Slide 1 - Davidson College

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							                                                     Defect-related recombination and free-carrier diffusion near an isolated defect in GaAs
                                                                                                                                     Mac Read and Tim Gfroerer, Davidson College, Davidson, NC
                                                                                                                                      Mark Wanlass, National Renewable Energy Lab, Golden, CO
                                                                                                                                                                                                                                                                                             Better Recombination Model
                                                                                                                                                                                                                                                                                                Total     
                                         Motivation                                                                                                                                    Abstract
                                                                                                                                                                                                                                                                                                          
                                                                                                                                                                                                                                                                                            recombination   A (dP * dDN  dN * dDP)  B * dP * dN
           Defect-related Recombination                              Radiative Recombination                                                                                                                                                                                                              
                                                                                                          When defects are present in semiconductors, localized energy levels appear within the bandgap. These new electronic states                                                             rate     
                      Conduction Band                                      Conduction Band                accommodate heat-generating recombination – a problematic energy loss mechanism in many semiconductor devices. But at high                                                                        DOS/τ vs Energy
                                                                                                          excitation, the density of electrons and holes is higher, so they encounter each other more frequently. Early encounters augment light-
                                     -                                                             -      emitting recombination, reducing the average lifetime and diffusion distance so the carriers are less likely to reach defects. In images




                                                                                                                                                                                                                                                                                            DOS/τ (#/cm3*eV*s)
                                              Defect Level                                                of the light emitted by GaAs, we observe isolated dark regions (defects) where the darkened area decreases substantially with
ENERGY




               HEAT
                                                 HEAT                                                     increasing excitation. When we modeled the behavior with a simulation that allows for lifetime-limited diffusion and defect-related                                                                                                                    Defect Pixel
                                                                                   LIGHT
                                                                                                          recombination only through mid-bandgap energy levels, we did not obtain good agreement between the experimental and simulated
                                         +                                                         +      images. We are now testing a more sophisticated model which allows for an arbitrary distribution of defect levels within the bandgap.                                                                                                                  Non-Defect
                                                                                                                                                                                                                                                                                                                                                                 Pixels

                       Valence Band                                            Valence Band                              Time Step Algorithm                                                       Simple Recombination Model
         Electrons can recombine with holes in semiconductors by hopping                               The algorithm to find steady state carrier densities (n) in each pixel follows a       Assumptions:
         through localized defect states and releasing heat. This defect-related                       simple rate equation including generation, recombination, and Laplacian diffusion:                                    dP  dN  n                                                                         Ev                                         Ec
         trapping and recombination process is a loss mechanism that reduces                                                                                                                                             Total                                                    Where: Aτ = 1 / defect capture time (1/τ )
         the efficiency of many semiconductor devices.                                                                            Defect         Radiative                                                                     
                                                                                                                Generation                                                                                       recombination   An  Bn
                                                                                                                                                                                                                                               2
                                                                                                                                                                                                                                                                                           dDp = number of trapped electrons
                                                                                                       n(t )               recombination  recombination   Diffusion   (t )
                                                                                                                    rate                                                                                                                                                                 dDn = number of trapped holes
                                                                                                                                                                                                                                 
                                             Diffusion                                                                                                                                                                   rate
                                                                                                                                   rate             rate                                                 * All defect states are located near the middle of the bandgap
                                                                                                                                                                                                                                                                                    The density of states (DOS) function now allows for thermal excitation and
                                                                                                           Where: Generation               ExcitationIntensity                                                 so we neglect thermal excitation of carriers into bands.
                                                                                                                                                                                                                                                                                   asymmetric band filling, affecting dP, dN, dDp, and dDn. In our computation,
                      Low-excitation                                     High-excitation
                                                                                                                       Rate        PhotonEnergy * SampleThickness                              Where: dP = number of electrons in the conduction band                               we also adjust the amplitude of the DOS functions to correct for changes
                                                                     +                   - +                                                                                                          dN = number of holes in the valence band                                      with laser focusing (see Caroline Vaughan’s poster!).
                                     d
                                                                                                                                    d (n)2
                                                                                                                                                                                                      n = total number of excited carriers
                                                                                                                   Diffusion  Dn 
                                                                     -
                            -                                                                                                                                                                                                                                                              Complex Model Motivation
                                                                                                                                     dx 2                                                             A = defect constant
           y                     D                           y                       D
                                                                                                                                                                                                      B = radiative constant
                                         +                                 +                   +                   Re combination
                                                                                                                                   (Depend on the model)
                                                                                                                                                                                             Method: We determine the 2 A coefficients (one for the defect pixel and one for
                                                                                                                                                                                                                                                                                  In our experimental images, radiative efficiency increases more rapidly with
                                                                     -     d               -                            Rates                                                                 the non-defective pixels) that minimizes the error between the measured and
                                                                                                                                                                                                                                                                                  carrier density than the simple model predicts. By allowing the defect and
                                                                                                                                                                                              simulated efficiencies.
                                 x                                                   x                   •We use Laplacian diffusion to determine the flux between adjacent pixels during                                                                                         nondefect A values to change with laser intensity in the simple model, we find
                                                                                                         each time step and then calculate new carrier densities.                                                                                                                 that a larger defect A is needed for lower carrier densities (see below). The
                        D       Defect           -   Electron                  +      Hole               •We allow the diffusion process to continue until the average lifetime of the                                                                                            defect-related recombination model described above can produce a similar
                                                                                                         generated carriers is reached.                                                                                                                                           effect. At low carrier density, electrons are trapped and defect-related
   The carrier lifetime is determined by how long it takes an electron to                                                                                                                                                                                                         recombination dominates, but when the traps are filled, the radiative efficiency
                                                                                                                        Experimental Images                                                                  Simple Model Results
   find a suitable hole for recombination. At low excitation density,                                                                                                                                                                                                             increases rapidly as all new electrons enter the conduction band.
   electrons are more likely to encounter a defect before a hole, allowing
   for defect-related trapping and recombination. At high excitation, the                                                                                                                                                                                                                                             2                             2
                                                                                                                                                                                                                                                                                          Iex= 60 W/cm                                Iex= 6 W/cm
   electrons and holes don’t live as long, reducing the diffusion length d                                                                                                                                                                                                                Temp = 165K                          1.0    Temp = 165K
   and the probability of reaching a defect before radiative                                                                                                                                                                                                                              BigA = 4.2*10
                                                                                                                                                                                                                                                                                                        7

