLRY    Thomas Weisel Partners/William Blair $10.50      $13.50     $12.50    19.05%    $3.00    $2.00
2/26/07   Rosetta Genomics                    ROSG    C.E. Unterberg, Towbin                $7.00       $7.02     $7.32      4.57%    $0.02    $0.32
 3/7/07   Clearwire                           CLWR    Merrill Lynch/Morgan Stanley/JPMorgan $25.00     $27.25     $24.60    -1.60%    $2.25   -$0.40
 3/8/07   Xinhua Finance Media Limited        XFML    JPMorgan/UBS Investment Bank          $13.00     $13.00     $11.35   -12.69%    $0.00   -$1.65
 3/8/07   Sourcefire                          FIRE    Morgan Stanley/Lehman Brothers        $15.00     $15.00     $16.45     9.67%    $0.00    $1.45
3/14/07   BigBand Networks                    BBND    Morgan Stanley/Merrill Lynch          $13.00     $15.25     $17.00    30.77%    $2.25    $4.00
3/15/07   FCStone Group                       FCSX    BMO Capital Markets/Banc of America$24.00        $29.32     $31.13    29.71%    $5.32    $7.13
3/15/07   Tongjitang Chinese Medicines         TCM    Merrill Lynch/UBS Investment Bank $10.00         $10.00     $9.75     -2.50%    $0.00   -$0.25
3/20/07   Cheniere Energy Partners, L.P.       CQP    Citigroup/Merrill Lynch/Credit Suisse $21.00     $22.00     $21.71     3.38%    $1.00    $0.71
3/21/07   Glu Mobile                          GLUU    Goldman Sachs/Lehman Brothers         $11.50     $11.50     $12.29     6.87%    $0.00    $0.79
3/22/07   CastlePoint Holdings                CPHL    Friedman Billings Ramsey              $14.50     $15.60     $16.15    11.38%    $1.10    $1.65
3/26/07   Aruba Networks                      ARUN    Goldman Sachs/Lehman Brothers         $11.00     $14.00     $14.15    28.64%    $3.00    $3.15
3/27/07   eTelecare Global Solutions          ETEL    Morgan Stanley                        $13.50     $13.75     $14.55     7.78%    $0.25    $1.05
3/28/07   SenoRx                              SENO    Banc of America/Citigroup             $8.00       $8.18     $8.03      0.37%    $0.18    $0.03
3/28/07   Super Micro Computer                SMCI    Merrill Lynch                         $8.00       $8.85     $8.76      9.50%    $0.85    $1.00
3/29/07   Flagstone Reinsurance Holdings       FSR    Lehman Brothers/Citigroup             $13.50     $13.50     $13.48    -0.15%    $0.00   -$0.02
3/29/07   Capital Products Partners L.P.       CPLP   Merrill Lynch/UBS Investment Bank $21.50            $26.00   $26.75   24.42%    $4.50    $5.25
3/29/07   GSI Technology                       GSIT   Needham/WRHambrecht+Co                $5.50         $5.50    $5.29    -3.82%    $0.00    $1.00
 4/4/07   Veraz Networks                       VRAZ   Credit Suisse/Lehman Brothers         $8.00         $8.00    $7.80    -2.50%    $0.00   -$0.20
4/11/07   Tailwind Financial                  TFN-U   Deutsche Bank                         $8.00         $7.80    $7.92    -1.00%   -$0.20   -$0.08
4/12/07   Comverge                            COMV    Citigroup                             $18.00        $21.00   $22.31   23.94%    $3.00    $4.31
4/17/07   MBF Healthcare Acquisition          MBH-U   Merrill Lymch/Morgan Joseph/Ladenberg Thalmann $8.00
                                                                                            $8.00                  $8.02     0.25%    $0.00    $0.02
4/18/07   MetroPCS Communications               PCS   Bear Stearns                          $23.00        $25.10   $27.40   19.13%    $2.10    $4.40
4/19/07   Pinpoint Advance                    PPACU   Maxim Group                           $10.00        $10.00   $10.50    5.00%    $0.00    $0.50
4/19/07   Pinpoint Advance                    PPACU   Maxim Group                           $10.00        $10.00   $10.05    0.50%    $0.00    $0.05
4/19/07   China Healthcare Acquisition        CHM-U   Ferris Baker Watts                    $6.00         $6.00    $6.06     1.00%    $0.00    $0.06
4/19/07   Simcere Pharmaceutical Group (SCR)    SCR   Goldman Sachs (Asia)                  $14.50        $15.00   $15.30    5.52%    $0.50    $0.80
4/19/07   Superior Offshore International      DEEP   Merrill Lynch/JPMorgan                $15.00        $18.00   $17.54   16.93%    $3.00    $2.54
4/23/07   Cinemark Holdings                     CNK   Lehman Brothers/Credit Suisse/Merrill $19.00
                                                                                            Lynch/Morgan Stanley
                                                                                                          $19.00   $18.91   -0.47%    $0.00   -$0.09
4/24/07   Victory Acquisition                 VRY-U   Citigroup                             $10.00        $10.25   $10.35    3.50%    $0.25    $0.35
4/24/07   OceanFrieght                         ONCF   Banc of America/Canter Fitzgerald     $19.00        $19.00   $19.31    1.63%    $0.00    $0.31
4/25/07   EDENOR                                EDN   Citigroup/JPMorgan                    $17.00        $17.50   $17.65    3.82%    $0.50    $0.65
4/25/07                                       VTRQU
          Vector Intersect Security Acquisition       Rodman & Renshaw                      $8.00         $7.90    $7.92    -1.00%   -$0.10   -$0.08
4/25/07   Orexigen Therapeutics                OREX   Merrill Lynch/JPMorgan                $12.00        $12.50   $13.00    8.33%    $0.50    $1.00
4/26/07   Pharmasset                           VRUS   Banc of America/UBS Investment Bank$9.00            $9.00    $9.07     0.78%    $0.00    $0.07
 5/1/07   Cavium Networks                      CAVM   Morgan Stanley/Lehman Brothers        $13.50        $16.50   $16.45   21.85%    $3.00    $2.95
 5/1/07   NeurogesX                            NGSX   Morgan Stanley                        $11.00        $10.99   $10.25   -6.82%   -$0.01   -$0.75
 5/2/07   Qiao Xing-Mobile Communication QXM          UBS Investment Bank                   $12.00        $12.00   $11.31   -5.75%    $0.00   -$0.69
 5/2/07   Acorn International                   ATV   Merrill Lynch/Deutsche Bank           $15.50        $19.90   $21.50   38.71%    $4.40    $6.00
 5/8/07   TomoTherapy                          TTPY   Merrill Lynch                         $19.00        $24.00   $22.67   19.32%    $5.00    $3.67
 5/9/07   AECOM Technology                      ACM   Morgan Stanley/Merrill Lynch/UBS Investment Bank $21.00
                                                                                            $20.00                 $21.10    5.50%    $1.00    $1.10
5/10/07   Biodel                               BIOD   Morgan Stanley/Banc of America        $15.00        $16.50   $18.00   20.00%    $1.50    $3.00
5/10/07   JMP Group                             JMP   JMP Securitites/Merrill Lynch/Keefe Bruyette & Woods$11.50
                                                                                            $11.00                 $12.30   11.82%    $0.50    $1.30
5/10/07   Solera Holdings                       SLH   Goldman Sachs/JPMorgan                $16.00        $16.25   $18.40   15.00%    $0.25    $2.40
5/14/07   Continental Resources                 CLR   JPMorgan/Merrill Lynch                $15.00        $14.50   $14.10   -6.00%   -$0.50   -$0.90
5/14/07   Skilled Health Group                  SKH   Credit Suisse                         $15.50        $16.00   $15.90    2.58%    $0.50    $0.40
5/14/07   Pinnacle Gas Resources               PINN   Friedman Billings Ramsey              $9.00         $8.75    $8.59    -4.56%   -$0.25   -$0.41
5/14/07   Insulet Corporation                  PODD   JPMorgan/Merrill Lynch                $15.00        $17.00   $15.96    6.40%    $2.00    $0.96
5/15/07   CAI International                     CAP   Piper Jaffray                         $15.00        $15.02   $15.00    0.00%    $0.02    $0.00
5/16/07   TechTarget                           TTGT   Morgan Stanley/Lehman Brothers        $13.00        $14.50   $14.79   13.77%    $1.50    $1.79
5/16/07   Eurand NV                            EURX   Deutsche Bank/Lehman Brothers         $16.00        $15.90   $15.44   -3.50%   -$0.10   -$0.56
5/16/07   China Sunergy                        CSUN   Merrill Lynch                         $11.00        $12.00   $16.56   50.55%    $1.00    $5.56
5/17/07   Columbus Acquisition                BUS-U                                         $8.00
                                                      Lazard Capital Markets/Ladenburg Thalmann           $8.01    $8.01     0.12%    $0.01    $0.01
5/17/07   TriMas                                TRS   Goldman Sachs/Merrill Lynch           $11.00        $11.55   $11.75    6.82%    $0.55    $0.75
5/17/07   EnerNOC                              ENOC   Credit Suisse/Morgan Stanley          $26.00        $30.76   $31.13   19.73%    $4.76    $5.13
5/21/07   Arcade Acquisition                  ACDQU                                         $
                                                      Morgan Joseph/Legend Merchant Group8.00             $8.00    $8.15     1.88%    $0.00    $0.15
5/22/07   B&G Foods                         BGS     Credit Suisse/Lehman Brothers        $13.00    $13.50   $13.26     2.00%    $0.50    $0.26
5/22/07   Sirtris                           SIRT    JPMorgan                             $10.00    $11.00   $10.76     7.60%    $1.00    $0.76
5/22/07   RSC Holdings                      RRR                                          $22.00
                                                    Deutsche Bank/Morgan Stanley/Lehman Brothers   $21.70   $19.00   -13.64%   -$0.30   -$3.00
5/23/07   TransTech Services Partners      TTSPU    Cowen/Maxim Group                    $8.00     $8.00    $8.02      0.25%    $0.00    $0.02
5/23/07   Vantage Energy Services          VTG-U    Deutsche Bank                        $8.00     $8.08    $8.08      1.00%    $0.08    $0.08
5/23/07   Helicos BioSciences               HLCS    UBS Investment Bank                  $9.00     $9.00    $8.47     -5.89%    $0.00   -$0.53
5/23/07   Greenlight Capital Re            GLRE     Lehman Brothers/UBS Investment Bank  $19.00    $23.00   $24.03    26.47%    $4.00    $5.03
5/24/07   Shermen WSC Acquisition         SACQU                                          $
                                                    CIBC World Markets/CRT Capital Group6.00       $6.07    $6.10      1.67%    $0.07    $0.10
5/24/07   Clean Energy Fuels                CLNE    WR Hambrecht+Co/Simmons & Company    $12.00    $12.00   $12.04     0.33%    $0.00    $0.04
5/30/07   Stoneleigh Partners Acquisition SCOC-U    HCFB/Brenner Securities/Pali Capital $8.00     $8.02    $8.06      0.75%    $0.02    $0.06
5/30/07   Amicus Therapeutics               FOLD    Morgan Stanley/Merrill Lynch         $15.00    $16.00   $14.43    -3.80%    $1.00   -$0.57
5/31/07   Jazz Pharmaceuticals              JAZZ    Morgan Stanley/Lehman Brothers       $18.00    $17.50   $17.73    -1.50%   -$0.50   -$0.27
5/31/07   LDK Solar                          LDK    Morgan Stanley/UBS Investment Bank$27.00       $28.00   $27.20     0.74%    $1.00    $0.20
 6/5/07   Starent Networks                  STAR    Goldman Sachs/Lehman Brothers        $12.00    $13.75   $14.01    16.75%    $1.75    $2.01
 6/6/07   Response Genetics                RGDX     Maxim Group                          $7.00     $7.00    $7.00      0.00%    $0.00    $0.00
 6/6/07   Infinera                          INFN    Goldman Sachs                        $13.00    $16.00   $19.71    51.62%    $3.00    $6.71
 6/7/07   Yingli Green Energy Holding       YGE                                          $11.00
                                                    Goldman Sachs (Asia)/UBS Investment Bank       $10.80   $10.50    -4.55%   -$0.20   -$0.50
 6/7/07   Apex Bioventures Acquisition     PEX-U    Lazard Capital Markets               $8.00     $8.00    $8.05      0.63%    $0.00    $0.05
 6/7/07   FBR Capital Markets              FBCM     Friedman Billings Ramsey             $17.00    $18.00   $18.00     5.88%    $1.00    $1.00
 6/7/07   Limelight Networks               LLNW     Goldman Sachs/Morgan Stanley         $15.00    $23.00   $22.18    47.87%    $8.00    $7.18
6/12/07   BWAY Holding                      BWY     Goldman Sachs/Banc of America        $15.00    $15.05   $14.60    -2.67%    $0.05   -$0.40
6/13/07   BioFuel Energy                    BIOF    JPMorgan/Citi/A.G. Edwards           $10.50    $10.50   $10.51     0.10%    $0.00    $0.01
6/18/07   Advanced Technology Acquisition AXC-U     CRT Capital                          $8.00     $8.00    $8.09      1.13%    $0.00    $0.09
6/19/07   Aldabra 2 Acquisition             AII-U   Lazard Capital Markets               $10.00    $10.15   $10.18     1.80%    $0.15    $0.18
6/21/07   Care Investment Trust             CRE     Credit Suisse/Merrill Lynch          $15.00    $13.00   $13.50   -10.00%   -$2.00   -$1.50
6/21/07   The Blackstone Group                BX    Morgan Stanley/Citi                  $31.00    $36.45   $35.06    13.10%    $5.45    $4.06
6/22/07   China Discovery Acquisition     CADQU                                          $6.00
                                                    EarlyBirdCapital/Legend Merchant Group         $6.41    $6.40      6.67%    $0.41    $0.40
6/25/07   GSC Acquisition                  GGA-U    Citigroup                            $10.00    $10.25   $10.27     2.70%    $0.25    $0.27
6/26/07   AuthenTec                        AUTH     Lehman Brothers                      $11.00    $11.00   $10.00    -9.09%    $0.00   -$1.00
6/26/07   Spreadtrum Communications        SPRD     Morgan Stanley/Lehman Brothers       $14.00    $14.20   $15.95    13.93%    $0.20    $1.95
6/26/07   comScore                         SCOR     Credit Suisse/Deutsche Bank          $16.50    $22.00   $23.47    42.24%    $5.50    $6.97
6/26/07   Data Domain                      DDUP     Goldman Sachs/Morgan Stanley         $15.00    $20.00   $24.95    66.33%    $5.00    $9.95
6/26/07   Spectra Energy Partners, L.P.      SEP    Citi/Lehman Brothers                 $22.00    $26.50   $28.65    30.23%    $4.50    $6.65
6/27/07   Vaughan Foods                   FOOD-U    Paulson Investment                   $6.50     $6.50    $6.55      0.77%    $0.00    $0.05
6/27/07   Polypore International            PPO     JPMorgan                             $19.00    $18.00   $18.03    -5.11%   -$1.00   -$0.97
6/27/07   PROS Holdings                     PRO     JPMorgan/Deutsche Bank               $11.00    $12.50   $12.85    16.82%    $1.50    $1.85
6/28/07   Alyst Acquisition                AYA-U                                         $8.00
                                                    Ferris Baker Watts/Jesup & Lamont Securities   $8.00    $8.03      0.37%    $0.00    $0.03
 7/2/07   ShoreTel                         SHOR     Lehman Brothers/JPMorgan             $9.50     $10.00   $12.15    27.89%    $0.50    $2.65
7/17/07   China Fortune Acquisition       CFAUF     EarlyBirdCapital                     $8.00     $8.15    $8.50      6.25%    $0.15    $0.50
7/17/07   Dice Holdings                     DHX     Credit Suisse/Morgan Stanley         $13.00    $14.50   $13.40     3.08%    $1.50    $0.40
7/17/07   Encore Bancshares                EBTX      Keefe Bruyette & Woods                $21.00         $22.26         $22.43     6.81%    $1.26    $1.43
7/17/07   SemGroup Energy Partners, L.P. SGLP        Citi/Merrill Lynch                    $22.00         $29.75         $29.32    33.27%    $7.75    $7.32
7/18/07   MF Global                          MF      Citi/JPMorgan/Lehman Brothers/Merrill$30.00
                                                                                             Lynch/UBS Investment Bank
                                                                                                          $29.37         $27.55    -8.17%   -$0.63   -$2.45
7/18/07   Netezza                            NZ      Credit Suisse/Morgan Stanley          $12.00         $15.00         $17.39    44.92%    $3.00    $5.39
7/18/07   Limco-Piedmont                   LIMC      Oppenhemier/Stifel Nicolaus           $11.00         $12.50         $13.30    20.91%    $1.50    $2.30
7/19/07   KBL Healthcare Acquisition      KHA-U      Citigroup                              $8.00         $8.10          $8.19      2.37%    $0.10    $0.19
7/19/07   Orbitz Worldwide                 OWW                                             $15.00
                                                     Morgan Stanley/Goldman Sachs/Lehman Brothers/JPMorgan$14.90         $14.50    -3.33%   -$0.10   -$0.50
7/19/07   Airvana                          AIRV      Morgan Stanley/Lehman Brothers         $7.00         $7.00          $7.17      2.43%    $0.00    $0.17
7/19/07   hhgregg                          HGG       Credit Suisse/Lehman Brothers         $13.00         $13.72         $14.55    11.92%    $0.72    $1.55
7/24/07   Monotype Imaging Holdings        TYPE      Banc of America                       $12.00         $12.00         $12.05     0.42%    $0.00    $0.05
7/24/07   Rex Energy                       REXX      KeyBanc Capital Markets               $11.00         $11.00         $10.13    -7.91%    $0.00   -$0.87
7/24/07   Validus Holdings, Ltd.             VR      Goldman Sachs/Merrill Lynch           $22.00         $22.00         $22.25     1.14%    $0.00    $0.25
