Docstoc

liu_ritter_data

Document Sample
liu_ritter_data Powered By Docstoc
					Data : All-star Analyst Coverage and IPO Spinning

The data sample consists of 4,117 operating firm IPOs from 1993-2009 going public in the U.S..
Only IPOs that have recieved analyst coverage from at least one of its lead underwriters are
included. IPOs with offer price under $5, IPOs that using auctions, unit offers, ADRs, banks and
S&Ls, and IPOs not listed on CRSP within six months of issuing are excluded.
The data set includes the following variables:
IPO DATE
IPO NAME
IPO CRSP PERM
SPIN DUMMY: Equals one if the IPO is one of the 56 IPOs during 1996-2000 for which one or
more executives of the IPO firm received IPO allocations from one of the three underwriters
(SSB, CSFB, and DMG). Equals zero if the IPO is not being spun, but is one of the 196 IPOs
underwritten by SSB, CSFB, and DMG during 1996-2000.
ANALYST CODE: Equals 1 if the IPO is covered by an Institutional Investor all-star analyst (either
number 1 or one of the top 3) from the underwriter within one year of the IPO. IPOs in year t
are deemed to be covered by an all-star from October of year t-1 if this analyst initiates
coverage within 12 months of the IPO. Equals 2 if the IPO is covered by an Institutional Investor
all-star analyst (number 2) from the underwriter within one year of the IPO. Equals 3 if the IPO
is covered by an Institutional Investor all-star analyst (number 3) from the underwriter within
one year of the IPO. Equals 4 if the IPO is covered by an Institutional Investor runner-up analyst
(number 4) from the underwriter within one year of the IPO. Equals zero if the IPO is covered by
an analyst from the underwriter, who is not ranked by institutional investor. Equals 5 if the IPO
is covered by an analyst from the underwriter, but the analyst's all-star status cannot be
determined.

To use the analyst data, the following papers should be cited:
Bradley, D., Jordan, B., Ritter, J., 2008. Analyst behavior following the IPO: The ‘bubble period’
evidence. Review of Financial Studies 21, 101-133.
Cliff, M., Denis, D., 2004. Do IPO firms purchase analyst coverage with underpricing? Journal of
Finance 59, 2871-2901.
Fang, L., Yasuda, A., 2009. The effectiveness of reputation as a disciplinary mechanism in sell-
side research. Review of Financial Studies 22, 3735-3777.
Liu, X., Ritter, J., 2011. Local underwriter oligopolies and IPO underpricing. Journal of Financial
Economics, forthcoming.

To use the spinning data, the following paper should be cited:
Liu, X., Ritter, J., 2010. The economic consequences of IPO spinning. Review of Financial Studies
23, 2024-2059.
For more information about the contruction of the dataset, see Liu and Ritter (2010, 2011).
ipodate   PERM       NAME                           SPIN   UWCODE01          ANALYST1
 19930120    78826   Hahn Automotive Warehouse             WER-SCHRODER                 1
 19930120    78812   AutoImmune                            HAMBRECHT                    0
 19930121    78825   General Nutrition Companies           MS                           4
 19930121    78816   Champion Industries                   FERRIS-BAKER                 0
 19930121    78838   Physicians Health Services            DR                           0
 19930126    78815   Cell Genesys                          INVEMED
 19930126    78864   Dr Pepper/Seven-Up                    MS                           4
 19930126    78839   Shaman Pharmaceuticals                WARBURG-SEC                  0
 19930127    78813   BioSurface Technology                 HAMBRECHT                    0
 19930127    78820   DF&R Restaurants                      DWR                          0
 19930128    78828   Kenfil                                PIPER-J                      0
 19930128    78836   OrthoLogic                            HANIFEN-IMHOFF               0
 19930129    78817   CoCensys                              MONTGOMERY                   0
 19930201    78901   Norand                                DLJ                          4
 19930202    78912   Standard Management                   NOMURA-SEC-INTL              0
 19930202    78928   Nine West Group                       MERRILL                      0
 19930203    78907   Powersoft                             GS                           1
 19930203    78894   MathSoft                              ALEX-BROWN                   0
 19930203    78908   Rocky Shoes & Boots                   BRADFORD                     0
 19930204    78877   Chesapeake Energy                     PSI                          0
 19930204    78890   Gupta                                 MS                           0
 19930204    78905   Proxima                               LEH                          0
 19930205    78895   Molecular Dynamics                    HAMBRECHT                    0
 19930208    78879   Catalytica                            LEH                          0
 19930210    78881   Cyberonics                            MS                           1
 19930210    78897   Molten Metal Technology               OPPENHEIMER                  1
 19930210    78889   Global Industries                     SAL                          0
 19930211    78876   Cryolife                              ROBINSON-OLD                 0
 19930212    78892   IEC Electronics                       NEEDHAM                      0
 19930212    78915   Universal Electronics                 MONTGOMERY                   0
 19930217    78916   Watson Pharmaceuticals                BEAR                         4
 19930218    78937   Chic By H.I.S.                        NOMURA-SEC-INTL              0
 19930218    78867   Argosy Gaming                         DLJ                          1
 19930223    78873   Campo Electronics Appliances          PRINCIPAL                    0
 19930225    78869   Boca Research                         HAMBRECHT                    0
 19930225    78919   Winston Furniture                     WHEAT-FBS                    0
 19930225    78920   Washington Homes                      PAINE-W                      0
 19930226    78900   Nathan's Famous                       LADENBURG                    0
 19930304    78967   EquiCredit                            PSI                          1
 19930304    79002   ReSound                               MONTGOMERY                   0
 19930305    78981   Landstar System Inc                   ALEX-BROWN                   0
 19930305    79009   S3                                    LEH                          0
 19930308    79043   Payless Cashways                      GS                           4
 19930308    79015   Tencor Instruments                    LEH                          0
 19930308    79021   US Can                                SAL                          0
 19930309    78962   Community Health Computing            MONTGOMERY                   0
19930309   79006   Superconductor Technologies      MEYERS           0
19930309   79022   Vical                            HAMBRECHT        0
19930310   79042   St John Knits                    PSI              1
19930311   78955   Avid Technology                  MS               0
19930311   78958   Brock Candy                      ROBINSON-OLD     0
19930312   78965   Energy Biosystems                ALEX-BROWN       0
19930312   78975   Intuit                           MS               0
19930312   79008   Southern Energy Homes            MONTGOMERY       0
19930315   78999   Pacific Sunwear of California    ROBERTSON-S      0
19930315   79024   Wall Data                        BEAR             0
19930316   79037   Ethan Allen Interiors            KP               1
19930316   78954   Aseco                            ADAMS-HARKNESS   0
19930316   78990   Mothers Work                     WHEAT-FBS        0
19930316   79007   Shoe Carnival                    MCDONALD         0
19930317   79053   Pillowtex                        DLJ              1
19930318   78951   Amtrol                           SBH              4
19930318   78950   Alamo Group                      PSI              1
19930318   79011   Savoy Pictures Entertainment,    ALLEN            0
19930319   78989   McGaw                            ALEX-BROWN       4
19930319   78987   Microchip Technology             ALEX-BROWN       0
19930319   79016   Tricord Systems                  ROBERTSON-S      0
19930323   79062   National Steel                   J-P-MORGAN       0
19930324   79061   Life Partners Group              DLJ              1
19930324   78963   Chico's FAS                      BAIRD            0
19930325   78956   Brookstone                       ROBERTSON-S      0
19930326   78953   Applied Signal Technology        COWEN            1
19930329   78996   Physician Corp of America        BEAR             0
19930329   79141   Styles on Video                  MEYERS           0
19930330   78994   Orchard Supply Hardware Stores   LEH              4
19930330   78972   Gymboree                         GS               0
19930330   78980   Leasing Solutions                NEEDHAM          0
19930330   78998   Parallan Computer                MONTGOMERY       0
19930331   79084   Envirotest Systems Corp          GS               1
19930331   78959   Brock Control Systems            ALEX-BROWN       0
19930331   78978   Liberty Technologies             ROBERTSON-S      0
19930331   79081   Davidson & Associates            DLJ              0
19930402   80106   Inco Homes Corp                  MONTGOMERY       0
19930407   79074   BHC Financial                    MONTGOMERY       1
19930408   79089   Fossil                           MONTGOMERY       0
19930408   79097   NFO Research                     WM-BLAIR         0
19930408   79130   Starter                          MERRILL          0
19930414   79104   Orthopedic Technology            LAIDLAW-EQU      0
19930414   79107   Safety 1st                       PSI              0
19930414   79108   Sanmina                          MONTGOMERY       0
19930415   79085   Equinox Systems                  ROBINSON-OLD     0
19930415   79121   Wind River Systems               HAMBRECHT        0
19930419   79077   Commander Aircraft               HANIFEN-IMHOFF   0
19930420   79137   TIG Holdings, Inc.             MS                1
19930421   79096   Martin Color-Fi                ROBINSON-OLD      0
19930422   79103   O'Reilly Automotive            DLJ               1
19930427   79093   Interlinq Software             PIPER-J           0
19930429   79144   Geon Company                   GS                1
19930429   79068   Absolute Entertainment         NEEDHAM           0
19930429   79094   Jabil Circuit                  BEAR              0
19930430   79086   Electronic Retailing Systems   MONTGOMERY        0
19930503   79197   3DO                            MS                0
19930504   79210   Reinsurance Group of America   SAL               1
19930504   79209   Interpool                      FURMAN-SELZ       0
19930506   79207   E W Blanch Holdings            SAL               1
19930510   79163   Evergreen Media                DLJ               1
19930510   79149   Amtran                         SAL               0
19930511   79220   Zurich Reinsurance Centre      FBC               4
19930511   79152   Auspex Systems                 GS                1
19930511   79156   Catalyst Semiconductor         MONTGOMERY        1
19930511   79196   Telor Ophthalmic               ALEX-BROWN        1
19930511   79212   Cross Timbers Oil              GS                1
19930512   79175   LCI International              BEAR              0
19930512   79183   OPTi                           PAINE-W           0
19930514   79174   IRG Technologies               MONTGOMERY        0
19930518   79160   D.I.Y. Home Warehouse          WM-BLAIR          0
19930518   79177   Megatest                       ROBERTSON-S       0
19930519   79198   Titan Wheel International      SBH               4
19930519   79159   Clayton Williams Energy        PAINE-W           1
19930519   79168   Harry's Farmers Market         ROBINSON-OLD      0
19930519   79179   MFS Communications             SAL               0
19930520   79181   National Home Centers          A-G-EDWARDS       0
19930521   79195   Supreme International          JOSEPHTHAL-LYON   0
19930524   79192   Station Casinos                SAL               0
19930525   79201   Zaring Homes                   DR                1
19930525   79169   Hamilton Financial Services    ALEX-BROWN        0
19930526   79188   Resource Bancshares Mortgage   MONTGOMERY        4
19930526   79190   Santa Cruz Operation           GS                1
19930527   79157   CDW Computer Centers           WM-BLAIR          0
19930527   79193   Signal Technology              OPPENHEIMER       0
19930527   79237   Sonat Offshore Drilling        GS                0
19930528   79171   Hollywood Casino               SAL               0
19930602   79323   Allstate                       GS                0
19930603   79314   Discovery Zone                 MERRILL           0
19930608   79301   American Safety Razor          SBH               4
19930608   79247   Aldila                         ALEX-BROWN        0
19930608   79290   Mariner Health Group           ALEX-BROWN        0
19930608   79299   Papa John's International      MONTGOMERY        0
19930608   79300   Sunglass Hut International     MONTGOMERY        0
19930608   79302   Regional Acceptance Corp       INTER-JL          0
19930609   79289   Robert Mondavi                 GS              1
19930610   79294   Northwestern Steel & Wire      LEH             0
19930610   79328   Department 56                  GS              0
19930611   79249   Barrett Business Systems       LADENBURG       0
19930615   79251   Bell Microproducts             SUTRO           0
19930616   79291   Norwood Promotional Products   ALLEN           0
19930617   79275   International Imaging          SBH             1
19930617   79257   Donnkenny                      MABON-SEC       0
19930617   79336   Libbey                         BEAR            0
19930618   79271   Harvey Comics Entertainment    CRUTTENDEN      0
19930618   79305   Rexall Sundown                 RAYMOND         0
19930622   79265   FLIR Systems                   HAMBRECHT       0
19930622   79269   Healthdyne Technologies        COWEN           0
19930622   79297   Primadonna Resorts             SAL             0
19930623   79349   Sithe Energies                 SAL             1
19930623   79296   Pittencrieff Communications    RAYMOND         0
19930624   79337   MMI Companies                  SBH             4
19930624   79262   Electroglas                    LEH             0
19930629   79272   Huntco                         DLJ             1
19930629   79255   Delta and Pine Land            DWR             0
19930629   79307   Shiloh Industries Inc          KP              0
19930630   79308   Sodak Gaming                   RAYMOND         0
19930701   79435   Carr-Gottstein Foods           DLJ             4
19930701   79367   AER Energy Resources           PSI             1
19930701   79413   Pinnacle Micro                 PSI             1
19930701   79371   BroadBand Technologies         BEAR            0
19930701   79416   Regal Cinemas                  BRADFORD        0
19930702   79437   Levitz Furniture Inc           MS              4
19930702   79438   Sun Healthcare Group           NATWEST-SEC     0
19930707   79376   Cyrk International             MONTGOMERY      0
19930708   79444   Stone Energy Corp              FBC             4
19930708   79409   People's Choice TV             GERARD-KLAUER   0
19930709   79390   Genzyme Transgenics Corp       PAINE-W         4
19930709   79423   Sundance Homes                 MONTGOMERY      0
19930712   79374   Celestial Seasonings           PAINE-W         1
19930714   79385   Fourth Shift                   PIPER-J         0
19930715   77780   Central Garden & Pet           MONTGOMERY      0
19930715   79386   General Atlantic Resources     LEH             0
19930715   79421   Steck-Vaughn Publishing        ROBERTSON-S     0
19930716   79377   Cyrix                          MONTGOMERY      1
19930716   79396   Johnstown America Industries   SAL             0
19930716   79400   Metrocall                      RAYMOND         0
19930716   79417   Rural/Metro                    WM-BLAIR        0
19930720   79379   Dataware Technologies          HAMBRECHT       0
19930721   79422   Stant                          MS              4
19930721   79366   Atlantic Coast Airlines        ALEX-BROWN      0
19930721   79378   American Oilfield Divers       RAUSCHER-REF    0
19930721   79401   MDL Information Systems         J-P-MORGAN      0
19930721   79420   Starcraft Automotive            BAIRD           0
19930722   79411   PetSmart                        DLJ             4
19930722   79405   MRS Technology                  PSI             1
19930722   79418   Renal Treatment Centers         FBC             1
19930722   79370   Arrow Transportation            PACIFIC-CREST   0
19930722   79415   Multi-Market Radio              LAIDLAW-EQU     0
19930722   79428   United International Holdings   SBH             0
19930722   79429   Wonderware                      MONTGOMERY      0
19930722   79455   United Meridian                 MERRILL         0
19930723   79399   Key Technology                  NEEDHAM         0
19930728   79462   AT&T Capital                    LEH             1
19930729   79387   Greenfield Industries           MS              4
19930729   79419   StarSight Telecast              SBH             1
19930729   79408   Omni Insurance Group            STEPHENS        0
19930730   79375   Cygne Designs                   PAINE-W         0
19930802   79467   Actel                           GS              1
19930804   79473   Best Power Technology           RAYMOND         0
19930805   79484   EP Technologies                 ALEX-BROWN      4
19930805   79468   Arbor Health Care               ROBERTSON-S     0
19930805   79478   Conductus                       TUCKER          0
19930805   79511   National Record Mart            LADENBURG       0
19930805   79520   Preferred Entertainment         GERARD-KLAUER   0
19930805   79523   QuickResponse Services          ALEX-BROWN      0
19930806   79507   Monarch Casino & Resort         VOLPE-WELTY     0
19930809   79482   DavCo Restaurants Inc           FBC             1
19930810   79530   Triangle Pacific                DLJ             1
19930810   79550   Southern Pacific Rail Corp      MS              1
19930810   79472   Aetrium                         DAIN-BOS        0
19930810   79476   CenCall Communications          MERRILL         0
19930812   79488   EZ Communications               FBC             0
19930812   79533   Wellcare Management Group       A-G-EDWARDS     0
19930812   79545   Borg-Warner Automotive          MERRILL         0
19930813   79634   Wolverine Tube                  FBC             1
19930813   79483   Elek-Tek                        CHICAGO         0
19930813   79505   Manugistics Group               ALEX-BROWN      0
19930817   79501   Kurzweil Applied Intelligence   ROBERTSON-S     0
19930818   79502   Landry's Seafood Restaurants    DWR             1
19930818   79508   Multicare                       MERRILL         0
19930818   79521   CFI ProServices                 HAMBRECHT       0
19930818   79528   SPSS                            HAMBRECHT       0
19930819   79503   Level One Communications Inc    ALEX-BROWN      0
19930819   79529   Thomas Group                    RODMAN          0
19930823   79526   Scientific Games Holdings       ROBINSON        0
19930824   79466   A+ Communications               PSI             0
19930824   79491   Grow Biz International          DAIN-BOS        0
19930824   79517   Performance Food Group          ROBINSON        0
19930826   79513   River Oaks Furniture          BRADFORD      0
19930826   79527   Simmons Outdoor               ADVEST        0
19930903   79597   Inbrand                       WM-BLAIR      0
19930909   79577   Cornerstone Imaging           ROBERTSON-S   0
19930915   79616   PairGain Technologies         LEH           0
19930916   79617   Philadelphia Consolidated     WARBURG-SEC   4
19930916   79564   Antec                         DLJ           1
19930921   79572   Cobra Golf                    LEH           0
19930921   79603   Kenetech                      MERRILL       0
19930921   79612   NetManage                     ROBERTSON-S   0
19930922   79568   Asyst Technologies            NEEDHAM       0
19930923   79594   HomeTown Buffet               MONTGOMERY    1
19930923   79566   A Pea in the Pod              ROBERTSON-S   0
19930923   79567   APS Holding                   CS-FB         0
19930923   79589   Royal Grip                    WM-BLAIR      0
19930923   79607   Monaco Coach Corp             WM-BLAIR      0
19930923   79615   OroAmerica                    SUTRO         0
19930923   79624   Summa Four Inc                WESSELS       0
19930927   79667   Barnes & Noble                MS            1
19930928   79569   Broadcasting Partners         ALEX-BROWN    0
19930928   79605   Loewenstein Furniture Group   RAYMOND       0
19930929   79591   Allied Holdings               ALEX-BROWN    0
19930929   79601   Kentucky Electric Steel       WHEAT-FBS     0
19930929   79606   Lady Luck Gaming Corp         BEAR          0
19930929   79628   Ultratech Stepper             MONTGOMERY    0
19930929   79668   Belden                        DR            0
19930929   79669   Capital Guaranty              MERRILL       0
19930929   79670   Corrpro Companies             NATWEST-SEC   0
19931004   79674   Atchison Casting              PSI           1
19931004   79698   Gartner Group                 MS            0
19931005   79722   National Picture and Frame    WM-BLAIR      0
19931006   76799   International CableTel        DLJ           1
19931008   79716   Micro Component Technology    TUCKER        0
19931012   79724   OM Group Inc                  LEH           1
19931012   79723   N-Viro International          ROBERTSON-S   0
19931013   79701   Insignia Financial            LEH           0
19931014   79712   LodgeNet Entertainment        OPPENHEIMER   1
19931014   79686   Deckers Outdoor               PAINE-W       0
19931014   79695   Friedman's                    KP            0
19931015   79742   Ultimate Electronics          PIPER-J       0
19931015   79757   Aprogenex                     MEYERS        0
19931015   79758   Boyd Gaming                   SAL           0
19931018   79681   Club Car                      DLJ           1
19931018   79729   Pollo Tropical                MONTGOMERY    1
19931018   79703   InSite Vision                 MS            0
19931019   79766   Aquila Gas Pipeline           DLJ           1
19931019   79684   Crossmann Communities         MCDONALD      0
19931019   79707   Iwerks Entertainment           ROBERTSON-S       0
19931020   79685   Davel Communications Group     CHICAGO           0
19931020   79689   EnSys Environmental Products   ALEX-BROWN        0
19931022   79740   Triad Guaranty                 INTER-JL          0
19931026   79781   Paul Revere                    SAL               1
19931026   79687   Duracraft                      ADAMS-HARKNESS    0
19931026   79704   Illinois Superconductor        GRUNTAL           0
19931026   79725   Opinion Research Corporation   ADVEST            0
19931026   79739   Seda Specialty Packaging       SUTRO             0
19931027   79720   Masland Holding                GS                0
19931028   79700   Holophane Corp                 SAL               1
19931028   79780   Exide                          MS                1
19931028   79683   Credence Systems               SBS               0
19931028   79726   Penn-America Group             CHICAGO           0
19931028   79728   PetroCorp                      OPPENHEIMER       0
19931029   79718   Mercury Interactive            HAMBRECHT         0
19931029   79782   Regency Realty                 SAL               0
19931102   79819   DM Management                  WESSELS           0
19931102   79876   Transnational Re               ALEX-BROWN        0
19931102   79909   M/I Schottenstein Homes        PAINE-W           0
19931103   79903   Harte-Hanks Communications     GS                1
19931103   79817   Penederm                       VOLPE-WELTY       0
19931103   79831   Mountasia Entertainment        COMMONWEALTH-AS   0
19931104   79839   Itron                          CS-FB             0
19931104   79862   Gibraltar Steel Corp           SAL               0
19931108   79804   Boston Chicken                 MERRILL           0
19931109   79795   Ameristar Casinos              MONTGOMERY        1
19931109   79858   Purus                          OPPENHEIMER       1
19931109   79881   Urban Outfitters               SBS               1
19931109   79835   Golden Systems                 WEDBUSH-M         0
19931110   79927   Vesta Insurance Group          MS                1
19931110   79878   Universal Forest Products      ALLEN             0
19931110   80109   Petstuff                       KP                0
19931111   79915   Newfield Exploration           GS                1
19931111   79886   Zytec Corp                     HAMILTON-INV      0
19931111   79908   Louis Dreyfus Natural Gas      MS                0
19931115   79875   Tower Air                      GS                1
19931115   79866   Schnitzer Steel Industries     GS                0
19931116   79861   Roberds                        KP                1
19931116   79788   Allied Capital Lending         LEH               0
19931116   79829   FTP Software                   MONTGOMERY        0
19931116   79841   Landair Services               ALEX-BROWN        0
19931116   79860   Quaker Fabric                  SBS               0
19931116   79868   Safeskin Corporation           SBS               0
19931117   79850   Mikohn Gaming                  OPPENHEIMER       1
19931117   79883   Welbilt                        DLJ               1
19931117   79789   Allied Life Financial          ALEX-BROWN        0
19931117   79803   Bollinger Industries            WM-BLAIR       0
19931118   79863   RailTex Inc.                    MS             1
19931118   79882   United Video Satellite Group    PAINE-W        0
19931119   79809   CableMaxx Inc                   OPPENHEIMER    4
19931119   79786   Atlantic Beverage               HAMILTON-INV   0
19931119   79794   Arris Pharmaceuticals           MONTGOMERY     0
19931119   79884   West Marine                     MONTGOMERY     0
19931123   79799   Advanced Technology Materials   NEEDHAM        0
19931123   79807   Clintrials                      BRADFORD       0
19931123   79847   Martek Biosciences              HAMBRECHT      0
19931123   79854   Photonics Corp                  MEYERS         0
19931123   79880   Union Switch & Signal           LEH            0
19931124   79808   Cable Design Technologies       SBS            0
19931130   79797   Airport Systems International   FAHNESTOCK     0
19931130   79935   Alliance Semiconductor          HAMBRECHT      0
19931201   79977   Human Genome Sciences           LEH            0
19931202   80094   PacTel                          SAL            0
19931206   79950   Cellstar Corp                   LADENBURG      0
19931207   79971   Foamex International            DLJ            1
19931207   79973   Gateway 2000                    GS             1
19931207   80104   UTI Energy                      BEAR           0
19931208   80032   Shaw Group                      SBS            4
19931208   80055   Veritas Software                COWEN          0
19931209   79942   Brothers Gourmet Coffees        DLJ            0
19931209   79951   CMC Industries                  COWEN          0
19931209   80027   Q-Steaks                        KINNARD        0
19931209   80037   Sylvan Learning Systems         ALEX-BROWN     0
19931209   80076   Coastcast                       BEAR           0
19931209   80103   Thermo Remediation              NATWEST-SEC    0
19931210   79940   Asante Technologies             SBS            0
19931210   79941   American Telecasting            ALEX-BROWN     0
19931210   79959   Digidesign                      ROBERTSON-S    0
19931210   80009   Oxford Resources                PSI            0
19931210   80028   Racotek                         ALEX-BROWN     0
19931213   79991   Macromedia                      DLJ            4
19931213   80049   TriQuint Semiconductor          MONTGOMERY     1
19931213   80030   SangStat Medical                S-G-WARBURG    0
19931213   80036   American Mobile Satellite       DLJ            0
19931214   79948   C Brewer Homes                  DR             1
19931214   79932   ABC Rail Products               KP             0
19931214   79933   Active Voice                    WM-BLAIR       0
19931214   79997   MK Gold Co.                     ROBERTSON-S    0
19931215   79968   Flair                           WER-SCHRODER   1
19931215   80026   Quickturn Design Systems        MS             1
19931215   79954   Conso Products                  INTER-JL       0
19931215   80020   Proxim                          VOLPE-WELTY    0
19931215   80042   Stimsonite                      ROBERTSON-S    0
19931215   80091   Home Holdings                  LEH               0
19931216   80012   Planar Systems                 SBS               1
19931216   79949   Communications Central         RAYMOND           0
19931216   79962   ENCAD                          WEDBUSH-M         0
19931216   80001   Navarre                        HAMILTON-INV      0
19931216   80050   UFP Technologies               GERARD-KLAUER     0
19931216   80053   Viagene                        ALEX-BROWN        0
19931217   79938   American Recreation Company    DLJ               1
19931220   79975   Gryphon Holdings               SBS               4
19931220   79943   Interpore International        PSI               0
19931220   79957   CareLine                       ROBERTSON-S       0
19931220   80000   National Dentex                ADVEST            0
19931222   80018   Premiere Page                  NOMURA-SEC-INTL   0
19931222   80046   TFC Enterprises                WHEAT-FBS         0
19940113   80158   Sweetwater                     ALLEN             0
19940119   80185   Plantronics                    SBS               0
19940120   80126   Great Lakes Aviation           ALEX-BROWN        0
19940121   80113   Celadon Group                  FURMAN-SELZ       0
19940121   80159   Tufco Technologies             HAMILTON-INV      0
19940121   80161   Deflecta-Shield                WM-BLAIR          0
19940124   80132   Hilite Industries              FAHNESTOCK        0
19940125   80134   Hugoton Energy                 DLJ               1
19940125   80114   CMG Information Services       PIPER-J           0
19940125   80123   Gametek                        OPPENHEIMER       0
19940125   80138   LA T Sportswear                ROBINSON          0
19940125   80145   Anesta                         MONTGOMERY        0
19940126   80189   Security-Connecticut           GS                1
19940126   80186   Playtex Products               MERRILL           0
19940127   80135   Interim Services               GS                0
19940127   80165   Telular                        LEH               0
19940128   80146   NeXagen                        ALEX-BROWN        0
19940128   80153   Anchor Gaming                  LADENBURG         0
19940131   80235   Digital Link                   BEAR              0
19940201   80252   MapInfo                        ROBERTSON-S       0
19940201   80262   ParcPlace Systems              ROBERTSON-S       0
19940202   80239   Equity Marketing               JOSEPHTHAL-LYON   0
19940202   80242   Esmor Correctional Services    JANNEY            0
19940202   80249   IGEN                           GS                0
19940202   80289   USA Mobile Communications      NOMURA-SEC-INTL   0
19940203   80271   Renaissance Communications     GS                1
19940203   80293   Youth Services International   FERRIS-BAKER      0
19940204   80222   Alantec                        HAMBRECHT         0
19940208   80231   Consep                         PSI               4
19940208   80290   Webco Industries               KP                1
19940208   80248   InterCel                       ROBINSON          0
19940208   80264   International Post Group       FURMAN-SELZ       0
19940208   80285   Trism                          ALEX-BROWN        0
19940209   80192   American Paging                GS                1
19940209   80238   Eltron International           CRUTTENDEN        0
19940210   80233   Daktronics                     CRAIG-HALLUM      0
19940210   80236   DSP Group                      OPPENHEIMER       0
19940210   80272   Softdesk                       HAMBRECHT         0
19940210   80279   Sonic Solutions                HAMBRECHT         0
19940214   80199   Harveys Casino Resorts         DLJ               4
19940214   80292   Xpedite Systems                PSI               1
19940216   80204   Martin Marietta Materials      MS                1
19940216   80258   Neurobiological Technologies   VAN-KASPER        0
19940217   80286   Tractor Supply                 DLJ               1
19940217   80226   CAI Wireless Systems           GERARD-KLAUER     0
19940217   80245   Hirsch International           JANNEY            0
19940217   80250   Integrated Silicon Systems     WESSELS           0
19940217   80257   Natural Microsystems           FIRST-ALBANY      0
19940222   80297   Emmis Broadcasting             MS                0
19940223   80221   Arden Industrial Products      DAIN-BOS          0
19940223   80237   Electric Fuel                  CJ-LAW-DEUTSCHE   0
19940223   80243   FinishMaster                   PACIFIC-GROWTH    0
19940224   80229   Concord Holding                BEAR              0
19940224   80244   Global Village Communication   MONTGOMERY        0
19940225   80240   Effective Management Systems   DAIN-BOS          0
19940228   80344   Norton McNaughton              MABON-SEC         0
19940301   80359   Quality Dining                 MORGAN-KEEGAN     0
19940302   80361   Rock-Tenn                      MS                0
19940303   80306   BioCryst Pharmaceuticals       DR                0
19940303   80313   Cidco                          ALEX-BROWN        0
19940303   80322   CSL Lighting Manufacturing     T-JAMES           0
19940303   80325   Electronic Fab Technology      DAIN-BOS          0
19940303   80333   Health Power                   RONEY             0
19940308   80327   Just For Feet                  MONTGOMERY        1
19940309   80372   UroMed                         PAINE-W           1
19940310   80375   Olympic Steel                  SAL               1
19940310   80358   Prophet 21                     WM-BLAIR          0
19940310   80371   TransTexas Gas                 JEFFERIES         0
19940311   80324   Drypers                        CS-FB             1
19940314   80386   Emphesys Financial Group       GS                1
19940315   80388   Executive Risk                 DLJ               1
19940315   80343   NN Ball & Roller               MCDONALD          0
19940316   80320   Copart                         OPPENHEIMER       0
19940316   80396   Jalate                         MEYERS            0
19940317   80352   Petco Animal Supplies          PAINE-W           1
19940317   80316   CIBER                          HANIFEN-IMHOFF    0
19940317   80370   Triple S Plastics              MCDONALD          0
19940318   80345   Northwest Airlines             LEH               1
19940318   80329   Flextronics International      MONTGOMERY        0
19940318   80337   Minnesota Educational          WM-BLAIR          0
19940322   80332   GaSonics International           MONTGOMERY      0
19940322   80382   Cold Metal Products              MCDONALD        0
19940323   80311   Career Horizons                  BEAR            0
19940323   80341   Motorcar Parts & Accessories     LAIDLAW-EQU     0
19940324   80331   Gulf South Medical Supply        WM-BLAIR        0
19940328   80305   First Alert                      SBS             1
19940328   80404   Rouge Steel                      MS              1
19940328   80317   Cameron Ashley                   ROBINSON        0
19940328   80360   Reptron Electronics              PSI             0
19940329   80302   Applied Digital Access           ALEX-BROWN      0
19940329   80357   Paul-Son Gaming                  RODMAN          0
19940330   80303   AK Steel Holding                 CS-FB           1
19940406   80472   Bugaboo Creek Steak House        TUCKER          0
19940406   80485   Vivus                            MONTGOMERY      0
19940407   80440   Cerplex Group                    DLJ             4
19940407   80434   La Crosse Footwear               BAIRD           0
19940407   80463   MTI Technology                   PSI             0
19940407   80487   Wandel & Goltermann              ROBINSON        0
19940411   80442   Dialogic                         HAMBRECHT       0
19940412   80415   Centex Construction Products     DLJ             1
19940413   80432   American Eagle Outfitters        DWR             0
19940414   80464   Numar                            WER-SCHRODER    4
19940414   80420   International Lottery            INTER-JL        0
19940414   80450   Cambridge Soundworks             HAMBRECHT       0
19940414   80488   XcelleNet                        ALEX-BROWN      0
19940415   80443   DT Industries Inc                CS-FB           1
19940415   80444   Educational Insights             WM-BLAIR        0
19940420   80470   Quintiles Transnational          MS              1
19940421   80469   Project Software & Development   FIRST-ALBANY    0
19940421   80441   C-Cube Microsystems              LEH             0
19940421   80448   Heartland Wireless               GERARD-KLAUER   0
19940421   80475   Saber Software                   WESSELS         0
19940422   80481   Transaction Network Services     HAMBRECHT       0
19940426   80461   MK Rail                          MS              4
19940426   80480   Supertel Hospitality             CHICAGO         0
19940429   80431   American Buildings               DWR             0
19940429   80460   Mity-Lite                        PACIFIC-CREST   0
19940502   80503   Alternative Resources            MONTGOMERY      0
19940503   80544   Joseph A. Bank Clothiers         DLJ             1
19940503   80539   Inhale Therapeutic Systems       LEH             0
19940504   80504   American Publishing              SBS             0
19940504   80541   Investment Technology Group      ALEX-BROWN      0
19940504   80567   Positive Response Television     CRUTTENDEN      0
19940505   80568   Physician Sales & Service        ALEX-BROWN      0
19940506   80596   Financial Security Assurance     SAL             1
19940506   80594   Clark Automotive Products        CS-FB           0
19940510   80512   Boyd Bros. Transportation        MORGAN-KEEGAN   0
19940510   80587   Advocat                          NATWEST-SEC       0
19940511   80589   American Eagle Group             CS-FB             4
19940511   80530   Fusion Systems                   LEH               0
19940511   80549   Maxwell Shoe                     BEAR              0
19940512   80506   Ascend Communications            MS                1
19940512   80593   Bush Boake Allen                 DR                0
19940513   80508   Atria Software                   ALEX-BROWN        0
19940513   80556   MovieFone                        ALEX-BROWN        0
19940513   80571   Radica Games                     MERRILL           0
19940513   80605   US Delivery Systems              KP                0
19940518   80592   Blyth Industries                 DLJ               1
19940518   80534   Group Technologies               LEH               0
19940520   80537   Ibis Technology                  JOSEPHTHAL-LYON   0
19940520   80577   Targeted Genetics                HAMBRECHT         0
19940523   80526   Fore Systems                     GS                1
19940524   80538   Indigo                           LEH               0
19940525   80553   Merix                            COWEN             1
