AdvisorETF401k Select List by 5i32VE

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									                                                                      34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                        Prospectus
                                                                               Share Class                               Gross Exp                Deferred     12b-1      Net Assets
       Family Name                          Fund Name                Ticker        Type          Prospectus Objective      Ratio      Front Load    Load       Current       $MM
Hartford Mutual Funds   Hartford Advisers Y                       IHAYX       Inst           Asset Allocation                    0.74        0.00       0.00         0.00         2.00
Hartford Mutual Funds   Hartford Capital Appreciation Y           HCAYX       Inst           Growth                              0.70        0.00       0.00         0.00      1303.10
Hartford Mutual Funds   Hartford Diversified International Y      HDVYX       Inst           Growth                              1.60        0.00       0.00         0.00         8.90
Hartford Mutual Funds   Hartford Dividend & Growth Y              HDGYX       Inst           Equity Income                       0.66        0.00       0.00         0.00      1212.90
Hartford Mutual Funds   Hartford Emerging Markets Local Debt Y    HLDYX       Other          Diversified Emerg Mkts              1.36        0.00       0.00         0.00        37.40
Hartford Mutual Funds   Hartford Emerging Markets Research Y      HERYX       Other          Diversified Emerg Mkts              1.71        0.00       0.00         0.00         8.10
Hartford Mutual Funds   Hartford Floating Rate Y                  HFLYX       Inst           Income                              0.65        0.00       0.00         0.00       114.30
Hartford Mutual Funds   Hartford Global All-Asset Y               HLAYX       Inst           Asset Allocation                    1.07        0.00       0.00         0.00       109.70
Hartford Mutual Funds   Hartford Global Real Asset Y              HRLYX       Inst           Asset Allocation                    1.16        0.00       0.00         0.00        89.80
Hartford Mutual Funds   Hartford Global Research Y                HLEYX       Inst           Equity Income                       1.10        0.00       0.00         0.00        84.90
Hartford Mutual Funds   Hartford Growth Opportunities Y           HGOYX       Inst           Growth                              0.76        0.00       0.00         0.00        96.20
Hartford Mutual Funds   Hartford Growth Y                         HGWYX       Inst           Growth                              0.79        0.00       0.00         0.00       131.60
Hartford Mutual Funds   Hartford Inflation Plus Y                 HIPYX       Inst           Income                              0.51        0.00       0.00         0.00       304.20
Hartford Mutual Funds   Hartford International Value Y            HILYX       Inst           Foreign Stock                       1.10        0.00       0.00         0.00       140.20
Hartford Mutual Funds   Hartford Intl Small Company Y             HNSYX       Inst           Foreign Stock                       1.02        0.00       0.00         0.00       108.60
Hartford Mutual Funds   Hartford Mid Cap Value Y                  HMVYX       Inst           Growth                              0.83        0.00       0.00         0.00       111.30
Hartford Mutual Funds   Hartford Midcap Y                         HMDYX       Inst           Growth                              0.77        0.00       0.00         0.00       718.40
Hartford Mutual Funds   Hartford Short Duration Y                 HSDYX       Inst           Corp Bond--General                  0.51        0.00       0.00         0.00       231.60
Hartford Mutual Funds   Hartford Small Cap Growth Y               HSLYX       Inst           Growth                              0.89        0.00       0.00         0.00       149.20
Hartford Mutual Funds   Hartford Small Company Y                  HSCYX       Inst           Small Company                       0.86        0.00       0.00         0.00       231.00
Hartford Mutual Funds   Hartford Value Opportunities Y            HVOYX       Inst           Growth                              0.91        0.00       0.00         0.00        35.50
Hartford Mutual Funds   Hartford World Bond Y                     HWDYX       Other          World Bond                          1.02        0.00       0.00         0.00        10.90
Hartford Mutual Funds   The Hartford Floating Rate High Inc Y     HFHYX       Inst           Corp Bond--High Yield               1.04        0.00       0.00         0.00         9.50
Invesco                 Invesco Asia Pacific Growth Y             ASIYX       Inst           Pacific Stock                       1.30        0.00       0.00         0.00        39.90
Invesco                 Invesco Balanced Risk Commodity Strat Y   BRCYX       Inst           Growth and Income                   1.30        0.00       0.00         0.00        94.90
Invesco                 Invesco Balanced-Risk Allc Y              ABRYX       Inst           Growth and Income                   1.08        0.00       0.00         0.00      1488.80
Invesco                 Invesco Balanced-Risk Retire 2020 Y       AFTYX       Inst           Asset Allocation                    1.27        0.00       0.00         0.00         1.20
Invesco                 Invesco Balanced-Risk Retire 2030 Y       TNAYX       Inst           Asset Allocation                    1.46        0.00       0.00         0.00         2.60
Invesco                 Invesco Balanced-Risk Retire 2040 Y       TNDYX       Inst           Asset Allocation                    1.96        0.00       0.00         0.00         0.50
Invesco                 Invesco Balanced-Risk Retire 2050 Y       TNEYX       Inst           Asset Allocation                    3.51        0.00       0.00         0.00         0.20
Invesco                 Invesco Balanced-Risk Retire Now Y        IANYX       Inst           Asset Allocation                    1.54        0.00       0.00         0.00         0.30
Invesco                 Invesco Capital Development Y             ACDYX       Inst           Growth                              1.03        0.00       0.00         0.00         7.50
Invesco                 Invesco Charter Y                         CHTYX       Inst           Growth                              0.87        0.00       0.00         0.00       270.00
Invesco                 Invesco China Y                           AMCYX       Inst           Pacific Stock                       1.42        0.00       0.00         0.00         9.00
Invesco                 Invesco Conservative Allocation Y         CAAYX       Inst           Asset Allocation                    1.12        0.00       0.00         0.00         1.50
Invesco                 Invesco Constellation Y                   CSTYX       Inst           Growth                              1.04        0.00       0.00         0.00        13.50
Invesco                 Invesco Convertible Securities Y          CNSDX       Inst           Convertible Bond                    0.76        0.00       0.00         0.00       236.80
Invesco                 Invesco Core Plus Bond Y                  CPBYX       Inst           Growth and Income                   0.95        0.00       0.00         0.00         5.50
Invesco                 Invesco Disciplined Eq Y                  AWEIX       Inst           Growth                              0.81        0.00       0.00         0.00       278.40
Invesco                 Invesco Diversified Dividend Y            LCEYX       Inst           Equity Income                       0.72        0.00       0.00         0.00       149.40
Invesco                 Invesco Dynamics Y                        IDYYX       Inst           Growth                              0.88        0.00       0.00         0.00        11.30
Invesco                 Invesco Emerging Markets Equity Y         IEMYX       Inst           Diversified Emerg Mkts              5.09        0.00       0.00         0.00         0.10
Invesco                 Invesco Emerging Mkt Lcl Ccy Debt Y       IYEMX       Inst           Growth and Income                   1.61        0.00       0.00         0.00         2.10
Invesco                 Invesco Endeavor Y                        ATDYX       Inst           Growth                              1.12        0.00       0.00         0.00         7.40
Invesco                 Invesco Energy Y                          IENYX       Inst           Specialty--Natural Res              0.88        0.00       0.00         0.00        81.00
Invesco                 Invesco Equally-Wtd S&P 500 Y             VADDX       Inst           Growth and Income                   0.31        0.00       0.00         0.00       256.10
Invesco                 Invesco European Growth Y                 AEDYX       Inst           Europe Stock                        1.20        0.00       0.00         0.00       226.20
Invesco                 Invesco European Small Company Y          ESMYX       Inst           Europe Stock                        1.46        0.00       0.00         0.00        16.00
Invesco                 Invesco Floating Rate Y                   AFRYX       Inst           Growth and Income                   0.75        0.00       0.00         0.00       128.70
Invesco                 Invesco Global Core Equity Y              AWSYX       Inst           World Stock                         1.02        0.00       0.00         0.00        25.80
Invesco                 Invesco Global Equity Y                   GTNYX       Inst           World Stock                         1.36        0.00       0.00         0.00         0.70

