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									                       STATE OF MARYLAND




              REQUEST FOR PROPOSALS (RFP)



           Money Follows the Person (MFP)
          Peer Outreach and Support Project


                                    For
                    the Maryland Department of Disabilities

                            Project No. DEXR2400004

                             Issue Date: May16, 2012

            Offerors are invited to submit proposals in conformance with the
                requirements established by the specifications herewith.



Minority Business Enterprises Are Encouraged To Respond To This Solicitation.
                 ENCOURAGEMENT OF PARTICIPATION STATEMENT
The State of Maryland is actively seeking to increase participation from businesses and organizations
in the procurement of goods and/or services. Accordingly, all potential bidders/offerors are
encouraged to complete the "Notice to Vendors/Contractors," which is on the following page,
supplying comments and/or the reason(s) for declining to bid or to make an offer in response to this
solicitation. Please return this form either with your submission package or in an envelope addressed
to the issuing office listed on the Key Information Summary Sheet, even if you are not submitting a
proposal.
                                              Vendor Comments

In order to help us improve the quality of State solicitations, and make our procurement process more
responsive and business-friendly, we ask that you take a few minutes to complete this form and submit it to
the Procurement Officer listed on the following page. Thank you for your assistance.

Bid/Proposal Number: DEXR2400004             Entitled: MFP Peer Outreach and Support Project


I. If you are not bidding, please indicate why:

                 Other commitments preclude our participation at this time.
                 The subject of the solicitation is not in our business line.
                 We lack experience in the work/commodities required.
                 The scope of work is beyond our current capacity.
                 We cannot be competitive (Please explain below.)
                 Specifications are either unclear or too restrictive. (Please explain below.)
                 Bid/proposal requirements, other than specifications, are unreasonable or too risky.
                 (Please explain below.)
                 Time for completion is insufficient.
                 Bonding/insurance requirements are prohibitive. (Please explain below.)
                 Doing business with government is simply too complicated.
                 Prior experience with State of Maryland contracts was unprofitable or otherwise
                 unsatisfactory (Please explain below.)
                 Other:____________________________________________________________

II.     Please explain your response further, offer suggestions or express concerns. (Use the back for
        additional information.)

REMARKS: _________________________________________________________________________
___________________________________________________________________________________
_____________________________________________________________________________________
_____________________________________________________________________________________
_____________________________________________________________________________________
_________________________________________________________________________________
OPTIONAL:
Vendor Name: ________________________________________________________ Date ___________
Contact Person: ________________________________________ Phone (_____) ______ - ___________
Address or e-mail: ___________________________________________________
                   ___________________________________________________
                   ___________________________________________________


                                                        Thank You!!!
                           KEY INFORMATION SUMMARY PAGE

STATE OF MARYLAND – Request for Proposals

Title of RFP: - MFP Peer Outreach and Support Project

RFP Issue Date: - May 16, 2012

RFP Number: MDOD DEXR2400004

Issuing Office:                       Maryland Department of Disabilities
                                      217 E. Redwood Street, Suite 1300
                                      Baltimore, MD 21202


Procurement Officer:                  John Brennan
                                      Phone: (410) 767-3640
                                      Fax: (410) 333-6674
                                      Email: jbrennan@mdod.state.md.us


Closing Date and Time:                June 6, 2012 at 3:00 PM EDT

Proposals are to be sent to:          Maryland Department of Disabilities
                                      217 East Redwood Street, Suite 1300
                                      Baltimore, Maryland 21202
                                      Attention: John Brennan

Pre-proposal conference:              June 4, 2012 at 10:00 AM EDT
                                      Maryland Department of Disabilities
                                      217 E. Redwood Street, Suite 1300
                                      Conference Room
                                      Baltimore, Maryland 21202




MBE subcontracting goal: A MBE Subcontracting Goal of 0% has been established for the contract.
                              TABLE OF CONTENTS


Section 1 – General Information……………………………………………………………1

    1.1    Introduction
    1.2    Abbreviations and Definitions
    1.3    Contract Information
    1.4    Procurement Officer
    1.5    Contract Manager
    1.6    Pre-Proposal Conference
    1.7    eMaryland Marketplace
    1.8    Questions
    1.9    Proposals Due
    1.10   Duration of Offer
    1.11   Revisions to RFP
    1.12   Cancellations and Discussions
    1.13   Oral Presentations
    1.14   Incurred Expenses
    1.15   Economy of Preparation
    1.16   Protests and Disputes
    1.17   Access to Public Information Notice
    1.18   Offeror’s Responsibilities
    1.19   Mandatory Contractual Terms
    1.20   Multiple Proposals
    1.21   Minority Business Enterprises
    1.22   Arreages
    1.23   Procurement Method
    1.24   Verification of Registration of Tax Payment
    1.25   False Payments
    1.26   Federal Funding Acknowledgement

Section 2 – Scope of Work………………………………………………………………….. 12

    2.1    Background
    2.2    Purpose
    2.3    Scope of Work
    2.4    Deliverables and Key Performance Factors
Section 3 – Proposal Format………………………………………………………………...17

     3.1   Two Part Submission
     3.2   Proposals
     3.3   Submission
     3.4   Volume I Technical Proposal
     3.5   Volume II Financial Proposal

Section 4 – Evaluation Criteria and Selection Procedure………………………………23

     4.1   Evaluation Committee
     4.2   Technical Criteria
     4.3   Financial Criteria
     4.4   Reciprocal Preference
     4.5   Evaluation Process
     4.6   Debriefing of Unsuccessful Offerors
     4.7   Protests
     4.8   Award Clause

ATTACHMENTS……………………………………………………………………………….. 25
                                         LIST OF ATTACHMENTS



ATTACHMENT A:              CONTRACT

ATTACHMENT B1-4: FINANCIAL PROPOSAL

ATTACHMENT C:              STANDARD PROCEDURES FOR DEVLIVERING BIDS/PRPOSALS

ATTACHMENT D:              BID/PROPOSAL AFFIDAVIT

ATTACHMENT E:              CONTRACT AFFIDAVIT

ATTACHMENT F:              ELECTRONIC FUNDS TRANSFER

ATTACHMENT H:              SUMMARY OF FEDERAL FUND REQUIREMENTS

ATTACHMENT I:              CONFLICT OF INTEREST DISCLOSURE

ATTACHMENT J:              BUSINESS ASSOCIATE AGREEMENT

ATTACHMENT K:               PRE-PROPOSAL CONFERENCE RESPONSE FORM
 Acceptance of a contract resulting from this RFP indicates intent to comply with all conditions that are part of this
                                               solicitation document.
                             Section 1 – GENERAL INFORMATION
1.1     Introduction

1.1.1   The mission of the Maryland Department of Disabilities (MDOD) is to advance the rights and
        interests of people with disabilities so they may fully participate in their communities.

1.1.2   The Money Follows the Person Demonstration Program (MFP) provides Maryland with an
        opportunity to address the institutional bias in long-term care by improving the availability and
        quality of community-based services while providing people in institutions information about their
        option to be served in the community.

        To effectively carry out the purposes of this program, MDOD oversees the provision of peer
        outreach and support services throughout the state. The State has found that utilizing peers to
        share knowledge of community based services and to offer ongoing support to institutionalized
        individuals during the transition planning period has been successful in reducing barriers to
        receiving long-term care services in the community. MDOD requires specialized support to provide
        the peer outreach and support to residents of nursing facilities that are offered through MFP.

1.1.3   It is the intention of the State to award contracts by region. Regions are defined in Section 2.3.3
        “Geographic Regions”. One offeror may receive awards for multiple regions, but only one award
        will be made for each region. An offeror must submit a complete technical and financial proposal
        for each region in order to be considered for an award in that region. Financial proposals for each
        Region should not exceed the amounts listed as follows:

            1. Central Region:           $94,000.00

            2. Northern Region :         $260,000.00

            3. Eastern Region:           $118,000.00

            4. Baltimore City:           $166,000.00

All communications regarding this RFP are to be made only to the Procurement Officer (see Key
Information Summary Sheet).

1.2     Abbreviations and Definitions

For the purposes of this RFP, the following abbreviations or terms have the meanings indicated below:

        a) COMAR - Code of Maryland Regulations available on-line at www.dsd.state.md.us

        b) Contact - In person, face-to-face, or phone communication with a nursing facility resident,
           representatives or supporters of the resident, nursing facility staff, or ombudsman personnel.
           Voice mail, emails, letters, or faxes that do not receive a response are not considered contact.

        c) Contract Manager - The State representative for this project that is primarily responsible for
                                                                                            Page 1
     Contract administration functions, including issuing written direction, compliance with terms
     and conditions, monitoring this project to ensure compliance with the terms and conditions of
     the Contract and in achieving on budget/on time/on target (e.g., within scope) completion of the
     project.

d) Contractor - The selected Offeror that is awarded a Contract by the State.

e) Department – “Department” means the Maryland Department of Disabilities (MDOD)

f) Individual with a Disability -
       As defined in the Americans with Disabilities Act, an individual with a disability is a person
       who:
           i.  Has a physical or mental impairment that substantially limits one or more major life
               activities;
          ii.  Has a record of such an impairment; or
         iii.  Is regarded as having such an impairment.

g) Local Time - Time in the Eastern Time Zone as observed by the State of Maryland.

h) Maryland Access Point (MAP) - State Aging and Disability Resource Center

i)   MBE - A Minority Business Enterprise certified by the Maryland Department of Transportation
     under COMAR 21.11.03.

j)   MDOD – Maryland Department of Disabilities

k) MFP - Money Follows the Person Rebalancing demonstration authorized by the Deficit
   Reduction Act of 2005 extended through the Patient Protection and Affordable Care Act of
   2010and offered through the Centers for Medicare and Medicaid Services (CMS) as an
   opportunity for states to rebalance long-term care systems.

l)   MFP Tracking System – A web-based tracking system developed by the Hilltop Institute and
     designed specifically to track the efforts of the MFP demonstration. Includes a module to track
     the efforts of a peer outreach and support contractor and to gather information required for
     State and Federal reporting.

m) Normal State Business Hours – Normal State business hours are 8:00 a.m. – 6:00 p.m.
   Monday through Friday except State Holidays, which can be found at: www.dbm.maryland.gov
   – keyword State Holidays.

n) Notice to Proceed - The formal notification from the Contract Manager or designee that
   directs the Contractor, as of the date contained in the NTP, to begin performance of the
   Contract work.

o) Nursing Facility - Long-term care institution or facility in the State of Maryland that is Medicaid
   certified and licensed by the Office of Health Care Quality.

p) Offeror – A vendor that submits a proposal in response to this RFP.

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      q) Options Counseling – A service that provides in-depth information to Medicaid Nursing
         Facility (or other eligible institution) residents about Medicaid and other home & community-
         based services. This information will include details of medical, financial and technical
         eligibility, time frames and process. If the resident would like to transition to the community
         then they will also be assisted with the application process. A complete description of Options
         Counseling can be found on page 23 of the 2012 Maryland Money Follows the Person
         Operational Protocol at http://mmcp.dhmh.maryland.gov/docs/MFP-Operational-Protocol-
         v%201-1.pdf

      r) Peer – Older Adult or Individual with a Disability who has utilized long-term care services or an
         individual who has non-professional life experience with long-term care services or an
         individual who has a non-professional life experience with long-term care services, disability or
         aging.

      s) Peer Outreach - The process by which a peer routinely meets, either one-on-one or as part of
         a group, with nursing facility residents, family members, personal representatives, and/or
         friends to share information and promote awareness about community-based options for
         receiving services and supports.

      t) Peer Support – One-on-one Support provided to nursing facility residents by a Peer to help
         (as desired) with understanding and navigating the complex process of exploring and engaging
         in the transition from nursing facility to community-based living.

      u) Procurement Officer - The State representative for the resulting Contract. The Procurement
         Officer is responsible for the Contract, issuing notices to proceed, determining scope issues,
         and is the only State representative that can authorize changes to the Contract. MEA may
         change the Procurement Officer at any time by written notice to the Contractor.

      v) Request for Proposals (RFP) - This Request for Proposals for Peer Outreach and Support
         Services for the MDOD, Project Number DEXR2400004, dated May 16, 2012, including any
         amendments.

      w) State – “State” means State of Maryland


1.3   Contract Information

      1.3.1       Contract Duration - The Contract resulting from this RFP shall begin upon the award
      of the contract and end June 30, 2014
      1.3.2      Invoicing/Payment/Retainage/Withholding.
                 a)   Invoicing
                      1.)     The contractor shall bill the Department in a timely and accurate manner.

                      2.)      Invoices must be addressed to and received no later than the 6th of each
                               month by:
                               Christina Bolyard, Peer Outreach & Support Project Director
                               217 E. Redwood Street, Suite 1300
                               Baltimore, MD 21202

                                                                                          Page 3
                With one copy of this invoice, marked "copy", submitted to:

                Kelli Cummings, Community Living Policy Director
                217 E. Redwood Street, Suite 1300
                Baltimore, MD 21202

All invoices must (at a minimum) be signed and dated in addition to including the vendor's
mailing address, the vendor's Social Security number or Federal Tax ID number, the
State's assigned contract control number and ADPICS number, the goods/services
provided, the time period covered by the invoice, and the amount of requested payment.

   b)   Payment
        1.    With a completed certification of acceptance by the contract manager (or
                designee) of the specified deliverable and any intermediate deliverables; and
        2.      No later than the 15 days following acceptance by the contract manager (or
                designee) of the specified deliverable.
        3.      Payments will be made by MDOD in response to a properly submitted invoice in
                in accordance with Section 2, Section Scope of Work. There may be no
                progress payment for any deliverable that is deficient or unsatisfactory, or
                otherwise unacceptable to the State.
        4.      Contractors will be paid once per month at 1/12th of the annual price proposed in
                the Financial Proposal.
        5.      Final payment will be issued upon successful completion of the Final
                Report as described in Section 2.4.1.A and determination by the Contract
                manager of acceptable completion of all contract requirements and
                subject to Section 2.
        6. Electronic Funds Transfer (EFT) –

        Electronic Funds Transfer (EFT) will be used to pay the Contractor for the contract
        resulting from this solicitation and any other State payments unless the State
        Comptroller’s Office grants the Contractor an exemption. Any request for
        exemption must be submitted to the State Comptroller’s Office for approval at the
        address specified on the COT/GAD X-10 form and must include the business
        identification information as stated on the form and include the reason for
        exemption.

        The Department reserves the right to reduce or withhold contract payment in the
        event the contractor does not provide the Department with all required deliverables
        within the time frame specified in the contract or in the event that the contractor
        otherwise materially breaches the terms and conditions of the contract until such
        time as the contractor brings itself into full compliance with the contract. Any
        action on the part of the Department, or dispute of action by the contractor, shall
        be in accordance with the provisions of Md. Code Ann. St. Fin. & Proc. §15-215
        through §15-223 and with COMAR 21.10.02.

        The COT/GAC X-10 form can be downloaded at:
        http://compnet.comp.state.md.us/General_Accounting_Division/Vendors/Electronic
        Funds_Transfer/default.shtml.
   c)   Prompt Pay Requirements
        This procurement and the contract to be awarded pursuant to this solicitation are
        subject to the Prompt Payment Policy Directive issued by the Governor’s Office of
                                                                                Page 4
             Minority Affairs and dated August 1, 2008. Promulgated pursuant to Sections 11-
             201, 13-205(a), and Title 14, Subtitle 3 of the State Finance and Procurement
             Article (SFP), and Code of Maryland Regulations (COMAR) 21.01.01.03 and
             21.11.03.01 et seq., the Directive seeks to ensure the prompt payment of all
             subcontractors on non-construction procurement contracts. The successful Offeror
             who is awarded a contract must comply with the prompt payment requirements
             outlined in the Contract Item 45 (see Attachment A). Additional information is
             available on the Governor’s Office of Minority Affairs (GOMA) website at:
             http://www.oma.state.md.us/documents/PROMPTPAYMENTFAQs_000.pdf
        d)   Funding
             Funding for any contract(s) resulting from this RFP is dependent upon
             appropriations from the Maryland General Assembly.
1.3.3   Contract Type
        The contract resulting from this RFP will be a Firm Fixed Price Contract as described in
        COMAR 21.06.03.02.
1.3.4   Subcontracting
        With prior written approval by the State, the successful offeror may subcontract certain
        elements of a contract awarded as a result of this RFP. Notwithstanding any
        subcontracting arrangement, the successful offeror shall be held fully responsible to the
        Department for the proper accomplishment of all elements of the contract.
        All subcontracting must be identified in the offeror’s proposal, including a description of
        the subcontractor’s role in the performance of the contract.
        Subcontractors must meet the same mandatory requirements as the primatry
        contractor, and will have to comply with the provisions of this RFP concerning staff
        qualifications and experience for the specific levels of services required for this contract.
1.3.5   Contract Affidavit
        All Offerors are advised that if a Contract is awarded as a result of this solicitation, the
        successful Offeror will be required to complete a Contract Affidavit. A copy of this Affidavit is
        included for informational purposes as Attachment C of this RFP. This Affidavit must be
        provided within five business days of notification of proposed Contract award
1.3.6   Proposal Affidavit
        A proposal submitted by an Offeror must be accompanied by a completed Bid/Proposal
        Affidavit. A copy of this Affidavit is included as Attachment B of this RFP.

1.3.7   Insurance Requirements
        Prior to commencing work on this contract, the Contractor shall provide the Department
        with a Certificate of Insurance for itself and any subcontractor under the agreement
        covering claims arising from the operations and provided under the contract. These
        insurance coverages shall include the following, as well as any insurance as necessary
        and required by the U.S. Longshoreman’s and Harbor Worker’ Compensation Act, the
        Federal Employers’ Liability Act, and any other applicable statute:

        a)   The statutory limit for Worker's Compensation coverage;
        b)   Broad Form Comprehensive General Liability Insurance with a minimum bodily
             injury limit of $300,000 for each person and $500,000 aggregate for each
             occurrence.
        c)   Professional Liability Insurance with a minimum limit of $1,000,000 per incident
             and $3,000,000 aggregate for each occurrence; and

                                                                                       Page 5
                 d)   Automobile Liability, if applicable.

                 All coverages shall be provided by insurance companies licensed to do business in the
                 State of Maryland and shall be endorsed to provide 30 day notice of cancellation or
                 non-renewal to the Department’s Contract Manager. All insurance shall be in an
                 amount and type acceptable to the State of Maryland. Any self-insurance program must
                 be documented including any necessary regulatory approval. The Contractor will name
                 the State of Maryland as an Additional Named Insured on all liability policies (Workers’
                 Compensation excepted).

                 All insurance shall be in an amount and type acceptable to the State of Maryland. Any
                 self-insurance program must be documented, including any necessary regulatory
                 approval. The Contractor will name the State of Maryland as an Additional Named
                 Insured on all liability policies (Workers' Compensation excepted) and provide
                 certificates of insurance evidencing this coverage prior to the commencement of any
                 activities.
      1.3.8      Amendments
                 Any amendment to this contract must first be agreed to in writing by both parties and
                 approved by the Procurement Officer, or other authorized officer of the Department,
                 subject to any additional approvals as may be required by State law. No amendment to
                 this contract shall be binding unless so approved.
      1.3.9      Substitution of Personnel
                 All personnel described in the contractor’s proposal, or identified at the initiation of the
                 contract, shall perform continuously for the duration of the contract, and for so long as
                 performance is satisfactory to the Department’s Contract Manager. The Contract
                 Manager will give written notice of performance issues to the contractor, clearly
                 describing the problem and delineating remediation requirement(s). The contractor
                 shall respond with a written remediation plan within three business days and implement
                 the plan immediately upon written acceptance of the Contract Manager. If performance
                 issues persist, the Department’s Contract Manager may give written notice or request
                 the immediate removal of person(s) whose performance is at issue, including the
                 Director of Operations, and determine whether a substitution is required.