19940525   80570   Quorum Health Group              GS                0
19940525   80575   Simpson Manufacturing            J-P-MORGAN        0
19940525   80584   Winston Hotels                   MORGAN-KEEGAN     0
19940526   80499   ABR Information Services         BAIRD             0
19940526   80527   Fresh America                    BRADFORD          0
19940526   80548   Lazer-Tron                       VAN-KASPER        0
19940526   80559   Northfield Laboratories          ROBERTSON-S       0
19940526   80560   NPS Pharmaceuticals              HAMBRECHT         0
19940526   80563   Penn National Gaming             FAHNESTOCK        0
19940526   80600   Mikasa                           DWR               0
19940602   80671   Wavefront Technologies           LEH               3
19940602   80679   Kenneth Cole Productions         MERRILL           0
19940603   80658   Pediatric Services of America    FURMAN-SELZ       0
19940603   80660   Sigma Circuits                   CRUTTENDEN        0
19940607   80609   Apogee                           SBI               0
19940609   80635   Imax                             GS                2
19940609   80637   KBK Capital                      PRINCIPAL         0
19940609   80651   MetroTrans                       INTER-JL          0
19940613   80698   Thermolase                       NATWEST-SEC       0
19940614   79480   Diametrics Medical               HAMBRECHT         0
19940614   80615   CDP Technologies                 HAMBRECHT         0
19940615   80694   Santa Fe Pacific Gold            GS                1
19940616   80608   American Electronic Components   CHICAGO           0
19940616   80613   Coherent Communications          TUCKER            0
19940617   80618   Cinergi Pictures Entertainment   NATWEST-SEC       0
19940617   80628   Geerlings & Wade                 NEEDHAM           0
19940617   80647   Model Imperial                   RAYMOND           0
19940617   80650   MTL                              ALEX-BROWN        0
19940617   80669   Variflex                         KEMPER-SEC        0
19940621   80612   Bio-Plexus                       ADVEST            0
19940622   80624   Foilmark                   COMMONWEALTH-AS   0
19940623   80667   Trend-Lines                PSI               1
19940623   80616   Crop Growers               DAIN-BOS          0
19940623   80631   GeoWorks Inc               HAMBRECHT         0
19940623   80648   Marisa Chistina Inc        MABON-SEC         0
19940624   80678   Case Equipment             MS                4
19940624   80666   TheraTx                    ROBERTSON-S       0
19940627   80699   Vastar Resources           GS                1
19940628   80652   Network Peripherals        LEH               0
19940628   80670   ValuJet Airlines           BEAR              0
19940630   80649   MediSense                  ALEX-BROWN        1
19940630   80659   Rawlings Sporting Goods    DR                0
19940701   80756   Integrity Music            A-G-EDWARDS       4
19940701   80771   Doubletree                 MONTGOMERY        0
19940706   80713   Collins & Aikman(NEW)      GS                0
19940711   80719   Greenbrier                 OPPENHEIMER       0
19940712   80730   PM Agri-Nutrition          BARRON-CHASE      0
19940712   80753   American Homestar          RAUSCHER-REF      0
19940713   80749   Golf Enterprises           WM-BLAIR          0
19940720   80759   Matthews International     PARKER-HUNTER     0
19940721   80736   Rock Bottom Restaurants    PIPER-J           0
19940721   80746   Eagle Finance              CHICAGO           0
19940721   80747   FelCor Suite Hotels        MORGAN-KEEGAN     0
19940726   80761   Norrell                    KP                4
19940726   80751   Happiness Express          RODMAN            0
19940726   80774   Wackenhut Corrections      PSI               0
19940727   80752   Heftel Broadcasting        ALEX-BROWN        0
19940728   80740   CIMA Labs                  COWEN             1
19940728   80743   Cascade Communications     MS                1
19940728   80745   Dorsey Trailers            ALEX-BROWN        0
19940728   80763   RF Monolithics             ROBERTSON-S       0
19940801   80786   RightCHOICE Managed Care   MS                0
19940802   80796   Media Arts Group           MEYERS            0
19940802   80802   Citation                   STEPHENS          0
19940802   80828   Miller Industries          BRADFORD          0
19940802   80831   Movie Gallery              MORGAN-KEEGAN     0
19940803   80781   DIMAC                      CS-FB             1
19940803   80843   Spectrian                  BEAR              0
19940804   80788   Silverado Foods            COMMONWEALTH-AS   0
19940804   80845   SystemSoft                 HAMBRECHT         0
19940809   80791   ADTRAN                     DWR               0
19940810   80855   Wave Technologies          JANNEY            0
19940811   80852   Tower Automotive           KP                4
19940812   80836   PMT Services               ALEX-BROWN        0
19940816   80797   AccuStaff                  BRADFORD          0
19940816   80832   Marker International       ALLEN             0
19940817   80790   Weeks                      GS                1
19940818   80829   Mississippi Chemical             WER-SCHRODER      1
19940818   80846   Team Rental Group                CS-FB             0
19940818   80851   Truck Components                 DR                0
19940819   80803   Target Technologies              JOSEPHTHAL-LYON   0
19940819   80824   Inphynet Medical Management      LEH               0
19940824   80827   Loronix Information Systems      COMMONWEALTH-AS   0
19940915   80864   Reliance Steel & Aluminum        DLJ               1
19940915   80939   Macheezmo Mouse Restaurants      PACIFIC-CREST     0
19940920   80927   Comcast UK Cable Partners        DLJ               0
19940922   80921   Business Objects                 GS                0
19940922   80954   Welcome Home                     MABON-SEC         0
19940923   80925   Corporate Express                ALEX-BROWN        0
19940923   80931   First Merchants Acceptance       BRADFORD          0
19940926   80930   Ernst Home Center                MS                4
19940926   80913   Affiliated Computer Services     BEAR              0
19940926   80920   Benson Financial                 HOEFER-ARNETT     0
19940926   80935   IPC Information Systems          SBI               0
19940927   80865   Sterile Concepts Inc             WHEAT-FBS         0
19940927   80914   ADFlex Solutions                 ROBERTSON-S       0
19940927   80922   Baby Superstore                  CS-FB             0
19940928   80868   Zeigler Coal Holding             LEH               1
19940928   80932   Featherlite Mfg                  KINNARD           0
19940928   80943   Mattson Technology               KP                0
19940928   80951   Tessco Technologies              WM-BLAIR          0
19940929   80915   Protection One                   ROBERTSON-S       0
19940929   80933   Giant Cement Holding             PAINE-W           0
19940929   80942   Metrologic Instruments           JANNEY            0
19941003   81012   Sugen                            MS                0
19941006   80967   Central Tractor Farm & Country   DLJ               1
19941006   81021   US Xpress Enterprises            ALEX-BROWN        0
19941011   81011   Strouds                          MONTGOMERY        0
19941012   80994   Meridian Sports                  CS-FB             0
19941013   80962   Central European Media           WER-SCHRODER      1
19941013   80963   Clearnet Communications          PSI               0
19941013   80993   Micro Linear                     ROBERTSON-S       0
19941013   81005   Piercing Pagoda                  WHEAT-FBS         0
19941013   81007   PRI Automation                   ROBERTSON-S       0
19941013   81025   CasTech Aluminum Group           MERRILL           0
19941013   81048   Sports Club                      NATWEST-SEC       0
19941018   81023   American Family Restaurants      FAHNESTOCK        0
19941019   81008   7th Level                        DLJ               4
19941019   80972   Equity Corp                      CHICAGO           0
19941019   80973   Edelbrock                        ROBERTSON-S       0
19941020   81003   Ortel                            MS                1
19941020   80982   FPA Medical Management           OPPENHEIMER       0
19941020   81001   Isolyser                         MORGAN-KEEGAN     0
19941021   81018   WavePhore                        RAF-FINANCIAL     0
19941025   81013   Tower Semiconductor              BEAR           1
19941025   80957   Aspen Technology                 MONTGOMERY     0
19941025   80987   Knight Transportation            ALEX-BROWN     0
19941025   81020   Wescast Industries               SBI            0
19941025   81047   Sinter Metals                    PAINE-W        0
19941026   80976   Epic Design Technology           ALEX-BROWN     0
19941028   80969   Covenant Transport               WER-SCHRODER   1
19941028   80971   Duckwall-Alco Stores             PIPER-J        0
19941102   81063   OfficeMax                        DLJ            1
19941103   81056   Chase Brass Industries           SBI            0
19941104   81110   Transport Corporation            ALEX-BROWN     0
19941107   81119   Young Broadcasting               MS             0
19941108   81098   Pinnacle Systems                 HAMBRECHT      0
19941108   81111   Thompson PBE                     WM-BLAIR       0
19941108   81113   Tele-Matic                       HAMBRECHT      0
19941115   81055   Capitol One Financial            J-P-MORGAN     0
19941115   81058   Enron Global Power               WARBURG-SEC    0
19941115   81074   Cannondale                       HAMBRECHT      0
19941115   81090   JP Foodservice, Inc.             SBI            0
19941115   81096   Orbit Semiconductor              ROBERTSON-S    0
19941116   81060   John Q Hammons Hotels            WER-SCHRODER   1
19941117   81064   Sports Authority                 GS             1
19941117   81106   Shiva                            GS             1
19941117   81102   Quality Semiconductor            NEEDHAM        0
19941122   81051   Assisted Living Concepts         NATWEST-SEC    0
19941122   81089   ITI Technologies                 PIPER-J        0
19941123   81099   Physician Reliance Network       SBI            0
19941129   81076   Bridgeport Machines              OPPENHEIMER    0
19941129   81116   Veeco Instruments                TUCKER         0
19941130   81153   Flores & Rucks                   MERRILL        0
19941206   81164   MedCath                          VOLPE-WELTY    0
19941207   81132   SGS-Thomson Microelectronics     MS             1
19941207   81152   EmCare Holdings                  DWR            0
19941208   81137   Applix                           COWEN          0
19941208   81142   Applied Voice Technology         OPPENHEIMER    0
19941208   81162   Micrel                           HAMBRECHT      0
19941214   81126   Guidant Corporation              MS             0
19941214   81169   Netcom On-Line Communications    VOLPE-WELTY    0
19941214   81178   Security Dynamics Technologies   ALEX-BROWN     0
19941215   81173   Stillwater Mining                SAL            1
19941215   81131   PriCellular                      DLJ            0
19941215   81144   Bolle America                    PIPER-J        0
19941215   81166   Microtec Research                LEH            0
19941215   81186   Videonics                        COWEN          0
19941216   81146   BTG                              JANNEY         0
19941216   81174   Phamis                           ALEX-BROWN     0
19941219   81128   ITT Educational Services         SBI            0
19941220   81172   Orthodontic Centers of America   PSI             0
19950119   81191   Nabisco Holdings                 GS              1
19950120   81224   SMC                              BLACK           0
19950124   81220   Insight Enterprises              PRINCIPAL-FIN   0
19950125   81221   Ostex International              CS-FB           0
19950125   81222   Renters Choice                   RAUSCHER-REF    0
19950126   81202   Daisytek International           DR              0
19950126   81232   Tylan General                    NEEDHAM         0
19950201   81241   Brooks Automation                COWEN           1
19950201   81288   Congoleum                        DLJ             1
19950202   81285   American Standard Companies      GS              4
19950202   81275   Semitool                         COWEN           1
19950202   81256   Integrated Silicon Solutions     DLJ             0
19950206   81245   Concentra                        DLJ             4
19950209   81248   General Magic                    GS              0
19950209   81255   Information Storage Devices      ALEX-BROWN      0
19950213   81265   Oak Technology                   HAMBRECHT       0
19950214   81238   ADCO Technologies                JANNEY          0
19950214   81249   Globalstar Telecommunications    LEH             0
19950214   81266   US Office Products               MABON-SEC       0
19950214   81277   STB Systems                      RAUSCHER-REF    0
19950221   81262   MedPartners                      SBI             1
19950222   81240   Anicom                           RODMAN          0
19950222   81252   HCIA                             ALEX-BROWN      0
19950223   81282   Transaction Systems              GS              1
19950223   81290   Sola International               MS              1
19950223   81293   Toy Biz                          CS-FB           0
19950224   81281   ThrustMaster                     CRUTTENDEN      0
19950224   81292   Speedway Motorsports             WHEAT-FBS       0
19950228   81515   TGV Software                     SBI             1
19950301   81519   VIASOFT                          VOLPE-WELTY     0
19950302   81502   P-COM                            ROBERTSON-S     0
19950302   81514   Software Artistry                ROBERTSON-S     0
19950306   81508   Riviana Foods Inc                GS              1
19950306   81481   Dollar Tree Stores               MONTGOMERY      0
19950307   81482   DSP Communications               OPPENHEIMER     1
19950307   81504   PST Vans                         ALEX-BROWN      1
19950308   81485   EqualNet Holdings                BRADFORD        0
19950309   81487   Fort Howard                      MS              4
19950310   81516   Tivoli Systems                   GS              1
19950313   81300   Horizon Mental Health            ROBERTSON-S     0
19950313   81501   National Instruments             ROBERTSON-S     0
19950314   81505   Palmer Wireless                  GS              1
19950315   81472   ASM Lithography Holding          CS-FB           0
19950315   81477   Continental Circuits             A-G-EDWARDS     0
19950315   81509   SDL                              DLJ             0
19950316   81517   Uniroyal Chemical                SBI             4
19950317   81506   Remedy                           ALEX-BROWN        0
19950320   81476   CATS Software                    HAMBRECHT         0
19950322   81296   Circle K                         BEAR              0
19950329   81483   Datastream Systems               ROBINSON          0
19950330   81470   ACT Manufacturing                ALEX-BROWN        0
19950331   81503   Periphonics Corp                 WM-BLAIR          0
19950403   81582   Renaissance Solutions            HAMBRECHT         0
19950404   81540   AmeriSource Health Corp          DLJ               4
19950404   81566   Creative Computers               WM-BLAIR          0
19950405   81578   Premisys Communications          GS                1
19950405   81570   Mustang Software                 CRUTTENDEN-ROTH   0
19950406   81523   Boise Cascade Office Products    GS                1
19950406   81534   Asia Pacific Res Intl Hldg Ltd   SAL               1
19950406   81553   Finlay Enterprises               GS                1
19950406   81557   General Acceptance               WM-BLAIR          0
19950407   81563   Hello Direct                     ALEX-BROWN        0
19950410   81530   PMI Group                        GS                0
19950411   81592   Expert Software                  HAMBRECHT         0
19950412   81550   Diamond Multimedia Systems       MONTGOMERY        0
19950413   81552   Easco                            CS-FB             0
19950413   81573   Open Environment                 DLJ               0
19950418   81586   RTW                              MONTGOMERY        0
19950420   81539   ANADIGICS                        GS                0
19950421   81587   Shared Technologies Cellular     MEYERS            0
19950426   81591   Weitzer Homebuilders             JOSEPHTHAL-LYON   0
19950427   81575   PACE Health Management           KINNARD           0
19950428   81583   Republic Engineered Steels       SAL               1
19950501   81653   Bell & Howell                    DLJ               1
19950501   81639   Performance Systems              MONTGOMERY        0
19950502   81599   ACT Networks                     HAMBRECHT         0
19950503   81608   CRA Managed Care                 ALEX-BROWN        0
19950504   81616   Firefox Communications           ROBERTSON-S       0
19950504   81637   Phoenix Gold International       BLACK             0
19950504   81642   StorMedia                        MS                0
19950508   81635   OccuSystems                      DLJ               0
19950509   81618   Garden Ridge                     DR                0
19950515   81597   AG Associates                    OPPENHEIMER       0
19950517   81615   ERD Waste                        HAMPSHIRE         0
19950517   81626   Garden Fresh Restaurant          WEDBUSH-M         0
19950518   81634   Opal                             HAMBRECHT         0
19950518   81645   Intrav                           KEMPER-SEC        0
19950519   81602   Baan                             GS                1
19950519   81656   HealthPlan Services              SBI               0
19950522   81621   Harmonic Lightwaves              BEAR              0
19950523   81623   Interactive Group                CRUTTENDEN-ROTH   0
19950524   81654   Borders Group                    GS
19950524   81629   Maxis                            MS                1
19950524   81633   NexGen Inc                      PAINE-W          1
19950524   81650   VideoServer                     GS               1
19950524   81600   APPS Dental                     MONTGOMERY       0
19950525   81620   Hardinge Brothers               WER-SCHRODER     0
19950525   81632   Number Nine Visual Technology   ROBERTSON-S      0
19950525   81648   UUNet Technologies              GS               0
19950531   81607   Computer Learning Centers       ROBERTSON-S      0
19950601   81759   US Order                        SAL              4
19950601   81705   FEI                             PACIFIC-GROWTH   0
19950602   81736   ResMed                          ROBERTSON-S      0
19950606   81683   ArcSys                          MS               1
19950606   81740   Sinclair Broadcast Group        SBI              0
19950607   81676   Trump Hotels & Casino Resorts   DLJ              4
19950608   81679   American Radio Systems          CS-FB            0
19950608   81733   Oravax                          DLJ              0
19950608   81747   Sitel                           ALEX-BROWN       0
19950612   81682   American Oncology Resources     ALEX-BROWN       0
19950614   81743   Serologicals                    SBI              1
19950614   81756   TranSwitch                      ROBERTSON-S      0
19950615   81677   Westinghouse Air Brake          MS               1
19950615   81697   Datalogix International         ROBERTSON-S      0
19950615   81725   MySoftware                      VOLPE-WELTY      0
19950616   81689   Chicago Miniature Lamp          RAYMOND          0
19950616   81701   Eagle Point Software            WM-BLAIR         0
19950620   81692   CP Clare                        MONTGOMERY       1
19950620   81749   Studio Plus Hotels              SBI              1
19950620   81687   Brockway Standard Holdings      BEAR             0
19950620   81696   EchoStar Communications         DLJ              0
19950620   81712   HNC Software                    MS               0
19950621   81760   VidaMed                         HAMBRECHT        0
19950622   81713   HighwayMaster Communications    MERRILL          0
19950622   81751   Spine-Tech                      ROBERTSON-S      0
19950623   81668   Physicians Resource Group       SBI              1
19950627   81665   Global DirectMail               DLJ              1
19950627   81686   Business Resource Group         NEEDHAM          0
19950627   81750   Spyglass                        ALEX-BROWN       0
19950628   81684   BDM International               GS               1
19950628   81735   Paradigm Technology             PAINE-W          1
19950628   81716   InStent                         UBS-SEC          0
19950629   81720   MobileMedia                     LEH              1
19950629   81691   Coda Music Technologies         KINNARD          0
19950629   81715   Inference                       PSI              0
19950629   81738   Rattlesnake Holding             AUERBACH         0
19950630   81698   Dendrite International          GS               0
19950630   81699   Discreet Logic                  ROBERTSON-S      0
19950630   81724   Metra Biosystems                ROBERTSON-S      0
19950630   81742   Seer Technologies               HAMBRECHT        0
19950706   81877   Legato Systems                   ROBERTSON-S       0
19950706   81879   MIDCOM Communications            DLJ               0
19950710   81887   OnTrak Systems                   MONTGOMERY        0
19950713   81776   MEMC Electronic Materials Inc    J-P-MORGAN        0
19950713   81884   Martin Industries                BRADFORD          0
19950714   81886   Novadigm                         ALEX-BROWN        0
19950718   81890   PixTech                          HAMBRECHT         1
19950718   81767   BT Office Products               MS                0
19950719   81784   Teekay Shipping                  GS                0
19950719   81888   Play By Play Toys & Novelties    RAUSCHER-REF      0
19950720   81862   Exogen                           ROBERTSON-S       0
19950720   81871   IMNET Systems                    VOLPE-WELTY       0
19950720   81872   Integrated Measurement Systems   MS                0
19950720   81897   Rockford Industries              COMMONWEALTH-AS   0
19950720   81906   Unison Software                  HAMBRECHT         0
19950721   81878   Align-Rite International         KEMPER-SEC        0
19950721   81883   MS Financial                     ALEX-BROWN        0
19950724   81882   MiniMed                          SBI               1
19950724   81901   Tarrant Apparel Group            PSI               0
19950725   81859   DLB Oil & Gas                    MERRILL           0
19950726   81778   Red Lion Hotels                  SBI               4
19950726   81894   Logans Roadhouse                 BRADFORD          0
19950726   83728   RenaissanceRe Holdings           MERRILL           0
19950727   81864   Forcenergy Gas Exploration       GS                1
19950727   81849   Across Data Systems              HAMPSHIRE         0
19950727   81850   Astea International              ALEX-BROWN        0
19950727   81854   Cybex                            MORGAN-KEEGAN     0
19950727   81903   TelCom Semiconductor             MS                0
19950728   81866   Falcon Drilling                  DLJ               0
19950728   81874   KeraVision                       GS                0
19950728   81891   Percon Acquisition               CRUTTENDEN-ROTH   0
19950731   82183   Jayhawk Acceptance               MONTGOMERY        1
19950731   82225   Pet Practice                     SBI               1
19950731   82214   Smartflex Systems                MONTGOMERY        0
19950731   82216   Sequana Therapeutics             LEH               0
19950801   82221   Union Acceptance                 SAL               1
19950801   82202   Orion Network Systems            SAL               0
19950801   82204   ON Technology                    ROBERTSON-S       0
19950801   82209   Pure Software                    MS                0
19950802   82206   Owen Healthcare Inc              SBI               1
19950803   81914   Arcadian                         SBI               4
19950803   81922   ThermoSpectra                    NATWEST-SEC       4
19950803   82155   Ambassadors International        MONTGOMERY        1
19950803   82192   Moovies                          NEEDHAM           0
19950804   82218   Summit Medical Systems           WESSELS           0
19950807   82222   USA Detergents                   PAINE-W           1
19950808   82200   Netscape Communications          MS                1
19950808   82228   WFS Financial                  DLJ               1
19950809   82161   Community Care of America      SBI               1
19950809   81920   Oakley                         MERRILL           0
19950809   81925   UCAR International             CS-FB             0
19950810   82157   Atlas Air                      MERRILL           0
19950810   82177   HPR                            HAMBRECHT         0
19950811   82172   Desktop Data                   ALEX-BROWN        1
19950814   82160   Cutter & Buck                  NEEDHAM           0
19950814   82194   NHP                            MONTGOMERY        0
19950814   82212   Romac International            PSI               0
19950814   82227   Vantive                        HAMBRECHT         0
19950816   82176   Redhook Ale Brewery            SBI               0
19950818   82191   Mackie Designs                 PIPER-J           0
19950822   82178   Harbinger                      ALEX-BROWN        0
19950823   82207   Plasma & Materials Tech        SAL               0
19950824   82168   Computron Software             DLJ               0
19950828   82167   Computational Systems          BRADFORD          0
19950913   82253   Carbide/Graphite Group         PAINE-W           1
19950913   82276   Risk Capital Holdings          SBI               1
19950915   82252   Boyds Wheels                   CRUTTENDEN-ROTH   0
19950918   82281   Smith Micro Software           HAMBRECHT         0
19950919   82237   Pepsi-Cola Puerto Rico         OPPENHEIMER       0
19950919   82268   NetStar                        STEICHEN          0
19950919   82272   Pediatrix Medical Group        DWR               0
19950920   82275   Premenos Technology            VOLPE-WELTY       0
19950920   82278   Ariely Advertising             HAMPSHIRE         0
19950920   82285   Tel-Save Holdings              GERARD-KLAUER     0
19950920   82656   Core Laboratories              JEFFERIES         0
19950921   82235   Midwest Express Holdings       SAL               0
19950921   82261   General Scanning               HAMBRECHT         0
19950921   82266   Mail-Well                      MERRILL           0
19950921   82283   PanAmSat                       MS                0
19950922   82290   United Dental Care             ALEX-BROWN        0
19950925   82238   Personnel Group of America     PAINE-W           0
19950926   82243   Renaissance Hotel Group        MS                0
19950926   82247   Accom                          HAMBRECHT         0
19950928   82249   AHI Healthcare Systems         SBI               1
19950928   82255   CheckFree                      LEH               0
19950928   82256   Computer Management Sciences   ROBINSON          0
19950928   82258   DepoTech                       DR                0
19950928   82259   Eastbay                        BAIRD             0
19950928   82265   Mizar                          KINNARD           0
19950928   82291   Zycon                          PSI               0
19950929   82267   Microwave Power Devices        ROBERTSON-S       0
19950929   82280   Simware                        OPPENHEIMER       0
19951002   82303   Prudential Reinsurance         GS                4
19951003   82481   Data Documents                 JEFFERIES         0
19951003   82491   First Investors Financial        ALEX-BROWN        0
19951005   82492   Gadzooks                         MONTGOMERY        1
19951005   82504   LeCroy                           PSI               1
19951005   82508   Myriad Genetics                  COWEN             1
19951005   82488   ESS Technology                   MS                0
19951005   82539   World Airways                    PAINE-W           0
19951006   82511   NUR Advanced Technologies        JOSEPHTHAL-LYON   0
19951006   82535   Verity                           HAMBRECHT         0
19951009   82522   SpeedFam International           NEEDHAM           0
19951010   82292   Allmerica Financial              MERRILL           0
19951010   82295   Central Parking                  BRADFORD          0
19951010   82308   Union Pacific Resources Group    SBI               0
19951010   82471   APAC TeleServices                MERRILL           0
19951011   82485   Elantec Semiconductor            COWEN             4
19951011   82298   Diamond Offshore Drilling        CS-FB             1
19951011   84005   Gemstar International Group      ALEX-BROWN        0
19951012   82495   GT Bicycles                      MONTGOMERY        4
19951012   82476   William Greensberg Jr Desserts   FECHTOR           0
19951012   82515   SCP Pool                         ROBINSON          0
19951012   82526   Sonus Pharmaceuticals            HAMBRECHT         0
19951013   82470   American Coin Merchandising      SEIDLER-COS       0
19951016   82505   Logic Works                      MS                1
19951017   82474   ARV Assisted Living              SAL               0
19951018   82467   ADE                              ALEX-BROWN        0
19951018   82538   Wireless One                     GERARD-KLAUER     0
19951019   82493   Gliatech                         MONTGOMERY        0
19951020   82487   Enterprise Systems               ROBERTSON-S       0
19951020   82521   RadiSys                          COWEN             0
19951023   82300   Gucci Group                      MS                1
19951023   82301   Intimate Brands                  GS                1
19951023   82472   Argyle Television Holding        CS-FB             0
19951023   82513   Pharmacyclics                    CS-FB             0
19951024   82299   Donaldson Lufkin & Jenrette      DLJ               0
19951024   82489   Etec Systems                     ROBERTSON-S       0
19951025   82306   Sterling House                   NATWEST-SEC       0
19951026   82484   DataWorks                        FURMAN-SELZ       0
19951026   82510   Nimbus CD International          BEAR              0
19951030   82524   Sheridan Healthcare              SBI               1
19951031   82307   Total Renal Care Holdings        DLJ               0
19951031   82655   Cooper & Chyan Technology        ALEX-BROWN        0
19951101   82640   K-III Communications             MERRILL
19951102   82559   Cardiometrics                    DR                0
19951103   82562   Clarify                          ALEX-BROWN        0
19951103   82581   Henry Schein                     WM-BLAIR          0
19951106   82551   Arbor Software                   MS                1
19951106   82603   Perclose                         ALEX-BROWN        1
19951106   82627   Pete's Brewing                   MS                1
19951106   82608   ROSS Technology                  ROBERTSON-S     0
19951106   82610   Sano                             RAYMOND         0
19951107   82566   COREStaff                        GS              0
19951107   82618   Sandisk                          MS              0
19951108   82576   GelTex Pharmaceuticals           COWEN           1
19951108   82579   Home Health Corp of America      HAMBRECHT       0
19951108   82584   Investors Financial Services     KEEFE           0
19951108   82594   Meta Software Inc                WESSELS         0
19951109   82597   National Surgery Centers         ALEX-BROWN      0
19951109   82620   Sync Research                    ROBERTSON-S     0
19951109   82623   Visio                            ALEX-BROWN      0
19951110   82544   ADAM Software                    ROBINSON        0
19951114   82550   Applied Microsystems             HAMBRECHT       0
19951114   82591   Lumisys                          HAMBRECHT       0
19951114   82643   Lexmark International Group      GS              0
19951115   82546   Advent Software                  MS              1
19951115   82549   AMX                              ROBERTSON-S     0
19951115   82564   Catalyst International           ROBERTSON-S     0
19951115   82605   Photon Dynamics Inc              LEH             0
19951116   82612   Scopus Technology                MS              1
19951116   82642   Estee Lauder                     GS              1
19951116   82558   CFC International                EVEREN-SEC      0
19951116   82572   First Commonwealth               WM-BLAIR        0
19951116   82583   IDX Systems                      ALEX-BROWN      0
19951116   82651   Waters                           MERRILL         0
19951117   82547   Advanced Energy Industries       LEH             0
19951117   82565   CORT Business Services           SBI             0
19951117   82613   Secure Computing                 PIPER-J         0
19951117   82614   Software 2000                    NEEDHAM         0
19951117   82615   Simon Transportation Services    MORGAN-KEEGAN   0
19951117   82616   Smart Modular Technologies       DLJ             0
19951120   82634   Boston Beer                      GS              1
19951120   82639   Imperial Credit Mortgage Hldgs   PAINE-W         1
19951120   82644   Meadowbrook Insurance Group      MS              1
19951120   82557   Consolidated Delivery            PAINE-W         0
19951120   82600   Italian Oven                     WHEAT-FBS       0
19951120   82638   Emeritus                         NATWEST-SEC     0
19951121   82598   Network Appliance                LEH             1
19951121   82548   Amerin                           MS              0
19951121   82587   Intevac Industries               ROBERTSON-S     0
19951121   82604   PathoGenesis                     PSI             0
19951121   82619   Silicon Storage Technology       HAMBRECHT       0
19951121   82632   Big Flower Press Holdings Inc.   GS              0
19951122   82577   Gynecare                         UBS-SEC         0
19951122   82607   Parexel International            WM-BLAIR        0
19951129   82560   Carnegie Group Inc               VOLPE-WELTY     0
19951129   82606   Pixar                            ROBERTSON-S     0
19951130   82697   Eagle USA Airfreight             DLJ              1
19951130   82732   Objective Systems Integrators    MS               1
19951130   82599   Northwest Pipe                   HANIFEN-IMHOFF   0
19951130   82719   Lernout en Hauspie               HAMBRECHT        0
19951130   82740   Raytel Medical                   VECTOR           0
19951130   82762   Westell Technologies Inc         MONTGOMERY       0
19951201   82724   META Group                       ROBERTSON-S      1
19951201   82673   Benchmarq Microelectronics       NEEDHAM          0
19951204   82672   BE Semiconductor Industries      MS               0
19951205   82734   Pharmacopeia                     ALEX-BROWN       0
19951205   82761   Western Pacific Airlines         SAL              0
19951206   82720   Learning Tree International      ROBERTSON-S      0
19951206   82723   Mecon                            MONTGOMERY       0
19951206   82744   Spacetec IMC                     ADVEST           0
19951207   82683   Cronos                           MS               0
19951207   82729   Neuromedical Technologies Inc    GS               0
19951208   82686   Citrix Systems                   HAMBRECHT        0
19951211   82663   Advanced Lighting Technologies   PSI              1
19951211   82688   Cardiovascular Diagnostics       BEAR             0
19951211   82759   Visioneer                        ROBERTSON-S      0
19951212   82736   Physio-Control International     MS               1
19951212   82667   AML Communications               WEDBUSH-M        0
19951212   82722   Molecular Devices                UBS-SEC          0
19951212   82727   MetaTools                        ALEX-BROWN       0
19951213   82751   Extended Stay America            DLJ              4
19951213   82710   Hart Brewing                     PAINE-W          1
19951213   82717   Kensey Nash                      JANNEY           0
19951213   82726   Morrow Snowboards                SBI              0
19951213   82746   Synaptic Pharmaceutical          MERRILL          0
19951213   82749   SQA                              ROBERTSON-S      0
19951213   82769   Bristol Hotel                    MERRILL          0
19951213   82770   CapMAC Holdings                  DR               0
19951214   82695   Ergo Science                     COWEN            1
19951214   82777   MSC Industrial Direct            DLJ              1
19951214   82679   CKS Group                        GS               0
19951214   82700   Fuisz Technologies               SBI              0
19951214   82704   GT Interactive Software          ROBERTSON-S      0
19951214   82753   TechForce                        ALEX-BROWN       0
19951214   82755   Tollgrade Communications         PARKER-HUNTER    0
19951214   82767   Triple P                         HAMBRECHT        0
19951214   82768   Blonder Tongue Laboratories      FERRIS-BAKER     0
19951214   82783   United Transnet                  SBI              0
19951215   82664   Adept Technology                 ROBERTSON-S      0
19951215   82675   Schlotzsky's                     RAYMOND          0
19951215   82766   Zoran                            OPPENHEIMER      0
19951218   82701   GCR Holdings                     GS               0
19951218   82757   Unison Healthcare                WHEAT-FBS        0
19951219   82693   Elcom International           ROBERTSON-S    0
19951219   82706   Guarantee Life Companies      GS             0
19951220   82747   Spacehab                      CS-FB          1
19951220   82666   AMISYS Managed Care Systems   ALEX-BROWN     0
19951220   82681   Celeritek                     OPPENHEIMER    0
19951220   82685   Castelle                      UNTERBERG-H    0
19951220   82687   Cityscape Financial           ALEX-BROWN     0
19951220   82691   DeltaPoint                    MEYERS         0
19951220   82696   Electrostar                   ROBERTSON-S    0
19951220   82698   ForeFront Group               WOODRUFF       0
19951220   82713   Sterling Vision               FECHTOR        0
19951220   82739   Regent Assisted Living        NEEDHAM        0
19960111   82845   Sagebrush                     WHEAT-FBS      0
19960118   82808   Nor'Wester Brewing            BLACK          0
19960122   82840   Red Brick Systems             MS             1
19960123   82835   PhyMatrix Corp                SBI            1
19960123   82821   FYI                           MONTGOMERY     0
19960123   82833   Open Text                     MONTGOMERY     0
19960123   82841   Alrenco                       EQUITABLE      0
19960124   82818   ESC Medical Systems           SBI            0
19960124   82824   Hybridon                      LEH            0
19960124   82827   K&G Men's Center              ROBINSON       0
19960124   82837   Pharmaceutical Product Dev    LEH            0
19960124   82839   Performance Technologies      WHEAT-FBS      0
19960124   82851   Wilmar Industries             ALEX-BROWN     0
19960125   82803   World Color Press             DLJ            1
19960126   82832   Omnipoint                     DLJ            0
19960129   82807   Aavid Thermal Technologies    MONTGOMERY     0
19960131   82853   Heartstream                   UBS-SEC        0
19960131   82858   Red Roof Inns                 MS             0
19960131   83121   Connective Therapeutics       SBI            0
19960131   83143   Iron Mountain                 PSI            0