                                                                                      Page 1 of 10
                                                                    34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                       Prospectus
                                                                              Share Class                               Gross Exp                Deferred     12b-1      Net Assets
       Family Name                       Fund Name                 Ticker        Type           Prospectus Objective      Ratio      Front Load    Load       Current       $MM
Invesco              Invesco Global Growth Y                   AGGYX        Inst            World Stock                         1.31        0.00       0.00         0.00         2.40
Invesco              Invesco Global Health Care Y              GGHYX        Inst            Specialty--Health                   0.96        0.00       0.00         0.00         6.60
Invesco              Invesco Global Real Estate Income Y       ASRYX        Inst            Specialty--Real Estate              1.06        0.00       0.00         0.00        60.70
Invesco              Invesco Global Real Estate Y              ARGYX        Inst            Specialty--Real Estate              1.18        0.00       0.00         0.00       237.30
Invesco              Invesco Global Small & Mid Cap Gr Y       AGAYX        Inst            World Stock                         1.16        0.00       0.00         0.00         8.00
Invesco              Invesco Gold & Precious Metals Y          IGDYX        Inst            Specialty--Prec Metals              1.00        0.00       0.00         0.00        17.70
Invesco              Invesco Growth Allocation Y               AADYX        Inst            Asset Allocation                    1.08        0.00       0.00         0.00         2.80
Invesco              Invesco High Yield Y                      AHHYX        Inst            Corp Bond--High Yield               0.73        0.00       0.00         0.00        45.60
Invesco              Invesco High-Yield Secs Y                 HYLDX        Inst            Corp Bond--High Yield               1.36        0.00       0.00         0.00        38.10
Invesco              Invesco Income Allocation Y               ALAYX        Inst            Asset Allocation                    1.02        0.00       0.00         0.00         1.40
Invesco              Invesco International Allocation Y        AINYX        Inst            Asset Allocation                    1.27        0.00       0.00         0.00         5.00
Invesco              Invesco International Growth Y            AIIYX        Inst            Foreign Stock                       1.14        0.00       0.00         0.00       967.20
Invesco              Invesco International Total Return Y      AUBYX        Inst            Growth and Income                   1.33        0.00       0.00         0.00         1.00
Invesco              Invesco Intl Core Equity Y                IBVYX        Inst            Foreign Stock                       1.29        0.00       0.00         0.00         1.60
Invesco              Invesco Leisure Y                         ILSYX        Inst            Specialty--Unaligned                1.08        0.00       0.00         0.00         5.60
Invesco              Invesco Limited Maturity Treasury Y       LMTYX        Inst            Govt Bond--Treasury                 0.47        0.00       0.00         0.00        16.10
Invesco              Invesco Mid Cap Core Equity Y             GTAYX        Inst            Growth                              0.96        0.00       0.00         0.00       201.70
Invesco              Invesco Moderate Allocation Y             ABKYX        Inst            Asset Allocation                    0.98        0.00       0.00         0.00         2.10
Invesco              Invesco Pacific Growth Y                  TGRDX        Inst            Pacific Stock                       1.44        0.00       0.00         0.00         6.00
Invesco              Invesco Premium Income Y                  PIYFX        Inst            Income                              1.07        0.00       0.00         0.00         0.30
Invesco              Invesco S&P 500 Index Y                   SPIDX        Inst            Growth and Income                   0.36        0.00       0.00         0.00        18.90
Invesco              Invesco Short Term Bond Y                 STBYX        Inst            Growth and Income                   0.62        0.00       0.00         0.00        21.20
Invesco              Invesco Small Cap Equity Y                SMEYX        Inst            Small Company                       1.13        0.00       0.00         0.00        70.00
Invesco              Invesco Small Companies Y                 ATIYX        Inst            Small Company                       1.03        0.00       0.00         0.00       156.70
Invesco              Invesco Structured Core Y                 SCAYX        Inst            Growth                              0.97        0.00       0.00         0.00         3.90
Invesco              Invesco Summit Y                          ASMYX        Inst            Growth                              0.82        0.00       0.00         0.00         1.00
Invesco              Invesco Technology Y                      ITYYX        Inst            Specialty--Technology               1.30        0.00       0.00         0.00         4.40
Invesco              Invesco US Government Y                   AGVYX        Inst            Govt Bond--General                  0.62        0.00       0.00         0.00         5.30
Invesco              Invesco Utilities Y                       IAUYX        Inst            Specialty--Utilities                1.21        0.00       0.00         0.00         2.90
Invesco              Invesco Van Kampen American Franchise Y   VAFIX        Inst            Growth                              0.91        0.00       0.00         0.00       107.30
Invesco              Invesco Van Kampen American Value Y       MSAIX        Inst            Growth and Income                   1.02        0.00       0.00         0.00       124.80
Invesco              Invesco Van Kampen Comstock Y             ACSDX        Inst            Growth and Income                   0.59        0.00       0.00         0.00      2094.80
Invesco              Invesco Van Kampen Corporate Bond Y       ACCHX        Inst            Corp Bond--General                  0.67        0.00       0.00         0.00         6.50
Invesco              Invesco Van Kampen Equity and Income Y    ACETX        Inst            Equity Income                       0.56        0.00       0.00         0.00       412.30
Invesco              Invesco Van Kampen Growth and Income Y    ACGMX        Inst            Growth and Income                   0.59        0.00       0.00         0.00      1774.80
Invesco              Invesco Van Kampen Leaders Y              VLFIX        Inst            Growth                              1.10        0.00       0.00         0.00         0.20
Invesco              Invesco Van Kampen Mid Cap Gr Y           VGRDX        Inst            Growth                              1.08        0.00       0.00         0.00        56.30
Invesco              Invesco Van Kampen Small Cap Gr Y         VISCX        Inst            Small Company                       1.17        0.00       0.00         0.00       220.50
Invesco              Invesco Van Kampen US Mortgage Y          VUSIX        Inst            Govt Bond--Mortgage                 0.67        0.00       0.00         0.00         2.00
Invesco              Invesco Van Kampen Value Opp Y            VVOIX        Inst            Growth and Income                   1.10        0.00       0.00         0.00        13.10
iShares              iShares 10+ Year Credit Bond              CLY          -               Income                              0.20        0.00       0.00                    196.40
iShares              iShares 10+ Year Government/Credit Bond   GLJ          -               Govt Bond--General                  0.20        0.00       0.00                     24.40
iShares              iShares Aaa - A Rated Corporate Bond      QLTA         -               Corp Bond--General                  0.15        0.00       0.00                     10.00
iShares              iShares Asia/Pacific Dividend 30          DVYA         -               Diversified Emerg Mkts              0.49        0.00       0.00                      5.20
iShares              iShares Barclays 0-5 Year TIPS Bond       STIP         -               Govt Bond--Treasury                 0.20        0.00       0.00                    279.00
iShares              iShares Barclays 10-20 Year Treasury Bd   TLH          -               Govt Bond--Treasury                 0.15        0.00       0.00                    513.10
iShares              iShares Barclays 1-3 Year Credit Bond     CSJ          -               Income                              0.20        0.00       0.00                   9132.00
iShares              iShares Barclays 1-3 Year Treasury Bond   SHY          -               Govt Bond--Treasury                 0.15        0.00       0.00                  10651.70
iShares              iShares Barclays 20+ Year Treas Bond      TLT          -               Govt Bond--Treasury                 0.15        0.00       0.00                   3344.50
iShares              iShares Barclays 3-7 Year Treasury Bond   IEI          -               Govt Bond--Treasury                 0.15        0.00       0.00                   2255.80
iShares              iShares Barclays 7-10 Year Treasury       IEF          -               Govt Bond--Treasury                 0.15        0.00       0.00                   4826.70

