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							QUARTERLY REPORT:
 July - September 1999




            DOCUMENT 4
           OCTOBER 1999
ii
Community
Partnerships for
Sustainable
Resource
Management in
Malawi




                                      QUARTERLY REPORT:
                                       July - September 1999


Prepared by:

Development Alternatives, Inc.       COMPASS
7250 Woodmont Ave., Suite 200        Phekani House
Bethesda, MD 20814                   Glyn Jones Road
USA                                  Private Bag 263
                                     Blantyre
Tel: 301-718-8699                    Malawi
Fax: 301-718-7968
e-mail: dai@dai.com                  Telephone & Fax: 622-800
                                     Internet: http://COMPASS-Malawi.com
In association with:

Development Management Associates    USAID Contract: 690-C-00-99-00116-00
Lilongwe                             Activity: 612-0248




                                    iii
iv
                                        Table of Contents



1. Introduction                                                                   1

2. Background                                                                     2

3. The COMPASS Approach                                                           2

4. Approach to COMPASS Quarterly Reporting                                        3

5. COMPASS Inception and Implementation                                           4

6.1 Targeted Result 1: Effective CBNRM Administration and Technical Services
    Capacity Established                                                          6

6.2 Targeted Result 2: Efficient Liaison, Communication and Information
    Exchange Mechanisms Established                                               7

6.3 Targeted Result 3: Improve Community Mobilization Skills within Government,
    NGOs and Community Groups                                                     8

6.4 Targeted Result 4: Process of Policy and Legislative Reform in Favor of
    CBNRM Supported                                                               10

6.5. Target Result 5: Small Grant Management Services to Finance Special CBNRM
     Opportunities Established                                                    11

7. Summary                                                                        12



                                           List of Tables


Table 1: Training and Workshops                                                   13

Table 2: Short-term Technical Assistance                                          14

Table 3: COMPASS Publications                                                     15




                                                 v
vi
                COMPASS Quarterly Report: July 1st 1999 to September 30th 1999


1. Introduction

    This first quarterly report for COMPASS covers the first three month implementation period
    following approval of the first COMPASS annual workplan by USAID/Malawi in July 1999. The
    first workplan covers the period July 1st 1999 to December 31st 1999: this quarterly report covers
    the period July 1st to September 30th.

    COMPASS is funded through the United States Agency for International Development (USAID)
    and is being implemented by Development Alternatives, Inc. (DAI) based in Bethesda, Maryland,
    and Development Management Associates (DMA) based on Lilongwe, Malawi. The core team of
    professionals that will steer the COMPASS effort include the following long-term staff:

     Andrew Watson, the Chief of Party and a natural resource management specialist;
     Anax Umphawi, the Deputy Chief of Party and a specialist in the design and implementation
      of monitoring systems;
     Francis Epulani, an expert in community mobilization1; and
     Mesheck Kapila, an information management specialist.

    COMPASS' support staff comprises the following team members: Lizzie Ndhlovu, administrative
    assistant; Elliams Banda, bookkeeper and accountant; and two drivers - Adamson Nkhoma and
    Dan Mdechi. The COMPASS team has established offices in Blantyre and has initiated
    collaboration with local NGOs, donor programs, government agencies and the private sector to
    develop an overall strategy and site specific activities that will support and promote community
    based natural resource management in Malawi.

    The COMPASS activity was initiated in April 1999 with the arrival of the team of long-term staff
    in Blantyre and the establishment of the COMPASS Offices. The first ten weeks before
    presentation of the draft first workplan, represented the activity inception period when staff was
    hired, offices established, equipment purchased, and operating and personnel procedures were
    developed. Following USAID/Malawi's approval of the first workplan, the first quarter of full
    implementation has seen progress in several areas:

     the drafting of an assessment of institutional arrangements for coordinating CBNRM in
      Malawi (TR1);
     customization of the COMPASS Technical and Administrative Management Information
      system (TAMIS) and linking key partners to the system over the Internet (TR2);
     launching of a best practices database and completion of a training needs assessment for
      community mobilization (TR3); and
     finalizing the COMPASS small-grants manual and application evaluation procedures (TR5).

    The COMPASS Performance Milestone Plan2 identified three milestones during this first
    reporting period. All were accomplished without any significant delays.