                 The contractor may not substitute personnel, other than by reason of an individual’s
                 death, sudden illness or termination of employment, without the prior written approval of
                 the Contract Manager. To replace any personnel specified in the contractor’s proposal,
                 the contractor shall submit the resumes of the proposed substitute personnel to the
                 Contract Manager for approval at least two weeks prior to the effective date of
                 substitution. All proposed substitute personnel shall have qualifications at least equal to
                 those of the replaced personnel, and shall be approved by the Contract Manager..

1.4   Procurement Officer

      The sole point of contact in the State for purposes of this RFP prior to the award of any Contract is
      the Procurement Officer at the address listed below:
                                                                                            Page 6
      John Brennan
      MDOD
      217 E. Redwood Street, Suite 1300
      Baltimore, Maryland 21202
      Phone Number: 410-767-3640
      Fax Number: 410-974-2250
      Email: jbrennan@mdod.state.md.us

      Note: Proposals may not be submitted by email or facsimile.

1.5   Contract Manager

      The Contract Manager is:

      Christina Bolyard
      MDOD
      217 E. Redwood Street, Suite 1300
      Baltimore, Maryland 21202
      Phone Number: (410) 767-3647
      Fax Number: (410) 333-6674
      Email: cbolyard@mdod.state.md.us

      MDOD may change the Procurement Officer and/or Contract Manager at any time during the
      pendency of the contract by notice to the Contractor.

1.6   Pre-Proposal Conference

      A pre-proposal conference (Conference) will be held on June 4, 2012 beginning at 10:00 AM, at
      217 E. Redwood Street, Suite 1300, Baltimore, Maryland 21202. All interested Offerors are
      encouraged to attend in order to facilitate better preparation of their proposals.

      The Pre-Proposal Conference will be summarized. As promptly as is feasible subsequent to the
      Pre-Proposal Conference, a summary of the Pre-Proposal Conference and all questions and
      answers known at that time will be distributed to all prospective Offerors known to have received a
      copy of this RFP.

      In order to assure adequate seating and other accommodations at the Pre-Proposal Conference,
      please e-mail, mail or fax (to John Brennan – see information in 1.5) the Pre-Proposal Conference
      Response Form (Attachment K) to the attention of the Procurement Officer with such notice no
      later than 3:00 PM on May 31,2012. The Pre-Proposal Conference Response Form is included as
      Attachment E to this RFP.

      In addition, if there is a need for sign language interpretation and/or other special accommodations
      due to a disability, please call no later than May 21, 2010. MDOD will make a reasonable effort to
      provide such special accommodation.

1.7   eMaryland Marketplace

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       eMM is an electronic commerce system administered by the Maryland Department of General
       Services. In addition to using the MDOD web site (www.mdod.maryland.gov) and other means for
       transmitting the RFP and associated materials, the solicitation and summary of the pre-proposal
       conference, Offeror questions and the Procurement Officer’s responses, addenda, and other
       solicitation related information will be provided via e-Maryland Marketplace, free of charge.

       In order to receive a contract award, a vendor must be registered on eMaryland Marketplace
       (eMM). Registration is free. Go here to register: https://ebidmarketplace.com/. Click on
       “Registration” to begin the process and follow the prompts.

1.8    Questions

       Written questions from prospective Offerors will be accepted by the Procurement Officer prior to
       the pre-proposal conference. If possible and appropriate, such questions will be answered at the
       pre-proposal conference. (No substantive question will be answered prior to the pre-proposal
       conference.) Questions may be submitted by mail, facsimile, or preferably, by e-mail to the
       Procurement Officer. Questions, both oral and written, will also be accepted from prospective
       Offerors attending the Pre-Proposal Conference. If possible and appropriate, these questions will
       be answered at the Pre-Proposal Conference.

       Questions will also be accepted subsequent to the Pre-Proposal Conference and should be
       submitted in a timely manner prior to the proposal due date to the Procurement Officer. Time
       permitting answers to all substantive questions that have not previously been answered, and are
       not clearly specific only to the requestor, will be distributed to all vendors who are known to have
       received a copy of the RFP.

1.9    Proposals Due (Closing) Date

       An unbound original and three (3) bound copies of each proposal (technical and financial) must be
       received by the Procurement Officer, at the address listed in the Key Information Summary page,
       no later than 3:00 PM (local time) on June 6, 2012 in order to be considered. An electronic version
       (CD) of the Technical Proposal in MS Word format must be enclosed with the original technical
       proposal. An electronic version (CD) of the Financial Proposal in MS Word format must be
       enclosed with the original financial proposal. Ensure that the CDs are labeled with the RFP title,
       RFP number, and Offeror name and packaged with the original copy of the appropriate proposal
       (technical or financial).

       Requests for extension of this date or time will not be granted. Offerors mailing proposals should
       allow sufficient mail delivery time to ensure timely receipt by the Procurement Officer. Except as
       provided in COMAR 21.05.03.02, proposals received by the Procurement Officer after the due
       date, June 6, 2012 at 3:00 PM (local time) will not be considered.

       Proposals may not be submitted by e-mail or facsimile.

1.10   Duration of Offer

       Proposals submitted in response to this RFP are irrevocable for 120 days following the closing date

                                                                                           Page 8
       of proposals or of Best and Final Offers (BAFOs), if requested. This period may be extended at the
       Procurement Officer's request only with the Offeror's written agreement.

1.11   Revisions to the RFP

       If it becomes necessary to revise this RFP before the due date for proposals, amendments will be
       provided to all prospective Offerors who were sent this RFP or otherwise are known by the
       Procurement Officer to have obtained this RFP. In addition, amendments to the RFP will be
       posted on the MDOD web site and through eMarylandMarketplace. Amendments made after the
       due date for proposals will be sent only to those Offerors who submitted a timely proposal.
       Acknowledgment of the receipt of all amendments to this RFP issued before the proposal due date
       must accompany the Offeror’s proposal in the Transmittal Letter accompanying the Technical
       Proposal submittal. Acknowledgement of the receipt of amendments to the RFP issued after the
       proposal due date shall be in the manner specified in the amendment notice. Failure to
       acknowledge receipt of amendments does not relieve the Offeror from complying with all terms of
       any such amendment.

1.12   Cancellations; Discussions

       The State reserves the right to cancel this RFP, accept or reject any and all proposals, in whole or
       in part, received in response to this RFP, to waive or permit cure of minor irregularities, and to
       conduct discussions with all qualified or potentially qualified Offerors in any manner necessary to
       serve the best interests of the State. The State also reserves the right, in its sole discretion, to
       award a Contract based upon the written proposals received without prior discussions or
       negotiations.

1.13   Oral Presentation

       Offerors will be required to make oral presentations to State representatives. Significant
       representations made by an Offeror during the oral presentation shall be submitted in writing. All
       such representations will become part of the Offeror’s proposal and are binding if the Contract is
       awarded. The Procurement Officer will notify Offerors of the time and place of oral presentations.
       Oral presentations will occur approximately 7-10 dyas after the proposal due date.




1.14   Incurred Expenses

       The State will not be responsible for any costs incurred by an Offeror in preparing and submitting a
       proposal, in making an oral presentation, in providing a demonstration, or in performing any other
       activities relative to this solicitation.

1.15   Economy of Preparation

       Proposals should be prepared simply and economically, providing a straightforward, concise
       description of the Offeror's proposals to meet the requirements of this RFP.
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1.16   Protests/Disputes

       Any protest or dispute related respectively to this solicitation or the resulting Contract shall be
       subject to the provisions of COMAR 21.10 (Administrative and Civil Remedies).

1.17   Access to Public Information Act Notice

       An Offeror shall give specific attention to the clear identification of those portions of its proposal
       that it considers confidential, proprietary commercial information or trade secrets, and provide
       justification why such materials, upon request, should not be disclosed by the State under the
       Public Information Act, Title 10, Subtitle 6, Part III of the State Government Article of the
       Annotated Code of Maryland.

       Offerors are advised that, upon request for this information from a third party, the Procurement
       Officer is required to make an independent determination whether the information can be
       disclosed. Information which is claimed to be confidential is to be placed after the Title Page and
       before the Table of Contents in the Technical proposal and if applicable in the Financial proposal.

1.18   Offeror Responsibilities

       The selected Offeror shall be responsible for all products and services required by this RFP. All
       subcontractors must be identified and a complete description of their role relative to the proposals
       must be included in the Offeror’s proposals. Additional information regarding MBE subcontractors
       is provided under Section 1.23 below. If an Offeror that seeks to perform or provide the services
       required by this RFP is subsidiary of another entity, all information submitted by the Offeror, such
       as but not limited to, references and financial reports, shall pertain exclusively to the Offeror,
       unless the parent organization will guarantee the performance of the subsidiary. If applicable, the
       Offeror’s proposal must contain an explicit statement that the parent organization will guarantee the
       performance of the subsidiary.

1.19   Mandatory Contractual Terms

       By submitting an offer in response to this RFP, an Offeror, if selected for award, shall be deemed
       to have accepted the terms of this RFP and the Contract, attached as Attachment A. Any
       exceptions to this RFP or the Contract must be clearly identified in the Executive Summary of the
       technical proposal. A proposal that takes exception to these terms may be rejected.


1.20   Multiple Porposals

       An Offeror may submit mitltiple proposals in response to this solicitation, but only one
       proposal for each region.


1.21   Minority Business Enterprises

       Minority Business Enterprises (MBE) are encouraged to respond to this RFP. Certification is
       required before a MBE is included in a proposal. Questions relevant to certification should be
                                                                                             Page 10
       directed to the Maryland Office of Minority Business Affairs at (410) 767-8232.

       No Minority Business Enterprise (MBE) Subcontractor participation goal has been set for this
       Contract.

1.22   Arrearages

       By submitting a response to this solicitation, each Offeror represents that it is not in arrears in the
       payment of any obligations due and owing the State, including the payment of taxes and employee
       benefits, and that it shall not become so in arrears during the term of the Contract if selected for
       Contract award.

1.23   Procurement Method

       This Contract will be awarded in accordance with the competitive sealed proposals process under
       COMAR 21.05.03.

1.24   Verification of Registration and Tax Payment

       Before a corporation can do business in the State it must be registered with the Department of
       Assessments and Taxation, State Office Building, Room 803, 301 West Preston Street, Baltimore,
       Maryland 21201. It is strongly recommended that any potential Offeror complete registration prior
       to the due date for receipt of proposals. An Offeror’s failure to complete registration with the
       Department of Assessments and Taxation may disqualify an otherwise successful Offeror from
       final consideration and recommendation for Contract award.

1.25   False Statements

       Offerors are advised that section 11-205.1 of the State Finance and Procurement Article of the
       Annotated Code of Maryland provides as follows:

       (a)     In connection with a procurement contract a person may not willfully:

           Falsify, conceal, or suppress a material fact by any scheme or device;
           Make a false or fraudulent statement or representation of a material fact; or
           Use a false writing or document that contains a false or fraudulent statement or entry of a
            material fact.
       (b) A person may not aid or conspire with another person to commit an act under subsection (a)
       of this section.

       (c)      A person who violates any provision of this section is guilty of a felony and on conviction is
       subject to a fine not exceeding $20,000 or imprisonment not exceeding five years or both.

1.26   Federal Funding Acknowledgement

       The contract awarded as a result of this RFP is underwritten with Federal funds. The total amount
       of federal funds allocated for the Maryland Department of Health and Mental Hygiene, Office of
       Health Services is $7,611,325 in Maryland State fiscal year 2009. This represents 42% of all funds
       budgeted for State of Maryland fiscal year 2009 in the program. This does not necessarily
                                                                                         Page 11
      represent the amount of funding available for any particular grant, contract, or Request for
      Proposals.

      The source of the Federal funds to be allocated under the contract resulting from this RFP is the
      Money Follows the Person Rebalancing Demonstration. The CFDA number is 93-779. The
      general conditions that apply to all Federal funds awarded by the Department are contained in
      Appendix G, "A Summary of Certain Federal Fund Requirements and Restrictions".

                                    Section 2 – Scope of Work

2.1   Background

      The State of Maryland was chosen by the Centers for Medicare and Medicaid Services (CMS) to
      participate in the Money Follows the Person (MFP) Rebalancing Demonstration, which was initially
      authorized by the Deficit Reduction Act of 2005 as an opportunity for states to rebalance long-term
      care systems. Maryland has the opportunity to address the institutional bias in long-term care by
      improving the availability and quality of community-based services while providing people in
      institutions information about their option to be served in the community.

      The Maryland Department of Health and Mental Hygiene (DHMH), in partnership with
      stakeholders, revised the original operational protocol for the MFP demonstration to reflect the
      changes being implemented for the extension of the Demonstration, which was authorized by the
      Patient Protection and Affordable Care Act (PPACA) of 2010. The amended protocol was approved
      by CMS on January 9, 2012. The document is available upon request by contacting
      MFP@dhmh.state.md.us . In developing the protocol, it was determined that significant barriers
      continue to exist in identifying individuals in institutions who desire to transition to the community.
      Many individuals are unaware of the community-based options available and the successes of
      others who have transitioned back into the community. In Maryland, peers have effectively
      provided this information and encouraged people to explore community options. Stakeholders
      involved in developing and amending the operational protocol expressed continued interest in
      utilizing peers to share knowledge of community based services and to offer ongoing support to
      institutionalized individuals during the transition planning period.


      The stakeholders identified several barriers to the transition process as well. Obstacles such as
      difficulty coordinating needed resources and a lack of affordable and accessible housing make
      planning for a successful transition challenging. One initiative the MFP demonstration will
      implement to address some of these barriers is options counseling. Options counseling, provided in
      partnership between the appropriate local Maryland Access Point (MAP) office and its disability
      organization partner, will provide detailed information and education to individuals and their family
      members, guardians, and authorized representatives (if applicable) about various home and
      community-based services including the Medicaid Home and Community-Based Services (HCBS)
      waivers, Medicaid State Plan services, and other community–based resources. If the individual
      chooses to pursue transition to the community, options counseling will also include assistance with
      the completion of required applications for Medicaid-funded community-based services.

      In order to connect the multiple efforts involved in overcoming identified barriers, DHMH has
      continued to contract with the Hilltop Institute to update and maintain the web-based tracking
      system that allows data to be easily stored, shared, and analyzed. The MFP Tracking system
                                                                                             Page 12
        minimizes reporting burdens while optimizing communication between partners, further reducing
        barriers to transition. Additionally, DHMH entered into a Memorandum of Understanding (MOU)
        with the Department to procure and provide contract oversight for the peer outreach and support
        services implemented throughout the State.

        The overall goal of these efforts is to reduce identified barriers to receiving long-term care services
        in the community, thereby increasing the number of individuals who receive their Medicaid long-
        term care services in the community rather than in an institution. The specific goals of this contract
        is to overcome the lack of information regarding the option to choose home and community-based
        service available to Medicaid-eligible nursing facility residents through peer outreach and to
        provide individualized peer support to residents who express an interest in exploring transition
        opportunities but may lack the social support network needed to assist them in developing a
        successful plan to move back to the community of their choosing.

2.2     Purpose

        The purpose of this solicitation is for the selected Contractor(s) to provide peer outreach and
        support services to nursing facility residents to offer information about the option to receive
        services in the community, provide one-on-one assistance through the transition planning process
        and to refer those who are interested in exploring community-based options to the State Aging and
        Disability Resource Center (ADRC) site, otherwise known as Maryland Access Point (MAP). Many
        of these individuals would be eligible to receive long-term care through one of the State’s existing
        home- and community-based services waivers, such as the Living at Home waiver or the Older
        Adults Waiver. These individuals may not be aware of the alternatives to nursing facility care, or
        they may need more information to make an informed choice between community-based versus
        institutional care options.

        The peer contractor will recruit, train, and sustain a group of peers to perform the defined peer
        roles (2.3..2), and must make regular reports on peer activities to the Department. The contractor
        will arrange for peers to make regular and ongoing personal visits to nursing facilities in an attempt
        to establish relationships with staff, residents, and family members and to become a trusted
        resource to those individuals regarding MFP and community-based living options. Peers outreach
        staff will coordinate and/or attend regular nursing facility events such as resident and family council
        meetings, and will talk with and provide information to nursing facility residents, local ombudsman,
        various nursing facility staff and family members or guardians about community options and share
        their own experiences with long-term care. The peer will ask residents if they are interested in
        pursuing community-based care options and document details of the contact. The contractor will
        then refer individuals interested in community living to the local MAP staff for further assistance.
        Nursing facility residents who request or may benefit from personalized and individualized
        assistance through the transition planning process will be referred to peer support staff, who will
        meet regularly with the resident to develop transition planning goals and work with the resident on
        an ongoing basis to achieve those goals. Nursing facility residents who remain institutionalized
        during the contract period will have the chance to become comfortable seeing peer outreach and
        support staff in the facility on a regular basis and therefore will have multiple opportunities to meet
        with the peer at different intervals as their needs, circumstances, and interests change.

2.3     Scope of Work

2.3.1   The contractor will perform the following services for the Department:
                                                                                               Page 13
    A. Recruit peers to perform the “Peer Roles” (2.3.2).
    B. Recruit peers that include a variety of ages, disability types, and experiences to reflect the
       characteristics of the nursing facility population in the region of service.
    C. Conduct ongoing recruitment as needed to maintain sufficient peer availability.
    D. Train peers on Maryland Medicaid long-term care services including home and community-based
       service options, DHMH’s Money Follows the Individual Policy, and the availability of Options
       Counseling, Maryland Access Point, communication skills, professional boundaries, and other
       topics as needed to enable the peers to perform the “Peer Roles” (2.3.2).
    E. Support peers by providing payment and/or other accommodations as needed to enable them to
       perform the “Peer Roles” (2.3.2).
    F. Provide outreach materials developed or approved by the Department for use by the peers in
       nursing facilities.
    G. Maintain regular and ongoing contact with all Medicaid-certified nursing facilities commencing
       within 60 days of the award of the contract, including but not limited to providing information about
       resident outreach and support with facility discharge planners, social workers, and administrators.
    H. Perform ongoing outreach to Medicaid-certified nursing facilities as needed to maintain
       communication with the nursing facility and conduct peer support
    I. Provide information about home and community-based services, the Department’s Money Follows
       the Individual policy, and the availability of Options Counseling to nursing facility staff including
       discharge planners, social workers, and nursing and support staff.
    J. Coordinate with nursing facilities to conduct outreach events and individual supports services in
       nursing facilities for residents and their family members and supporters, to provide information
       about home and community-based services, the Department’s Money Follows the Individual policy,
       and the availability of Options Counseling.
    K. Establish a schedule of peer visits to each nursing facility in collaboration with nursing facility staff
       to include peer visits at least every 90 days.
    L. Conduct outreach to nursing facility resident and family councils.
    M. Document all resident and related contacts, outreach efforts, and peer supports provided utilizing
       the MFP Tracking System.
    N. Coordinate peer efforts in facilities with nursing facility staff, and schedule all peer visits to facilities
       at least 48 hours in advance.
    O. Provide deliverables as described below
    P. Document all facility- focused peer activities, including those not related to a specific resident, in
       the MFP Tracking System.
    Q. Refer nursing facility residents indicating interest in further exploring community living to Options
       Counseling in that county and document all referrals.
    R. Work with the Department’s Contract Manager to resolve any complaints received about peers,
       including, but not limited to, providing additional training to peers.
    S. Conduct outreach to and maintain at minimum quarterly contact with local and State ombudsman
       to establish collaborative relationships, coordinate joint training opportunities, and inform the
       ombudsman of peer activities in facilities.

