Appendix A by 22V87L

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									                                                                                                           DR005G


                             THE STOCK EXCHANGE OF HONG KONG LIMITED
                       (A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)

                               DOCUMENT CHECKLIST
            CAPITALISATION ISSUE (BONUS ISSUE / SCRIP DIVIDEND SCHEME)
                                      (GEM)


Name of Issuer                      :
Case Number                         :
Description of Transaction          :


                                                                                      1
      Documents to be submitted                                           GEM Rule        Checklist     Submission
                                                                                            Ref.           Date
      Before publication of the announcement:
1.    Where securities of a class new to listing is to be issued:-       Chapters 10,     CF025G
      – a completed checklist “Basic Qualifications for Listing of a         11
        New Class of Equity Securities”
      At least 10 clear business days before the proposed
      date of registration of the prospectus (where
      applicable):
2.    Notice of the proposed date of registration of the prospectus       12.26E(1),             -
                                                                            15.09
      Before publication of the listing document:
      At least 10 clear business days prior to bulk printing of the
      listing document:
3.    A formal application for listing in the form set out in Appendix     12.16,         FF201G
      5B                                                                 Appendix 5B
4.    Where the listed issuer is required to have (or otherwise            12.17(2)       FF211G
      retains) a Compliance Adviser (or other adviser appointed
      pursuant to rule 6A.37), the adviser’s declaration of interests
      in the form set out in Appendix 7H
5.    2 copies of draft listing document marked in the margin to          12.26B(1),             -
      indicate where compliance has been made with the relevant           17.53(1)(a)
      provisions of the GEM Listing Rules and/or Companies
      Ordinance
6.    A completed checklist “Listing Document for Capitalisation         14.09 to 14.11   CF017G
      Issue/ Bonus Issue of Warrants/ Exchange or Substitution of
      Securities”
7.    For PRC incorporated issuers:                                          14.10        CF005G
      -    a completed checklist “Supplemental Information for
           Listing Document of PRC Issuer”
8.    Where the listing document contains a profit forecast:
      -  daft profit forecast memorandum with principal                    12.26B(3)             -
         assumptions, accounting policies and calculation for the
         forecast
      On or before the date of issue of the listing document:
9.    Where the listed issuer proposing to issue a listing document        12.26D(3)      FF212G
      of the type referred to in Rule 6A.36 within the minimum
      period referred to in Rule 6A.19 or any period fixed for the
      purposes of Rule 6A.20, the signed declaration by the
      Compliance Adviser in the form set out in Appendix 7J as
      referred to in Rule 6A.35




                                                  Page 1 of 2
                                                                                                      November 2009
                                                                                                                 DR005G


                               THE STOCK EXCHANGE OF HONG KONG LIMITED
                           (A wholly-owned subsidiary of Hong Kong Exchanges and Clearing Limited)

                                                                                        1
         Documents to be submitted                                          GEM Rule         Checklist        Submission
                                                                                               Ref.              Date
10.      Every written undertaking from the listed issuer, its              12.26D(1)                -
         shareholders and/or other relevant parties to the Exchange
         referred to in the listing document
11.      Where securities of a class new to listing is to be issued:
         -   a copy of the written notification issued by HKSCC             12.26D(2)                -
             stating the securities will be Eligible Securities
         By no later than 11 a.m. on the intended date of
         authorisation for registration of the prospectus (where
         applicable):
12.      An application for authorisation for registration of the          12.26E(2)(a)              -
         prospectus pursuant to section 38D(3) or section 342C(3) of
         the Companies Ordinance
13.      2 printed copies of the prospectus, duly signed in                12.26E(2)(b)              -
         accordance with section 38D(3) or section 342C(3) of the
         Companies Ordinance (as the case may be) and having
         endorsed thereon or annexed thereto the documents
         stipulated by the relevant section
14.      (a)   For every Chinese translation of the prospectus, a
               certificate issued by the translator certifying that the    12.26E(2)(c)              -
               Chinese translation of the English version of the
               prospectus is true and accurate or in respect of an
               English translation of the prospectus, a certificate
               issued by the translator certifying that the English
               translation of the Chinese version of the prospectus is
               true and accurate; and
         (b)   a certificate issued by the listed issuer certifying that   12.26E(2)(c)              -
               the translator is competent to have given the certificate
               as to translations in respect of the prospectus
               documents
15.      Powers of attorney or other authority pursuant to which the       12.26E(2)(d)              -
         prospectus is signed, together with a certified copy of each
         such power or authority
         As soon as after the registration of the prospectus with the
         Companies Registry(where applicable):
16.      A copy of the letter from the Companies Registry confirming        12.26E(3),               -
         registration of the prospectus under the Companies                 16.17(2)(b)
         Ordinance
         By no later than 4:00 p.m. on the business day
         immediately preceding the commencement of dealings
         in the securities:
17.      A certified true copy of the board resolution authorising           12.27(5)                -
         allotment and issue of the new shares
18.      The completed company information sheet submitted in the           12.27(9),         FF003G
         electronic format for publication on the GEM website,             Appendix 5F
         together with a hard copy duly signed by or on behalf of
         each of the directors of the issuer
19.      A declaration substantially in the form set out in Appendix 5E     12.27(8),         FF018G
         duly signed by a director and the secretary of the listed         Appendix 5E
         issuer and any annual listing fee not previously paid

Note:-
1.    Please refer to the applicable rule for full details of the documentary requirement where applicable.




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                                                                                                         November 2009

								
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