1
  In September 1999, Francis Epulani tendered his resignation from the COMPASS Team (effective October
31st 1999) in order to pursue an advanced degree overseas. His replacement is currently being recruited.
2
  The Performance Milestone Plan is part of the COMPASS monitoring system. The system as a whole is
designed to gauge the performance and impact of COMPASS and the overall impact of CBNRM initiatives in
Malawi. Through the Performance Milestone Plan, the COMPASS Team has established watershed
performance targets that help measure progress toward achieving Targeted Results and Sub-Results.

                                                    1
   During the fourth quarter of 1999, we anticipate that all of the inception activities will be
   completed. During this period, we also expect to complete the other tasks and accomplish all of
   the goals that are articulated in the 1999 workplan. Amongst other activities, these include a
   comprehensive review of the policy framework for CBNRM and a thorough review of the
   indicators and targets presented in the different components of the monitoring and evaluation plan
   that is included in the present document.


2. Background

   In 1996, recognizing the importance of addressing environmental problems, the Government of
   Malawi approved a comprehensive national environmental policy that places emphasis on the
   management of natural resources by communities. Additionally, the President of Malawi signed
   into law the nation’s first Environmental Management Act that, among other things, provides the
   requisite architecture for an on-going program of sectoral policy, institutional and legislative
   reform in favor of the environment.

   In March 1997, USAID assisted the Environmental Affairs Department of the Malawi
   Government by organizing a workshop to facilitate participation in developing a “Results
   Framework” for a national CBNRM strategy. Building on the National Environmental Action
   Plan, the framework outlines elements of a strategy for mobilizing communities into effective
   NRM institutions. This planning was expected to continue under the guidance of a CBNRM
   National Steering Committee and Secretariat to be established in 1998. However, this has been
   stalled for the past two years. The COMPASS Team will support and expand this strategic
   planning process, commitment to community based natural resource management and help
   strengthen the institutional framework in which CBNRM programs are designed, implemented,
   monitored and evaluated in Malawi.

   COMPASS will address USAID Strategic Objective Number 2 (SO2): Increased sustainable use,
   conservation and management of renewable natural resources. This and four other Strategic
   Objectives are designed to achieve USAID/Malawi’s goal of broad-based sustainable economic
   growth. In addition, COMPASS will complement three other USAID/Malawi initiatives to
   address environmental issues, as follows:

       Malawi Environmental Endowment Trust (MEET) – that will create a Malawian
       organization capable of funding environmental initiatives on a sustainable basis through
       management of an investment portfolio initially capitalized by donor organizations and
       others.

       Malawi Agroforestry Extension Project (MAFE) – that supports efforts to test, refine and
       disseminate information about improved agroforestry practices in Malawi that help improve
       agricultural productivity and reduce depletion of natural resources.


3. The COMPASS Approach

   The COMPASS team will work toward accomplishing predetermined goals in five discrete areas
   that are defined as Targeted Results (TR). Each TR has a set of Sub-Results (SR) and for each SR
   a set of tasks and/or actions that have been identified and will be implemented to achieve the SR
   and the overall TR. The TRs are as follows:

   TR1     Building Malawian Capacity Amongst NGOs and Government to Administer CBNRM
           Initiatives and Provide the Necessary Technical Support to Practitioners;



                                                 2
    TR2     Establishing Efficient Liaison and Information Exchange Among CBNRM Programs in
            Malawi and Neighboring Countries;

    TR3     Improving Community Mobilization Skills Within the Public and NGO Sectors;

    TR4     Supporting Policy and Legislative Reform That Assists Improved Resource Management
            at the Village Level; and

    TR5     Providing Small Grants to CBNRM Practitioners and Promoters.

    The COMPASS annual workplan includes a series of tables that describe the way in which we
    intend to measure progress toward achieving our objectives in each of these areas. In addition, we
    have identified annual targets in terms of our performance and the impact we expect to achieve. It
    is anticipated that these targets will be reviewed in the final quarter of 1999 and the first reporting
    period will end in mid-2000. Overall, we anticipate that if COMPASS’ approach and basic
    assumptions are correct, and provided implementation progresses as expected, after five years the
    capacity to administer and implement CBNRM programs will have improved. Moreover,
    COMPASS and its partner organizations will have effected a marked improvement in the way
    natural resources are managed and in the quality and availability of resources. We have identified
    the following targets for gauging the overarching impact of COMPASS and related CBNRM
    activities in Malawi:

 A 100% increase in family income generated by activities that are sanctioned by public and
  private sector agencies sponsoring CBNRM relative to the 1998 baseline;