19960131   83180   US Satellite Broadcasting     CS-FB          0
19960201   83123   Conceptus                     UBS-SEC        0
19960201   83125   Childtime Learning Centers    WM-BLAIR       0
19960201   83146   Intercardia                   MONTGOMERY     0
19960201   83152   New World Coffee              NATL-SEC       0
19960201   83159   RAC Financial Group           BEAR           0
19960201   83163   Remec                         NEEDHAM        0
19960205   83130   Documentum                    MS             1
19960205   83113   Arthrocare                    ROBERTSON-S    0
19960206   83131   Digital Generation Systems    HAMBRECHT      0
19960206   83160   Raptor Systems                MONTGOMERY     0
19960206   83162   Renal Care Group              EQUITABLE      0
19960206   83172   3-D Geophysical               RAUSCHER-REF   0
19960206   83183   VocalTec                      HAMBRECHT      0
19960207   83136   EndoVascular Technologies     HAMBRECHT      0
19960207   83137   Globe Business Resources          A-G-EDWARDS       0
19960207   83175   TresCom International             MS                0
19960208   82791   ContiFinancial                    MERRILL           1
19960208   82861   TB Wood's                         CS-FB             1
19960208   83127   CellularVision USA                DR                0
19960208   83161   Rural Cellular                    DAIN-BOS          0
19960209   83184   Whitewing Labs                    COHIG             0
19960209   85409   Chancellor                        SBI               0
19960212   83157   Physician Support Systems         VOLPE-WELTY       0
19960213   83150   NCS HealthCare                    SBI               1
19960214   83122   Cotelligent Group                 VOLPE-WELTY       0
19960214   83133   Dignity Partners                  OPPENHEIMER       0
19960214   83148   Landec                            SBI               0
19960214   83154   Optical Sensors                   ALEX-BROWN        0
19960214   83181   VitalCom                          WESSELS           0
19960214   83185   XeTel                             PSI               0
19960215   83178   Ultradata                       0 SAL               1
19960215   83128   CyberCash                         HAMBRECHT         0
19960215   83151   Neose Technologies                SBI               0
19960215   83167   SCB Computer Technology           MORGAN-KEEGAN     0
19960216   83119   COHR Inc                          NEEDHAM           0
19960216   83129   Cylink                            PIPER-J           0
19960216   83138   Gensym                            HAMBRECHT         0
19960216   83145   Iridex                            WESSELS           0
19960220   83141   Impath                          0 SAL               0
19960222   82857   Mossimo                           MERRILL           0
19960222   83120   Columbus McKinnon Corp            GS                0
19960222   83176   Ultrafem                          HAMPSHIRE         0
19960226   83156   Preferred Networks                PAINE-W           0
19960226   83174   Trident International             PSI               0
19960228   82859   Revlon                            MERRILL           4
19960228   83164   RISCORP                           SBI               1
19960228   83111   Alexion Pharmaceuticals           JOSEPHTHAL-LYON   0
19960228   83124   CSG Systems International         ALEX-BROWN        0
19960228   83134   Engineering Animation             JPM               0
19960228   83144   Integrated Packaging Assembly     DLJ               0
19960229   83140   Indus Group                       COWEN             1
19960229   83303   PIA Merchandising                 PAINE-W           1
19960229   83293   OrCAD                             WESSELS           0
19960301   83191   Berg Electronics                  DLJ               1
19960301   83298   PowerCerv                         ROBERTSON-S       0
19960305   83246   ChiRex                            CS-FB             0
19960305   83253   Data Processing Resources         MONTGOMERY        0
19960305   83271   Health Systems Design             VOLPE-WELTY       0
19960305   83307   Premiere Technologies             ALEX-BROWN        0
19960307   83269   Helisys                           CRUTTENDEN-ROTH   0
19960307   83279   IPC Holdings                      MS                0
19960308   83229   Sterling Commerce                ALEX-BROWN        0
19960308   83251   Cytyc                            ROBERTSON-S       0
19960308   83318   Superior Services                ALEX-BROWN        0
19960311   83263   Forte Software                   MS                1
19960311   83324   XYLAN                            MS                1
19960311   83193   Caribiner International          MERRILL           0
19960311   83232   Vanstar                          ROBERTSON-S       0
19960312   83294   Ocal                             HAMPSHIRE         0
19960312   83308   Platinum Entertainment           DLJ               0
19960313   83270   HMT Technology                   ROBERTSON-S       0
19960313   83272   Hub Group                        ALEX-BROWN        0
19960314   83274   Isocor                           HAMBRECHT         0
19960314   83276   Innotech                         LEH               0
19960314   83291   MindSpring Enterprises           BRADFORD          0
19960314   83306   Prism Solutions                  ALEX-BROWN        0
19960315   83275   IDT                              COWEN             1
19960315   83278   Individual                       ROBERTSON-S       0
19960315   83283   JDA Software Group               HAMBRECHT         0
19960319   83231   ThermoQuest                      NATWEST-SEC       0
19960319   83242   Biofield                         HAMBRECHT         0
19960319   83256   Elamex                           GS                0
19960319   83258   EuroMed                          NATL-SEC          0
19960319   83266   Gateway Data Sciences            NATL-SEC          0
19960320   83254   Dawson Production Services       JEFFERIES         0
19960320   83285   Logal Educational Software       LEHMAN-I-EUR      0
19960321   83204   First USA Paymentech             MERRILL           1
19960321   83259   Eagle River Interactive        0 SAL               0
19960321   83234   AlphaNet Solutions               CRUTTENDEN-ROTH   0
19960321   83235   Analogy                          NEEDHAM           0
19960321   83247   Cimatron                         OPPENHEIMER       0
19960321   83277   Intelligent Medical Imaging      SBI               0
19960321   83322   Workgroup Technology             ALEX-BROWN        0
19960322   83280   Intelliquest Information Grp     WM-BLAIR          0
19960325   83190   Belco Oil & Gas                  GS                1
19960325   83295   Onyx Acceptance                  PSI               0
19960326   83299   Party City                       TUCKER            0
19960326   83304   Profit Recovery Group            ROBERTSON-S       0
19960326   83313   May & Speh                       DLJ               0
19960326   83314   Penske Motorsports               CS-FB             0
19960327   83230   Thermo Sentron                   NATWEST-SEC       0
19960327   83238   Bacou USA                        LEH               0
19960327   83262   FemRx                            ROBERTSON-S       0
19960327   83267   GalaGen                          MONTGOMERY        0
19960327   83297   PCD                              ADAMS-HARKNESS    0
19960328   83244   Century Aluminum                 MS                4
19960328   83309   Segue Software                   ALEX-BROWN        0
19960328   83320   Tadiran Telecommunications       LEH               0
19960329   83241   Barnett                         WM-BLAIR          0
19960329   83378   Houghten Pharmaceuticals        DR                0
19960401   83392   Lycos                           HAMBRECHT         0
19960402   83357   Arterial Vascular Engineering   COWEN             1
19960402   83360   Bonded Motors                   COMMONWEALTH-AS   0
19960402   83390   KVH Industries                  ROBERTSON-S       0
19960402   83397   Microware Systems               ALEX-BROWN        0
19960402   83416   Sipex                           ALEX-BROWN        0
19960402   83436   York Group                      CHICAGO           0
19960403   83332   Lucent Technologies             MS                0
19960403   83351   Ansoft                          JANNEY            0
19960403   83370   DecisionOne                     SBI               0
19960403   83381   Housecall Medical Resources     MERRILL           0
19960403   83413   Sapient                         GS                0
19960403   83431   Excite Inc                      ROBERTSON-S       0
19960404   83365   Cost Plus                       ALEX-BROWN        0
19960404   83401   Praegitzer Industries           NEEDHAM           0
19960411   83412   Ribozyme Pharmaceuticals        MONTGOMERY        0
19960412   83430   Worldtalk Communications        ROBERTSON-S       0
19960412   83435   Yahoo!                          GS                0
19960416   83428   Walsh International             JPM               1
19960416   83343   Terra Nova(Bermuda)Holdings     DLJ               0
19960416   83349   Applied Graphics Technologies   COWEN             0
19960417   83389   Kentek Information Systems      JANNEY            0
19960417   83421   Suiza Foods                     BEAR              0
19960418   83367   CompuServe                      GS                0
19960418   83368   CardioThoracic Systems          UBS-SEC           0
19960418   83391   LanVision Systems               JEFFERIES         0
19960418   83403   Planet Hollywood Internatnl     BEAR              0
19960418   83423   Transition Systems              ALEX-BROWN        0
19960419   83340   Thrifty Payless Holdings        GS
19960422   83341   Travelers/Aetna Property        SBI               1
19960422   83366   Carbo Ceramics                  LEH               0
19960423   83358   AXENT Technologies              MERRILL           0
19960424   83400   Outdoor Systems                 ALEX-BROWN        0
19960425   83379   Heartport                       MS                1
19960425   83386   i2 Technologies                 GS                1
19960425   83348   Affinity Technology Group       MONTGOMERY        0
19960425   83354   American Portable Telecom       DLJ               0
19960425   83362   Casa Ole Restaurants            MORGAN-KEEGAN     0
19960426   83418   SpectraLink                     ROBERTSON-S       0
19960429   83382   Infonautics                     HAMBRECHT         0
19960429   83405   Polycom                         MS                0
19960429   83422   Sykes Enterprises               BAIRD             0
19960430   83388   JPM                             JANNEY            0
19960430   83404   Physiometrix                    WHEAT-FBS         0
19960430   83426   Wiztec Solutions                HAMPSHIRE         0
19960430   83429   Western Staff Services           UNTERBERG-H      0
19960501   83473   Autonomous Technologies          HANIFEN-IMHOFF   0
19960501   83482   Biopsys Medical                  ROBERTSON-S      0
19960501   83485   Bolder Technologies              ALEX-BROWN       0
19960501   83553   Sawtek                           HAMBRECHT        0
19960502   83480   Brooks Fiber Properties          GS               0
19960502   83497   Edify                            GS               0
19960502   83520   Jakks Pacific                    JOSEPH-CHARLES   0
19960502   83525   Lion Brewery                     NEEDHAM          0
19960502   83526   Marks Bros. Jewelers             WM-BLAIR         0
19960503   83580   Whittman-Hart                    DLJ              0
19960506   83531   Millennium Pharmaceuticals       GS               1
19960507   83440   Associates First Capital         GS               0
19960507   83524   Loehmann's (May Department)      MONTGOMERY       0
19960507   83542   OpenVision Technologies          ALEX-BROWN       0
19960507   83582   Zomax Optical Media              STEICHEN         0
19960508   83453   Nova                             ALEX-BROWN       0
19960508   83487   BioTransplant                    UBS-SEC          0
19960509   83555   SIBIA Neurosciences            0 SAL              1
19960509   83457   Polymer Group                    GS               1
19960509   83446   Designer Holdings                MERRILL          0
19960509   83541   ONYX Pharmaceuticals             MONTGOMERY       0
19960509   83567   Toolex Alpha                     GS               0
19960510   83576   Vincam Group                     SBI              1
19960510   83507   Forasol-Foramer                0 SAL              0
19960510   83447   Excel Communications             DLJ              0
19960510   83516   General Surgical Innovations     COWEN            0
19960514   83570   Coach USA                        ALEX-BROWN       1
19960514   83527   Microcide Pharmaceuticals        MERRILL          0
19960514   83528   Mechanical Dynamics              WESSELS          0
19960514   83578   West Coast Entertainment         JEFFERIES        0
19960515   83449   General Chemical Group         0 SAL              0
19960515   83561   SunStar Healthcare               MEYERS           0
19960516   83465   ACC Consumer Finance             MONTGOMERY       0
19960516   83466   Aksys                            SBI              0
19960516   83506   Fortress Group                   FURMAN-SELZ      0
19960516   83538   Oacis Healthcare Holdings        HAMBRECHT        0
19960516   83568   Trico Marine Services            SCHRODER-WER     0
19960516   83574   UroCor                           MONTGOMERY       0
19960517   83515   GeoScience                       MORGAN-KEEGAN    0
19960517   83546   Publishing Co of N. America      LAIDLAW-EQU      0
19960520   83464   Wyndham Hotel                    SBI              0
19960521   83490   CardioGenesis                    BEAR             1
19960521   83459   Saks Holdings                    GS               0
19960521   83491   Craig Consumer Electronics       BOSTON-GROUP     0
19960522   83439   American States Financial        MERRILL          0
19960522   83475   Avigen                           WEDBUSH-M        0
19960522   83495   Digene                            UBS-SEC          0
19960522   83498   Electronic Hair Styling           RODMAN           0
19960522   83512   Garden Botanika                   MONTGOMERY       0
19960522   83539   Open Market                       GS               0
19960522   83581   Western Wireless                  GS               0
19960523   83452   99 Cents Only Stores              EVEREN-SEC       0
19960523   83534   Neurocrine Biosciences            ROBERTSON-S      0
19960523   83535   Novoste                           PIPER-J          0
19960523   83557   Suburban Lodges of America        MONTGOMERY       0
19960523   83565   Medallion Financial               FURMAN-SELZ      0
19960524   83471   Aspect Development                ALEX-BROWN       0
19960524   83489   Cerion Technologies               WM-BLAIR         0
19960529   76209   Premier Parks                     LEH              0
19960529   83550   Photran                           KINNARD          0
19960530   83467   AirNet Systems                    DR               0
19960530   83519   Imagyn Medical                    DR               0
19960530   83560   Sunquest Information Systems      VOLPE-WELTY      0
19960530   83575   Urologix                          ALEX-BROWN       0
19960531   83558   Sunrise Assisted Living           DLJ              1
19960531   83500   Eclipse Surgical Technologies     PAINE-W          0
19960531   83559   SS&C Technologies                 ALEX-BROWN       0
19960604   83699   Titanium Metals                 0 SAL              0
19960605   83623   ASE Test                          MS               0
19960605   83660   Genset                            CS-FB            0
19960605   83688   Registry                          ADAMS-HARKNESS   0
19960605   83707   Virus Research Institute          OPPENHEIMER      0
19960606   83616   Affymetrix                        ROBERTSON-S      0
19960606   83666   Innovasive Devices                ALEX-BROWN       0
19960606   83690   Rush Enterprises                  LADENBURG        0
19960607   83612   Thermo Optek                      NATWEST-SEC      0
19960607   83658   Fusion Medical Technologies       UBS-SEC          0
19960610   83674   McLeod                          0 SAL              1
19960610   83632   Collaborative Clinical            VECTOR           0
19960610   83709   Verilink                          HAMBRECHT        0
19960611   83598   Harborside Healthcare             NATWEST-SEC      0
19960611   83651   EntreMed                          ALLEN            0
19960611   84009   Infoseek                          ALEX-BROWN       0
19960612   83645   Cardiac Pathways                  MS               1
19960612   83657   Farallon Communications           COWEN            0
19960613   83605   Metromail                         MS               1
19960613   83611   Southern Pacific Funding          NATWEST-SEC      0
19960613   83649   Diatide                           DR               0
19960613   83650   DuPont Photomasks                 MS               0
19960613   83681   PageMart Wireless                 MS               0
19960614   83615   Andrx                             OPPENHEIMER      0
19960614   83664   ICT Group                         ROBERTSON-S      0
19960614   83704   Unify                             MONTGOMERY       0
19960617   83703   Ugly Duckling                     CRUTTENDEN-ROTH   0
19960618   83637   CFM Technologies                  PAINE-W           1
19960618   83625   Boston Communications Group       ALEX-BROWN        0
19960618   83706   Visible Genetics                  GERARD-KLAUER     0
19960619   83594   Dayton Superior Corp(Danis)     0 SAL               0
19960619   83603   Interstate Hotels                 MERRILL           0
19960619   83626   Bigmar                            LT-LAWRENCE       0
19960619   83633   CardioVascular Dynamics           VOLPE-WELTY       0
19960619   83648   Diamond Home Services             WM-BLAIR          0
19960619   83655   Fine Host                         MONTGOMERY        0
19960620   83606   Pacific Greystone                 SBI               1
19960620   83609   Ryerson Tull                      GS                1
19960620   83621   ANSYS                             ALEX-BROWN        0
19960620   83622   Aradigm                           COWEN             0
19960620   83638   CollaGenex                        ALEX-BROWN        0
19960620   83669   Keystone Automotive Industs       MORGAN-KEEGAN     0
19960620   83700   Thermatrix                        OPPENHEIMER       0
19960620   83705   USCS International                MERRILL           0
19960621   83692   Sabratek                          BEAR              1
19960621   83629   Borealis Technology               MEYERS            0
19960621   83630   BroadVision                       ROBERTSON-S       0
19960621   83653   EP MedSystems                     PACIFIC-GROWTH    0
19960621   83689   Rutherford-Moran Oil              JPM               0
19960624   83661   Genesee & Wyoming                 SCHRODER-WER      1
19960624   83608   Providence Journal                MERRILL           0
19960624   83662   Grand Prix Assoc Long Beach       VAN-KASPER        0
19960624   83676   Multicom Publishing               LAIDLAW-EQU       0
19960624   83680   PacificAmerica Money Center       FRIEDMAN-B        0
19960625   83654   Electroscope                      KINNARD           0
19960625   83667   IMC Mortgage, Tampa,Florida       BEAR              0
19960626   83588   Aviation Sales                    SBI               4
19960626   83635   Central Financial Acceptance      MONTGOMERY        0
19960626   83665   ICTS Holland Production           UNTERBERG-H       0
19960626   83678   Integ                             PIPER-J           0
19960627   83595   Donna Karan International         MS                1
19960627   83597   FactSet Research Systems          DLJ               1
19960627   83639   CheckPoint Software Tech          GS                0
19960627   83677   Multiple Zones International      DAIN-BOS          0
19960627   83686   Qiagen                            GS                0
19960627   83693   Siebel Systems                    HAMBRECHT         0
19960627   83694   Smithway Motor Xpress             MORGAN-KEEGAN     0
19960627   83696   Teleport Communications Group     MERRILL           0
19960627   83702   Travis Boats & Motors             ROBERTSON-S       0
19960628   83618   Apache Medical Systems            COWEN             0
19960701   83719   American Pad & Paper              MS                1
19960701   83740   Channell Commercial               SCHRODER-WER      1
19960701   83744   C/NET                             MS                1
19960701   83733   American Materials & Techs       MEYERS            0
19960701   83781   Phoenix International Ltd.       BRADFORD          0
19960701   83785   Printware                        STEICHEN          0
19960702   83732   Printrak International           ROBERTSON-S       0
19960702   83746   Drilex                           MERRILL           0
19960702   83766   IXC Communications               MS                0
19960702   83778   OneWave                          GS                0
19960702   83801   North Face                       ALEX-BROWN        0
19960702   83805   United Payors & United           BEAR              0
19960703   83750   Elbit Vision Systems             OPPENHEIMER       0
19960710   83737   Capital Factors Holdings         OPPENHEIMER       4
19960711   83789   RemedyTemp                       DR                0
19960716   83784   Precision Response               DAIN-BOS          0
19960717   83769   Cadus Pharmaceutical             HAMBRECHT         0
19960717   83810   Coinmach Laundry                 LEH               0
19960718   83768   Karrington Health                SBI               1
19960718   83779   Pegasystems                      GS                1
19960718   83808   Versant Object Technology        COWEN             1
19960718   83800   Sterile Recoveries               BAIRD             0
19960719   83720   FBL Financial Group              ALEX-BROWN        0
19960719   83743   Claremont Technology Group       ROBERTSON-S       0
19960719   83780   Pacific Gateway Exchange         PAINE-W           0
19960722   83721   Farm Family Holdings           0 SAL               1
19960722   83753   First Enterprise Financl Grp     BRADFORD          0
19960722   83794   Restrac                          MONTGOMERY        0
19960723   83776   Object Design                    HAMBRECHT         0
19960723   83803   Universal Outdoor Holdings       ALEX-BROWN        0
19960725   83731   American Disposal Services       OPPENHEIMER       0
19960725   83751   First Alliance                   FRIEDMAN-B        0
19960725   83777   Optika Imaging Systems           VOLPE-WELTY       0
19960725   83790   Research Engineers               CRUTTENDEN-ROTH   0
19960725   83799   Strayer Education                LEGG-MASON-WW     0
19960726   83807   Ventana Medical Systems          BEAR              1
19960726   83736   Calypte Biomedical               PACIFIC-GROWTH    0
19960730   83756   Geron                            JPM               0
19960730   83788   TV Filme                         ALEX-BROWN        0
19960730   83797   Source Services                  ROBINSON          0
19960731   83916   TeleTech Holdings                MS                1
19960731   83795   Silicon Gaming                   DEUTSCHE-MORGAN   0
19960731   83878   Golden Bear Golf                 MERRILL           0
19960801   83832   Steinway Musical Instruments     GS                0
19960801   83865   Einstein Bros Bagels             MERRILL           0
19960801   83866   FPIC Insurance Group             OPPENHEIMER       0
19960801   83879   Lamar Advertising                SBI               0
19960802   83849   Cambridge Heart                  GS                0
19960805   83830   SelfCare                         LEH               0
19960806   83912   TriTeal                          PAINE-W           1
19960806   83816   Alternative Living Services       NATWEST-SEC       0
19960806   83902   SoloPoint                         MEYERS            0
19960807   83822   Guess                             MERRILL           0
19960808   83828   National Processing             0 SAL               4
19960808   83908   SRS Labs                        1 SAL               0
19960808   83856   Carriage Services                 MERRILL           0
19960808   83870   HealthCor Holdings                ALEX-BROWN        0
19960808   83899   Raster Graphics                   HAMBRECHT         0
19960808   83915   TeleSpectrum Worldwide            JPM               0
19960808   83917   Visigenic Software                HAMBRECHT         0
19960808   84003   Bank United                       MERRILL           0
19960809   83873   Hvide Marine                      DLJ               1
19960809   83823   Hambrecht & Quist Group           HAMBRECHT         0
19960809   83844   Aware                             ROBERTSON-S       0
19960809   83911   Telco Communications Group        BEAR              0
19960813   83820   Dal-Tile International            SBI               1
19960813   83829   Paracelsus Healthcare             DLJ               1
19960813   83838   Ace*Comm                          FURMAN-SELZ       0
19960813   83861   Dynamex                           WM-BLAIR          0
19960814   83860   Dura Automotive Systems           DLJ               1
19960814   83852   CONNECT                           LEH               0
19960814   83857   Dailey Petroleum Services         JEFFERIES         0
19960814   83883   MIM                               PAINE-W           0
19960815   83819   Consolidated Cigar Holdings       GS                1
19960815   83834   Willbros Group                    DR                0
19960815   83877   Interlink Computer Sciences       VOLPE-WELTY       0
19960815   83901   Signature Resorts                 MONTGOMERY        0
19960816   83850   CCC Information Srvcs Group       HAMBRECHT         0
19960816   83862   E*Trade Group                     ROBERTSON-S       0
19960816   83900   Service Experts                   EQUITABLE         0
19960820   83818   CapStar Hotel                     LEH               0
19960820   83843   Atria Communities                 ALEX-BROWN        0
19960822   83910   TransAct Technologies             CRUTTENDEN-ROTH   0
19960823   83884   Metro One Telecommunications      BLACK             0
19960823   83906   Stericycle                        DR                0
19960827   83890   New York Bagel Enterprises        RAUSCHER-REF      0
19960828   83869   Gradall Industries                DR                0
19960911   83929   Diedrich Coffee                   BOSTON-GROUP      0
19960917   83957   QEP                               CRUTTENDEN-ROTH   0
19960918   83941   Internatnl Network Services       MS                1
19960918   83928   Cymer                             MS                0
19960918   83958   RMH Teleservices                  SBI               0
19960918   83962   Rental Service                    WM-BLAIR          0
19960918   83969   Willis Lease Finance              WEDBUSH-M         0
19960918   84000   Thermo BioAnalysis                NATWEST-SEC       0
19960919   83991   Houston Exploration               GS                1
19960919   83918   Applied Analytical Industries     GS                0
19960919   83981   Calpine                           CS-FB             0
19960920   83931   Document Sciences               0 DEUTSCHE-MORGAN   0
19960920   83966   Technology Modeling Assocs        HAMBRECHT         0
19960923   83939   Hot Topic                         MONTGOMERY        0
19960923   83983   Cross-Continent Auto Retlrs       MS                0
19960924   83979   American Residential Services     SBI               0
19960924   83998   Snyder Communications             MERRILL           0
19960925   83922   Algos Pharmaceutical              LEH               1
19960925   83976   Abercrombie & Fitch               GS                1
19960925   83990   Halter Marine Group               DLJ               1
19960925   83940   Industri-Matematik                ALEX-BROWN        0
19960925   83944   LCC International                 DLJ               0
19960925   83948   Coffee People                     BLACK             0
19960925   83956   Peerless Systems                  HAMBRECHT         0
19960925   83961   Rofin-Sinar Technologies          DEUTSCHE-MORGAN   0
19960925   83967   Tri-Point Medical                 LEH               0
19960926   84001   Univision Communications          DLJ               1
19960926   83943   Kapson Senior Quarters          0 SAL               0
19960926   83920   Abacus Direct                     ROBERTSON-S       0
19960926   83925   CellNet Data Systems              MS                0
19960926   83960   RockShox                          MERRILL           0
19960926   83965   Staffmark                         BRADFORD          0
19960926   83971   Xionics Document Technologies     ADAMS-HARKNESS    0
19960927   83937   Gargoyles                         SBI               0
19960927   83942   Intelligroup                      COWEN             0
19960927   83945   Leap Group                        DWR               0
19960927   83946   Lightbridge                       COWEN             0
19960927   83953   Nitinol Medical Technologies      JPM               0
19960927   83982   Cox Radio Inc                     LEH               0
19960927   84008   Orckit Communications             ALEX-BROWN        0
19960930   84047   Advanced Fibre Communications     MS                0
19960930   84074   Storm Technology                  GS                0
19960930   84121   Film Roman                        DLJ               0
19961002   84064   CN Biosciences                    UBS-SEC           0
19961002   84065   Costilla Energy                   PSI               0
19961002   84099   Medi-Ject                         RODMAN            0
19961002   84127   Control Devices                   DWR               0
19961003   84089   Integrated Living Communities     SBI               1
19961003   84023   Cornell Corrections               DR                0
19961003   84026   Dover Downs Entertainment         MERRILL           0
19961003   84045   Advanced Health                   COWEN             0
19961003   84117   Pegasus Communications            LEH               0
19961003   84119   Peerless Group                    DAIN-BOS          0
19961004   84103   Metzler Group                     DLJ               0
19961007   84027   EVEREN Capital                    MS                0
19961008   84046   Advance Paradigm                  HAMBRECHT         0
19961008   84062   Chicago Pizza & Brewery           BOSTON-GROUP      0
19961009   84094   Kitty Hawk                       SBI               1
19961009   84028   Gulfstream Aerospace             GS                0
19961009   84110   Markwest Hydrocarbon             DR                0
19961009   84128   Suburban Ostomy Supply           DWR               0
19961009   84130   Splash Technology Holdings       ALEX-BROWN        0
19961010   84084   Hibbett Sporting Goods           SBI               0
19961010   84120   QuadraMed                        JEFFERIES         0
19961010   84133   Superior Consultant Holdings     WM-BLAIR          0
19961010   84135   Trusted Information Systems      JPM               0
19961011   84036   Sabre Group Holdings             GS                0
19961011   84040   Superior Telecom                 FURMAN-SELZ       0
19961011   84078   FaxSav                           LEH               0
19961011   84087   Intensiva Healthcare             HAMBRECHT         0
19961011   84097   Medical Alliance                 BEAR              0
19961011   84148   White Pine Software              COWEN             0
19961011   84151   Xomed Surgical Products          ALEX-BROWN        0
19961014   84018   Carson                           MERRILL           0
19961015   84101   Memco Software                   LEH               0
19961016   84052   ArQule                           HAMBRECHT         0
19961016   84071   Digex                            FRIEDMAN-B        0
19961016   84105   Metrogolf                        LAIDLAW-EQU       0
19961016   84106   Metro Networks                   GS                0
19961016   84134   TALX                             FIRST-ALBANY      0
19961016   84136   Transkaryotic Therapies          MS                0
19961017   84147   Viatel                         1 SAL               0
19961017   84066   Specialty Catalog                GKN-SEC           0
19961017   84150   XLConnect Solutions              ALEX-BROWN        0
19961018   84039   Spatial Technology               CRUTTENDEN-ROTH   0
19961018   84098   Memberworks                      ROBERTSON-S       0
19961018   84108   Matrix Capital                   PIPER-J           0
19961018   84125   Summit Design                    ROBERTSON-S       0
19961021   84043   ACI Telecentrics                 MILLER-JOHNSON    0
19961021   84086   Image Guided Technologies        HAMPSHIRE         0
19961021   84113   ONTRACK Data International       MONTGOMERY        0
19961022   84050   Alyn                             FURMAN-SELZ       0
19961022   84111   Wild Oats Markets                MONTGOMERY        0
19961023   84126   SmarTalk TeleServices          1 SAL               1
19961023   84042   United Auto Group                JPM               1
19961023   84068   CyberMedia                       HAMBRECHT         0
19961023   84085   Homegate Hospitality             BEAR              0
19961024   84107   Metris Companies                 SBI               1
19961024   84142   US Franchise Systems             SCHRODER-WER      1
19961024   84077   Enamelon                         RODMAN            0
19961024   84092   Interntnl Telecommuncation       LEH               0
19961024   84118   PJ America                       MONTGOMERY        0
19961024   84132   Stage Stores                     CS-FB             0
19961024   84141   Uroquest Medical                 DR                0
19961024   84144   V-One                             PIPER-J           0
19961025   84091   Infinity Financial Technology     GS                1
19961025   84041   Triumph Group                     ALEX-BROWN        0
19961025   84055   Award Software International      JPM               0
19961025   84060   Cubist Pharmaceuticals            UBS-SEC           0
19961025   84080   Granite Financial                 CRUTTENDEN-ROTH   0
19961025   84124   Simulation Sciences               ALEX-BROWN        0
19961028   84032   National-Oilwell                  MERRILL           4
19961028   84076   Educational Medical               SBI               0
19961029   84025   Dominick's Supermarkets           DLJ               1
19961029   84054   Aurum Software                    ALEX-BROWN        0
19961030   84024   Depuy                             MS                1
19961030   84070   Donnelley Enterprise Slns       0 SAL               0
19961030   84031   Midway Games                      OPPENHEIMER       0
19961030   84057   Bitstream                         VOLPE-WELTY       0
19961030   84075   Education Management              CS-FB             0
19961030   84146   Voxware                           MONTGOMERY        0
19961031   84175   Prime Service                     CS-FB             1
19961031   84056   Boston Biomedica                  OSCAR-GRUSS       0
19961031   84164   Delta Financial                   NATWEST-SEC       0
19961031   84168   Ingram Micro                      MS                0
19961031   84179   New Holland                       GS                0
19961031   84252   Ridgeview                         INTER-JL          0
19961031   84279   Triangle Pharmaceuticals          DR                0
19961101   84275   United Natural Foods              SBI               1
19961101   84187   Allin Communications              FRIEDMAN-B        0
19961101   84227   Kevco                             RAUSCHER-REF      0
19961101   84242   Offshore Energy Development       MORGAN-KEEGAN     0
19961101   84259   Synthetic Industries              BEAR              0
19961101   84282   Vitech America                    MEYERS            0
19961101   84285   ZAG Industries                    LEH               0
19961104   84255   SeaChange International           MS                1
19961104   84226   International Speedway            SBI               0
19961105   84191   Advanced Radio Telecom            MERRILL           0
19961105   84192   Aviron                            ROBERTSON-S       0
19961105   84202   Candlewood Hotel Company          MONTGOMERY        0
19961105   84258   Symons International Group        ADVEST            0
19961106   84221   Integrated Medical Resources      HAMBRECHT         0
19961106   84238   NCO Group                         MONTGOMERY        0
19961107   84186   Applied Imaging                   MONTGOMERY        0
19961107   84222   Information Management            MONTGOMERY        0
19961107   84247   Primus Telecommunications         LEH               0
19961108   84182   Autobond Acceptance               BOSTON-GROUP      0
19961108   84219   IA                                ALEX-BROWN        0
19961108   84280   Viisage Technology                COWEN             0
19961111   84248   ProSource                         MS                0
19961112   84231   Miami Computer Supply             FRIEDMAN-B        0
19961112   84243   O'Gara                            DR                0
19961113   84170   Monterey Resources                GS                1
19961113   84250   Florida Panthers Holdings         DLJ               1
19961113   84189   American Medserve                 WM-BLAIR          0
19961113   84263   Steiner Leisure                   FURMAN-SELZ       0
19961114   84234   MLC Holdings Inc                  FRIEDMAN-B        0
19961115   84274   Twinlab                           DLJ               0
19961118   84257   SeaMED                            PIPER-J           0
19961118   84269   Ticketmaster Group                ALLEN             0
19961119   84235   Mego Mortgage                     OPPENHEIMER       0
19961119   84266   3Dlabs Inc.                       OPPENHEIMER       0
19961119   84281   ViroPharma                        COWEN             0
19961119   85668   CV Therapeutics                   JPM               0
19961120   84174   Panavision Inc                    GS                1
19961120   84213   Geotel Communications             ALEX-BROWN        0
19961121   84262   Steel Dynamics                    MS                5
19961121   84172   Nu Skin Asia Pacific              MERRILL           0
19961121   84230   Mazel Stores                      WM-BLAIR          0
19961121   84240   Obie Media Corporation            PACIFIC-CREST     0
19961121   84253   Rogue Wave Software               HAMBRECHT         0
19961121   84264   Styling Technology                FRIEDMAN-B        0
19961122   84159   Brilliant Digital Ent             CS-FB             0
19961125   84169   Linens`n Things                   CS-FB             0
19961125   84198   CB Commercial Holdings            MERRILL           0
19961125   84229   Manchester Equipment              LADENBURG         0
19961126   84208   Firearms Training Systems         MONTGOMERY        0
19961126   84210   Forrester Research                GS                0
19961126   84267   Think New Ideas                   COMMONWEALTH-AS   0
19961126   84277   UOL Publishing                    FRIEDMAN-B        0
19961126   84283   West Teleservices                 GS                0
19961203   84348   ViaSat                            OPPENHEIMER       0