                                                                                     Page 2 of 10
                                                                     34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                          Prospectus
                                                                                 Share Class                               Gross Exp                Deferred     12b-1     Net Assets
       Family Name                       Fund Name                  Ticker          Type           Prospectus Objective      Ratio      Front Load    Load       Current      $MM
iShares              iShares Barclays Agency Bond               AGZ          -                 Govt Bond--General                  0.20        0.00       0.00                   361.00
iShares              iShares Barclays Aggregate Bond            AGG          -                 Multi-Sector Bond                   0.22        0.00       0.00                 14773.90
iShares              iShares Barclays CMBS Bond                 CMBS         -                 Growth                              0.25        0.00       0.00                     7.50
iShares              iShares Barclays Credit Bond               CFT          -                 Income                              0.20        0.00       0.00                  1180.60
iShares              iShares Barclays GNMA Bond                 GNMA         -                 Govt Bond--Mortgage                 0.32        0.00       0.00                     5.00
iShares              iShares Barclays Government/Credit Bond    GBF          -                 Income                              0.20        0.00       0.00                   136.70
iShares              iShares Barclays Interm Govt/Credit Bond   GVI          -                 Income                              0.20        0.00       0.00                   725.30
iShares              iShares Barclays Intermediate Credit Bd    CIU          -                 Income                              0.20        0.00       0.00                  4462.40
iShares              iShares Barclays MBS Bond                  MBB          -                 Govt Bond--Mortgage                 0.31        0.00       0.00                  4595.20
iShares              iShares Barclays Short Treasury Bond       SHV          -                 Govt Bond--Treasury                 0.15        0.00       0.00                  2435.10
iShares              iShares Barclays TIPS Bond                 TIP          -                 Govt Bond--Treasury                 0.20        0.00       0.00                 23221.40
iShares              iShares Barclays U.S. Treasury Bond        GOVT         -                 Govt Bond--Treasury                 0.15        0.00       0.00                     5.00
iShares              iShares Cohen & Steers Realty Majors       ICF          -                 Specialty--Real Estate              0.35        0.00       0.00                  2643.50
iShares              iShares Dow Jones Intl Select Div Idx      IDV          -                 Foreign Stock                       0.50        0.00       0.00                   897.50
iShares              iShares Dow Jones Select Dividend Index    DVY          -                 Growth and Income                   0.40        0.00       0.00                 10119.50
iShares              iShares Dow Jones Transportation Average   IYT          -                 Specialty--Unaligned                0.47        0.00       0.00                   451.30
iShares              iShares Dow Jones U.S. Index               IYY          -                 Growth                              0.20        0.00       0.00                   596.00
iShares              iShares Dow Jones US Aerospace & Defense   ITA          -                 Growth                              0.47        0.00       0.00                   110.20
iShares              iShares Dow Jones US Basic Materials       IYM          -                 Specialty--Natural Res              0.47        0.00       0.00                   673.90
iShares              iShares Dow Jones US Broker-Dealers        IAI          -                 Specialty--Financial                0.47        0.00       0.00                    65.50
iShares              iShares Dow Jones US Consumer Goods        IYK          -                 Specialty--Unaligned                0.47        0.00       0.00                   393.80
iShares              iShares Dow Jones US Consumer Services     IYC          -                 Specialty--Unaligned                0.47        0.00       0.00                   284.20
iShares              iShares Dow Jones US Energy                IYE          -                 Specialty--Natural Res              0.47        0.00       0.00                  1028.60
iShares              iShares Dow Jones US Financial Sector      IYF          -                 Specialty--Financial                0.47        0.00       0.00                   443.50
iShares              iShares Dow Jones US Financial Services    IYG          -                 Specialty--Financial                0.47        0.00       0.00                   208.50
iShares              iShares Dow Jones US Healthcare            IYH          -                 Specialty--Health                   0.47        0.00       0.00                   617.80
iShares              iShares Dow Jones US Healthcare Provider   IHF          -                 Specialty--Health                   0.47        0.00       0.00                   236.20
iShares              iShares Dow Jones US Home Construction     ITB          -                 Specialty--Real Estate              0.47        0.00       0.00                   527.80
iShares              iShares Dow Jones US Industrial            IYJ          -                 Specialty--Unaligned                0.47        0.00       0.00                   419.00
iShares              iShares Dow Jones US Insurance             IAK          -                 Specialty--Financial                0.47        0.00       0.00                    67.50
iShares              iShares Dow Jones US Medical Devices       IHI          -                 Specialty--Health                   0.47        0.00       0.00                   327.20
iShares              iShares Dow Jones US Oil & Gas Ex Index    IEO          -                 Specialty--Natural Res              0.47        0.00       0.00                   402.80
iShares              iShares Dow Jones US Oil Equipment Index   IEZ          -                 Specialty--Natural Res              0.47        0.00       0.00                   540.90
iShares              iShares Dow Jones US Pharmaceuticals       IHE          -                 Specialty--Health                   0.47        0.00       0.00                   379.40
iShares              iShares Dow Jones US Real Estate           IYR          -                 Specialty--Real Estate              0.47        0.00       0.00                  3707.30
iShares              iShares Dow Jones US Regional Banks        IAT          -                 Specialty--Financial                0.47        0.00       0.00                   113.70
iShares              iShares Dow Jones US Technology            IYW          -                 Specialty--Technology               0.47        0.00       0.00                  1571.90
iShares              iShares Dow Jones US Telecom               IYZ          -                 Specialty--Communicatio             0.47        0.00       0.00                   572.60
iShares              iShares Dow Jones US Utilities             IDU          -                 Specialty--Utilities                0.47        0.00       0.00                   674.60
iShares              iShares Emerging Markets Dividend          DVYE         -                 Foreign Stock                       0.68        0.00       0.00                     5.60
iShares              iShares Emerging Markets Local Cur Bond    LEMB         -                 World Bond                          0.60        0.00       0.00                    31.10
iShares              iShares Financials Sector Bond             MONY         -                 Specialty--Financial                0.30        0.00       0.00                    10.10
iShares              iShares Floating Rate Note                 FLOT         -                 Income                              0.20        0.00       0.00                    64.50
iShares              iShares FTSE China (HK Listed) Index       FCHI         -                 Pacific Stock                       0.72        0.00       0.00                    39.00
iShares              iShares FTSE China 25 Index Fund           FXI          -                 Pacific Stock                       0.72        0.00       0.00                  7059.30
iShares              iShares FTSE Dev Sm Cap ex-North Amer      IFSM         -                 Small Company                       0.50        0.00       0.00                    35.70
iShares              iShares FTSE EPRA/NAREIT Dev Asia Idx      IFAS         -                 Specialty--Real Estate              0.48        0.00       0.00                    23.90
iShares              iShares FTSE EPRA/NAREIT Dev EU Idx        IFEU         -                 Specialty--Real Estate              0.48        0.00       0.00                    12.20
iShares              iShares FTSE EPRA/NAREIT Dev RE ex-US      IFGL         -                 Specialty--Real Estate              0.48        0.00       0.00                   398.80
iShares              iShares FTSE EPRA/NAREIT North America     IFNA         -                 Specialty--Real Estate              0.48        0.00       0.00                    15.60
iShares              iShares FTSE NAREIT Industrl/Offc Cp Idx   FNIO         -                 Specialty--Real Estate              0.48        0.00       0.00                     9.60

                                                                                        Page 3 of 10
                                                                     34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                          Prospectus
                                                                                 Share Class                               Gross Exp                Deferred     12b-1     Net Assets
       Family Name                        Fund Name                 Ticker          Type           Prospectus Objective      Ratio      Front Load    Load       Current      $MM
iShares              iShares FTSE NAREIT Mort Plus Cp Idx       REM          -                 Specialty--Real Estate              0.48        0.00       0.00                   278.30
iShares              iShares FTSE NAREIT Real Estate 50         FTY          -                 Specialty--Real Estate              0.48        0.00       0.00                    53.60
iShares              iShares FTSE NAREIT Resid Plus Cp Idx      REZ          -                 Specialty--Real Estate              0.48        0.00       0.00                   170.80
iShares              iShares FTSE NAREIT Retail Cp Idx          RTL          -                 Specialty--Real Estate              0.48        0.00       0.00                    14.00
iShares              iShares Glob Inflation-Linked Bond Fund    GTIP         -                 World Bond                          0.40        0.00       0.00                    15.60
iShares              iShares Gold Trust                         IAU          -                 Specialty--Prec Metals              0.25        0.00       0.00                 10329.00
iShares              iShares High Dividend Equity               HDV          -                 Equity Income                       0.40        0.00       0.00                  1250.30
iShares              iShares iBoxx $ High Yield Corporate Bd    HYG          -                 Corp Bond--High Yield               0.50        0.00       0.00                 14249.60
iShares              iShares iBoxx $ Invest Grade Corp Bond     LQD          -                 Corp Bond--General                  0.15        0.00       0.00                 19563.40
iShares              iShares Industrials Sector Bond            ENGN         -                 Specialty--Unaligned                0.30        0.00       0.00                    10.00
iShares              iShares Intnl Inflation-Linked Bond Fund   ITIP         -                 World Bond                          0.40        0.00       0.00                    48.90
iShares              iShares JPMorgan USD Emerg Markets Bond    EMB          -                 World Bond                          0.60        0.00       0.00                  4028.40
iShares              iShares KLD 400 Social Index               DSI          -                 Growth                              0.50        0.00       0.00                   169.20
iShares              iShares Morningstar Large Core Index       JKD          -                 Growth                              0.20        0.00       0.00                   271.60
iShares              iShares Morningstar Large Growth Index     JKE          -                 Growth                              0.25        0.00       0.00                   412.70
iShares              iShares Morningstar Large Value Index      JKF          -                 Growth                              0.25        0.00       0.00                   251.60
iShares              iShares Morningstar Mid Core Index         JKG          -                 Growth                              0.25        0.00       0.00                   156.20
iShares              iShares Morningstar Mid Growth Index       JKH          -                 Growth                              0.30        0.00       0.00                   174.40
iShares              iShares Morningstar Mid Value Index        JKI          -                 Growth                              0.30        0.00       0.00                   102.30
iShares              iShares Morningstar Small Core Index       JKJ          -                 Small Company                       0.25        0.00       0.00                   148.80
iShares              iShares Morningstar Small Growth Index     JKK          -                 Small Company                       0.30        0.00       0.00                    91.40
iShares              iShares Morningstar Small Value Index      JKL          -                 Small Company                       0.30        0.00       0.00                   163.50
iShares              iShares MSCI AC Asia ex Japan Small Cap    AXJS         -                 Pacific Stock                       0.75        0.00       0.00                    11.90
iShares              iShares MSCI AC Asia Information Tech      AAIT         -                 Pacific Stock                       0.69        0.00       0.00                     5.60
iShares              iShares MSCI ACWI ex US Cnsmr Dscrtn Idx   AXDI         -                 Foreign Stock                       0.48        0.00       0.00                     6.40
iShares              iShares MSCI ACWI ex US Cnsmr Stpls Idx    AXSL         -                 Foreign Stock                       0.48        0.00       0.00                     3.30
iShares              iShares MSCI ACWI ex US Energy Index       AXEN         -                 Specialty--Natural Res              0.48        0.00       0.00                     6.20
iShares              iShares MSCI ACWI ex US Financials Index   AXFN         -                 Specialty--Financial                0.48        0.00       0.00                     2.20
iShares              iShares MSCI ACWI ex US Health Care Idx    AXHE         -                 Specialty--Health                   0.48        0.00       0.00                     8.90
iShares              iShares MSCI ACWI ex US Index              ACWX         -                 Foreign Stock                       0.34        0.00       0.00                   939.80
iShares              iShares MSCI ACWI ex US Industrials Idx    AXID         -                 Specialty--Unaligned                0.48        0.00       0.00                     2.80
iShares              iShares MSCI ACWI ex US Info Tech Index    AXIT         -                 Specialty--Technology               0.48        0.00       0.00                     2.80
iShares              iShares MSCI ACWI ex US Materials Index    AXMT         -                 Specialty--Unaligned                0.48        0.00       0.00                     2.90
iShares              iShares MSCI ACWI ex US Telecom Svc Idx    AXTE         -                 Specialty--Communicatio             0.48        0.00       0.00                     2.70
iShares              iShares MSCI ACWI ex US Utilities Index    AXUT         -                 Specialty--Utilities                0.48        0.00       0.00                     4.50
iShares              iShares MSCI ACWI Index                    ACWI         -                 World Stock                         0.34        0.00       0.00                  2466.30
iShares              iShares MSCI All Country Asia ex Jpn Idx   AAXJ         -                 Pacific Stock                       0.68        0.00       0.00                  2469.10
iShares              iShares MSCI All Country World Min Vol     ACWV         -                 World Stock                         0.36        0.00       0.00                    32.00
iShares              iShares MSCI All Peru Capped Index         EPU          -                 Foreign Stock                       0.59        0.00       0.00                   500.20
iShares              iShares MSCI Australia Index               EWA          -                 Pacific Stock                       0.52        0.00       0.00                  2945.20
iShares              iShares MSCI Austria Investable Mkt Idx    EWO          -                 Europe Stock                        0.52        0.00       0.00                    78.30
iShares              iShares MSCI Belgium Investable Mkt Idx    EWK          -                 Europe Stock                        0.52        0.00       0.00                    26.20
iShares              iShares MSCI Brazil Index                  EWZ          -                 Diversified Emerg Mkts              0.59        0.00       0.00                 10568.90
iShares              iShares MSCI Brazil Small Cap Index        EWZS         -                 Foreign Stock                       0.59        0.00       0.00                    58.00
iShares              iShares MSCI BRIC Index                    BKF          -                 Diversified Emerg Mkts              0.67        0.00       0.00                   966.50
iShares              iShares MSCI Canada Index                  EWC          -                 Foreign Stock                       0.52        0.00       0.00                  4845.10
iShares              iShares MSCI Chile Investable Mkt Idx      ECH          -                 Diversified Emerg Mkts              0.59        0.00       0.00                   700.30
iShares              iShares MSCI China Index                   MCHI         -                 Pacific Stock                       0.58        0.00       0.00                   338.20
iShares              iShares MSCI China Small Cap Index         ECNS         -                 Pacific Stock                       0.59        0.00       0.00                    18.20
iShares              iShares MSCI EAFE Growth Index             EFG          -                 Foreign Stock                       0.40        0.00       0.00                  1236.10
iShares              iShares MSCI EAFE Index                    EFA          -                 Foreign Stock                       0.34        0.00       0.00                 39415.90