7/24/07   BladeLogic                       BLOG      Morgan Stanley/Merrill Lnych          $17.00         $24.25         $25.07    47.47%    $7.25    $8.07
7/25/07   ImaRx Therapeuctis               IMRX      Maxim Group/I-Bankers Securities       $5.00         $4.90          $4.79     -4.20%   -$0.10   -$0.21
7/25/07   Voltaire Ltd.                    VOLT      JPMorgan/Merrill Lhnch                 $9.00         $9.00          $8.33     -7.44%    $0.00   -$0.67
7/25/07   Perfect World                   PWRD       Morgan Stanley/Credit Suisse          $16.00         $17.50         $20.40    27.50%    $1.50    $4.40
7/26/07   lululemon athletica              LULU      Goldman Sachs/Merrill Lynch           $18.00         $25.00         $28.00    55.56%    $7.00   $10.00
 8/1/07                                   AMV-U
          Alternative Asset Management Acquisition   Citi                                  $10.00         $10.25         $10.10     1.00%    $0.25    $0.10
 8/1/07   Genpact Limited                    G       Morgan Stanley/Citi/JPMorgan          $14.00         $14.00         $16.75    19.64%    $0.00    $2.75
 8/1/07   Dolan Media                       DM       Goldman Sachs/Merrill Lynch           $14.50         $16.40         $17.72    22.21%    $1.90    $3.22
 8/2/07   Sucampo Pharmaceuticals          SCMP      Cowen                                 $11.50         $11.50         $12.26     6.61%    $0.00    $0.76
 8/2/07   Virtusa                          VRTU      JPMorgan                              $14.00         $13.50         $11.86   -15.29%   -$0.50   -$2.14
 8/2/07   Concho Resources                  CXO                                            $11.50
                                                     JPMorgan/Banc of America/Lehman Brothers             $11.61         $12.90    12.17%    $0.11    $1.40
 8/6/07   Quicksilver Gas Services LP       KGS      UBS Investment Bank/Goldman Sachs$21.00              $21.99         $21.00     0.00%    $0.99    $0.00
 8/7/07   HireRight                        HIRE      Credit Suisse                         $15.00         $15.10         $14.73    -1.80%    $0.10   -$0.27
 8/7/07   E-House (China) Holdings           EJ      Credit Suisse/Merrill Lynch           $13.80         $18.12         $19.43    40.80%    $4.32    $5.63
 8/7/07   Masimo                           MASI      Piper Jafftay/Deutsche Bank/Citi      $17.00         $19.00         $20.90    22.94%    $2.00    $3.90
 8/8/07   DemandTec                        DMAN      Morgan Stanley/Credit Suisse          $11.00         $10.05         $9.45    -14.09%   -$0.95   -$1.55
 8/8/07   WuXi Pharma Tech (China)          WX       Credit Suisse/JPMorgan                $14.00         $18.50         $19.60    40.00%    $4.50    $5.60
 8/9/07   Paragon Shipping                 PRGN      UBS Investment Bank/Morgan Stanley$16.00             $15.50         $14.25   -10.94%   -$0.50   -$1.75
 8/9/07   Horsehead Holdings               ZINC      Friedman Billings Ramsey              $18.00         $18.00         $18.60     3.33%    $0.00    $0.60
 8/9/07   MercadoLibre                     MELI      JPMorgan/Merrill Lynch                $18.00         $22.00         $28.50    58.33%    $4.00   $10.50
8/13/07   VMware                           VMW       Citi/JPMorgan/Lehman Brothers         $29.00         $52.00         $51.00    75.86%   $23.00   $22.00
 9/4/07   InterAmerican Acquisition Group IAQGU      Chardan Capital Markets/Maxim Group$8.00             $8.02          $8.01      0.12%    $0.02    $0.01
9/11/07   Encore Energy Partners            ENP      UBS Investment Bank/Lehman Brothers   $21.00         $21.00         $21.03     0.14%    $0.00    $0.03
9/18/07   athenahealth                     ATHN      Goldman Sachs/Merrill Lynch           $18.00         $30.00         $35.50    97.22%   $12.00   $17.50
9/24/07   Seanergy Maritime               SRG-U      Maxim Group                           $10.00         $10.30         $10.36     3.60%    $0.30    $0.36
9/26/07   Babcock & Brown Air Limited       FLY                                            $23.00
                                                     Morgan Stanley/Citi/Merrill Lynch/Credit Suisse      $23.00         $22.73    -1.17%    $0.00   -$0.27
9/27/07   Hicks Acquisition Company       TOH-U      Citi                                  $10.00         $10.00         $9.95     -0.50%    $0.00   -$0.05
9/27/07   Duff & Phelps                     DUF      Goldman Sachs/UBS Investment Bank$16.00              $17.00         $18.35    14.69%    $1.00    $2.35
10/2/07    Inter-Atlantic Financial            IAN-U   Morgan Joseph                       $8.00    $8.00    $8.08      1.00%    $0.00    $0.08
10/2/07    Constant Contact                    CTCT                                        $16.00
                                                       CIBC World Markets/Thomas Weisel Partners    $26.00   $27.64    72.75%   $10.00   $11.64
10/3/07    Highlands Acquisition               HIA-U   Citi                                $10.00   $10.20   $10.00     0.00%    $0.20    $0.00
10/4/07    FMG Acquisition                   FMGQ-U    Pali Capital/Maxim Group            $8.00    $8.00    $8.00      0.00%    $0.00    $0.00
10/4/07    MAP Pharmaceuticals                MAPP     Merrill Lynch/Morgan Stanley        $12.00   $12.75   $13.35    11.25%    $0.75    $1.35
10/4/07    China Digital TV Holding Cp., Ltd. STV      Morgan Stanley/Credit Suisse        $16.00   $35.00   $28.00    75.00%   $19.00   $12.00
10/9/07    Targanta Therapeutics              TARG     Credit Suisse                       $10.00   $10.00   $9.40     -6.00%    $0.00   -$0.60
10/9/07    Textainer Group Holdings Limited TGH        Credit Suisse/Wachovia              $16.50   $16.65   $17.00     3.03%    $0.15    $0.50
10/9/07    Compellent                           CML    Morgan Stanley                      $13.50   $24.00   $24.19    79.19%   $10.50   $10.69
10/10/07   Virgin Mobile USA                     VM    Lehman Brothers                     $15.00   $15.60   $15.75     5.00%    $0.60    $0.75
10/10/07   SP Acquisition                     DSP-U                                        $10.00
                                                       UBS Investment Bank/Ladenburg Thalmann       $10.00   $10.00     0.00%    $0.00    $0.00
10/15/07   Stone Tan China Acquisition        STTAU    Morgan Joseph                       $8.00    $7.90    $8.00      0.00%   -$0.10    $0.00
10/16/07   TranS1                             TSON     Lehman Brothers/Piper Jaffray       $15.00   $25.00   $24.00    60.00%   $10.00    $9.00
10/17/07   TM Entertainment and Media          THI.U   Pali/Maxim Group                    $8.00    $7.96    $7.95     -0.62%   -$0.04   -$0.05
10/17/07   Global BPO Services                OOO-U    Deutsche Bank                       $8.00    $7.95    $8.00      0.00%   -$0.05    $0.00
10/17/07   NRDC Acquisition                   NAQ-U    Banc of America                     $10.00   $10.00   $10.01     0.10%    $0.00    $0.01
10/18/07   Maxcom Telecommunications            MXT    Morgan Stanley                      $17.50   $19.00   $18.59     6.23%    $1.50    $1.09
10/18/07   DuPont Fabros Technology             DFT    Lehman Brothers/UBS Investment Bank $21.00   $21.50   $22.71     8.14%    $0.50    $1.71
10/18/07   Noah Education Holdings              NED    Deutsche Bank                       $14.00   $22.90   $19.85    41.79%    $8.90    $5.85
10/22/07   Triplecrown Acquisition            TCW-U    Citi                                $10.00   $10.03   $10.11     1.10%    $0.03    $0.11
10/22/07   Fuqi International                   FUQI   Merriman Curhan Ford                $9.00    $10.00   $10.47    16.33%    $1.00    $1.47
10/22/07   CVR Energy                            CVI   Goldman Sachs/Deutsche Bank         $19.00   $21.05   $20.25     6.58%    $2.05    $1.25
10/23/07   Vanguard Natural Resources           VNR    Citi                                $19.00   $19.00   $18.94    -0.32%    $0.00   -$0.06
10/23/07   Longtop Financial Technologies        LFT   Goldman Sachs/Deutsche Bank         $17.50   $27.01   $32.40    85.14%    $9.51   $14.90
10/24/07   Secure America Acquisition         HLD-U    SunTrust Robinson/Morgan Joseph     $8.00    $8.00    $7.91     -1.13%    $0.00   -$0.09
10/24/07   FGX International Holdings           FGXI                                       $16.00
                                                       William Blair/Sun Trust Robinson Humphrey    $18.00   $17.05     6.56%    $2.00    $1.05
10/24/07   Pzena Investment Management          PZN    Goldman Sachs/UBS Investment Bank$18.00      $20.71   $20.09    11.61%    $2.71    $2.09
10/24/07   ULTA Salon Cosmetics & Fragrance    ULTA    JPMorgan/Wachovia                   $18.00   $33.00   $29.82    65.67%   $15.00   $11.82
10/25/07   Power Medical Interventions          PMII   Jefferies/Lazard Capital Markets    $11.00   $11.50   $11.79     7.18%    $0.50    $0.79
10/29/07   Genoptix                           GXDX     Lehman Brothers                     $17.00   $25.00   $25.35    49.12%    $8.00    $8.35
10/30/07   012 Smile.communications           SMLC     CIBC World Markets/Cowen            $12.00   $12.00   $12.00     0.00%    $0.00    $0.00
10/30/07   CNinsure                            CISG    Morgan Stanley                      $16.00   $25.00   $25.29    58.06%    $9.00    $9.29
10/31/07   Giant Interactive Group               GA    Merrill Lynch/UBS Investment Bank $15.50     $18.25   $18.23    17.61%    $2.75    $2.73
11/1/07    Deltek                              PROJ    Credit Suisse                       $18.00   $18.00   $17.95    -0.28%    $0.00   -$0.05
11/1/07    SoundBite Communications            SDBT    Cowen/Thomas Weisel Partners        $8.00    $8.00    $8.02      0.25%    $0.00    $0.02
11/1/07    Nanosphere                         NSHP     Credit Suisse                       $14.00   $14.00   $16.00    14.29%    $0.00    $2.00
11/1/07    Neutral Tandem                     TNDM     Morgan Stanley/CIBC World Markets $14.00     $18.00   $20.28    44.86%    $4.00    $6.28
11/5/07    SandRidge Energy                      SD    Lehman Brothers                     $26.00   $30.94   $32.00    23.08%    $4.94    $6.00
11/6/07    Agria                                GRO    Credit Suisse                       $16.50   $16.50   $12.06   -26.91%    $0.00   -$4.44
11/6/07    Golden Pond Healthcare             GPH-U    Deutsche Bank                       $8.00    $8.00    $8.00      0.00%    $0.00    $0.00
11/6/07    ARYx Therapeutics                  ARYX    Morgan Stanley                        $10.00     $9.00   $8.10    -19.00%   -$1.00   -$1.90
11/6/07    BioForm Medical                    BFRM    JPMorgan/Piper Jaffray                $8.00      $8.00   $8.55      6.88%    $0.00    $0.55
11/6/07    AirMedia Group                    AMCN     Morgan Stanley/Lehman Brothers        $15.00    $19.50   $20.90    39.33%    $4.50    $5.90
11/7/07    Capitol Acquisition               CLU.U    Citi                                  $10.00    $10.00   $10.00     0.00%    $0.00    $0.00
11/7/07    Enterprise Acquisition            EST-U    UBS Investment Bank/Ladenburg Thalmann$10.00    $10.00   $9.99     -0.10%    $0.00   -$0.01
11/7/07    ICx Technologies                   ICXT    Lehman Brothers                       $16.00    $14.00   $12.85   -19.69%   -$2.00   -$3.15
11/7/07    Approach Resources                 AREX    JPMorgan                              $12.00    $12.50   $12.59     4.92%    $0.50    $0.59
11/8/07    Lumber Liquidators                   LL    Goldman Sachs/Merrill Lynch           $10.00     $9.89   $9.76     -2.40%   -$0.11   -$0.24
11/8/07    Quest Energy Partners L.P.         QELP    Wachovia/RBC Capital Markets          $18.00    $17.00   $16.50    -8.33%   -$1.00   -$1.50
11/8/07    The Ensign Group                   ENSG    D.A. Davidson/Stifel Nicolas          $16.00    $15.60   $16.14     0.88%   -$0.40    $0.14
11/8/07    OSG America                         OSP    Citi/UBS Investment Bank              $19.00    $19.00   $18.85    -0.79%    $0.00   -$0.15
11/8/07    China Nepstar Chain Drugstore Ltd. NPD     Goldman Sachs (Asia)/ Merrill Lynch $16.20      $16.20   $17.50     8.02%    $0.00    $1.30
11/8/07    American Public Education          APEI    William Blair/Piper Jaffray           $20.00    $30.00   $35.92    79.60%   $10.00   $15.92
11/9/07    2020 ChinaCap Aquirco             TTY-U    Morgan Joseph                         $8.00      $8.02   $8.15      1.88%    $0.02    $0.15
11/12/07   Navios Maritime Partners L.P.      NMM     Merrill Lynch/JPMorgan                $20.00    $19.25   $19.25    -3.75%   -$0.75   -$0.75
11/12/07   Heckman                           HEK-U    Credit Suisse/Roth Capital Management $8.00      $8.03   $8.00      0.00%    $0.03    $0.00
11/13/07   Och-Ziff Capital Management GroupOZMLLC    Goldman Sachs/Lehman Brothers         $32.00    $32.75   $30.65    -4.22%    $0.75   -$1.35
11/14/07   EnergySolutions                      ES    Credit Suisse/JPMorgan/Morgan Stanley $23.00    $23.00   $23.01     0.04%    $0.00    $0.01
11/14/07   Prospect Acquisition              PAX-U    Citi                                  $10.00    $10.00   $10.00     0.00%    $0.00    $0.00
11/14/07   EnteroMedics                       ETRM    JPMorgan/Morgan Stanley               $8.00      $8.00   $8.00      0.00%    $0.00    $0.00
11/14/07   Virtual Radiologic                 VRAD    Goldman Sachs                         $17.00    $19.00   $20.75    22.06%    $2.00    $3.75
11/14/07   MSCI                                MXB    Morgan Stanley                        $18.00    $23.00   $24.97    38.72%    $5.00    $6.97
11/15/07   Chimera Investment                  CIM                                          $15.00
                                                      Merrill Lynch/Credit Suisse/Deutsche Bank       $15.00   $14.90    -0.67%    $0.00   -$0.10
11/15/07   3PAR                                PAR    Goldman Sachs/Credit Suisse           $14.00    $16.50   $15.75    12.50%    $2.50    $1.75
11/15/07   Rubicon Technology                 RBCN    UBS Investment Bank                   $14.00    $14.00   $17.50    25.00%    $0.00    $3.50
11/15/07   El Paso Pipeline Partners           EPB                                          $20.00
                                                      Lehman Brothers/Citi/Goldman Sachs/UBS Investment Bank
                                                                                                      $20.50   $20.90     4.50%    $0.50    $0.90
11/16/07   Internet Brands                    INET    Thomas Weisel Partners/Jefferies      $8.00      $8.00   $8.00      0.00%    $0.00    $0.00
11/19/07   Ideation Acquisition               IDI-U   Lazard Capital Markets                $8.00      $8.00   $8.01      0.12%    $0.00    $0.01
11/19/07   SuccessFactors                     SFSF    Morgan Stanley/Goldman Sachs          $10.00    $13.00   $13.25    32.50%    $3.00    $3.25
11/20/07   Global Consumer Acquisition       GHC-U    Deutsche Bank                         $10.00    $10.00   $10.00     0.00%    $0.00    $0.00
11/29/07   Camden Learning                   CAELU    Morgan Joseph                         $8.00      $8.05   $8.01      0.12%    $0.05    $0.01
12/3/07    North Shore Acquisition          NSAQU     EarlyBirdCapital                      $8.00      $8.00   $7.90     -1.25%    $0.00   -$0.10
12/5/07    WSP Holdings                        WH     JPMorgan                              $8.50      $8.51   $8.54      0.47%    $0.01    $0.04
12/5/07    VisionChina Media                  VISN    Credit Suisse/ Merrrill Lynch         $8.00      $8.00   $8.00      0.00%    $0.00    $0.00
12/5/07    Titan Machinery                    TITN    Craig-Hallum Capital/Robert W. Baird $8.50       $9.62   $9.48     11.53%    $1.12    $0.98
12/6/07    Entropic Communications            ENTR    Credit Suisse/Lehman Brothers         $6.00      $7.01   $7.40     23.33%    $1.01    $1.40
12/6/07                                      TGY-U
           Tremisis Energy Acquisition Corpation II   Merrill Lynch/EarlyBirdCapital        $8.00      $8.05   $8.01      0.12%    $0.05    $0.01
12/6/07    Global Brands Acquisition         GQN-U    Citi                                  $10.00    $10.01   $10.00     0.00%    $0.01    $0.00
12/6/07    Liberty Acquisition Holdings       LIA-U   Citi                                  $10.00    $10.00   $10.00     0.00%    $0.00    $0.00
12/6/07    Triple-S Management                 GTS    Credit Suisse/UBS Investment Bank $14.50        $14.80   $15.15     4.48%    $0.30    $0.65
12/10/07   ChinaEdu                             CEDU    Bear Stearns                         $10.00    $10.00   $7.97    -20.30%    $0.00   -$2.03
12/10/07   CardTronics                          CATM                                         $10.00
                                                        Deutsche Bank/William Blair/Banc of America    $9.65    $9.50     -5.00%   -$0.35   -$0.50
12/11/07   United Refining Energy               URX-U   Deutsche Bank/Maxim Group            $10.00    $9.50    $9.96     -0.40%   -$0.50   -$0.04