19961204   84344   TTI Team Telecom Internatnl       OPPENHEIMER       4
19961204   84329   Puma Technology                 1 DEUTSCHE-MORGAN   0
19961206   84330   Powerwave Technologies            ALEX-BROWN        0
19961210   84341   Team America                      OHIO              0
19961211   84371   MoneyGram Payment Systems         MS                1
19961211   84333   SkyMall                           JOSEPHTHAL-LYON   0
19961211   84349   Vivid Technologies                LEH               0
19961212   84342   TMP/Worldwide                     MS                1
19961212   84308   Factory Card Outlet               ALEX-BROWN        0
19961212   84347   Versatility                       MERRILL           0
19961213   84312   First Virtual Holdings            BEAR              0
19961216   84291   Aftermarket Technology            MS                1
19961216   84339   Titan Exploration                 CS-FB             0
19961217   84294   Bowlin Outdoor Advtg & Travel     BROUS             0
19961217   84320   Mastech                           DLJ               0
19961217   84327   Procom Technology                 MONTGOMERY        0
19961217   84374   Swisher International Group        MERRILL           0
19961218   84288   Accent Color Sciences              COWEN             0
19961218   84289   Amscan Holdings                    GS                0
19961218   84296   Credit Management Solutions        FRIEDMAN-B        0
19961218   84317   Larscom                            MONTGOMERY        0
19961218   84319   Lithia Motors                      FURMAN-SELZ       0
19961218   84361   BA Merchant Services               GS                0
19961219   84301   Delia's                            HAMBRECHT         0
19961219   84324   Patient Infosystems                COWEN             0
19961219   84351   Wilshire Financial Services        FRIEDMAN-B        0
19961220   84337   3DX Technologies                   HOWARD-WEIL       0
19970109   84438   Sun Hydraulics Corp                A-G-EDWARDS       0
19970122   84436   SEEC Inc                           H-C-WAINWRIGHT    0
19970122   84441   Transcrypt International Inc       DAIN-BOS          0
19970123   84394   RDO Equipment Co                   CS-FB             1
19970128   84406   AmerUs Life Holdings Inc           GS                1
19970128   84385   Administaff Inc                    MS                0
19970128   84414   Coulter Pharmaceuticals Inc        HAMBRECHT         0
19970128   84416   Coldwater Creek Inc                MONTGOMERY        0
19970128   84427   Medirisk Inc                       EQUITABLE         0
19970129   84395   SCPIE Holdings Inc               0 SAL               0
19970129   84426   Medialink Worldwide Inc            DWR               0
19970129   84428   Metro Information Services Inc     BAIRD             0
19970129   84430   National Auto Finance Company      RAYMOND           0
19970129   84434   Photoelectron Corp                 NEEDHAM           0
19970129   84440   Template Software Inc              VOLPE-WELTY       0
19970130   84413   Cerus Corp                         MS                1
19970130   84391   HomeSide Inc                       MERRILL           0
19970130   84396   Trigon Healthcare Inc              MERRILL           0
19970130   84420   EPIX Medical Inc                   HAMBRECHT         0
19970130   84429   Medical Manager Corp               DLJ               0
19970131   84415   Crystal Systems Solutions Ltd      HAMPSHIRE         0
19970203   84588   Vail Resorts Inc                   BEAR              1
19970203   84421   ErgoBilt Inc                       CRUTTENDEN-ROTH   0
19970203   84552   NovAtel Inc(Alberta/Canada)        MONTGOMERY        0
19970203   84559   Premier Research Worldwide Inc     MONTGOMERY        0
19970204   84577   CarMax Group(Circuit City)         MS                4
19970204   84511   Aastrom Biosciences Inc            COWEN             0
19970205   84525   Digital Lightwave Inc              CS-FB             0
19970205   84556   Preferred Employers Holdings       COMMONWEALTH-AS   0
19970205   84570   Yurie Systems Inc                  ALEX-BROWN        0
19970205   84589   Brunswick Technologies Inc         JOSEPHTHAL-LYON   0
19970206   84562   Specialty Care Network Inc         CS-FB             0
19970206   84566   Knightsbridge Tankers Ltd          GS                0
19970206   84592   Four Seasons Hotels Inc            MS                0
19970207   84519   CIENA Corp                         GS                1
19970207   84535   Four Media Company                 FURMAN-SELZ       0
19970207   84536   General Bearing Corp              MEYERS            0
19970207   84583   Puro Water Group Inc              LAIDLAW-EQU       0
19970210   84517   Coast Dental Services Inc         PSI               0
19970212   84514   Biosite Diagnostics               COWEN             1
19970212   84523   DAOU Systems Inc                  ALEX-BROWN        0
19970212   84560   Qualix Group Inc                  HAMBRECHT         0
19970212   84561   Radiant Systems Inc               ALEX-BROWN        0
19970212   84569   Wesley Jessen(Bain Capital)       MERRILL           0
19970213   84563   Silgan Holdings Inc               GS                1
19970213   84537   Gentle Dental Service Corp        BLACK             0
19970214   84545   Judge Group Inc                   JANNEY            0
19970218   84565   VDI Media                         PSI               1
19970218   84549   Micro Therapeutics Inc            UBS-SEC           0
19970219   84510   Apex PC Solutions Inc             MONTGOMERY        0
19970220   84543   ILEX Oncology Inc               0 SAL               0
19970220   84573   Brylane Inc                       MERRILL           0
19970221   84587   US Rentals Inc                    DLJ               1
19970221   84555   Overland Data Inc                 JEFFERIES         0
19970225   84564   Special Metals Corp               MS                1
19970225   84526   Deltek Systems Inc                MONTGOMERY        0
19970225   84530   Edge Petroleum Corp               RAYMOND           0
19970226   84551   NACT Telecommunications(GST)      HAMBRECHT         0
19970227   84534   First Aviation Services Inc       SBI               1
19970227   84568   Vistana Inc                       MONTGOMERY        0
19970228   84580   General Cigar Holdings Inc        DLJ               0
19970303   84597   AmeriTrade Holding Corp           CS-FB             1
19970304   84594   Aviation Distributors Inc         CRUTTENDEN-ROTH   0
19970304   84649   Riviera Tool Co                   NATL-SEC          0
19970305   84599   Complete Business Solutions       DLJ               0
19970306   84607   Emcore Corp                       DLJ               0
19970307   84620   Kos Pharmaceuticals Inc           COWEN             1
19970307   84598   ATL Products Inc(Odetics)         MONTGOMERY        0
19970310   84645   Pluma Inc                         JPM               0
19970311   84631   Storage Dimensions Inc            SBI               0
19970311   84632   Total Control Products Inc        ADAMS-HARKNESS    0
19970312   84624   Macrovision Corp                  MONTGOMERY        0
19970312   84628   ProMedCo Management Company       PIPER-J           0
19970313   84616   Guitar Center Inc                 GS                1
19970313   84625   NeoMagic Corp                     MS                1
19970317   84600   Colonial Downs Holdings Inc       FRIEDMAN-B        0
19970319   84605   Endocardial Solutions Inc         PIPER-J           0
19970319   84612   Fieldworks Inc                    STEICHEN          0
19970320   84626   Omniquip International Inc        MS                0
19970320   84627   PalEx Inc                         ALEX-BROWN        0
19970321   84604   Cell Therapeutics Inc             UBS-SEC           0
19970324   84640   Intrawest Corp                    MERRILL           0
19970326   84651   Chicago Bridge and Iron Co NV     CS-FB             1
19970326   84650   Asia Pacific Wire & Cable Corp     B-T-SEC           0
19970327   84595   AHL Services Inc                   ALEX-BROWN        0
19970403   84737   Gulf Island Fabrication Inc        MORGAN-KEEGAN     0
19970408   84747   Nexar Technologies Inc             SANDS             0
19970408   84755   Peregrine Systems Inc              UBS-SEC           0
19970409   84746   Meade Instruments Corp             MORGAN-KEEGAN     0
19970410   84721   BEA Systems Inc                    GS                1
19970410   84763   Valley National Gases Inc          A-G-EDWARDS       0
19970411   84718   AccelGraphics Inc                  COWEN             0
19970415   84720   ASI Solutions Inc                  H-C-WAINWRIGHT    0
19970416   84728   DeCrane Aircraft Holdings Inc      SCHRODER-WER      0
19970417   84662   Essex International                GS                1
19970417   84753   ONSALE Inc                         MONTGOMERY        0
19970424   84663   Hertz Corp(Ford Motor Co)          JPM               1
19970425   84722   Bionx Implants Inc                 UBS-SEC           0
19970428   84744   Long Beach Financial               FRIEDMAN-B        0
19970429   84741   International CompuTex Inc         MEYERS            0
19970430   84785   Weider Nutrition International     CS-FB             0
19970430   84800   DOCdata(Koninklijke Begemann)      CS-FB             0
19970501   84793   Brookdale Living Communities       FRIEDMAN-B        0
19970502   84802   DTM Corp                           A-G-EDWARDS       0
19970506   84815   Kaynar Technologies Inc            LEH               1
19970506   84810   HomeCom Communications Inc         LADENBURG         0
19970507   84779   Journal Register Co                MS                1
19970508   84792   Brigham Exploration Co             BEAR              0
19970509   84780   Knoll Inc (Warburg, Pincus)        MERRILL           0
19970512   84791   Augment Systems Inc                GKN-SEC           0
19970513   84827   Rambus Inc                         MS                1
19970513   84790   ASD Group Inc                      MEYERS            0
19970515   84817   LHS Group Inc                      GS                1
19970515   84788   Amazon.com Inc                   0 DEUTSCHE-MORGAN   0
19970515   84776   General Cable Corp                 DR                0
19970515   84805   First Sierra Financial Inc         FRIEDMAN-B        0
19970521   84778   Hartford Life(ITT Hartford)        GS                1
19970521   84811   Healthcare Recoveries Inc          BEAR              0
19970521   84819   MER Telemanagement Solutions       HAMPSHIRE         0
19970521   84830   Summit Holding Southeast Inc       RAYMOND           0
19970522   84771   Apple Orthodontix Inc              BEAR              4
19970527   84796   Carey International Inc            MONTGOMERY        0
19970528   84801   DSI Toys Inc                       TUCKER            0
19970529   84789   Ascent Pediatrics Inc              COWEN             0
19970529   84823   NetSpeak Corp                      JOSEPHTHAL-LYON   0
19970530   84768   American Retirement Corp           NATWEST-SEC       0
19970603   85035   RF Micro Devices Inc               MONTGOMERY        0
19970604   85071   Pameco Corp                        DLJ               1
19970604   85023   Melita International Corp          MONTGOMERY        0
19970605   85005   Cardima Inc                        BEAR              0
19970605   85031   PSW Technologies Inc               ALEX-BROWN        0
19970605   85075   Silverleaf Resorts Inc             CS-FB             0
19970609   85014   Iridium World Communications       MERRILL           0
19970609   85080   Santa Fe International Corp        GS                0
19970610   85018   JetFax Inc                         PSI               1
19970610   85030   Peapod Inc                         SBI               1
19970610   85012   HTE Inc                            VOLPE-WELTY       0
19970611   85034   Racing Champions Inc               BAIRD             0
19970611   85072   Polo Ralph Lauren Corp             GS                0
19970612   85015   IWL Communications Inc             CRUTTENDEN-ROTH   0
19970612   85027   OptiSystems Solutions Ltd          NATL-SEC          0
19970612   85043   Star Telecommunications Inc        HAMBRECHT         0
19970612   85067   Maximus Inc                        DLJ               0
19970613   85051   Waste Industries Inc               ALEX-BROWN        0
19970617   85010   Genesys Telecommun Labs            GS                1
19970617   85013   inTEST Corporation                 JANNEY            1
19970617   85045   SysComm International Corp         COMMONWEALTH-AS   0
19970618   85055   ARM Financial Group Inc            MS                1
19970618   85077   Star-Tek Inc                       DLJ               1
19970618   85001   Aris Corp                        0 DEUTSCHE-MORGAN   0
19970618   85026   New Era of Networks Inc            UBS-SEC           0
19970619   84997   Aurora Biosciences Corp            ALEX-BROWN        0
19970619   85011   Great Plains Software Inc          GS                0
19970619   85021   Laser Power Corp                   CRUTTENDEN-ROTH   0
19970619   85038   RWD Technologies Inc               WM-BLAIR          0
19970620   85069   Metrika Systems Corp             0 SAL               0
19970620   85029   Peak International Ltd             DLJ               0
19970623   85032   Qwest Communications Corp        1 SAL               1
19970623   85063   Domain Energy Corporation          CS-FB             0
19970624   85078   Waterlink Inc                      SBI               1
19970624   84998   Acorn Products Inc                 A-G-EDWARDS       0
19970624   85044   Saxton Inc                         LADENBURG         0
19970625   85025   New Century Financial Corp         MONTGOMERY        0
19970625   85042   Staff Leasing                      LEH               0
19970625   85046   3Dfx Interactive Inc               ROBERTSON-S       0
19970626   85016   800-JR Cigar Inc                   WHEAT-FBS         0
19970626   85036   Robocom Systems Inc                BLUESTONE-CAP     0
19970626   85065   JLK Direct Distribution Inc        MERRILL           0
19970627   84999   Advanced Communication Systems     A-G-EDWARDS       0
19970627   85059   Comfort Systems USA Inc            ALEX-BROWN        0
19970630   85249   Pierce Leahy Corp                  SBI               1
19970630   85187   Heska Corp                         CS-FB             0
19970630   85210   Schuff Steel Co                    PRINCIPAL-FIN     0
19970630   85240   Hanover Compressor                 GS                0
19970701   85168   Cal Dive International Inc         SCHRODER-CO       0
19970701   85191   LAI Worldwide Inc                  BAIRD             0
19970701   85208   Schick Technologies Inc            LEH               0
19970701   85212   SpectRx Inc                          HAMBRECHT         0
19970701   85218   TSI International Software Ltd       BA-SEC-ROBERTS    0
19970702   85173   Coinstar Inc                     0   SBI               0
19970702   85174   Centennial HealthCare Corp           ALEX-BROWN        0
19970702   85177   8x8 Inc                              MONTGOMERY        0
19970702   85203   Peritus Software Services Inc        MONTGOMERY        0
19970702   85219   Transcend Therapeutics Inc           EVEREN-SEC        0
19970702   85225   Vista Medical Technologies Inc       GS                0
19970703   85184   Hagler Bailly Inc                    DLJ               0
19970707   85158   Allstar Systems Inc                  SUTRO             0
19970708   85162   Axiom Inc                            LEH               0
19970708   85227   World of Science Inc                 A-G-EDWARDS       0
19970709   85215   Telegroup Inc                    0   SBI               0
19970710   85245   InfoCure Corp                        JOSEPHTHAL-LYON   0
19970710   85247   Metals USA Inc                       ALEX-BROWN        0
19970711   85160   At Home Corp                         MSDW              1
19970715   85241   Home Security International          NATL-SEC          0
19970717   85193   Monarch Dental Corp                  HAMBRECHT         0
19970717   85214   Total Entertainment Restaurant       MONTGOMERY        0
19970717   85246   LaSalle Partners Inc                 MSDW              0
19970721   85180   Friede Goldman International         JEFFERIES         0
19970722   85206   RIT Technologies Ltd                 UNTERBERG-H       0
19970722   85217   Travel Services International        MONTGOMERY        0
19970723   85163   Excelsior-Henderson Motorcycle       KINNARD           0
19970723   85190   JLM Industries Inc                   OPPENHEIMER       0
19970723   85197   Novel Denim Holdings Ltd             MSDW              0
19970723   85216   Trailer Bridge Inc                   ALEX-BROWN        0
19970724   85239   Galileo International                MSDW              1
19970724   85171   CMP Media Inc                        GS                0
19970724   85213   Scheid Vineyards Inc                 CRUTTENDEN-ROTH   0
19970728   85165   Bioreliance Corp                     MSDW              0
19970728   85182   Galileo Technology Inc               ALEX-BROWN        0
19970729   85166   Corsair Communications Inc       0   DEUTSCHE-MORGAN   0
19970730   85159   @Entertainment Inc                   GS                0
19970730   85188   Information Management Assocs        ALEX-BROWN        0
19970730   85224   Vestcom International Inc            OPPENHEIMER       0
19970731   85278   Continental Natural Gas Inc          OPPENHEIMER       0
19970801   85277   Concentric Network Corp              UBS-SEC           0
19970804   85304   Ocular Sciences Inc                  MSDW              1
19970804   85292   Hall Kinion & Associates Inc         MONTGOMERY        0
19970805   85286   Eagle Geophysical Inc                PSI               0
19970806   85314   QAD Inc                          0   SBI               0
19970806   85280   Carrizo Oil & Gas Inc                SCHRODER-WER      0
19970806   85311   Pegasus Systems Inc                  HAMBRECHT         0
19970807   85261   Ispat International                  CS-FB             0
19970807   85291   GlobeComm Systems Inc                PAINE-W           0
19970807   85293   Hyseq Inc                            LEH               0
19970808   85297   Innova Corp                        UBS-SEC           0
19970808   85306   Omtool Ltd(ASA International)      ROBERTSON-S       0
19970808   85320   A Consulting Team Inc              ROBINSON          0
19970811   85315   Computer Motion Inc                MONTGOMERY        0
19970812   85276   CorporateFamily Solutions Inc      MONTGOMERY        0
19970812   85319   Syntel Inc                         HAMBRECHT         0
19970813   85318   Sterigenics International Inc      PAINE-W           0
19970814   85272   Aehr Test Systems Inc              OPPENHEIMER       0
19970814   85323   Trendwest Resorts                  MONTGOMERY        0
19970815   85300   LeukoSite Inc                      HAMBRECHT         0
19970818   85289   Vision Twenty-One Inc              PSI               0
19970818   85312   Positron Fiber Systems Corp        ROBERTSON-S       0
19970819   85268   U S Liquids Inc                    VAN-KASPER        0
19970820   85281   CTB International Corp             DLJ               1
19970821   85309   OrthAlliance Inc                   BRADFORD          0
19970822   85298   Kendle International Inc           LEH               0
19970822   85302   INSpire Insurance Solutions        RAYMOND           0
19970827   85273   Authentic Specialty Foods Inc      CRUTTENDEN-ROTH   0
19970827   85288   ExecuStay Corp                     A-G-EDWARDS       0
19970903   85366   Compass Plastics                   CRUTTENDEN-ROTH   0
19970905   85351   AutoCyte Inc                       SBC-WARBURG-DR    0
19970911   85400   Signature Eyewear Inc              FECHTOR           0
19970912   85363   Castle Dental Centers Inc          BRADFORD          0
19970915   85382   MegaBios Corp                      NATION-MONT-SEC   0
19970916   85333   Box Hill Systems Corp            1 SAL               0
19970917   85344   Security Capital Group Inc         JPM               0
19970917   85372   FARO Technologies Inc              RAYMOND           0
19970918   85365   Coyote Sports Inc                  COHIG             0
19970918   85378   Il Fornaio Corp                    MONTGOMERY        0
19970918   85390   Children's Place Retail Stores     NATION-MONT-SEC   0
19970918   85405   UNIFAB International Inc           MORGAN-KEEGAN     0
19970919   85379   International Total Services       MCDONALD          0
19970919   85393   ProBusiness Services Inc           ROBERTSON-S       0
19970923   85331   Avis Rent A Car Inc                BEAR              1
19970923   85380   JD Edwards & Company               MSDW              1
19970923   85371   EduTrek International Inc        0 SBI               0
19970923   85336   Industrial Distribution Group      MERRILL           0
19970923   85347   Tefron Ltd                         CS-FB             0
19970923   85361   Boron LePore & Associates Inc      BEAR              0
19970924   85357   BridgeStreet Accommodations        LEGG-MASON-WW     0
19970924   85397   RADCOM Ltd                         UNTERBERG-H       0
19970924   85402   Star Buffet Inc                    EQUITABLE         0
19970925   85353   Advantage Learning System Inc      PIPER-J           0
19970925   85356   Big Dog Holdings Inc               ROBERTSON-S       0
19970925   85395   Pervasive Software Inc             ROBERTSON-S       0
19970926   85388   NextLink Communications Inc      1 SAL               0
19970926   85385   Network Solutions Inc(SAIC)        HAMBRECHT         0
19970929   85334   Gulf Indonesia Resources          GS                0
19970929   85355   Bell Canada International Inc     GS                0
19970930   85429   Ivex Packaging Corp               MERRILL           4
19970930   85360   Best Software Inc                 HAMBRECHT         0
19970930   85465   Engel General Developers Ltd      FRIEDMAN-B        0
19970930   85486   Omega Research Inc                ROBERTSON-S       0
19970930   85501   RSL Communications Ltd            GS                0
19970930   85516   Power-One Inc                     STEPHENS          0
19971001   85504   SPR Inc                         1 SBI               1
19971001   85436   Petersen Companies Inc            MSDW              1
19971001   85437   Securacom Inc                     CRUTTENDEN-ROTH   0
19971001   85463   Corixa Corp                       LEH               0
19971001   85488   OSI Systems Inc                   BA-SEC-ROBERTS    0
19971002   85462   Cognicase Inc                     VOLPE-BROWN       0
19971006   85502   SCM Microsystems Inc              COWEN             0
19971007   85475   Jevic Transportation Inc          BT-ALEX-BROWN     0
19971007   85477   Logility Inc                      NATION-MONT-SEC   0
19971007   85480   Microcell Telecommunications      MERRILL           0
19971007   85511   Trimeris Inc                      UBS-SEC           0
19971008   85411   American Italian Pasta Co         MSDW              0
19971008   85499   Renex Corp                        VECTOR            0
19971009   85670   USA Floral Products Inc           MSDW              1
19971009   85452   A C Moore Arts & Crafts Inc       BT-ALEX-BROWN     0
19971009   85505   Startec Global Communications     FERRIS-BAKER      0
19971010   85440   Stoneridge Inc                    MSDW              1
19971010   85476   Kofax Image Products              NEEDHAM           0
19971010   85482   National Research Corp            WM-BLAIR          0
19971010   85508   Track 'n Trail Inc                BT-ALEX-BROWN     0
19971015   85458   Concord Communications Inc        NATION-MONT-SEC   0
19971015   85459   CH Robinson Worldwide Inc         BT-ALEX-BROWN     0
19971016   85432   Mac-Gray Corporation            0 SAL               0
19971016   85478   Vari Lite International Inc       A-G-EDWARDS       0
19971017   85483   N2K Inc                           PAINE-W           0
19971020   85493   Petroglyph Energy Inc             PSI               0
19971020   85509   Toymax International Inc          FAHNESTOCK        0
19971021   85500   Rock of Ages Corp                 RAYMOND           0
19971022   85514   White Cap Industries Inc          DLJ               1
19971022   85518   Ameripath Inc                     DLJ               1
19971022   85415   Audio Book Club Inc               F-WEINRESS-FR     0
19971022   85424   Dril-Quip Inc                     MSDW              0
19971022   85474   Innovative Valve Technologies     NATION-MONT-SEC   0
19971022   86441   Intl Manufacturing Svcs Inc       NATION-MONT-SEC   0
19971023   85492   Paula Financial Co                GS                1
19971023   85449   Fresh Del Monte Produce Inc       MSDW              0
19971023   85473   ITC Deltacom                      MSDW              0
19971024   85489   OutSource International Inc     0 SBI               0
19971024   85495   Priority Healthcare Corp          RAYMOND           0
19971028   85479   Metromedia Fiber Network Inc     1 SAL               1
19971028   85456   Beringer Wine Estates Holdings     GS                1
19971028   85464   Casella Waste Systems Inc          GS                1
19971028   85481   MMC Networks Inc                   MSDW              1
19971028   85512   Tropical Sportswear Intl Corp      PSI               0
19971029   85427   Group 1 Automotive Inc             GS                1
19971030   85454   AVTEAM Inc                         CS-FB             1
19971030   85510   Novamerican Steel Inc            0 SAL               0
19971030   85419   Capital Senior Living Corp         LEH               0
19971030   85466   Faroudja Inc                       BA-SEC-ROBERTS    0
19971030   85507   TransCoastal Marine Services       JEFFERIES         0
19971030   85513   UBICS Inc                          PARKER-HUNTER     0
19971031   85496   Pericom Semiconductor Corp         SOUNDVIEW-FIN     0
19971103   85597   AMF Bowling Inc                    GS                0
19971104   85584   T&W Financial Corp                 CIBC-OPPEN        1
19971104   85598   Bayard Drilling Technologies       DLJ               1
19971104   85533   Celerity Systems Inc               HAMPSHIRE         0
19971104   85541   Dental Care Alliance Inc           RAYMOND           0
19971104   85588   Excel Switching Corp               MSDW              0
19971104   85590   Young Innovations Inc              BAIRD             0
19971105   85557   International Aircraft             SUTRO             0
19971105   85562   LINC Group Inc                     FURMAN-SELZ       0
19971105   85600   Cadillac Fairview Corp             GS                0
19971106   85568   Precision Auto Care Inc            A-G-EDWARDS       0
19971106   85578   Somnus Medical Technologies        JPM               0
19971106   85596   American Skiing Co                 DLJ               0
19971106   85606   Group Maintenance America          ROBINSON          0
19971107   85531   Bright Horizons Holdings Inc       BT-ALEX-BROWN     0
19971110   85627   Sonic Automotive Inc               MERRILL           1
19971111   85566   Novacare Employee Services Inc     BA-SEC-ROBERTS    0
19971112   85620   Metro-Goldwyn-Mayer Inc            MERRILL           1
19971112   85599   CIT Group, Inc.                    JPM               0
19971112   85556   Hybrid Networks Inc                NATION-MONT-SEC   0
19971113   85579   SportsLine USA Inc                 BA-SEC-ROBERTS    0
19971113   85611   Hypercom Corp                      LEH               0
19971113   85612   IRI International Corp             LEH               0
19971113   85621   Mettler-Toledo International       MERRILL           0
19971114   85548   Friendly Ice Cream Corp            NATION-MONT-SEC   0
19971117   85561   Landmark Systems Corp              UNTERBERG         0
19971118   85546   Franchise Mortgage Acceptance      NATION-MONT-SEC   0
19971118   85613   International Home Foods Inc       DLJ               0
19971118   85622   Noble International Ltd            BLUESTONE-CAP     0
19971118   85626   Software AG Systems Inc            BA-SEC-ROBERTS    0
19971119   85560   InterVU Inc                        JOSEPHTHAL-LYON   0
19971119   85571   Progenics Pharmaceuticals Inc      CIBC-OPPEN        0
19971119   85574   Preview Travel Inc                 HAMBRECHT         0
19971120   85573   PRT Group Inc                    0 SBI               1
19971120   85625   Rayovac Co(Thomas H Lee Co)        MERRILL           1
19971120   85524   American Physician Partners      0 SBI               0
19971120   85538   CrossZ Software Corp               GKN-SEC           0
19971120   85542   Denali Inc                         MORGAN-KEEGAN     0
19971120   85567   Oyo Geospace(Oyo)                  RAUSCHER-REF      0
19971120   85603   Dan River Inc                      MSDW              0
19971121   85581   Teligent Inc                     0 MERRILL           1
19971121   85576   RealNetworks Inc                   GS                1
19971121   85521   Applied Films Corp                 NEEDHAM           0
19971121   85549   Gene Logic Inc                     BA-SEC-ROBERTS    0
19971121   85555   HealthWorld Corp                   UNTERBERG         0
19971121   85609   HomeUSA Inc                        BT-ALEX-BROWN     0
19971124   85526   Bioanalytical Systems              RONEY-CO          0
19971124   85536   Motor Cargo Industries             MORGAN-KEEGAN     0
19971124   85544   Electric Lightwave Inc             LEH               0
19971124   85553   Holt's Cigar Holding Inc           PSI               0
19971124   85563   Let's Talk Cellular & Wireless     MERRILL           0
19971124   85575   Paper Warehouse Inc                DAIN-BOS          0
19971124   85629   Trammell Crow Co                   MSDW              0
19971124   85632   Benckiser NV                       MSDW              0
19971125   85610   Howmet International Inc           MSDW              1
19971125   85633   Apex Silver Mines Ltd            0 SAL               0
19971125   85522   Applied Micro Circuits Corp        BA-SEC-ROBERTS    0
19971125   85550   GameTech International Inc         DLJ               0
19971125   85577   Stirling Cooke Brown Holdings      GS                0
19971125   85618   Meadowcraft Inc                    A-G-EDWARDS       0
19971126   85565   Nanophase Technologies Corp        DLJ               1
19971126   85589   Brass Eagle Inc                    MCDONALD          0
19971201   85718   US Vision Inc                    0 SALOMON-SMITH     0
19971202   85702   MPW Industrial Services Group      RAYMOND           0
19971203   85701   MetroNet Communications Corp     0 SALOMON-SMITH     0
19971203   85696   ImageMAX Inc                       WM-BLAIR          0
19971204   85691   Gilat Communications LTD           CIBC-OPPEN        0
19971204   85700   Midway Airlines Corp               MSDW              0
19971204   85707   OMNI Energy Services Corp          LEH               0
19971205   85719   USWeb Corp                         HAMBRECHT         0
19971208   86210   Broughton Foods Co                 ADVEST            0
19971209   85698   ICOS Vision Systems Corp           BA-SEC-ROBERTS    0
19971210   85662   Thermo Vision(Thermo Inst)         FAHNESTOCK        0
19971211   85690   Focal Inc                          LEH               0
19971211   85715   Spectra Physics Lasers Inc         NATION-MONT-SEC   0
19971212   85688   ESG Re Ltd                         DEUTSCHE-MORGAN   4
19971212   85689   FlexiInternational Software        BT-ALEX-BROWN     0
19971212   85710   Power Integrations Inc             HAMBRECHT         0
19971215   85684   Conning Corp (Great American)      DLJ               4
19971216   85647   Dollar Thrifty Automotive          CS-FB             0
19971216   85683   CrossKeys Systems Corp             COWEN             0
19971216   85713   Princeton Video Image Inc          ALLEN             0
19971217   85646   Delco Remy International Inc       MSDW              1
19971217   85695   Information Advantage Software     BA-SEC-ROBERTS    0
19971217   85697   IC Isaacs & Company Inc            ROBINSON          0
19971217   85716   Tier Technologies Inc              ADAMS-HARKNESS    0
19971218   85655   Lecg Inc                           DLJ               0
19971218   85663   United Rentals Inc                 MERRILL           0
19971218   85704   Made2Manage Systems Inc            FIRST-ALBANY      0
19971219   85641   Big City Radio Inc                 DLJ               4
19971223   85653   Friedman Billings Ramsey Group     FRIEDMAN-B        0
19980109   85727   Diversified Senior Services        STRASBOURGER      0
19980115   85733   800 Travel Systems Inc             FIRST-LONDON      0
19980122   85775   Standard Automotive Corp           WESTPORT-RES      0
19980126   85768   Integrated Electrical Services     MERRILL           0
19980128   85724   Career Education Corp              CS-FB             0
19980128   85742   Noga Electronics Ltd               FIRST-ASSET       0
19980129   85769   Keebler Foods Co                   CS-FB             4
19980129   85738   Mercury Computer Systems Inc       PSI               1
19980129   85732   Hawker Pacific Aerospace           EVEREN-SEC        0
19980129   85739   Merge Technologies Inc             H-C-WAINWRIGHT    0
19980129   85753   VeriSign Inc                       MSDW              0
19980129   85755   Steven Myers & Associates Inc      DLJ               0
19980130   85758   AquaPenn Spring Water Co Inc       PAINE-W           1
19980202   85803   Artisan Components Inc           1 DEUTSCHE-MORGAN   0
19980203   85853   USN Communications                 MERRILL           0
19980204   85805   BMJ Medical Management Inc         HAMBRECHT         0
19980204   85827   Global TeleSystems Group Inc       MERRILL           0
19980204   85828   Headlands Mortgage Corp, CA        NATION-MONT-SEC   0
19980204   85835   Miller Exploration Co              BEAR              0
19980204   85844   Royal Olympic Cruises Inc          LAZ               0
19980204   85855   Vysis Inc                          FURMAN-SELZ       0
19980205   85812   Condor Technology Solutions        VOLPE-WELTY       0
19980205   85854   Visual Networks                    GS                0
19980206   85799   Jinpan International Ltd           LAIDLAW-GLOBAL    0
19980206   85800   ACSYS Inc                          BRADFORD          0
19980206   85818   Dispatch Management Services       PSI               0
19980209   85808   CDnow Inc                          BT-ALEX-BROWN     0
19980209   85814   1-800 CONTACTS INC                 MCDONALD          0
19980210   85852   Tam Restaurants Inc                PARAGON           0
19980210   85933   Province Healthcare Co             BT-ALEX-BROWN     0
19980211   85804   Birner Dental Mngmt Svcs Inc       JOSEPH-CHARLES    0
19980212   85781   Advanced Communications Group      PAINE-W           1
19980212   85836   Micromuse, Inc                   1 DEUTSCHE-MORGAN   0
19980212   85782   Balanced Care Corp                 BA-SEC-ROBERTS    0
19980212   85792   Quanta Services Inc                BT-ALEX-BROWN     0
19980212   85802   Astropower Inc                     NEEDHAM           0
19980212   85807   CulturalAccessWorldwide Inc        BEAR              0
19980212   85831   Icon CMT Corp                        CS-FB             0
19980213   85801   American Safety Insurance Hld        ADVEST            0
19980213   85822   First Consulting Group Inc           HAMBRECHT         0
19980213   85850   Symphonix Devices Inc                COWEN             0
19980217   85796   Steelcase Inc                        GS                0
19980218   85791   PMCC Financial Corp                  COLEMAN           0
19980220   85839   Nutraceutical International          DLJ               4
19980220   85816   DoubleClick Inc                      GS                1
19980220   85817   Decoma International                 NESBITT-SEC       0
19980223   85825   Genesis Microchip Inc                NATION-MONT-SEC   0
19980224   85815   C2I Solutions Inc                    GILFORD           0
19980224   85846   Shoe Pavilion Inc                    VAN-KASPER        0
19980226   85847   Associated Materials Inc         0   SALOMON-SMITH     1
19980227   85811   Compass International Svcs           NATION-MONT-SEC   0
19980227   85849   Galvestons Steakhouse Corp           WILLIAM-SCOTT     0
19980303   85886   PC Connection Inc                    DLJ               1
19980303   85889   SurModics Inc                        KINNARD           0
19980304   85892   ViaGrafix Corp                       SOUTHWEST-SEC     0
19980304   85894   Extended Systems Inc                 VOLPE-BROWN       0
19980304   85931   Waddell & Reed Financial Inc         MSDW              0
19980306   85903   CompX International Inc          0   SALOMON-SMITH     1
19980309   85880   Ladish Co Inc                        CS-FB             0
19980309   85921   Pentacon Inc                         BT-ALEX-BROWN     0
19980309   85925   Ritchie Bros Auctioneers Inc         MERRILL           0
19980310   85902   Championship Auto Racing Teams       JEFFERIES         0
19980311   85859   BNC Mortgage Inc                     CIBC-OPPEN        0
19980312   85924   Reltec Corp                          MSDW              0
19980312   85900   CSK Auto Corp                        DLJ               1
19980312   85882   Newmark Homes Corp                   DAIN-RAUSCHER     0
19980313   85862   Command Systems Inc                  COWEN             0
19980313   85867   DSET Corp                            BT-ALEX-BROWN     0
19980313   85871   Fundtech Ltd                         BA-SEC-ROBERTS    0
19980313   85872   Grand Court Lifestyles Inc           ROYCE-INVEST      0
19980313   85878   Integrated Sensor Solutions In       CRUTTENDEN-ROTH   0
19980313   85881   LJL Biosystems                       NATION-MONT-SEC   0
19980317   85887   PawnMart Inc                         FIRST-LONDON      0
19980318   85870   Exodus Communications Inc            GS                1
19980318   85864   CuraGen Corp                         MSDW              0
19980323   85868   EarthShell Corp                  0   SALOMON-SMITH     0
19980323   85866   CyberShop International Inc          UNTERBERG         0
19980323   85879   ISS Group Inc                        GS                0
19980324   85923   Pentegra Dental Group Inc            DAIN-RAUSCHER     0
19980325   85919   ONIX Systems Inc                     DLJ               0
19980326   85863   Columbia Sportswear Co               GS                1
19980401   85986   Horizon Offshore Inc             0   SALOMON-SMITH     1
19980401   85977   Frisby Technologies Inc              BARINGTON-CAP     0
19980401   85987   Harvey Electronics Inc               THORNWATER-CO     0
19980401   86000   Rollerball International Inc         AUERBACH          0
19980402   85944   Freedom Securities Corp              DLJ               4
19980402   85951   Omega Protein Corporation            PSI               1
19980402   85984   Happy Kids Inc                       LADENBURG         0
19980403   85939   Cavanaughs Hospitality Corp          CIBC-OPPEN        0
19980408   85960   Annuity and Life RE Holdings         PSI               0
19980408   85952   Schein Pharmaceutical Inc            COWEN             0
19980408   85958   Global-Tech Appliances               FURMAN-SELZ       0
19980408   85967   CUMETRIX Inc                         JOSEPH-STEVENS    0
19980413   85995   Nanogen Inc                          MSDW              0
19980414   85985   Horizon Medical Products Inc         CS-FB             0
19980415   85959   American Dental Partners Inc         BT-ALEX-BROWN     0
19980416   85963   Broadcom Corp                        MSDW              1
19980416   85964   BrightStar Information               CIBC-OPPEN        0
19980422   85969   Cunningham Graphics Inter Inc        SCHRODER-CO       0