                                                                                        Page 4 of 10
                                                                     34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                          Prospectus
                                                                                 Share Class                               Gross Exp                Deferred     12b-1     Net Assets
       Family Name                       Fund Name                  Ticker          Type           Prospectus Objective      Ratio      Front Load    Load       Current      $MM
iShares              iShares MSCI EAFE Min Volatility           EFAV         -                 Foreign Stock                       0.35        0.00       0.00                    20.70
iShares              iShares MSCI EAFE Small Cap Index          SCZ          -                 Small Company                       0.40        0.00       0.00                  1434.90
iShares              iShares MSCI EAFE Value Index              EFV          -                 Foreign Stock                       0.40        0.00       0.00                  1341.90
iShares              iShares MSCI EM Energy Sector Capped       EMEY         -                 Specialty--Natural Res              0.68        0.00       0.00                    10.30
iShares              iShares MSCI Emerg Mkts Eastern Eur Idx    ESR          -                 Diversified Emerg Mkts              0.68        0.00       0.00                    30.60
iShares              iShares MSCI Emerg Mrkts Financials Idx    EMFN         -                 Specialty--Financial                0.68        0.00       0.00                     3.80
iShares              iShares MSCI Emerg Mrkts Materials Idx     EMMT         -                 Specialty--Unaligned                0.68        0.00       0.00                     9.20
iShares              iShares MSCI Emerging Markets Asia         EEMA         -                 Pacific Stock                       0.68        0.00       0.00                    11.20
iShares              iShares MSCI Emerging Markets Cons Disc    EMDI         -                 Diversified Emerg Mkts              0.68        0.00       0.00                    10.40
iShares              iShares MSCI Emerging Markets EMEA         EEME         -                 Foreign Stock                       0.68        0.00       0.00                     5.80
iShares              iShares MSCI Emerging Markets Growth       EGRW         -                 Diversified Emerg Mkts              0.68        0.00       0.00                    11.10
iShares              iShares MSCI Emerging Markets Index        EEM          -                 Diversified Emerg Mkts              0.67        0.00       0.00                 40936.70
iShares              iShares MSCI Emerging Markets Latin Amer   EEML         -                 Foreign Stock                       0.68        0.00       0.00                     5.70
iShares              iShares MSCI Emerging Markets Value        EVAL         -                 Diversified Emerg Mkts              0.68        0.00       0.00                    10.60
iShares              iShares MSCI Emerging Mkt Min Vol Index    EEMV         -                 Diversified Emerg Mkts              0.69        0.00       0.00                   101.70
iShares              iShares MSCI Emg Mkts Small Cap            EEMS         -                 Diversified Emerg Mkts              0.69        0.00       0.00                    38.90
iShares              iShares MSCI EMU Index                     EZU          -                 Europe Stock                        0.52        0.00       0.00                   724.80
iShares              iShares MSCI Europe Financials Index       EUFN         -                 Specialty--Financial                0.48        0.00       0.00                    19.80
iShares              iShares MSCI Far East Financials Index     FEFN         -                 Specialty--Financial                0.48        0.00       0.00                     2.50
iShares              iShares MSCI France Index                  EWQ          -                 Europe Stock                        0.52        0.00       0.00                   270.50
iShares              iShares MSCI Gbl Sel Metals & Mining Prd   PICK         -                 Specialty--Natural Res              0.39        0.00       0.00                     2.50
iShares              iShares MSCI Germany Index                 EWG          -                 Europe Stock                        0.51        0.00       0.00                  3143.10
iShares              iShares MSCI Global Agriculture Prod       VEGI         -                 Specialty--Unaligned                0.39        0.00       0.00                     5.10
iShares              iShares MSCI Global Energy Producers       FILL         -                 Specialty--Natural Res              0.39        0.00       0.00                     5.30
iShares              iShares MSCI Global Gold Miners            RING         -                 Specialty--Prec Metals              0.39        0.00       0.00                    27.50
iShares              iShares MSCI Global Silver Miners          SLVP         -                 Specialty--Prec Metals              0.39        0.00       0.00                     5.10
iShares              iShares MSCI Hong Kong Index               EWH          -                 Pacific Stock                       0.52        0.00       0.00                  1984.20
iShares              iShares MSCI Hong Kong Small Cap           EWHS         -                 Pacific Stock                       0.59        0.00       0.00                     5.80
iShares              iShares MSCI India Index                   INDA         -                 Pacific Stock                       0.65        0.00       0.00                    10.50
iShares              iShares MSCI India Small Cap               SMIN         -                 Foreign Stock                       0.74        0.00       0.00                     5.30
iShares              iShares MSCI Indonesia Invstble Mkt Idx    EIDO         -                 Pacific Stock                       0.59        0.00       0.00                   330.90
iShares              iShares MSCI Ireland Cppd Invstb Mkt Idx   EIRL         -                 Europe Stock                        0.52        0.00       0.00                     7.80
iShares              iShares MSCI Israel Cap Invest Mkt Index   EIS          -                 Diversified Emerg Mkts              0.59        0.00       0.00                    95.50
iShares              iShares MSCI Italy Index                   EWI          -                 Europe Stock                        0.51        0.00       0.00                   147.00
iShares              iShares MSCI Japan Index                   EWJ          -                 Pacific Stock                       0.51        0.00       0.00                  5045.80
iShares              iShares MSCI Japan Small Cap Index         SCJ          -                 Pacific Stock                       0.51        0.00       0.00                    54.90
iShares              iShares MSCI Kokusai Index                 TOK          -                 World Stock                         0.25        0.00       0.00                   616.00
iShares              iShares MSCI Malaysia Index                EWM          -                 Pacific Stock                       0.52        0.00       0.00                   955.60
iShares              iShares MSCI Mexico Investable Mkt Idx     EWW          -                 Diversified Emerg Mkts              0.52        0.00       0.00                  1343.70
iShares              iShares MSCI Netherlands Invstbl Mkt Idx   EWN          -                 Europe Stock                        0.52        0.00       0.00                    67.70
iShares              iShares MSCI New Zealand Invstb Mkt Idx    ENZL         -                 Pacific Stock                       0.51        0.00       0.00                   104.80
iShares              iShares MSCI Pacific ex-Japan              EPP          -                 Pacific Stock                       0.50        0.00       0.00                  3519.70
iShares              iShares MSCI Philippines Invstb Mkt Idx    EPHE         -                 Pacific Stock                       0.59        0.00       0.00                   105.20
iShares              iShares MSCI Poland Investable Mkt Index   EPOL         -                 Europe Stock                        0.59        0.00       0.00                   138.90
iShares              iShares MSCI Russia Capped Index           ERUS         -                 Growth                              0.58        0.00       0.00                   120.50
iShares              iShares MSCI Singapore Index               EWS          -                 Pacific Stock                       0.52        0.00       0.00                  1552.60
iShares              iShares MSCI Singapore Small Cap Fund      EWSS         -                 Pacific Stock                       0.59        0.00       0.00                     3.00
iShares              iShares MSCI South Africa Index            EZA          -                 Diversified Emerg Mkts              0.59        0.00       0.00                   595.80
iShares              iShares MSCI South Korea Index             EWY          -                 Pacific Stock                       0.59        0.00       0.00                  3485.00
iShares              iShares MSCI Spain Index                   EWP          -                 Europe Stock                        0.52        0.00       0.00                   112.60
iShares              iShares MSCI Sweden Index                  EWD          -                 Europe Stock                        0.51        0.00       0.00                   361.50