 500 rural communities with agreements with public sector agencies for sharing income from
  protected areas and/or jointly managing natural resources on public and communal lands;

 A 20% increase in the extent of natural forest cover relative to the 1990/1991 baseline;

 A 20% decrease in suspended sediment yield at hydrological stations on the main rivers draining
  different regions of Malawi (relative to the 1998 baseline);

 An increase in the number of tonnes of fish from Lake Malawi and the other major lakes landed in
  Malawi by subsistence and commercial fishers; and

 The maintenance of 100% of the population of key species including predators, large mammals,
    and endangered species: these will provide an overall indication of biological diversity and
    ecosystem health.

    These targets are scheduled to undergo a thorough review in the fourth quarter of 1999 when
    COMPASS will invite our partners to participate in a comprehensive evaluation of the proposed
    system for monitoring the impact of CBNRM efforts in Malawi.


4. Approach to COMPASS Quarterly Reporting

    This quarterly report will review progress with respect to each Targeted Result. For each of
    these, we have summarized what activities were successful as well as those that did not go as
    smoothly as was hoped. These assessments summarize our own performance with regard to our
    targets and goals outlined in the first workplan. In addition, we have also attempted to evaluate
    external forces that will influence our ability to accomplish our objectives. We have categorized
    these as "opportunities" that we can build on to achieve greater success and "threats" that will


                                                    3
   have to be addressed in order to remove possible hindrances to realizing our goals in a timely and
   effective manner.

   The COMPASS Team held a three-day planning and team building workshop in late September at
   which progress to date was reviewed and opportunities and threats were identified and discussed.
   This report represents a synopsis of these deliberations and is structured in such a way that these
   same themes are retained.


5. COMPASS Inception and Implementation

   The COMPASS Activity was initiated in Mid-April 1999 when the Chief of Party arrived in
   Malawi and began the process of establishing offices in Blantyre, procuring equipment and
   materials and hiring and training staff. In the five-and-a-half months between then and the end of
   the first reporting period, the COMPASS Office has been established in Phekani House on Glyn
   Jones Road in Blantyre and the full contingent of staff has been trained in all the functions
   required to operate an efficient CBNRM Support Unit.

   Phone lines were acquired quickly - despite some initial problems with mysteriously vanishing
   wiring. The office was wired to provide each staff member with internal and external electronic
   network capabilities. A server provides access to the Internet through a local service provider.
   This allows the team not only to stay in close touch with DAI's home office but also provides us
   with an efficient means of communication with many of our key partners. The internal
   LotusNotes based "share-ware" allows each team member to communicate information to each
   other member of the team. The proprietary Technical and Administrative Management
   Information System (TAMIS) is used to manage every aspect of COMPASS implementation from
   workplan management including planning travel and training to developing scopes of work for
   short-term technical assistance to finalizing and disseminating reports and publications. An
   especially innovative application of the software has been the creation of a site on the World
   Wide Web that allows key Partners - including USAID - to access TAMIS over the Web and
   interact with the COMPASS Team using the web-site as a communications tool. Now USAID
   can provide comments on COMPASS implementation directly to the team and can also give
   provisional electronic approvals of scopes of work and technical materials.

   The COMPASS Team is already realizing the benefits of this approach to information sharing and
   building a larger team of partners. COMPASS is currently supporting efforts to create a network
   of NGO capacity building service providers in Malawi by acting as a Secretariat. In future, we
   expect to expand such services to other associations and organizations that support the
   implementation of community-based natural resource management in Malawi. An important next
   step will be completing the design of a COMPASS web-site in the public domain (compass-
   malawi.com) that will provide broader access to our information systems. Through the use of
   GIS and other software we will begin to build a gateway to information, knowledge and expertise
   to assist efforts to manage Malawi's natural resources in a more sustainable and equitable manner
   through strong community participation and by forging lasting partnerships.

   In addition to preparing a COMPASS Handbook that outlines operating guidelines, personnel
   policies and office practices, COMPASS has also implemented formal procedures for periodic
   review of employee performance that are based upon DAI's home-office systems. The process
   involves each employee establishing goals and targets for the coming year in close consultation
   with the Chief of Party. Subsequently, progress is reviewed periodically and the need for any
   corrective actions is discussed between the employee and his/her supervisor. Provisions for DAI
   home office review of supervisor performance is also incorporated in the system. In September,
   the COMPASS Team held a three-day team-building session in Zomba that was facilitated by a
   professional organization development specialist. Additional measures to ensure effective


                                                 4
communication and collaboration among the team members were discussed and procedures have
been established to ensure periodic review of team development.