12/11/07   Xinyuan Real Estate                    XIN   Merrill Lynch                        $14.00    $16.50   $16.80    20.00%    $2.50    $2.80
12/11/07   VanceInfo Technologies                 VIT   Citi/Merrill Lynch                   $8.50     $9.50    $9.96     17.18%    $1.00    $1.46
12/12/07   Teekay Tankers                        TNK    Citi/Morgan Stanley                  $19.50    $19.75   $20.01     2.62%    $0.25    $0.51
12/12/07   K12                                   LRN    Morgan Stanley/Credit Suisse         $18.00    $19.75   $24.55    36.39%    $1.75    $6.55
12/12/07   MedAssets                            MDAS    Morgan Stanley/Lehman Brothers       $16.00    $19.75   $20.50    28.13%    $3.75    $4.50
12/13/07   Gulfstream International Group         GIA   Taglich Brothers                     $8.00     $7.50    $7.40     -7.50%   -$0.50   -$0.60
12/13/07   MEMSIC                               MEMS    Citi                                 $10.00    $10.00   $10.25     2.50%    $0.00    $0.25
12/13/07   Intellon                              ITLN   Deutsche Bank                        $6.00     $7.50    $6.75     12.50%    $1.50    $0.75
12/18/07   Gushan Environmental Energy            GU    Merrill Lynch                        $9.60     $9.61    $9.73      1.35%    $0.01    $0.13
12/18/07   Orion Energy Systems                 OESX    Thomas Weisel Partners               $13.00    $17.25   $21.41    64.69%    $4.25    $8.41
12/19/07   NetSuite                                N    Credit Suisse                        $26.00    $26.00   $35.50    36.54%    $0.00    $9.50



                                                                       2008
1/14/08    Polaris Acquisition                  TKP-U                                       $10.00
                                                        Lazard Capital Markets/Ladenburg Thalmann      $10.00   $10.00    0.00%     $0.00    $0.00
1/16/08    Asia Special Situation Acquisition   CIO-U   Maxin Group                         $10.00     $10.00   $10.00    0.00%     $0.00    $0.00
1/17/08    Williams Pipeline Partners L.P.       WMZ    Lehman Brothers/Citi/Merrill Lynch  $20.00     $20.50   $20.00    0.00%     $0.50    $0.00
1/17/08    Sapphire Industrials                 FYR-U   Citi                                $10.00     $10.00   $9.98    -0.20%     $0.00   -$0.02
1/17/08    Sports Properties Acquisition        HMR-U   Banc of America                     $10.00     $10.00   $10.00    0.00%     $0.00    $0.00
1/23/08    Trian Acquisition I                  TUX-U   Deutsche Bank/Merrill Lynch         $10.00     $10.00   $10.04    0.40%     $0.00    $0.04
1/24/08    RiskMetrics Group                     RMG                                         America
                                                        Credit Suisse/Goldman Sachs/Banc of$17.50      $21.00   $23.75   35.71%     $3.50    $6.25
1/24/08    IPC The Hospitalist Company           IPCM   Credit Suisse/Jefferies             $16.00     $20.15   $20.48   28.00%     $4.15    $4.48
1/25/08    Atlas AcquisitionHoldings            AXG-U                                       $
                                                        Lazard Capital Markets/Morgan Stanley 10.00    $10.00   $9.95    -0.50%     $0.00   -$0.05
1/28/08    ATA                                   ATAI   Merrill Lynch                        $9.50     $9.50    $8.75    -7.89%     $0.00   -$0.75
1/28/08    Cascal B.V.                           HOO    JPMorgan/Credit Suisse              $12.00     $12.00   $12.00    0.00%     $0.00    $0.00
1/30/08    Overture Acquisition                 NLX-U   JPMorgan                            $10.00     $9.75    $9.82    -1.80%    -$0.25   -$0.18
 2/7/08    BBV Vietnam S.E.A. Acuisition        BBVUF                                        $8.00
                                                        Ladenburg Thalmann/Chardan Capital Markets     $8.00    $8.25     3.13%     $0.00    $0.25
2/14/08    ArcSight                              ARST   Morgan Stanley/Lehman Brothers       $9.00     $9.00    $8.78    -2.44%     $0.00   -$0.22
2/14/08    MAKO Surgical                        MAKO    JPMorgan/Morgan Stanley             $10.00     $10.00   $9.18    -8.20%     $0.00   -$0.82
2/14/08    GHL Acquisition                      GHQ-U   Banc of America                     $10.00     $9.75    $9.70    -3.00%    -$0.25   -$0.30
2/19/08    BioHeart                              BHRT   Dawson James Securities              $5.25     $5.25    $5.00    -4.76%     $0.00   -$0.25
2/26/08    BPW Acquisition                      BPW-U   Citi                                $10.00     $10.00   $9.80    -2.00%     $0.00   -$0.20
2/27/08    Spring Creek Acquisition             SCRUF   EarlyBirdCapital                     $8.00     $8.10    $8.15     1.88%     $0.10    $0.15
3/10/08    Hambrecht Asia Acquisition           HMAUF   Broadband Capital Management LLC $8.00         $8.15    $8.13     1.63%     $0.15    $0.13
3/11/08    Heritage-Crystal Clean               HCCI    William Blair/Piper Jaffray         $11.50     $14.00   $14.19   23.39%     $2.50    $2.69
3/18/08    CardioNet                            BEAT    Citi                                $18.00     $18.00   $17.70   -1.67%     $0.00   -$0.30
3/18/08    Visa                                  V      JPMorgan/ Goldman Sachs             $44.00     $59.50   $56.50   28.41%    $15.50   $12.50
3/18/08    Healthy Fast Food                HFFIU       Paulson Investment Company                 $5.10    $5.25    $5.25      2.94%    $0.15    $0.15
4/21/08    Intrepid Potash                     IPI      Goldman Sachs/Merrill Lynch/Morgan Stanley$32.00    $46.25   $50.40    57.50%   $14.25   $18.40
4/22/08    American Water Works              AWK        Goldman Sachs/Citi/Merrill Lynch          $21.50    $20.60   $20.60    -4.19%   -$0.90   -$0.90
4/24/08    Hatteras Financial                 HTS       Keefe, Bruyette & Woods/ Banc of America Securities $24.00
                                                                                                  $24.00             $24.68     2.83%    $0.00    $0.68
4/24/08    Whiting USA Trust I               WHX        Raymond James/Wachovia                    $20.00    $20.00   $20.85     4.25%    $0.00    $0.85
4/30/08                                       PSE
           Pioneer Southwest Energy Partners L.P.       Citi/Deutsche Bank/UBS Investment Bank    $19.00    $19.63   $19.65     3.42%    $0.63    $0.65
 5/7/08    Colfax                             CFX       Merrill Lynch                             $18.00    $22.50   $21.00    16.67%    $4.50    $3.00
 5/7/08    Real Goods Solar                  RSOL       ThinkPanmure                              $10.00    $9.00    $8.80    -12.00%   -$1.00   -$1.20
 5/8/08    Western Gas Partners LP           WES                                                  $16.50
                                                        UBS Investment Bank/Citi/Credit Suisse/Morgan Stanley
                                                                                                            $16.50   $16.50     0.00%    $0.00    $0.00
5/14/08    American Capital Agency          AGNC        Citi/Merrill Lynch                        $20.00    $19.50   $19.35    -3.25%   -$0.50   -$0.65
5/14/08    Verso Paper                        VRS       Credit Suisse/ Citi                       $12.00    $10.00   $10.00   -16.67%   -$2.00   -$2.00
5/15/08    China Fundamental Acquisition    CFQUF       Chardan Capital Markets/ Maxim Group       $8.00    $8.05    $8.20      2.50%    $0.05    $0.20
5/28/08    Safe Bulkers                        SB       Merrill Lynch/Credit Siusse               $19.00    $19.00   $18.90    -0.53%    $0.00   -$0.10
6/18/08    Britannia Bulk Holdings           DTW        Goldman Sachs/Banc of America             $15.00    $14.50   $13.85    -7.67%   -$0.50   -$1.15
6/18/08    RHI Entertainment                 RHIE       JPMorgan/Banc of America                  $14.00    $13.75   $13.50    -3.57%   -$0.25   -$0.50
6/25/08    Navios Maritime Acquisition      NNA-U       JPMorgan/Deutsche Bank                    $10.00    $10.00   $10.50     5.00%    $0.00    $0.50
 7/2/08    Energy Recovery                    ERII      Citi/Credit Siusse                         $8.50    $11.00   $9.83     15.65%    $2.50    $1.33
7/23/08    GT Solar International            SOLR       Credit Suisse/UBS Investment Bank $16.50            $16.50   $14.59   -11.58%    $0.00   -$1.91
7/23/08    North Asia Investment            NHR.U       Citi                                      $10.00    $9.75    $9.66     -3.40%   -$0.25   -$0.34
7/29/08                                        DL
           China Distance Education Holdings (DL)       Citi/Merrill Lynch                         $7.00    $6.50    $6.63     -5.29%   -$0.50   -$0.37
 8/4/08                                      CMM
           China Mass Media International Advertising   Merrill Lynch                              $6.80    $6.80    $6.50     -4.41%    $0.00   -$0.30
 8/7/08    Rackspace Hosting                  RAX                                                 $12.50
                                                        Goldman, Sachs/ Credit Suisse/ Merrill Lynch        $10.00   $10.01   -19.92%   -$2.50   -$2.49
8/12/08    CS China Acquisition             CSACF       EarlyBirdCapital                           $6.00    $6.04    $6.11      1.83%    $0.04    $0.11
11/19/08   Grand Canyon Education            LOPE       Credit Suisse/Merrill Lynch               $12.00    $10.00   $11.85    -1.25%   -$2.00   -$0.15



                                                                       2009
2/10/09    Mead Johnson Nutrition           MJN         Citi/Morgan Stanley                 $24.00         $26.00    $26.43   10.13%     $2.00    $2.43
 4/1/09    Changyou.com                    CYOU         Credit Suisse/Merrill Lynch         $16.00         $22.00    $20.02   25.13%     $6.00    $4.02
4/14/09    Bridgepoint Education             BPI        Credit Suisse/JPMorgan              $10.50         $10.50    $11.10    5.71%     $0.00    $0.60
4/15/09    Rosetta Stone                    RST         Morgan Stanley/William Blair        $18.00         $25.00    $25.12   39.56%     $7.00    $7.12
5/14/09    DigitalGlobal                     DGI        Morgan Stanley/JP Morgan            $19.00         $23.00    $21.50   13.16%     $4.00    $2.50
5/19/09    SolarWinds                       SWI                                             $12.50
                                                        JPMorgan/ Goldman, Sachs/ Morgan Stanley           $15.00    $13.75   10.00%     $2.50    $1.25
5/20/09    OpenTable                       OPEN         Merrill Lynch                       $20.00         $24.50    $31.89   59.45%     $4.50   $11.89
 6/2/09                                     GOV
           Government Properties Income Trust                                               $
                                                        Merrill Lynch/Wachovia/Morgan Stanley20.00         $19.40    $19.47   -2.65%    -$0.60   -$0.53
6/12/09    Cypress Sharpridge Investment    CYS         Barclay Capital                     $11.00         $12.00    $11.55    5.00%     $1.00    $0.55
6/24/09    Chemspec International           CPC         Credit Suisse/Citi                  $9.00          $9.45     $9.00     0.00%     $0.45    $0.00
6/24/09    Duoyuan Global Water             DGW         Piper Jaffray                       $16.00         $22.65    $21.87   36.69%     $6.65    $5.87
6/25/09    Medidata Solutions              MDSO         Citi/Credit Suisse                  $14.00         $18.00    $17.00   21.43%     $4.00    $3.00
6/26/09    Invesco Mortgage Capital          IVR        Credit Suisse/Morgan Stanley        $20.00         $19.80    $19.42   -2.90%    -$0.20   -$0.58
 7/1/09    LogMeIn                         LOGM    JPMorgan/Barclay Capital                  $16.00           $20.00 $20.02         25.13%       $4.00    $4.02
7/30/09    PennyMac Investment Trust         PMT                                             $20.00
                                                   Merrill Lynch/ Credit Suisse/ Deutsche Bank Securities     $19.00 $19.10         -4.50%      -$1.00   -$0.90
 8/1/09    Emdeon                            EM    Morgan Stanley                             $15.00          $17.50 $16.52         10.13%       $2.50    $1.52
 8/6/09    CDC Software                     CDCS   Lazard Capital Markets/JMP Securities$12.00                $12.00  $9.99        -16.75%       $0.00   -$2.01
 8/6/09    Avago Technologies              AVGO                                               $15.00
                                                   Deutsche Bank Securities/ Barclays Capital/ Morgan Stanley/$16.20
                                                                                                               Citi  $16.18          7.87%       $1.20    $1.18
8/10/09    Cumberland Pharmaceuticals       CPIX   UBS Investment Bank/Jefferies/ Wachovia Securities $17.75
                                                                                              $17.00                 $16.83         -1.00%       $0.75   -$0.17
8/11/09    Starwood Property Trust         STWD    BofA Merrill Lynch/Deuteche Bank           $20.00          $19.50 $20.00          0.00%      -$0.50    $0.00
9/16/09    CreXus Investment                 CXS   Deutsche Bank/Merrill Lynch                $15.00          $14.50 $14.63         -2.47%      -$0.50   -$0.37
9/24/09    Vitacost.com                     VITC   Jefferies/Oppenheimer                      $12.00          $12.05 $12.05          0.42%       $0.05    $0.05
9/24/09    Colony Financial                 CLNY                                              $20.00
                                                   BofA Merrill Lynch/Goldman Sachs/Morgan Stanley/UBS Investment Bank
                                                                                                              $19.50 $19.66         -1.70%      -$0.50   -$0.34
9/24/09    A123 Systems                    AONE    Morgan Stanley/Goldman Sachs               $13.50          $16.94 $20.29         50.30%       $3.44    $6.79
9/24/09    Apollo Commerical Real Estate     ARI   J.P. Morgan/Citi/Barclays Capial           $20.00          $19.05 $18.50         -7.50%      -$0.95   -$1.50
9/24/09    Artio Global Investors            ART   Goldman Sachs                              $26.00          $27.30 $28.10          8.08%       $1.30    $2.10
9/25/09    Shanda Games Limited            GAME    Goldman Sachs (Asia)/J.P. Morgan $12.50                    $12.50 $10.75        -14.00%       $0.00   -$1.75
9/25/09    Select Medical Holdings          SEM                                               $10.00
                                                   Goldman Sachs/ Morgan Stanley/ BofA Merrill Lynch/ J.P. Morgan
                                                                                                              $9.75  $10.09          0.90%      -$0.25    $0.09
10/1/09    Talecris BioTherapeutics         TLCR   Morgan Stanley/Goldman Sachs/Citi/JPMorgan $19.00          $19.50 $21.15         11.32%       $0.50    $2.15
10/2/09    Echo Global Logitcs             ECHO    Morgan Stanley/ Citi                       $14.00          $13.60 $14.06          0.43%      -$0.40    $0.06
10/2/09    Education Management CorporationEDMC                                               $18.00
                                                   Goldman Sachs/J.P. Morgan/BofA Merrill Lynch/Barclays Capital/Credit Suisse/Morgan Stanley
                                                                                                              $20.25 $21.77         20.94%       $2.25    $3.77
10/7/09    Banco Santander                  BSBR                                              $13.40          $13.30
                                                   Santander/ Credit Suisse/ BofA Merrill Lynch/ UBS Investment Bank $13.01         -2.93%      -$0.10   -$0.39
10/7/09    Verisk Analytics                 VRSK   BofA Merrill Lynch/Morgan Stanley          $22.00          $26.41 $27.22         23.73%       $4.41    $5.22
10/8/09    Mistras Group                     MG                                               $12.50
                                                   J.P. Morghan/Credit Suisse.BofA Merrill Lynch              $12.30 $12.53          0.24%      -$0.20    $0.03
10/8/09    Omeros                          OMER    Deutsche Bank Securities                   $10.00          $9.49   $8.73        -12.70%      -$0.51   -$1.27
10/13/09   RailAmerica                        RA   JPMorgan/Citi/Deutsche Bank/Morgan $15.00  Stanley         $14.35 $13.75         -8.33%      -$0.65   -$1.25
10/16/09   China Real Estate Information    CRIC   Credit Suisse/UBS Investment Bank $12.00                   $12.28 $14.20         18.33%       $0.28    $2.20
10/20/09   ZST Digital Networks             ZSTN   Rodman & Renshaw/WestPark Capital $8.00                    $8.00   $7.52         -6.00%       $0.00   -$0.48
10/21/09   AGA Medical Holdings            AGAM    BofA Merrill Lynch                         $14.50          $14.50 $14.60          0.69%       $0.00    $0.10