2.3.2   Peer Roles

    The Peer shall:

    A. Visit nursing facilities as scheduled with the facility and on a regular basis.
    B. Attend facility resident and family council meetings on a regular basis.
                                                                                                   Page 14
    C. Attend outreach events in nursing facilities as scheduled and assigned.
    D. Attend nursing facility social or recreational events as needed and coordinated with the nursing
       facility staff.
    E. Initiate direct contact with facility residents and staff and explain the purpose of the visit/outreach
       event.
    F. Identify facility residents by name, birth date, and nursing facility to ensure proper identification of
       the individual receiving information
    G. Obtain accurate resident demographic and contact information from residents.
    H. Gather additional information from the resident as requested by the Department.
    I. Ask facility residents if they have a legal guardian, representative, or someone who helps them
       make decisions and ask permission to contact others who help the resident make decisions.
    J. Inform facility residents, staff, and family members/supporters of residents about community living,
       the Department’s Money Follows the Individual policy, and the availability of Options Counseling.
    K. Ask facility residents and/or their legal representatives whether they have an interest in having
       someone contact them to further explore community living via Options Counseling.
    L. Document each contact and the resident’s response regarding interest in exploring community
       living.
    M. Provide peer support to residents and their supporters including sharing personal experiences with
       community living and institutional transition, making referrals to support groups and other
       community resources as needed, providing encouragement and support, and providing
       informational materials.
    N. Document duration, scope, and details of peer support provided to residents and their supporters
       via the MFP tracking system.

2.3.3   Geographic Regions

        The contractor shall perform the “Contractor Roles” (2.3.1) for all nursing facilities residents,
        regardless of payor source within the geographic region(s) awarded to the contractor.

    A. The four regions are defined as:
          1. Central Region – Anne Arundel and Howard Counties
          2. Northern Region - Baltimore and Harford Counties
          3. Eastern Region - Caroline, Cecil, Dorchester, Kent, Queen Anne’s, Somerset, Talbot,
          Wicomico and Worcester Counties
          4. Baltimore City



    B. The approximate number of nursing facilities in each region are:
          1. Central Region – 19 facilities
          2. Northern Region – 51 facilities
          3. Eastern Region – 23 facilities
          4. Baltimore City – 32 facilities

2.3.4   Timeline

        The estimated total contract time is 24 months. The contractor shall begin providing peer outreach
        and support services as described in Section 2, 2.3.1- 2.3.2 within 30 days of the contract award.
        Services shall be performed through June 30, 2014.
                                                                                                Page 15
          Contract Awarded
          Month 1 – Start-up Activities, peer recruitment and training
          Months 2 - 24 – Perform peer outreach and support activities, & complete final reporting
          requirements

2.4       DELIVERABLES AND KEY PERFORMANCE INDICATORS

2.4.1     Deliverables

          Upon completion of each deliverable, the Contractor shall provide an electronic copy of the
          document in the required format to the Contract Manager for acceptance. The Contract Manager
          shall notify the Contractor of acceptance or rejection of the deliverable via email within 15 days. If
          rejected, the Contractor shall correct the identified deficiencies within 15 days. Guidelines for
          satisfactory completion of deliverable and timeframes follow:

      A. Finalized Work Plan, submitted to the Contract Manager within 30 days of the award of the
         contract, that clearly describes the contractor’s plan to fulfill the “Contractor Roles” (2.3.1),
         including:
              1. A plan to recruit and maintain a sufficient number of peers to provide peer outreach and
                 support as noted in all regional nursing facilities;
              2. Any outreach materials to be used;
              3. All training materials for peers;
              4. A plan to communicate and develop relationships with nursing facility staff;
              5. A plan to resolve any complaints about peers or disputes about access to residents and
                 peer activities;
              6. Plan to work with family, guardians, legal representatives, and other involved persons as
                 requested by the resident;
              7. Plan to verify the timeliness of data entry into the MFP web-based tracking systems.

      B. Quality Assurance Plan, submitted to the Contract Manager within 45 days of the award of the
         contract that contains clearly defined goals and standards and outlines the overall quality strategy
         of the contractor. The quality assurance plan shall include:
              1. Monitoring plan to verify that all requirements of the contract are accomplished,
              2. Identified quality measures and quality management strategies
              3. A schedule to review and update the plan at least every 6 months.
              4. A format to report quality efforts to the Department.

      C. Monthly Reports shall include up to date and accurate information on peer types to include the
         number of peers and each peer’s age group, disability type, and life experience with institutional
         transition. This report may also include (but is not necessarily limited to) additional information
         regarding progress, implementation successes, challenges/barriers and strategies to overcome
         these barriers, and staff training opportunities, as requested by the Department. Monthly reports
         are due to the Contract Manger by the 10th of the month following the month of service.

      D. Semi-annual Progress Reports that detail outputs, outcomes, challenges, and successes of the
         contractor’s efforts. The report on activities occurring between July 1st and December 31st is due no
         later than February 1st of each year of the contract period, and for activities occurring between
         January 1st and June 30th the report is due to the Contract Manager no later than August 1st of each
                                                                                                 Page 16
          contract year.

      E. A Final Report that summarizes the overall successes, challenges, and lessons learned from the
         project. This report shall be written in Microsoft Word.doc format, be approximately 5 pages in
         length, and submitted to the Contract Manager no later than August 1, 2014.

2.4.2     Billing and Payment

          Billing and Payment shall be handled according the procedures outlined in Section 1.3.2.

                                  SECTION 3 PROPOSAL FORMAT

3.1       Two Part Submission

Offerors shall submit proposals in two separate volumes:

         Volume I – TECHNICAL PROPOSAL
         Volume II – FINANCIAL PROPOSAL


3.2       Proposals

Volume I-Technical Proposal shall be sealed separately from Volume II-Financial Proposal but submitted
simultaneously to the Procurement Officer (address listed on Key Information Summary). An unbound
original, so identified, and three (3) copies of each volume are to be submitted. An electronic version of
both the Volume I- Technical Proposal in MS Word format and the Volume II- Financial Proposal in MS
Word format shall also be submitted with the unbound originals technical or financial volumes, as
appropriate. Electronic media is to be submitted on a CD and shall bear a label on the outside containing
the RFP number and name, the name of the Offeror and the volume number.
3.3       Submission

Each Offeror is required to submit a separate sealed package for each "Volume", which is to be labeled
Volume I- MFP Peer Outreach and Support Services,[INSERT REGION. REFER to SECTION 2.3.3] for
MDOD, Technical Proposal and Volume II- MFP Peer Outreach and Support Services, [INSERT REGION.
REFER TO SECTION 2.3.3] for MDOD, Financial Proposal. Each sealed package shall bear the RFP title
and number, name and address of the Offeror, the volume number (I or II), and closing date and time for
receipt of the proposals.

All pages of both proposal volumes shall be consecutively numbered from beginning (Page 1) to end (Page
“x”).

3.4       Volume I - Technical Proposal

An unbound original, identified Volume I-Technical Proposal and three (3) copies are to be submitted. An
electronic version of Volume I-Technical Proposal in MS Word format shall also be submitted with the
unbound originals financial volumes, as appropriate. Electronic media is to be submitted on a CD and shall
bear a label on the outside containing the RFP number and name, the name of the Offeror and the volume
number.


                                                                                            Page 17
Each Offeror is required to submit all copies of Volume I – Technical Proposal in a sealed package, which
is to be labeled Volume I- MFP Peer Outreach and Support Services, [INSERT REGION. REFER TO
SECTION 2.3.3] for MDOD, Technical Proposal. Each sealed package shall bear the RFP title and
number, name and address of the Offeror, the volume number (I or II), and closing date and time for receipt
of the proposals. A separate Submission must be completed and submitted as described above for each
Geographic Region. Submissions for each Geographical Region will be evaluated separately.

3.4.1   Transmittal Letter
Technical proposals are to be accompanied by a brief transmittal letter prepared on the offeror's letterhead,
and signed by an individual who is authorized to commit the offeror to the services and requirements as
stated in the RFP and proposals. This transmittal letter shall include:

A.      The name, title, address, telephone number, and electronic mail address of the person authorized
        to bind the offeror to the contract, who will receive all official notices concerning this RFP; and
B.      The Offeror's Federal Tax Identification Number or Social Security Number.
C.      Acknowledgement of the receipt of any amendments/addenda to the RFP.
D.      An explanation of any proposed exceptions to the RFP or the Contract.

3.4.2   Additional Required Technical Submissions
A.      Completed Bid/Proposal Affidavit (Attachment B – with original of Technical Proposal only)
B.      Completed Non-Disclosure Affidavit (Attachment F with original of Technical Proposal)
C.      Completed Conflict of Interest Affidavit (Attachment G with original of Technical Proposal)
D.      Completed Living Wage Affidavit (Attachment I—with original of Technical Proposal only).

3.4.3   Format

Proposals shall be clear and precise and shall affirmatively address all points as outlined in Section 2. . All
offerors shall present their technical proposal in the following manner:

A. Statement of the Problem

The offeror shall clearly demonstrate an understanding of the objectives and goals of the Department as
well as an understanding of the services to be performed, which is the subject of this solicitation. This
section should also include an analysis of the effort and resources, which will be needed to realize the
Department’s objectives.


B. Proposed Work Plan

The offeror shall give a definitive description of the proposed plan to meet the requirements of the RFP
(Work Plan). It shall include the specific methodology and techniques to be used by the offeror in providing
the required services as outlined in the “Scope of Work” Section 2 of the RFP. The description should
include an outline of the overall management concepts employed by the offeror and a project management
plan, including project control mechanisms and overall timelines. The offeror should indicate specifically
the strategies that will be used to recruit, train and sustain a cadre of peers in each region; strategies to
communicate and develop relationships with nursing facility residents, facility staff, local ombudsman,
guardians and representatives of residents; strategies to ensure timely data entry; outreach and training
                                                                                               Page 18
materials; plan for the provision of peer support activities and anticipated types of support to be offered,
and a conflict resolution process. Product deadlines considered contract deliverables (See Section 2.4.1)
must be recognized in the Work Plan. The Department’s acceptance of a final version of this work plan is
the first contract deliverable.

C. Organizational Qualifications

The offeror shall describe the overall capabilities of the organization to meet the requirements of the RFP.
Include descriptions of other experiences with providing peer outreach, peer support or similar services.
Also, include descriptions of experiences working with individuals with disabilities, older adults, and in
nursing facilities. Further, describe existing relationships with organizations, facilities, advocacy
organizations, and other relevant entities operating in the region.

The proposal should include references from any firms, organizations, etc., for whom similar work was
completed. Each reference should identify the name of each organization, a point of contact, and telephone
number. The evaluators retain the right to contact these or any other references of their choosing as part of
the evaluation and selection process, or not to contact some or all references as deemed appropriate.

Any apparent or potential conflicts of interest must be addressed.

D. Fiscal Integrity

The offeror must include in their proposal a commonly accepted method to prove its fiscal integrity. Some
acceptable methods include but are not limited to one or more of the following:

1.   Dunn and Bradstreet Rating,
2.   Standard and Poor’s Rating,
3.   Recently audited (or best available) financial statements,
4.   Lines of credit,
5.   Evidence of a successful financial track record, and
6.   Evidence of adequate working capital.

E.      Legal Action Summary

        The offeror must include a Legal Action Summary in their technical proposal. This summary must
        include:

        1.     A statement as to whether there are any outstanding legal actions or potential claims against
               the offeror and a brief description of any action.
        2.     A brief description of any settled or closed legal actions or claims against the offeror over the
               past five (5) years.
        3.     A description of any judgments against the offeror within the past five (5) years, including the
               case name, number court, and what the final ruling or determination was from the court.
        4.     In instances where litigation is ongoing and the offeror has been directed not to disclose
               information by the court, provide the name of the judge and location of the court.
        5.     Describe how the offeror is configured managerially, financially, and individually so as to
               afford the assurance that it can execute a contract successfully.




                                                                                               Page 19
     Subcontractors, if any, except for subcontractors that shall be used solely to satisfy the MBE
     subcontracting goal, shall be identified and a complete description of their role relative to the
     proposal included in the proposal.

F.   Experience and Qualifications of Proposed Staff

     The offeror shall clearly indicate the roles of personnel for this contract. Include job titles and the
     percentage of time each individual will spend on their assigned tasks. The offeror shall describe in
     detail how the proposed staff’s experience and qualifications relate to their specific responsibilities
     as detailed in the work plan. Include individual resumes for the key personnel who are to be
     assigned to the project if the Offeror is awarded the contract. Each resume should include the
     amount of experience the individual has had relative to the work called for in this solicitation.
     Letters of intended commitment to work on the project, including non-Minority Business Enterprise
     subcontractors should be included in this section.

G.   Past State Experience

     As part of its offer, each Offeror is to provide a list of all contracts with any entity of the State of
     Maryland that it is currently performing or which have been completed within the last 5 years. For
     each identified contract the Offeror is to provide:

     1. The State contracting entity
     2. A brief description of the services/goods provided
     3. The dollar value of the contract
     4. The term of the contract
     5. The State employee contact person (name, title, telephone number and if possible e-mail
        address)
     6. Whether the contract was terminated before the end of the term specified in the original
        contract, including whether any available renewal option was not exercised.

H.   Economic Benefit to the State of Maryland

     Offerors shall submit with their proposals a narrative describing benefits that will accrue to the
     Maryland economy as a direct or indirect result of their performance of this contract. Proposals will
     be evaluated to assess the benefit to Maryland’s economy specifically offered.

     Proposals that identify specific benefits as being contractually enforceable commitments will be
     rated more favorably than proposals that do not identify specific benefits as contractual
     commitments, all other factors being equal.

     Offerors shall identify any performance guarantees that will be enforceable by the State if the full
     level of promised benefit is not achieved during the contract term.

     As applicable, for the full duration of the contract, including any renewal period, or until the
     commitment is satisfied, the contractor shall provide to the procurement officer or other designated
     agency personnel reports of the actual attainment of each benefit listed in response to this section.
     These benefit attainment reports shall be provided quarterly, unless elsewhere in these
     specifications a different reporting frequency is stated.


                                                                                              Page 20
     Please note that in responding to this section, the following do not generally constitute economic
     benefits to be derived from this contract:
     1.       generic statements that the State will benefit from the offeror’s superior performance under
     the contract;
     2.       descriptions of the number of offeror employees located in Maryland other than those that
     will be performing work under this contract; or
     3.       tax revenues from Maryland based employees or locations, other than those that will be
     performing, or used to perform, work under this contract.

     Discussion of Maryland based employees or locations may be appropriate if the offeror makes
     some projection or guarantee of increased or retained presence based upon being awarded this
     contract.

     Examples of economic benefits to be derived from a contract may include any of the following. For
     each factor identified below, identify the specific benefit and contractual commitments and provide
     a breakdown of expenditures in that category:

     • The contract dollars to be recycled into Maryland’s economy in support of the contract, through
     the use of Maryland subcontractors, suppliers and joint venture partners.
     • The number and types of jobs for Maryland residents resulting from the contract. Indicate job
     classifications, number of employees in each classification and the aggregate payroll to which the
     contractor has committed, including contractual commitments at both prime and, if applicable,
     subcontract levels.
     • Tax revenues to be generated for Maryland and its political subdivisions as a result of the
     contract. Indicate tax category (sales taxes, payroll taxes, inventory taxes and estimated personal
     income taxes for new employees). Provide a forecast of the total tax revenues resulting from the
     contract.
     • Subcontract dollars committed to Maryland small businesses and MBEs.
     • Other benefits to the Maryland economy which the offeror promises will result from awarding the
     contract to the offeror, including contractual commitments. Describe the benefit, its value to the
     Maryland economy, and how it will result from, or because of the contract award. Offerors may
     commit to benefits that are not directly attributable to the contract, but for which the contract award
     may serve as a catalyst or impetus.

I.   Summary of items to be completed and submitted with Technical Proposal

     1.      Bid/Proposal Affidavit
             State procurement regulations require that each proposal submitted by an offeror include a
             Bid/Proposal Affidavit. A copy of this Affidavit is included as Attachment D of this RFP.
     2.      References
     3.      Organizational Chart
     4.      Fiscal Integrity Documentation
     5.      Legal Action Summary
     6.      Past State Experience
     7.      Confidentiality Statement w/ justification (Identify any sections of the proposal that are
             considered "trade secrets" and/or confidential or proprietary information. For a detailed
             explanation of this requirement, see Part IV, Section 1.4 Confidentiality of Proposals).
     8.      All other required appendices and/or affidavits required.

                                                                                            Page 21
3.5     Volume II – Financial Proposal


An unbound original, identified Volume II-Financial Proposal and three (3) copies are to be submitted. An
electronic version of Volume II- Financial Proposal in MS Word format shall also be submitted with the
unbound originals financial volumes, as appropriate. Electronic media is to be submitted on a CD and shall
bear a label on the outside containing the RFP number and name, the name of the offeror and the volume
number.

Each offeror is required to submit all copies of Volume II – Financial Proposal in a sealed package, which is
to be labeled Volume II- MFP Peer Outreach and Support Services, [INSERT REGION. REFER TO
SECTION 2.3.3] for MDOD, Financial Proposal. Each sealed package shall bear the RFP title and number,
name and address of the offeror, the volume number (I or II), and closing date and time for receipt of the
proposals. A separate Submission must be completed and submitted as described above for each
Geographic Region. Submissions for each Geographical Region will be evaluated separately.

3.5.1   Format

Offerors shall enter all price information on Attachment B: "Financial Proposal Sheet" and submit it under
separate sealed cover as described in Section 3.5 above.

3.5.2   Summary of items to be completed and submitted with the Financial Proposal

        A.       Confidentiality Statement w/ justification (Identify any sections of the proposal that are
                 considered "trade secrets" and/or confidential or proprietary information. (For a detailed
                 explanation of this requirement, see Section 3.4.3,I,7).




                            Section 4 - Evaluation and Selection Procedure

4.1     Evaluation Committee

A committee will conduct the evaluation of proposals. During the evaluation process, the committee may
                                                                                            Page 22
request technical assistance from any source. Technical proposals will be evaluated in accordance with
the criteria listed below.

The financial proposals will not be distributed to the committee until the technical evaluation is completed.

4.2     Technical Criteria

The technical evaluation criteria set forth below are arranged in descending order of importance.

4.2.1   Proposed Work Plan (Reference Section 3.4.3,B)

4.2.2   Experience with Similar Projects, especially in providing outreach in nursing facilities and working
        with older adults and/or individuals with disabilities.

4.2.3   Organizational Qualifications (Reference Section 3.4.3,C)

4.2.4   Experience Working in Region, in particular work experiences or ties to the communities in the
        region of the proposal.

4.2.5   Economic Benefit to State
        a.   How many contract dollars are to be recycled into Maryland’s economy?
        b.   How many and what types of jobs for Maryland residents will result?
        c.   How much tax revenue, etc.?

4.3     Financial Criteria

All qualified offerors will be ranked from the lowest to the highest price based on the total price proposed as
shown in Attachment B.

4.4     Reciprocal Preference

Reciprocal Preferences
Although Maryland law does not authorize procuring agencies to favor resident offerors in awarding
procurement contracts, many other states do grant their resident businesses preferences over Maryland
contractors. Therefore, as described in COMAR 21.05.01.04, a resident business preference will be given
if: a responsible offeror whose headquarters, principal base of operations, or principal site that will primarily
provide the services required under this RFP is in another state submits the most advantageous offer; the
other state gives a preference to its residents through law, policy, or practice; and, the preference to be
applied to the contract award herein does not conflict with a Federal law or grant affecting the procurement
contract. The preference given shall be identical to the preference that the other state, through law, policy
or practice gives to its residents.


4.5     Evaluation Process

The contract will be awarded in accordance with the competitive sealed proposals process under Code of
Maryland Regulations 21.05.03. The committee will evaluate each technical proposal using the evaluation
criteria set forth above. As part of this evaluation, the State may hold discussions with all qualified or

                                                                                                Page 23
potentially qualified offerors. However the State also reserves the right to make an award without holding
discussions. In either case of holding discussions or not doing so, the State may determine an offeror to be
not responsible and/or an offeror’s proposals to be not reasonably susceptible of being selected for award
at any time after the initial closing date for receipt of proposals and the review of those proposals. .

The first level of review will be an evaluation for technical merit. During this review oral presentations and
discussions may be held. The purpose of such discussions will be to assure a full understanding of the
State’s requirements and the offeror’s ability to perform to the standards described, and to facilitate arrival
at a contract that will be most advantageous to the State. For scheduling purposes. Offerors should be
prepared to make an oral presentation and participate in discussions within two weeks of the delivery of
proposals to the State. The Procurement Officer will contact offerors when the schedule is set by the State.