                                          5
6.1 Targeted Result 1: Effective CBNRM Administration and Technical Services Capacity
    Established

   Achievements: at the quarterly meeting of CURE in May 1999, COMPASS agreed to undertake a
   thorough assessment of the current situation with regard to coordination of CBNRM initiatives in
   Malawi. This background paper was submitted to key partners in a draft form in August and is
   awaiting review by a wider audience.

   The establishment of the COMPASS Office with its attendant support services and systems
   represents the creation of a Technical Unit that is capable of acting as a secretariat to help
   improve coordination of CBNRM initiatives and can facilitate communication among key actors
   and other interested parties.

   A CBNRM Partners Association is in the process of being established. This initially will be an
   informal network of organizations and individuals involved in promoting, supporting or
   implementing CBNRM activities. At a later date, the Association will be formalized. COMPASS
   has also taken on the role of a Secretariat for the fledgling Network of NGO Capacity-Building
   Service Providers. This network of donor representatives, projects and NGOs has now met twice
   to share information and provide a forum to discuss issues of common importance.

   Performance Milestones: there were no Performance Milestones identified for this period.

   Constraints: the major difficulties faced to date have stemmed from a lack of responsiveness on
   the part of EAD with respect to taking the lead on organizing meetings to discuss coordination
   issues. At this time, we are hopeful that a forum will be organized in November with COMPASS'
   logistical and financial support.

   Opportunities: there is currently great enthusiasm on the part of donors, government and NGOs
   for promoting CBNRM in Malawi. There is also a keen understanding of the need for building an
   efficient framework for administering and coordinating CBNRM initiatives in order to avoid
   duplication of effort and build synergy among the diverse players and activities. The impetus for
   improved coordination is strong and COMPASS can use this to encourage government and NGOs
   to discuss key issues and build consensus on an appropriate approach.

   Threats: at this time, it is unclear how committed the Environmental Affairs Department is to
   facilitating an open dialog among all CBNRM partners to build consensus on approaches and
   structures for improved coordination of CBNRM initiatives. In Malawi (and many other
   developing countries) the typical model for trying to ensure thorough coordination of national
   programs is to create centralized structures such as Steering Committees in which government has
   a controlling influence. Coordination can be synonymous with control. COMPASS has adopted
   a strategy that gives EAD a preeminent role in leading the discussions on this issue (as, indeed,
   they are mandated to do by the provisions of the Environmental Management Act). This
   notwithstanding, COMPASS has outlined an approach that both encourages and enables broad
   stakeholder participation in the debate.




                                                 6
6.2 Targeted Result 2: Efficient Liaison, Communication and Information Exchange
    Mechanisms Established

      Achievements: 50 organizations and individuals have been registered as potential users of
      the COMPASS information network through the Internet3 and using e-mail. The
      COMPASS Information Network was launched in August when USAID, DMA, the
      Environmental Affairs Department, CURE and the Wildlife Society of Malawi were
      provided access to the COMPASS Technical and Administrative Management
      Information System (TAMIS). This LotusNotes based information system is used to
      manage and administer the COMPASS activity and provides a framework for housing
      technical information about CBNRM in Malawi. The COMPASS TAMIS is now
      available on the World Wide Web to the aforementioned partners who can collaborate
      with the COMPASS Team in Blantyre and Bethesda using the interactive site.

      Performance Milestones: the creation of the COMPASS TAMIS and provision of access
      to it for key partners represents the first step in Launching the Malawian CBNRM
      information network which is a performance milestone that was scheduled to be achieved
      in September 1999.

      Constraints: the COMPASS Team has encountered a number of difficulties in contacting
      potential partners as a result of the poor communications infrastructure. We will continue
      to explore ways in which to transmit information efficiently and overcome the constraints
      posed by the postal and telecommunications systems.

      Opportunities: at this time the COMPASS information network is heavily biased toward
      the use of high-technology particularly computer-based systems and electronic
      communications. There is considerable potential for growth in these areas as
      technological innovations occur and prices of equipment and services fall. COMPASS
      expects to work with partners to address challenges and draw lessons from our own
      success as well as those of others.