10/23/09   Dole Foods                       DOLE                                              $12.50
                                                   Goldman Sachs/BofA Merrill Lynch/ Deutsche Bank/Wells Fargo$12.45 $12.28         -1.76%      -$0.05   -$0.22
10/28/09   Addus HomeCare                   ADUS   William Baird/Oppenheimer                  $10.00          $9.40   $8.49        -15.10%      -$0.60   -$1.51
10/28/09   Vitamin Shoppe                    VSI                                              $17.00
                                                   J.P. Morgan/BofA Merrill Lynch/Barclays Capital            $19.50 $17.95          5.59%       $2.50    $0.95
11/5/09    Hyatt Hotels                       H    Goldman Sachs                              $25.00          $26.00 $28.00         12.00%       $1.00    $3.00
11/5/09    Ancestry.com                    ACOM    Morgan Stanly/BofA Merrill Lynch           $13.50          $16.10 $14.20          5.19%       $2.60    $0.70
11/6/09    Duyuan Printing                   DYP   Piper Jaffray/Roth Capital Partners        $8.50           $8.50   $7.77         -8.59%       $0.00   -$0.73
11/6/09    STR Holdings                     STRI   Credit Suisse/Goldman Sachs                $10.00          $10.00 $13.10         31.00%       $0.00    $3.10
11/13/09   Dollar General                    DG                                               $21.00
                                                   Citi/Goldman Sachs/KKR/BofA Merrill Lynch/J.P. Morgan      $22.00 $22.73          8.24%       $1.00    $1.73
11/13/09   rue21                             rue                                              $19.00
                                                   BofA Merrill Lynch/Goldman Sachs/J.P. Morgan               $23.00 $24.30         27.89%       $4.00    $5.30
11/18/09   Fortinet                         FTNT                                              $
                                                   Morgan Stanley/J.P. Morgan/Deutsche Bank 12.50             $17.00 $16.62         32.96%       $4.50    $4.12
11/20/09   Archipelago Learning             ARCL   BofA Merrill Lynch/Wm Blair                $16.50          $19.00 $18.77         13.76%       $2.50    $2.27
11/20/09   Cloud Peak Energy                 CLD   Credit Suisse/Morgan Stanley/RBC Capital Markets $14.50
                                                                                              $15.00                 $14.84         -1.07%      -$0.50   -$0.16
11/20/09                                    GTEC
           Global Defense Technology & Systems     Cowen                                      $13.00          $13.05 $13.08          0.62%       $0.05    $0.08
11/20/09   7 Days Group Holdings             SVN   J.P. Morgan/Citi                           $11.00          $12.17 $12.50         13.64%       $1.17    $1.50
11/27/09   GSME Acquisiton Partners        GSMEF    Cohen                                     $10.00           $10.00   $10.00     0.00%    $0.00    $0.00
12/9/09    Pebblebrook Hotel Trust           PEB                                              $20.00
                                                    BofA Merrill Lynch/Raymond James/Wells Fargo               $20.00   $20.45     2.25%    $0.00    $0.45
12/10/09   China Nuokang Bio-Phrmaceutical NKBP     Jefferirs                                 $9.00            $8.00    $8.67     -3.67%   -$1.00   -$0.33
12/11/09   Concord Medical Services Holdings CCM    Morgan Stanley/JPMorgan/CICC              $11.00           $10.00   $9.50    -13.64%   -$1.00   -$1.50
12/11/09   KAR Holdings                      KAR    Goldman Sachs/ Credit Suisse/ BofA Merrill$12.00 J.P. Morgan
                                                                                               Lynch/          $11.00   $12.03     0.25%   -$1.00    $0.03
12/16/09   Cobalt International Energy       CIE    Credit Suisse/Goldman Sachs/J.P. Morgan   $13.50           $13.25   $13.50     0.00%   -$0.25    $0.00
12/16/09   Team Health Holdings              TMH    BofA Merrill Lynch/ Goldman, Sachs/ Barclays Capital/ Citi $12.00
                                                                                              $12.00                    $12.81     6.75%    $0.00    $0.81
12/17/09   Kraton Performance Polymers       KRA    Credit Suisse                             $13.50           $13.50   $13.51     0.07%    $0.00    $0.01



                                                                   2010
1/22/10    Cellu Tissue Holdings             CLU                                          $13.00
                                                    Goldman Sachs/J.P. Morgan/BofA Merrill Lynch       $12.30           $11.90   -8.46%    -$0.70   -$1.10
1/22/10    Chesapeake Lodging Trust         CHSP    J.P. Morgan/Dutsche Bank/FBR          $20.00       $19.25           $19.00   -5.00%    -$0.75   -$1.00
1/22/10    Symetra Financial                 SYA                                          $12.00
                                                    BofA/JP Morgan/Goldman Sachs/Barclays Capital      $12.70           $12.75    6.25%     $0.70    $0.75
1/26/10                                     AMCF
           Andatee China Marine Fuel Services       Rodman Renshaw/Newbridge               $6.30       $6.30            $5.77    -8.41%     $0.00   -$0.53
1/28/10    IFM Investments Limited           CTC    Goldman Sachs/Morgan Stanley           $7.00       $7.15            $7.30     4.29%     $0.15    $0.30
1/29/10    China Electric Motor             CELM    Roth Capital/West Park Capital         $4.50       $4.70            $4.45    -1.11%     $0.20   -$0.05
 2/3/10    Ironwood Pharmaceutical          IRWD                                          $11.25
                                                    J.P.Morgan/Morgan Stanley/Credit Suisse            $11.31           $11.65    3.56%     $0.06    $0.40
 2/9/10    Solar Capital                    SLRC                                          $18.75
                                                    Citi/J.P. Morgan/Morgan Stanley/Sun Trust          $17.80           $18.00   -4.00%    -$0.95   -$0.75
2/10/10    Piedmont Office Trust Realty      PDM    Morgan Stanley/J.P. Morgan            $14.50       $14.75           $15.60    7.59%     $0.25    $1.10
2/10/10    Terreno Realty                   TRNO    Goldman Sachs                         $20.00       $18.75           $18.65   -6.75%    -$1.25   -$1.35
2/11/10    Generac Holdings                 GNRC    J.P. Morgan/Goldman Sachs             $13.00       $13.00           $12.84   -1.23%     $0.00   -$0.16
2/11/10    Graham Packaging                  GRM    Citi/Goldman Sachs/Deutsche Bank $10.00            $10.00           $10.20    2.00%     $0.00    $0.20
2/11/10    QuinStreet                       QNST                                          $15.00
                                                    Credit Suisse/BofA Merrill Lynch/J.P. Morgan       $15.10           $15.00    0.00%     $0.10    $0.00
2/26/10    Sprott Physical Gold Trust       PHYS    Morgan Stanley/RBC                    $10.00       $9.65            $9.59    -4.10%    -$0.35   -$0.41
 3/1/10    Anthera Phamaceuticals           ANTH    Deutsche Bank                          $7.00       $7.00            $7.01     0.14%     $0.00    $0.01
3/10/10    Baltic Trading Limited           BALT    Morgan Stanley/Dahlman Rose           $14.00       $14.00           $13.96   -0.29%     $0.00   -$0.04
3/11/10    Sensata Technologies               ST                                          $18.00
                                                    Morgan Stanley/Barclays Capital/Goldman Sachs      $18.00           $18.50    2.78%     $0.00    $0.50
3/12/10    AVEO Pharmaceuticals             AVEO    J.P. Morgan/Morgan Stanley             $9.00       $8.25            $9.00     0.00%    -$0.75    $0.00
3/12/10    Crude Carriers                    CRU                                          $19.00
                                                    UBS Investment Bank/BofA Merrill Lynch/Wells Fargo $19.00
                                                                                                       Securities       $19.00    0.00%     $0.00    $0.00
3/16/10    Financial Engines                FNGN    Goldman Sachs                         $12.00       $14.95           $17.25   43.75%     $2.95    $5.25
3/24/10    Calix Networks                   CALX    Goldman Sachs/Morgan Stanley          $13.00       $17.00           $15.10   16.15%     $4.00    $2.10
3/24/10    First Interstate BancSystem       FIBK   Barclays Capital                      $14.50       $15.98           $15.70    8.28%     $1.48    $1.20
3/24/10    MaxLinear                         MXL    Morgan Stanley/Deutsche Bank          $13.00       $17.00           $18.70   43.85%     $4.00    $5.70
3/26/10    China Lodging Group              HTHT    Goldman Sachs/Morgan Stanley          $12.25       $13.50           $13.92   13.63%     $1.25    $1.67
3/31/10    Scorpio Tankers                  STNG    Morgan Stanley/ Dahlman Rose          $13.00       $12.90           $12.56   -3.38%    -$0.10   -$0.44
3/31/10    SS&C Technologies Holdings       SSNC    J.P. Morgan                           $15.00       $16.00           $15.08    0.53%     $1.00    $0.08
3/31/10    Meru Networks                    MERU    BofA Merrill Lynch                    $15.00       $20.00           $19.17   27.80%     $5.00    $4.17
 4/1/10    Primaerica                         PRI   Citi                                  $15.00       $19.15           $19.65   31.00%     $4.15    $4.65
 4/9/10    Metals USA Holdings              MUSA    Goldman Sachs                         $21.00       $20.50           $19.20   -8.57%    -$0.50   -$1.80
 4/9/10   Tengion                              TNGN     Piper Jaffray/Leerink Swann               $5.00          $5.00              $5.02            0.40%    $0.00    $0.02
4/16/10   Chatham Lodging Trust                CLDT     Barclays Capital                         $20.00          $20.25             $20.50           2.50%    $0.25    $0.50
4/22/10   Codexis                              CDXS     Credit Suisse/Goldman Sachs              $13.00          $13.00             $13.26           2.00%    $0.00    $0.26
4/22/10   DynaVox                              DVOX     Piper Jaffray/Jefferies                  $15.00          $15.00             $15.00           0.00%    $0.00    $0.00
4/22/10   Alimera Sciences                      ALIM    Credit Suisse/Citi                       $11.00          $11.00             $11.00           0.00%    $0.00    $0.00
4/22/10   Global Geophysical Services           GGS     Credit Suisse/Barclays Capital           $12.26          $12.00             $12.00          -2.12%   -$0.26   -$0.26
4/22/10   Mitel Networks                        MITL    BofA Merrill Lynch/J.P. Morgan/UBS Investment Bank $12.75
                                                                                                 $14.00                             $12.30         -12.14%   -$1.25   -$1.70
4/22/10   SPS Commerce                         SPSC     Thomas Weisel Partners                   $12.00          $14.00             $13.60          13.33%    $2.00    $1.60
4/23/10   Excel Trust                           EXL                                              Investment Trust
                                                        Morgan Stanley/Barclays Capital/UBS $14.00               $13.25             $13.30          -5.00%   -$0.75   -$0.70
4/29/10   Alpha and Omega Semiconductor AOSL            Deutsche Bank/Piper Jaffray              $18.00          $18.11             $17.70          -1.67%    $0.11   -$0.30
4/29/10   Convio                               CNVO     Thomas Weisel Partners/ Piper Jaffray     $9.00          $10.00             $10.24          13.78%    $1.00    $1.24
4/30/10   PAA Natural Gas Storage               PNG     Barclays Capital/ UBS Investment Bank    $21.50          $22.50             $23.25           8.14%    $1.00    $1.75
 5/3/10   S&W Seed                            SANWU     Paulson Investment/Feltl                 $11.00          $10.89             $10.70          -2.73%   -$0.11   -$0.30
 5/5/10   Charm Communications                 CHRM     Credit Suisse                             $9.50          $9.51              $9.40           -1.05%    $0.01   -$0.10
 5/5/10   Douglas Dynamics                     PLOW     Credit Suisse/ Oppenheimer               $11.25          $22.26             $11.29           0.36%   $11.01    $0.04
5/12/10   Niska Gas Storage                     NKA     Goldman Sachs/Morgan Stanley             $20.50          $19.50             $19.10          -6.83%   -$1.00   -$1.40
5/13/10   Express                              EXPR     BofA Merrill Lynch/Goldman Sachs         $17.00          $17.05             $16.75          -1.47%    $0.05   -$0.25
5/13/10                                        RRTS
          Roadrunner Transportation Services Holdings                                            $14.00
                                                        Baird/ BB&T Capital Markets/ Stifel Nicolaus             $14.00             $13.75          -1.79%    $0.00   -$0.25
5/13/10   TeleNav                              TNAV     J.P. Morgan/Deutsche Bank                 $8.00          $9.00              $9.80           22.50%    $1.00    $1.80
5/14/10   JinkoSolar Holding                    JKS     Credit Suisse                            $11.00          $11.00             $11.01           0.09%    $0.00    $0.01
5/14/10   Kingtone Wireless Soultion           KONE     Roth Capital Partners                     $4.00          $4.00              $3.94           -1.50%    $0.00   -$0.06
5/14/10   Noranda Aluminum Holding              NOR     BofA Merrill Lynch                        $8.00          $8.30              $8.80           10.00%    $0.30    $0.80
5/20/10   57th Street Acquisiton              SQTC.U    Morgan Joseph/Ladenburg Thalmann $10.00                  $10.00             $10.00           0.00%    $0.00    $0.00
5/20/10   Accretive Health                       AH     Goldman Sachs/Credit Suisse              $12.00          $12.00             $12.74           6.17%    $0.00    $0.74
5/20/10   ReachLocal                           RLOC     J.P. Morgan/BofA Merrill Lynch           $13.00          $13.00             $12.66          -2.62%    $0.00   -$0.34
5/28/10   GenMark Diagnostics                  GNMK     Piper Jaffray                             $6.00          $6.00              $6.00            0.00%    $0.00    $0.00
6/11/10   China New Borun                      BOR N    Piper Jaffray                             $7.00          $7.00              $7.00            0.00%    $0.00    $0.00
6/15/10   CBOE Holdings                        CBOE     Goldman Sachs                            $29.00          $32.80             $32.49          12.03%    $3.80    $3.49
6/16/10   BroadSoft                            BSFT     Goldman Sachs/Jefferies                   $9.00          $8.25              $8.30           -7.78%   -$0.75   -$0.70
6/17/10   Higher One Holdings                   ONE     Goldman Sachs                            $12.00          $13.50             $14.27          18.92%    $1.50    $2.27
6/17/10   Oasis Petroleum                       OAS     Morgan Stanley/UBS Investment Bank$14.00                 $14.85             $14.88           6.29%    $0.85    $0.88
6/18/10                                          CIL
          China Intelligent Lighting & Electronics      Rodman & Renshaw.WestPark Capital $3.00                  $2.85              $2.95           -1.67%   -$0.15   -$0.05
6/18/10   Motricity                            MOTR     J.P. Morgan/Golldman Sachs               $10.00          $9.89              $9.26           -7.40%   -$0.11   -$0.74
6/24/10   Hudson Pacific Properties             HPP                                              $17.00
                                                        BofA Merrill Lych/Barclays Capital/Morgan Stanley        $17.50             $17.40           2.35%    $0.50    $0.40
6/25/10   Fabrinet                               FN     Morgan Stanley/Deutsche Bank             $10.00          $10.95             $10.75           7.50%    $0.95    $0.75
6/29/10   Tesla Motors                         TSLA                                              $17.00          $19.00
                                                        Goldman, Sachs/ Morgan Stanley/ J.P. Morgan/ Deutsche Bank Securities       $23.98          41.06%    $2.00    $6.98
6/30/10   HiSoft Technology International      HSFT     Deutsche Bank                            $10.00          $10.27             $10.40           4.00%    $0.27    $0.40
 7/1/10   AutoNavi Holdings                    AMAP     Goldman Sachs                            $12.50          $13.02             $13.50           8.00%    $0.52    $1.00
7/14/10   Oxford Resources Parntners L.P. OXF           Barclays Capital/Citi                    $18.50          $18.25             $17.96          -2.92%   -$0.25   -$0.54
7/15/10   SMART Technologies                    SMT     Morgan Stanley/ Deutsche Bank Securities/$17.00