                                                                                        Page 5 of 10
                                                                     34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                          Prospectus
                                                                                 Share Class                               Gross Exp                Deferred     12b-1     Net Assets
       Family Name                      Fund Name                   Ticker          Type           Prospectus Objective      Ratio      Front Load    Load       Current      $MM
iShares              iShares MSCI Switzerland Index             EWL          -                 Europe Stock                        0.52        0.00       0.00                   553.50
iShares              iShares MSCI Taiwan Index                  EWT          -                 Pacific Stock                       0.59        0.00       0.00                  2566.30
iShares              iShares MSCI Thailand Invest Mkt Index     THD          -                 Pacific Stock                       0.59        0.00       0.00                   647.40
iShares              iShares MSCI Turkey Invest Mkt Index       TUR          -                 Diversified Emerg Mkts              0.59        0.00       0.00                   437.00
iShares              iShares MSCI United Kingdom Index          EWU          -                 Europe Stock                        0.52        0.00       0.00                  1526.10
iShares              iShares MSCI USA ESG Select Index          KLD          -                 Growth                              0.50        0.00       0.00                   177.00
iShares              iShares MSCI USA Index                     EUSA         -                 Growth                              0.15        0.00       0.00                   128.30
iShares              iShares MSCI USA Min Volatility            USMV         -                 Growth                              0.15        0.00       0.00                    13.80
iShares              iShares MSCI World                         URTH         -                 Pacific Stock                       0.24        0.00       0.00                    21.70
iShares              iShares Nasdaq Biotechnology               IBB          -                 Specialty--Health                   0.48        0.00       0.00                  1745.50
iShares              iShares NYSE 100 Index                     NY           -                 Growth                              0.20        0.00       0.00                    54.50
iShares              iShares NYSE Composite Index               NYC          -                 Growth                              0.25        0.00       0.00                    74.40
iShares              iShares PHLX SOX Semiconductor Sector      SOXX         -                 Specialty--Technology               0.48        0.00       0.00                   256.50
iShares              iShares Russell 1000 Growth Index          IWF          -                 Growth                              0.20        0.00       0.00                 16035.70
iShares              iShares Russell 1000 Index                 IWB          -                 Growth                              0.15        0.00       0.00                  6819.30
iShares              iShares Russell 1000 Value Index           IWD          -                 Growth                              0.20        0.00       0.00                 11937.70
iShares              iShares Russell 2000 Growth Index          IWO          -                 Small Company                       0.25        0.00       0.00                  4027.00
iShares              iShares Russell 2000 Index                 IWM          -                 Small Company                       0.26        0.00       0.00                 16349.70
iShares              iShares Russell 2000 Value Index           IWN          -                 Small Company                       0.40        0.00       0.00                  4342.10
iShares              iShares Russell 3000 Growth Index          IWZ          -                 Growth                              0.25        0.00       0.00                   335.20
iShares              iShares Russell 3000 Index                 IWV          -                 Growth                              0.20        0.00       0.00                  3354.10
iShares              iShares Russell 3000 Value Index           IWW          -                 Growth                              0.25        0.00       0.00                   305.00
iShares              iShares Russell Microcap Index             IWC          -                 Growth                              0.67        0.00       0.00                   462.70
iShares              iShares Russell Midcap Growth Index        IWP          -                 Growth                              0.25        0.00       0.00                  3423.00
iShares              iShares Russell Midcap Index               IWR          -                 Growth                              0.21        0.00       0.00                  6668.30
iShares              iShares Russell Midcap Value Index         IWS          -                 Growth                              0.26        0.00       0.00                  3165.80
iShares              iShares Russell Top 200 Growth Index       IWY          -                 Growth                              0.20        0.00       0.00                   328.50
iShares              iShares Russell Top 200 Index              IWL          -                 Growth                              0.15        0.00       0.00                   123.70
iShares              iShares Russell Top 200 Value Index        IWX          -                 Growth                              0.20        0.00       0.00                    61.90
iShares              iShares S&P 100 Index                      OEF          -                 Growth                              0.20        0.00       0.00                  3387.40
iShares              iShares S&P 1500 Index                     ISI          -                 Growth                              0.20        0.00       0.00                   386.10
iShares              iShares S&P 500 Growth Index               IVW          -                 Growth                              0.18        0.00       0.00                  6896.00
iShares              iShares S&P 500 Index                      IVV          -                 Growth                              0.09        0.00       0.00                 28552.80
iShares              iShares S&P 500 Value Index                IVE          -                 Growth                              0.18        0.00       0.00                  4385.20
iShares              iShares S&P Aggressive Allocation          AOA          -                 Asset Allocation                    0.47        0.00       0.00                    93.40
iShares              iShares S&P Asia 50 Index                  AIA          -                 Pacific Stock                       0.50        0.00       0.00                   206.20
iShares              iShares S&P Conservative Allocation        AOK          -                 Asset Allocation                    0.44        0.00       0.00                    97.90
iShares              iShares S&P Dev ex-US Property Index       WPS          -                 Specialty--Real Estate              0.48        0.00       0.00                   131.10
iShares              iShares S&P Emerging Mkts Infrastructure   EMIF         -                 Specialty--Utilities                0.80        0.00       0.00                   120.30
iShares              iShares S&P Europe 350 Index               IEV          -                 Europe Stock                        0.60        0.00       0.00                  1099.90
iShares              iShares S&P Global 100 Index               IOO          -                 World Stock                         0.40        0.00       0.00                  1057.60
iShares              iShares S&P Global Clean Energy Index      ICLN         -                 Specialty--Utilities                0.48        0.00       0.00                    35.40
iShares              iShares S&P Global Cons Discretionary      RXI          -                 World Stock                         0.48        0.00       0.00                   136.80
iShares              iShares S&P Global Consumer Staples        KXI          -                 World Stock                         0.48        0.00       0.00                   454.20
iShares              iShares S&P Global Energy                  IXC          -                 Specialty--Natural Res              0.48        0.00       0.00                  1239.60
iShares              iShares S&P Global Financials              IXG          -                 Specialty--Financial                0.48        0.00       0.00                   162.50
iShares              iShares S&P Global Healthcare              IXJ          -                 Specialty--Health                   0.48        0.00       0.00                   533.50
iShares              iShares S&P Global Industrials             EXI          -                 World Stock                         0.48        0.00       0.00                   200.00
iShares              iShares S&P Global Infrastructure Index    IGF          -                 Specialty--Utilities                0.48        0.00       0.00                   439.20
iShares              iShares S&P Global Materials               MXI          -                 Specialty--Natural Res              0.48        0.00       0.00                   563.50
iShares              iShares S&P Global Nuclear Energy Index    NUCL         -                 Specialty--Utilities                0.48        0.00       0.00                    12.10