19980423   85971   US LEC Corp                      1   SALOMON-SMITH     0
19980423   85992   Manhattan Associates Inc         0   DEUTSCHE-MORGAN   0
19980423   85946   Iomed Inc                            EVEREN-SEC        0
19980423   85972   Charles River Associates Inc         NATION-MONT-SEC   0
19980423   86006   United Panam Financial Corp          NATION-MONT-SEC   0
19980424   85975   DA Consulting Group Inc              WM-BLAIR          0
19980424   85989   Industrial Rubber Products Inc       STEICHEN          0
19980427   85993   Mobius Management Systems Inc        GS                1
19980428   85956   Ziff-Davis Inc(Softbank Corp)        MSDW              1
19980428   85962   Aspec Technology Inc                 HAMBRECHT         0
19980428   85998   Provant Inc                          NATION-MONT-SEC   0
19980429   85979   First Virtual Corp                   BA-SEC-ROBERTS    0
19980430   86018   Heller Financial Inc                 GS                4
19980430   86054   Brio Technology Inc              1   DEUTSCHE-MORGAN   0
19980430   86047   Amkor Technology Inc             0   SALOMON-SMITH     0
19980430   85955   Tristar Aerospace Co                 BT-ALEX-BROWN     0
19980501   86093   United Road Services Inc             DLJ               1
19980501   86085   Rock Financial Corp                  BEAR              0
19980504   86070   Hyperion Telecommunications      0   SALOMON-SMITH     0
19980505   86058   Caliber Learning Network Inc         BT-ALEX-BROWN     0
19980506   86073   Innotrac Corp                        BRADFORD          0
19980507   86049   ATG Inc                              VAN-KASPER        0
19980507   86061   Dorel Industries Inc                 GS                0
19980507   86065   Genesis Direct Inc                   BEAR              0
19980508   86057   CombiChem                            BA-SEC-ROBERTS    0
19980511   86034   Sauer                                CS-FB             1
19980511   86096   Verio Inc                        0   SALOMON-SMITH     0
19980511   86062   Evolving Systems Inc                 GS                0
19980511   86077   MGC Communications Inc               BEAR              0
19980512   86041   Young & Rubicam Inc                  DLJ               1
19980512   86017   Hawk Corp                            SCHRODER-CO       0
19980513   86094   Ursus Telecom Corporation            JOSEPH-CHARLES    0
19980513   86102   Federated Investors                  MERRILL           0
19980514   86039   UniCapital Corporation               MSDW              0
19980514   86071   IBS Interactive Inc                  WHALE             0
19980518   86067   Guaranty Bancshares Inc              HOEFER-ARNETT     0
19980519   86083   Professional Detailing Inc           MSDW              1
19980519   86088   Blue Rhino Corp                      HAMBRECHT         0
19980520   86028   ResortQuest International        0   SALOMON-SMITH     1
19980520   86051   American Xtal Technology             PSI               0
19980520   86055   Carreker-Antinori Inc                BA-SEC-ROBERTS    0
19980521   86060   COM21 Inc                        0   DEUTSCHE-MORGAN   1
19980521   86025   NEFF Corp                            MSDW              0
19980522   86043   Atlantic Data Services Inc           BA-SEC-ROBERTS    0
19980522   86097   Waste Connections Inc                BT-ALEX-BROWN     0
19980526   86010   Capstar Broadcasting Corp            CS-FB             0
19980526   86092   SQL Financials International         NATION-MONT-SEC   0
19980526   89521   United Financial Mortgage            MILLS-FINANCIAL   0
19980528   86048   AnswerThink Consulting Group         MSDW              1
19980528   86030   RiboGene Inc                         GRUNTAL           0
19980528   86045   American Aircarriers Support         CRUTTENDEN-ROTH   0
19980528   86089   Registry Magic Inc                   COMMONWEALTH-AS   0
19980602   86149   Balance Bar Co                       HAMBRECHT         0
19980602   86196   Ultimate Software Group              DLJ               0
19980603   86128   MarineMax                        0   SALOMON-SMITH     1
19980604   86125   LandCARE USA Inc                     BT-ALEX-BROWN     0
19980604   86153   Cleveland Indians Baseball           MCDONALD          0
19980605   86185   Rainbow Rentals                      ROBINSON          0
19980608   86194   Telesystem International             GS                0
19980609   86164   Navigant International Inc       0   SALOMON-SMITH     1
19980609   86123   InterCept Group Inc                  BRADFORD          0
19980609   86173   Inktomi Corporation                  GS                0
19980609   86189   School Specialty Inc                 GS                0
19980610   86211   MicroStrategy Inc                    MERRILL           4
19980610   86120   Gerber Childrenswear(Gerber)         MERRILL           0
19980610   86156   Conrad Industries                    MORGAN-KEEGAN     0
19980610   86179   Master Graphics Inc                  MORGAN-KEEGAN     0
19980610   86182   Paradigm Geophysical Ltd             SCHRODER-CO       0
19980610   86198   VI Technologies Inc                  COWEN             0
19980611   86209   Hastings Entertainment Inc       0   SALOMON-SMITH     1
19980611   86213   NetGravity Inc                       BA-SEC-ROBERTS    0
19980612   86170   HLM Design Inc                       BERTHEL-FISHER    0
19980612   86207   Asymetrix Learning Systems Inc       NATION-MONT-SEC   0
19980616   86137   Showpower Inc                        PRIME-CHARTER     0
19980616   86150   Bebe Stores Inc                      BA-SEC-ROBERTS    0
19980617   86166   Global Imaging Systems Inc           PSI               1
19980617   86193   software.net Corp                1   DEUTSCHE-MORGAN   0
19980617   86121   Gildan Activewear Inc                BEAR              0
19980617   86142   Unigraphics Solutions Inc            MSDW              0
19980618   86187   Restoration Hardware Inc           GS                0
19980619   86140   Transportation Components Inc      BEAR              0
19980619   86144   Amdocs Ltd                         GS                0
19980619   86158   Cognizant Technology Solutions     BA-SEC-ROBERTS    0
19980619   86174   Interplay Entertainment            PIPER-J           0
19980622   86172   International Integration Inc      MSDW              1
19980622   86133   Ragen MacKenzie Group Inc          RAYMOND           0
19980622   86171   Hines Horticulture Inc             LEH               0
19980624   86139   Transnational Financial Corp       TEJAS-SEC         0
19980624   86188   SCC Communications Corp            BA-SEC-ROBERTS    0
19980625   86112   Aurora Foods Inc                   GS                0
19980625   86176   King Pharmaceuticals Inc           CS-FB             0
19980625   86195   Technisource Inc                   DLJ               0
19980626   86146   ACLN Ltd                           CRUTTENDEN-ROTH   0
19980626   86155   Cumulus Media Inc                  LEH               0
19980629   86115   Celestica Inc                      MSDW              1
19980629   86178   LMI Aerospace Inc                  EVEREN-SEC        0
19980629   86180   MIPS Technologies Inc              DEUTSCHE-BK-SEC   0
19980630   86238   Allegiance Telecom Inc           0 MSDW              1
19980630   86228   Republic Services Inc              MERRILL           1
19980630   86252   Citadel Communications Corp        PSI               0
19980701   86288   Realty Information Group Inc       ALLEN             0
19980702   86254   Collateral Therapeutics Inc        BEAR              3
19980702   86235   Abgenix Inc                        BA-SEC-ROBERTS    0
19980702   86267   Horizon Organic Holding Corp       HAMBRECHT         0
19980707   86234   Emultek                            GRUNTAL           0
19980708   87131   Knight Trimark Group               BA-SEC-ROBERTS    0
19980709   86237   Adams Golf Inc                     LEH               0
19980709   86251   Cash Technologies Inc              STARR             0
19980710   86285   Point of Sale Ltd                  HAMBRECHT         0
19980714   86219   American Bank Note Holograph       NATION-MONT-SEC   1
19980714   86227   National Equipment Services      0 SALOMON-SMITH     0
19980715   86298   Tweeter Home Entertainment         BT-ALEX-BROWN     0
19980716   86241   Broadcast.Com Inc                  MSDW              1
19980717   86236   Actuate Software Corp              GS                1
19980720   86224   Equant NV                          MSDW              1
19980721   86301   Golden State Vintners              GS                1
19980721   86248   Host America Corp                  BARRON-CHASE      0
19980722   86233   USEC                               MSDW              1
19980722   86274   Interactive Magic                  BLUESTONE-CAP     0
19980722   86284   Natrol Inc                         ADAMS-HARKNESS    0
19980723   86258   Cost U Less Inc                    CRUTTENDEN-ROTH   0
19980724   86244   Bindview Development               BA-SEC-ROBERTS    0
19980727   86272   IDG Books Worldwide Inc            MSDW              1
19980727   86249   Central European Distribution      BREAN             0
19980727   86260   Echelon Corp                       NATION-MONT-SEC   0
19980728   86259   Electronics Boutique Hldng Cor     PSI               0
19980728   86266   Hometown Auto Retailers Inc          PAULSON           0
19980729   86257   CrediTrust Corporation               FERRIS-BAKER      0
19980729   86265   Giga Information Group Inc           FRIEDMAN-B        0
19980729   86289   RailWorks Corp                       BT-ALEX-BROWN     0
19980729   86296   Team Communication Group Inc         NATL-SEC          0
19980730   86281   Maxtor Corp                      0   SALOMON-SMITH     4
19980730   86246   Carrier Access Corporation       1   CS-FB             0
19980730   86283   Northeast Optic Network Inc      0   CS-FB             0
19980730   86297   Towne Services Inc                   WHEAT-UNION       0
19980731   86225   Global Vacation Group Inc        0   SALOMON-SMITH     1
19980731   86256   Cyberian Outpost                     BT-ALEX-BROWN     0
19980731   86270   ICO Global Communications            DLJ               0
19980804   86334   Softworks Inc                        SOUNDVIEW-FIN     0
19980806   86323   Eclipsys Corp                        MSDW              1
19980806   86307   Information Holdings Inc             MERRILL           0
19980807   86309   NationsRent Inc                      BEAR              1
19980810   86328   GeoCities                            GS                1
19980810   86342   Pilot Network Services           0   CS-FB             0
19980811   86322   Digital River Inc                    BT-ALEX-BROWN     0
19980811   86330   Jenkon International                 MERIDIAN-CAP      0
19980812   86305   Convergys(Cincinnati Bell)           MSDW              0
19980813   86326   Global Crossing Ltd              0   MERRILL           1
19980813   86338   24/7 Media Inc                       MERRILL           0
19980817   86324   Entrust Technologies Inc             GS                0
19980818   86337   Terayon Communication Systems        BT-ALEX-BROWN     0
19980818   86339   Crown Castle International           LEH               0
19980819   86316   Clark/Bardes Holdings Inc            BEAR              0
19980820   86310   New American Healthcare Corp         DLJ               1
19980924   86356   eBay Inc                             GS                0
19981005   86387   Dectron Internationale Inc           J-P-TURNER        0
19981021   86368   Conoco(EI du Pont de Nemours)        MSDW              1
19981105   86435   21st Century Holding Company         GILFORD           0
19981110   86411   MONY Group Inc                       GS                1
19981110   86401   Fox Entertainment Group Inc          MERRILL           1
19981110   86425   EarthWeb Inc                         JPM               0
19981112   34936   Network-1 Security Solutions         WHALE             0
19981112   34937   Curtis International                 JOSEPH-STEVENS    0
19981112   86424   Delicious Brands Inc                 NETWORK-FIN       0
19981112   86436   theglobe.com inc                     BEAR              0
19981119   86421   Computer Literacy Inc                NATION-MONT-SEC   0
19981123   86434   Scottish Annuity and Life Hldg       PSI               0
19981125   86417   Stav Electrical Systems (1994)       ISG-CAP-MKTS      0
19981201   86540   E-Tek Dynamics Inc                   GS                1
19981202   86542   Ticketmaster Online-CitySearch       NATION-MONT-SEC   0
19981203   86514   uBID                                 MERRILL           0
19981204   86534   PF Chang's China Bistro Inc          DLJ               1
19981204   86489   Select Comfort Corp                  HAMBRECHT         0
19981209   86445   Infinity Broadcasting Corp           MERRILL           1
19981209   86498   Exchange Applications Inc            BT-ALEX-BROWN     0
19981209   86519   Xoom.com Inc                         BEAR              0
19981210   86487   AboveNet Communications Inc          CIBC-OPPEN        0
19981210   86501   Internet America Inc                 HOAK-BREEDLOVE    0
19981215   86532   Merkert American Corporation         WHEAT-UNION       0
19981215   86544   InfoSpace.com                        HAMBRECHT         0
19981216   86525   Concur Technologies Inc              BOSTON-ROBERTS    0
19981217   86520   Artificial Life Inc                  NY-BROKER         0
19990115   86579   MarketWatch.com Inc                  BT-ALEX-BROWN     1
19990121   86569   Covad Communications Group Inc       BEAR              0
19990121   86580   NVidia Corporation                   MSDW              0
19990122   86565   Allaire Corp                     0   CS-FB             1
19990128   86547   American Axle and Mnfrg              MERRILL           4
19990128   86560   Entercom Communications Corp         CS-FB             4
19990128   86586   Tut Systems Inc                      LEH               4
19990129   86577   Packaged Ice Inc                     NATION-MONT-SEC   0
19990129   86585   Smith-Gardner & Associates Inc       BT-ALEX-BROWN     0
19990201   86602   Perot Systems Corp                   MSDW              1
19990201   86726   Mede America                     0   SALOMON-SMITH
19990204   86715   Corinthian Colleges Inc          0   SALOMON-SMITH     1
19990204   86591   Delphi Automotive Systems(GM)        MSDW              1
19990204   86590   Del Monte Foods Company              MSDW              0
19990204   86709   Albany Molecular Research Inc        ING-FURMAN        0
19990205   86740   VIALOG Corp                          BEAR              0
19990205   86727   Modem Media. Poppe Tyson Inc         BOSTON-ROBERTS    4
19990205   86595   MicroFinancial Inc                   PIPER-J           0
19990205   86731   Pacific Internet Pte Ltd             LEH               0
19990210   86721   Healtheon Corp                       MSDW              1
19990210   86593   Gabelli Asset Management Inc     0   MERRILL           0
19990210   86733   Prodigy Communications Inc           BEAR              0
19990210   86594   Korn/Ferry International             CS-FB             0
19990210   86738   VerticalNet Inc                      LEH               0
19990211   86729   Onyx Software Corp               0   CS-FB             0
19990211   86713   Catapult Communications              HAMBRECHT         0
19990211   86723   Insurance Mgmt Solutions Group       RAYMOND           0
19990211   86735   SERENA Software Inc                  HAMBRECHT         0
19990212   86710   American National Financial          CRUTTENDEN-ROTH   0
19990212   86717   Bottomline Technologies Inc          BOSTON-ROBERTS    0
19990216   86742   Qiao Xing Universal Telephone        BARRON-CHASE      0
19990218   86739   Vignette Corp                        MSDW              1
19990219   86711   Pinnacle Holdings Inc                BT-ALEX-BROWN     0
19990219   86741   WebTrends Corporation                DAIN-R-WESSELS    0
19990222   86720   Corporate Executive Board Co     0   SALOMON-SMITH     0
19990223   86718   Educational Video Conferencing       PRIME-CHARTER     0
19990225   86732   pcOrder.com                          GS                1
19990225   86724   Intraware Inc                    0   CS-FB             0
19990226   86725   Invitrogen Corp                      DLJ               0
19990305   86748   Boyds Collection Ltd                 DLJ               4
19990305   86780   Neon Systems Inc                     DLJ               0
19990308   86794   Argosy Education Group Inc       0   SALOMON-SMITH     1
19990308   86784   RoweCom Inc                          JPM               0
19990312   86774   Eagle Supply Group Inc               BARRON-CHASE      0
19990316   86775   FlashNet Communications Inc          BOSTON-ROBERTS    0
19990317   86779   Multex.com Inc                       BOSTON-ROBERTS    0
19990318   86777   iVillage Inc                         GS                1
19990319   86769   Cheap Tickets Inc                    WM-BLAIR          0
19990322   86766   Autoweb.com                      1   CS-FB             0
19990324   86795   MiningCo.com Inc                     BEAR              0
19990325   86782   OneMain.com Inc                      BT-ALEX-BROWN     0
19990326   86763   Autobytel.com Inc                    BT-ALEX-BROWN     0
19990326   86790   Valley Media Inc                     JPM               0
19990329   86768   Critical Path Inc                    BOSTON-ROBERTS    0
19990329   86778   MKS Instruments                      NATION-MONT-SEC   1
19990329   86783   Priceline.com Inc                    MSDW              1
19990330   86762   ZDNet                                GS                1
19990330   86756   Pepsi Bottling Group, Inc.           MERRILL           0
19990405   86840   PLX Technology Inc                   MERRILL           0
19990406   86862   Rhythms NetConnections           0   MERRILL           0
19990406   86522   Claimsnet.com Inc                    CRUTTENDEN-ROTH   0
19990407   86839   Optibase Ltd                         UNTERBERG         0
19990408   86848   US Internetworking Inc           0   CS-FB             1
19990408   86822   Extreme Networks                     MSDW              1
19990408   86810   Trex Co Inc                          BRADFORD          0
19990408   86849   Value America Inc                    BOSTON-ROBERTS    0
19990409   86847   iTurf Inc                            BT-ALEX-BROWN     0
19990413   86835   MIH Ltd                              MERRILL           0
19990414   86844   Sagent Technology Inc                DLJ               0
19990415   86809   StanCorp Financial Group Inc         GS                1
19990415   86813   Accredo Health Inc                   HAMBRECHT         0
19990415   86850   WorldGate Communications Inc         GERARD-KLAUER     0
19990419   86841   Proxicom Inc                         BT-ALEX-BROWN     0
19990421   86866   Tuesday Morning Corp (Madison)       MERRILL           1
19990421   86858   Buca Inc                             US-PIPER          0
19990422   86819   CompuCredit Corp                     PAINE-W           4
19990422   86815   Aremissoft Corporation               CRUTTENDEN-ROTH   0
19990422   86833   Log On America Inc                   DIRKS-CO          0
19990423   86863   Statia Terminals Group NV            BEAR              0
19990423   86832   Launch Media Inc                     HAMBRECHT         0
19990423   86838   Net Perceptions Inc                  BOSTON-ROBERTS    0
19990426   86842   Razorfish Inc                    0   CS-FB             0
19990426   86829   Immtech International Inc            WESTPORT-RES      0
19990427   86827   Heidrick & Struggles Intl            LEH               0
19990428   86830   Informatica Corp                 1   CS-FB             0
19990429   86836   Marimba Inc                          MSDW             1
19990429   86860   Mpath Interactive Inc                BOSTON-ROBERTS   0
19990430   86799   Consol Energy Inc                    JPM              0
19990430   86816   AppliedTheory Corporation            BEAR             0
19990504   86889   Direct Focus Inc                     DAVIDSON         0
19990504   86893   FlyCast Communications               BT-ALEX-BROWN    0
19990504   86903   MapQuest.com Inc                     BOSTON-ROBERTS   0
19990505   86916   Radio One Inc                        CS-FB            4
19990505   86888   Destia Communications Inc            MSDW             1
19990505   86905   NorthPoint Communications Grp        GS               1
19990505   86913   Portal Software Inc                  GS               1
19990505   86918   Silknet Software Inc             0   CS-FB            0
19990505   86884   COMPS.COM INC                        VOLPE-BROWN      0
19990506   86932   Latitude Communications Inc      0   CS-FB            1
19990507   86902   Media Metrix Inc                     DLJ              1
19990507   86877   AdForce Inc                          HAMBRECHT        0
19990507   86904   NetObjects Inc                       BT-ALEX-BROWN    0
19990510   86924   TheStreet.com                        GS               1
19990510   86900   Maker Communications Inc             LEH              0
19990511   86926   Time Warner Telecom Inc              MSDW             0
19990511   86876   WESCO International Inc              LEH              1
19990511   86883   CareerBuilder Inc                0   CS-FB            0
19990512   86885   Copper Mountain Networks Inc         MSDW             0
19990512   86887   DAG Media Inc                        PAULSON          0
19990512   86931   BiznessOnline.com Inc                JOSEPH-STEVENS   0
19990513   86895   Intelligent Life Corp                ING-FURMAN       0
19990513   86928   Scient Corporation                   MSDW             0
19990514   86907   Nextcard Inc                         DLJ              1
19990514   86878   Alloy Online Inc                     BOSTON-ROBERTS   0
19990517   86914   Redback Networks Inc                 MSDW             1
19990518   86934   Nextera Enterprises Inc              DLJ              0
19990519   86891   eToys Inc                            GS               1
19990519   86908   OneSource Information Services       WM-BLAIR         0
19990520   86922   TenFold Corp                         GS               1
19990520   86879   @plan.inc                            HAMBRECHT        0
19990520   86882   CAIS Internet Inc                    BEAR             0
19990521   86886   David's Bridal Inc                   DLJ              4
19990521   86892   Fashionmall.com                      GRUNTAL          0
19990521   86906   Newgen RESULTS Corp                  HAMBRECHT        0
19990521   86935   Rubio's Restaurant Inc               THOMAS-WEISEL    0
19990524   86881   Brocade Comm Sys Inc                 MSDW             1
19990525   86930   barnesandnoble.com inc               GS               1
19990525   86920   Star Media Network Inc               GS               1
19990525   86898   Juno Online Services Inc         0   SALOMON-SMITH    0
19990525   86912   Prism Financial Corporation          WM-BLAIR         0
19990525   86915   US Concrete Inc                      SCOTT-STRING     0
19990526   86897   Inet Technologies Inc                GS               1
19990526   86890   Edgar Online Inc                     UNTERBERG         0
19990526   86910   Private Business Inc                 BT-ALEX-BROWN     0
19990526   86936   ZipLink Inc                          JEFFERIES         0
19990527   86919   SalesLogix Corp                      HAMBRECHT         0
19990528   86929   AudioCodes Ltd                       CIBC-WORLD        0
19990602   86956   Capital Environmental Resource       CS-FB             1
19990603   86974   iXL Enterprises Inc                  MERRILL           1
19990603   87011   Zany Brainy Inc                      DLJ               1
19990604   86972   High Speed Access Corp               LEH               0
19990604   87009   Wit Capital Group Inc                BEAR              1
19990604   86964   F5 Networks Inc                      HAMBRECHT         0
19990604   86988   Online Resources & Commun            JPM               0
19990604   87018   Network Access Solutions Corp        DLJ               0
19990607   86954   BackWeb Technologies Ltd             GS                1
19990608   86980   drkoop.com Inc                       BEAR              1
19990609   86982   Litronic Inc                         BLUESTONE-CAP     0
19990609   86937   Azurix Corp                          MERRILL           4
19990609   86949   Skechers USA Inc                     BT-ALEX-BROWN     0
19990609   86959   Ditech Communications Corp           BT-ALEX-BROWN     0
19990609   86993   The Pantry Inc                       MERRILL           0
19990610   86990   Phone.com Inc                    1   CS-FB             1
19990611   86981   onlinetradinginc.com                 WERBEL-ROTH       0
19990614   86967   GenesisIntermedia.com Inc            MILLENNIUM-FIN    0
19990615   86955   CareInsite Inc(Synetic Inc)          MERRILL           4
19990616   86996   SBA Communications Corp              LEH               4
19990616   87015   ESPS Inc                             HAMBRECHT         0
19990617   87007   Viant Corp                           GS                1
19990617   86953   AppNet Systems Inc               0   CS-FB             0
19990617   86983   Mail.com Inc                     0   SALOMON-SMITH     0
19990617   86997   Streamline.com Inc                   BA-SEC-LLC        0
19990617   87006   United Therapeutics Corp             BT-ALEX-BROWN     0
19990618   86968   Goto.com                             DLJ               1
19990618   86999   Student Advantage Inc                BOSTON-ROBERTS    0
19990622   87013   Ariba Inc                            MSDW              1
19990622   86986   Netivation.com Inc                   EBI-SEC           0
19990622   86994   Ramp Networks Inc                    BOSTON-ROBERTS    0
19990623   87001   Software.com Inc                 1   CS-FB             0
19990623   86958   CyberSource Inc                      MERRILL           1
19990623   86950   TD Waterhouse Group Inc          0   CS-FB             0
19990623   86969   Globespan Semiconductor Inc          BOSTON-ROBERTS    0
19990623   86989   Quepasa.com Inc                      CRUTTENDEN-ROTH   0
19990624   86977   Internet.com Corp                    US-PIPER          0
19990624   86979   Juniper Networks                     GS                0
19990625   86991   Persistence Software Inc             BOSTON-ROBERTS    0
19990625   86998   US Search Corp.com                   BEAR              0
19990625   87000   Stamps.com Inc                       BOSTON-ROBERTS    0
19990628   86961   E-Loan Inc                           GS                1
19990628   87008   Women First Healthcare Inc           ALLEN             0
19990629   87019   Network Plus Corp                    GS                1
19990629   87021   Seminis Inc                          GS                1
19990629   87022   ShowCase Corp                        MERRILL           1
19990629   86978   Digital Island Inc                   BEAR              0
19990629   86985   nFront Inc                           HAMBRECHT         0
19990629   87023   VaxGen Inc                           PSI               0
19990630   87016   I D Systems Inc                      GILFORD           0
19990701   87121   Salem Communications Corp            DEUTSCHE-ALEX-B   0
19990701   87102   Clarent Corp                     1   CS-FB             1
19990701   87103   Commerce One Inc                 0   CS-FB             0
19990701   87049   Yankee Candle Co Inc                 MSDW              0
19990701   87100   Ask Jeeves Inc                       MSDW              0
19990701   87126   Primus Knowledge Solutions Inc       BOSTON-ROBERTS    0
19990707   87072   Musicmaker.com Inc                   FERRIS-BAKER      0
19990707   87073   Interliant Inc                       MERRILL           0
19990709   87076   Liquid Audio Inc                     LEH               0
19990709   87077   MCM Capital Group Inc                CIBC-WORLD        0
19990712   87093   Keith Companies Inc                  WEDBUSH-M         0
19990713   87129   China.com Corp                       LEH               0
19990713   87061   CommTouch Software Inc               US-PIPER          0
19990714   87092   TIBCO Software Inc                   GS                1
19990714   87041   Provantage Inc(ShopKo Stores)        MERRILL           0
19990715   87065   Efficient Networks Inc           1   CS-FB             1
19990715   87087   Ravisent Technologies Inc            BEAR              1
19990715   87066   National Info Consortium Inc         HAMBRECHT         0
19990716   87051   Audible Inc                      1   CS-FB             1
19990716   87085   Paradyne Networks Inc                DLJ               0
19990719   87104   Convergent Communications Inc        GS                1
19990719   87122   Talk City Inc                        LEH               0
19990720   87110   Insight Communications Co Inc        DLJ               4
19990720   87108   Gadzoox Networks Inc             0   CS-FB             1
19990720   87106   Engage Technologies Inc              GS                1
19990720   87031   Genentech Inc                        JPM               0
19990720   87099   Art Technology Group Inc             HAMBRECHT         0
19990720   87101   Be Inc                               VOLPE-BROWN       0
19990721   87109   Hoover's Inc                         JPM               0
19990721   87115   MP3.COM Inc                      0   CS-FB             0
19990721   87089   Scientific Learning                  MERRILL           0
19990721   87123   Voyager.Net Inc                      DLJ               0
19990722   87074   Insweb Corp                          GS                1
19990722   87091   Tanning Technology Corp          1   CS-FB             0
19990722   87095   Troy Group Inc                       CRUTTENDEN-ROTH   0
19990723   87075   JFAX Com Inc                         DLJ               0
19990723   87078   Allscripts Inc                       GS                1
19990723   87056   BioMarin Pharmaceutical Inc          US-PIPER          0
19990726   87058   Chemdex Corp                         MSDW              1
19990727   87111   Liberate Technologies            0 CS-FB             1
19990727   87124   Quokka Sports Inc                  MERRILL           0
19990728   87107   Focal Communications Corp        1 SALOMON-SMITH     1
19990728   87105   Drugstore.com Inc                  MSDW              1
19990728   87060   Creo Products Inc                0 SALOMON-SMITH     0
19990728   87027   American National Can Group        CS-FB             0
19990728   87034   Lennox International Inc           MSDW              0
19990728   87116   National Medical Health Card       RYAN-BECK         0
19990728   87118   Packeteer Inc                      BOSTON-ROBERTS    0
19990729   87062   Digex Inc                          BEAR              0
19990729   87081   NetIQ Corp                       0 CS-FB             0
19990729   87038   Peace Arch Entertainment Group     SEIDLER-COS       0
19990729   87052   Aironet Wireless Communication     DAIN-R-WESSELS    0
19990729   87059   Continuus Software Corp            US-PIPER          0
19990729   87083   N2H2 Inc                           CIBC-WORLD        0
19990729   87086   Perficient Inc                     GILFORD           0
19990730   87036   MIIX Group Inc                     FIRST-UNION-CAP   0
19990730   87050   Accrue Software Inc                BOSTON-ROBERTS    0
19990730   87057   Biopure Corp                       JPM               0
19990730   87082   Net2Phone Inc                      HAMBRECHT         0
19990730   87097   Watchguard Technologies Inc        DAIN-R-WESSELS    0
19990802   87162   1-800-Flowers.com Inc              GS                1
19990802   87187   SplitRock Services Inc             BEAR              1
19990802   87157   BigStar Entertainment Inc          PSI               0
19990803   87139   Fairchild Semiconductor Intl     0 CS-FB             0
19990803   87183   Quotesmith.com Inc                 HAMBRECHT         0
19990804   87165   Homestore.com Inc                  MSDW              1
19990804   87181   Pivotal Corp                       MERRILL           1
19990804   87174   Mission Critical Software Inc      HAMBRECHT         0
19990805   87189   Tumbleweed Communications Corp   1 CS-FB             0
19990805   87159   Cobalt Group Inc                   BOSTON-ROBERTS    0
19990805   87167   Internet Capital Group             MERRILL           0
19990805   87168   Internet Gold-Golden Lines Ltd     LEH               0
19990805   87171   Interactive Pictures Corp          JPM               0
19990806   87160   Datalink Corp                      NEEDHAM           0
19990809   87191   US Interactive Inc                 LEH               1
19990810   87134   Blockbuster Inc(Viacom Intl)     0 SALOMON-SMITH     1
19990810   87158   Braun Consulting Inc               DLJ               0
19990810   87166   Hotjobs Com LTD                    DEUTSCHE-ALEX-B   0
19990811   87184   Red Hat Inc                        GS                1
19990811   87175   Mortgage.com Inc                 0 CS-FB             0
19990811   87169   InterWorld Corp                    INVEMED           0
19990812   87155   Active Software Inc                GS                1
19990812   87161   IXnet Inc(IPC Information)       0 DLJ               0
19990812   87179   NetScout Systems Inc               DEUTSCHE-ALEX-B   0
19990813   87150   US Aggregates Inc                  DEUTSCHE-ALEX-B   0
19990813   87182   Quest Software Inc                 BOSTON-ROBERTS    0
19990817   87197   SilverStream Software Inc            MSDW              1
19990818   87193   Wink Communications Inc              DLJ               0
19990818   87178   NovaMed Eyecare Inc                  DLJ               1
19990818   87180   Netro Corporation                    MERRILL           0
19990819   87153   Agile Software Corp                  MSDW              1
19990819   87173   LookSmart Ltd                        GS                1
19990819   87140   LaBranche & Co                   0   SALOMON-SMITH     0
19990819   87164   HeadHunter.NET Inc                   FIRST-UNION-CAP   0
19990819   87176   MyPoints.com Inc                     BOSTON-ROBERTS    0
19990820   87172   Lionbridge Technologies              PSI               0
19990825   87156   Bamboo.com Inc                       PSI               0
19990826   87195   ImageX com Inc                       VOLPE-BROWN       0
19990913   87249   Purchasepro.com Inc                  PSI               0
19990915   87232   Garden.com Inc                       HAMBRECHT         0
19990915   87244   Leisure Time Casino's &Resorts       SCHNEIDER         0
19990915   87260   NETsilicon                           CIBC-WORLD        0
19990916   87265   Vitria Technology Inc            1   CS-FB             0
19990916   87259   Luminant Worldwide Corp              DEUTSCHE-ALEX-B   0
19990921   87241   Kana Communications Inc              GS                1
19990921   87228   E.piphany Inc                    1   CS-FB             0
19990921   87234   HI-Q Wason                           NUTMEG-SEC        0
19990922   87264   Interactive Intelligence Inc         MERRILL           1
19990922   87222   Broadbase Software Inc               DEUTSCHE-ALEX-B   0
19990922   87225   Cybergold Inc                        SG-COWEN          0
19990922   87258   Yesmail.com Inc                      DEUTSCHE-ALEX-B   0
19990923   87221   Alteon Websystems Inc                LEH               0
19990923   87261   NetZero Inc                          GS                1
19990923   87220   Ashford.Com Inc                      GS                0
19990923   87224   Bluestone Software Inc               DEUTSCHE-ALEX-B   0
19990923   87227   eGain Communications                 BOSTON-ROBERTS    0
19990923   87239   Webstakes.com Inc                    BEAR              0
19990923   87240   Jore Corp                            DAVIDSON          0
19990924   87212   Manulife Financial Corp              CS-FB             0
19990924   87237   Interspeed Inc                       US-PIPER          0
19990924   87242   Keynote Systems Inc                  BOSTON-ROBERTS    0
19990927   87246   Medscape Inc                         DLJ               1
19990927   87229   Foundry Networks Inc                 DEUTSCHE-ALEX-B   0
19990927   87230   FreeShop.com Inc                     DEUTSCHE-ALEX-B   0
19990927   87238   ITXC Corp                            LEH               0
19990927   87248   AirGate PCS Inc                      DLJ               0
19990928   87254   Spinnaker Exploration Co             CS-FB             1
19990928   87226   FTD.COM INC                          BEAR              0
19990928   87247   NetSolve Inc                         BOSTON-ROBERTS    0
19990929   87236   InterNAP Network Services            MSDW              1
19990929   87251   Radware Ltd                      0   SALOMON-SMITH     0
19990929   87255   TiVo Inc                         0   CS-FB             0
19990929   87216   Perfumania.com Inc                   CRUTTENDEN-ROTH   0
19990929   87219   Acme Communications Inc              DEUTSCHE-ALEX-B   0
19990929   87243   Loislaw.com Inc                      PSI               0
19990929   87253   ShopNow.com Inc                      DAIN-R-WESSELS    0
19990929   87256   Telemate Net Software Inc            SOUNDVIEW-TECH    0
19990930   87314   Digital Insight Corp                 MSDW              0
19991001   87295   Williams Communications Group    1   SALOMON-SMITH     1
19991001   87358   American Home Mrtg Hldgs Inc         FRIEDMAN-B        0
19991001   87233   Golden Telecom Inc                   DEUTSCHE-BANK     0
19991001   87267   BlackRock Inc                        MERRILL           0
19991001   87313   Daleen Technologies Inc              BOSTON-ROBERTS    0
19991001   87353   Vixel Corp                           BOSTON-ROBERTS    0
19991004   87357   XM Satellite Radio Inc               BEAR              4
19991004   87301   Altigen Communications Inc           CIBC-OPPEN        0
19991005   87345   Silicon Image Inc                1   CS-FB             0
19991005   87304   Breakaway Solutions Inc              MSDW              0
19991006   87284   Neuberger Berman Inc                 GS                1
19991006   87309   Calico Commerce Inc                  GS                1
19991006   87336   PlanetRx.com Inc                     GS                1
19991006   87316   DSL.net Inc                          DEUTSCHE-ALEX-B   0
19991006   87347   SmartDisk(Toshiba,Fischer)           BOSTON-ROBERTS    0
19991007   87327   Interwoven Inc                   1   CS-FB             0
19991007   87323   Homeservices Com Inc                 US-PIPER          0
19991007   87326   Illuminet Holdings Inc               MSDW              0
19991007   87350   TriZetto Group Inc                   BEAR              0
19991008   87319   E-Stamp Corp                         DLJ               1
19991008   87331   Jupiter Communications Inc           DLJ               1
19991008   87355   Vitaminshoppe.com Inc                THOMAS-WEISEL     0
19991013   87334   Netcentives Inc                  0   CS-FB             0
19991014   87365   Women.com Networks                   MSDW              1
19991014   87325   Igo Corp                             BOSTON-ROBERTS    0
19991014   87335   NetRadio Corp                        GERARD-KLAUER     0
19991014   87341   ReSourcePhoenix com                  BOSTON-ROBERTS    0
19991014   87360   Jacada Ltd                           LEH               0
19991014   87364   QuickLogic Corp                      BOSTON-ROBERTS    0
19991015   87312   Cysive Inc                           THOMAS-WEISEL     0
19991018   87277   Martha Stewart Living                MSDW              1