      Threats: there is lack of appreciation of the utility of information tools by some partners
      with some agencies apparently feeling threatened when new technology offers the
      opportunity to share information with more users and a broader audience. The trend
      toward freer access to information runs counter to many long-established beliefs that
      information is power and, therefore, it should be controlled.

      The rate of change and innovation in the Information Technology could render some
      investments obsolete. A strategy for addressing possibility must be elaborated.

      Some bureaucratic channels of communications undermine the speed of information flow.
      Few partner organizations have established local area networks or domains at their
      headquarters. Moreover, many do not have access to more than one Internet account or
      one workstation with Internet capabilities. In effect, in many cases one designated "gate-
      keeper" facilitates the flow if information to other members of the organization. The
      potential for inefficiency and communications breakdown is high. We will endeavor to
      work with key partners to overcome these constraints.


3
    COMPASS has subscribed to Malawi-Net for Internet Services

                                                     7
6.3 Targeted Result 3: Improve Community Mobilization Skills within Government,
    NGOs and Community Groups

   Achievements: progress has been achieved in all the areas that were targeted within the
   first quarter.

   So far, potential training partners have been identified in the various sectors and among
   diverse actors in the CBNRM community. For the purposes of broader distribution and
   dissemination, the COMPASS Information Management Specialist will put this
   information in an electronic format. The list covers private sector representatives,
   Community Based Organizations such as Lipangwe Organic Manure Demonstration
   Farm (LOMADEF) in Ntcheu, and MAVOTI in Mzimba, NGOs, individual farmers and
   government representatives.

   A training-needs assessment and training-module development has been completed and
   the final report will be distributed in November. The assessment adopted an approach
   that examined the partners' current and potential skills as well as identifying what
   additional capacities they want to see developed within their organizations. This
   approach created a lot of excitement, as it was different from the traditional way of asking
   what communities feel are their weaknesses and problems - an approach that often fosters
   dependence. We are hopeful that the final report will stimulate demand for the various
   types of quality training offered by the partners of COMPASS and trigger requests for
   services. This training is expected to be both formal involving conventional trainers and
   more "hand-on and visual involving exchanges and visits to best-practice sites.

   Best practices and model sites in Malawi have been identified and are being documented.
   The sites mostly include case studies of environmental management either through
   farming or woodland conservation, the development of environmentally friendly
   technologies such as small biogas schemes and activities at ATIGA (under Community
   Services in Lilongwe old town). Others are examples of integrated organic farming that
   not only help conserve soil and water but also make improve people's quality of life and
   promote sustainability in the use of natural resources.

   Performance Milestones: there were no Performance Milestones identified for this period.

   Opportunities: there is a lot of enthusiasm among community members to develop their
   latent skills while conserving resources and protecting the environment. COMPASS
   simply needs to identify partners potential and the available local resources upon which to
   build. For example, the availability of livestock in Mwanza District combined with
   training for bio-gas generation offers an opportunity to c0ombat the rampant deforestation
   that is occurring in the area. So too can income generation from processing and selling
   juice obtained from the wild-harvested fruits.

   Within communities that are traditionally dependant on fishing, the promotion of
   horticulture during the closed seasons presents an opportunity to ensure sustainability in
   the use of resources on which these communities depend. Similarly, the formation of
   organic farmers clubs, such as MORIGA in Machinga, offers great potential.




                                               8
Threats: the major threats are the “relief culture” that continues to be promoted by many
partners as well as the excessively bureaucratic processes in government and some NGOs
involved in rural development.




                                          9
6.4 Targeted Result 4: Process of Policy and Legislative Reform in Favor of CBNRM Supported

   Achievements: little activity was anticipated on this Targeted Result in the first quarter since
   fundamental issues relating to establishing a CBNRM policy framework must be addressed before
   any significant headway can be made. Nevertheless, the debate on CBNRM policy has been
   brought to the fore and it is anticipated that this will continue with participation of a broad range
   of stakeholders in a forum that EAD will organize with COMPASS support in November 1999.

   Constraints: through discussions with key partners, it has become evident that a national policy
   specific to CBNRM is probably impossible to achieve since the use of different types of natural
   resources is governed by sectoral policies such as those dealing with forestry, fisheries and
   wildlife among others. In order to develop a comprehensive framework for CBNRM certain
   guiding principles will have to be established and then these will have to be integrated into the
   existing or evolving sectoral policies. This will necessitate broad participation and there is a
   distinct danger that conflicts might arise in areas were current policies are inadequate or even
   contradictory.