                                                                                        Page 6 of 10
                                                                     34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                       Prospectus
                                                                              Share Class                               Gross Exp                Deferred     12b-1       Net Assets
       Family Name                        Fund Name                 Ticker       Type           Prospectus Objective      Ratio      Front Load    Load       Current        $MM
iShares              iShares S&P Global Technology              IXN          -              Specialty--Technology               0.48        0.00       0.00                     624.90
iShares              iShares S&P Global Telecommunications      IXP          -              Specialty--Communicatio             0.48        0.00       0.00                     419.90
iShares              iShares S&P Global Timber & Forestry Idx   WOOD         -              Specialty--Natural Res              0.48        0.00       0.00                     158.10
iShares              iShares S&P Global Utilities               JXI          -              Specialty--Utilities                0.48        0.00       0.00                     256.10
iShares              iShares S&P Growth Allocation              AOR          -              Asset Allocation                    0.45        0.00       0.00                     138.70
iShares              iShares S&P GSCI Commodity-Indexed Trust   GSG          -              Specialty--Unaligned                0.75        0.00       0.00                    1437.50
iShares              iShares S&P India Nifty 50 Index           INDY         -              Foreign Stock                       0.89        0.00       0.00                     387.20
iShares              iShares S&P Intl Preferred Stock Index     IPFF         -              Growth and Income                   0.55        0.00       0.00                      95.00
iShares              iShares S&P Latin America 40 Index         ILF          -              Diversified Emerg Mkts              0.50        0.00       0.00                    2165.60
iShares              iShares S&P MidCap 400 Growth Index        IJK          -              Growth                              0.26        0.00       0.00                    3008.50
iShares              iShares S&P MidCap 400 Index               IJH          -              Growth                              0.21        0.00       0.00                   10701.10
iShares              iShares S&P MidCap 400 Value Index         IJJ          -              Growth                              0.27        0.00       0.00                    2192.80
iShares              iShares S&P Moderate Allocation            AOM          -              Asset Allocation                    0.45        0.00       0.00                     144.70
iShares              iShares S&P North Amer Natural Resources   IGE          -              Specialty--Natural Res              0.48        0.00       0.00                    1969.90
iShares              iShares S&P North Amer Tech-Multimd Ntwk   IGN          -              Specialty--Technology               0.48        0.00       0.00                     264.50
iShares              iShares S&P North Amer Technology          IGM          -              Specialty--Technology               0.48        0.00       0.00                     410.40
iShares              iShares S&P North Amer Tech-Software       IGV          -              Specialty--Technology               0.48        0.00       0.00                     523.40
iShares              iShares S&P SmallCap 600 Growth            IJT          -              Small Company                       0.25        0.00       0.00                    1668.80
iShares              iShares S&P SmallCap 600 Index             IJR          -              Small Company                       0.20        0.00       0.00                    7543.30
iShares              iShares S&P SmallCap 600 Value Index       IJS          -              Small Company                       0.25        0.00       0.00                    2202.20
iShares              iShares S&P Target Date 2010               TZD          -              Asset Allocation                    0.44        0.00       0.00                       4.90
iShares              iShares S&P Target Date 2015               TZE          -              Asset Allocation                    0.44        0.00       0.00                      10.00
iShares              iShares S&P Target Date 2020               TZG          -              Asset Allocation                    0.44        0.00       0.00                      18.80
iShares              iShares S&P Target Date 2025               TZI          -              Asset Allocation                    0.44        0.00       0.00                      31.10
iShares              iShares S&P Target Date 2030               TZL          -              Asset Allocation                    0.44        0.00       0.00                      13.90
iShares              iShares S&P Target Date 2035               TZO          -              Asset Allocation                    0.45        0.00       0.00                       8.70
iShares              iShares S&P Target Date 2040               TZV          -              Asset Allocation                    0.45        0.00       0.00                      17.60
iShares              iShares S&P Target Date 2045               TZW          -              Asset Allocation                    0.46        0.00       0.00                       4.10
iShares              iShares S&P Target Date 2050               TZY          -              Asset Allocation                    0.46        0.00       0.00                       4.10
iShares              iShares S&P Target Date Retirement Inc     TGR          -              Asset Allocation                    0.44        0.00       0.00                       7.80
iShares              iShares S&P U.S. Preferred Stock Index     PFF          -              Growth and Income                   0.48        0.00       0.00                    8228.90
iShares              iShares S&P/Citi 1-3 Yr Intl Treasury Bd   ISHG         -              World Bond                          0.35        0.00       0.00                     167.30
iShares              iShares S&P/Citi Intl Treasury Bond        IGOV         -              World Bond                          0.35        0.00       0.00                     300.80
iShares              iShares S&P/TOPIX 150 Index                ITF          -              Pacific Stock                       0.50        0.00       0.00                      78.20
iShares              iShares Silver Trust                       SLV          -              Specialty--Prec Metals              0.50        0.00       0.00                   11654.10
iShares              iShares Utilities Sector Bond              AMPS         -              Specialty--Utilities                0.30        0.00       0.00                      10.00
OppenheimerFunds     Oppenheimer Active Allc Y                  OAAYX        Inst           Growth                              0.90        0.00       0.00        0.00          12.40
OppenheimerFunds     Oppenheimer Capital Appreciation Y         OTCYX        Inst           Growth                              0.72        0.00       0.00        0.00        1183.10
OppenheimerFunds     Oppenheimer Capital Income Y               OCIYX        Inst           Equity Income                       0.63        0.00       0.00        0.00           6.10
OppenheimerFunds     Oppenheimer Champion Income Y              OCHYX        Inst           Corp Bond--High Yield               0.81        0.00       0.00        0.00         102.70
OppenheimerFunds     Oppenheimer Commodity Strat Total Ret Y    QRAYX        Inst           Growth and Income                   1.35        0.00       0.00        0.00         788.80
OppenheimerFunds     Oppenheimer Conservative Inv Y             OYCIX        Inst           Asset Allocation                    0.75        0.00       0.00        0.00           3.00
OppenheimerFunds     Oppenheimer Core Bond Y                    OPBYX        Inst           Corp Bond--General                  0.58        0.00       0.00        0.00         609.30
OppenheimerFunds     Oppenheimer Corporate Bond Y               OFIYX        Inst           Corp Bond--General                  2.24        0.00       0.00        0.00           0.00
OppenheimerFunds     Oppenheimer Currency Opportunities Y       OCOYX        Inst           Growth and Income                   1.67        0.00       0.00        0.00           3.10
OppenheimerFunds     Oppenheimer Developing Markets Y           ODVYX        Inst           Diversified Emerg Mkts              1.00        0.00       0.00        0.00       10511.40
OppenheimerFunds     Oppenheimer Discovery Y                    ODIYX        Inst           Small Company                       0.86        0.00       0.00        0.00         108.00
OppenheimerFunds     Oppenheimer Emerging Markets Debt Y        OEMYX        Inst           Diversified Emerg Mkts              1.33        0.00       0.00        0.00           7.10
OppenheimerFunds     Oppenheimer Equity Income Y                OYEIX        Inst           Equity Income                       0.80        0.00       0.00        0.00         120.90
OppenheimerFunds     Oppenheimer Equity Inv Y                   OYAIX        Inst           Growth                              0.82        0.00       0.00        0.00          14.40
OppenheimerFunds     Oppenheimer Equity Y                       OEQYX        Inst           Growth and Income                   0.83        0.00       0.00        0.00          34.30