19991018   87351   Radio Unica Communications Cor   1   SALOMON-SMITH     1
19991018   87356   World Wrestling Federation           BEAR              0
19991018   87361   PC-Tel Inc                           BA-SEC-LLC        0
19991019   87310   Crossroads Systems Inc               SG-COWEN          4
19991019   87302   BSquare Corp                     1   CS-FB             1
19991019   87328   Zapme Corp                           MERRILL           0
19991020   87298   Aether Systems Inc                   MERRILL           1
19991020   87306   Charlotte Russe Holding Inc          BOSTON-ROBERTS    0
19991022   87332   MCK Communications Inc               BOSTON-ROBERTS    0
19991022   87333   Navisite Inc                         BOSTON-ROBERTS    0
19991022   87343   Sycamore Networks Inc                MSDW              0
19991026   87359   InterTrust Technologies Corp     0 CS-FB            0
19991026   87317   ECtel Inc                          HAMBRECHT        0
19991026   87329   JNI Corp                           DLJ              0
19991026   87338   Pentastar Communications Inc       SCHNEIDER        0
19991026   87352   Viador Inc                         BEAR             0
19991027   87349   Triton PCS Holdings Inc            MSDW             0
19991027   87342   Spanish Broadcasting System        LEH              0
19991027   87315   Data Return Corp                   BEAR             0
19991027   87363   Predictive Systems Inc             BOSTON-ROBERTS   0
19991028   87300   Allied Riser Communications Co     GS               1
19991028   87321   Gaiam Inc                          TUCKER           0
19991028   87337   Plug Power Inc                     GS               0
19991029   87299   Akamai Technologies Inc            MSDW             0
19991029   87305   Cavion Technologies Inc            NEIDIGER         0
19991103   87376   Be Free Inc                        DLJ              1
19991103   87422   Tickets.com                        MSDW             1
19991103   87407   Pac-West Telecomm Inc              BEAR             0
19991104   87430   Wireless Facilities Inc          1 CS-FB            1
19991104   87380   Cobalt Networks Inc                GS               1
19991104   87428   WebVan Group Inc                   GS               1
19991104   87379   Collectors Universe Inc            NEEDHAM          0
19991108   87378   Charter Communications Inc         GS               1
19991108   87395   KPNQwest                           MSDW             0
19991109   87455   Next Level Communications        1 CS-FB            4
19991109   87388   Expedia Inc                        MSDW             1
19991109   87383   Data Critical Corp                 DLJ              1
19991109   87447   United Parcel Service Inc          MSDW             1
19991109   87403   Netzee Inc                         ROBINSON         0
19991110   87375   ASD Systems Inc                    BEAR             0
19991110   87392   ibasis Inc                         BOSTON-ROBERTS   0
19991110   87419   SonicWALL Inc                      BEAR             0
19991110   87450   Edison Schools Inc                 MERRILL          0
19991111   87457   Somera Communications Inc          LEH              4
19991111   87390   Finisar Inc                        MERRILL          0
19991111   87416   Sage Inc                           BOSTON-ROBERTS   0
19991112   87382   CVC Inc                            LEH              1
19991112   87394   Immersion Corp                     HAMBRECHT        0
19991112   87415   Rudolph Technologies Inc           BOSTON-ROBERTS   0
19991112   87454   Netcreations Inc                   FRIEDMAN-B       0
19991116   87427   Virata Corp                      0 CS-FB            0
19991116   87411   Quintus Corp                       DLJ              0
19991117   87432   Agilent Technologies Inc           MSDW             1
19991117   87373   Alaska Communications Systems      GS               1
19991117   87414   Rainmaker Systems Inc              DLJ              0
19991117   87412   Retek Inc(HNC Software Inc)      0 CS-FB            0
19991117   87393   iManage Inc                        BOSTON-ROBERTS   0
19991117   87400   MetaSolv Software Inc              MSDW             0
19991117   87429   Web Street Inc                     FAHNESTOCK        0
19991118   87377   CacheFlow Inc                      MSDW              1
19991118   87418   Symyx Technologies Inc         0   CS-FB             0
19991118   87401   Metron Technology BV               BA-SEC-LLC        0
19991118   87439   Intelli-Check Inc                  GUNNALLEN-FINL    0
19991119   87420   SciQuest.com Inc                   DLJ               1
19991119   87396   Lifeminders.Com Inc                HAMBRECHT         0
19991119   87399   Mediaplex Inc                      LEH               0
19991119   87431   Exactis.com Inc                    THOMAS-WEISEL     0
19991122   87423   TeleCorp PCS Inc               0   SALOMON-SMITH     1
19991122   87391   Getthere.Com Inc                   DLJ               1
19991122   87385   Digital Impact Inc             1   CS-FB             0
19991122   87384   Deltathree Com Inc                 LEH               0
19991122   87424   Management Network Group           HAMBRECHT         0
19991123   87406   OpenTV Corp(MIH Ltd)               MERRILL           0
19991123   87409   PNV Inc                            CIBC-WORLD        0
19991123   87417   SmarterKids com Inc                HAMBRECHT         0
19991123   87456   Official Payments Corp             DLJ               0
19991201   87496   Knot Inc                       0   CS-FB             0
19991201   87504   Metalink LTD                       BA-SEC-LLC        0
19991202   87500   McAfee.com Corp                    MSDW              1
19991202   87482   Digimarc Corp                      BOSTON-ROBERTS    0
19991202   87510   PFSweb Inc                         HAMBRECHT         0
19991206   87494   Harris Interactive Inc             LEH               0
19991207   87491   Healthcentral.com Inc              LEH               0
19991207   87474   AirNet Communications Corp     0   SALOMON-SMITH     1
19991207   87480   Classic Communications Inc         GS                1
19991207   87484   E-Cruiter.com Inc                  WHALE             0
19991208   87473   AGENCY.COM Ltd                     GS                1
19991208   87490   Fogdog Sports Inc              1   CS-FB             0
19991208   87507   NetRatings Inc                     LEH               0
19991208   87527   Preview Systems Inc                BOSTON-ROBERTS    0
19991209   87502   MedicaLogic Inc                    DLJ               1
19991209   87498   VA Linux Systems Inc           0   CS-FB             0
19991209   87495   Interep National Radio Sales       BOSTON-ROBERTS    0
19991209   87513   Tularik Inc                        LEH               0
19991210   87489   Freemarkets Inc                    GS                0
19991210   87497   El Sitio International Corp    1   CS-FB             0
19991210   87468   Plastic Surgery Co                 CRUTTENDEN-ROTH   0
19991210   87483   Ebenx Inc                          BOSTON-ROBERTS    0
19991210   87487   eSPEED Inc                         WARBURG-DR        0
19991210   87503   MotherNature.com Inc               BEAR              0
19991213   87516   Tritel Inc                         GS                0
19991214   87526   Optio Software Inc                 MERRILL           1
19991214   87492   Healthextras Inc                   WARBURG-DR        0
19991214   87521   eCollege.com                       BA-SEC-LLC        0
19991215   87518   Z-Tel Technologies Inc             CS-FB             1
19991215   87478   Caliper Technologies Corp      0 CS-FB             0
19991215   87465   Infonet Services Corp            MERRILL           0
19991215   87517   Xpedior Inc                      DLJ               0
19991215   87523   GRIC Communications Inc          CIBC-WORLD        0
19991216   87499   Maxygen Inc                      GS                1
19991216   87486   Egreetings Network Inc         1 CS-FB             0
19991216   87515   Truetime Inc                     UNTERBERG         0
19991217   87479   C-bridge Internet Solutions      BOSTON-ROBERTS    0
19991217   87509   Ondisplay Inc                    BOSTON-ROBERTS    0
20000124   87574   Neoforma.com Inc                 MERRILL           3
20000124   87564   Regent Communications Inc        PSI               0
20000125   87561   HealthGate Data Corp             SG-COWEN          0
20000126   87536   John Hancock Financial Svcs      MSDW              1
20000126   87572   Extensity Inc                    DEUTSCHE-ALEX-B   0
20000126   87576   T/R Systems Inc                  FLEET-BOSTON      0
20000127   87539   NATCO Group Inc                  DLJ               1
20000127   87571   Aspect Medical Systems Inc       MSDW              1
20000127   87569   724 Solutions Inc              0 CS-FB             0
20000127   87541   Packaging Corp of America        GS                0
20000128   87562   interWAVE Communications       0 SALOMON-SMITH     1
20000128   87559   Caminus Corp                     DEUTSCHE-ALEX-B   0
20000128   87563   L90 Inc                          SG-COWEN          0
20000201   87632   Sequenom Inc                     WARBURG-DR        4
20000201   87630   SkillSoft Corp                 0 CS-FB             1
20000201   87634   Telaxis Communications Corp    0 CS-FB             1
20000201   87655   Quantum Effect Devices Inc       MSDW              1
20000201   87610   IMPSAT Fiber Networks Inc        MSDW              0
20000201   87638   Turnstone Systems Inc            GS                0
20000202   87595   Centra Software Inc              FLEET-BOSTON      0
20000203   87618   Mediacom Communications Corp   1 CS-FB             4
20000203   87639   Therma-Wave Inc                  BA-SEC-LLC        4
20000203   87598   Dobson Communications Corp       LEH               4
20000203   87588   Avanex Corp                      MSDW              1
20000203   87585   Alamosa PCS Holdings Inc       0 SALOMON-SMITH     0
20000203   87583   Antigenics Inc                   US-PIPER          0
20000204   87603   Emerge Interactive Inc           ADAMS-HARKNESS    0
20000204   87604   eOn Communications Corp          NEEDHAM           0
20000204   87605   FirePond Inc                     FLEET-BOSTON      0
20000204   87647   WorldQuest Networks Inc          KAUFMAN           0
20000207   87591   Buy.com Inc                      MERRILL           1
20000208   87615   Landacorp Inc                    CHASE-HQ          0
20000208   87640   Vicinity Corp                    JPM               0
20000208   87830   Fastnet Corp                     ING-BARINGS       0
20000209   87624   Organic Inc                      GS                1
20000209   87597   Cypress Communications Corp      BEAR              1
20000209   87648   XCarenet Inc                     BOSTON-ROBERTS    1
20000209   87646   Witness Systems Inc              CHASE-HQ          0
20000209   87650   Delano Technology Corp             FLEET-BOSTON      0
20000210   87617   Lightspan Partnership Inc        0 CS-FB             1
20000210   87606   Fargo Electronics Inc              PSI               1
20000210   87644   webMethods Inc                     MSDW              1
20000210   87654   Pets.com Inc                       MERRILL           1
20000210   87616   Lante Corp                       1 CS-FB             0
20000210   87625   Precis Smart Card Systems Inc      BARRON-CHASE      0
20000211   87642   VIA NET.WORKS Inc                  DLJ               0
20000211   87607   Flag Telecom Holdings Ltd        0 SALOMON-SMITH     1
20000211   87589   Beasley Broadcast Group Inc        CS-FB             0
20000214   87633   Savvis Communications Corp         MERRILL           0
20000214   87601   Diversa Corp                       BEAR              4
20000214   87631   Sunhawk.com Corp                   GUNNAR            0
20000215   87636   LendingTree Inc                    MERRILL           1
20000215   87613   Jeremy's Microbatch Ice Creams     FIRST-MONTAUK     0
20000215   87641   Vantagemed Corp                    ADVEST            0
20000215   87643   VarsityBooks.com Inc               FLEET-BOSTON      0
20000215   87649   Chordiant Software Inc             BOSTON-ROBERTS    0
20000216   87651   Eloquent Inc                       US-PIPER          0
20000217   87611   Inforte Corp                       GS                1
20000217   87586   Apropos Technology Inc             CHASE-HQ          0
20000217   87608   Gigamedia Ltd                      GS                0
20000218   87628   ESafetyWorld Inc                   KASHNER           0
20000222   87623   Nextel Partners Inc                GS                1
20000224   87599   Digitalthink Inc                 1 CS-FB             1
20000224   87612   Intersil Holding Corp            0 CS-FB             0
20000225   87627   Hotel Reservations Network Inc     DLJ               1
20000228   87587   Avenue A Inc                       MSDW              1
20000228   87621   Niku Corp                          GS                1
20000229   87797   Onvia.com Inc                    1 CS-FB             0
20000229   87622   net.Genesis Corp                   HAMBRECHT         0
20000301   87800   Palm Inc(3Com Corp)                GS                0
20000301   87793   MatrixOne Inc                      GS                0
20000302   87817   Switchboard Inc                    FLEET-BOSTON      0
20000302   87825   UTStarcom Inc                      MERRILL           4
20000302   87752   AsiaInfo Holdings Inc              MSDW              0
20000302   87802   Prime Response Inc                 FLEET-BOSTON      0
20000302   87806   Register.com Inc                   DEUTSCHE-ALEX-B   0
20000303   87826   Versata Inc                        THOMAS-WEISEL     0
20000306   87796   Net 2000 Communications Inc        GS                1
20000306   87778   IFCO Systems NV                    LEH               0
20000307   87783   iprint.com Inc                   1 CS-FB             0
20000307   87770   FirstWorld Communications Inc      LEH               0
20000309   87772   GT Group Telecom Inc             0 GS
20000309   87814   Selectica Inc                    1 CS-FB             1
20000309   87775   HomeGrocer.com                     MSDW              1
20000309   87798   OraPharma Inc                      FLEET-BOSTON      0
20000310   87799   OTG Software Inc                 1 CS-FB             0
20000313   87763   Digitas Inc                        MSDW              1
20000313   87768   FairMarket Inc                     DEUTSCHE-ALEX-B   0
20000313   87808   RADVision Ltd                      LEH               0
20000315   87790   Loudeye Technologies Inc           FLEET-BOSTON      0
20000315   87780   ImproveNet Inc                   0 CS-FB             0
20000316   87804   PSi Technologies Inc               CHASE-HQ          0
20000316   87823   Universal Access Inc               GS                0
20000317   87779   Integrated Information Systems     FLEET-BOSTON      0
20000317   87795   Netpliance Inc                     DLJ               0
20000320   87815   Snowball.com Inc                   GS                4
20000321   87748   Aclara Biosciences Inc             DEUTSCHE-ALEX-B   0
20000321   87756   Caldera Systems Inc                FLEET-BOSTON      0
20000322   87754   Blaze Software Inc                 FLEET-BOSTON      0
20000322   87755   BreezeCOM Inc                      CIBC-WORLD        0
20000322   87782   inSilicon Corp                     FLEET-BOSTON      0
20000322   87803   Partsbase.com Inc                  ROTH-CAPITAL      0
20000323   87666   Sun Life Finl Svcs of Canada       MSDW              1
20000323   87668   Viasystems Group                   MSDW              1
20000323   87812   Silicon Laboratories Inc           MSDW              1
20000324   87764   e Machines Inc                   1 CS-FB             1
20000324   87765   Eprise Corp                        DEUTSCHE-ALEX-B   0
20000324   87766   ETINUUM INC                        CHASE-HQ          0
20000324   87785   Intermune Pharmaceuticals Inc      WARBURG-DR        0
20000327   87791   Moldflow Corp                      ADAMS-HARKNESS    0
20000327   87751   ARTISTdirect Inc                   MSDW              1
20000327   87758   Comple Tel Europe NV             1 SALOMON-SMITH     0
20000327   87750   Allos Therapeutics Inc             SG-COWEN          0
20000327   87777   IntraBiotics Pharmaceuticals       DEUTSCHE-ALEX-B   0
20000327   87827   Websense Inc                       CHASE-HQ          0
20000328   87819   Telocity Delaware Inc              MERRILL           1
20000330   88207   Valueclick Inc                     GS                4
20000330   87829   ArrowPoint Communications Inc      GS                1
20000330   87789   Luminex Corp                       WARBURG-DR        0
20000404   87842   Metropolitan Life Insurance Co     CS-FB             1
20000404   88172   Krispy Kreme Doughnuts Inc         DEUTSCHE-ALEX-B   0
20000404   88152   Cabot Microelectronics Corp        GS                1
20000404   88202   Ulticom Inc                        LEH               1
20000404   88185   Oratec Interventions Inc           MERRILL           0
20000404   88204   Vyyo Inc                           BA-SEC-LLC        0
20000406   88193   Saba Software Inc                  GS                1
20000406   88165   GoAmerica Inc                      BEAR              0
20000406   88169   i3 Mobile Inc                      DEUTSCHE-ALEX-B   0
20000406   88174   LivePerson Inc                     CHASE-HQ          0
20000406   88195   Sangamo BioScience Inc             LEH               0
20000406   88199   Tanox Inc                          CIBC-WORLD        0
20000407   88173   Lexicon Genetics Inc               JPM               0
20000407   88178   Numerical Technologies Inc       1 CS-FB             4
20000407   88184   Opus360 Corp                       FLEET-BOSTON      0
20000410   88159   Exelixis Inc                       GS                1
20000410   88181   Nova Measuring Instruments         CHASE-HQ          0
20000411   88155   DDi Corp                         0 CS-FB             0
20000411   88167   HealthStream Inc                   FLEET-BOSTON      0
20000411   88168   Asiacontent.com Ltd                GS                0
20000412   88153   Corillian Corp                   0 CS-FB             1
20000412   88180   Nuance Communications Inc          GS                1
20000412   88196   Sina.com                           MSDW              0
20000419   88201   360networks Inc                    GS                0
20000419   88157   Embarcadero Technologies Inc       DLJ               4
20000419   88186   Packard BioScience Co              MERRILL           0
20000419   88187   PEC Solutions Inc                  DLJ               0
20000420   88192   Rockford Corp                      DAIN-R-WESSELS    0
20000426   87831   AT&T Wireless Group              0 GS                4
20000426   88176   Metawave Communications            MERRILL           0
20000426   88190   Praecis Pharmaceuticals Inc      0 SALOMON-SMITH     1
20000426   88194   Stratus Services Group Inc         HWNT              0
20000427   88182   ON Semiconductor                   MSDW              1
20000427   88198   Software Technologies Corp         MSDW              1
20000501   88263   Sonic Innovations Inc              GS                1
20000502   88271   Virologic Inc                      CIBC-WORLD        0
20000503   88246   Crown Media Holdings Inc           DLJ               0
20000504   88255   Orchid BioSciences Inc             CS-FB             0
20000505   88256   Paradigm Genetics Inc              CHASE-HQ          0
20000505   88346   Genomic Solutions Inc              UBS-WARBURG       0
20000512   88265   Sequoia Software Corp              LEH               4
20000517   88254   New Focus Inc                    0 CS-FB             1
20000517   88251   iBeam Broadcasting Corp            MSDW              1
20000517   88270   US Unwired Inc                     DLJ               0
20000518   88260   Pixelworks Inc                   1 SALOMON-SMITH     4
20000519   88247   coolsavings.com inc                CHASE-HQ          0
20000522   88275   Integrated Circuit Systems Inc   0 CS-FB             0
20000523   88237   Universal Compression Holdings     MERRILL           0
20000523   88248   Centillium Communications Inc    0 CS-FB             0
20000524   88264   Sonus Networks Inc                 GS                0
20000525   88262   Stanford Microdevices Inc          DEUTSCHE-ALEX-B   0
20000530   88232   NRG Energy Inc                   0 SALOMON-SMITH     0
20000531   88249   First Horizon Pharmaceutical       CHASE-HQ          0
20000531   88364   ONI Systems Corp                   GS                0
20000601   88333   CrossWorlds Software Inc           CHASE-HQ          0
20000602   88342   Exult Inc                          MERRILL           1
20000607   88383   Ubiquitel Inc                      DLJ               0
20000608   88284   Community Health Systems Inc       MERRILL           1
20000612   88316   Take To Auction.com Inc            NOBLE-INV         0
20000613   88352   Intuitive Surgical Inc             LEH               0
20000614   88366   Osca Inc(Great Lakes Chem)       0 SALOMON-SMITH     4
20000614   88324   August Technology Corp             NEEDHAM           0
20000615   88337   Echapman.com Inc                   CHAPMAN           0
20000616   88335   Dendreon Corp                      PRU-VEC-HC        0
20000620   88347   Handspring Inc                   0 CS-FB             1
20000621   88331   Cepheid                            UBS-WARBURG       0
20000622   88321   Accelerated Networks Inc         0 CS-FB             4
20000622   88330   Clicksoftware Ltd                  LEH               4
20000623   88281   Charles River Labs Int Inc         DLJ               0
20000623   88370   Qualstar Corp                      VAN-KASPER        0
20000626   88338   eFunds Corp                        LEH               0
20000626   88329   Click Commerce Inc                 MSDW              1
20000626   88360   Marvell Technology Group Ltd       GS                1
20000626   88377   Stratos Lightwave Inc              LEH               0
20000627   88345   Genuity Inc                      0 MSDW              0
20000627   88327   BusyBox.com Inc                    BARRON-CHASE      0
20000628   88385   Virage Inc                       1 CS-FB             0
20000628   88320   Accord Networks Ltd                CIBC-WORLD        0
20000628   88328   CareScience Inc                    DEUTSCHE-ALEX-B   0
20000628   88332   Capstone Turbine Corp              GS                0
20000629   88340   Exfo Electro Optical               MERRILL           0
20000629   88369   Precise Software Solutions Ltd     MERRILL           0
20000629   88378   Storagenetworks Inc                GS                0
20000630   88359   Mobility Electronics Inc           DEUTSCHE-ALEX-B   0
20000710   88417   Axcelis Technologies Inc           GS                4
20000710   88439   Entegris Inc                       MERRILL           4
20000711   88472   Divine Interventures Inc           FLEET-BOSTON      0
20000712   88474   Triton Network Systems Inc       1 CS-FB             1
20000712   88467   Sohu.com Inc                     0 CS-FB             0
20000712   88469   Sunrise Telecom Inc                CHASE-HQ          0
20000713   88448   I Many Inc                         FLEET-BOSTON      0
20000713   88457   Network Engines Inc                DLJ               0
20000713   88462   Pain Therapeutics Inc              THOMAS-WEISEL     0
20000714   88458   Omnivision Technologies Inc        FLEET-BOSTON      0
20000718   88468   Support.com Inc                  1 CS-FB             0
20000718   88432   deCode Genetics Inc                MSDW              0
20000718   88471   Transgenomic Inc                   CHASE-HQ          0
20000719   88419   Airspan Networks Inc             1 CS-FB             1
20000719   88475   Vascular Solutions Inc           0 SALOMON-SMITH     0
20000719   88418   Argonaut Technologies Inc          UBS-WARBURG       0
20000720   88470   Talarian Corp                      LEH               4
20000720   88431   Corio Inc                          GS                1
20000720   88466   SMTC Corp                          LEH               0
20000721   88476   Variagenics Inc                    CS-FB             0
20000724   88425   Blue Martini Software Inc          GS                1
20000724   88440   Evoke Communications Inc         1 SALOMON-SMITH     0
20000725   88447   Interland Inc                      BEAR              1
20000726   88415   TyCom Ltd(Tyco Intl Ltd)         0 GS                1
20000726   88420   Applied Molecular Evolution        CIBC-WORLD        0
20000727   88463   Rita Medical Systems Inc         0 SALOMON-SMITH     0
20000727   88434   Discovery Partners Int'l Inc       CHASE-HQ          0
20000727   88477   ValiCert Inc                       DEUTSCHE-ALEX-B   0
20000727   88478   Webex Communications Inc           GS                4
20000727   88430   Corvis Corp                      0 CS-FB             1
20000727   88423   Avici Systems Inc                  MSDW              1
20000727   88441   Genencor International Inc         MERRILL           1
20000727   88446   Illumina Inc                       GS                1
20000727   88454   Lexent Inc                       0 CS-FB             0
20000727   88456   Mainspring Inc                     MSDW              0
20000728   88421   Arena Pharmaceuticals Inc          ING-BARINGS       0
20000728   88427   Camtek Ltd                         CIBC-WORLD        0
20000728   88451   Keryx Biopharmaceuticals Inc       ROTH-CAPITAL      0
20000731   88585   Western Multiplex Corp           0 SALOMON-SMITH     1
20000731   88512   Convergent Group Corp              FLEET-BOSTON      0
20000731   88580   Virage Logic Corp                  LEH               0
20000801   88573   Tripath Technology Inc           0 SALOMON-SMITH     4
20000801   88524   Floware Wireless Systems Ltd     0 CS-FB             1
20000801   88527   Genaissance Pharmaceuticals        DEUTSCHE-ALEX-B   0
20000801   88569   Speechworks International Inc      CHASE-HQ          0
20000802   88485   Entravision Communications         DLJ               0
20000802   88515   Deltagen Inc                     0 SALOMON-SMITH     1
20000802   88510   California Pizza Kitchen Inc       BA-SEC-LLC        0
20000802   88566   SignalSoft Corp                  0 SALOMON-SMITH     1
20000802   88562   Resonate Inc                       GS                1
20000802   88565   ScreamingMedia Inc               1 CS-FB             0
20000802   88520   eRoom System Technologies Inc      DONALD            0
20000802   88530   iAsia Works Inc                    GS                0
20000802   88550   Opnet Technologies Inc             MSDW              0
20000802   88578   Versicor Inc                       LEH               0
20000803   88514   3-Dimensional Pharmaceuticals      BEAR              0
20000803   88532   Inspire Pharmaceuticals Inc        DEUTSCHE-ALEX-B   0
20000803   88534   Innovative Solns & Support Inc     FRIEDMAN-B        0
20000803   88563   Rosetta Inpharmatics Inc           LEH               0
20000804   88523   EXE Technologies Inc             0 DLJ               0
20000804   88542   Lantronix Inc                      DLJ               0
20000804   88526   Ceragon Networks Ltd               MSDW              5
20000804   88575   Microtune Inc                      GS                1
20000804   88504   Bruker Daltonics Inc               UBS-WARBURG       0
20000807   88500   America Online Latin America     0 SALOMON-SMITH     0
20000807   88545   Medicines Co                       JPM               1
20000807   88497   Active Power Inc                   GS                0
20000807   88501   Advanced Power Technology Inc      STEPHENS          0
20000807   88556   Pemstar Inc                        LEH               0
20000808   88508   ChipPAC Inc                      0 CS-FB             0
20000808   88546   Mind C.T.I. Ltd                      LEH             0
20000808   88561   Repeater Technologies Inc            US-PIPER        0
20000808   88574   TeleCommunications Systems Inc       CHASE-HQ        0
20000809   88553   Pharsight Corp                       DLJ             4
20000809   88559   RadView Software Ltd                 DLJ             4
20000809   88522   Evolve Software Inc              1   CS-FB           0
20000809   88543   McData Corp                      0   CS-FB           0
20000809   88498   AtheroGenics Inc                     CHASE-HQ        0
20000809   88521   Esperion Therapeutics Inc            FLEET-BOSTON    0
20000809   88529   H Power Corp                         LEH             0
20000809   88544   Millennium Cell Inc                  MORGAN-KEEGAN   0
20000809   88577   Tvia Inc                             BA-SEC-LLC      0
20000810   88495   Orient-Express Hotels Ltd            MERRILL         1
20000810   88519   Equinix Inc                          GS              1
20000810   88540   Large Scale Biology Corp             JPM             1
20000810   88499   American Medical Systems Hold        US-PIPER        0
20000810   88558   Quintalinux Ltd                      BARRON-CHASE    0
20000810   88564   Regeneration Technologies Inc        BA-SEC-LLC      0
20000810   88579   Vina Technologies Inc                LEH             0
20000811   88507   Compugen Ltd                         FLEET-BOSTON    0
20000811   88572   Telik Inc                            LEH             0
20000814   88571   SynQuest Inc                         BEAR            4
20000814   88516   Dyax Corp                            JPM             0
20000815   88539   Lexar Media Inc                      CHASE-HQ        0
20000816   88551   O2Wireless Solutions Inc             CHASE-HQ        0
20000816   88552   PeoplePC Inc                         CHASE-HQ        0
20000817   88503   Avistar Communications Corp          CHASE-HQ        0
20000817   88536   Integrated Telecom Express Inc       LEH             0
20000817   88554   PECO II Inc                          FLEET-BOSTON    0
20000818   88582   Viasource Communications Inc         DLJ             0
20000818   88583   WJ Communications Inc                CHASE-HQ        0
20000821   88535   Ista Pharmaceuticals Inc             CIBC-WORLD      0
20000823   88549   02 Micro International Limited       FLEET-BOSTON    0
20000825   88570   ServiceWare Technologies Inc         UNTERBERG       0
20000918   88588   Chiles Offshore LLC                  CS-FB           1
20000919   88652   ViryaNet LTD                         CHASE-HQ        0
20000920   88641   OmniSky Corp                     0   CS-FB           1
20000921   88636   INRANGE Technologies Corp        0   SALOMON-SMITH   0
20000921   88623   Curon Medical Inc                    UBS-WARBURG     0
20000921   88648   TTM Technologies Inc                 FLEET-BOSTON    0
20000921   88654   Zengine Inc                          WM-BLAIR        0
20000925   88622   Cosine Communications Inc            GS              1
20000926   88634   Hydril Co                        0   SALOMON-SMITH   4
20000926   88627   EDEN Bioscience Corp                 MERRILL         0
20000926   88601   Southern Energy(Southern Co)         GS              1
20000926   88618   AvantGo Inc                      0   CS-FB           0
20000927   88649   University of Phoenix Online         CS-FB           1
20000927   88626   DURECT Corp                          MSDW              0
20000928   88628   Elastic Networks Inc                 CHASE-HQ          0
20000928   88617   @Road Inc                        0   CS-FB             1
20000928   88616   Head NV                              MSDW              0
20000928   88620   Ciphergen Biosystems Inc             SG-COWEN          0
20000928   88642   Proton Energy Systems Inc            MSDW              0
20000928   88651   Vastera Inc                          DEUTSCHE-ALEX-B   0
20000929   88615   Wilson Greatbatch Technologies       DLJ               1
20000929   88646   Simple Technology Inc                LEH               1
20000929   88624   Docent Inc                           DEUTSCHE-ALEX-B   0
20000929   88632   Genomica Corp                        CIBC-WORLD        0
20001002   88731   InforMax Inc                         BSI               1
20001004   88661   Coach Inc                            GS                0
20001004   88721   Advanced Switching Communic          MSDW              1
20001004   88679   TNPC Inc                             CS-FB             0
20001004   88739   Oplink Communications Inc            FLEET-BOSTON      0
20001005   88733   Kosan Biosciences Inc                LEH               0
20001006   88717   Asia Global Crossing Ltd             GS                1
20001010   88748   W-H Energy Services Inc              CS-FB             1
20001010   88740   Pozen Inc                            US-PIPER          0
20001011   88675   SFBC International Inc               BROUS             0
20001011   88681   Watson Wyatt & Co Holdings           DEUTSCHE-ALEX-B   0
20001011   88730   Introgen Therapeutics Inc            SG-COWEN          0
20001012   88743   Synplicity Inc                       FLEET-BOSTON      0
20001017   88668   Monsanto Co                          GS                1
20001017   88750   IXIA Communications                  MERRILL           4
20001017   88727   EndWave Corp                         DEUTSCHE-ALEX-B   0
20001019   88682   Westport Resources Corp              CS-FB             1
20001026   88729   Hydrogenics Corp                 0   SALOMON-SMITH     0
20001026   88734   MediChem Life Sciences Inc           UBS-WARBURG       0
20001101   88817   Energy Partners Ltd                  MERRILL           1
20001101   88799   Evergreen Solar Inc                  BA-SEC-LLC        0
20001102   88814   UTi Worldwide Inc                    BEAR              4
20001103   88809   Optical Communication Products       UBS-WARBURG       0
20001106   88813   Transmeta Corp                       MSDW              1
20001109   88804   Luminent Inc(MRV Comm)           0   CS-FB             4
20001109   88801   Go2pharmacy.com Inc                  UTENDAHL-CAP      0
20001110   88785   AeroGen Inc                          CHASE-HQ          0
20001110   88793   Computer Access Technology           FLEET-BOSTON      0
20001113   88784   Adolor Corp                          MERRILL           1
20001113   88819   Orion Power Holdings Inc             GS                0
20001115   88807   Novatel Wireless Inc             0   CS-FB             0
20001116   88791   Beacon Power Corp                0   SALOMON-SMITH     1
20001117   88790   Array Biopharma Inc                  LEH               0
20001117   88798   Dynacare Inc                         UBS-WARBURG       0
20001120   88803   iMagicTV                             MERRILL           1
20001120   88786   Alliance Fiber Optic Products        MERRILL           0
20001128   88810   Rigel Pharmaceuticals Inc       MSDW              0
20001207   88856   Stewart W P Co Ltd              GS                1
20001207   88839   Harvard Bioscience Inc          THOMAS-WEISEL     0
20001207   88855   Specialty Laboratories          MERRILL           0
20001208   88837   Garmin Ltd                      MERRILL           1
20001208   88828   American Physicians Capital     ABN-AMRO          0
20001211   88836   GenVec                          JPM               1
20001214   88841   Resources Connection Inc        CS-FB             1
20010126   88860   Align Technology                DEUTSCHE-ALEX-B   0
20010130   88863   Exact Sciences Corp             MERRILL           1
20010205   88906   ATP Oil & Gas Corp              LEH               0
20010207   88910   KPMG Consulting                 MSDW              1
20010208   88897   Oil States International Inc    MERRILL           0
20010209   88915   Third Wave Technologies Inc     LEH               0
20010215   88913   Riverstone Networks Inc         MSDW              0
20010301   88940   AFC Enterprises(FS Equity)      GS                0
20010306   88949   Seattle Genetics Inc            JPM               0
20010306   88938   Stelmar Shipping Ltd            JEFFERIES         0
20010308   88948   Loudcloud Inc                   MSDW              1
20010308   88922   Encore Acquisition Co           GS                0
20010315   88950   SureBeam Corp                   MERRILL           0
20010322   88952   Verisity Ltd                    FLEET-BOSTON      0
20010327   88917   Agere Systems Inc(Lucent)       MSDW              1
20010404   88972   Select Medical Corp             MERRILL           1
20010423   88954   Aquila Energy                   LEH               0
20010501   88992   Reliant Resources Inc           GS                4
20010502   88981   Simplex Solutions Inc           CS-FB             0
20010517   88987   Global Power Equipment Group    CS-FB             0
20010517   88983   Tellium Inc                     MORGAN-STANLEY    1
20010517   88977   Instinet Group Inc              CS-FB             0
20010523   88982   Smith & Wollensky Rntnt Grp     UNTERBERG         0
20010605   89033   Unilab Corp(Kelso & Co)         CS-FB             0
20010607   89002   Alliance Data Systems Corp      BEAR              1
20010607   89032   Torch Offshore Inc              UBS-WARBURG       0
20010607   89035   United Surgical Partners Intl   CS-FB             0
20010611   89017   Willis Group Holdings Ltd       SALOMON-SMITH     0
20010612   89006   Kraft Foods Inc                 CS-FB             4
20010612   89018   General Maritime Corp           LEH               0
20010613   89007   Odyssey Re Holdings Corp        BA-SEC-LLC        0
20010613   89004   FMC Technologies Inc            MERRILL           0
20010618   89030   Princeton Review Inc            JPM               0
20010619   89008   Phoenix Cos Inc                 MORGAN-STANLEY    0
20010620   89028   Multilink Technology Corp       CS-FB             0
20010626   89023   Galyans Trading Co Inc          GS                0
20010628   89029   Monolithic System Technology    A-G-EDWARDS       0
20010712   89046   Wright Medical Group Inc        JPM               0
20010719   89071   Accenture LTD                   GS                4
20010720   89036   Natus Medical Inc               DAIN-R-WESSELS    0
20010724   89040   Medcath Corp                    DEUTSCHE-ALEX-B   0
20010726   89044   PDF Solutions Inc               CS-FB             0
20010727   89048   Alliance Imaging Inc            CITIGROUP-SSB     1
20010731   89039   HPL Technologies Inc            UBS-WARBURG       0
20010802   89138   Bunge Ltd                       MORGAN-STANLEY    0
20010807   89110   OmniCell Inc                    US-PIPER          0
20010809   89132   Mykrolis Corporation            BA-SEC-LLC        0
20010814   89108   Max Re Capital LTD              MORGAN-STANLEY    1
20011004   89170   Given Imaging LTD               LEH
20011012   89177   TheraSense Inc                  US-PIPER          0
20011023   89195   Principal Financial Group Inc   GS                0
20011025   89167   Cross Country Inc               MERRILL           1
20011030   89179   Anthem Inc                      GS                4
20011031   89174   Odyssey Healthcare Inc          MERRILL           1
20011031   89172   LogicVision Inc                 UBS-WARBURG       0
20011106   89204   Amerigroup Corp                 UBS-WARBURG       0
20011113   89203   Advisory Board Co               DEUTSCHE-ALEX-B   0
20011113   89215   AMN Healthcare Services Inc     BA-SEC-LLC        0
20011114   89244   Weight Watchers International   CS-FB             1
20011115   89205   Bam Entertainment Inc           JEFFERIES         0
20011115   89224   DJ Orthopedics Inc              GS                0
20011120   89208   Magma Design Automation Inc     CS-FB             0
20011121   89213   VCA Antech Inc                  CS-FB             0
20011206   89271   Lawson Software Inc             LEH               1