                                                                                                                                                                                                                                                                                                        4                      0.95
                                                                                                                                                                                                                                                                                                                                      BigA = 5.0*10
                                                                                                                                                                                                                                                                                                                                                    7                0.80
                                                                                                                                                                                                                                                                                          SmA = 8.1*10                                SmA = 6.0*10
                                                                                                                                                                                                                                                                                                                                                    5

   recombination occurs.                                                                                                                                                                                                                                                                                                                                             0.76



               Density Depletion Region
                                                                                                                                                                                                                                                                                                                               0.89
                                                                                                                                                                                                                                                                                                                                                                     0.70
                                                                                                                                                                                                                                                                                                                               0.82
                                                                                                                                                                                                                                                                                                                                                                     0.65
                                                                                                                                                                                                                                                                                                                               0.76
                                                                                                                                                                                                                                                                                                                                                                     0.59
                                                                                                                                                                                                                                                                                                                               0.69
                                                                                                                                                                                                                                                                                                                                                                     0.54

                                                                                                                                                                                                                                                                                                                                                        2
                                                                                                                                                                                                                                                                                                                      2               Iex= 0.06 W/cm
                                                                                                                                                                                                                                                                                          Iex= 0.6 W/cm

                                                                 -                                                                                                                                                                                                                        Temp = 165K
                                                                                                                                                                                                                                                                                                                               0.76
                                                                                                                                                                                                                                                                                                                                      Temp = 165K
                                                                                                                                                                                                                                                                                                                                      BigA = 2.0*10
                                                                                                                                                                                                                                                                                                                                                    8
                                                                                                                                                                                                                                                                                                                                                                     0.20
                                             -                                                                                                                                                                                                                                            BigA = 4.2*107

                                                                                                                                                                                                                                                                                          SmA = 8.1*104
                                                                                                                                                                                                                                                                                                                                      SmA = 1.6*10
                                                                                                                                                                                                                                                                                                                                                    5


                                                                                                                                                                                                                                                                                                                                                                     0.19
                                                                         Carrier density is reduced                                                                                                                                                                                                                            0.72

                                                                         by diffusion to the defect                                                                                                                                                                                                                            0.67                                  0.17


                                                     -                                                                                                                                                                                                                                                                         0.62                                  0.16


                                                                                                                                                                                                                                                                                                                               0.56                                  0.14

                                                                                                                                                                                                                                                                                                                               0.51                                  0.13
                                                                                                                                                                                              Using the time step algorithm and the simple recombination model described
                                                                                                                                                                                                                                                                                     By allowing the A values to change for each laser power, we are able to
                                                                                                             Photoluminescence images are obtained from an undoped GaAs/GaInP                 above , we obtain these theoretical images. The simulated images, with
                                                                                                                                                                                                                                                                                     reproduce the experimental results. These images, using defect A values
                                                                                                             heterostructure. The excitation intensity-dependent images shown                 A=4.2*107 cm3/s (defect pixel) and A=8.2*104 cm3/s (non-defect pixels),
                                                                                                                                                                                                                                                                                     ranging from 4.2*107 cm3/s to 2*108 cm3/s and non-defect A values from
                                                                                                             above center on an isolated defect in the thin, passivated GaAs layer.           produced the lowest error in the context of this model.
                                                                                                                                                                                                                                                                                     8.2*104 cm3/s to 1.6*105 cm3/s, show that we need a more sophisticated
                            Low density                                                                                                                                                                                                                                              model for defect-related recombination.
                                                                                                                                                                                      Conclusions
                                                                 A=4.2*107 cm3/s



                            High density
                                                                 A=8.2*104 cm3/s                          • Even for high-quality semiconductor materials with few defects, diffusion can lead to significant defect recombination at low excitation intensity.
                                                                                                          • At low density, carriers diffuse more readily to defective regions rather than recombining radiatively, producing larger effective “dead” areas.
                                                                                                                                                                                                                                                                                                                          Acknowledgments
                                                                                                          • Assigning a single defect coefficient to each pixel and allowing for diffusion does not yield good agreement, but by allowing the coefficient to                    We thank Jeff Carapella for growing the test structures, and Caroline Vaughan and
   We model the defect as an isolated pixel with augmented defect-related
                                                                                                          change with laser intensity, we can reproduce the experimental images.                                                                                                Adam Topaz for their work on finding the DOS functions. We also thank the
   recombination. Diffusion to this pixel reduces the carrier density n near
                                                                                                                                                                                                                                                                                Davidson Research Initiative and the Donors of the American Chemical Society –
   the defect, and since the brightness is proportional to the radiative rate                             • A more sophisticated defect-related recombination model that allows for an arbitrary distribution of defect levels within the bandgap is needed to                  Petroleum Research Fund for supporting this work.
   Bn2, the adjacent region appears darker.                                                               account for our experimental results. We are now testing such a model.

						
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