Offeror must confirm in writing any substantive oral clarification of, or change in, their proposals made in
the course of discussions. Any such written clarification or change then becomes part of the offeror’s
proposal.

The financial proposal of each offeror will be evaluated separately from the technical evaluation. After a
review of the financial proposals of offerors, the Procurement Officer may again conduct discussions.

When in the best interest of the State, the Procurement Officer may permit offerors who have submitted
acceptable proposals to revise initial proposals and submit, in writing, the best and final offers (BAFOs).

4.6     Debriefing of Unsuccessful Offerors

Unsuccessful offerors shall be debriefed upon their written request to the Procurement Officer. The
Department shall honor requests for debriefings at the earliest permissible time.

4.7     Protests

The State of Maryland provides formal procedures for any offeror to protest the award, or the proposed
award, of a contract. All protests must be filed in accordance with Md. Code Ann., St. Fin. & Proc. §15-215
through §15-223 and with COMAR 21.10.02.

4.8     Award Clause

Upon completion of all discussions and negotiations, reference checks and site visits, if any, the
Procurement Officer will recommend award of the Contract to the responsible offeror whose proposal is
determined to be the most advantageous to the State considering technical evaluation and price factors as
set forth in this RFP. In making the most advantageous offeror determination, technical factors and financial
factors will have equal weight.

The final award approval will be made by the Board of Public Works.




                                          ATTACHMENT A

                                                                                               Page 24
                                                CONTRACT

1.    PARTIES TO THE CONTRACT -- Each party to this agreement represents and warrants to the
      other that it has the full right, power, and authority to execute this contract. This Contract is by and
      between ________________________________________________________________,
      hereinafter called the Contractor or the Vendor, and the State of Maryland Department of Disabilities,
      hereinafter called the State, the Department, and/or MDOD.

IN CONSIDERATION OF the premises and the covenants herein contained, the adequacy and sufficiency
of which are duly acknowledged by the parties, the parties agree as follows:

2.      CONTRACT TERM AND PRICE-- The official commencement and termination dates of the original
contract period and any options, and the total contract price including any options shall be:

     Contract Term                  Begin                    End                 Amount          NTE

Base Contract                ____________           _____________           $___________        ____

Option #1 (if any)           ____________           _____________           $___________        ____

Option #2 (if any)           ____________           _____________           $___________        ____

Total Amount of Options $_______________________

Total Cost of Contract with Options $____________________

3.      CONTRACT AND APPROVAL IDENTIFIERS -- Identifiers for this contract shall include, but not
        necessarily be limited to:

        The Contract Number: MDOD- _____________
        ADPICS Number: _________________
        Contractor’s eMaryland Markeplace Number: _______________________
        Contractor’s federal tax identification number:_______________________

4.      PAYMENT TERMS

4.1      Invoices must be provided in the format and on the schedule identified in the RFP. Payments to
the Contrator pursuant to this Contract shall be made no later than 30 days after the State’s receipt of a
propoer invoice from the Contractor. Charges for late payment of invoices, other than as prescribed by
Title 15, Subtitle 1, of the State Finance and Procurement Article, Annotated Code of Maryland, are
prohibited. The final payment under this Contract will not be made until after certification is received from
the Comptroller of the State that all taxes have been paid.


4.2.     In addition to any other available remedies if, in the opinion of the Procurement Officer, the
Contractor fails to perform in a satisfactory and timely manner, the Procurement Officer may refuse or limit
approval of any invoice for payment, and may cause payments to the Contractor to be reduced or withheld
until such time as the Contractor meets performance standards as established by the Procurement Officer
pursuant to this Contract.

                                                                                               Page 25
4.3.    Electronic funds transfer will be used by the State to pay the Contractor for this Contract and any
other State payments due Contractor unless the State’s Comptroller Office grants the Contractor an
exemption.

5.      SCOPE OF WORK

        The Contractor shall provide Peer Outreach and Peer Support Services to nursing facility residents
in accordance with this Contract and the following exhibits, which are attached and incorporated herein by
reference:

        Exhibit A - The RFP.

        Exhibit B - The Technical Proposal.

        Exhibit C - The Financial Proposal.

5.1.    If there are any inconsistencies between this Contract and Exhibits A, B, and C, the terms of this
Contract shall control. If there is any conflict among the Exhibits, Exhibit A shall control.

5.1.     The Procurement Officer may, at any time, by written order, make changes in the work within the
general scope of the Contract. No other order, statement or conduct of the Procurement Officer or any
other person shall be treated as a change or entitle the Contractor to an equitable adjustment under this
section. Except as otherwise provided in this Contract, if any change under this section causes an increase
or decrease in the Contractor’s cost of, or the time required for, the performance of any part of the work,
whether or not changed by the order, an equitable adjustment in the Contract price shall be made and the
Contract modified in writing accordingly. The Contractor must assert in writing its right to an adjustment
under this section within thirty (30) days of receipt of written change order and shall include a written
statement setting forth the nature and cost of such claim. No claim by the Contractor shall be allowed if
asserted after final payment under this Contract. Failure to agree to an adjustment under this section shall
be a dispute under Article 9, Disputes. Nothing in this section shall excuse the Contractor from proceeding
with the Contract as changed.

6. FINANCIAL DISCLOSURE

 The Contractor shall comply with the provisions of Section 13-221 of the State Finance and Procurement
       Article of the Annotated Code of Maryland, which requires that every business that enters into
       contracts, leases, or other agreements with the State of Maryland or its agencies during a calendar
       year under which the business is to receive in the aggregate $100,000 or more, shall, within 30
       days of the time when the aggregate value of these contracts, leases or other agreements reaches
       $100,000, file with the Secretary of State of Maryland certain specified information to include
       disclosure of beneficial ownership of the business.




        7.      PUBLIC INFORMATION ACT NOTICE

        Offerors should give specific attention to the identification of those portions of their proposals that
        they deem to be confidential, proprietary information or trade secrets and provide any justification

                                                                                                Page 26
      why the identified materials, upon request, should not be disclosed by the State under the Access
      to Public Records Act, State Government Article, Title 10, Subtitle 6, Annotated Code of Maryland.
      The justification in support of non-disclosure must accompany the PIA copy of the proposal. Upon
      request for information from a third party, the Procurement Officer is required to make an
      independent determination as to whether the information may or may not be disclosed. A blanket
      statement by an offeror that its entire proposal is confidential or proprietary is unacceptable.

8.    APPROVALS
      This contract may be subject to approval by the Office of the Attorney General, the Maryland
      Department of Budget and Management, and the Board of Public Works.

9.    NONAVAILABILITY OF FUNDING
      If the General Assembly fails to appropriate funds, or if funds are not otherwise made available for
      continued performance of the contract for any fiscal period of the contract succeeding the first fiscal
      period, the contract shall be automatically cancelled as of the beginning of the fiscal year for which
      funds were not appropriated or otherwise made available; provided, however, that this will not
      affect either the Department's rights or the Contractor's rights under any other termination clause in
      the contract. The effect of termination of the contract hereunder will be to discharge both the
      Contractor and the Department from future performance of the contract, but not from their rights
      and obligations existing at the time of termination. The Contractor shall be reimbursed for the
      reasonable value of any non-recurring costs incurred, but not amortized in the price of the
      Contract. The State shall notify the Contractor as soon as it has knowledge that funds may not be
      available for the continuation of this Contract for each succeeding fiscal period beyond the first.

10.   MODIFICATION OF CONTRACT - GENERAL
      This contract may be amended as the Department and the Contractor mutually agree in writing
      (subject to any necessary approvals of the Office of the Attorney General, Department of Budget
      and Management and, in certain cases, the Board of Public Works). No amendment may change
      significantly the scope of the original solicitation or, if none, the original contract. An amendment to
      this contract does not alter the other terms of the contract, except to the extent necessary to make
      them consistent with the amendment. This contract may not be amended to provide salary and
      wage increases for the Contractor's employees with the intention of making these increases
      consistent with salary and wage increases given to employees of the State except as provided in
      Title 10, Section 10-905 of the Health-General Article, Annotated Code of Maryland.

11.   MODIFICATION OF CONTRACT - SALARY INCREASES AND EMERGENCIES
      Subject to the approval of the MDOD, the Department shall have the ability to supplement this
      contract for:

      A.      Increases in salaries without consequent increases in deliverables if the increase in
              salaries results from increases in specific appropriations for that purpose, or


      B.      Unanticipated emergencies impairing the ability of the provider, through no fault of its own,
              to perform as per this contract.


12.   NON - HIRING OF STATE EMPLOYEES
      No official or employee of the State of Maryland, as defined under State Government Article, §15-
      102, Annotated Code of Maryland, whose duties as an official or employee include matters relating
                                                                                             Page 27
      to or affecting the subject matter of this contract, shall during the pendancy and term of this
      contract and while serving as an official or employee of the State become or be an employee of the
      contractor or any entity that is a subcontractor on this contract.

13.   CONFLICT OF INTEREST LAW
      It is unlawful for any State officer, employee, or agent to participate personally in his official
      capacity through decision, approval or disapproval, recommendation, advice, or investigation in
      any contract or other matter in which he, his spouse, parent, minor child, brother, or sister has a
      financial interest or to which any firm, corporation, association, or other organization in which he
      has a financial interest or in which he is serving as an officer, director, trustee, partner, or
      employee, or any person or organization with whom he is negotiating or has any arrangement
      concerning prospective employment, is a party, unless such officer, employee, or agent has
      previously complied with the provisions of the Maryland Code Annotated, State Gov’t. Article, §15-
      501 et seq.

14.   DISPUTES
      This contract shall be subject to the provisions of the Annotated Code of Maryland, State Finance
      and Procurement Article, Title 15, Subtitle 2, and COMAR 21.10. In accordance with the
      requirement of COMAR 21.10.04.02 the Contractor must file a written notice of a claim with the
      procurement officer within thirty days after the basis for the claim is known or should have been
      known, whichever is earlier, but no later than the date final payment is made under the contract.
      Pending a resolution of a claim, the Contractor shall proceed diligently with the performance of the
      contract in accordance with the Procurement Officer's decisions.

15.   MARYLAND LAW PREVAILS
      The Provisions of this contract shall be governed by the laws of the State of Maryland. Any and all
      references to the Annotated Code of Maryland contained in this Contract shall be construed to
      refer to such Code sections as from time to time amended.

16.   NON-DISCRIMINATION IN EMPLOYMENT
      The Contractor agrees: (a) not to discriminate in any manner against an employee or applicant for
      employment because of race, color, religion, creed, age, sex, marital status, national origin,
      ancestry or disability of a qualified individual with a disability; (b) to include a provision similar to
      that contained in subsection (a), above, in any subcontract except a subcontract for standard
      commercial supplies or raw materials; and (c) to post and to cause subcontractors to post in
      conspicuous places available to employees and applicants for employment, notices setting forth
      the substance of this clause.

17.   CONTINGENT FEE PROHIBITION
      The Contractor warrants that it has not employed or retained any person, partnership, corporation,
      or other entity, other than a bona fide employee or agent working for the contractor to solicit or
      secure this agreement, and that it has not paid or agreed to pay any person, partnership,

      corporation, or other entity, other than a bona fide employee or agent, any fee or other
      consideration contingent on the making of this agreement.

18.   TERMINATION FOR CAUSE
      The rights and remedies of the State under the contract are cumulative. The enforcement of any
      right or election of any remedy by the State provided by the contract for any breach of the contract
      will not preclude the State from enforcing other rights and availing itself of other remedies available
                                                                                              Page 28
      under the contract for the same breach or any other breach of the contract.

      If the contractor fails to properly perform its obligations under the contract, the State may correct
      any deficiencies at the contractor's expense.

      If the Contractor fails to fulfill its obligations under this contract properly and on time, or otherwise
      violates any provision of the Contract, the State may terminate the contract by written notice to the
      Contractor. The notice shall specify the acts or omissions relied upon as cause for termination. All
      finished or unfinished work provided by the Contractor shall, at the State’s option, become the
      State's property. The State shall pay the Contractor fair and equitable compensation for
      satisfactory performance prior to receipt of notice of termination, less the amount of damages
      caused by the Contractor's breach. If the damages are more than the compensation payable to the
      Contractor, the Contractor will remain liable after termination and the State can affirmatively collect
      damages. Termination hereunder, including the determination of the rights and obligations of the
      parties, shall be governed by the provisions of COMAR 21.07.01.11B.

19.   TERMINATION FOR CONVENIENCE
      The State may terminate the performance of work under this contract in accordance with this
      clause, in whole, or from time to time in part, whenever the State shall determine that the
      termination is in the best interest of the State. The State will pay all reasonable costs associated
      with this contract that the Contractor has incurred up to the date of termination and all reasonable
      costs associated with termination of the contract. However, the Contractor shall not be reimbursed
      for any anticipatory profits, which have not been earned up to the date of termination. Termination
      hereunder, including the determination of the rights and obligations of the parties, shall be
      governed by the provisions of COMAR 21.07.01.12A (2).

20.   TAX EXEMPTIONS
      The State is generally exempt from Federal excise taxes, Maryland sales and use taxes, District of
      Columbia sales taxes and transportation taxes. Exemption certificates shall be completed upon
      request. Where a Contractor is required to furnish and install material in the construction or
      improvement of real property in performance of a contract, the Contractor shall pay the Maryland
      sales tax and the exemption does not apply.

21.   ARREARAGES
      By submitting a response to this solicitation, a vendor hereby represents and warrants that:

      A.      It is qualified to do business in the State of Maryland and that it will take any action as,
              from time to time hereafter, may be necessary to remain so qualified; and

      B.      It is not in arrears with respect to the payment of any monies due and owing the State of
              Maryland, or any department or unit thereof, including but not limited to the payment of
              taxes and employee benefits, and that it shall not become so in arrears during the term of
              this Contract if selected for contract award.



22.   SUBCONTRACTING; ASSIGNMENT
      The Contractor may not, during the term of this contract or any renewals or extensions of the
      Contract, assign or sub-contract all or any portion of the services provided under this Contract or
      any of its rights or obligations hereunder without the prior written consent of the Procurement
                                                                                              Page 29
       Officer. Any such subcontract or assignment shall include the terms of sections X, and X through
       X of this Contract and any other terms and conditions that the State deems necessary to protect its
       interests. The State shall not be responsible for the fulfillment of the Contractor’s obligations to its
       subcontractors.

23.    RECORDS RETENTION AND RIGHT OF INSPECTION
       The Contractor and sub-contractors shall retain and maintain all records and documents relating to
       this contract for a period of five (5) years after final payment by the State hereunder or any
       applicable statute of limitations, whichever is longer, and shall make them available for inspection
       and audit by authorized representatives of the State, including the procurement officer or designee,
       at all reasonable times. All records related in any way to the Contract are to be retained for the
       entire time provided under this section. This section shall survive expiration of this Contract.

24.    DOCUMENTS RETENTION AND INSPECTION CLAUSE - RESIDENTIAL HEALTH CARE
       FACILITIES CONTRACTS
       If the Contractor supplies services to a State residential health care facility under the Mental
       Hygiene Administration, the Family Health Administration, the Alcohol and Drug Abuse
       Administration, or the Developmental Disabilities Administration, the Contractor agrees, in addition
       to the requirements of Clause21, above:

       A.      That pursuant to 42 Code of Federal Regulations (C.F.R.) Part 420, the Secretary of
               Health and Human Services, and the Comptroller General of the United States, or their
               duly authorized representatives, shall be granted access to the Contractor's contract,
               books, documents and records necessary to verify the cost of the services provided under
               this contract, until the expiration of four years after the services are furnished under this
               contract; and

       B.      That similar access will be allowed to the books, documents and records of any
               organization related to the Contractor or controlled by the Contractor (as those terms are
               defined in 42 C.F.R. (420.301) if that organization is sub-contracting to provide services
               with a value of $10,000 or more in a twelve-month period to be reimbursed through funds
               provided by this contract.

25.    INDEMNIFICATION

       25.1.   The contractor shall indemnify and hold the State of Maryland harmless for any cost,
               expense, loss, liability, fine, or penalty of any nature or character whatsoever arising from
               or relating to the performance of the Contractor or its subcontractors under this Contract.

       25.2.   The State has no obligation to provide legal counsel or legal defense to the Contractor or
               its sub-contractors in the event that a suit, claim or action of any character is brought by
               any person or persons not party to the contract against the Contractor or its sub-
               contractors as a result of or relating to the Contractor's obligations under this contract.

      25.3     The State has no obligation for the payment of any judgments or the settlement of any
               claims made against the Contractor or its sub-contractors as a result of or relating to the
               Contractor's obligations under this contract.

      25.4     The Contractor shall immediately give notice to the Procurement Officer of any claim or
               suit made or filed against the Contractor or its sub-contractors regarding any matter
                                                                                              Page 30
              resulting from or relating to the Contractor's obligations under this contract, and will
              cooperate, assist and consult with the State in the defense or investigation of any claim,
              suit, or action made or filed against the State as a result of or relating to the Contractor's
              performance under this Contract.

      25.5    This Section 25 survives the termination of this Contract.

26.   COST AND PRICE CERTIFICATION
      A.    The Contractor shall submit cost or price information and shall certify that, to the best of its
            knowledge, the information submitted is accurate, complete, and current as of a mutually
            determined specified date prior to the conclusion of any price discussions or negotiations.

      B.      The price under this Contract and any change order or modification hereunder, including
              profit or fee, shall be adjusted to exclude any significant price increases occurring because
              the Contractor furnished cost or price information which, as of the date agreed upon
              between the parties, was inaccurate, incomplete, or not current.

27.   PAYMENT OF STATE OBLIGATIONS AND INTEREST
      A.   Payments to the Contractor pursuant to this Contract shall be made no later than 30 days
           after the State's receipt of a proper invoice from the Contractor. Charges for late payment
           of invoices, other than as prescribed by Title 15, Subtitle 1, of the State Finance and
           Procurement Article, Annotated Code of Maryland, or by the Public Service Commission of
           Maryland with respect to regulated public utilities, as applicable, are prohibited.

      B.      Section 15-104 et seq. of the State Finance and Procurement Article, Annotated Code of
              Maryland, provides that the State shall remit payment to the Contractor within forty-five
              (45) days after receipt of a proper invoice pursuant to any authorized, written procurement
              contract. Except as provided in Section 15-105 of this Article, the State's failure to remit
              payment within this period may entitle the Contractor to interest at the rate specified in 15-
              104 of this Article, for the period that begins thirty one (31) calendar days after the receipt
              date. This amount, if paid, shall be in lieu of payment of any other late charge(s) by the
              State.

      C.      For purposes of this contract, an amount will not be deemed "due and payable" and
              interest payments will not be authorized for late payments unless the following conditions
              have been met:

              (1)     The amount invoiced is consistent with the amount agreed upon by the parties to
                      the contract.

              (2)     The goods or services have been received by the State and the quantity received
                      agrees with the quantity ordered.

              (3)     The goods or services meet the qualitative requirements of the contract and have
                      been accepted by the State.

              (4)     The proper invoice has been received by the party or unit of government specified
                      in the contract.

              (5)     The invoice is not in dispute.
                                                                                            Page 31
              (6)      If the contract provides for progress payments, the proper invoice for the progress
                       payment has been submitted pursuant to the schedule contained in the contract.

              (7)      If the contract provides for withholding a retainage and the invoice is for the
                       retainage, all stipulated conditions for release of the retainage have been met.

      D.      In order to receive payment of interest, the Contractor must submit a proper invoice for
              accrued interest within 30 calendar days after the payment date (i.e., the date of the check
              from the State Treasurer that pays the Contractor for the goods supplied or the service
              rendered) of the amount on which the interest accrued. Interest may not be claimed (1) if
              a claim has been filed under Title 15, State Finance and Procurement Article (Procurement
              Contract Administration and Dispute Resolution) Annotated Code of Maryland, (2) for more
              than one year following the 31st calendar day after the date that a proper invoice is
              received by a State agency, or (3) on an amount representing unpaid interest.