20011210   89247   Aramark Worldwide Corp          JPM               0
20011211   89275   NetScreen Technologies Inc      GS                0
20011212   89276   Nassda Corp                     FLEET-BOSTON
20011212   89258   Prudential Financial Inc        GS                0
20011212   89269   Centene Corp                    SG-COWEN          0
20011213   89260   United Defense Industries Inc   LEH               1
20011213   89265   American Pharm Partners         CIBC-WORLD        0
20011214   89267   Bruker AXS Inc                  UBS-WARBURG       0
20011214   89277   Northwest Biotherapeutics Inc   UNTERBERG         0
20020128   89290   Synaptics Inc                   BEAR              4
20020131   89303   Carolina Group                  MORGAN-STANLEY    1
20020131   89313   ZymoGenetics Inc                LEH               0
20020207   89307   ManTech International Corp      JEFFERIES         0
20020212   89301   GameStop Corp                   CITIGROUP-SSB     4
20020214   89311   Paypal Inc                      CITIGROUP-SSB     4
20020221   89310   Petco Animal Supplies Inc       MERRILL           1
20020226   89302   Integrated Defense Tech         CS-FB             1
20020311   89347   WCI Communities Inc             UBS-WARBURG       0
20020311   89326   Anteon International Corp       GS                1
20020313   89327   Asbury Automotive Group         GS                0
20020320   89350   Alcon Inc(Nestle SA)            MERRILL           1
20020321   89346   Travelers Property Casualty     CITIGROUP-SSB     1
20020326   89322   MedSource Technologies Inc       MORGAN-STANLEY    0
20020412   89353   JetBlue Airways Corp             MORGAN-STANLEY    0
20020412   89375   Ribapharm Inc                    UBS-WARBURG       0
20020418   89367   ExpressJet Holdings Inc          CITIGROUP-SSB     1
20020418   89370   Medical Staffing Network         LEH               0
20020425   89352   DOV Pharmaceutical Inc           LEH
20020430   89374   Premcor Inc                      MORGAN-STANLEY    1
20020503   89407   LIN Television Corp              DEUTSCHE-BK-SEC   1
20020507   89396   Quinton Cardiology Systems Inc   ADAMS-HARKNESS    0
20020509   89409   Regal Entertainment Group        CS-FB             4
20020516   89399   Aeropostale Inc                  BEAR
20020516   89397   Verint Systems Inc               LEH               0
20020517   89390   Kyphon Inc                       US-PIPER          0
20020521   89387   Computer Programs & Systems      MORGAN-KEEGAN     0
20020522   89391   Liquidmetal Technologies         MERRILL           0
20020523   89389   Eon Labs Inc                     CS-FB             1
20020523   89383   Altiris Inc                      CS-FB             0
20020523   89393   Netflix.com Inc                  MERRILL           0
20020524   89410   SRA International Inc            CITIGROUP-SSB     4
20020604   89442   Veridian Corp                    CS-FB             1
20020604   89422   Plumtree Software Inc            GS                0
20020612   89419   Pacer International Inc          CS-FB             1
20020618   89420   Printcafe Software Inc           UBS-WARBURG       0
20020620   89414   CTI Molecular Imaging Inc        CS-FB             0
20020625   89413   Big 5 Sporting Goods             CS-FB             1
20020626   89431   Hewitt Associates Inc            GS                0
20020627   89417   Inveresk Research Group Inc      BEAR              0
20020627   89418   MTC Technologies Inc             LEGG-MASON-WW     0
20020701   89463   CIT Group Inc Del                GS                4
20020710   89449   Kirkland's Inc                   MERRILL           0
20020712   89448   Healthetech Inc                  UBS-WARBURG       0
20020718   89453   Red Robin Gourmet Burgers Inc    BA-SEC-LLC        0
20020724   89471   LeapFrog Enterprises Inc         CITIGROUP-SSB     1
20021009   89557   Montpelier Re Holdings Ltd       MS                0
20021010   89541   Enbridge Energy Management LLC   GS                4
20021015   89540   Dicks Sporting Goods Inc         MERRILL           0
20021021   89532   USI Holdings Corp                MERRILL           1
20021025   89533   Wynn Resorts Ltd                 DEUTSCHE-BK-SEC   0
20021028   89558   Platinum Underwriters Holdings   GS                4
20021107   89574   Portfolio Recovery Associates    WM-BLAIR          0
20021107   89607   Wellchoice                       CS-FB             0
20021111   89577   SI International                 WACHOVIA-SEC      0
20021114   89566   Constar International            CITIGROUP-SSB     1
20021119   89569   Impac Medical Systems            THOMAS-WEISEL     0
20021121   89575   Safety Insurance Group           CS-FB             4
20021121   89567   Cosi                             WM-BLAIR          0
20021206   89626   Chicago Mercantile Exchange      MS                1
20021211   89641   Seagate Technology               MORGAN-STANLEY    1
20021218   89622   VistaCare                        LEH               4
20030211   89681   Infinity Prop & Casualty Corp    CS-FB             4
20030214   89684   Accredited Home Lenders          FRIEDMAN-B        0
20030227   89694   Endurance Specialty Holdings     GS                4
20030512   89737   iPayment Inc                     BEAR              0
20030611   89753   FormFactor Inc                   MORGAN-STANLEY    0
20030701   89781   Molina Healthcare Inc            BA-SEC-LLC        0
20030701   89789   Axis Capital Holdings Ltd        MORGAN-STANLEY    0
20030709   89793   Digital Theater Systems Inc      SG-COWEN          0
20030716   89797   InterVideo Inc                   SG-COWEN          0
20030723   89796   Ipass Inc                        MORGAN-STANLEY    0
20030723   89795   Integrated Alarm Services        FRIEDMAN-B        0
20030730   89800   NETGEAR Inc                      LEH               1
20030731   89806   Citadel Broadcasting Corp        GS                4
20030811   89822   Direct General Corp              KEEFE             0
20030818   89824   Providence Service Corp          SUNTRUST-RH       0
20030917   89850   National Financial Partners      GS                0
20030918   89835   Sigmatel Inc                     MERRILL           4
20030923   89830   AMIS Holdings                    CS-FB             0
20030923   89849   Journal Co                       MORGAN-STANLEY    1
20030924   89829   Anchor Glass Container Corp      CS-FB             1
20031002   89866   LKQ Corp                         BAIRD             0
20031007   89859   Acusphere Inc                    SG-COWEN          4
20031009   89864   DigitalNet Holdings Inc          CITIGROUP         4
20031016   89860   Advancis Pharmaceutical Corp     LEH               4
20031023   89876   Carters Inc                      GS                1
20031029   89868   Myogen Inc                       CS-FB             0
20031029   89863   CancerVax Corp                   LEH               0
20031030   89871   Overnite Corporation             CS-FB             1
20031030   89877   First Marblehead Corp            GS                0
20031105   89914   NitroMed Inc                     DEUTSCHE-BK-SEC   0
20031105   89918   Pharmion Corp                    MORGAN-STANLEY    0
20031106   89920   Quality Distribution Inc         CS-FB             1
20031111   89913   Marlin Business Services Inc     US-PIPER          0
20031112   89922   Tessera Technologies Inc         LEH               0
20031113   89924   LECG Corp                        UBS-INV-BANK      0
20031119   89901   Whiting Petroleum Holdings Inc   MERRILL           4
20031119   89905   Callidus Software Inc            CITIGROUP         0
20031120   89904   Buffalo Wild Wings Inc           RBC-CAP-MKTS      0
20031124   89916   Nexstar Broadcasting Group Inc   BA-SEC-LLC        0
20031124   89899   Sirva Inc.                       CS-FB             1
20031124   89908   Conn's Inc                       STEPHENS          0
20031124   89919   Pinnacle Airlines Corp           MORGAN-STANLEY    0
20031125   89900   Synnex Information Tech Inc      BEAR              0
20031125   89917   Open Solutions Inc               BEAR              0
20031203   89977   Aspen Insurance Holdings Ltd     CS-FB             4
20031211   89937   NPTest Holding Corp.             CITIGROUP        0
20031211   89964   Nelnet Inc.                      JPM              0
20031212   89952   Compass Minerals International   GS               1
20031212   89957   International Steel Group Inc.   GS               0
20031212   89926   Central Freight Lines Inc.       BEAR             1
20031212   89963   Natural Golf Corp.               GILFORD          0
20031216   89942   United National Group Ltd.       MERRILL          1
20031217   89939   Orbitz Inc.                      GS               1
20031217   89973   Universal Technical Institute    CS-FB            1
20031217   89940   Provide Commerce Inc.            SG-COWEN         0
20031218   89971   Tempur-Pedic International Inc   LEH              1
20031218   89932   Knology Inc.                     UBS-INV-BANK     0
20031219   89933   Kintera Inc.                     SG-COWEN         0
20040113   90017   CrossTex Energy, Inc.            A-G-EDWARDS      0
20040123   90013   Portec Rail Products Inc         FERRIS-BAKER     0
20040129   90008   Eyetech Pharmaceuticals Inc      MERRILL          1
20040202   90052   TRW Automotive Holdings Corp     GS               1
20040202   90031   GTx Inc                          GS               0
20040204   90038   Assurant Inc                     MORGAN-STANLEY   0
20040204   90024   Bakers Footwear Group Inc        RYAN-BECK        0
20040204   90055   Todco                            MORGAN-STANLEY   4
20040204   90032   Renovis Inc                      GS               1
20040204   90020   Asset Acceptance Corp            BEAR             0
20040205   90033   Symbion Inc                      CS-FB            0
20040205   90034   Staktek Holdings Inc             MORGAN-STANLEY   0
20040206   90021   AlphaSmart Inc                   JEFFERIES        0
20040211   90022   Atheros Communications Inc       MORGAN-STANLEY   1
20040211   90039   Bristol West Holdings, Inc.      CS-FB            4
20040212   90025   Corgentech Inc                   CS-FB            0
20040219   90026   Cherokee International Inc       CS-FB            0
20040219   90029   Dynavax Technologies             BEAR             0
20040223   90044   Kinetic Concepts Inc             MERRILL          0
20040316   90078   TNS Inc                          JPM              0
20040316   90098   Xcyte Therapies Inc              US-PIPER         0
20040316   90096   Tercica Inc                      LEH              0
20040324   90097   Ultra Clean Holdings Inc         CS-FB            1
20040325   90067   Hornbeck Offshore Svcs(Tide)     GS               1
20040326   90079   Anadys Pharmaceuticals Inc       SG-COWEN         0
20040330   90081   Cutera Inc                       PIPER-JAFFRAY    0
20040330   90088   Marchex Inc                      SANDERS-HARRIS   0
20040331   90333   Santarus Inc                     SG-COWEN         0
20040405   90137   Memory Pharmaceuticals Corp      UBS-INV-BANK     0
20040414   90125   Corcept Therapeutics Inc         THOMAS-WEISEL    0
20040416   90128   Immunicon Corp                   UBS-INV-BANK     0
20040420   90127   Gander Mountain Co               BA-SEC-LLC       0
20040420   90134   Procentury Corp                  FRIEDMAN-B       0
20040421   90135   SiRF Technology Holdings Inc     MORGAN-STANLEY   0
20040422   90120   Assured Guaranty Ltd             BA-SEC-LLC        0
20040428   90122   Barrier Therapeutics Inc         MORGAN-STANLEY    4
20040429   90126   Cytokinetics Inc                 GS                0
20040429   90129   Intersections Inc                DEUTSCHE-BK-SEC   0
20040505   90164   Greenhill & Co Inc               GS                0
20040506   90165   InfraSource Services Inc         LEH               1
20040510   90180   Atlas America Inc                FRIEDMAN-B        0
20040512   90188   Nuvasive                         BA-SEC-LLC        0
20040519   90190   Animas Corp                      PIPER-JAFFRAY     0
20040519   90187   Blue Nile Inc                    MERRILL           4
20040524   90162   Genworth Financial Inc           GS                0
20040526   90177   Acadia Pharmaceuticals           BA-SEC-LLC        0
20040526   90192   Republic Airways Holdings Inc    MERRILL           0
20040526   90183   Critical Therapeutics Inc        SG-COWEN          4
20040526   90179   AngioDynamics Inc                RBC-CAP-MKTS      0
20040527   90194   Standard Parking Corp            WM-BLAIR          0
20040527   90178   Alnylam Pharmaceuticals Inc      BA-SEC-LLC        0
20040603   90243   Inhibitex                        THOMAS-WEISEL     0
20040609   90199   CB Richard Ellis Group Inc       CITIGROUP         4
20040609   90236   PowerDsine Ltd                   CITIGROUP         4
20040609   90223   Digirad Corp                     MERRILL           0
20040615   90229   Leadis Technology Inc            GS                0
20040615   90231   Metabasis Therapeutics Inc       SG-COWEN          0
20040616   90197   ADESA Inc                        UBS-INV-BANK      0
20040617   90220   Blackboard Inc                   CS-FB             0
20040618   90237   Radiation Therapy Services Inc   WACHOVIA-SEC      0
20040621   90209   Jackson Hewitt Tax Service Inc   GS                0
20040621   90233   Momenta Pharmaceuticals Inc      SG-COWEN          0
20040621   90238   Senomyx Inc                      CITIGROUP         0
20040622   90222   Color Kinetics Inc               CIBC-WORLD        0
20040622   90215   SalesForce.com Inc               MORGAN-STANLEY    0
20040622   90241   WCA Waste Corp                   FRIEDMAN-B        0
20040623   90242   Xyratex Ltd                      CS-FB             0
20040624   90200   Cabelas Inc                      CS-FB             0
20040624   90234   Motive Inc                       JPM               0
20040625   90232   Multi-Fineline Electronix        NEEDHAM           0
20040629   90224   Design Within Reach Inc          CIBC-WORLD        0
20040630   90210   Lifetime Fitness                 CS-FB             0
20040630   90272   Wellcare Group Inc               MORGAN-STANLEY    4
20040708   90287   Netlogic Microsystems            MERRILL           0
20040709   90273   Affirmative Insurance Hldg Inc   PIPER-JAFFRAY     0
20040712   90248   Domino's Pizza Inc               JPM               0
20040714   90290   Phase Forward Inc                THOMAS-WEISEL     0
20040715   90278   Collegiate Funding Svcs LLC      JPM               0
20040715   90292   QC Holdings Inc                  FERRIS-BAKER      0
20040715   90294   Greenfield Online Inc            LEH               0
20040716   90251   Freescale Semiconductor Inc      GS                0
20040716   90642   Xenogen Corp                    THOMAS-WEISEL     0
20040720   90286   McCormick&Schmick's SR Inc      BA-SEC-LLC        4
20040721   90247   Dex Media Inc                   MORGAN-STANLEY    0
20040721   90280   Idenix Pharmaceuticals Inc      GS                1
20040721   90276   Blackbaud Inc                   JPM               0
20040722   90281   Kanbay International Inc        UBS-INV-BANK      1
20040722   90277   Bucyrus International Inc       GS                0
20040722   90288   Neurometrix Inc                 PUNK              0
20040723   90275   Auxilium Pharmaceuticals Inc    DEUTSCHE-BK-SEC   0
20040723   90298   Top Tankers Inc                 CANTOR            0
20040728   90285   MannKind Corp                   UBS-INV-BANK      0
20040728   90299   Volterra Semiconductor Corp     GS                0
20040729   90249   EnerSys Inc                     MORGAN-STANLEY
20040804   90314   Commercial Vehicle Group Inc    CS-FB             4
20040805   90323   RightNow Technologies Inc       MORGAN-STANLEY    0
20040805   90316   Syneron Medical Ltd             CITIGROUP         0
20040806   90309   Navteq Corp                     CS-FB             1
20040809   90327   WPT Enterprises Inc             FELTL             0
20040810   90312   Westlake Chemical Corp          CS-FB             0
20040811   90325   Stereotaxis Inc                 GS                0
20040812   91143   Archipelago Holdings Inc        GS
20040812   90303   Cohen & Steers Inc              MERRILL           1
20040827   90315   Ecost Com Inc                   WM-BLAIR          0
20040922   90357   Educate Inc                     GS                0
20040922   90353   Beacon Roofing Supply Inc       JPM               0
20040923   90356   Cogent Inc                      MORGAN-STANLEY    0
20040927   90370   WebSideStory Inc                FRIEDMAN-B        0
20040928   90360   JAMDAT Mobile Inc               LEH               0
20040929   90351   Primus Guaranty Ltd             LEH               1
20040929   90363   Ness Technologies Inc           LEH               1
20040929   90355   Callwave Inc                    DEUTSCHE-BK-SEC   0
20040930   90418   PeopleSupport Inc               SG-COWEN          0
20041004   90427   Texas Roadhouse Inc             BA-SEC-LLC        4
20041005   90423   Theravance Inc                  MERRILL           1
20041006   90425   Thomas Properties Group Inc     FRIEDMAN-B        0
20041006   90387   New York & Co Inc               BEAR
20041006   90410   IntraLase Corp                  BA-SEC-LLC        1
20041006   90408   Gold Kist Holdings Inc          MERRILL           0
20041012   90409   Huron Consulting Group Inc      UBS-INV-BANK      4
20041013   90413   PlanetOut Inc                   SG-COWEN          0
20041015   90405   CoTherix Inc                    CIBC-WORLD        0
20041018   90411   Interchange Corp                ROTH-CAPITAL      0
20041019   90402   Celebrate Express Inc           SG-COWEN          0
20041020   90428   VNUS Medical Technologies Inc   BA-SEC-LLC        0
20041020   90426   Tower Group Inc                 FRIEDMAN-B        0
20041021   90424   Telvent SA                      MERRILL           0
20041025   90420   Shopping.com Ltd                GS
20041027   90404   Calamos Asset Management Inc     CITIGROUP         0
20041027   90371   Build A Bear Workshop Inc        CS-FB             0
20041027   90374   Dreamworks Animation Inc         GS                1
20041027   90407   FoxHollow Technologies Inc       JPM               1
20041028   90378   GMH Communities Trust            BA-SEC-LLC        0
20041104   90454   MarketAxess Holdings Inc         CS-FB             0
20041105   90450   Arlington Tankers Ltd            UBS-INV-BANK      0
20041109   90466   ZipRealty Inc                    UBS-INV-BANK      0
20041110   90439   Nalco Holding Co                 GS                1
20041110   90444   Ormat Technologies Inc           LEH               1
20041116   90453   InPhonic Inc                     DEUTSCHE-BK-SEC   0
20041117   90438   Iowa Telecom Services Inc        MORGAN-STANLEY    1
20041117   90460   PRA International                CS-FB             4
20041117   90462   Specialty Underwriters All Inc   FRIEDMAN-B        0
20041118   90455   Monolithic Power Systems Inc     GS                0
20041118   90459   PortalPlayer Inc                 CITIGROUP         4
20041122   90463   UAP Holding Corp                 GS                0
20041207   90472   CABG Medical Inc                 LADENBURG
20041208   90501   Foundation Coal Holdings Inc     MORGAN-STANLEY    0
20041208   90515   Symmetry Medical Inc             BA-SEC-LLC        0
20041208   90488   OccuLogix Inc                    CITIGROUP         0
20041209   90489   HouseValues Inc                  CS-FB             0
20041209   90494   Bill Barrett Corp                GS                0
20041210   90468   Adeza Biomedical Corp            UBS-INV-BANK      0
20041213   90496   Bluelinx Holdings Inc            GS                0
20041213   84780   Knoll Inc                        GS                0
20041213   90486   Orange 21 Inc                    ROTH-CAPITAL      0
20041214   90478   Cascade Microtech Inc            LEH               4
20041214   90505   Las Vegas Sands Corp             GS                4
20041214   90491   Great Wolf Resorts Inc           CITIGROUP         1
20041214   90476   Comstock Homebuilding Co Inc     BB-T-CAP          0
20041214   90477   Conor Medsystems Inc             CITIGROUP         0
20041215   90516   Herbalife Ltd                    MERRILL           0
20041215   90503   Interline Brands Inc             CS-FB             4
20041215   90507   Macquarie Infrastructure         MERRILL           0
20041215   90493   Advance Amer Cash Advance Ctrs   MORGAN-STANLEY    1
20041215   90485   Cambridge Display Technology     SG-COWEN          0
20041215   90504   KMG America Corp                 FRIEDMAN-B        0
20041216   90469   ARBINET THEXCHANGE INC           MERRILL           0
20041216   90492   Warren Resources Inc             KEY-MCDONALD      0
20050120   90520   Celanese Corp                    MORGAN-STANLEY    0
20050120   90546   ViaCell Inc                      CS-FB             4
20050120   90543   SeaBright Insurance Hldgs Inc    FRIEDMAN-B        0
20050125   90536   GFI Group Inc                    CITIGROUP         0
20050126   90541   OptionsXpress Holdings Inc       GS                0
20050127   90533   W and T Offshore Inc             LEH               0
20050127   90535   Dollar Financial Corp            PIPER-JAFFRAY     0
20050127   90540   National Interstate Corp         MERRILL          0
20050202   90594   Favrille Inc                     BEAR             0
20050203   90555   FairPoint Communications Inc     MORGAN-STANLEY   1
20050203   90548   American Reprographics Co        GS               0
20050203   90599   Icagen Inc                       JPM              0
20050203   90604   Threshold Pharmaceuticals Inc    BA-SEC-LLC       0
20050203   90589   DryShips Inc                     CANTOR           0
20050208   90567   Valor Communications Group Inc   MERRILL          0
20050208   90554   FTD Group Inc                    GS               1
20050209   90564   Prestige Brands Holdings Inc     MERRILL          0
20050209   90565   Syniverse Holdings Inc           LEH              1
20050209   90592   Emageon Inc                      WACHOVIA-SEC     0
20050210   90558   Huntsman Corp                    CITIGROUP        1
20050210   90605   Universal Truckload Services     STEPHENS         0
20050214   90547   Alpha Natural Resources Inc      MORGAN-STANLEY   4
20050214   90602   Odimo Inc                        CIBC-WORLD       0
20050215   90569   Wright Express Corp              JPM              0
20050216   90550   Dolby Laboratories Inc           MORGAN-STANLEY   0
20050303   90632   Aspreva Pharmaceuticals Corp     MERRILL          0
20050308   90613   International Sec Exchng Inc     BEAR             0
20050310   90639   Shamir Optical Industry Ltd      WM-BLAIR         0
20050316   90616   PanAmSat Holding Corp            MORGAN-STANLEY   0
20050317   90630   Diana Shipping Co                BEAR             0
20050331   90667   Fastclick Inc                    CS-FB            0
20050405   90672   FreightCar America Inc           UBS-INV-BANK     0
20050413   90664   Dexcom Inc                       PIPER-JAFFRAY    0
20050414   90650   Earle M Jorgensen Co             CS-FB            0
20050420   90669   National Atlantic Holdings       CITIGROUP        0
20050425   90643   Accuride Corp                    CITIGROUP        0
20050429   90657   VeriFone Holdings Inc            JPM              0
20050504   90701   Lazard Ltd                       GS               0
20050505   90715   Zumiez Inc                       WACHOVIA-SEC     0
20050506   90677   Bois d'Arc Energy Inc            RAYMOND          0
20050509   90702   New Skies Satellites Holdings    GS               0
20050510   90699   Warner Music Group Corp          GS               1
20050516   90700   Xerium Technologies Inc          CITIGROUP        1
20050517   90706   Citi Trends Inc                  CIBC-WORLD       0
20050526   90714   SSA Global Technologies Inc      JPM              0
20050602   90748   XenoPort Inc                     MORGAN-STANLEY   1
20050603   90743   Aries Maritime Transport Ltd     JEFFERIES        0
20050608   90734   LHC Group Inc                    JEFFERIES        0
20050609   90742   Rackable Systems Inc             THOMAS-WEISEL    0
20050613   90741   Premium Standard Farms Inc       MORGAN-STANLEY   1
20050616   90725   ev3 Inc                          PIPER-JAFFRAY    0
20050616   90736   Micrus Endovascular Corp         A-G-EDWARDS      0
20050622   90724   Eagle Bulk Shipping Inc          UBS-INV-BANK     0
20050622   90720   Builders FirstSource Inc         UBS-INV-BANK     0
20050622   90717   Allion Healthcare Inc            THOMAS-WEISEL     0
20050622   90735   Lincoln Educational Svcs Corp    MERRILL           0
20050624   90746   TBS International Ltd            MERRILL           0
20050624   90732   Kenexa Corp                      SG-COWEN          0
20050628   90763   NeuStar Inc                      MORGAN-STANLEY    0
20050628   90759   HemoSense Inc                    LAZARD-CAP-MKT    0
20050628   90751   DSW Inc                          LEH               0
20050629   90747   Volcom Inc                       WACHOVIA-SEC      0
20050714   90819   Quintana Maritime Ltd            CITIGROUP         0
20050720   90800   Adams Respiratory Thrptcs Inc    MERRILL           1
20050720   90807   Diamond Foods Inc                MERRILL           0
20050721   90803   Consolidated Communications      CS-FB             0
20050721   90813   Genco Shipping & Trading Ltd     JEFFERIES         0
20050721   90814   Hittite Microwave Corp           LEH               0
20050722   90789   Maidenform Brands Inc            UBS-INV-BANK      1
20050725   90786   ITC Holdings Corp                LEH               1
20050726   90792   Pike Electric Corp               CITIGROUP         0
20050728   90779   Alon USA Energy Inc              CS-FB             4
20050728   90822   Superior Well Service Inc        KEY-BANC-CAP      0
20050729   90812   Golf Galaxy Inc                  PIPER-JAFFRAY     0
20050802   90876   Unica Corp                       DEUTSCHE-BK-SEC   0
20050803   90872   Republic Companies Group Inc     JPM               0
20050803   90867   MWI Veterinary Supply Inc        BA-SEC-LLC        1
20050803   90854   Advanced Analogic Technologies   MORGAN-STANLEY    0
20050803   90877   WorldSpace Corp                  UBS-INV-BANK      0
20050804   90831   Dresser-Rand Co                  MORGAN-STANLEY    4
20050804   90861   Eschelon Telecom Inc             LEH               4
20050804   90855   Advanced Life Sciences Hldgs     UNTERBERG         0
20050805   90856   AtriCure Inc                     UBS-INV-BANK      0
20050805   90863   Hoku Scientific Inc              PIPER-JAFFRAY     0
20050808   90838   K&F Industries Holdings Inc      GS                0
20050808   90871   Ruth's Chris Steak House         BA-SEC-LLC        4
20050808   90853   Seaspan Corp                     CITIGROUP         0
20050808   90864   James River Group Inc            KEEFE             0
20050809   90847   Reddy Ice Holdings Inc           BEAR
20050809   90860   Coley Pharmaceutical Group Inc   MERRILL           0
20050809   90870   RBC Bearings Inc                 MERRILL           0
20050810   90848   Refco Inc                        CS-FB             0
20050810   90829   CF Industries Inc                MORGAN-STANLEY    0
20050810   90833   Heartland Payment Systems Inc    CITIGROUP         0
20050816   90858   Bronco Drilling Co Inc           JOHNSON-RICE      0
20050816   90849   Rockwood Holdings Inc            GS                1
20050816   90865   Kona Grill Inc                   OPPENHEIMER-CO    0
20050823   90846   Ready Mix Inc                    LADENBURG         0
20050919   90915   Williams Scotsman Int Inc        CITIGROUP         1
20050921   90901   Ikanos Communications Inc        CITIGROUP         0
20050922   90885   Global Cash Access Holdings      GS                1
20050923   90903   North Pointe Holdings Corp       SUNTRUST-RH       0
20050926   90889   Horizon Lines Inc                GS                0
20050927   90907   Sunesis Pharmaceuticals Inc      LEH               0
20050927   90912   TRX Inc                          CS-FB             4
20050928   90910   Taleo Corp                       CITIGROUP         0
20050928   90896   Caribou Coffee Company Inc       MERRILL           0
20050928   90900   Genomic Health Inc               JPM               0
20050928   90914   WebMD Health Corp                MORGAN-STANLEY    0
20050929   90913   VistaPrint Limited               GS                1
20051006   90946   American Commercial Lines LLC    MERRILL           0
20051006   90950   StealthGas Inc                   CANTOR            0
20051011   90940   TAL International Group Inc      CS-FB             1
20051013   90943   Double Hull Tankers Inc          UBS-INV-BANK      0
20051013   90958   PokerTek Inc                     FELTL             0
20051018   90920   CBOT Holdings Inc                CS-FB             0
20051020   90956   NCI Inc                          LEGG-MASON-WW     0
20051026   90951   Hercules Offshore Inc            CS-FB             4
20051026   90954   Mathstar Inc                     FELTL             0
20051027   90945   Accentia Biopharmaceuticals      JEFFERIES         0
20051027   90957   NxStage Medical Inc              MERRILL           0
20051028   90955   Electro-Optical Sciences Inc     THINK             0
20051101   90966   Cbeyond Communications Inc       DEUTSCHE-BK-SEC   0
20051101   90984   Website Pros Inc                 FRIEDMAN-B        0
20051108   90971   iROBOT CORP                      MORGAN-STANLEY    4
20051108   90977   Saifun Semiconductors Ltd        LEH               1
20051109   90968   Combinatorx Inc                  SG-COWEN          0
20051110   90992   IHS Inc                          GS                0
20051110   90989   Clear Channel Outdoor Holdings   GS                0
20051115   90993   IntercontinentalExchange         MORGAN-STANLEY    0
20051116   90978   SunPower                         CS-FB             4
20051117   90979   Under Armour                     GS                4
20051117   90963   AMERISAFE                        FRIEDMAN-B        0
20051121   91012   Tronox                           LEH               1
20051121   90980   Union Drilling                   JPM               0
20051121   90988   Brookdale Senior Living          GS                0
20051206   91033   Vocus                            THOMAS-WEISEL     0
20051208   91020   Cynosure                         CITIGROUP         0
20051208   91040   Basic Energy Services            GS                0
20051212   91032   DealerTrack Holdings             LEH               0
20051213   91027   Scopus Video Networks            THOMAS-WEISEL     0
20051214   91028   Somaxon Pharmaceuticals          MORGAN-STANLEY    4
20051214   91065   Copa Holdings S.A.               MORGAN-STANLEY    0
20051216   91045   Emergency Medical Services       BA-SEC-LLC        1
20051216   91022   Directed Electronics             GS                0
20051216   91029   Spansion                         CITIGROUP         0
20051221   91019   CRM Holdings                     SANDLER-ONEILL    0
20051222   91013   NUCRYST Pharmaceuticals          JEFFERIES         0
20060118   91073   Western Refining Inc             BA-SEC-LLC        0
20060119   91075   American Railcar Industries      UBS-INV-BANK      0
20060125   91068   Chipotle Mexican Grill Inc       MORGAN-STANLEY    0
20060126   91074   Altus Pharmaceuticals Inc        MERRILL           0
20060130   91080   H&E Equipment Services Inc       CREDIT-SUISSE     4
20060130   91082   IncrediMail Ltd                  MAXIM-GROUP       0
20060131   91114   Koppers Holdings Inc             CREDIT-SUISSE     4
20060131   91101   SGX Pharmaceuticals Inc          CIBC-WORLD        0
20060201   91104   Valera Pharmaceuticals Inc       UBS-INV-BANK      0
20060201   91094   Iomai Corp                       UBS-INV-BANK      0
20060202   91113   HealthSpring Inc                 GS                0
20060202   91127   Smart Modular Technologies Inc   CITIGROUP         0
20060202   91088   Cardica Inc                      A-G-EDWARDS       0
20060207   91090   Crocs Inc                        PIPER-JAFFRAY     0
20060208   91099   NTELOS Holdings Corp             LEH               0
20060208   91109   EXCO Resources Inc               JPM               0
20060208   91117   Morton's Restaurant Group Inc    WACHOVIA-SEC      0
20060208   91098   NightHawk Radiology Holdings     MORGAN-STANLEY    0
20060209   91086   Acorda Therapeutics Inc          BA-SEC-LLC        0
20060209   91087   AmComp Inc                       FRIEDMAN-B        0
20060213   91096   Morgans Hotel Group Co           MORGAN-STANLEY    0
20060222   91095   Liquidity Services Inc           FRIEDMAN-B        0
20060308   91158   Eagle Test Systems Inc           BA-SEC-LLC        4
20060308   91154   Alexza Pharmaceuticals Inc       PIPER-JAFFRAY     0
20060314   91152   Transdigm Group Inc              CREDIT-SUISSE     0
20060321   91166   Nextest Systems Corp             MERRILL           0
20060323   91151   Tim Hortons Inc                  GS                0
20060323   91157   Clayton Holdings Inc             WM-BLAIR          0
20060323   91160   Global Traffic Network Inc       FELTL             0
20060404   91175   Visicu Inc                       MORGAN-STANLEY    0
20060405   91200   Goodman Global Inc               JPM               0
20060405   91192   Castle Brands Inc                OPPENHEIMER-CO    0
20060406   91205   Sealy Corp                       CITIGROUP         1
20060407   91179   Omega Navigation Enterprises     JEFFERIES         0
20060411   91184   Targacept Inc                    DEUTSCHE-BK-SEC   0
20060412   91186   Vanda Pharmaceuticals Inc        JPM               0
20060420   91195   Complete Production Svcs Inc     CREDIT-SUISSE     0
20060420   91178   Omrix Biopharmaceuticals Inc     UBS-INV-BANK      0
20060425   91173   Corel Corp                       MORGAN-STANLEY    0
20060427   91172   CPI International Inc            UBS-INV-BANK      0
20060427   91183   RAM Holdings Ltd                 BA-SEC-LLC        0
20060503   91216   DynCorp International Inc        CREDIT-SUISSE     0
20060503   91215   Delek US Holdings Inc            LEH               4
20060504   91280   Northstar Neuroscience Inc       CITIGROUP         0
20060509   91279   Novacea Inc                      BEAR              0
20060511   91268   Basin Water Inc                  JANNEY-LLC        0
20060512   91267   BioMimetic Therapeutics Inc      DEUTSCHE-BK-SEC   0
20060516   91284   Restore Medical Inc              DEUTSCHE-BK-SEC   0
20060517   91212   Burger King Holdings Inc         JPM               4
20060517   91282   Penson Worldwide Inc             JPM               0
20060518   91841   Darwin Professional              MERRILL           0
20060523   91237   Vonage Hldgs Corp                CITIGROUP         1
20060524   91233   MasterCard Inc                   GS                0
20060525   91234   Mueller Water Products Inc       BA-SEC-LLC        0
20060601   91349   Town Sports Int Holdings Inc     CREDIT-SUISSE     0
20060601   91350   CTC Media Inc                    MORGAN-STANLEY    0
20060602   91348   Alphatec Holdings Inc            DEUTSCHE-BK-SEC   0
20060602   91359   Luna Innovations Inc             THINK             0
20060606   91358   LoopNet Inc                      CREDIT-SUISSE     4
20060612   91372   Verigy Ltd                       GS                1
20060613   91322   Verasun Energy Corp              MORGAN-STANLEY    0
20060614   91371   Volcano Corp                     JPM               1
20060614   91354   Golfsmith Intl Hldg Inc          MERRILL           0
20060614   91357   Houston Wire & Cable Co          WM-BLAIR          0
20060615   91366   Synchronoss Technologies Inc     GS                0
20060621   91370   Techwell Inc                     LEH               0
20060627   91365   Replidyne Inc                    MERRILL           0
20060627   91302   J Crew Group Inc                 GS                4
20060627   91363   PGT Inc                          DEUTSCHE-BK-SEC   0
20060627   91362   Omniture Inc                     MORGAN-STANLEY    0
20060628   91288   Aventine Renewable Energy Hlds   BA-SEC-LLC        0
20060711   91393   Allied World Assurance           GS                0
20060712   91398   Cowen Group Inc                  COWEN
20060725   91402   Chart Industries Inc             MORGAN-STANLEY    0
20060727   91401   Geomet Inc                       BA-SEC-LLC        0
20060801   91427   Security Capital Assurance Ltd   GS                0
20060803   91434   Osiris Therapeutics Inc          JEFFERIES         0
20060807   91426   Aircastle Ltd                    JPM               0
20060810   91413   Evercore Partners Inc            LEH               0
20060815   91432   InnerWorkings Inc                MORGAN-STANLEY    4
20060920   91485   Riverbed Technology Inc          GS                0
20060920   91466   Home Diagnostics Inc             JPM               0
20060920   91487   Warner Chilcott Holdings Co      GS                0
20060921   91463   CommVault Systems Inc            CREDIT-SUISSE     0
20060921   91464   DivX Inc                         JPM               0
20060927   91468   ICF International Inc            UBS-INV-BANK      0
20060928   91462   Bare Escentuals Inc              GS                0
20060928   91486   Shutterfly Inc                   JPM               1
20061005   91560   Danaos Corp                      MERRILL           4
20061012   91547   SAIC INC                         MORGAN-STANLEY    0
20061012   91498   EHealth Inc                      MORGAN-STANLEY    0
20061012   91511   Ultrapetrol(Bahamas)Ltd          UBS-INV-BANK      0
20061012   91493   Acme Packet Inc                  GS                0
20061017   91523   First Mercury Financial Corp     JPM               0
20061017   91509   Trubion Pharmaceuticals Inc      MORGAN-STANLEY    4
20061017   91548   Stanley Inc                      CITIGROUP         4
20061018   91507   Susser Holdings Corp             MERRILL           0
20061018   91528   Ivivi Technologies Inc           MAXIM-GROUP       0
20061019   91500   ExlService Holdings Inc          CITIGROUP         0
20061019   91503   LeMaitre Vascular Inc            GS                0
20061024   91495   Cadence Pharmaceuticals Inc      MERRILL           1
20061024   91524   GateHouse Media Inc              GS                4
20061025   91491   Achillion Pharmaceuticals Inc    COWEN             0
20061026   91504   Optium Corp                      MORGAN-STANLEY    0
20061031   91621   RRSat Global Communications      CIBC-WORLD        0
20061101   91612   GLOBALSTAR INC                   WACHOVIA-SEC      0
20061102   91614   Innophos Holdings Inc            CREDIT-SUISSE     4
20061102   91618   ORBCOMM Inc                      UBS-INV-BANK      0
20061108   91600   One Beacon Insurance Group       LEH
20061108   91578   KBW Inc                          KEEFE
20061108   91607   Canadian Solar Inc               DEUTSCHE-BK-SEC   0
20061108   91610   Physicians Formula Holdings      DEUTSCHE-BK-SEC   0
20061109   91605   Capella Education Co             CREDIT-SUISSE     1
20061109   91561   ACA Capital Holdings Inc         CREDIT-SUISSE     0
20061109   91623   Thermage Inc                     MERRILL           0
20061110   91615   Metabolix Inc                    PIPER-JAFFRAY     0
20061114   91571   Emergent BioSolutions Inc        JPM               0
20061115   91613   Hansen Medical Inc               MORGAN-STANLEY
20061115   91604   Allot Communications Inc         LEH               5
20061115   91575   Hertz Global Holdings Inc        GS                0
20061115   91579   KBR, Inc.                        CREDIT-SUISSE     0
20061116   91583   NYMEX Holdings Inc               JPM               0
20061116   91598   Venoco Inc                       CREDIT-SUISSE     0
20061116   91611   First Solar Inc                  CREDIT-SUISSE     0