                                                                                                  RBC Capital Markets/ BofA Merrill $17.05Credit Suisse
                                                                                                                 $17.50             Lynch/           0.29%    $0.50    $0.05
7/16/10    Qlink Technologies                 QLIK   Morgan Stanley/Citi/J.P. Morgan        $10.00           $12.00            $12.80    28.00%    $2.00    $2.80
7/16/10    RealD                              RLD    J.P. Morgan/Piper Jaffrey              $16.00           $19.55            $19.51    21.94%    $3.55    $3.51
7/20/10    Camelot Information Systems        CIS    Goldman Sachs/Barclays Capital         $11.00           $10.01            $10.65    -3.18%   -$0.99   -$0.35
7/22/10    Ameresco                          AMRC    BofA Merril Lynch                      $10.00           $10.33            $10.17     1.70%    $0.33    $0.17
7/22/10    Green Dot                         GDOT    J.P. Morgan/Morgan Stanlry             $36.00           $42.10            $43.99    22.19%    $6.10    $7.99
7/29/10    Chesapeake Midstream Partners CHKM        Citi/Morgan Stanley                    $21.00           $22.25            $22.40     6.67%    $1.25    $1.40
7/29/10    Envestnet                          ENV                                            $9.00
                                                     Morgan Stanley/UBS Investment Bank/Barclays Capital      $9.35            $10.23    13.67%    $0.35    $1.23
7/29/10    Molycorp                           MCP    Morgan Stanley/J.P. Morgan             $14.00           $13.25            $12.85    -8.21%   -$0.75   -$1.15
 8/3/10    Trius Therapeutics                TSRX    Credit Suisse/Piper Jaffray             $5.00            $5.10            $5.00      0.00%    $0.10    $0.00
 8/5/10    Ambow Education Holding           AMBO    J.P. Morgan/ Goldman Sachs (Asia) $10.00                $10.04            $9.25     -7.50%    $0.04   -$0.75
 8/5/10    Gordmans Stores                   GMAD    Piper Jaffray/Wells Fargo Securities $11.00             $11.00            $11.03     0.27%    $0.00    $0.03
 8/6/10    Intralink Holdings                  IL                                            Suisse
                                                     Morgan Stanley/Deutsche Bank/Credit $13.00              $10.00            $9.61    -26.08%   -$3.00   -$3.39
 8/6/10    NuPathe                           PATH    Leerink Swann/Lazard Capital Markets   $10.00           $10.04            $9.25     -7.50%    $0.04   -$0.75
 8/6/10    NXP Semiconductors NV              NXPI                                           Stanley
                                                     Credit Suisse/Goldman Sachs/Morgan $14.00               $11.00            $11.03   -21.21%   -$3.00   -$2.97
8/11/10    China Kanghui Holdings              KH    Morgan Stanley/ Piper Jaffray          $10.25           $10.29            $12.16    18.63%    $0.04    $1.91
8/11/10    MediaMind Technologies           MDMD     J.P. Morgan/Deutsche Bank              $11.50           $10.50            $11.00    -4.35%   -$1.00   -$0.50
8/12/10    MakeMyTrip Limited                MMYT    Morgan Stanley                         $14.00           $22.00            $26.45    88.93%    $8.00   $12.45
8/12/10    RealPage                            RP    Credit Suisse/ Deutsche Bank Securities$11.00           $13.00            $14.52    32.00%    $2.00    $3.52
8/13/10    Electromed                        ELMD    Feltl and Company                       $4.00            $4.05            $3.98     -0.50%    $0.05   -$0.02
8/26/10    Whitestone REIT                   WSR     Wunderlich/Ladenburg Thalmann          $12.00           $12.00            $11.50    -4.17%    $0.00   -$0.50
9/17/10    SouFun Holdings Limited           SFUN                                           $42.50
                                                     Deutsche Bank Securities/ Goldman Sachs (Asia) L.L.C    $67.00            $73.50    72.94%   $24.50   $31.00
9/23/10    CoreSite Realty                    COR                                           $16.00
                                                     Citi/BofA Merrill Lynch/RBC Capital Markets             $16.00            $16.01     0.06%    $0.00    $0.01
9/24/10    SciQuest                           SQI    Stifel Nicolaus Weisel                  $9.50           $11.50            $12.27    29.16%    $2.00    $2.77
9/28/10    Amyris                            AMRS                                           $16.00
                                                     Morgan Stanley/Goldman Sachs/J.P. Morgan                $16.50            $16.50     3.13%    $0.50    $0.50
9/28/10                                      CCSC
           Country Style Cooking Restaurant Chain    BofA Merrill Lynch/ Credit Suisse      $16.50           $25.00            $24.30    47.27%    $8.50    $7.80
9/30/10    Elster Group                       ELT    Deutsche Bank Securities               $13.00           $13.00            $13.75     5.77%    $0.00    $0.75
9/30/10    Rhino Resources Partners           RNO    Raymond James                          $20.50           $20.50            $21.10     2.93%    $0.00    $0.60
10/1/10    China Ming Yang Wind Power Group MY                                              $14.00
                                                     Morgan Stanley/ Credit Suisse/ BofA Merrill Lynch       $14.15            $13.25    -5.36%    $0.15   -$0.75
10/1/10    ChinaCache International Holdings CCIH                                           $13.90
                                                     BofA Merrill Lynch/ Deutsche Bank Securities            $27.00            $27.15    95.32%   $13.10   $13.25
10/1/10    The KEYW Holding                  KEYW    SunTrust Robinson Humphrey             $10.00           $10.30            $11.38    13.80%    $0.30    $1.38
10/7/10    Daqo New Energy                     DQ    Morgan Stanley                          $9.50            $9.98            $10.25     7.89%    $0.48    $0.75
10/8/10    Cazador Acquisition Corporation CAZAU     Rodman & Renshaw                       $10.00           $10.00            $10.00     0.00%    $0.00    $0.00
10/8/10    Ellington Financial LLC            EFC    Deutsche Bank Securities               $22.50           $21.50            $21.75    -3.33%   -$1.00   -$0.75
10/8/10                                      GEDU
           Global Education & Technology Group       Credit Suisse/ BofA Merrill Lynch      $10.50           $12.00            $12.20    16.19%    $1.50    $1.70
10/12/10   Hicks Acquisition Company 11     HKACU    Citi/Deutsche Bank                     $10.00           $10.00            $10.00     0.00%    $0.00    $0.00
10/14/10   Campus Crest Communities           CCG    Raymond James/ Citi/ Goldman, Sachs/ Barclay Capital/ RBC Capital Markets $12.51
                                                                                            $12.50           $12.50                       0.08%    $0.00    $0.01
10/15/10   Body Central                      BODY    Piper Jaffray/ Jefferies & Company     $13.00           $14.49            $13.00     0.00%    $1.49    $0.00
10/15/10   Tower International              TOWR     Goldman Sachs/Citi/J.P. Morgan         $13.00           $13.55            $13.00     0.00%    $0.55    $0.00
10/19/10   NetSpend Holdings                 NTSP                                           $11.00
                                                     Goldman, Sachs/ BofA Merrill Lynch/ William Blair       $13.00            $13.00    18.18%    $2.00    $2.00
10/19/10   ShangPharma                        SHP    Citi/ J.P. Morgan                      $15.00           $15.00            $12.75   -15.00%    $0.00   -$2.25
10/20/10   TAL Education Group                 XRS    Credit Suisse/ Morgan Stanley           $10.00           $14.00       $15.00    50.00%    $4.00    $5.00
10/21/10   Bravo Brio Restaurant Group        BBRG    Jefferies & Company/ Piper Jaffray/ Wells Fargo Securities $14.50
                                                                                                 $14.00                     $15.90    13.57%    $0.50    $1.90
10/21/10   Vera Bradley                        VRA    Baird/ Piper Jaffray                      $16.00           $23.00     $24.85    55.31%    $7.00    $8.85
10/22/10   Aegerion Pharmaceuticals           AEGR    Leerink Swann/ Lazard Capital Markets$9.50                 $10.00     $10.80    13.68%    $0.50    $1.30
10/26/10   Mecox Lane Limited                 MCOX    Credit Suisse/ UBS Investment Bank $11.00                  $17.50     $17.26    56.91%    $6.50    $6.26
10/27/10   Pacific Biosciences of California  PACB    J.P.Morgan/ Morgan Stanley                $16.00           $16.50     $16.44     2.75%    $0.50    $0.44
10/28/10   ExamWorks Group                    EXAM    Goldman, Sachs & Co./ Credit Suisse       $16.00           $16.75     $16.80     5.00%    $0.75    $0.80
10/28/10   SeaCube Container Leasing           BOX                                              $10.00           $11.00
                                                      J.P. Morgan/ Citi/ Deutsche Bank Securities/ Wells Fargo Securities   $11.00    10.00%    $1.00    $1.00
10/29/10   Le Gaga Holdings Limited           GAGA    BofA Merrill Lynch/ UBS Investment Bank    $9.50            $9.06     $11.26    18.53%   -$0.44    $1.76
11/2/10    Xueda Education Group               XUE    Goldman Sachs (Asia) L.L.C.                $9.50           $14.30     $12.50    31.58%    $4.80    $3.00
11/3/10    SinoTech Energy Limited             CTE    Citi/ UBS Investment Bank/ Deutsche Bank Securities $8.50
                                                                                                 $8.50                      $6.86    -19.29%    $0.00   -$1.64
11/3/10    SodaStream International Ltd.      SODA    J.P. Morgan/ Deutsche Bank Securities     $20.00           $24.75     $24.12    20.60%    $4.75    $4.12
11/4/10    Costamare                          CMRE    Morgan Stanley/ BofA Merrill Lynch $12.00                  $12.02     $11.85    -1.25%    $0.02   -$0.15
11/5/10    Primo Water                        PRMW    Stifel Nicolaus Weisel                    $12.00           $14.86     $12.95     7.92%    $2.86    $0.95
11/5/10    The Fresh Market                    TFM                                              $22.00
                                                      BofA Merrill Lynch/J.P. Morgan/Goldman Sachs               $34.00     $32.11    45.95%   $12.00   $10.11
11/10/10   Noah Holdings Limited              NOAH    J.P. Morgan/ BofA Merrill Lynch           $12.00           $15.00     $15.99    33.25%    $3.00    $3.99
11/10/10   RDA Microelectronics                RDA    Morgan Stanley/ Credit Suisse              $9.00           $10.11     $10.75    19.44%    $1.11    $1.75
11/11/10   Complete Genomics                  GNOM    UBS Investment Bank/ Jefferies & Company   $9.00            $8.50     $8.03    -10.78%   -$0.50   -$0.97
11/11/10   Inph                                IPHI   Morgan Stanley.Deutsche Bank/Jefferies    $12.00           $15.13     $15.30    27.50%    $3.13    $3.30
11/17/10   Bitauto Holdings Limited            BITA   Citi/ UBS Investment Bank                 $12.00           $12.00     $12.45     3.75%    $0.00    $0.45
11/17/10   Booz Allen & Hamilton               BAH                                              $17.00
                                                      Morgan Stanley/ Barclays Capital/ BofA Merrill Lynch Credit Suisse
                                                                                                                 $17.26     $19.25    13.24%    $0.26    $2.25
11/18/10   General Motors Company               GM    Morgan Stanley/ J.P. Morgan/ BofA Merrill Lynch/ Citi $35.00
                                                                                                $33.00                      $34.19     3.61%    $2.00    $1.19
11/18/10   LPL investmens                      LPLA   Goldman Sachs/Morgan Stanley              $30.00           $33.05     $32.15     7.17%    $3.05    $2.15
11/19/10   Aeroflex Holdings                   ARX                                              $13.50
                                                      Goldman, Sachs/ Credit Suisse/ J.P. Morgan/ Morgan Stanley $12.67     $12.67    -6.15%   -$0.83   -$0.83
11/19/10   Lizhan Environmental               LZEN    Maxim Group LLC                            $4.00            $4.00     $4.01      0.25%    $0.00    $0.01
11/23/10   China Xiniya Fashion Limited        XNY    Cowen                                     $11.00           $11.00     $9.95     -9.55%    $0.00   -$1.05
11/23/10   Zogenix                            ZGNX    Wells Fargo Securities/ Leerink Swann $4.00                 $5.00     $3.98     -0.50%    $1.00   -$0.02
11/24/10   Anacor Pharmaceuticals             ANAC    Citi/ Deutsche Bank Securities             $5.00            $5.00     $5.09      1.80%    $0.00    $0.09
11/24/10   L&L Acquisition                   LLACQU   Morgan Joseph                             $10.00           $10.00     $10.00     0.00%    $0.00    $0.00
11/24/10   SYSWIN                             SYSW    Morgan Stanley                             $7.00            $7.00     $6.20    -11.43%    $0.00   -$0.80
12/2/10    FXCM                               FXCM    Credit Suisse/ J.P. Morgan/ Citi          $14.00           $15.00     $14.85     6.07%    $1.00    $0.85
12/7/10    Targa Resources Investments        TRGP    Barclays Capital                          $22.00           $24.10     $24.70    12.27%    $2.10    $2.70
12/8/10    CTPartners Executive Search         CTP                                              $13.00
                                                      William Blair & Company/ C.L. King & Associates            $13.00     $13.00     0.00%    $0.00    $0.00
12/8/10    E-Commerce China Dangdang          DANG    Credit Suisse/ Morgan Stanley             $16.00           $24.50     $29.91    86.94%    $8.50   $13.91
12/8/10    Youku.com                          YOKU    Goldman Sachs (Asia)                      $12.80           $27.00     $27.00   110.94%   $14.20   $14.20
12/9/10    Bona Film Group Limited            BONA    BofA Merrill Lynch/ J.P. Morgan            $8.50            $8.50     $6.60    -22.35%    $0.00   -$1.90
12/9/10    First Republic Bank                 FRC                                              $25.50
                                                      BofA Merrill Lynch/ Morgan Stanley/ J.P. Morgan            $27.25     $27.92     9.49%    $1.75    $2.42
12/9/10    SemiLeds                           LEDS                                              $17.00
                                                      BofA Merrill Lynch/ Barclays Capital/ Jefferies            $23.14     $25.76    51.53%    $6.14    $8.76
12/10/10   FlatWorld Acquisition             FTWAU    Rodman & Renshaw/ EarlyBirdCapital $10.00                  $10.00     $10.01     0.10%    $0.00    $0.01
12/10/10   Lentuo International                 LAS   Cowen/ HSBC                                $8.00            $8.50     $8.38      4.75%    $0.50    $0.38
12/10/10   Sky-mobi Limited               MOBI      Citi                                       $8.00           $6.00    $6.00      -25.00%    -$2.00   -$2.00
12/14/10   iSoftStone Holdings Limited     ISS      UBS Investment Bank/ J.P. Morgan/ Morgan Stanley $16.00
                                                                                              $13.00                    $16.20      24.62%     $3.00    $3.20
12/15/10   FleetCor Technologies           FLT      J.P. Morgan/ Goldman, Sachs               $23.00           $25.00   $27.75      20.65%     $2.00    $4.75
12/15/10   GAIN Capital Holdings          GCAP      Morgan Stanley/Deutsche Bank               $9.00           $9.05    $8.85       -1.67%     $0.05   -$0.15
12/15/10   RigNet                         RNET                                                Company
                                                    Deutsche Bank Securities/ Jefferies & $12.00               $12.00   $12.55       4.58%     $0.00    $0.55
12/15/10   Walker & Dunlop                 WD                                                 $10.00
                                                    Credit Suisse/ Keefe, Bruyette & Woods/ Morgan Stanley     $9.90    $9.90       -1.00%    -$0.10   -$0.10
12/16/10   Swift Holdings                 SWFT      Morgan Stanley/ BofA Merrill Lynch/ Wells Fargo Securities $11.00
                                                                                              $11.00                    $11.10       0.91%     $0.00    $0.10
12/17/10   Fortegra Financial              FRF      Piper Jaffray/ SunTrust Robinson Humphrey $11.00           $11.00   $11.00       0.00%     $0.00    $0.00
12/17/10   QR Energy, LP                   QRE      Wells Fargo Securities                    $20.00           $19.90   $19.60      -2.00%    -$0.10   -$0.40