                                                                                     Page 7 of 10
                                                                        34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                          Prospectus
                                                                                 Share Class                               Gross Exp                Deferred     12b-1      Net Assets
      Family Name                           Fund Name                  Ticker        Type          Prospectus Objective      Ratio      Front Load    Load       Current       $MM
OppenheimerFunds         Oppenheimer Fxd Inc Active Allc Y         OYFAX        Inst           Growth and Income                   0.77        0.00       0.00         0.00         1.10
OppenheimerFunds         Oppenheimer Global Allocation Y           QGRYX        Inst           Asset Allocation                    1.12        0.00       0.00         0.00        35.60
OppenheimerFunds         Oppenheimer Global Multi Strategies Y     OARYX        Inst           Income                              2.22        0.00       0.00         0.00         0.00
OppenheimerFunds         Oppenheimer Global Opportunities Y        OGIYX        Inst           World Stock                         0.92        0.00       0.00         0.00       231.90
OppenheimerFunds         Oppenheimer Global Strategic Inc Y        OSIYX        Inst           Multi-Sector Bond                   0.81        0.00       0.00         0.00       762.30
OppenheimerFunds         Oppenheimer Global Value Y                GLVYX        Inst           World Stock                         1.58        0.00       0.00         0.00         8.90
OppenheimerFunds         Oppenheimer Global Y                      OGLYX        Inst           World Stock                         0.92        0.00       0.00         0.00       844.60
OppenheimerFunds         Oppenheimer Gold & Special Minerals Y     OGMYX        Inst           Specialty--Prec Metals              1.01        0.00       0.00         0.00       801.50
OppenheimerFunds         Oppenheimer International Bond Y          OIBYX        Inst           World Bond                          0.74        0.00       0.00         0.00      4544.30
OppenheimerFunds         Oppenheimer International Diversified Y   OIDYX        Inst           Growth and Income                   1.09        0.00       0.00         0.00       202.20
OppenheimerFunds         Oppenheimer International Growth Y        OIGYX        Inst           Foreign Stock                       0.81        0.00       0.00         0.00      4006.50
OppenheimerFunds         Oppenheimer Limited-Term Government Y     OLTYX        Inst           Govt Bond--General                  0.50        0.00       0.00         0.00       498.00
OppenheimerFunds         Oppenheimer Main Street Select Y          OMSYX        Inst           Growth                              0.87        0.00       0.00         0.00        61.40
OppenheimerFunds         Oppenheimer Main Street Sm & Mid Cap Y    OPMYX        Inst           Small Company                       0.83        0.00       0.00         0.00       940.70
OppenheimerFunds         Oppenheimer Main Street Y                 MIGYX        Inst           Growth and Income                   0.57        0.00       0.00         0.00       221.70
OppenheimerFunds         Oppenheimer Moderate Inv Y                OYMIX        Inst           Asset Allocation                    0.73        0.00       0.00         0.00         9.70
OppenheimerFunds         Oppenheimer Quest International Value Y   QIVYX        Inst           World Stock                         0.87        0.00       0.00         0.00       440.50
OppenheimerFunds         Oppenheimer Quest Opportunity Value Y     QOPYX        Inst           Asset Allocation                    1.30        0.00       0.00         0.00        31.20
OppenheimerFunds         Oppenheimer Real Estate Y                 OREYX        Inst           Specialty--Real Estate              1.09        0.00       0.00         0.00       339.70
OppenheimerFunds         Oppenheimer Rising Dividends Y            OYRDX        Inst           Growth                              0.87        0.00       0.00         0.00      1264.00
OppenheimerFunds         Oppenheimer Select Value Y                OSVYX        Inst           Growth                              0.88        0.00       0.00         0.00        14.10
OppenheimerFunds         Oppenheimer Senior Floating Rate Y        OOSYX        Inst           Corp Bond--General                  0.79        0.00       0.00         0.00      1126.20
OppenheimerFunds         Oppenheimer Short Duration Y              OSDYX        Other          Income                              1.58        0.00       0.00         0.00       160.40
OppenheimerFunds         Oppenheimer Small & Mid Cap Growth Y      OEGYX        Inst           Growth                              1.01        0.00       0.00         0.00        22.20
OppenheimerFunds         Oppenheimer Small & Mid Cap Value Y       QSCYX        Inst           Growth                              1.01        0.00       0.00         0.00        99.10
OppenheimerFunds         Oppenheimer Transition 2010 Y             OTTYX        Inst           Growth and Income                   0.96        0.00       0.00         0.00         0.10
OppenheimerFunds         Oppenheimer Transition 2015 Y             OTFYX        Other          Growth and Income                   0.79        0.00       0.00         0.00         0.50
OppenheimerFunds         Oppenheimer Transition 2020 Y             OTWYX        Other          Growth and Income                   0.77        0.00       0.00         0.00         0.90
OppenheimerFunds         Oppenheimer Transition 2025 Y             OTDYX        Inst           Growth and Income                   0.83        0.00       0.00         0.00         1.30
OppenheimerFunds         Oppenheimer Transition 2030 Y             OTHYX        Other          Growth and Income                   0.77        0.00       0.00         0.00         1.70
OppenheimerFunds         Oppenheimer Transition 2040 Y             OTIYX        Inst           Growth and Income                   0.86        0.00       0.00         0.00         4.80
OppenheimerFunds         Oppenheimer Transition 2050 Y             OTKYX        Inst           Growth and Income                   0.97        0.00       0.00         0.00         2.70
OppenheimerFunds         Oppenheimer US Government Y               OUSYX        Inst           Govt Bond--General                  0.89        0.00       0.00         0.00        17.70
OppenheimerFunds         Oppenheimer Value Y                       CGRYX        Inst           Growth                              0.58        0.00       0.00         0.00      1442.50
Prudential Investments   Prudential Absolute Return Bond Z         PADZX        Inst           Income                              2.48        0.00       0.00         0.00        28.20
Prudential Investments   Prudential Asset Allocation Z             PABFX        Inst           Asset Allocation                    1.04        0.00       0.00         0.00        39.80
Prudential Investments   Prudential Conservative Allocation Z      JDAZX        Inst           Balanced                            1.35        0.00       0.00         0.00         3.00
Prudential Investments   Prudential Emerging Mkts Dbt Lcl Ccy Z    EMDZX        Inst           Diversified Emerg Mkts              2.72        0.00       0.00         0.00        29.60
Prudential Investments   Prudential Financial Svcs Z               PFSZX        Inst           Specialty--Financial                1.13        0.00       0.00         0.00        34.20
Prudential Investments   Prudential Floating Rate Income Z         FRFZX        Inst           Income                              1.45        0.00       0.00         0.00        27.40
Prudential Investments   Prudential Global Real Estate Z           PURZX        Inst           Specialty--Real Estate              1.00        0.00       0.00         0.00       478.80
Prudential Investments   Prudential Global Total Return Z          PZTRX        Inst           World Bond                          1.14        0.00       0.00         0.00        49.00
Prudential Investments   Prudential Government Income Z            PGVZX        Inst           Govt Bond--General                  0.69        0.00       0.00         0.00        94.10
Prudential Investments   Prudential Growth Allocation Z            JDGZX        Inst           Growth                              1.78        0.00       0.00         0.00         0.70
Prudential Investments   Prudential High-Yield Z                   PHYZX        Inst           Corp Bond--High Yield               0.63        0.00       0.00         0.00       474.90
Prudential Investments   Prudential International Equity Z         PJIZX        Inst           Foreign Stock                       1.34        0.00       0.00         0.00        49.00
Prudential Investments   Prudential International Real Estate Z    PUEZX        Inst           Specialty--Real Estate              3.55        0.00       0.00         0.00        13.60
Prudential Investments   Prudential International Value Z          PISZX        Inst           Foreign Stock                       1.60        0.00       0.00         0.00        56.40
Prudential Investments   Prudential Jennison 20/20 Focus Z         PTWZX        Inst           Growth                              0.89        0.00       0.00         0.00       810.40
Prudential Investments   Prudential Jennison Blend Z               PEQZX        Inst           Growth                              0.70        0.00       0.00         0.00        43.60
Prudential Investments   Prudential Jennison Equity Income Z       JDEZX        Inst           Equity Income                       0.94        0.00       0.00         0.00       706.20

                                                                                        Page 8 of 10
                                                                        34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                          Prospectus
                                                                                 Share Class                               Gross Exp                Deferred     12b-1      Net Assets
      Family Name                           Fund Name                  Ticker        Type          Prospectus Objective      Ratio      Front Load    Load       Current       $MM
Prudential Investments   Prudential Jennison Equity Opp Z           PJGZX       Inst           Growth                              0.85        0.00       0.00         0.00        86.60
Prudential Investments   Prudential Jennison Growth Z               PJFZX       Inst           Growth                              0.78        0.00       0.00         0.00      1175.80
Prudential Investments   Prudential Jennison Health Sciences Z      PHSZX       Inst           Specialty--Health                   0.95        0.00       0.00         0.00       242.60
Prudential Investments   Prudential Jennison Market Neutral Z       PJNZX       Inst           Growth                              3.67        0.00       0.00         0.00        50.10
Prudential Investments   Prudential Jennison Mid Cap Growth Z       PEGZX       Inst           Growth                              0.79        0.00       0.00         0.00      1728.60
Prudential Investments   Prudential Jennison Natural Resources Z    PNRZX       Inst           Specialty--Natural Res              0.88        0.00       0.00         0.00      1857.50
Prudential Investments   Prudential Jennison Select Growth Z        SPFZX       Inst           Aggressive Growth                   1.46        0.00       0.00         0.00        39.00
Prudential Investments   Prudential Jennison Small Company Z        PSCZX       Inst           Small Company                       0.86        0.00       0.00         0.00      1420.80
Prudential Investments   Prudential Jennison Utility Z              PRUZX       Inst           Specialty--Utilities                0.59        0.00       0.00         0.00       109.70
Prudential Investments   Prudential Jennison Value Z                PEIZX       Inst           Growth                              0.74        0.00       0.00         0.00       360.40
Prudential Investments   Prudential Large Cap Core Equity Z         PTEZX       Inst           Growth                              1.21        0.00       0.00         0.00        33.90
Prudential Investments   Prudential Mid Cap Value Z                 SPVZX       Inst           Growth                              1.38        0.00       0.00         0.00         5.80
Prudential Investments   Prudential Moderate Allocation Z           JDMZX       Inst           Balanced                            1.46        0.00       0.00         0.00         2.40
Prudential Investments   Prudential Real Assets Z                   PUDZX       Inst           Growth                              4.98        0.00       0.00         0.00        49.40
Prudential Investments   Prudential Short-Term Corporate Bd Z       PIFZX       Inst           Corp Bond--General                  0.52        0.00       0.00         0.00      3075.60
Prudential Investments   Prudential Small Cap Value Z               PSVZX       Inst           Small Company                       1.38        0.00       0.00         0.00        22.00
Prudential Investments   Prudential Stock Index Z                   PSIFX       Inst           Growth and Income                   0.47        0.00       0.00         0.00       386.10
Prudential Investments   Prudential Strategic Value Z               SUVZX       Inst           Growth                              1.53        0.00       0.00         0.00        21.00
Prudential Investments   Prudential Total Return Bond Z             PDBZX       Inst           Multi-Sector Bond                   0.72        0.00       0.00         0.00       560.40
Prudential Investments   Prudential US Real Estate Z                PJEZX       Inst           Specialty--Real Estate              2.49        0.00       0.00         0.00        16.70
Putnam                   George Putnam Balanced Y                   PGEYX       Inst           Balanced                            0.80        0.00       0.00         0.00        65.00
Putnam                   Putnam Absolute Return 100 Y               PARYX       Inst           Growth and Income                   0.72        0.00       0.00         0.00        74.30
Putnam                   Putnam Absolute Return 300 Y               PYTRX       Inst           Growth and Income                   0.80        0.00       0.00         0.00       294.40
Putnam                   Putnam Absolute Return 500 Y               PJMYX       Inst           Growth and Income                   1.04        0.00       0.00         0.00       204.10
Putnam                   Putnam Absolute Return 700 Y               PDMYX       Inst           Growth and Income                   1.20        0.00       0.00         0.00       211.20
Putnam                   Putnam American Government Income Y        PATYX       Inst           Income                              0.60        0.00       0.00         0.00        24.00
Putnam                   Putnam Asia Pacific Equity Y               PAPYX       Inst           Pacific Stock                       3.28        0.00       0.00         0.00         0.50
Putnam                   Putnam Capital Opportunities Y             PYCOX       Inst           Growth                              1.03        0.00       0.00         0.00        47.20
Putnam                   Putnam Capital Spectrum Y                  PVSYX       Inst           Growth and Income                   1.13        0.00       0.00         0.00       361.00
Putnam                   Putnam Convertible Securities Y            PCGYX       Inst           Convertible Bond                    0.87        0.00       0.00         0.00       110.50
Putnam                   Putnam Diversified Income Y                PDVYX       Inst           Income                              0.73        0.00       0.00         0.00       639.40
Putnam                   Putnam Dynamic Asset Allocation Bal Y      PABYX       Inst           Asset Allocation                    0.82        0.00       0.00         0.00       175.70
Putnam                   Putnam Dynamic Asset Allocation: Cnsrv Y   PACYX       Inst           Multi-Sector Bond                   0.83        0.00       0.00         0.00        83.60
Putnam                   Putnam Dynamic Asset Allocation: Gr Y      PAGYX       Inst           Multi-Asset Global                  0.90        0.00       0.00         0.00       160.00
Putnam                   Putnam Dynamic Risk Allocation Y           PDRYX       Inst           Growth and Income                   1.88        0.00       0.00         0.00         6.00
Putnam                   Putnam Emerging Markets Equity Y           PEMYX       Inst           Growth                              1.58        0.00       0.00         0.00         5.00
Putnam                   Putnam Equity Income Y                     PEIYX       Inst           Equity Income                       0.92        0.00       0.00         0.00       712.30
Putnam                   Putnam Equity Spectrum Y                   PYSYX       Inst           Growth                              1.33        0.00       0.00         0.00       190.00
Putnam                   Putnam Europe Equity Y                     PEUYX       Inst           Europe Stock                        1.18        0.00       0.00         0.00         7.80
Putnam                   Putnam Floating Rate Income Y              PFRYX       Inst           Income                              0.79        0.00       0.00         0.00       123.20
Putnam                   Putnam Fund for Growth & Income Y          PGIYX       Inst           Growth and Income                   0.85        0.00       0.00         0.00        40.70
Putnam                   Putnam Global Consumer Y                   PGCYX       Inst           Specialty--Unaligned                1.55        0.00       0.00         0.00         1.80
Putnam                   Putnam Global Energy Y                     PGEIX       Inst           Specialty--Natural Res              1.54        0.00       0.00         0.00         1.30
Putnam                   Putnam Global Equity Y                     PEQYX       Inst           World Stock                         1.13        0.00       0.00         0.00        21.40
Putnam                   Putnam Global Financial Y                  PGFYX       Inst           Specialty--Financial                2.12        0.00       0.00         0.00         0.90
Putnam                   Putnam Global Health Care Y                PHSYX       Inst           Specialty--Health                   1.01        0.00       0.00         0.00        20.30
Putnam                   Putnam Global Income Y                     PGGYX       Inst           World Bond                          0.88        0.00       0.00         0.00        80.60
Putnam                   Putnam Global Industrial Y                 PGILX       Inst           Specialty--Unaligned                1.63        0.00       0.00         0.00         1.20
Putnam                   Putnam Global Natural Resources Y          PGRYX       Inst           Specialty--Natural Res              1.01        0.00       0.00         0.00        11.50
Putnam                   Putnam Global Sector Y                     PPGYX       Inst           World Stock                         2.66        0.00       0.00         0.00         0.50
Putnam                   Putnam Global Technology Y                 PGTYX       Inst           Specialty--Technology               1.75        0.00       0.00         0.00         1.30