28.   INSPECTION OF PREMISES
      The Contractor agrees to permit authorized officials of the State to inspect, at reasonable times, its
      plant, place of business, job site, or any other location that is related to the performance of the
      contract.

29.   SPECIFICATIONS
      All materials, equipment, supplies or services shall conform to Federal and State laws and
      regulations and to the specifications contained in the solicitation.

30.   DELIVERY AND ACCEPTANCE
      Delivery shall be made in accordance with the solicitation specifications. The State, in its sole
      discretion, may extend the time of performance for excusable delays due to unforeseeable causes
      beyond the Contractor's control. The State unilaterally may order in writing the suspension, delay,
      or interruption of performance hereunder. The State reserves the right to test any materials,
      equipment, supplies, or services delivered to determine if the specifications have been met. The
      materials listed in the bid or proposal shall be delivered FOB the point or points specified prior to or
      on the date specified in the bid or proposal. Any material that is defective or fails to meet the terms
      of the solicitation specifications shall be rejected. Rejected materials shall be promptly replaced.
      The State reserves the right to purchase replacement materials in the open market. Contractors
      failing to promptly replace materials lawfully rejected shall be liable for any excess price paid for
      the replacement, plus applicable expenses, if any.




31.   ANTI-BRIBERY
      Potential contractors and contractors are required to be aware of the Maryland Code Annotated,
      State Finance and Procurement Article, §16-202, that requires that any person convicted of
      bribery, attempted bribery, or conspiracy to bribe committed in the obtaining of a contract from the
      State or any of its subdivisions, shall be subject to disqualification pursuant to the Annotated Code
                                                                                             Page 32
       of Maryland, State Finance and Procurement Article, §16-202, from entering into a contract with
       the State, or any county or other subdivision of the State.

32.    REGISTRATION
       In accordance with the Maryland Code Annotated, Corporations and Associations Article, §7-201 et
       seq., corporations not incorporated in the State shall be registered with the State Department of
       Assessments and Taxation, 301 West Preston Street, Baltimore, Maryland 21201, before doing
       any interstate or foreign business in this State. Before doing any intrastate business in this State, a
       foreign corporation shall qualify with the Department of Assessments and Taxation. The Contractor
       shall be responsible for ensuring that all subcontractors meet these requirements, and further that
       the contractor and all subcontractors meet these requirements for the duration of the contract.

33.    EPA COMPLIANCE
       Materials, supplies, equipment, or services shall comply in all respects with the Federal Noise
       Control Act of 1972, where applicable.

34.    OCCUPATIONAL SAFETY AND HEALTH ACT (O.S.H.A.)
       All materials, supplies, equipment, or services supplied as a result of this Contract shall comply
       with the applicable U.S. and Maryland Occupational Safety and Health Act standards.

35.   PATENTS, COPYRIGHTS, TRADE SECRETS & INDEMNIFICATION
       If the contractor furnishes any design, device, material process, or other item which is covered by a
       patent or copyright, or which is proprietary to, or a trade secret of another, it is solely the
       responsibility of the contractor to obtain the necessary permission or license to use the item or
       items. The contractor hereby grants to the Department a royalty-free, nonexclusive, and
       irrevocable license to publish, translate, reproduce, deliver, perform, dispose of, and to authorize
       others to do so, all data now and hereafter covered by copyright, and warrants that it has the
       authority to do this.

       If any products furnished by the contractor become, or in the contractor's opinion are likely to
       become, the subject of a claim of infringement, the contractor will, at its option: a) procure for the
       State the right to continue using the applicable item, b) replace the product with a non-infringing
       product substantially complying with the item's specifications, or c) modify the item so that it
       becomes non-infringing and performs in a substantially similar manner to the original item.

       If the contractor obtains or uses for purposes of the contract (or any subcontracts) any design ,
       device, material, process, supplies, equipment, text, instructional material, services or other work,
       the contractor shall indemnify the State, MDOD, their officials, agents, and employees with respect
       to any claim, action, cost, or judgment for patent, trademark, or copyright infringement, arising out
       of the possession or use of any design, device, material, process, supplies, equipment, text,
       instructional material, services or other work covered by this contract.




36.    CHANGE ORDERS AND SUSPENSION OF WORK
       Both parties agree that pursuant to the Annotated Code of Maryland, State Finance and
       Procurement Article, § 13-218, 1) the State has the unilateral right to order in writing changes in the
       work within the scope of the contract; and 2) the procurement officer unilaterally may order the
       Contractor in writing to suspend, delay, or interrupt all or any part of the work for a period of time as
                                                                                               Page 33
      the procurement officer may determine to be appropriate for the convenience of the State.

37.   RIGHTS IN DATA
      Work produced as a result of this solicitation is and shall remain the sole property of the Maryland
      Department of Disabilities (MDOD).

      The contractor agrees that all documents, equipment, and materials, including but not limited to,
      reports, drawings, studies, specifications, estimates, texts, computer software including software
      documentation and related materials, maps, photographs, designs, graphics, mechanicals, art
      work, computations and data prepared by or for, or purchased by or for, the contractor because of
      this contract shall, at any time during the term of the contract, be available to MDOD and shall
      become and remain the exclusive property of MDOD during and upon termination or completion of
      the services required to be performed under this contract.

      MDOD shall have the right to use same without restriction and without compensation to the
      contractor other than that provided in this contract.

      The contractor agrees that, at all times during the term of this contract and thereafter, the works
      created and services performed shall be "works made for hire" as that term is interpreted under
      U.S. copyright law. To the extent that any products created under this contract are not works for
      hire for MDOD, the contractor hereby transfers and assigns to MDOD all of its rights, title and
      interest (including all intellectual property rights) to all products created under this contract, and will
      cooperate reasonably with MDOD in effectuating and registering any necessary assignments.

      The contractor shall report to the Department, promptly and in written detail, each notice or claim of
      copyright infringement received by the Vendor with respect to all data delivered under this
      agreement.

      The contractor shall not affix any restrictive markings upon any data and if markings are affixed,
      the Department shall have the right at any time to modify, remove, obliterate, or ignore the
      markings.

      Upon termination of this Contract, the Contractor, at its own expense, shall deliver any equipment,
      software or other property provided by the State to the place designated by the Procurement
      Officer.

38.   DELAYS AND EXTENSIONS OF TIME
      The Contractor agrees to perform the work continuously and diligently and no charges or claims for
      damages shall be made by it for any delays or hindrances from any cause whatsoever during the
      progress of any portion of the work specified in this Contract.

      Time extensions will be granted only for excusable delays that arise from unforeseeable causes
      beyond the control and without the fault or negligence of the Contractor, including but not restricted
      to acts of God, acts of the public enemy, acts of the State in either its sovereign or contractual
      capacity, acts of another Contractor in the performance of a contract with the State, fires, floods,
      epidemics, quarantine restrictions, strikes, freight embargoes, or delays of subcontractors or
      suppliers arising from unforeseeable causes beyond the control and without the fault or negligence
      of either the Contractor or the subcontractors or suppliers.

39.   PRE-EXISTING REGULATIONS
                                                                                               Page 34
       In accordance with the provisions of the Annotated Code of Maryland, State Finance and
       Procurement Article, § 11-206, the regulations set forth in Title 21 of the Code of Maryland
       Regulations (COMAR Title 21) in effect on the date of execution of this Contract are applicable to
       this Contract.

40.   POLITICAL CONTRIBUTION DISCLOSURE
       The Contractor shall comply with the Annotated Code of Maryland, Election Law Article, §§ 14-
       101—14-108, which requires that every person that enters into contracts, leases or other
       agreements with the State, a county, or an incorporated municipality, or their agencies, during a
       calendar year in which the person receives in the aggregate $100,000 or more, shall file with the
       State Board of Elections a statement disclosing contributions in excess of $500 made during the
       reporting period to a candidate for elective office in any primary or general election. The statement
       shall be filed with the State Board of Elections: (1) before a purchase or execution of a lease or
       contract by the State, a county, or an incorporated municipality, or their agencies, and shall cover
       the preceding two calendar years; and (2) if the contribution is made after the execution of a lease
       or contract, then twice a year, throughout the contract term, on: (a) February 5, to cover the 6-
       month period ending January 31; and (b) August 5, to cover the 6-month period ending July 31.

41.    COMPLIANCE WITH LAWS
       By submitting a response to this solicitation, a vendor hereby represents and warrants that:

       A.       It is qualified to do business in the State of Maryland and that it will take any action as,
                from time to time hereafter, may be necessary to remain so qualified;

       B.       It shall comply with all Federal, State and local laws, regulations, and ordinances
                applicable to its activities and obligations under this Contract; and

       C.       It shall obtain, at its expense, all licenses, permits, insurance, and governmental
                approvals, if any, necessary to the performance of its obligations under this Contract.

42.    PROHIBITION OF SEXUAL HARASSMENT
       The Contractor shall operate under this agreement so that no employee or client is subjected to
       sexual harassment in the workplace or in locations and situations otherwise associated with the
       performance of duties per the terms of this contract. Further, except in sub-contracts for standard
       commercial supplies or raw materials, the Contractor shall include this clause, or a similar clause
       approved by MDOD, in all sub-contracts. The Contractor has primary responsibility for
       enforcement of these provisions and for securing and maintaining the sub-contractor's full
       compliance with both the letter and spirit of this clause.

43.    COMMERCIAL NONDISCRIMINATION

       43.1.    As a condition of entering into this Agreement, Contractor represents and warrants that it
                will comply with the State’s Commercial Nondiscrimination Policy, as described under Title
                19 of the State Finance and Procurement Article of the Annotated Code of Maryland.
                 As part of such compliance, Contractor may not discriminate on the basis of race, color,
                religion, ancestry or national origin, sex, age, marital status, sexual orientation, or on the
                basis of disability or other unlawful forms of discrimination in the solicitation, selection,
                hiring, or commercial treatment of subcontractors, vendors, suppliers, or commercial
                customers, nor shall Contractor retaliate against any person for reporting instances of such
                discrimination. Contractor shall provide equal opportunity for subcontractors, vendors, and
                                                                                             Page 35
               suppliers to participate in all of its public sector and private sector subcontracting and
               supply opportunities, provided that this clause does not prohibit or limit lawful efforts to
               remedy the effects of marketplace discrimination that have occurred or are occurring in the
               marketplace. Contractor understands that a material violation of this clause shall be
               considered a material breach of this Agreement and may result in termination of this
               Agreement, disqualification of Contractor from participating in State contracts, or other
               sanctions. This clause is not enforceable by or for the benefit of, and creates no obligation
               to, any third party.

      43.2     The Contractor shall include the above Commerical Nondiscrimination Clause, or similar
               clause approved by the Department, in all subcontracts.

      43.3       As a condition of entering into this Agreement, upon the Maryland Human Relations
               Commission’s request, and only after the filing of a complaint against Contractor under
               Title 19 of the State Finance and Procurement Article, as amended from time to time,
               Contractor agrees to provide within 60 days after the request a complete list of the names
               of all subcontractors, vendors, and suppliers that Contractor has used in the past 4 years
               on any of its contracts that were undertaken within the state of Maryland, including the total
               dollar amount paid by Contractor on each subcontract or supply contract. Contractor
               further agrees to cooperate in any investigation conducted by the State pursuant to the
               State’s Commercial Nondiscrimination Policy as set forth under Title 19 of the State
               Finance and Procurement Article of the Annotated Code of Maryland, and to provide any
               documents relevant to any investigation that is requested by the State. Contractor
               understands that violation of this clause is a material breach of this Agreement and may
               result in contract termination, disqualification by the State from participating in State
               contracts, and other sanctions.

44.   LIVING WAGE
      Contractors and Subcontractors subject to the Living Wage Law shall pay each covered employee
      at least the minimum amount set by law for the applicable Tier Area where the majority of services
      take place. If a Contractor is an out of state contractor, this Contract is deemed to be a Tier 1__
      Contract.

45.   PROMPT PAYMENT DIRECTIVE
      In accordance with the Directive by the Governor’s Office of Minority Affairs dated August 1, 2008:

      45. 1.    If a contractor withholds payment of an undisputed amount to its subcontractor, the
               Agency, at its option and in its sole discretion, may take one or more of the following
               actions:

               45.1.1.. Not process further payments to the contractor until payment to the subcontractor
                        is verified
               45.1.2. Suspend all or some of the contract work without affecting the completion date(s)
                        for the contract work;
               45.1.3. Pay or cause payment of the undisputed amount to the subcontractor from monies
                        otherwise due or that may become due;
               45.1.4 Place a payment for an undisputed amount in an interest-bearing escrow account;
                        or
               45.1.5. Take other or further actions as appropriate to resolve the withheld payment.

                                                                                            Page 36
45.2.   An “undisputed amount” means an amount owed by a contractor to a subcontractor for
        which there is no good faith dispute, including any retainage withheld, and includes an
        amount withheld because of issues arising out of an agreement or occurrence unrelated to
        the agreement under which the amount is withheld.

45.3.   An act, failure to act, or decision of a procurement officer or a representative of the
        Agency, concerning a withheld payment between a contractor and subcontractor under
        this policy directive, may not:

        45.3.1. Affect the rights of the contracting parties under any other provision of law;
        45.3.2. Be used as evidence on the merits of a dispute between the Agency and the
                contractor in any other proceeding; or
        45.3.3. Result in liability against or prejudice the rights of the Agency.

45.4.   The remedies enumerated above are in addition to those provided under COMAR
        21.11.03.13 with respect to subcontractors that have contracted pursuant to the Minority
        Business Enterprise program.


45.5.   To ensure compliance with certified MBE subcontract participation goals, the Agency may,
        consistent with COMAR 21.11.03.13, take the following measures:

        45.5.1. Verify that the certified MBEs listed in the MBE participation schedule actually are
                performing work and receiving compensation as set forth in the MBE participation
                schedule.
        45.5.2. This verification may include, as appropriate:
                45.5.2.1.         Inspecting any relevant records of the contractor;
                45.5.2.2.         Inspecting the jobsite; and
                45.5.2.3.         Interviewing subcontractors and workers.
                45.5.2.4.         Verification shall include a review of:
                         45.5.2.4.1.       The contractor’s monthly report listing unpaid invoices
                                           over 30 days old from certified MBE subcontractors and
                                           the reason for nonpayment; and
                         45.5.2.4.2.       The monthly report of each certified MBE subcontractor,
                                           which lists payments received from the contractor in the
                                           preceding 30 days and invoices for which the
                                           subcontractor has not been paid.


        45.5.3. If the Agency determines that a contractor is in noncompliance with certified MBE
                participation goals, then the Agency will notify the contractor in writing of its
                findings, and will require the contractor to take appropriate corrective action.
                42.5.3.1. Corrective action may include, but is not limited to, requiring the
                         contractor to compensate the MBE for work performed as set forth in the
                         MBE participation schedule.
        45.5.4. If the Agency determines that a contractor is in material noncompliance with MBE
                Contract provisions and refuses or fails to take the corrective action that the
                Agency requires, then the Agency may:
                45.5.4.1.         Terminate the contract;

                                                                                     Page 37
                     45.5.4.2.         Refer the matter to the Office of the Attorney General for
                                       appropriate action; or
                    45.5.4.3.          Initiate any other specific remedy identified by the contract,
                                       including the contractual remedies required by this Directive
                                       regarding the payment of undisputed amounts.
             45.5.5 Upon completion of the contract, but before final payment or release of retainage
                    or both, the contractor shall submit a final report, in affidavit form under the penalty
                    of perjury, of all payments made to, or withheld from MBE subcontractors.

46.   CONFIDENTIALITY

             46.1 Subject to the Maryland Public Information Act and any other applicable laws,
             including the Health Insurance Portability and Accountability Act, the Maryland
             Confidentiality of Records Act and the implementing regulations promulgated pursuant
             thereto, all confidential or proprietary information and documentation relating to either party
             (including without limitation, any information or data stored within the Contractor’s
             computer systems) shall be held in absolute confidence by the other party. Each party
             shall, however, be permitted to disclose relevant confidential information to its officers,
             agents and employees to the extent that such disclosure is necessary for the performance
             of their duties under this Contract, provided the data may be collected, used, disclosed,
             stored and disseminated only as provided by and consistent with the law and the
             confidentiality provisions of the RFP. The provisions of this section shall not apply to
             information that (a) is lawfully in the public domain; (b) has been independently developed
             by the other party without violation of this Contract; (c) was already in the possession of
             such party; (d) was supplied to such party by a third party lawfully in possession thereof
             and legally permitted to further disclose the information; or (e) which such party is required
             to disclose by law.

      46.2   Compliance with HIPAA and Maryland Confidentiality of Medical Records Act:

             A.       The Contractor acknowledges its duty to become familiar with and comply, to the
             extent applicable, with all requirements of the federal Health Insurance Portability and
             Accountability Act (HIPAA), 42 U.S.C. § 1320d et seq. and implementing regulations
             including 45 CFR Parts 160 and 164. The contractor also agrees to comply with the
             Maryland Confidentiality of Medical Records Act (Md. Code Ann. Health-General §§4-301
             et seq., MCMRA). This obligation includes:

                 1. As necessary, adhering to the privacy and security requirements for protected
                    health information and medical records under federal HIPAA and State MCMRA
                    and making the transmission of all electronic information compatible with the
                    federal HIPAA requirements;
                 2. Providing training and information to employees regarding confidentiality
                    obligations as to health and financial information and securing acknowledgement
                    of these obligations from employees to be involved in the contract; and
                 3. Otherwise providing good information management practices regarding all health
                    information and medical records.

             B.      Based on the determination by the Department that the functions to be performed
             in accordance with the Services to Be Performed set forth in Section 2 constitute business
             associate functions as defined in HIPAA, the selected offeror shall execute a business
             associate agreement as required by HIPAA regulations at 45 CFR §164.501 and set forth
                                                                                           Page 38
              in Attachment J. The fully executed business associate agreement must be submitted
              within 10 working days after notification of selection, or within 10 days after award,
              whichever is earlier. Upon expiration of the ten-day submission period, if the Department
              determines that the selected offeror has not provided the HIPAA agreement required by
              this solicitation, the Procurement Officer, upon review of the Office of the Attorney General
              and approval of the Secretary, may withdraw the recommendation for award and make the
              award to the next qualified offeror.

              C.        Protected Health Information as defined in the HIPAA regulations at 45 CFR
              160.103 and 164.501, means information transmitted as defined in the regulations, that is
              individually identifiable; that is created or received by a healthcare provider, health plan,
              public health authority, employer, life insurer, school or university, or healthcare
              clearinghouse; and that is related to the past, present, or future physical or mental health
              or condition of an individual, to the provision of healthcare to an individual, or to the past,
              present, or future payment for the provision of healthcare to an individual. The definition
              excludes certain education records as well as employment records held by a covered
              entity in its role as employer.

46.   LOSS OF DATA
      In the event of loss of any State data or records where such loss is due to the intentional act or
      omission or negligence of the Contractor or any of its subcontractors or agents, the Contractor
      shall be responsible for recreating such lost data in the manner and on the schedule set by the
      Contract Manager. The Contractor shall ensure that all data is backed up and recoverable by the
      Contractor. The Contractor shall use its best efforts to assure that at no time shall any actions
      undertaken by the Contractor under this Contract (or any failures to act when the Contractor has a
      duty to act) damage or create any vulnerabilities in databases, systems, platforms and/or
      applications with which the Contractor is working hereunder.

47.   ADMINISTRATIVE

      47.1 The work to be accomplished under this Contract shall be performed under the
      direction of the Contract Manager. All matters relating to the interpretation of the Agreement shall
      be referred to the Procurement Officer for determination.

      47.2 Authority of the Department – Except as expressly prohibited by Maryland law and the
      State’s rights, powers or duties under this Contract may be exercised or enforces by any officials or
      employees of the Department who are authorized to do so by the Secretary of the Maryland
      Department of Disabilities. Where this Contract provides for the exercise or enforcement of rights,
      powers or duties by a specific official or employee of the Department, the Department may
      unilaterally, and within its sole discretion, change the designated official or employee upon written
      notice to the Contractor. To the extent that the Department utilizes internal review of the approval
      process in making determination under this Contract, the Contractor has no right to or in
      connection with those processes.