12/16/10   Ventrus Biosciences            VTUS      Rodman & Renshaw, LLC/ National Securities $6.00           $7.47    $6.30        5.00%     $1.47    $0.30
12/21/10   Ossen Innovation Co., Ltd.      OSN      Global Hunter Securities, LLC/ Knight Capital Markets $4.74
                                                                                               $4.50                    $4.25       -5.56%     $0.24   -$0.25



                       2011
1/13/11    American Assets Trust             AAT                                            $20.50
                                                    BofA Merrill Lynch/ Wells Fargo Securities/ Morgan Stanley
                                                                                                            $21.53      $21.25        3.66%    $1.03    $0.75
1/26/11    Demand Media                     DMD     Goldman, Sachs/ Morgan Stanley          $17.00          $23.50      $22.68       33.41%    $6.50    $5.68
1/26/11    Nielsen                         NSLN     J.P. Morgan/Morgan Stanley              $23.00          $24.75      $25.01        8.74%    $1.75    $2.01
1/28/11    BankUnited                        BKU                                            $27.00
                                                    Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities/ Goldman, Sachs
                                                                                                            $29.60      $28.40        5.19%    $2.60    $1.40
1/28/11    BCD Semiconductor Manufacturing BCDS     Jefferies/ Stifel Nicolaus Weisel       $10.50          $10.52      $10.50        0.00%    $0.02    $0.00
1/28/11    InterXion Holding N.V.           INXN                                            $13.00
                                                    BofA Merrill Lynch/ Citi/ Barclays Capital              $14.50      $13.80        6.15%    $1.50    $0.80
1/28/11    Adecoagro S.A.                  AGRO     Credit Suisse/ Morgan Stanley/ Itau BBA / Deutsche Bank Securities $12.00
                                                                                            $11.00          $10.75                    9.09%   -$0.25    $1.00
 2/2/11    Epocrates                       EPOC     J.P.Morgan/ Piper Jaffray               $16.00          $20.00      $21.96       37.25%    $4.00    $5.96
 2/2/11    NeoPhotonics                    NPTN                                             $11.00
                                                    BofA Merrill Lynch/ Deutsche Bank Securities            $14.00      $13.25       20.45%    $3.00    $2.25
 2/3/11    Pacira Pharmaceuticals          PCRX     Barclays Capital/ Piper Jaffray          $7.00          $7.00       $7.02         0.29%    $0.00    $0.02
 2/3/11    Tornier B.V.                    TRNX     BofA Merrill Lynch/J.P. Morgan          $19.00          $19.00      $18.05       -5.00%    $0.00   -$0.95
 2/3/11    Trunkbow International Holdings TBOW     Roth Capital Partners                    $5.00          $4.65       $4.74        -5.20%   -$0.35   -$0.26
 2/4/11    Endocyte                        ECYT     RBC Capital Markets/ Leerink Swann       $6.00          $6.40       $7.73        28.83%    $0.40    $1.73
 2/4/11    BG Medicine                     BGMD     Lazard Capital Markets                   $7.00          $7.38       $8.05        15.00%    $0.38    $1.05
 2/8/11    China Century Dragon Media       CDM     WestPark Capital/I-Bankers Securities $5.25             $5.25       $5.30         0.95%    $0.00    $0.05
 2/8/11    Imperial Holdings                 IFT    FBR Capital Markets                     $10.75          $10.75      $10.81        0.56%    $0.00    $0.06
 2/9/11    Gevo                            GEVO     UBS Investment Bank/ Piper Jaffray/ Citi$15.00          $15.60      $16.44        9.60%    $0.60    $1.44
 2/9/11    Summit Hotel Properties           INN                                             $9.75
                                                    Deutsche Bank Securities/ Baird/ RBC Capital Markets    $9.90       $9.69        -0.62%    $0.15   -$0.06
2/10/11    Fluidigm                        FLDM                                             $
                                                    Deutsche Bank Securities/ Piper Jaffray13.50            $13.50      $14.02        3.85%    $0.00    $0.52
2/11/11    AcelRx Pharmaceuticals          ACRX     Piper Jaffray                            $5.00          $5.00       $4.55        -9.00%    $0.00   -$0.45
2/11/11    Kinder Morgan                     KMI    Goldman, Sachs/ Barclays Capital        $30.00          $31.70      $31.05        3.50%    $1.70    $1.05
2/11/11    Kips Bay Medical                 KIPS                                             $8.00
                                                    Rodman & Renshaw, LLC/ Newbridge Securities Corporation $8.00       $7.93        -0.88%    $0.00   -$0.07
2/15/11    Zuoan Fashion Limited              ZA    Cowen                                    $7.00          $7.00       $7.04         0.57%    $0.00    $0.04
2/16/11    RLJ Acquisition                 RLJAU    Lazard Capital Markets                  $10.00          $10.00      $10.02        0.20%    $0.00    $0.02
2/22/11    China VantagePoint Acquisition   CHV F   EarlyBirdCapital                         $6.00          $5.99       $5.99        -0.17%   -$0.01   -$0.01
2/25/11    Solar Senior Capital Ltd.       SUNS     Citi/ Wells Fargo Securities/ Deutsche $20.00
                                                                                            Bank Securitie/ $19.70 Robinson Humphrey -2.00%
                                                                                                            SunTrust    $19.60                -$0.30   -$0.40
3/10/11   HCA Holdings                        HCA                                                $30.00
                                                      BofA Merrill Lynch/ Citi/ J.P. Morgan/ Barclays Capital/$31.20 Suisse/ Deutsche Bank Securities/ Goldman, Sachs/ Morgan Stanley/ Wells Fargo
                                                                                                                Credit       $31.02         3.40%           $1.20         $1.02
3/11/11   MagnaChip Semiconductor              MX     Barclays Capital/ Deutsche Bank Securities$14.00         $14.00        $14.01         0.07%           $0.00         $0.01
3/17/11   Cornerstone OnDemand              CSOD      Goldman, Sachs/ Barclays Capital           $13.00        $18.00        $19.07        46.69%           $5.00         $6.07
3/21/11   Lone Oak Acquisition              LOKAF     EarlyBirdCapita                             $8.00        $8.03          $7.98        -0.25%           $0.03        -$0.02
3/25/11   ServiceSource International        SREV     Morgan Stanley/ Deutsche Bank Securities   $10.00        $13.65        $12.18        21.80%           $3.65         $2.18
3/25/11   Prime Acquisition                PACQU      Chardan Capital Markets                    $10.00        $10.00        $10.00         0.00%           $0.00         $0.00
3/30/11   Apollo Global Management           APO                                                 $19.00
                                                      Goldman, Sachs/ J.P. Morgan/ BofA Merrill Lynch/ Citi/ Credit Suisse/ $18.20
                                                                                                               $18.70                       Securities/ UBS-$0.30
                                                                                                                             Deutsche Bank -4.21%                        -$0.80
                                                                                                                                                            Investment Bank
3/30/11   Qihoo 360 Technology               QIHU     UBS Investment Bank/ Citi                  $14.50        $27.00        $34.00       134.48%          $12.50        $19.50
 4/1/11   GNC Holdings                       GNC      Goldman, Sachs & Co. / J.P. Morgan $16.00                $16.60        $16.75         4.69%           $0.60         $0.75
 4/1/11   Preferred Apartment Communities APTS        Wunderlich Securities                      $10.00        $10.00         $9.85        -1.50%           $0.00        -$0.15
 4/4/11   Tranzyme                           TZYM     Citi                                        $4.00        $4.00          $4.00         0.00%           $0.00         $0.00
 4/7/11   SandRidge Mississippian Trust I     SDT      Raymond James/ Morgan Stanley             $21.00        $21.75        $24.21        15.29%           $0.75         $3.21
 4/8/11   CVR Partners, LP                    UAN                                                $16.00
                                                      Morgan Stanley/ Barclays Capital/ Goldman, Sachs & Co.   $18.00        $17.55         9.69%           $2.00         $1.55
 4/8/11   Golar LNG Partners LP             GMLP      Citi/ BofA Merrill Lynch/ Morgan Stanley   $22.50        $24.50        $24.85        10.44%           $2.00         $2.35
 4/8/11                                      PFLT
          PennantPark Floating Rate Capital Ltd.                                                 $15.00
                                                      Morgan Stanley/ SunTrust Robinson Humphrey/ UBS Investment Bank
                                                                                                               $14.11        $13.40       -10.67%          -$0.89        -$1.60
4/13/11   SCG Financial Acquisition        SCGQU      Lazard Capital Markets/ Ladenburg Thalmann $10.00        $10.00        $10.00         0.00%           $0.00         $0.00
4/14/11   Arcos Dorados Holdings            ARCO                                                 $17.00
                                                      BofA Merrill Lynch/ J.P. Morgan/ Morgan Stanley/ Itau $21.00
                                                                                                               BBA/ Citi     $21.20        24.71%           $4.00         $4.20
4/14/11   Box Ships                           TEU     UBS Investment Bank/ Morgan Stanley        $12.00        $12.00        $11.00        -8.33%           $0.00        -$1.00
4/14/11   TMS International                   TMS                                                $13.00
                                                      BofA Merrill Lynch/Credit Suisse/J.P. Morgan             $12.40        $12.58        -3.23%          -$0.60        -$0.42
4/14/11   Zipcar                              ZIP     Goldman Sachs/J.P. Morgan                  $18.00        $29.00        $28.00        55.56%          $11.00        $10.00
4/15/11   Ellie Mae                           ELLI    Barclays Capital                            $6.00        $6.00          $6.77        12.83%           $0.00         $0.77
4/15/11   Sequans Communications S.A.       SQNS      UBS Investment Bank/ Jefferies             $10.00        $9.00          $8.25       -17.50%          -$1.00        -$1.75
4/15/11   STAG Industrial                    STIR                                                $13.00
                                                      BofA Merrill Lynch/ J.P. Morgan/ UBS Investment Bank     $12.00        $12.50        -3.85%          -$1.00        -$0.50
4/18/11   Global Cornerstone Holdings      GCRSF      Citi/ Deutsche Bank Securities             $10.00        $10.00         $9.95        -0.50%           $0.00        -$0.05
4/18/11   Air Lease                            AL                                                $26.50
                                                       J.P. Morgan/ Credit Suisse/ Barclays Capital/ FBR Capital Markets/ RBC Capital Markets/ Wells Fargo Securities
                                                                                                               $27.25        $27.95         5.47%           $0.75         $1.45
4/20/11   Sagent Pharmaceuticals            SGNT                                                 $16.00
                                                      Morgan Stanley/ BofA Merrill Lynch/ Jefferies & Company  $18.25        $19.90        24.38%           $2.25         $3.90
4/20/11   Tesoro Logistics LP                TLLP                                                $21.00
                                                      Citi/ Wells Fargo Securities/ BofA Merrill Lynch/ Credit $23.25
                                                                                                               Suisse        $23.50        11.90%           $2.25         $2.50
4/21/11   21Vianet Group                     VNET                                                 Morgan
                                                      Morgan Stanley/ Barclays Capital/ J.P.$15.00 Securities  $20.26        $18.80        25.33%           $5.26         $3.80
4/21/11   Responsys                         MKTG      Morgan Stanley/ Credit Suisse              $12.00        $16.00        $15.40        28.33%           $4.00         $3.40
 5/4/11   Boingo Wireless                    WIFI     Credit Suisse/ Deutsche Bank Securities    $13.50        $12.50        $12.10       -10.37%          -$1.00        -$1.40
 5/4/11   Renren                            RENN                                                 $14.00
                                                      Morgan Stanley/ Deutsche Bank Securities/ Credit Suisse  $19.50        $18.01        28.64%           $5.50         $4.01
 5/4/11   RPX Corporation                   RPXC      Goldman, Sachs/ Barclays Capital           $19.00        $24.10        $23.88        25.68%           $5.10         $4.88
 5/5/11   NetQin Mobile                       NQ      Piper Jaffray                              $11.50        $11.50         $9.30       -19.13%           $0.00        -$2.20
 5/5/11   SMG Indium Resources             SGMEU      Sunrise Securities/ Rodman & Renshaw        $5.00        $5.05          $5.00         0.00%           $0.05         $0.00
 5/5/11   Thermon Group Holdings              THR     Barclays Capital/ Jefferies                $12.00        $12.05        $12.28         2.33%           $0.05         $0.28
 5/5/11   VOC Energy Trust                   VOC      Raymond James/ Morgan Stanley              $21.00        $22.26        $21.00         0.00%           $1.26         $0.00
5/10/11                                    UBPSU      EarlyBirdCapital/ Rodman & Renshaw $6.00
          Universal Business Payment Solutions Acquisition                                                     $6.00          $6.00         0.00%           $0.00         $0.00
5/11/11   FriendFinder Network                FFN                                                $10.00
                                                      Imperial Capital/ Ladenburg Thalmann & Co. Inc.          $10.00         $7.85       -21.50%           $0.00        -$2.15
5/11/11   Jiayuan.com International          DATE     BofA Merrill Lynch/ Citi                   $11.00        $11.00        $10.52        -4.36%           $0.00        -$0.48
5/11/11   Kosmos Energy                      KOS      Credit Suisse/ Barclays Capital / Citi/ $18.00           $19.50        $18.24         1.33%           $1.50         $0.24
5/11/11   RLJ Lodging Trust                  RLJ                                              $18.00
                                                    BofA Merrill Lynch/ Barclays Capital/ Wells Fargo Securities $17.25         $17.68  -1.78%     -$0.75   -$0.32
5/12/11   China Zenix Auto International      ZX    Morgan Stanley                             $6.00             $6.00           $5.85  -2.50%      $0.00   -$0.15
5/12/11   NGL Energy Partners LP            NGL                                               $21.00
                                                    Wells Fargo Securities/ RBC Capital Markets/ SunTrust Robinson Humphrey/ BMO Capital Markets
                                                                                                                 $21.00         $20.98  -0.10%      $0.00   -$0.02
5/12/11   Phoenix New Media                FENG                                               $11.00
                                                    Morgan Stanley/ Deutsche Bank Securities/ Macquarie$11.10     Capital       $14.75  34.09%      $0.10    $3.75
5/13/11   Global Eagle Acquisition       REAGLU     Citi                                      $10.00             $10.00         $10.20   2.00%      $0.00    $0.20
5/19/11   LinkedIn                         LNKD                                               $45.00
                                                    Morgan Stanley/ BofA Merrill Lynch /J..P. Morgan Securities  $83.00         $94.25 109.44%     $38.00   $49.25
5/24/11   Yandex N.V.                      YNDX                                               $25.00
                                                    Morgan Stanley/ Deutsche Bank Securities/ Goldman, $35.00    Sachs          $38.84  55.36%     $10.00   $13.84
5/24/11   Active Network (The)             ACTV     BofA Merrill Lynch/ Citi                  $15.00             $15.00         $15.90   6.00%      $0.00    $0.90