   Performance Milestones: there were no Performance Milestones identified for this period.

   Opportunities: notwithstanding the lack of coherent policies dealing with certain natural
   resources, there is considerable enthusiasm and optimism regarding the potential for CBNRM in
   Malawi. One example that has recently engendered considerable debate is the issue of
   legalization of commercial charcoal production. It is clear to most observers that the current
   situation with regard to charcoal manufacturing is untenable: though it is illegal, the commerce in
   and around the major towns is enormous and for many people there are few viable alternatives to
   charcoal for domestic energy needs. The opportunity to drive the CBNRM policy debate by
   addressing such matters is one that COMPASS, along with our key partners, will seize.

   Threats: COMPASS efforts in the area of policy development and supporting grass-roots
   advocacy for policy reform closely parallel the agenda of CURE and the DANIDA environmental
   program. There is a danger that COMPASS' efforts may be misconstrued as encroaching upon
   the roles of other organizations. In reality, the COMPASS Team will work with these
   organizations as partners and we will strive not only to avoid duplication of effort but also to
   ensure that our approaches are compatible. We have established close relationships with both
   CURE and the DANIDA-funded environmental program staff and have discussed ways in which
   an open and regular dialog can occur to build greater synergy. For example, the possibility of
   organizing monthly meetings of project team leaders to discuss coordination and collaboration
   across field programs would be a useful supplement to the monthly meetings of the Donor Sub-
   Group on Natural Resource Management that currently coordinates issues at the programmatic
   level.




                                                  10
6.5. Target Result 5: Small Grant Management Services to Finance Special CBNRM
     Opportunities Established

   Achievements: a manual has been developed to assist grant applicants and recipients with grants
   application procedures and management of the grant. Fourteen members of a Grant Application
   Review Panel have been identified from various organizations with a fair representation of
   various stakeholder groups to ensure that opportunities for funding are well balanced. Members of
   the Grant Application Review Panel reached a consensus on grant application review process and
   requirements for grant management at a workshop held at Ryall's Hotel in August 1999.

   Performance Milestones: there were two Performance Milestones during this reporting period:

    Grant Review Panel procedures established; and
    Grant-application Manual published.

   Both were achieved without significant delays.

   Constraints: the approach that COMPASS will adopt to ensure broad dissemination of the manual
   is yet to be defined. The methods of targeting applicants have not yet been established.
   Consequently, distribution of the manual was haphazard and by the end of the quarter no grant
   application from those who had received the manual was received.

   Opportunities: design of the COMPASS small grants program is based on information obtained
   from various people with a wide range of experiences with similar grant programs. COMPASS
   has, therefore, capitalized on the positive experiences and attempt to learn from the mistakes that
   others have identified and avoid the same pitfalls. The COMPASS grant program more flexible
   than other grants. The level of enthusiasm among potential grantees is high and this should
   contribute to the success of the program.

   Threats: the widely held myth in rural communities that natural resource management is mainly
   the conservation of woodlands might limit identification of a variety of viable opportunities that
   are available to the communities for possible funding through COMPASS grants. We will
   continue promoting innovative approaches to community-based natural resource management
   using a variety of techniques to increase public awareness and disseminate knowledge.

   Funding for the COMPASS small grants program is limited to $550,000. At this time there are no
   provisions for informing prospective applicants well ahead of time when these funds have been
   exhausted. In effect, if the COMPASS public awareness campaign regarding the availability of
   grants is successful and we receive numerous high-quality applications, we would be in the
   unenviable position of having to turn down applications owing to lack of funds and this could
   generate considerable disappointment and resentment. Our imminent goal will be to develop an
   exit strategy for the small grants program.

   At this time, DAI has not received approval for the COMPASS Small-Grants Manual from the
   USAID Contracts Officer.




                                                 11
7. Summary

  The COMPASS activity was initiated in April 1999 with the arrival of the team of long-term staff
  in Blantyre and the establishment of the COMPASS Offices. Following USAID/Malawi's
  approval of the first workplan, the first quarter of full implementation (July to September) saw
  progress in several areas:

   the drafting of an assessment of institutional arrangements for coordinating CBNRM in
    Malawi (TR1);
   customization of the COMPASS Technical and Administrative Management Information
    system (TAMIS) and linking key partners to the system over the Internet (TR2);
   launching of a best practices database and completion of a training needs assessment for
    community mobilization (TR3); and
   finalizing the COMPASS small-grants manual (TR5).