      47.3 Notices: All notices hereunder shall be in writing an either delivered personally or sent by
      certified mail, postage prepaid as follows:

                      If to the State: Christina Bolyard, Contract Manager
                                       MDOD
                                       217 E. Redwood Street, Suite 1300
                                                                                              Page 39
                                                       Baltimore, MD 21201
                                                       Office: (410) 767-3647
                                                       Fax: (410) 333-6674
                                                       Email: cbolyard@mdod.state.md.us
                                   And
                                                    John Brennan, Procurement Officer
                                                    MDOD
                                                    217 E. Redwood Street, Suite 1300
                                                    Baltimore, MD 21201
                                            Office: (410) 767-3640
                                            Fax: (410) 333-6674
                                            Email: jbrennan@mdod.state.md.us


In Witness Whereof, the parties hereto have set their hands and seals:


                                                                       (Signatory for the DEPARTMENT shall be the Secretary or
              (Signatory for the CONTRACTOR)                           designee)


                                                                       By: ____________________________________
              By: __________________________________________
              (Signature)
                                                                                               OR DESIGNEE


                                                                       ________________________________________
              ____________________________________________                               (Signature)
              Name(Typed)

                                                                               ___________________________________
                             _______________________________           Name(Typed)
              Title(Typed)

                                                                       __________________________________________
                               _______________________________                           Title(Typed)
              Date

                                                                                                        _________________
                                                                       Date of signing by Secretary or Designee




Approved as to form and Legal Sufficiency

This           day of ___________________ 20 _______


By: ___________________________________________                      ____________________________________________
                                                                                         Name (Typed)




                                                  ATTACHMENT B – 1: Financial Proposal

                                                       Central Region
                                            MFP Peer Outreach and Support Project
                                                   MDOD- DEXR2400004

                                                                                                                   Page 40
Submit only one region appropriate Appendix A for each proposal.

This financial proposal is for the Central Region consisting of Anne Arundel and Howard Counties.

Contract Term (July 1, 2012 – June 30, 2014)

Provide the total cost of the contract, including all direct and indirect costs:


Total Cost $______________________________

Note #1: The Department intends to make a Single Award per Region as a result of this solicitation.

Note #2: The Cost entered above is to be a fully-loaded price that includes all costs/expenses
associated with the provision of services as required by this RFP. The Total Cost shall include, but
is not limited to: Labor, Profit/Overhead, General Operating and all other expenses except as
expressly excluded in the RFP specifications. No other amounts will be paid to the Contractor.

Note #3: Peers are expected to make a minimum of one in-person visit to each nursing facility each
quarter. In addition, contractors are required to maintain ongoing contact with staff in each facility
at least once every 60 days. There are approximately 19 nursing facilities in the Central region (See
Part 1, Sections 4 and 5).



Company or Individual Name


Address (Street, City, State)


Company or Individual Federal Identification Number




Authorized Signature                                                               Date




                                                                                          Page 41
                              ATTACHMENT B – 2: Financial Proposal

                                            Northern Region
                                  MFP Peer Outreach and Support Project
                                         MDOD- DEXR2400004


Submit only one region appropriate Appendix A for each proposal.

This financial proposal is for the Northern Region consisting of: Baltimore and Harford Counties.

Contract Term (July 1, 2012 – June 30, 2014)

Provide the total cost of the contract, including all direct and indirect costs:


Total Cost $______________________________

Note #1: The Department intends to make a Single Award per Region as a result of this solicitation.

Note #2: The Cost entered above is to be a fully-loaded price that includes all costs/expenses
associated with the provision of services as required by this RFP. The RFP Price shall include, but
is not limited to: Labor, Profit/Overhead, General Operating and all other expenses except as
expressly excluded in the RFP specifications. No other amounts will be paid to the Contractor.

Note #3: Peers are expected to make a minimum of one in-person visit to each nursing facility each
quarter. In addition, contractors are required to maintain ongoing contact with staff in each facility
at least once every 60 days. There are approximately 51 nursing facilities in the Northern region
(See Part 1, Sections 4 and 5).




Company or Individual Name


Address (Street, City, State)


Company or Individual Federal Identification Number



Authorized Signature                                                               Date




                                                                                            Page 42
                              ATTACHMENT B – 3: Financial Proposal

                                            Eastern Region
                                  MFP Peer Outreach and Support Project
                                         MDOD- DEXR2400004

Submit only one region appropriate Appendix A for each proposal.

This financial proposal is for the Eastern Region consisting of: Caroline, Cecil, Dorchester, Kent, Queen
Anne’s, Somerset, Talbot, Wicomico and Worcester Counties.

Contract Term (July 1, 2012 – June 30, 2014)

Provide the total cost of the contract, including all direct and indirect costs:


Total Cost $______________________________

Note #1: The Department intends to make a Single Award per Region as a result of this solicitation.

Note #2: The Cost entered above is to be a fully-loaded price that includes all costs/expenses
associated with the provision of services as required by this RFP. The RFP Price shall include, but
is not limited to: Labor, Profit/Overhead, General Operating and all other expenses except as
expressly excluded in the RFP specifications. No other amounts will be paid to the Contractor.

Note #3: Peers are expected to make a minimum of one in-person visit to each nursing facility each
quarter. In addition, contractors are required to maintain ongoing contact with staff in each facility
at least once every 60 days. There are approximately 23 nursing facilities in the Eastern region (See
Part 1, Sections 4 and 5).


Company or Individual Name


Address (Street, City, State)


Company or Individual Federal Identification Number




Authorized Signature                                                               Date




                                                                                             Page 43
                             ATTACHEMENT B – 4: Financial Proposal

                                             Baltimore City
                                  MFP Peer Outreach and Support Project
                                         MDOD- DEXR2400004


Submit only one region appropriate Appendix A for each proposal.

This financial proposal is for the Baltimore City Region.

Contract Term (July 1, 2012 – June 30, 2014)
Provide the total cost of the contract, including all direct and indirect costs:


Total Cost $______________________________

Note #1: The Department intends to make a Single Award per Region as a result of this solicitation.

Note #2: The Cost entered above is to be a fully-loaded price that includes all costs/expenses
associated with the provision of services as required by this RFP. The RFP Price shall include, but
is not limited to: Labor, Profit/Overhead, General Operating and all other expenses except as
expressly excluded in the RFP specifications. No other amounts will be paid to the Contractor.

Note #3: Peers are expected to make a minimum of one in-person visit to each nursing facility each
quarter. In addition, contractors are required to maintain ongoing contact with staff in each facility
at least once every 60 days. There are approximately 32 nursing facilities in the Baltimore City
region (See Part 1, Sections 4 and 5).




Company or Individual Name


Address (Street, City, State)


Company or Individual Federal Identification Number




Authorized Signature                                                               Date




                                                                                          Page 44
                                 ATTACHMENT C

                      MARYLAND DEPARTMENT OF DISABILITIES
         Standard Addendum for the Means of Delivering Bids or Proposals

Any bid or proposal due to any unit of the Maryland Department of Disabilities shall be
delivered/transmitted as described in this addendum. The failure of any bidder or offeror to
follow these instructions may result in its bid or offer not being received by the due time
and date, which will result in the rejection of that bid or offer.

There are three acceptable means of delivering/transmitting a bid or offer:

1.      The United States Postal Service;

2.      Hand delivery by the bidder/offeror itself; and

3.      Hand delivery by a commercial delivery/courier company acting as an agent of the
bidder/offeror.

                            For U. S. Postal Service Deliveries

For U.S. Postal Service deliveries, any bid or proposal which has been received at the
appropriate mailroom or typical place of mail receipt for the respective procuring unit by the
time and date listed in the RFP or specifications will be deemed to be timely.

If a vendor chooses to use the United States Postal Service for delivery, the Department
recommends that it use Express Mail, Priority Mail, or Certified Mail only.

These are the only forms of U.S. Postal Delivery for which both the date and time of
receipt can be verified by the Department. A vendor using first class mail will, therefore,
not be able to prove a timely delivery at the mailroom. It may take several days for an item
sent by first class mail to make its way by normal internal mail pickup to a procuring unit's
bid box.

                     For Hand Deliveries by Vendors and Deliveries
                           By Commercial Courier Services

These deliveries must be delivered directly to the room or location specified in the RFP or
solicitation and placed in the designated bid box. A bidder who uses a commercial courier
service must take appropriate action to ensure that the courier actually delivers the
bid/offer to the specified location. The bid/offer will not be deemed to have been received
until it is placed in the designated bid box.

For any type of hand delivery, the vendor or its commercial courier services should request
a signed receipt from a procuring unit employee which notes the title of the procurement,
the name of the vendor, and the time and date of receipt at the bid box.




                                                                                      Page 45
                                  Identifying Information

All envelopes containing bids or offers, no matter how transmitted, must contain this
information prominently displayed:

-       either "Sealed Bid" or "Sealed Proposal," as appropriate;

-       the exact title of the bid or proposal as noted in the RFP or specifications;

-       the due time and date; and

-       the name of the bidder/offeror.

Questions on any of these requirements should be directed to the Department contact
person identified in the RFP.




                                                                                        Page 46
                                                ATTACHMENT D

                                          BID/PROPOSAL AFFIDAVIT


COMAR 21.05.08.07

.07 Bid/Proposal Affidavit.

A. Each solicitation shall provide notice that the affidavit in §B of this regulation shall be completed and
submitted to the procurement agency with the vendor's bid or offer.

B. Mandatory Solicitation Addendum. The solicitation addendum shall be in substantially the same form as
follows:

BID/PROPOSAL AFFIDAVIT

A. AUTHORITY

I HEREBY AFFIRM THAT:

I, ________________________ (print name), possess the legal authority to make this Affidavit.

B. CERTIFICATION REGARDING COMMERCIAL NONDISCRIMINATION

The undersigned bidder hereby certifies and agrees that the following information is correct: In preparing its
bid on this project, the bidder has considered all proposals submitted from qualified, potential
subcontractors and suppliers, and has not engaged in "discrimination" as defined in §19-103 of the State
Finance and Procurement Article of the Annotated Code of Maryland. "Discrimination" means any
disadvantage, difference, distinction, or preference in the solicitation, selection, hiring, or commercial
treatment of a vendor, subcontractor, or commercial customer on the basis of race, color, religion, ancestry,
or national origin, sex, age, marital status, sexual orientation, or on the basis of disability or any otherwise
unlawful use of characteristics regarding the vendor's, supplier's, or commercial customer's employees or
owners. "Discrimination" also includes retaliating against any person or other entity for reporting any
incident of "discrimination". Without limiting any other provision of the solicitation on this project, it is
understood that, if the certification is false, such false certification constitutes grounds for the State to reject
the bid submitted by the bidder on this project, and terminate any contract awarded based on the bid. As
part of its bid or proposal, the bidder herewith submits a list of all instances within the past 4 years where
there has been a final adjudicated determination in a legal or administrative proceeding in the State of
Maryland that the bidder discriminated against subcontractors, vendors, suppliers, or commercial
customers, and a description of the status or resolution of that determination, including any remedial action
taken. Bidder agrees to comply in all respects with the State's Commercial Nondiscrimination Policy as
described under Title 19 of the State Finance and Procurement Article of the Annotated Code of Maryland.

B-1. CERTIFICATION REGARDING MINORITY BUSINESS ENTERPRISES.

The undersigned bidder hereby certifies and agrees that it has fully complied with the State Minority
Business Enterprise Law, State Finance and Procurement Article, §14-308(a)(2), Annotated Code of
Maryland, which provides that, except as otherwise provided by law, a contractor may not identify a
certified minority business enterprise in a bid or proposal and:
                                                                                             Page 47
(1) Fail to request, receive, or otherwise obtain authorization from the certified minority business enterprise
to identify the certified minority proposal;

(2) Fail to notify the certified minority business enterprise before execution of the contract of its inclusion in
the bid or proposal;

(3) Fail to use the certified minority business enterprise in the performance of the contract; or

(4) Pay the certified minority business enterprise solely for the use of its name in the bid or proposal.

Without limiting any other provision of the solicitation on this project, it is understood that if the certification
is false, such false certification constitutes grounds for the State to reject the bid submitted by the bidder on
this project, and terminate any contract awarded based on the bid.

C. AFFIRMATION REGARDING BRIBERY CONVICTIONS

I FURTHER AFFIRM THAT:

Neither I, nor to the best of my knowledge, information, and belief, the above business (as is defined in
Section 16-101(b) of the State Finance and Procurement Article of the Annotated Code of Maryland), or
any of its officers, directors, partners, controlling stockholders, or any of its employees directly involved in
the business's contracting activities including obtaining or performing contracts with public bodies has been
convicted of, or has had probation before judgment imposed pursuant to Criminal Procedure Article, §6-
220, Annotated Code of Maryland, or has pleaded nolo contendere to a charge of, bribery, attempted
bribery, or conspiracy to bribe in violation of Maryland law, or of the law of any other state or federal law,
except as follows (indicate the reasons why the affirmation cannot be given and list any conviction, plea, or
imposition of probation before judgment with the date, court, official or administrative body, the sentence or
disposition, the name(s) of person(s) involved, and their current positions and responsibilities with the
business):

____________________________________________________________

____________________________________________________________

___________________________________________________________.

D. AFFIRMATION REGARDING OTHER CONVICTIONS

I FURTHER AFFIRM THAT:

Neither I, nor to the best of my knowledge, information, and belief, the above business, or any of its
officers, directors, partners, controlling stockholders, or any of its employees directly involved in the
business's contracting activities including obtaining or performing contracts with public bodies, has:

(1) Been convicted under state or federal statute of:

(a) A criminal offense incident to obtaining, attempting to obtain, or performing a public or private contract;
or

(b) Fraud, embezzlement, theft, forgery, falsification or destruction of records or receiving stolen property;
                                                                                                Page 48
(2) Been convicted of any criminal violation of a state or federal antitrust statute;

(3) Been convicted under the provisions of Title 18 of the United States Code for violation of the Racketeer
Influenced and Corrupt Organization Act, 18 U.S.C. §1961 et seq., or the Mail Fraud Act, 18 U.S.C. §1341
et seq., for acts in connection with the submission of bids or proposals for a public or private contract;

(4) Been convicted of a violation of the State Minority Business Enterprise Law, §14-308 of the State
Finance and Procurement Article of the Annotated Code of Maryland;

(5) Been convicted of a violation of §11-205.1 of the State Finance and Procurement Article of the
Annotated Code of Maryland;

(6) Been convicted of conspiracy to commit any act or omission that would constitute grounds for conviction
or liability under any law or statute described in subsections (1)—(5) above;

(7) Been found civilly liable under a state or federal antitrust statute for acts or omissions in connection with
the submission of bids or proposals for a public or private contract;

(8) Been found in a final adjudicated decision to have violated the Commercial Nondiscrimination Policy
under Title 19 of the State Finance and Procurement Article of the Annotated Code of Maryland with regard
to a public or private contract; or

(9) Admitted in writing or under oath, during the course of an official investigation or other proceedings, acts
or omissions that would constitute grounds for conviction or liability under any law or statute described in
§§B and C and subsections D(1)—(8) above, except as follows (indicate reasons why the affirmations
cannot be given, and list any conviction, plea, or imposition of probation before judgment with the date,
court, official or administrative body, the sentence or disposition, the name(s) of the person(s) involved and
their current positions and responsibilities with the business, and the status of any debarment):

____________________________________________________________

____________________________________________________________

___________________________________________________________.

E. AFFIRMATION REGARDING DEBARMENT

I FURTHER AFFIRM THAT:

Neither I, nor to the best of my knowledge, information, and belief, the above business, or any of its
officers, directors, partners, controlling stockholders, or any of its employees directly involved in the
business's contracting activities, including obtaining or performing contracts with public bodies, has ever
been suspended or debarred (including being issued a limited denial of participation) by any public entity,
except as follows (list each debarment or suspension providing the dates of the suspension or debarment,
the name of the public entity and the status of the proceedings, the name(s) of the person(s) involved and
their current positions and responsibilities with the business, the grounds of the debarment or suspension,
and the details of each person's involvement in any activity that formed the grounds of the debarment or
suspension).


                                                                                                Page 49
F. AFFIRMATION REGARDING DEBARMENT OF RELATED ENTITIES

I FURTHER AFFIRM THAT:

(1) The business was not established and it does not operate in a manner designed to evade the
application of or defeat the purpose of debarment pursuant to Sections 16-101, et seq., of the State
Finance and Procurement Article of the Annotated Code of Maryland; and

(2) The business is not a successor, assignee, subsidiary, or affiliate of a suspended or debarred business,
except as follows (you must indicate the reasons why the affirmations cannot be given without
qualification):

____________________________________________________________

____________________________________________________________

___________________________________________________________.

G. SUB-CONTRACT AFFIRMATION

I FURTHER AFFIRM THAT:

Neither I, nor to the best of my knowledge, information, and belief, the above business, has knowingly
entered into a contract with a public body under which a person debarred or suspended under Title 16 of
the State Finance and Procurement Article of the Annotated Code of Maryland will provide, directly or
indirectly, supplies, services, architectural services, construction related services, leases of real property, or
construction.

H. AFFIRMATION REGARDING COLLUSION

I FURTHER AFFIRM THAT:

Neither I, nor to the best of my knowledge, information, and belief, the above business has:

(1) Agreed, conspired, connived, or colluded to produce a deceptive show of competition in the compilation
of the accompanying bid or offer that is being submitted;

(2) In any manner, directly or indirectly, entered into any agreement of any kind to fix the bid price or price
proposal of the bidder or offeror or of any competitor, or otherwise taken any action in restraint of free
competitive bidding in connection with the contract for which the accompanying bid or offer is submitted.

I. CERTIFICATION OF TAX PAYMENT

I FURTHER AFFIRM THAT:

Except as validly contested, the business has paid, or has arranged for payment of, all taxes due the State
of Maryland and has filed all required returns and reports with the Comptroller of the Treasury, the State
Department of Assessments and Taxation, and the Department of Labor, Licensing, and Regulation, as
applicable, and will have paid all withholding taxes due the State of Maryland prior to final settlement.
                                                                                                Page 50
J. CONTINGENT FEES

I FURTHER AFFIRM THAT:

The business has not employed or retained any person, partnership, corporation, or other entity, other than
a bona fide employee, bona fide agent, bona fide salesperson, or commercial selling agency working for
the business, to solicit or secure the Contract, and that the business has not paid or agreed to pay any
person, partnership, corporation, or other entity, other than a bona fide employee, bona fide agent, bona
fide salesperson, or commercial selling agency, any fee or any other consideration contingent on the
making of the Contract.

K. ACKNOWLEDGEMENT

I ACKNOWLEDGE THAT this Affidavit is to be furnished to the Procurement Officer and may be distributed
to units of: (1) the State of Maryland; (2) counties or other subdivisions of the State of Maryland; (3) other
states; and (4) the federal government. I further acknowledge that this Affidavit is subject to applicable laws
of the United States and the State of Maryland, both criminal and civil, and that nothing in this Affidavit or
any contract resulting from the submission of this bid or proposal shall be construed to supersede, amend,
modify or waive, on behalf of the State of Maryland, or any unit of the State of Maryland having jurisdiction,
the exercise of any statutory right or remedy conferred by the Constitution and the laws of Maryland with
respect to any misrepresentation made or any violation of the obligations, terms and covenants undertaken
by the above business with respect to (1) this Affidavit, (2) the contract, and (3) other Affidavits comprising
part of the contract.

I DO SOLEMNLY DECLARE AND AFFIRM UNDER THE PENALTIES OF PERJURY THAT THE
CONTENTS OF THIS AFFIDAVIT ARE TRUE AND CORRECT TO THE BEST OF MY KNOWLEDGE,
INFORMATION, AND BELIEF.