5/26/11                                       Ltd
          Freescale Semiconductor Holdings I,FSL                                              $18.00
                                                    Citi/ Deutsche Bank Securities/ Barclays Capital/ Credit Suisse/ JPMorgan
                                                                                                                 $19.00         $18.33   1.83%      $1.00    $0.33
5/26/11   Lone Pine Resources                LPR    J.P. Morgan/ Credit Suisse/ TD Securities $13.00             $12.45         $11.55 -11.15%     -$0.55   -$1.45
5/26/11   Spirit Airlines                  SAVE     Citi/ Morgan Stanley                      $12.00             $11.35         $12.11   0.92%     -$0.65    $0.11
5/26/11   Solazyme                         SZYM     Morgan Stanley/ Goldman, Sachs            $18.00             $19.60         $20.71  15.06%      $1.60    $2.71
5/31/11   China Growth Equity Investment CGEIU      Deutsche Bank Securities                  $10.00             $10.02         $10.03   0.30%      $0.02    $0.03
 6/9/11   Fusion-io                          FIO                                              $19.00
                                                    Goldman, Sachs/ Morgan Stanley/ J.P. Morgan/ Credit$25.00     Suisse        $22.50  18.42%      $6.00    $3.50
 6/9/11   Taomee Holdings                  TAOM     Credit Suisse/ Deutsche Bank Securities    $9.00             $8.49           $8.23  -8.56%     -$0.51   -$0.77
6/15/11   Compressco Partners L.P.         GSJK     Raymond James/JPMorgan                    $20.00             $20.00         $19.00  -5.00%      $0.00   -$1.00
6/15/11   Pandora Media                       P                                               $16.00
                                                    Morgan Stanley/ J .P. Morgan Securities/ Citi                $20.00         $17.42   8.88%      $4.00    $1.42
6/16/11   Empeiria Acquisition            EPAQU     Cohen & Company Capital Markets, LLC I-Bankers Securities
                                                                                              $10.00             $9.95          $10.00   0.00%     -$0.05    $0.00
6/17/11   Bankrate                         RATE                                               $15.00
                                                    Goldman, Sachs/ BofA Merrill Lynch / Citi/ J.P. Morgan       $14.00         $15.34   2.27%     -$1.00    $0.34
6/21/11   Trio Merger                     TMRGU     EarlyBirdCapital                          $10.00             $10.00         $10.01   0.10%      $0.00    $0.01
6/22/11   Fidus Investment                 FDUS     Morgan Keegan                             $15.00             $14.75         $15.00   0.00%     -$0.25    $0.00
6/22/11   Vanguard Health Systems           VHS                                               $18.00
                                                    BofA Merrill Lynch/ Barclays Capital/ Citi/ Deutsche Bank Securities/ J.P. Morgan
                                                                                                                 $18.01         $18.05   0.28%      $0.01    $0.05
6/24/11   KiOR                              KIOR                                              $15.00
                                                    Credit Suisse/ UBS Investment Bank/ Goldman, Sachs           $15.00         $15.00   0.00%      $0.00    $0.00
6/29/11   HomeAway                         AWAY     Morgan Stanley                            $27.00             $36.10         $40.21  48.93%      $9.10   $13.21
6/30/11   Azteca Acquisition              AZTAU     Deutsche Bank Securities                  $10.00             $10.00          10.00   0.00%      $0.00    $0.00
6/30/11   AG Mortgage Investment Trust      MITT                                              $20.00
                                                    Deutsche Bank Securities/ Stifel Nicolaus Weisel/ RBC Capital Markets
                                                                                                                 $19.64         $19.64  -1.80%     -$0.36   -$0.36
7/14/11   Oiltanking Partners, L.P.         OILT    Citi/ Barclays Capital/ J.P. Morgan/ Morgan Stanley $24.00
                                                                                              $21.50                            $23.70  10.23%      $2.50    $2.20
7/15/11   Blue Wolf Mongolia Holdings     MNGLU     Deutsche Bank Securities                  $10.00             $9.99          $10.03   0.30%     -$0.01    $0.03
7/15/11   Nautilus Marine Acquisition    NMAR.U     Maxim Group                               $10.00             $9.95           $9.92  -0.80%     -$0.05   -$0.08
7/20/11   Skullcandy                       SKUL     BofA Merrill Lynch/ Morgan Stanley $20.00                    $23.00         $20.00   0.00%      $3.00    $0.00
7/20/11   Zillow                               Z    Citi                                      $20.00             $60.00         $35.77  78.85%     $40.00   $15.77
7/21/11   SunCoke Energy                    SXC                                               $16.00
                                                    Credit Suisse/BofA Merrill Lynch/ Goldman, Sachs & Co.       $17.00         $17.00   6.25%      $1.00    $1.00
7/22/11   Apollo Residential Mortgage      AMTG     Morgan Stanley/ Credit Suisse/ J.P. Morgan$20.00             $19.00         $18.65  -6.75%     -$1.00   -$1.35
7/22/11   Francescas Holdings              FRAN     Goldman, Sachs/ J.P. Morgan/ Jefferies    $17.00             $23.00         $27.65  62.65%      $6.00   $10.65
7/27/11   American Midstream Partners, LP AMID      Cit/ BofA Merrill Lynch                   $21.00             $21.00         $20.95  -0.24%      $0.00   -$0.05
7/27/11   Dunkin Brands Group              DNKN                                               $19.00             $25.00         $27.85
                                                    J.P. Morgan/ Barclays Capital/ Morgan Stanley/ BofA Merrill Lynch/ Goldman, Sachs   46.58%      $6.00    $8.85
2/27/11   Tangoe                           TNGO     Deutsche Bank/Stifel Niclous Weisel $10.00                   $11.00         $11.65  16.50%      $1.00    $1.65
7/28/11   Chefs Warehouse Holdings         CHEF                                               Fargo
                                                    Jefferies/ BMO Capital Markets/ Wells $15.00Securities       $17.00         $17.50  16.67%      $2.00    $2.50
7/28/11   Horizon Pharma                   HZNP                                                $9.00
                                                    Stifel Nicolaus Weisel/ Cowen/ JMP Securities                $9.00           $9.15   1.67%      $0.00    $0.15
7/28/11   Teavana Holdings                   TEA    BofA Merrill Lynch/ Goldman, Sachs $17.00                    $28.95         $27.80  63.53%     $11.95   $10.80
7/28/11    Wesco Aircraft Holdings              WAIR        Barclays Capital/ Morgan Stanley        $15.00            $14.75      $14.92         -0.53%       -$0.25          -$0.08
7/29/11    C&J Energy Services                  CJES        Goldman, Sachs/ J.P. Morgan/ Citi       $29.00            $30.00      $30.50          5.17%        $1.00           $1.50
 8/4/11    American Capital Mortgage Investment MTGE                                                $20.00
                                                            Citi/ Deutsche Bank Securities/ UBS Investment Bank/$19.00 Fargo Securities
                                                                                                                       Wells      $18.41         -7.95%       -$1.00          -$1.59
8/11/11    Carbonite                            CARB        BofA Merrill Lynch/ J.P. Morgan         $10.00            $10.93      $12.35         23.50%        $0.93           $2.35
8/11/11    SandRidge Permian Trust                PER                                               $18.00
                                                            Morgan Stanley/ Raymond James/ RBC Capital Markets/ Wells Fargo $18.00
                                                                                                                      $18.00      Securities      0.00%        $0.00           $0.00
8/17/11    Tudou Holdings Limited               TUDO        Credit Suisse/ Deutsche Bank Securities $29.00            $25.11      $25.59        -11.76%       -$3.89          -$3.41
10/14/11   Ubiquiti Networks                    UBNT        UBS Investment Bank/ Deutsche Bank$15.00  Securities/ Raymond James $17.50
                                                                                                                      $16.50                     16.67%        $1.50           $2.50
10/19/11   ZELTIQ Aesthetics                    ZLTQ         J.P. Morgan/ Goldman, Sachs & Co. $13.00                 $14.50      $15.50         19.23%        $1.50           $2.50
10/25/12   Committed Capital Acquisition        CCACU       Broadband Capital Management             $5.00             $5.10      $5.10           2.00%        $0.10           $0.10
11/3/11    Enduro Royalty Trust                 NDRO                                                $22.00
                                                            Barclays Capital/ Citigroup/ Goldman, Sachs/ RBC Capital Markets/ Wells Fargo Securities
                                                                                                                      $21.75      $21.26         -3.36%       -$0.25          -$0.74
11/4/11    Groupon                              GRPN                                                $20.00
                                                            Morgan Stanley/ Goldman, Sachs/ Credit Suisse             $28.00      $26.11         30.55%        $8.00           $6.11
11/4/11    Rentech Nitrogen Partners, L.P.        RNF       Morgan Stanley/ Credit Suisse           $20.00            $20.00      $19.85         -0.75%        $0.00          -$0.15
11/8/11    Selway Capital Acquisition          SWCAU                                                $
                                                            Aegis Capital/ Chardan Capital Markets 10.00              $10.00      $9.95          -0.50%        $0.00          -$0.05
11/9/11    Imperva                               IMPV       J.P. Morgan/ Deutsche Bank Securities   $18.00            $23.00      $24.00         33.33%        $5.00           $6.00
11/11/11   Chesapeake Granite Wash Trust CHKR               Morgan Stanley/ Raymond James           $19.00            $19.00      $18.87         -0.68%        $0.00          -$0.13
11/11/11   LRR Energy, L.P.                       LRE       Wells Fargo Securities                  $19.00            $10.00      $19.05          0.26%       -$9.00           $0.05
11/11/11   NewLink Genetics                     NLNK        Stifel Nicolaus Weisel/ Canaccord Genuity$7.00             $7.00      $7.08           1.14%        $0.00           $0.08
11/16/11   Clovis Oncology                      CLVS        J.P. Morgan/ Credit Suisse              $13.00            $13.05      $12.56         -3.38%        $0.05          -$0.44
11/16/11   InvenSense                            INVN       Goldman Sachs/Morgan Stanley             $7.50             $8.30      $8.90          18.67%        $0.80           $1.40
11/17/11   Angie’s List                          ANGI       BofA Merrill Lynch                      $13.00            $18.00      $16.28         25.23%        $5.00           $3.28
11/17/11   Delphi Automotive PLC                DLPH        Goldman, Sachs/ J.P. Morgan             $22.00            $21.50      $21.33         -3.05%       -$0.50          -$0.67
11/18/11   Digital Domain Media Group           DDMG        Roth Capital Partners                    $8.50             $8.50      $7.15         -15.88%        $0.00          -$1.35
11/18/11   Intermolecular                          IMI                                              $10.00
                                                            Morgan Stanley/ J.P. Morgan/ Barclays Capital             $10.00      $9.50          -5.00%        $0.00          -$0.50
11/18/11   Manning & Napier                        MN       BofA Merrill Lynch                      $12.00            $12.00      $12.00          0.00%        $0.00           $0.00
11/18/11   Mattress Firm Holding                MFRM                                                $19.00            $22.00
                                                            Barclays Capital/ UBS Investment Bank/ William Blair & Company        $22.00         15.79%        $3.00           $3.00
11/23/11                                          BUI
           BlackRock Utility & Infrastructure Trust (BUI)                                             Lynch/
                                                            Morgan Stanley/ Citigroup/ BofA Merrill$20.00 UBS Investment Bank/ $20.00Fargo Securities/ Ameriprise Financial Services/ RBC Capital Marke
                                                                                                                      $20.00      Wells           0.00%        $0.00           $0.00
12/2/11    Vanguard Energy                     VNGEU        Paulson Investment                       $1.00             $1.15      $1.15          15.00%        $0.15           $0.15
12/9/11    Memorial Production Partners LP MEMP                                                     $19.00
                                                            Citigroup/ Raymond James/ Wells Fargo Securities $18.82               $19.79          4.16%       -$0.18           $0.79
12/9/11    Rose Rock Midstream, L.P.            RRMS        Barclays Capital/ Citigroup/ Deutsche Bank Securities $20.50
                                                                                                    $20.00                        $20.00          0.00%        $0.50           $0.00
12/13/11   Jive Software                          JIVE      Morgan Stanley/ Goldman, Sachs          $12.00            $15.12      $15.05         25.42%        $3.12           $3.05
12/14/11   Sanchez Energy                          SN       Johnson Rice & Company/ Macquarie $22.00Capital           $20.00      $18.25        -17.05%       -$2.00          -$3.75
12/15/11   Bonanza Creek Energy                  BCEI       Morgan Stanley/ Credit Suisse           $17.00            $15.50      $13.61        -19.94%       -$1.50          -$3.39
12/15/11   Laredo Petroleum Holdings               LPI      J.P. Morgan                             $17.00            $17.25      $18.10          6.47%        $0.25           $1.10
12/15/11   Michael Kors Holdings                KORS                                                $20.00
                                                            Morgan Stanley/ J.P. Morgan/ Goldman, Sachs & Co.         $25.00      $24.20         21.00%        $5.00           $4.20
12/15/11   Mid-Con Energy Partners, LP          MCEP        RBC Capital Markets                     $18.00            $17.72      $18.05          0.28%       -$0.28           $0.05
12/16/11   Inergy Midstream, L.P.               NRGM                                                $17.00
                                                            Morgan Stanley/ Barclays Capital/ BofA Merrill Lynch/ Credit Suisse/ Wells Fargo Securities
                                                                                                                      $17.00      $17.65          3.82%        $0.00           $0.65
12/16/11   Zynga                                ZNGA        Morgan Stanley/ Goldman, Sachs          $10.00            $11.00      $9.50          -5.00%        $1.00          -$0.50

                        2012
1/19/12    Renewable Energy Group               REGI        UBS Investment Bank/ Piper Jaffray   $10.00         $10.10         $10.10         1.00%           $0.10          $0.10
1/25/12   Guidewire Software             GWRE                                                 $13.00
                                                  J.P. Morgan/ Deutsche Bank Securities/ Citigroup         $16.75       $17.12        31.69%        $3.75    $4.12
1/27/12   Verastem                       VSTM     UBS Investment Bank/ Leerink Swann$10.00                 $11.00       $11.09        10.90%        $1.00    $1.09
 2/1/12   U.S. Silica Holdings           SLCA                                                 $17.00
                                                  Morgan Stanley/ BofA Merrill Lynch/ Jefferies            $17.25       $16.00        -5.88%        $0.25   -$1.00
 2/2/12   AVG Technologies N.V.           AVG     Morgan Stanley/ J.P. Morgan/ Goldman, Sachs $16.00       $13.53       $13.00       -18.75%       -$2.47   -$3.00
 2/2/12   Greenway Medical Technologies GWAY      J.P. Morgan/ Morgan Stanley/ William $10.00 Blair        $10.10       $13.00        30.00%        $0.10    $3.00
 2/2/12   Matador Resources              MTDR     RBC Capital Markets/ Citigroup              $12.00       $11.75       $11.75        -2.08%       -$0.25   -$0.25