                                                                                        Page 9 of 10
                                                                                  34f4b1eb-2b1b-41c6-ade6-11bca84eeb5d.xls
                                                                                                                                           Prospectus
                                                                                            Share Class                                     Gross Exp                Deferred           12b-1      Net Assets
      Family Name                            Fund Name                           Ticker         Type           Prospectus Objective           Ratio      Front Load    Load             Current       $MM
Putnam                     Putnam Global Telecommunication Y                 PGBYX         Inst            Specialty--Communicatio                  2.10        0.00       0.00               0.00         0.80
Putnam                     Putnam Global Utilities Y                         PUTYX         Inst            Specialty--Utilities                     1.03        0.00       0.00               0.00         2.90
Putnam                     Putnam Growth Opportunities Y                     PGOYX         Inst            Growth                                   0.97        0.00       0.00               0.00        14.50
Putnam                     Putnam High Yield Advantage Y                     PHAYX         Inst            Corp Bond--High Yield                    0.79        0.00       0.00               0.00       125.70
Putnam                     Putnam High Yield Y                               PHYYX         Inst            Corp Bond--High Yield                    0.75        0.00       0.00               0.00       155.60
Putnam                     Putnam Income Y                                   PNCYX         Inst            Corp Bond--General                       0.62        0.00       0.00               0.00       149.80
Putnam                     Putnam International Capital Opp Y                PIVYX         Inst            Foreign Stock                            1.22        0.00       0.00               0.00       109.20
Putnam                     Putnam International Equity Y                     POVYX         Inst            Foreign Stock                            1.12        0.00       0.00               0.00        68.60
Putnam                     Putnam International Growth Y                     PINYX         Inst            Growth                                   1.34        0.00       0.00               0.00        12.80
Putnam                     Putnam International Value Y                      PNGYX         Inst            Growth                                   1.12        0.00       0.00               0.00         4.30
Putnam                     Putnam Investors Y                                PNVYX         Inst            Growth                                   0.93        0.00       0.00               0.00        41.10
Putnam                     Putnam Multi-Cap Core Y                           PMYYX         Inst            Growth                                   4.31        0.00       0.00               0.00         1.80
Putnam                     Putnam Multi-Cap Growth Y                         PNOYX         Inst            Aggressive Growth                        0.97        0.00       0.00               0.00       116.40
Putnam                     Putnam Multi-Cap Value Y                          PMVYX         Inst            Growth and Income                        0.92        0.00       0.00               0.00        15.20
Putnam                     Putnam Research Y                                 PURYX         Inst            Growth                                   0.98        0.00       0.00               0.00         5.90
Putnam                     Putnam Retirement Income Lifestyle 1 Y            PRMYX         Inst            Growth and Income                        0.81        0.00       0.00               0.00         1.00
Putnam                     Putnam Retirement Income Lifestyle 2 Y            PRLYX         Inst            Asset Allocation                         2.79        0.00       0.00               0.00         0.10
Putnam                     Putnam Retirement Income Lifestyle 3 Y            PIIYX         Inst            Growth and Income                        1.60        0.00       0.00               0.00         1.40
Putnam                     Putnam RetirementReady 2015 Y                     PRRLX         Inst            Asset Allocation                         0.85        0.00       0.00               0.00         1.70
Putnam                     Putnam RetirementReady 2020 Y                     PRRNX         Inst            Asset Allocation                         0.89        0.00       0.00               0.00         3.50
Putnam                     Putnam RetirementReady 2025 Y                     PRRPX         Inst            Asset Allocation                         0.93        0.00       0.00               0.00         6.70
Putnam                     Putnam RetirementReady 2030 Y                     PRRTX         Inst            Asset Allocation                         0.96        0.00       0.00               0.00         6.20
Putnam                     Putnam RetirementReady 2035 Y                     PRRYX         Inst            Growth and Income                        1.00        0.00       0.00               0.00         5.80
Putnam                     Putnam RetirementReady 2040 Y                     PRZZX         Inst            Growth and Income                        1.14        0.00       0.00               0.00         3.50
Putnam                     Putnam RetirementReady 2045 Y                     PRVYX         Inst            Growth and Income                        1.18        0.00       0.00               0.00         2.70
Putnam                     Putnam RetirementReady 2050 Y                     -             Inst            Growth and Income                        1.25        0.00       0.00               0.00         2.10
Putnam                     Putnam RetirementReady 2055 Y                     -             Inst            Growth and Income                      35.41         0.00       0.00               0.00         0.10
Putnam                     Putnam Short Duration Income Y                    PSDYX         Inst            Income                                   0.97        0.00       0.00               0.00         0.70
Putnam                     Putnam Small Cap Growth Y                         PSYGX         Inst            Small Company                            1.12        0.00       0.00               0.00         8.40
Putnam                     Putnam Small Cap Value Y                          PYSVX         Inst            Small Company                            1.14        0.00       0.00               0.00        15.40
Putnam                     Putnam US Government Income Y                     PUSYX         Inst            Govt Bond--Mortgage                      0.60        0.00       0.00               0.00        86.40
Putnam                     Putnam Voyager Y                                  PVYYX         Inst            Growth                                   0.92        0.00       0.00               0.00       380.20




     Fund List Disclosure - Data as of 02/29/2012.

     Important Notice - PAi has obtained the information set forth in this document from third parties. While PAi believes the information contained in this document to be reasonably complete and
     accurate, PAi makes no representations or warranties, express or implied, regarding the completeness or accuracy of any of the information. This information may change from time to time and PAi
     assumes no responsibility for informing you of any such changes.

     Further, PAi will not be liable for any damages, whether direct or indirect, arising out of or related to any party’s use of the information set forth in this document. FINANCIAL ADVISOR PAYOUTS ARE
     SUBJECT TO INDIVIDUAL BROKER DEALER AGREEMENTS AND ARE NOT ABSOLUTE AND THEREFORE IT IS RECOMMENDED THAT YOU CONFIRM WITH THE APPROPRIATE THIRD PARTIES THAT THE
     INFORMATION SET FORTH IN THIS DOCUMENT IS COMPLETE, ACCURATE AND APPLICABLE TO YOU. This document is intended to be for informational purposes only and should not be taken as a
     guarantee of revenue or payouts.




                                                                                                    Page 10 of 10

								
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