Date: _______________________

By: __________________________________ (print name of Authorized Representative and Affiant)

    ___________________________________ (signature of Authorized Representative and Affiant)

I hereby affirm that I, _______________                 (name of affiant) am the
______________                                 (title) and duly authorized representative of
______________                                 (name of business entity) and that I
possess the legal authority to make this affidavit on behalf the business for which I am
acting.




                                                                                               Page 51
                                             ATTACHMENT E

                                          CONTRACT AFFIDAVIT
COMAR 21.07.01.25

.25 Contract Affidavit.


Mandatory contract addendum. The contract addendum shall be in substantially the same
form as follows:

  A. AUTHORITY

  I HEREBY AFFIRM THAT:
  I, ________________________ (print name), possess the legal authority to make this Affidavit.

  B. CERTIFICATION OF REGISTRATION OR QUALIFICATION WITH THE STATE DEPARTMENT OF
ASSESSMENTS AND TAXATION

  I FURTHER AFFIRM THAT:

  The business named above is a (check applicable box):

     (1) Corporation —  domestic or  foreign;
     (2) Limited Liability Company —  domestic or  foreign;
     (3) Partnership —  domestic or  foreign;
     (4) Statutory Trust —  domestic or  foreign;
     (5)  Sole Proprietorship.

and is registered or qualified as required under Maryland Law. I further affirm that the above business is in
good standing both in Maryland and (IF APPLICABLE) in the jurisdiction where it is presently organized,
and has filed all of its annual reports, together with filing fees, with the Maryland State Department of
Assessments and Taxation. The name and address of its resident agent (IF APPLICABLE) filed with the
State Department of Assessments and Taxation is:

     Name and Department ID
     Number:_____________________________Address:_______________________________

and that if it does business under a trade name, it has filed a certificate with the State Department of
Assessments and Taxation that correctly identifies that true name and address of the principal or owner as:

      Name and Department ID Number: ____________________________________________
      Address:__________________________________________________.


  C. FINANCIAL DISCLOSURE AFFIRMATION

  I FURTHER AFFIRM THAT:

                                                                                              Page 52
I am aware of, and the above business will comply with, the provisions of State Finance and Procurement
Article, §13-221, Annotated Code of Maryland, which require that every business that enters into contracts,
leases, or other agreements with the State of Maryland or its agencies during a calendar year under which
the business is to receive in the aggregate $100,000 or more shall, within 30 days of the time when the
aggregate value of the contracts, leases, or other agreements reaches $100,000, file with the Secretary of
State of Maryland certain specified information to include disclosure of beneficial ownership of the
business.

  D. POLITICAL CONTRIBUTION DISCLOSURE AFFIRMATION

  I FURTHER AFFIRM THAT:

I am aware of, and the above business will comply with, Election Law Article, §§14-101 — 14-108,
Annotated Code of Maryland, which requires that every person that enters into contracts, leases, or other
agreements with the State of Maryland, including its agencies or a political subdivision of the State, during
a calendar year in which the person receives in the aggregate $100,000 or more shall file with the State
Board of Elections a statement disclosing contributions in excess of $500 made during the reporting period
to a candidate for elective office in any primary or general election.

  E. DRUG AND ALCOHOL FREE WORKPLACE

(Applicable to all contracts unless the contract is for a law enforcement agency and the agency head or the
agency head’s designee has determined that application of COMAR 21.11.08 and this certification would
be inappropriate in connection with the law enforcement agency’s undercover operations.)

  I CERTIFY THAT:

     (1) Terms defined in COMAR 21.11.08 shall have the same meanings when used in this certification.

     (2) By submission of its bid or offer, the business, if other than an individual, certifies and agrees that,
with respect to its employees to be employed under a contract resulting from this solicitation, the business
shall:

       (a) Maintain a workplace free of drug and alcohol abuse during the term of the contract;

       (b) Publish a statement notifying its employees that the unlawful manufacture, distribution,
dispensing, possession, or use of drugs, and the abuse of drugs or alcohol is prohibited in the business'
workplace and specifying the actions that will be taken against employees for violation of these prohibitions;

       (c) Prohibit its employees from working under the influence of drugs or alcohol;

        (d) Not hire or assign to work on the contract anyone who the business knows, or in the exercise of
due diligence should know, currently abuses drugs or alcohol and is not actively engaged in a bona fide
drug or alcohol abuse assistance or rehabilitation program;

        (e) Promptly inform the appropriate law enforcement agency of every drug-related crime that occurs
in its workplace if the business has observed the violation or otherwise has reliable information that a
violation has occurred;

       (f) Establish drug and alcohol abuse awareness programs to inform its employees about:
                                                                                                 Page 53
          (i)       The dangers of drug and alcohol abuse in the workplace;
          (ii)      The business's policy of maintaining a drug and alcohol free workplace;
          (iii) Any available drug and alcohol counseling, rehabilitation, and employee assistance programs;
and
         (iv) The penalties that may be imposed upon employees who abuse drugs and alcohol in the
workplace;

       (g) Provide all employees engaged in the performance of the contract with a copy of the statement
required by §E(2)(b), above;

       (h) Notify its employees in the statement required by §E(2)(b), above, that as a condition of
continued employment on the contract, the employee shall:

          (i) Abide by the terms of the statement; and
          (ii) Notify the employer of any criminal drug or alcohol abuse conviction for an offense occurring
in the workplace not later than 5 days after a conviction;

       (i) Notify the procurement officer within 10 days after receiving notice under §E (2)(h)(ii), above, or
otherwise receiving actual notice of a conviction;

        (j) Within 30 days after receiving notice under §E (2)(h)(ii), above, or otherwise receiving actual
notice of a conviction, impose either of the following sanctions or remedial measures on any employee who
is convicted of a drug or alcohol abuse offense occurring in the workplace:

         (i) Take appropriate personnel action against an employee, up to and including termination; or
         (ii) Require an employee to satisfactorily participate in a bona fide drug or alcohol abuse
assistance or rehabilitation program; and

       (k) Make a good faith effort to maintain a drug and alcohol free workplace through implementation of
§E(2)(a)—(j), above.

      (3) If the business is an individual, the individual shall certify and agree as set forth in §E (4), below,
that the individual shall not engage in the unlawful manufacture, distribution, dispensing, possession, or use
of drugs or the abuse of drugs or alcohol in the performance of the contract.

      (4) I acknowledge and agree that:

         (a) The award of the contract is conditional upon compliance with COMAR 21.11.08 and this
certification;
         (b) The violation of the provisions of COMAR 21.11.08 or this certification shall be cause to suspend
payments under, or terminate the contract for default under COMAR 21.07.01.11 or 21.07.03.15, as
applicable; and

       (c) The violation of the provisions of COMAR 21.11.08 or this certification in connection with the
contract may, in the exercise of the discretion of the Board of Public Works, result in suspension and
debarment of the business under COMAR 21.08.03.



                                                                                                Page 54
  F. CERTAIN AFFIRMATIONS VALID

  I FURTHER AFFIRM THAT:

   To the best of my knowledge, information, and belief, each of the affirmations, certifications, or
acknowledgements contained in that certain Bid/Proposal Affidavit dated ________ , 20___ , and executed
by me for the purpose of obtaining the contract to which this Exhibit is attached remains true and correct in
all respects as if made as of the date of this Contract Affidavit and as if fully set forth herein.

  I DO SOLEMNLY DECLARE AND AFFIRM UNDER THE PENALTIES OF PERJURY THAT THE
CONTENTS OF THIS AFFIDAVIT ARE TRUE AND CORRECT TO THE BEST OF MY KNOWLEDGE,
INFORMATION, AND BELIEF.

  Date: ______________

  By: __________________________ (printed name of Authorized Representative and Affiant)

  _________________________________ (signature of Authorized Representative and Affiant)

I hereby affirm that I, _______________ ________________ (name of affiant) am the
__________________________________(title) and duly authorized representative of
__________________________________(name of business entity) and that I possess
the legal authority to make this affidavit on behalf the business for which I am acting.




                                                                                             Page 55
                                            ATTACHMENT F

                                      State of Maryland
                                   Comptroller of Maryland
        _______________________________________________________________________
               Vendor Electronic Funds Transfer (EFT) Registration Request Form

Date of request ______________________________
Business identification information (Address to be used in case of default to check):
Business name__________________________________________________________________
Address line 1__________________________________________________________________
Address line 2__________________________________________________________________
City __________________________________ State __________________________________

Zip code:
Business taxpayer identification number:
        Federal Employer Identification Number:

         (or)              Social Security Number:
Business contact name, title, and phone number including area code. (And address if
different from above).
_________________________________________________________________________________
_________________________________________________________________________________
Financial institution information:
Name and address __________________________________________________________________
_________________________________________________________________________________
Contact name and phone number (include area code) ______________________________________
_________________________________________________________________________________
ABA number:

Account number:

Account type:           Checking                  Money Market
A VOIDED CHECK from the bank account must be attached.
Transaction requested:
1. ___ Initiate all disbursements via EFT to the above account.
2. ___ Discontinue disbursements via EFT, effective _______________________
3. ___ Change the bank account to above information – a copy of the approved
             Registration Form for the previous bank account must be attached. (OVER)




                                                                                        Page 56
I am authorized by *___________________________________________________________ (hereinafter Company) to make the
representations contained in this paragraph. Company authorizes the Comptroller and the Treasurer of Maryland to register it for electronic
funds transfer (EFT) using the information contained in this registration form. Company agrees to receive all funds from the State of Maryland
by electronic funds transfer according to the terms of the EFT program. Company agrees to return to the State of Maryland any EFT payment
incorrectly disbursed by the State of Maryland to the Company’s account. Company agrees to hold harmless the State of Maryland and its
agencies and departments for any delays or errors caused by inaccurate or outdated registration information or by the financial institution listed
above.
                                                                                                           *Name of registering business entity



                                        ______________________________________________________________
                                          Signature of company treasurer, controller, or chief financial officer and date


Completed by GAD/STO

Date Received _________________________________________________________________
GAD registration information verified ______________________ Date to STO_____________
STO registration information verified ______________________ Date to GAD_____________
R*STARS Vendor No. and Mail Code Assigned:

_____________/_________________/________________                                                               _____________
------------------------------------------------------------------------------------------------------------------


________________________________       ____________________________________
State Treasurer’s Office approval date General Accounting Division approval date
______________________________________________________________________________


To Requestor:
Please retain a copy of this form for your records. Please allow approximately 30 days from the date of your
request for the Comptroller’s and Treasurer’s Offices to process your request. Failure to maintain current
information with this office could result in errors in payment processing. If you have any questions, please
call the EFT registration desk at 410-260-7375.

Please submit form to: EFT Registration, General Accounting Division
Room 205, P.O. Box 746
Annapolis, Maryland 21404-0746




COT/GAD X-10




                                                                                                                            Page 57
                                      ATTACHMENT G

                       Living Wage Requirements for Service Contracts

A.   This contract is subject to the Living Wage requirements under Title 18, State Finance and
     Procurement Article, Annotated Code of Maryland and the regulations proposed by the
     Commissioner of Labor and Industry. The Living Wage generally applies to a Contractor or
     Subcontractor who performs work on a State contract for services that is valued at $100,000 or
     more. An employee is subject to the Living Wage if he/she is at least 18 years old or will turn
     18 during the duration of the contract; works at least 13 consecutive weeks on the State
     Contract and spends at least one-half of the employee’s time during any work week on the
     State Contract. The Living Wage Law does not apply to an employee who works less than
     thirteen consecutive weeks and full-time on a contract subject to the Living Wage.

B.   The Living Wage Law does not apply to:

     (1)         A Contractor who:

                 (A)      has a State contract for services valued at less than $100,000, or

                 (B)      employs 10 or fewer employees and has a State contract for services
                          valued at less than $500,000.

     (2)         A Subcontractor who:

                 (A)      performs work on a State contract for services valued at less than
                          $100,000,

                 (B)      employs 10 or fewer employees and performs work on a State contract for
                          services valued at less than $500,000, or

                 (C)      performs work for a contractor not covered by the Living Wage Law as
                          defined in B(1)(B) above, or B (3) or C below.

     (3)         Contracts involving services needed for the following:

                 (A)      Services with a Public Service Company;

                 (B)      Services with a nonprofit organization;

                 (C)      Services with an officer or other entity that is in the Executive Branch of
                          the State government and is authorized by law to enter into a procurement
                          (“Unit”); or

                 (D)      Services between a Unit and a County or Baltimore City.

C.   If the Unit responsible for the State contract determines that application of the Living Wage
     would conflict with any applicable Federal program, the Living Wage does not apply to the
     contract or program.

                                                                                      Page 58
D.   A Contractor must not split or subdivide a contract, pay an employee through a third party, or
     treat an employee as an independent contractor or assign work to employees to avoid the
     imposition of any of the requirements of Title 18, State Finance and Procurement, Annotated
     Code of Maryland.

E.   Each Contractor/Subcontractor, subject to the Living Wage Law, shall post in a prominent and
     easily accessible place at the work site(s) of covered employees a notice of the Living Wage
     Rates, employee rights under the law, and the name, address, and telephone number of the
     Commissioner.

F.   The Commissioner of Labor and Industry shall adjust the wage rates by the annual average
     increase or decrease, if any, in the Consumer Price Index for all urban consumers for the
     Washington/Baltimore metropolitan area, or any successor index, for the previous calendar
     year, not later than 90 days after the start of each fiscal year. The Commissioner shall publish
     any adjustments to the wage rates on the Division of Labor and Industry’s Website. An
     employer subject to the Living Wage Law must comply with the rate requirements during the
     initial term of the contract and all subsequent renewal periods, including any increases in the
     wage rate, required by the Commissioner, automatically upon the effective date of the revised
     wage rate.

G.   A Contractor/Subcontractor who reduces the wages paid to an employee based on the
     employer’s share of the health insurance premium, as provided in §18-103(c), State Finance
     and Procurement Article, Annotated Code of Maryland, shall not lower an employee’s wage
     rate below the minimum wage as set in §3-413, Labor and Employment Article, Annotated
     Code of Maryland. A Contractor/Subcontractor who reduces the wages paid to an employee
     based on the employer’s share of health insurance premium shall comply with any record
     reporting requirements established by the Commissioner of Labor and Industry.

H.   A Contractor/Subcontractor may reduce the wage rates paid under §18-103(a), State Finance
     and Procurement, Annotated Code of Maryland, by no more than 50 cents of the hourly cost of
     the employer’s contribution to an employee’s deferred compensation plan.                 A
     Contractor/Subcontractor who reduces the wages paid to an employee based on the
     employer’s contribution to an employee’s deferred compensation plan shall not lower the
     employee’s wage rate below the minimum wage as set in §3-413, Labor and Employment
     Article, Annotated Code of Maryland.

I.   Under Title 18, State and Finance Procurement Article, Annotated Code of Maryland, if the
     Commissioner determines that the Contractor/Subcontractor violated a provision of this title or
     regulations of the Commissioner, the Contractor/Subcontractor shall pay restitution to each
     affected employee, and the State may assess liquidated damages of $20 per day for each
     employee paid less than the Living Wage.

J.   Information pertaining to reporting obligations may be found by going to the DLLR website:
     http://dllr.state.md.us/ and clicking on Living Wage.




                                                                                     Page 59
                                         Affidavit of Agreement

                         Maryland Living Wage Requirements-Service Contracts

Contract No.______________________________

Name of Contractor___________________________________________________________

Address_____________________________________________________________

City ________________________State _________________Zip Code___________

                        If the Contract is Exempt from the Living Wage Law

The Undersigned, being an authorized representative of the above named Contractor, hereby affirms that
the Contract is exempt from Maryland’s Living Wage Law for the following reasons (check all that apply):

____    Bidder/Offeror is a nonprofit organization
____    Bidder/Offeror is a public service company
____    Bidder/Offeror employs 10 or fewer employees and the proposed contract value is less than
        $500,000
____    Bidder/Offeror employs more than 10 employees and the proposed contract value is less than
        $100,000

If the Contract is a Living Wage Contract

A.        The Undersigned, being an authorized representative of the above named Contractor, hereby
affirms our commitment to comply with Title18, State Finance and Procurement Article, Annotated Code of
Maryland and, if required, to submit all payroll reports to the Commissioner of Labor and Industry with
regard to the above stated contract. The Bidder/Offeror agrees to pay covered employees who are subject
to living wage at least the living rate in effect at the time service is provided for hours spend on State
contract activities, and to ensure that its Subcontractors who are not exempt also pay the required living
wage rate to their covered employees who are subject to the living wage for hours spent on a State
contract for services. The Contractor agrees to comply with, and ensure its Subcontractors comply with,
the rate requirements during the initial term of the contract and all subsequent renewal periods, including
any increases in the wage rate established by the Commissioner of Labor and Industry, automatically upon
the effective date of the revised wage rate.




                                                                                           Page 60
                               Affidavit of Agreement
                 Maryland Living Wage Requirements-Service Contracts


B.     ____________________________(initial here if applicable) The Bidder/Offeror affirms it has no
covered employees for the following reasons: (check all that apply):

____    The employee(s) proposed to work on the contract will spend less than one-half of the employee’s
        time during any work week on the contract
____    The employee(s) proposed to work on the contract is 17 years of age or younger during the
        duration of the contract; or
____    The employee(s) proposed to work on the contract will work less than 13 consecutive weeks on the
        State contract.

The Commissioner of Labor and Industry reserves the right to request payroll records and other data that
the Commissioner deems sufficient to confirm these affirmations at any time.

Name of Authorized
Representative:_________________________________________________________

______________________________________________________________________
Signature of Authorized Representative                 Date

Title

Witness Name (Typed or Printed)

_______________________________________________________________________
Witness Signature                                          Date




                                                                                           Page 61
                                               ATTACHMENT H

              A Summary of Certain Federal Fund Requirements and Restrictions
            [Details of particular laws, which may levy a penalty for noncompliance,
                        are available from the Department of Disabilities.]


1.   Form and rule enclosed: 18 U.S.C. 1913 and section 1352 of P.L. 101-121 require that all
     prospective and present subgrantees (this includes all levels of funding) who receive more than
     $100,000 in federal funds must submit the form Certification Against Lobbying . It assures,
     generally, that recipients will not lobby federal entities with federal funds, and that, as is required,
     they will disclose other lobbying on form SF- LLL.

2.   Form and instructions enclosed: Form LLL, Disclosure of Lobbying Activities must be submitted
     by those receiving more than $100,000 in federal funds, to disclose any lobbying of federal entities
     (a) with profits from federal contracts or (b) funded with nonfederal funds.

3.   Form and summary of Act enclosed: Subrecipients of federal funds on any level must complete a
      Certification Regarding Environmental Tobacco Smoke, required by Public Law 103-227, the Pro-
     Children Act of 1994. Such law prohibits smoking in any portion of any indoor facility owned or
     leased or contracted for regular provision of health, day care, early childhood development,
     education or library services for children under the age of 18. Such language must be included in
     the conditions of award (they are included in the certification, which may be part of such
     conditions.) This does not apply to those solely receiving Medicaid or Medicare, or facilities where
     WIC coupons are redeemed.

4.   In addition, federal law requires that:

     A) OMB Circular A-133, Audits of Institutions of Higher Learning and Other Non-Profit Institutions
     require certain nonprofit organizations, colleges, or universities to have an independent single
     audit prepared every two years. The audit It must qualify under the federal single audit standards.

     B) All subrecipients of federal funds comply with Sections 503 and 504 of the Rehabilitation Act of
     1973, the conditions of which are summarized in item (C).

     C) Recipients of $10,000 or more (on any level) must include in their contract language the
     requirements of Sections 503 (language specified) and 504 referenced in item (B).

     Section 503 of the Rehabilitation Act of 1973, as amended, requires recipients to take affirmative
     action to employ and advance in employment qualified disabled people. An affirmative action
     program must be prepared and maintained by all contractors with 50 or more employees and one
     or more federal contracts of $50,000 or more.