 2/3/12   Cempra Holdings                CEMP                                                  Cowen
                                                  Stifel Nicolaus Weisel/ Leerink Swann/ $6.00 and Company $6.18         $6.06         1.00%        $0.18    $0.06
 2/8/12   Caesars Entertainment           CZR     Credit Suisse/ Citigroup/ BofA Merrill Lynch/ Deutsche Bank Securities$15.39
                                                                                               $9.00       $9.06                      71.00%        $0.06    $6.39
 2/8/12   ChemoCentryx                    CCXI    J.P. Morgan/ Citigroup                      $10.00       $10.33       $11.00        10.00%        $0.33    $1.00
 2/8/12   EPAM Systems                   EPAM     Citigroup/ UBS Investment Bank/ Barclays Capital/ RenCap $13.75
                                                                                              $12.00                    $14.00        16.67%        $1.75    $2.00
 2/8/12   Roundys Parent                 RNDY     Credit Suisse/ J.P. Morgan/ Jefferies/ Baird $8.50       $8.40         $9.00         5.88%       -$0.10    $0.50
 2/9/12   FX Alliance                      FX                                                 $12.00
                                                  BofA Merrill Lynch/ Goldman, Sachs/ Citigroup/ J.P. Morgan
                                                                                                           $13.60       $13.74        14.50%        $1.60    $1.74
2/10/12   GSE Holding                     GSE     Oppenheimer & Co./ William Blair & Company/ FBR $10.30
                                                                                               $9.00                    $11.50        27.78%        $1.30    $2.50
2/10/12   HomeStreet                     HMST     FBR Capital Markets                         $44.00       $47.51       $48.00         9.09%        $3.51    $4.00
2/10/12   Synacor                        SYNC     BofA Merrill Lynch/ Citigroup/ Stifel Nicolaus Weisel $5.75
                                                                                               $5.00                     $5.25         5.00%        $0.75    $0.25
2/17/12   Brightcove                     BCOV     Morgan Stanley/ Stifel, Nicolaus Weisel     $11.00       $14.50       $14.30        30.00%        $3.50    $3.30
2/21/12   Ceres                          CERE     Goldman, Sachs/ Barclays Capital            $13.00       $14.80       $14.80        13.85%        $1.80    $1.80
2/24/12   Bazaarvoice                      BV                                                 $12.00
                                                  Morgan Stanley/ Deutsche Bank Securities/ Credit Suisse  $16.00       $16.51        37.58%        $4.00    $4.51
2/24/12   Proto Labs                     PRLB     Jefferies/ Piper Jaffray                    $16.00       $25.00       $29.00        81.25%        $9.00   $13.00
2/24/12   ROI Acquisition                ROIQU    Deutsche Bank Securities                    $10.00       $10.00       $10.01         0.10%        $0.00    $0.01
2/29/12   Home Loan Servicing Solutions  HLSS                                                 $14.00
                                                  Wells Fargo Securities/ Barclays Capital/ Citigroup/ Deutsche Bank Securities
                                                                                                           $13.25       $13.56        -3.14%       -$0.75   -$0.44
 3/2/12   Yelp!                          YELP     Goldman, Sachs/ Citigroup/ Jefferies        $15.00       $22.01       $24.58        63.87%        $7.01    $9.58
 3/7/12   Select Income REIT               SIR                                                $21.50
                                                  Morgan Stanley/ BofA Merrill Lynch/ Wells Fargo Securities
                                                                                                           $21.75       $21.74         1.12%        $0.25    $0.24
 3/8/12   Nationstar Mortgage Holdings    NSM                                                 $14.00
                                                  BofA Merrill Lynch/Citigroup/ Credit Suisse/ Wells Fargo Securities
                                                                                                           $13.57       $14.25         1.79%       -$0.43    $0.25
3/15/12   Allison Transmission Holdings  ALSN                                                 $23.00
                                                  BofA Merrill Lynch/ Citi/ J.P. Morgan/ Credit Suisse/ Morgan Stanley/ Goldman, Sachs 1.74%
                                                                                                           $23.00       $23.40         & Co.        $0.00    $0.40
3/15/12   Demandware                     DWRE     Goldman, Sachs/ Deutsche Bank Securities    $16.00       $25.25       $23.85        49.06%        $9.25    $7.85
3/15/12                                   MTSI
          M/A-COM Technology Solutions Holdings                                               $
                                                  Barclays Capital/ J.P. Morgan/ Jefferies 19.00           $19.10       $20.55         8.16%        $0.10    $1.55
3/19/12   Andina Acquisition            ANDAU     EarlyBirdCapital                            $10.00       $9.98         $9.97        -0.30%       -$0.02   -$0.03
3/21/12   BGS Acquisition               BGSCU     PrinceRidge/ Mitsubishi UFJ Securities$10.00             $9.94         $9.87        -1.30%       -$0.06   -$0.13
3/22/12   CaesarStone Sdot-Yam Ltd.      CSTE     J.P. Morgan/ Barclays Capital/ Credit Suisse$11.00       $10.99       $11.11         1.00%       -$0.01    $0.11
3/22/12   ExactTarget                      ET                                                 $19.00
                                                  J.P. Morgan/ Deutsche Bank Secutities/ Stifel, Nicolaus Weisel
                                                                                                           $23.05       $25.11        32.16%        $4.05    $6.11
3/22/12   Vantiv                         VNTV                                                 $17.00
                                                  J.P. Morgan/ Morgan Stanley/ Credit Suisse/ Goldman, Sachs & Co./ Deutsche Bank 14.71%
                                                                                                           $19.00       $19.50        Securities    $2.00    $2.50
3/23/12   Vipshop Holdings                VIPS    Goldman Sachs (Asia)/ Deutsche Bank$6.50      Securities $6.00         $5.50       -15.38%       -$0.50   -$1.00
3/23/12   Whiting USA Trust II            WHZ     Raymond James/ Morgan Stanley               $20.00       $21.00       $24.46        22.30%        $1.00    $4.46
3/28/12   Annie’s                        BNNY     Credit Suisse/ J.P. Morgan                  $19.00       $31.11       $35.92        89.05%       $12.11   $16.92
3/28/12   Regional Management              RM     Jefferies/ Stephens                         $15.00       $17.00       $16.45         9.67%        $2.00    $1.45
3/28/12   Vocera Communications          VCRA     J.P. Morgan/ Piper Jaffray                  $19.00       $24.00       $21.03        10.68%        $5.00    $2.03
3/29/12   CafePress                      PRSS     J.P. Morgan/ Jefferies                      $19.00       $21.10       $19.03         0.16%        $2.10    $0.03
3/29/12   Merrimack Pharmaceuticals      MACK     J.P. Morgan                                  $7.00       $6.16         $6.04       -13.71%       -$0.84   -$0.96
3/29/12   Millennial Media                 MM     Morgan Stanley/ Goldman, Sachs/ Barclays Capital $25.00
                                                                                              $13.00                    $25.00        92.31%       $12.00   $12.00
3/29/12   Rexnord                           RXN                                                           $19.05
                                                  BofA Merrill Lynch/ Goldman, Sachs/ Credit$18.00 Deutsche Bank Securities/$20.00 Capital 11.11%
                                                                                             Suisse/                         Barclays                  $1.05     $2.00
3/30/12   Enphase Energy                   ENPH                                             $6.00
                                                  Morgan Stanley/ BofA Merrill Lynch/ Deutsche Bank Securities $7.50      $7.34       22.33%           $1.50     $1.34
3/30/12   GasLog Ltd.                      GLOG   Goldman, Sachs/ Citigroup                $14.00             $12.50      $12.41     -11.36%          -$1.50    -$1.59
 4/4/12   TCP Capital                      TCPC                                            $14.75
                                                  Deutsche Bank Securities/ Stifel Nicolaus Weisel            $14.25      $14.55      -1.36%          -$0.50    -$0.20
 4/5/12   Retail Properties of America     RPAI   J.P. Morgan/ Citigroup/ Deutsche Bank $8.00Securities/ KeyBanc Capital Markets
                                                                                                               $8.78      $8.75        9.38%           $0.78     $0.75
4/11/12   Erickson Air-Crane                EAC                                             $8.00
                                                  Stifel Nicolaus Weisel/Oppenheimer/ Lazard Capital Markets   $8.08      $8.00        0.00%           $0.08     $0.00
4/12/12   Forum Energy Technologies         FET   J.P. Morgan/BofA Merrill Lynch/ Credit $20.00 Citigroup/ Deutsche Bank Securities 8.75%
                                                                                            Suisse/           $22.50      $21.75                       $2.50     $1.75
4/12/12   MRC Global                       MRC    Goldman, Sachs/ Barclays                 $21.00             $20.50      $21.04       0.19%          -$0.50     $0.04
4/12/12   Oaktree Capital Group             OAK   Goldman, Sachs/ Morgan Stanley           $43.00             $41.00      $42.39      -1.42%          -$2.00    -$0.61
4/17/12   Digital Cinema Destinations      DCIN   Maxim Group/ Dominick & Dominick $6.10                       $5.90      $6.17        1.15%          -$0.20     $0.07
4/18/12   SandRidge Mississippian Trust II  SDR   Morgan Stanley/ Raymond James            $21.00             $21.80      $21.40       1.90%           $0.80     $0.40
4/19/12   Splunk                           SPLK                                            $17.00             $32.00
                                                  Morgan Stanley/ Credit Suisse/ J.P. Morgan/ BofA Merrill Lynch          $35.48    108.71%           $15.00    $18.48
4/19/12   Tumi Holdings                    TUMI                                            $18.00
                                                  Goldman, Sachs/ Credit Suisse/ J.P. Morgan                  $26.00      $26.50      47.22%           $8.00     $8.50
4/20/12   Infoblox                         BLOX                                            $16.00
                                                  Morgan Stanley/ Goldman, Sachs/ UBS Securities              $22.50      $21.30      33.13%           $6.50     $5.30
4/20/12   Midstates Petroleum              MPO                                             $13.00
                                                  Goldman, Sachs/ Morgan Stanley/ Wells Fargo Securities      $13.25      $15.03      15.62%           $0.25     $2.03
4/20/12   Proofpoint                       PFPT   Credit Suisse/ Deutsche Bank Securities $13.00              $16.85      $14.05       8.08%           $3.85     $1.05
4/25/12   ClearSign                        CLIR   MDB Capital Group LLC                     $4.00              $4.11      $4.20        5.00%           $0.11     $0.20
4/25/12   Envivio                          ENVI                                             $9.00
                                                  Goldman, Sachs/ Deutsche Bank Securities/ Stifel Nicolaus Weisel
                                                                                                               $9.35      $8.49       -5.67%           $0.35    -$0.51
4/26/12   Ares Commercial Real Estate      ACRE                                            $18.50
                                                  Wells Fargo Securities/ Citigroup/ BofA Merrill Lynch/ J.P. Morgan
                                                                                                              $18.13      $18.00      -2.70%          -$0.37    -$0.50
4/27/12   Acquity Group Limited              AQ   Citigroup/ Oppenheimer                    $6.00              $6.00      $5.75       -4.17%           $0.00    -$0.25
4/27/12   Edgen Group                      EDG    Jefferies/ Morgan Stanley/ Citigroup $11.00                 $10.35      $9.50      -13.64%          -$0.65    -$1.50
 5/1/12   Supernus Pharmaceuticals         SUPN   Citigroup/ Piper Jaffray                  $5.00              $6.50      $5.37        7.40%           $1.50     $0.37
 5/3/12   Carlyle Group L.P.                CG    J.P. Morgan/ Citigroup/ Credit Suisse $22.00                $22.00      $22.05       0.23%           $0.00     $0.05
 5/3/12   EverBank Financial               EVER   Goldman, Sachs/ BofA Merrill Lynch/ Credit Suisse $10.40
                                                                                           $10.00                         $10.60       6.00%           $0.40     $0.60
 5/3/12   Pacific Coast Oil Trust          ROYT                                            $20.00
                                                  Barclays/ Citigroup/ BofA Merrill Lynch/ J.P. Morgan/ UBS Investment $20.00Wells Fargo Securities
                                                                                                              $20.00      Bank/        0.00%           $0.00     $0.00
 5/4/12   PetroLogistics LP                 PDH                                            $17.00
                                                  Morgan Stanley/ Citigroup/ UBS Investment Bank              $16.50      $16.50      -2.94%          -$0.50    -$0.50
 5/4/12   Tillys                           TLYS                                            $15.50
                                                  Goldman, Sachs/ BofA Merrill Lynch/ Piper Jaffray           $18.80      $16.81       8.45%           $3.30     $1.31
5/10/12   Audience                         ADNC   J.P. Morgan/ Credit Suisse/ Deutsche Bank Securities $19.00
                                                                                           $17.00                         $19.00      11.76%           $2.00     $2.00
5/10/12   WageWorks                        WAGE                                             $9.00
                                                  William Blair & Company/ Stifel Nicolaus Weisel              $9.99      $9.99       11.00%           $0.99     $0.99
5/10/12   Western Asset Management CapitalWMC                                              $20.00
                                                  Deutsche Bank Securities/ J.P. Morgan/ Citigroup/ Jefferies $18.80      $18.80      -6.00%          -$1.20    -$1.20
5/11/12   Edwards Group                    EVAC   Jefferies/ Morgan Stanley/ Citigroup $8.00                   $8.12      $8.75        9.38%           $0.12     $0.75
5/11/12   Ignite Restaurant Group           IRG   Credit Suisse/ Bair/ Piper Jaffray       $14.00             $16.75      $17.13      22.36%           $2.75     $3.13
5/18/12   Facebook                           FB                                            $38.00
                                                  Morgan Stanley/ J.P. Morgan/ Goldman, Sachs                 $42.00      $38.23       0.61%           $4.00     $0.23

Trade                                                   Lead/Joint-Lead                  Offer         Opening          1st Day       1st Day       $ Change   $ Change
Date                Issuer             Symbol              Managers                      Price          Price            Close       % Px Chng      Opening      Close
ding adjustments due changes made in finial pricing terms.



                 Star
                Ratings    Performed

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1
1
2
2
1
1
1
1
1
1
1
1




1
3
2
3
3   Blown
3
1
3
3
1
3   Blown
1
1
1
1
1
2
1
1
1
2
1
1
1
1
1
2
1
2
1
3
1
1
3
2
1
1
2
3
1   Blown
1
1
3
1
1
3
1
2   Blown
1
1
1
1
1
3
2
3   Blown
3
3
2   Blown
1
1
2
1
1
2   Blown
2
1
1
1
1
1
3
3
2
1
1
1
2
1
1
1
2   Blown
3
1
1
1
1
1
1
3
1
1
2
1
1
3
3
3
1
3
2   Blown
3
1   Blown
2
1
3
1
3
1
1
1
2   Blown
1
1
1
1
3
2   Blown
1
3
1
1
1
2   Blown
2
3
1
1
1
1
3
1
1
1
2
3
1
1
1
3
1
1
3



1
3
1   Blown
2   Blown
3   Blown
2
1
1
1
1
1
2
1
1
2
1
2
1
3
3
1
1
3
1
1
1
3
2
1
1
1
3
2
1
1   Blown
3
1
2
2
1
3
   2
   1
   1
   1
   1
   1
   2
   2        Blown
   1
   1
   1
   3
   3
   3
   1
   3
   1
   2        Blown
   1
   1
   1
   1
   1
   1
   1
   1
   3
   3
   1
   1
   1
   3
   4

 Star
Ratings   Performed

								
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