Abound Standard SoA Request for Paraplanning Services

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					                              Abound Paraplanning Services Request Form


Standard SoA Request Form                                          Email to: info@aboundparaplanning.com.au



1. Includes an SoA covering three strategies at $375 (+ GST).
2. For an SoA Presentation (in PowerPoint) add $100 (+ GST).
3. For additional strategies add $100 (+ GST) per add'n strategy. Limit of three additional strategies.

Step 1
Adviser Details
Adviser Name:
Business Name:
Contact Individual:
Licensee:
AFSL:
Email:
Phone:
Mobile:

Client Name:
Request Date:
Required by date:

Step 2
Requested Service (please tick)
                         Statement of Advice
                         Include SoA Presentation
                         Include Additional Strategy/ies

Step 3
Strategies to be addressed: (3 included strategies and 3 strategies at additional cost)

                           Cash & Investments
                          Cash Reserve (no additional charge)
                          Managed Investments
                          Geared Investment / Regular Geared Investment Plan
                          Insurance Bond
                          Funeral Bond

                           Debt
                          Lump-sum Repayment
                          Regular Repayment
                          Recycling




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                          Personal Insurance
                          Recommendation only - Life
                          Recommendation only - TPD
                          Recommendation only - Trauma
                          Recommendation only - IP
                          Needs Analysis

                          Superannuation & Income Streams
                          Superannuation Rollover
                          Salary Sacrifice
                          Co-contribution
                          Contribution Splitting
                          Re-contribution
                          Defined Benefit
                          Transition to Retirement
                          Annuity
                          Account-based Pension

                          Centrelink & Retirement Accommodation
                          Age Pension
                          Allowance
                          Concession Card entitlement
                          Work Bonus

                          Estate Planning
                          Generic Info with Recommendations

                          Redundancy Payments


Step 4
Client Fees
SoA Prep Fee
Asset Based Fee
Comm. Rate / Rebate

Additional Information (include separately if appropriate)




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Step 5
Checklist
1. Client questionnaire / fact find
2. Client financial and lifestyle objectives provided
3. Replacement and recommended products detailed (including super fund and ins. policy)
4. Risk profile completed & results provided
5. Target asset allocation or growth/defensive allocation (if relevant)
6. Insurance and annuity quotes and working papers attached
7. Adviser initial and ongoing fees detailed
8. Copy of previous Statement of Advice (If preparing a limited SoA or RoA)
9. For new paraplanning clients: An existing SoA for any of your clients (so that we can obtain your basic
information and preferred format).

Indemnity and Limitation of Liability
The adviser acknowledges and warrants that it remains at all times liable for the advice it provides to its
clients. The adviser acknowledges and warrants that the paraplanner will not be liable in any way for the
content of the advice being prepared by the paraplanner and the adviser indemnifies the paraplanner and
agrees to keep the paraplanner indemnified against any loss or claim (howsoever caused) suffered or incurred
by the adviser or any third party arising from any act or omission of the paraplanner in the performance of its
obligations under this Agreement.


Step 6
Authority to Proceed
By signing the below I acknowledged that:
1. I understand the services offered.
2. The SoA cannot be commenced until all information required for the preparation of the SoA has been
provided.
3. Any SoA changes requested after the SoA has been finalised may result in additional charges.
4. Following the acceptance of the SoA Quote I will be invoiced for the services provided by Abound.



Express Overnight Service (add 75% to cost)
Delivery within 24 hours following receipt of all required information and acceptance of terms. May not be
available for some strategies.

Please note that the cost of services is subject to change following the review of client information. The
services required and cost will be confirmed via return email.

                                                                    Email to: info@aboundparaplanning.com.au


Adviser Signature

Date



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ail to: info@aboundparaplanning.com.au
               ph: 1300 Abound (226 863)




mit of three additional strategies.




gies at additional cost)




estment Plan




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uper fund and ins. policy)




A or RoA)
ients (so that we can obtain your basic




 iable for the advice it provides to its
 er will not be liable in any way for the
dviser indemnifies the paraplanner and
m (howsoever caused) suffered or incurred
 the paraplanner in the performance of its




the preparation of the SoA has been

 result in additional charges.
 he services provided by Abound.



            Please tick for Express Service
n and acceptance of terms. May not be


he review of client information. The


ail to: info@aboundparaplanning.com.au
               ph: 1300 Abound (226 863)




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