  During this reporting period all anticipated Performance Milestones were accomplished.

  During the fourth quarter of 1999, we anticipate that all of the inception activities will be
  completed. During this period, we also expect to complete the other tasks and accomplish all of
  the goals that are articulated in the 1999 workplan. Amongst other activities, these include a
  comprehensive review of the policy framework for CBNRM and a thorough review of the
  indicators and targets presented in the different components of the monitoring and evaluation plan
  that is included in the present document. During the year 2000, COMPASS will embark on the
  full-scale implementation of our efforts. However, already in the first few months the COMPASS
  team has been able to draw lessons from our own experiences and those of our partners and we
  have identified some changes in direction that we feel are warranted. These new courses include:

   a stronger focus on CBNRM policy development and building capacity within NGOs to play
     an active role in policy reform;
   a greater emphasis on increasing public awareness of natural resource management issues; and
   a more targeted approach to community mobilization that concentrates on training for
     transformation and improved extension services.

  We feel that COMPASS' efforts in the year 2000 will firmly establish the relationship with our
  partners and set the course for the activity's direction over the full period of implementation. We
  are aware of the numerous challenges that face the successful adoption CBNRM in Malawi.
  Nevertheless, we also recognize that there are many opportunities for forging partnerships that
  will help establish a policy framework conducive to CBNRM and mobilize communities to
  embrace approaches to natural resource management that are environmentally sustainable and
  socially equitable.




                                                12
                                                       TABLE 1: Training and Workshops

     Training or Workshop                         Date(s)                           Location          Number of Participants (number
                                                                                                           of female participants in
                                                                                                                 parentheses)
Development of 1999 COMPASS       June 9th 1999                       Ryall's Hotel, Blantyre        15 (3) plus COMPASS
workplan
Environmental Impact Assessment   August 2nd to 6th 1999              Grand Palms Hotel, Gaborone,   Anax Umphawi (COMPASS)
Training                                                              Botswana
COMPASS Small-Grants Manual       August 25th 1999                    Ryall's Hotel, Blantyre        10 (2) plus COMPASS and STTA
Preparation
CBNRM Training Needs              September 16th and 17th 1999        Blantyre Sports Club           15 (2) plus COMPASS and STTA
Assessment
COMPASS Teambuilding and          September 20th to 23rd 1999         Ku Chawe Inn, Zomba            COMPASS Team and STTA
Year 2000 Internal Planning




                                                                    13
                                        TABLE 2: Short-term Technical Assistance

                 Name          Position/Assignment                    Period of Assignment                    Level of Effort
                                                                           (in-country)                    (includes travel time)
Susan Pietrzyk          Senior Administrative Associate       June 6th to 19th 1999                 10 days
                        (DAI Home Office Staff)
Esther Lamnyam          Network Information Systems           June 27th to July 8th 1999            15 days
                        Specialist (DAI Home Office Staff)
Susan Exo               MIS Development Specialist (DAI       August 5th to 21st 1999               15 days
                        Home Office Staff)
Gilbert Mwakanema       CBNRM Training Specialist             August 13th to 28th September 1999    36 days

Robert Clausen          Small Grants Specialist               August 20th to September 8th 1999     18 days

Doshau Qualls           Project Account Manager (DAI          September 5th to 12th 1999            10 days
                        Home Office Staff)
Sheena Orr              Strategic Planner/Organizational      September 9th to October 31st 1999    8 days
                        Development Specialist
David Craven            GIS Specialist (DAI Home Office       September 20th to October 14th 1999   24 days
                        Staff)




                                                             14
                                                     Table 3: COMPASS Publications

Document Number                           Title                                  Author(s)                         Date
       1          First Workplan (July 1st 1999 to December 31st     COMPASS                      July 1999
                  1999)
       2          Small Grants Manual                                Umphawi, A., Clausen, R. &   September 1999
                                                                     Watson, A.
     Draft        Institutional arrangements for improved            Watson, A.                   August 1999
                  management of natural resources by local
                  communities in Malawi: and overview with
                  recommendations for more effective coordination
                  of programmes and activities
     Draft        Training Needs Assessment: Responsive Modules      Mwakanema, G.                September 1999
                  and Training Approach




                                                                    15

						
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