                                                                                            Page 62
Page two


       This clause must appear in subcontracts of $10,000 or more:

               a) The contractor will not discriminate against any employee or applicant for employment
               because of physical or mental handicap in regard to any position for which the employee
               or applicant for employment is qualified. The contractor agrees to take affirmative action to
               employ, advance in employment and otherwise treat qualified handicapped individuals
               without discrimination based upon their physical or mental handicap in all upgrading,
               demotion or transfer, recruitment, advertising, layoff or termination, rates of pay or other
               forms of compensation, and selection for training, including apprenticeship.

               b) The contractor agrees to comply with the rules, regulations, and relevant orders of the
               secretary of labor issued pursuant to the act.

               c) In the event of the contractor’s non-compliance with the requirements of this clause,
               actions for non-compliance may be taken in accordance with the rules, regulations and
               relevant orders of the secretary of labor issued pursuant to the act.

               d) The contractor agrees to post in conspicuous places, available to employees and
               applicants for employment, notices in a form to be prescribed by the director, provided by
               or through the contracting office. Such notices shall state the contractor's obligation under
               the law to take affirmative action to employ and advance in employment qualified
               handicapped employees and applicants for employment, and the rights of applicants and
               employees.

               e) The contractor will notify each labor union or representative of workers with
               which it has a collective bargaining agreement or other contract understanding,
               that the contractor is bound by the terms of Section 503 of the Rehabilitation Act of
               1973, and is committed to take affirmative action to employ and advance in
               employment physically and mentally handicapped individuals.

               f) The contractor will include the provisions of this clause in every subcontract or purchase
               order of $10,000 or more unless exempted by rules, regulations, or orders of the [federal]
               secretary issued pursuant to section 503 of the Act, so that such provisions will be binding
               upon each subcontractor or vendor. The contractor




                                                                                            Page 63
Page three


               will take such action with respect to any subcontract or purchase order as the director of
               the Office of Federal Contract Compliance Programs may direct to enforce such
               provisions, including action for non-compliance.

       Section 504 of the Rehabilitation Act of 1973, as amended (29 U.S.C. Sec. 791 et seq.) prohibits
       discrimination on the basis of handicap in all federally assisted programs and activities. It requires
       the analysis and making of any changes needed in three general areas of operation- programs,
       activities, and facilities and employment. It states, among other things, that:

               Grantees that provide health... services should undertake tasks such as ensuring
               emergency treatment for the hearing impaired and making certain that persons with
               impaired sensory or speaking skills are not denied effective notice with regard to benefits,
               services, and waivers of rights or consents to treatments.

       D) All subrecipients comply with Title VI of the Civil Rights Act of 1964, that they must not
       discriminate in participation by race, color, or national origin.

       E) All subrecipients of federal funds from SAMHSA (Substance Abuse and Mental Health Services
       Administration) or NIH (National Institute of Health) are prohibited from paying any direct salary at
       a rate more than $125,000 per year. (This includes, but is not limited to, subrecipients of the
       Substance Abuse Prevention and Treatment and the Community Mental Health Block Grants and
       NIH research grants.)

       F) There may be no discrimination on the basis of age, according to the requirements of the Age
       Discrimination Act of 1975.

       G) For any education program, as required by Title IX of the Education Amendments of 1972,
       there may be no discrimination on the basis of sex.

       H) For research projects, a form for Protection of Human Subjects (Assurance/ Certification/
       Declaration) should be completed by each level funded, assuring that either: (1) there are no
       human subjects involved, or that (2) an Institutional Review Board (IRB) has given its formal
       approval before human subjects are involved in research. [This is normally done during the
       application process rather than after the award is made, as with other assurances and
       certifications.]

       I) In addition, there are conditions, requirements, and restrictions which apply only to specific
       sources of federal funding. These should be included in your grant/contract documents when
       applicable.

Rev 6/97




                                                                                            Page 64
                                                ATTACHMENT I

                   CONFLICT OF INTEREST AFFIDAVIT AND DISCLOSURE

A. "Conflict of interest" means that because of other activities or relationships with other persons, a person
is unable or potentially unable to render impartial assistance or advice to the State, or the person's
objectivity in performing the contract work is or might be otherwise impaired, or a person has an unfair
competitive advantage.

B. "Person" has the meaning stated in COMAR 21.01.02.01B(64) and includes a bidder, offeror, contractor,
consultant, or subcontractor or sub-consultant at any tier, and also includes an employee or agent of any of
them if the employee or agent has or will have the authority to control or supervise all or a portion of the
work for which a bid or offer is made.

C. The bidder or offeror warrants that, except as disclosed in §D, below, there are no relevant facts or
circumstances now giving rise or which could, in the future, give rise to a conflict of interest.

D. The following facts or circumstances give rise or could in the future give rise to a conflict of interest
(explain detail—attach additional sheets if necessary):

E. The bidder or offeror agrees that if an actual or potential conflict of interest arises after the date of this
affidavit, the bidder or offeror shall immediately make a full disclosure in writing to the procurement officer
of all relevant facts and circumstances. This disclosure shall include a description of actions which the
bidder or offeror has taken and proposes to take to avoid, mitigate, or neutralize the actual or potential
conflict of interest. If the contract has been awarded and performance of the contract has begun, the
contractor shall continue performance until notified by the procurement officer of any contrary action to be
taken.

I DO SOLEMNLY DECLARE AND AFFIRM UNDER THE PENALTIES OF PERJURY THAT THE
CONTENTS OF THIS AFFIDAVIT ARE TRUE AND CORRECT TO THE BEST OF MY KNOWLEDGE,
INFORMATION, AND BELIEF.



Date: _____________                                  By:_______________________________
                                                      (Authorized Representative and Affiant)




                                                                                                  Page 65
                                              ATTACHMENT J

                                  BUSINESS ASSOCIATE AGREEMENT

This business associate agreement is made this day of _______________, 2012, between the
Department of Disabilities (herein referred to as “Covered Entity” or “the Department”), and
_______________________ (hereinafter known as “Business Associate” or “the Contractor”). The
Covered Entity and Business Associate shall collectively be known herein as the “Parties”.

WHEREAS Covered Entity has a business relationship with Business Associate that is memorialized in a
separate agreement (the Primary Contract) pursuant to which Business Associate may be considered a
“business associate” of Covered Entity as defined in the Health Insurance Portability and Accountability Act
of 1996 (HIPAA) including all pertinent regulations (45 CFR Parts 160 and 164), as amended from time to
time, issued by the U.S. Department of Health and Human Services as either have been amended by
Subtitle D of the Health Information Technology for Economic and Clinical Health Act (the HITECH Act),

I. PURPOSE AND SCOPE

A. For good and lawful consideration as set forth in the Primary Contract, the Department and the
Contractor enter into this agreement for the purpose of ensuring compliance with the requirements of the
Health Insurance Portability and Accountability Act of 1996 (HIPAA) and its implementing regulations (45
CFR Parts 160 and 64) and the Maryland Confidentiality of Medical Records Act (Md. Ann. Code, Health-
General §§ 4-301 et seq.)(MCMRA).

B. This agreement applies to the conduct of the Contractor in connection with protected health information
(“PHI”) anticipated to be provided to, collected, maintained or used by the Contractor in connection with its
performance under the Primary Contract.

II. DEFINITIONS

A. The terms, phrases, and words used in this Agreement which are defined in HIPAA, the Privacy Rule, or
the Security Rule shall have the meanings set forth in HIPAA, the HITECH Act, the Privacy Rule, or the
Security Rule.

B. As used in this agreement the following terms have the meanings indicated:

“Department” means the Maryland Department of Disabilities.

“Designated Record Set” means a group of records maintained by or for the Department that is (i) the
medical records and billing records about individuals maintained by or for the Department, (ii) the
enrollment, payment, claims adjudication, and case or medical management record systems maintained by
or for a health plan, or (iii) used, in whole or in part, by or for the Department to make decisions about
individuals. As used in this Agreement, the term “record” means any item, collection, or grouping of
information that includes protected health information and is maintained, collected, used, or disseminated
by or for the Department. (45 CFR §164.501)

“Disclosure” means the release, transfer, provision of access to, or divulging in any other manner of
information outside the entity holding the information. (45 CFR §160.103)
                                                                                              Page 66
“Electronic media” means
1. Electronic storage media including memory devices in computer (hard drives) and any
removable/transportable digital memory medium, such as magnetic tape or disk, optical disk, or digital
memory card; or
2. Transmission media used to exchange information already in electronic storage media. Transmission
media include, for example, the internet (wide-open), extranet (using internet technology) to link a business
with information accessible only to collaborating parties), leased lines, dial-up lines, private networks, and
the physical movement of removable/transportable electronic storage media. Certain transmissions,
including of paper, via facsimile, and of voice, via telephone, are not considered to be transmissions vial
electronic media, because the information being exchanged did not exist in electronic form before the
transmission. (45 CFR 160.103)

“Electronic Protected Health Information” is protected health information that is:
        1. Transmitted by electronic media; or
2. Maintained in electronic media. (45 CFR 160.103)

“HIPAA” means the Health Insurance Portability and Accountability Act of 1996 as amended from time to
time.

“HITECH Act” means Subtitle D of the Health Information Technology for Economic and Clinical Health Act,
which is Title XIII of Division A and Title IV of Division B of the American Recovery and Reinvestment Act of
2009, Pub. L. 111-5.

“Individual” means the person who is the subject of protected health information. (45 CFR 160.103)
 “MCMRA” means the Maryland Confidentiality of Medical Records Act, Md. Code Ann., Health-General,
§4-301 et seq.

 Privacy Rule means the Standards for Privacy of Individually Identifiable Health Information at 45 CFR
Part 160 and Part 164, Subparts A and E as amended by operation of the HITECH Act and from time to
time.

“Protected health information” as defined in §160.103, means information transmitted as defined in the
regulations, that is individually identifiable; that is created or received by a healthcare provider, health plan,
public health authority, employer, life insurer, school or university, or healthcare clearinghouse; and that is
related to the past, present, or future physical or mental health or condition of an individual, to the provision
of healthcare to an individual, or to the past, present, or future payment for the provision of healthcare to an
individual. The definition excludes certain education records as well as employment records held by a
covered entity in its role as employer. For purposes of this Agreement, protected health information is
limited to the information created or received by the Contractor from or on behalf of the Department.

“Required by law” means a mandate contained in law that compels an entity to make use or disclosure of
protected health information, that is enforceable in a court of law, and includes but is not limited to the
itemized activities set forth in 45 CFR 160.103.

“Secretary” means the Secretary of the Department of Health and Human Services or his designee.

“Security Rule” means the Security Standard for the Protection of Electronic Protected Health Information
at 45 CFR Part 160 and Part 164, Subpart C.

                                                                                                 Page 67
 “Use” means, with respect to individually identifiable health information, the sharing, employment,
application, utilization, examination, or analysis of such information within an entity that maintains such
information. (45 CFR §160.103)

III. PERMITTED USES AND DISCLOSURES BY CONTRACTOR

A. Except as otherwise limited in this Agreement, the Contractor may use or disclose Protected Health
Information to perform functions, activities, or services for, or on behalf of, Covered Entity as specified in
the Primary Contract, provided that such use or disclosure would not violate HIPAA, the Privacy Rule, the
Security Rule, or to the extent more restrictive than HIPAA, the MCMRA.

B. The Contractor acknowledges that it is subject to its own compliance obligations under the HITECH Act
and HIPAA, and shall only use and disclose PHI if such use or disclosure complies with 45 CFR §
164.504(e). The Contractor shall not use or disclose PHI except as permitted by this Business Associate
Agreement and the Primary Contract.

C. Except as otherwise provided in this Agreement, the Contractor may:
                     1. Use only the minimum amount of PHI necessary to provide the services required
                         by the Primary Contract.
                     2. Disclose PHI as required by law in compliance with 45 CFR §164.512.
                     3. Use and disclose PHI for proper management and administration of its
                         organization or to carry out its legal responsibilities only as permitted by 45 CFR §
                         164.504 (e)(4).
                     4. Use protected health information to provide data aggregation services to the
                         Department as permitted by 42 CFR §164.504(e)(2)(i)(B).
D. The Contractor may use protected health information to report violations of law to appropriate Federal
and State authorities, consistent with 164.502(j)(1).

IV. CONTRACTOR REQUIREMENTS
A. The Contractor agrees to implement appropriate safeguards to prevent use or disclosure of the
protected health information other than as provided in section III of this Agreement, including:
                     1. Limitation of the amount of protected health information used or disclosed
                         pursuant to Section III of this Agreement to the minimum necessary to carrying out
                         the functions of the Primary Contract and to otherwise achieve the purposes of the
                         use and disclosure;
                     2. Taking steps to protect the physical security of and prevent unauthorized access
                         to the protected health information, furnishing the Department with a written
                         description of these steps, and allowing representatives of the Department access
                         to premises where the protected health information is maintained for the purpose
                         of inspecting the physical security arrangements; and
                     3. Requiring each of its employees having involvement with protected health
                         information to comply with applicable laws and regulations relating to
                         confidentiality of protected health information, including the provisions of this
                         Agreement and the Maryland Confidentiality of Medical Records Act.
B. The Contractor agrees to:
                     1. Mitigate, to the extent practicable, any harmful effect that is known to Contractor,
                         of a use or disclosure of Protected health information by Contractor in violation of
                         the requirements of this Agreement;
                     2. Report to the Department any use or disclosure of the protected health information
                         not consistent with this Agreement of which it becomes aware within 5 days of the
                                                                                               Page 68
                        time it becomes aware of the use of disclosure;
                     3. Ensure that any agent, including a subcontractor, agrees to the same restrictions
                        and conditions that apply to the Contractor with respect to any protected health
                        information provided to the agent that is received from, or created or received by
                        Contractor on behalf of the Department;
                     4. Provide access, at the request of the Department, and in the time and manner
                        directed by the Department, to protected health information in a designated record
                        set maintained by the Contractor, to the Department or, as directed by the
                        Department, to an individual in order to meet the requirements under 45 CFR
                        §164.524;
                     5. Make any amendment(s) to protected health information in a designated record
                        set maintained by the Contractor that the Department directs or agrees to pursuant
                        to 45 CFR 164.526 at the request of the Department or an individual, and in the
                        time and manner directed by the Department;
                     6. Make available to the Department, and to the Secretary, in a time and manner
                        directed by the Department or designated by the Secretary, any protected health
                        information received from, or created or received by Contractor on behalf of the
                        Department, as well as any internal practices, books, and other records relating to
                        the use and disclosure of protected health information, for purposes of the
                        Secretary determining the Department’s compliance with the Privacy Rule;
                     7. Document disclosures of protected health information and information related to
                        such disclosures as would be required for the Department to respond to a request
                        by an individual for an accounting of disclosures of protected health information in
                        accordance with 45 CFR 164.528; and
                     8. Provide to the Department or an individual, in time and manner directed by the
                        Department, information collected in accordance with subsection (7) of this
                        section, to permit the Department to respond to a request by an individual for an
                        accounting of disclosures of protected health information in accordance with 45
                        CFR 164.528.

C. The Contractor agrees to protect the physical security of electronic protected health information
consistent with the requirements of the Security Rule, including:
             1. Implementing administrative, physical, and technical safeguards that reasonably and
                 appropriately protect the availability of the electronic protected health information that it
                 creates, receives, maintains, or transmits on behalf of the covered entity as required by
                 this subpart;
             2. Ensuring that any agent, including a subcontractor, to whom it provides such information
                 agrees to implement reasonable and appropriate safeguards to protect it; and
             3. Reporting to the Department any security incident of which it becomes aware.
D. Upon termination of the Primary Contract, the Contractor agrees that, except as provided in subsection
V(C) of this Agreement, all of the protected health information provided by the Department to the
Contractor, or created or received by the Contractor on behalf of the Department pursuant to the Primary
Contract will be destroyed or returned to the Department.




                                                                                               Page 69
V. TERM AND TERMINATION
A. This Agreement shall be effective as of _______________________________. It shall remain in effect
unless otherwise terminated for the entire term of the Primary Contract including any extensions, options or
modifications, or, as appropriate, in accordance with the requirements of paragraph (C) of this subsection.

B Upon the Department’s knowledge of a material breach by Contractor, the Department will either:
                                  1. Provide an opportunity for the Contractor to cure the breach or end
                                      the violation and terminate this Agreement for cause if the Contractor
                                      does not cure the breach or end the violation within the time specified
                                      by the Department;
                                  2. Immediately terminate this Agreement for cause if the Contractor has
                                      breached a material term of this Agreement and cure is not possible;
                                      or
                                  3. If neither termination nor cure is feasible, report the violation to the
                                      Secretary.
C. Effect of Termination of this Agreement.
                                  1. Except as provided in paragraph 2 of this section, upon termination of
                                      this Agreement for any reason, the Contractor shall return or
                                      document the destruction of all protected health information received
                                      from the Department, or created or received by the Contractor on
                                      behalf of the Department. This provision shall apply to protected
                                      health information that is in the possession of subcontractors or
                                      agents of the Contractor. The Contractor shall retain no copies of the
                                      protected health information.
                                  2. If the Contractor believes that returning or destroying the protected
                                      health information is infeasible, the Contractor shall provide to the
                                      Department notification of the conditions that make return or
                                      destruction infeasible. If the Department agrees that return or
                                      destruction of protected health information is infeasible, the Contractor
                                      shall extend the protections of this Agreement to the protected health
                                      information and limit further uses and disclosures of the protected
                                      health information to those purposes that make the return or
                                      destruction infeasible, for so long as the Contractor maintains the
                                      protected health information.
D. Termination of this Agreement for cause pursuant to this subsection may be viewed by the Department
as a breach of the Primary Contract and grounds for termination in accordance with the default termination
clause of the Primary Contract.

VI. MISCELLANEOUS
A. A reference in this Agreement to a section in the Privacy or Security Rule means the section as in effect
or as amended.
B. The Parties agree to take such action to amend this Agreement from time to time as is necessary for the
Department to comply with the requirements of the Privacy and Security Rules and HIPAA.
C. The respective rights and obligations of the Contractor under Section V(C) of this Agreement shall
survive the termination of this Agreement.
D. Any ambiguity in this Agreement shall be resolved to permit the Department to comply with the Privacy
and Security Rules.

VII. COMPLIANCE WITH STATE LAW
       The Contractor acknowledges that by accepting the protected health information from the
                                                                                              Page 70
Department, it becomes a holder of medical records information under the Maryland Confidentiality of
Medical Records Act (Md. Ann. Code, Health-General §§4-301 et seq) and is subject to the provisions of
that law. If the HIPAA Privacy or Security Rules and the MCMRA conflict regarding the degree of
protection provided for protected health information, the Contractor shall comply with the more restrictive
protection requirement.


By:______________________________                 By: _______________________________
   Signature                                          Signature
   ______________________________                     _______________________________
   Name Typed           Date                          Name Typed                 Date
   ______________________________                    ______________________________
   Title                                              Title

For the Contractor                                         For the Department




                                                                                              Page 71
                       ATTACHMENT K – Pre-Proposal Conference Response Form

             Project Title: Money Follows the Person (MFP) Peer Outreach and Support Project

                                             Project No. DEXR2400004

A Pre-Proposal Conference will be held at 10:00 AM (Local Time), on June 4, 2012, at

                                  The Maryland Department of Disabilities
                                  217 E. Redwood Street, Suite 1300
                                  BALTIMORE, MARYLAND 21202
                                  410-767-3660
                                  Room: Main Conference Room

Please return this form by 3:00 PM on May 31, 2012 advising whether or not you plan to attend.
Return this form via e-mail or fax to the Procurement Officer:

                          John Brennan
                          Phone: 410-767-3640
                          Fax: (410) 333-6674
                          e-mail: jbrennan@mdod.state.md.us

For directions please go to www.mdod.maryland.gov or call 410-767-3640.

Please indicate:

        1. ____ Yes, the following representatives will be in attendance:

        2.         No, we will not be in attendance.

___________________________________________                 __________________________

Company/Firm/Vendor Name                                         Telephone

___________________________________________                __________________________

Signature                                                                Name/Title


                                                       \




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