20061121   91602   AerCap Holdings                  MORGAN-STANLEY
20061121   91594   Spirit Aerosystems Holdings      CREDIT-SUISSE     0
20061121   91625   Willdan Group                    WEDBUSH-MORGAN    0
20061122   91584   North American Energy Partners   CREDIT-SUISSE     0
20061130   91616   Netlist                          THOMAS-WEISEL     0
20061208   91667   Heelys                           BEAR              0
20061208   91659   Allegiant Travel Company         MERRILL           1
20061208   91655   Aegean Marine Petroleum Ntwrk    BEAR              0
20061213   91628   Atlas Energy Resources LLC       UBS-INV-BANK      1
20061213   91668   IPG Photonics                    MERRILL           0
20061213   91671   MEDecision                       COWEN             0
20061214   91630   Cal Dive International           BA-SEC-LLC        0
20061214   91674   NewStar Financial                GS                0
20061214   91675   Obagi Medical Products           JPM               0
20061215   91669   Isilon Systems                   MORGAN-STANLEY    0
20061215   91680   U.S. BioEnergy                   UBS-INV-BANK      0
20061215   91657   Affymax                          MORGAN-STANLEY    4
20061215   91658   Altra Holdings                   MERRILL           0
20061215   91662   Double-Take Software             COWEN             0
20061215   91678   Carrols Restaurant Group         WACHOVIA-SEC      0
20061219   91664   Fuwei Films (Holdings)           MAXIM-GROUP       0
20061219   91676   Claymont Steel Holdings          JEFFERIES         0
20061220   91660   Artes Medical                    COWEN             0
20061220   91663   Dayton Superior                  BAIRD             0
20061221   91654   Universal Power Group            LADENBURG         0
20070119   91707   MV Oil Trust                     RAYMOND           0
20070122   91733   AeroVironment Inc                GS                0
20070124   91740   Meruelo Maddux Properties Inc    FRIEDMAN-B        0
20070126   91742   Oculus Innovative Sciences Inc   ROTH-CAPITAL      0
20070130   91692   HFF                              GS                0
20070130   91730   Animal Health International      JPM               1
20070130   91688   Employers Holdings Inc           MORGAN-STANLEY    0
20070131   91835   Xtent Inc                        PIPER-JAFFRAY     0
20070201   91820   Molecular Insight Pharm Inc      RBC-CAP-MKTS      0
20070205   91813   Cellcom Israel Ltd               GS                0
20070206   91832   Synta Pharmaceuticals Corp       BEAR              1
20070207   91822   National CineMedia Inc           CREDIT-SUISSE     4
20070207   91814   Accuray Inc                      JPM               0
20070207   91821   Mellanox Technologies Ltd        CREDIT-SUISSE     4
20070207   91830   Switch And Data Inc              DEUTSCHE-BK-SEC   0
20070208   91750   Fortress Investment Group LLC    GS                0
20070208   91826   US Auto Parts Networks Inc       RBC-CAP-MKTS      0
20070209   91824   Optimer Pharmaceuticals Inc      PIPER-JAFFRAY     0
20070209   91816   VeriChip Corp                    MERR-CUR          0
20070214   91825   OpNext Inc                       GS                0
20070215   91831   Salary.com Inc                   THOMAS-WEISEL     0
20070226   91829   Rosetta Genomics Ltd             UNTERBERG         0
20070307   91892   Clearwire Corp                   MERRILL           0
20070308   91899   Sourcefire Inc                   MORGAN-STANLEY    0
20070314   91889   Bigband Networks Inc             MORGAN-STANLEY    0
20070316   91898   FCStone Group Inc                BMO-CAPITAL       0
20070319   91902   Haynes International Inc         JPM               1
20070321   91900   Glu Mobile Inc                   GS                4
20070322   91894   Castlepoint Holdings Ltd         FRIEDMAN-B        0
20070326   91888   Aruba Networks Inc               GS                0
20070328   91906   SenoRx Inc                       BA-SEC-LLC        0
20070328   91901   GSI Technology Inc               NEEDHAM           0
20070329   91887   Flagstone Reinsurance Holdings   LEH               1
20070329   91907   Super Micro Computer Inc         MERRILL           0
20070404   91969   Veraz Networks Inc               CREDIT-SUISSE     0
20070412   91957   Comverge Inc                     CITIGROUP         0
20070418   91937   MetroPCS Communications Inc      BEAR              1
20070419   91958   Superior Offshore Intl Inc       MERRILL           0
20070423   91915   Cinemark Holdings Inc            LEH               0
20070424   91963   OceanFreight Inc               BA-SEC-LLC        0
20070425   91965   Orexigen Therapeutics Inc      MERRILL           0
20070426   91971   Pharmasset Inc                 BA-SEC-LLC        0
20070501   92034   Cavium Networks Inc            MORGAN-STANLEY    0
20070501   92046   Neurogesx Inc                  MORGAN-STANLEY    0
20070502   92031   Qiao Xing Mobile Commun        UBS-INV-BANK      0
20070508   92053   Tomotherapy Incorporated       MERRILL           0
20070509   91975   AECOM Technology Corp          MORGAN-STANLEY    4
20070510   92010   JMP Group Inc                  JMP-SEC
20070510   92032   Biodel Inc                     MORGAN-STANLEY    4
20070510   92021   Solera Holdings Inc            GS                0
20070514   92050   Insulet Corp                   JPM               1
20070514   91983   Continental Resources Inc      JPM               0
20070514   92048   Pinnacle Gas Resources Inc     FRIEDMAN-B        0
20070515   92020   Skilled Healthcare Group Inc   CREDIT-SUISSE     1
20070516   92052   TechTarget Inc                 MORGAN-STANLEY    0
20070516   92039   Eurand NV                      DEUTSCHE-BK-SEC   0
20070516   91979   CAI Int Inc                    PIPER-JAFFRAY     0
20070517   92029   TriMas Corp                    GS                0
20070517   92038   EnerNOC Inc                    CREDIT-SUISSE     4
20070522   92018   RSC Holdings Inc               DEUTSCHE-BK-SEC   0
20070522   92055   Sirtris Pharmaceuticals Inc    JPM               0
20070523   92042   Helicos BioSciences Corp       UBS-INV-BANK      0
20070523   92045   StarLIMS Tech Ltd              OPPENHEIMER-CO    0
20070524   92041   Greenlight Capital Re Ltd      LEH               1
20070530   92040   Amicus Therapeutics Inc        MORGAN-STANLEY    4
20070531   92096   Jazz Pharmaceuticals Inc       MORGAN-STANLEY    4
20070605   92104   Starent Networks Corp          GS                0
20070606   92095   Infinera Corp                  GS                0
20070607   92097   Limelight Networks Inc         GS                0
20070607   92093   FBR Capital Markets Corp       FRIEDMAN-B
20070612   92109   Bway Holding Co                GS                0
20070614   92089   Biofuel Energy Corp            JPM               0
20070621   92108   Blackstone Group LP            MORGAN-STANLEY    0
20070626   92092   Data Domain Inc                GS                4
20070626   92087   AuthenTec Inc                  LEH               0
20070626   92102   Comscore Inc                   CREDIT-SUISSE     0
20070627   92143   Pros Holdings Inc              JPM               0
20070627   92132   Polypore International Inc     JPM               4
20070702   92207   ShoreTel Inc                   LEH               1
20070717   92172   Dice Holdings Inc              CREDIT-SUISSE     0
20070718   92190   MF Global Ltd                  CITI              0
20070718   92182   Netezza Corp                   CREDIT-SUISSE     0
20070718   92202   Limco-Piedmont Inc             OPPENHEIMER-CO    0
20070719   92183   Orbitz Worldwide Inc           MORGAN-STANLEY    4
20070719   92177   hhgregg Inc                    CREDIT-SUISSE     0
20070719   92192   Airvana Inc                    MORGAN-STANLEY    0
20070724   92191   Validus Holdings Ltd            GS               0
20070724   92194   BladeLogic Inc                  MORGAN-STANLEY   0
20070724   92205   Rex Energy Corp                 KEY-BANC-CAP     0
20070724   92210   Monotype Imaging Holdings Inc   BA-SEC-LLC       0
20070725   92211   Voltaire Ltd                    JPM              0
20070726   92203   Lululemon Athletica Inc         GS               4
20070801   92261   Genpact Ltd                     MORGAN-STANLEY   0
20070801   92243   Dolan Media Co                  GS               0
20070802   92239   Concho Resources Inc            JPM              0
20070802   92226   Sucampo Pharmaceuticals Inc     COWEN            0
20070802   92229   Virtusa Corp                    JPM              0
20070807   92220   Masimo Corp                     PIPER-JAFFRAY    0
20070807   92219   HireRight Inc                   CREDIT-SUISSE    0
20070808   92214   DemandTec Inc                   MORGAN-STANLEY   0
20070809   92224   Paragon Shipping Inc            UBS-INV-BANK     4
20070809   92221   Mercadolibre Inc                JPM              1
20070809   92232   Horsehead Holding Corp          FRIEDMAN-B       0
20070813   92257   VMware Inc                      CITI             0
20070919   92296   athenahealth Inc                GS               0
20070927   92268   Duff & Phelps Corp              GS               0
20071002   92302   Constant Contact Inc            CIBC-WORLD       0
20071004   92310   MAP Pharmaceuticals Inc         MERRILL          1
20071009   92316   Targanta Therapeutics Corp      CREDIT-SUISSE    0
20071009   92330   Compellent Technologies Inc     MORGAN-STANLEY   0
20071009   92379   Textainer Grp Hldg Ltd          CREDIT-SUISSE    0
20071010   92376   Virgin Mobile USA, Inc          LEH              0
20071016   92319   Trans1 Inc                      LEH              1
20071022   92326   CVR Energy Inc                  GS               0
20071023   92306   Fuqi International Inc          MERR-CUR         0
20071024   92354   Pzena Investment Management     GS               0
20071024   92322   Ulta Salon Cosmetic Fragrance   JPM              1
20071024   92304   FGX Int Holdings Ltd            WM-BLAIR         0
20071025   92311   Power Med Interventions Inc     JEFFERIES        0
20071029   92307   Genoptix Inc                    LEH              1
20071030   92314   012 Smile.Communications Ltd    CIBC-WORLD       0
20071101   92450   SoundBite Communications Inc    COWEN            0
20071101   92454   Neutral Tandem Inc              MORGAN-STANLEY   1
20071101   92445   Nanosphere Inc                  CREDIT-SUISSE    0
20071101   92446   Deltek Inc                      CREDIT-SUISSE    0
20071105   92421   SandRidge Energy Inc            LEH              0
20071106   92431   BioForm Medical Inc             JPM              0
20071107   92435   ICx Technologies Inc            LEH              0
20071107   92430   ARYx Therapeutics Inc           MORGAN-STANLEY   4
20071107   92429   Approach Resources Inc          JPM              0
20071108   92400   Lumber Liquidators Inc          GS               4
20071108   92428   American Public Education Inc   WM-BLAIR         0
20071108   92432   Ensign Group Inc                DAVIDSON         0
20071113   92405   Och-Ziff Cap Mgmt Grp LLC        GS                0
20071114   92389   EnergySolutions Inc              CREDIT-SUISSE     0
20071114   92433   EnteroMedics Inc                 JPM               1
20071114   92455   Virtual Radiologic Corp          GS                0
20071115   92424   3PAR Inc                         GS                4
20071115   92448   Rubicon Technology Inc           UBS-INV-BANK      0
20071116   92442   Internet Brands Inc              THOMAS-WEISEL     0
20071119   92451   SuccessFactors Inc               MORGAN-STANLEY    0
20071206   92471   Titan Machinery Inc              CRAIG-HALLUM      0
20071206   92506   Triple-S Management Corp         CREDIT-SUISSE     0
20071206   92460   Entropic Communications Inc      CREDIT-SUISSE     0
20071210   92457   Cardtronics Inc                  DEUTSCHE-BK-SEC   0
20071212   92493   K12 Inc                          MORGAN-STANLEY    0
20071212   92464   MedAssets Inc                    MORGAN-STANLEY    0
20071213   92463   Intellon Corp                    DEUTSCHE-BK-SEC   0
20071218   92466   Orion Energy Systems Inc         THOMAS-WEISEL     0
20080124   92544   RiskMetrics Group Inc            CREDIT-SUISSE     2
20080125   92527   IPC The Hospitalist Co Inc       CREDIT-SUISSE     0
20080129   92551   Cascal NV                        JPM               0
20080214   92552   ArcSight Inc                     MORGAN-STANLEY    0
20080214   92558   MAKO Surgical Corp               JPM               0
20080311   92588   Heritage-Crystal Clean Inc       WM-BLAIR          0
20080318   92587   CardioNet Inc                    CITI              0
20080319   92611   Visa Inc                         JPM               0
20080421   92621   Intrepid Potash Inc              GS                0
20080422   92614   American Water Works Co Inc      GS                0
20080507   92648   Colfax Corp                      MERRILL           2
20080508   92687   Real Goods Solar Inc             THINK             0
20080514   92670   Verso Paper Corp                 CREDIT-SUISSE     2
20080528   92679   Safe Bulkers Inc                 MERRILL           0
20080617   92715   Britannia Bulk Holdings          GS                0
20080617   92722   RHI Entertainment Inc.           JPM               0
20080701   92753   Energy Recovery Inc              CITI              0
20080723   92758   GT Solar International Inc       CREDIT-SUISSE     0
20081120   92852   Grand Canyon Education           CREDIT-SUISSE     2
20090210   92890   Mead Johnson Nutrition Co        CITI              4
20090414   92902   Bridgepoint Education Inc        CREDIT-SUISSE     3
20090415   92913   Rosetta Stone Inc                MORGAN-STANLEY    0
20090513   92924   DigitalGlobe Inc                 MORGAN-STANLEY    0
20090519   92931   SolarWinds Inc                   JPM               0
20090521   92934   OpenTable Inc                    MERRILL           4
20090624   92940   Medidata Solutions Inc           CITI              3
20090630   92984   LogMeIn Inc                      JPM               0
20090805   93002   Avago Technologies Ltd           DEUTSCHE-BK-SEC   0
20090810   93004   Cumberland Pharmaceuticals Inc   UBS-INV-BANK      3
20090811   92992   Emdeon Inc                       MORGAN-STANLEY    0
20090923   93037   A123 Systems Inc                 MORGAN-STANLEY    0
20090923   93015   Artio Global Investors Inc      GS                0
20090923   93047   Vitacost.com Inc                JEFFERIES         0
20090925   93035   Select Medical Holdings Corp    GS                0
20090930   93088   Talecris Biotherapeutics Hldg   MORGAN-STANLEY    0
20091001   93080   Education Management Corp       GS                0
20091001   93079   Echo Global Logistics Inc       MORGAN-STANLEY    0
20091006   93089   Verisk Analytics Inc            MERRILL           0
20091007   93065   Mistras Group Inc               JPM               2
20091007   93085   Omeros Corp                     DEUTSCHE-BK-SEC   4
20091012   93068   RailAmerica Inc                 JPM               2
20091020   93074   AGA Medical Holdings Inc        MERRILL           1
20091020   93049   ZST Digital Networks Inc        RODMAN            0
20091022   93056   Dole Food Co Inc                GS                4
20091027   93071   Vitamin Shoppe Inc              JPM               2
20091027   93073   Addus Homecare Corp             BAIRD             0
20091105   93098   Hyatt Hotels Corp               GS                3
20091105   93124   Ancestry.com                    MORGAN-STANLEY    0
20091106   93097   Duoyuan Printing                PIPER-JAFFRAY     0
20091106   93111   STR Holdings Inc                CREDIT-SUISSE
20091113   93141   rue21                           MERRILL           4
20091113   93096   Dollar General Corp             CITI              1
20091118   93132   Fortinet Inc                    MORGAN-STANLEY    0
20091120   93095   Cloud Peak Energy               CREDIT-SUISSE     0
20091120   93125   Archipelago Learning            MERRILL           0
20091120   93135   Global Defense Tech & Systems   COWEN             0
20091211   93174   Kar Auction Services            GS                3
20091216   93152   Cobalt International Energy     CREDIT-SUISSE     4
20091216   93185   Team Health Holdings            MERRILL           0
20091217   93175   Kraton Performance Polymers     CREDIT-SUISSE     0
UWROLE01 UWCODE02 ANALYST2 UWROLE02 UWCODE03 ANALYST3 UWROLE03 UWCODE04
SM
SM
SM
SM
SM
JB       ROBERTSON-S      0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB       TUCKER           0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   LEH   1 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   PIPER-J   0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DLJ   1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LAZ      CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   CS-FB   1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   GS    4 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DLJ   1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LEH   CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   BEAR   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   PAINE-W   4 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LAZ   CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   MERRILL   4 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   DLJ       0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   NESBITT-SEC   CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   CRUTTENDEN   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   JPM          0 CC
CB   GS           0 CC
SM
SM
SM
SM
SM
SM
SM
CB   CS-FB        1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   SAL    JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   DLJ   0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   FURMAN-SELZ   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   SALOMON-SMITH   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   CS-FB           0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   MERRILL   0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   JPM       0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   BEAR      1 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
B3   BT-ALEX-BROWN   1 C3   MSDW   1 C3
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   RBC-DOM          CC
SM
SM
JB   SALOMON-SMITH   1 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   MERRILL         1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   SALOMON-SMITH   0 CC
JB   SALOMON-SMITH   1 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DLJ             0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   MSDW            0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   DLJ              1 JB
SM
SM
SM
SM
SM
SM
CB   JEFFERIES        0 CC
SM
JB   WARBURG-DR       0 JB
SM
SM
SM
SM
SM
CB   PSI              0 CC
SM
SM
SM
CB   GS               0 CC
JB   SALOMON-SMITH    0 JB
CB   BOSTON-ROBERTS   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   HAMBRECHT       0 CC
SM
SM
JB   DLJ             1 JB
CB   MSDW            1 CC
SM
JB   SALOMON-SMITH   1 JB
SM
SM
SM
SM
SM
SM
CB   HAMBRECHT       0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   MSDW            0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   LEH       0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   MERRILL   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   DLJ             0 JB
SM
CB   JPM             0 CC
CB   WIT-CAPITAL       CC
SM
SM
SM
SM
SM
CB   PACIFIC-CREST   0 CC
SM
SM
SM
SM
SM
SM
SM
JB   WARBURG-DR      0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   MERRILL         0 CC
SM
CB   TD-SECURITIES    CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   JPM               CC
SM
SM
SM
SM
SM
CB   ING-FURMAN       0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   BEAR             0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LEH              0 CC
SM
SM
SM
SM
SM
SM
JB   BOSTON-ROBERTS   0 JB
SM
CB   VONTOBEL          CC
SM
CB   HAMBRECHT       0 CC
SM
SM
SM
SM
SM
SM
SM
SM
CB   DLJ             0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   BT-ALEX-BROWN    JB
SM
SM
SM
SM
JB   SALOMON-SMITH    JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   BEAR            1 JB
SM
SM
SM
SM
SM
SM
JB   SALOMON-SMITH    JB
SM
SM
SM
SM
CB   DEUTSCHE-ALEX-B   0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   BOSTON-ROBERTS    4 CC
SM
SM
SM
SM
SM
SM
JB   MERRILL           0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
J3   LEH               0 J3   MERRILL   1 C3
CB   ADVEST            0 CC
SM
SM
SM
SM
JB   DLJ               0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DEUTSCHE-ALEX-B    CC
SM
SM
SM
SM
SM
SM
CB   MERRILL           1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LEH             1 CC
CB   MERRILL         0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
B3   BEAR            1 C3   MS   1 C3
SM
JB   MERRILL         0 JB
JB   GS              0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   GS              1 CC
CB   DLJ             0 CC
JB   THOMAS-WEISEL   0 JB
SM
SM
SM
SM
CB   CS-FB           1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   HAMBRECHT       0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   MSDW            1 JB
CB   LEH               CC
SM
SM
SM
SM
SM
SM
SM
SM
JB   THOMAS-WEISEL   0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
B3   MERRILL         4 C3   SALOMON-SMITH   4 C3
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
J3   SALOMON-SMITH   0 J3   DLJ             0 C3
JB   LEH             0 JB
J3   BA-SEC-LLC        J3   SALOMON-SMITH   0 C3
SM
JB   LEH              JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DLJ             0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   MSDW              0 CC
SM
SM
JB   MSDW              0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DLJ               0 CC
SM
JB   SALOMON-SMITH      JB
SM
SM
SM
SM
JB   DEUTSCHE-ALEX-B     JB
CB   MSDW              0 CC
SM
CB   JPM               0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   SALOMON-SMITH     1 JB
SM
SM
SM
SM
SM
SM
SM
CB   CHASE-HQ      0 CC
SM
SM
SM
SM
SM
SM
JB   WARBURG-DR     JB
SM
SM
SM
SM
SM
CB   RBC-DOM        CC
CB   CS-FB          C3    CHASE-HQ   C3
SM
SM
SM
SM
SM
CB   A-G-EDWARDS   0 CC
SM
JB   GS             JB
SM
SM
SM
CB   CS-FB          CC
SM
SM
SM
JB   GS            4 JB
CB   JPM           0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   CS-FB         0 CC
SM
SM
SM
SM
CB   FLEET-BOSTON      4 CC
SM
SM
SM
SM
SM
CB   DLJ               0 CC
SM
SM
SM
SM
J3   MERRILL           1 J3   SALOMON-SMITH   1 J3
CB   SALOMON-SMITH     1 CC
SM
SM
CB   CHASE-HQ           CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   DEUTSCHE-ALEX-B   0 CC
SM
SM
CB   SALOMON-SMITH     4 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LEH             0 CC
JB   NEEDHAM         0 JB
CB   BEAR            1 CC
SM
SM
SM
JB   SALOMON-SMITH   0 JB
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   MSDW            1 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
JB   RBC-DOM          JB
SM
SM
SM
CB   THOMAS-WEISEL   0 CC
J3   SALOMON-SMITH      J3    MERRILL   0 C3
SM
CB   FLEET-BOSTON      0 CC
CB   LEH               0 CC
JB   MERRILL           0 JB
CB   DEUTSCHE-ALEX-B     CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   LEH               1 CC
SM
SM
CB   DEUTSCHE-ALEX-B    CC
SM
SM
SM
B3   CS-FB             4 C3   MERRILL   1 C3
CB   FLEET-BOSTON      0 CC
JB   DEUTSCHE-ALEX-B   0 JB
SM
SM
SM
CB   MONNESS            CC
CB   MSDW               CC
SM
SM
SM
SM
SM
SM
JB   SALOMON-SMITH     0 JB
CB   LEH               0 CC
SM
SM
SM
JB   DLJ               1 JB
CB   FLEET-BOSTON      0 CC
SM
SM
SM
SM
SM
SM
JB   DEUTSCHE-ALEX-B    JB
SM
SM
CB   DEUTSCHE-ALEX-B    CC
SM
SM
CB   CHASE-HQ           CC
SM
SM
SM
CB   LAZARD            0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   JPM               0 CC
CB   CS-FB             0 CC
SM
SM
SM
SM
SM
SM
SM
SM
SM
CB   SALOMON-SMITH      CC
SM
SM
SM
SM
SM
SM
SM
CB   CS-FB             1 CC
CB   STEPHENS          0 CC
JB   MSDW                JB
SM
CB   BA-SEC-LLC        1 CC
SM
CB   FLEET-BOSTON      0 CC
SM
SM
SM
SM
SM
JB   MERRILL            JB
SM
SM
SM
SM
CB   MSDW              1 CC
SM
JB   DLJ                JB
SM
SM
JB   XXXXX               XY
JB   MSDW              1 JB
SM
CB   AMER-FRONTEER      CC
SM
SM
SM
CB   SALOMON-SMITH     0 CC
SM
SM
SM
SM
SM
CB   UBS-WARBURG        CC
SM
SM
CB   JPM               0 CC
CB   DEUTSCHE-ALEX-B     CC
SM
SM
SM
SM
CB   LEH               0 CC
SM
SM
SM
SM
SM
SM
SM
SM
CB   LAZARD            0 CC
SM
SM
JB   CS-FB             1 JB
SM
SM
JB   DEUTSCHE-ALEX-B       JB
SM
SM
SM
SM
SM
SM
SM
CB   CS-FB             1   CC
CB   CIBC-WORLD        4   CC
CB   ALPHA-FINANCE     0   CC
JB   GS                0   JB
SM
CB   CS-FB             4 CC
SM
SM
CB   JPM               0 CC
JB   MERRILL           1 JB
CB   CS-FB             0 CC
SM
JB   SALOMON-SMITH     1 JB
CB   THOMAS-WEISEL     0 CC
CB   DEUTSCHE-ALEX-B   0 CC
SM
JB   SALOMON-SMITH     1 JB
CB   MERRILL           1 CC
SM
SM
SM
JB   SALOMON-SMITH     0 JB
CB   ABN-ROTHSCHILD      CC
JB   CIBC-WORLD        0 JB
SM
SM
CB   MERRILL           4 CC
SM
CB   SALOMON-SMITH     0 CC
CB   NEEDHAM           0 CC
SM
JB   MORGAN-STANLEY    1 JB
SM
JB   BA-SEC-LLC        0 JB
SM
JB   DEUTSCHE-ALEX-B       JB
SM
CB   CS-FB             0 CC
SM
CB   SALOMON-SMITH     0 CC
JB   CITIGROUP-SSB     1 JB
CB   CS-FB             0 CC
SM
SM
CB   CITIGROUP-SSB     1 CC
SM
SM
SM
JB   BA-SEC-LLC        0   JB
JB   CS-FB             1   JB
JB   UBS-WARBURG       0   JB
CB   GS                1   CC
CB   MORGAN-KEEGAN     0   CC
CB   JPM                   CC
SM
CB   GS                  CC
CB   JPM               0 CC
JB   GS                0 JB
SM
CB   SG-COWEN          0 CC
CB   PSI                 CC
SM
JB   GS                0 JB
SM
CB   THOMAS-WEISEL     0 CC
SM
SM
JB   CITIGROUP-SSB     0 JB
JB   MERRILL           0 JB
SM
CB   UBS-WARBURG       1 CC
SM
JB   MORGAN-STANLEY    4 JB
SM
CB   CS-FB             0 CC
SM
CB   MERRILL           0 CC
JB   CS-FB             0 JB
SM
CB   BEAR              1 CC
CB   MERRILL           0 CC
SM
CB   MORGAN-STANLEY    0   CC
JB   DEUTSCHE-BK-SEC   0   JB
JB   CIBC-WORLD        4   JB
CB   CS-FB             0   CC
SM
SM
JB   LEH               0 JB
JB   MERRILL           1 JB
SM
SM
CB   RAYMOND           0 CC
SM
CB   GS                0 CC
SM
SM
CB   UBS-WARBURG       0 CC
SM
SM
JB   BEAR              1 JB
SM
SM
SM
SM
JB   UBS-WARBURG       0 JB
SM
JB   LEH               1 JB
SM
JB   CS-FB               JB
CB   US-PIPER          0 CC
JB   MERRILL           0 JB
J3   BA-SEC-LLC        0 J3     CS-FB           4 J3
SM
SM
JB   JPM               0 JB
J3   BEAR              1 J3     BA-SEC-LLC      0 J3
J3   MERRILL           1 J3     CITIGROUP-SSB   0 J3
SM
SM
SM
JB   DEUTSCHE-BK-SEC       JB
SM
CB   JEFFERIES         0 CC
SM
SM
JB   CITIGROUP-SSB    1 JB
CB   SG-COWEN         0 CC
SM
SM
JB   MERRILL          1 JB
SM
SM
JB   CIBC-WORLD       0 JB
JB   CITIGROUP-SSB    0 JB
SM
SM
CB   CS-FB            0 CC
SM
SM
CB   CS-FB            1 CC
SM
CB   JEFFERIES        0   CC
JB   MERRILL          4   JB
CB   JPM              0   CC
J3   GS               0   J3   LEH               1 C3
JB   BAIRD            0   JB
JB   MERRILL          0   JB
SM
SM
JB   UBS-INV-BANK     0 JB
SM
SM
JB   JPM              0 JB
SM
J3   MORGAN-STANLEY   1   J3   CITIGROUP         4 C3
CB   JPM              0   CC
JB   JPM              0   JB
CB   JPM              0   CC
JB   BEAR             1   JB
SM
CB   MERRILL          4 CC
SM
CB   A-G-EDWARDS      0 CC
SM
JB   SG-COWEN         0 JB
CB   BEAR             1 CC
JB   GS               0 JB
JB   SUNTRUST-RH        JB
SM
SM
SM
J3   GS                   J3   DEUTSCHE-BK-SEC    C3
CB   CS-FB             1 CC
JB   BA-SEC-LLC          JB
JB   CS-FB             4 JB
JB   UBS-INV-BANK      0 JB
SM
SM
SM
CB   CS-FB             0 CC
SM
SM
JB   GS                0 JB
SM
SM
SM
SM
JB   MORGAN-STANLEY    0 JB
J3   CS-FB             0 J3     JPM       0 J3
SM
B3   CS-FB             4 C3     MERRILL   1 C3
JB   BB-T-CAP          0 JB
SM
SM
SM
B3   BA-SEC-LLC        4 C3     MERRILL   0 C3
CB   MERRILL           0 CC
SM
CB   LEH               1 CC
JB   BEAR              0 JB
JB   LEH               0 JB
CB   LEH               0 CC
JB   DEUTSCHE-BK-SEC   0 JB
JB   JPM               1 JB     CS-FB       C3
JB   LEH               1 JB
CB   RBC               0 CC
CB   SG-COWEN            CC
CB   JPM               0 CC
CB   JEFFERIES         0 CC
CB   PIPER-JAFFRAY     0 CC
SM
SM
JB   UBS-INV-BANK      0 JB
CB   SG-COWEN            CC
CB   PIPER-JAFFRAY     0 CC
SM
JB   WM-BLAIR          0 JB
SM
CB   CS-FB                 CC
JB   GS                0 JB
CB   BA-SEC-LLC          CC
SM
CB   LAZARD                CC
B3   LEH               4   C3   UBS-INV-BANK   4 C3
CB   MERRILL           0   CC
CB   MCDONALD          0   CC
JB   LEH               0   JB
JB   JPM               1   JB
CB   BEAR              0   CC
JB   MORGAN-STANLEY    4   JB
CB   PIPER-JAFFRAY     0   CC
CB   RAYMOND           0   CC
SM
SM
CB   THOMAS-WEISEL     0 CC
SM
JB   LAZ               0 JB
JB   CS-FB             1 JB
CB   DEUTSCHE-BK-SEC   0 CC
JB   JPM               0 JB
CB   MERRILL           1 CC
CB   DEUTSCHE-BK-SEC     CC
JB   MERRILL           0 JB
SM
JB   BA-SEC-LLC        4 JB
JB   JPM               0 JB
JB   BA-SEC-LLC        0 JB
CB   DEUTSCHE-BK-SEC     CC
CB   NEEDHAM           0 CC
SM
SM
CB   CITIGROUP         0 CC
JB   JPM               0 JB
CB   THOMAS-WEISEL     0 CC
SM
SM
JB   MERRILL           0 JB
SM
CB   LEH               0 CC
SM
JB   CITIGROUP         4 JB
SM
JB   MERRILL           0 JB
SM
SM
J3   CITIGROUP         4 J3     JPM            0 J3
SM
SM
J3   LEH               1 J3     MERRILL           0 J3
CB   MORGAN-STANLEY    0 CC
JB   BA-SEC-LLC        0 JB
SM
SM
SM
SM
SM
SM
SM
JB   LEH               0 JB
SM
CB   THOMAS-WEISEL     0 CC
SM
JB   MERRILL           0 JB
SM
J3   JPM               0 J3     DEUTSCHE-BK-SEC   4 J3
CB   BEAR              4 CC
CB   JPM               0 CC
SM
SM
JB   MERRILL           1 JB
CB   WM-BLAIR          0 CC
SM
JB   RBC-CAP-MKTS      0   JB
JB   MERRILL           0   JB
CB   MORGAN-STANLEY    0   CC
JB   MERRILL           0   JB
SM
SM
JB   WACHOVIA-SEC      0   JB
CB   LEH               0   CC
JB   UBS-INV-BANK      0   JB
JB   JPM               0   JB
SM
SM
JB   DEUTSCHE-BK-SEC   0 JB
CB   RBC-CAP-MKTS      0 CC
JB   PIPER-JAFFRAY     0 JB
SM
SM
JB   PIPER-JAFFRAY     0 JB
SM
CB   LEH               1 CC
CB   CS-FB             0 CC
JB   MERRILL           1   JB
JB   CITIGROUP         0   JB   JPM            0 C3
JB   JPM               0   JB
JB   PIPER-JAFFRAY     0   JB
JB   MERRILL           0   JB
JB   JPM               0   JB
JB   JEFFERIES             JB
JB   DEUTSCHE-BK-SEC   1   JB
J3   CITIGROUP         4   J3   JPM            4 J3
CB   DEUTSCHE-BK-SEC   0   CC
JB   JPM               0   JB
J3   MERRILL           0   J3   CIBC-WORLD     0 C3
JB   BEAR              0   JB
SM
CB   MERRILL           1   CC
JB   CS-FB             0   JB
J3   CS-FB             0   J3   UBS-INV-BANK   4 J3
JB   FELTL             0   JB
J3   CITIGROUP         0   J3   UBS-INV-BANK   1 C3
JB   CS-FB             0   JB
SM
JB   JPM               0 JB
SM
SM
CB   MORGAN-STANLEY    0 CC
JB   UBS-INV-BANK        JB
SM
CB   JPM               0 CC
SM
SM
SM
SM
JB   MORGAN-STANLEY    1 JB
JB   LEH               0 JB
JB   CITIGROUP         0 JB
B3   BA-SEC-LLC          C3     WACHOVIA-SEC   0 C3
SM
SM
CB   LEH               0 CC
SM
J3   LEH               1 J3     GS             0 J3
JB   UBS-INV-BANK      0 JB
SM
JB   MERRILL           0   JB
CB   MERRILL           0   CC
JB   JEFFERIES         0   JB
JB   JEFFERIES         0   JB
SM
SM
J3   GS                0   J3   BA-SEC-LLC     4 J3
JB   JPM               0   JB
JB   UBS-INV-BANK      0   JB
JB   CIBC-WORLD        0   JB
SM
J3   BA-SEC-LLC        4   J3   JPM            0   J3
J3   CITIGROUP         0   J3   MERRILL        0   C3
J3   GS                1   J3   JPM            0   J3
J3   GS                0   J3   BEAR           4   C3
JB   PIPER-JAFFRAY     0   JB
J4   CS-FB             4   J4   MERRILL        1 J4
SM
JB   CITIGROUP         0 JB
SM
J3   CS-FB             0 J3     MERRILL        0 J3
CB   GS                1 CC
SM
JB   MORGAN-STANLEY    0 JB
CB   CIBC-WORLD        0 CC
J3   CITIGROUP         0 J3     MERRILL        0 J3
SM
JB   CITIGROUP         0 JB
SM
CB   SG-COWEN          0 CC
JB   GS                0 JB
SM
J3   DEUTSCHE-BK-SEC   4 J3     UBS-INV-BANK   0 J3
JB   LEH               1 JB
B5   CITIGROUP           C5     MERRILL        1 C5     MORGAN-STANLEY
JB   PIPER-JAFFRAY     0 JB
SM
JB   LEH               1 JB
J3   MORGAN-STANLEY    1 J3     LEH            1 J3
J3   MERRILL           0 J3     CIBC-WORLD     0 C3
SM
JB   CITIGROUP         0 JB
CB   DEUTSCHE-BK-SEC   0 CC
JB   CS-FB             0 JB
SM
SM
SM
JB   BA-SEC-LLC        0 JB
SM
J3   BEAR              0 J3     CITIGROUP      0 J3
JB   DEUTSCHE-BK-SEC   0 JB
SM
SM
JB   JEFFERIES         0 JB
SM
J3   CS-FB             0 J3     JPM              0 J3
JB   W-R-HAMBRECHT     0 JB
CB   GS                  CC
CB   DAVIDSON          0 CC
JB   MORGAN-STANLEY    0 JB
JB   MORGAN-STANLEY    4 JB
SM
JB   CITIGROUP         4 JB
JB   MORGAN-STANLEY    4 JB
SM
JB   CS-FB             0   JB
J3   CS-FB             0   J3   MORGAN-STANLEY   1 J3
JB   JPM               0   JB
J3   DEUTSCHE-BK-SEC   0   J3   LEH              4 J3
SM
CB   WM-BLAIR          0 CC
SM
JB   BA-SEC-LLC        0 JB
SM
SM
SM
JB   CITIGROUP         0 JB
JB   JEFFERIES         0 JB
CB   THINK               CC
JB   PIPER-JAFFRAY     0 JB
SM
JB   LEH               1 JB
JB   WACHOVIA-SEC      0 JB
JB   MERRILL           0 JB
SM
J3   LEH               0 J3     CS-FB            0 J3
CB   JPM               0 CC
SM
J3   GS                0 J3     BA-SEC-LLC       0 J3
JB   JPM               0 JB
SM
JB   JEFFERIES         0 JB
J3   CS-FB               J3     LEH              1 J3
SM
SM
J3   LEH               0 J3     CIBC-WORLD       0 J3
JB   LEH               0 JB
JB   JPM               0 JB
SM
JB   UBS-INV-BANK      0 JB
JB   SG-COWEN          0 JB
SM
B3   MERRILL           0   C3   JPM              0 C3
JB   THOMAS-WEISEL     0   JB
JB   LEH               0   JB
JB   CITIGROUP         0   JB
CB   BEAR              0   CC
JB   UBS-INV-BANK      0   JB
SM
J3   DEUTSCHE-BK-SEC   0 J3     JEFFERIES        0 J3
JB   MERRILL           0 JB
SM
JB   JPM               0 JB
JB   RAYMOND           0 JB
JB   CITIGROUP         0 JB
SM
SM
SM
CB   STANFORD-GROUP    0 CC
SM
SM
JB   JPM               0 JB
SM
SM
J3   CITIGROUP         4   J3   MORGAN-STANLEY   0 C3
J3   DEUTSCHE-BK-SEC   0   J3   JPM              1 J3
JB   GS                0   JB
JB   LEH               1   JB
SM
SM
JB   JPM               0 JB
CB   JEFFERIES         0 CC
JB   LEH               0 JB
SM
SM
JB   CS-FB                 JB
B3   JPM               0   C3   WACHOVIA-SEC       C3
CB   CIBC-WORLD        0   CC
CB   JPM               4   CC
JB   GS                0   JB
JB   JPM               0   JB
CB   JPM               0   CC
JB   CS-FB             0   JB
CB   KEYBANK               CC
SM
JB   DEUTSCHE-BK-SEC   0   JB
JB   BEAR              0   JB
JB   SG-COWEN          0   JB
JB   MORGAN-STANLEY    4   JB
JB   UBS-INV-BANK      1   JB
SM
JB   UBS-INV-BANK      0   JB
JB   PIPER-JAFFRAY     0   JB
JB   BA-SEC-LLC        1   JB
CB   SG-COWEN          0   CC
J3   CITIGROUP         1   J3   UBS-INV-BANK   0 J3
J3   JPM               0   J3   LEH            1 J3
JB   ALLEN                 JB
JB   THOMAS-WEISEL     0   JB
JB   BEAR              1   JB
J3   BEAR              0   J3   GS             1 J3
CB   PIPER-JAFFRAY     0   CC
SM
SM
SM
JB   MERRILL           0   JB
JB   RBC-CAP-MKTS      0   JB
JB   LEH               4   JB
JB   PACIFIC-GROWTH    0   JB
JB   LEH               1   JB
SM
JB   RBC-CAP-MKTS      0 JB
SM
SM
SM
J3   MERRILL           1 J3     GS             0 J3
SM
J3   JPM               0   J3   BA-SEC-LLC     0 J3
J3   JPM               0   J3   UOB              J3
CB   PACIFIC-GROWTH    0   CC
JB   BA-SEC-LLC        1   JB
JB   UBS-INV-BANK      0   JB
SM
SM
JB   BEAR              0   JB
JB   MERRILL           0   JB
J3   GS                0   J3   BEAR           0 C3
JB   CITIGROUP         0   JB
JB   COWEN             0   JB
JB   COWEN             0   JB
SM
SM
SM
J3   CITIGROUP         0   J3   GS                0 J3
JB   CREDIT-SUISSE     0   JB
JB   CREDIT-SUISSE     4   JB
J3   DEUTSCHE-BK-SEC   0   J3   UBS-INV-BANK      1 J3
J3   CITIGROUP         4   J3   HSBC-SECURITIES     J3
J3   MORGAN-STANLEY    4   J3   LEH               4 J3
JB   DEUTSCHE-BK-SEC   0   JB
JB   DEUTSCHE-BK-SEC   0   JB
JB   FIRST-AL-CAP      0   JB
SM
SM
CB   CREDIT-SUISSE     1   CC
JB   LEH               4   JB
JB   PIPER-JAFFRAY     0   JB
JB   JPM               0   JB
SM
CB   DEUTSCHE-BK-SEC   0 CC
CB   COWEN             0 CC
JB   MORGAN-STANLEY    4 JB
JB   BEAR              0 JB
JB   JPM               0 JB
CB   CREDIT-SUISSE       CC
J3   FRIEDMAN-B        0 J3     GS                1 J3
B3   CITIGROUP           C3     JPM                 C3
J3   CREDIT-SUISSE     0 J3     MERRILL           1 J3
J3   LEH               0 J3     UBS-INV-BANK      0 J3
SM
J3   JPM               0 J3     MERRILL           0 J3
SM
J3   BEAR              1 J3     CITIGROUP         0 J3
B3   GS                0 C3     JPM               0 C3
SM
B3   CITIGROUP         4 C3     DEUTSCHE-BK-SEC   0 C3
CB   PIPER-JAFFRAY     0 CC
J3   CREDIT-SUISSE       J3     JPM               0 J3
JB   GS                0 JB
SM
CB   STIFEL            0 CC
CB   CIBC-WORLD        0 CC
SM
JB   CITIGROUP         0   JB
JB   BEAR              1   JB
JB   MERRILL           0   JB
JB   BEAR              0   JB
SM
JB   KEEFE             0 JB
SM
CB   WACHOVIA-SEC          CC
CB   JPM                   CC
SM
JB   GS                0 JB
SM
CB   DEUTSCHE-BK-SEC   0 CC
JB   WACHOVIA-SEC        JB
SM
JB   CREDIT-SUISSE     0 JB
CB   THOMAS-WEISEL     0 CC
JB   JPM               1 JB
J3   BEAR              0 J3     UBS-INV-BANK       J3
CB   MORGAN-STANLEY      CC
CB   BA-SEC-LLC        3 CC
J3   MERRILL           1 J3     BA-SEC-LLC         C3
JB   LEH                 JB
JB   CITIGROUP           JB
SM
J3   JPM                   J3   BEAR               J3
SM
SM
CB   COWEN             0 CC
JB   JPM               1 JB
CB   DEUTSCHE-BK-SEC   0 CC
J3   LEH                 J3     MERRILL            J3
J3   GS                  J3     UBS-INV-BANK       J3
JB   MERRILL           0 JB
J3   LEH                 J3     JPM                J3
JB   MORGAN-STANLEY      JB
J4   GS                  J4     LEH              4 J4   MERRILL
J3   GS                  J3     MORGAN-STANLEY     J3
SM
J3   UBS-INV-BANK          J3   JEFFERIES          J3   CIBC-WORLD
SM
JB   WACHOVIA-SEC      0 JB
SM
SM
B3   WACHOVIA-SEC      0 C3     A-G-EDWARDS      0 C3
JB   LEH                 JB
SM
JB   JPM               0 JB
J3   MORGAN-STANLEY    0 J3     CITIGROUP          C3
SM
JB   MERRILL           0 JB
JB   PIPER-JAFFRAY     0 JB
SM
SM
JB   THOMAS-WEISEL      JB
JB   BA-SEC-LLC         JB
SM
SM
JB   LAZARD-CAP-MKT   0 JB
SM
CB   WUNDERLICH         CC
SM
SM
JB   UBS-INV-BANK     0 JB
SM
JB   MORGAN-STANLEY   0 JB
SM
SM
SM
JB   JEFFERIES        0 JB
J4   CITIGROUP          J4   DEUTSCHE-BK-SEC   0 J4   MERRILL
JB   LEH              0 JB
J4   JPM              0 J4   LEH               0 J4   MORGAN-STANLEY
J3   UBS-INV-BANK     0 J3   PIPER-JAFFRAY     0 C3
JB   JPM              0 JB
JB   JEFFERIES        0 JB
J4   LEH              0 J4   BA-SEC-LLC        0 J4   CITIGROUP
JB   THOMAS-WEISEL    0 JB
JB   JEFFERIES        0 JB
SM
B3   CIBC-WORLD       0 C3   JPM               1 C3
SM
SM
J4   MORGAN-STANLEY   1 J4   JPM               1 J4   WACHOVIA-SEC
SM
JB   MERRILL          1 JB
JB   BA-SEC-LLC       0 JB
SM
CB   LEH              0 CC
SM
JB   LEH              1 JB
JB   CITIGROUP        0 JB
JB   W-R-HAMBRECHT      JB
JB   CITIGROUP        0 JB
SM
JB   LEH              0 JB
SM
J4   BA-SEC-LLC       1 J4   MERRILL           0 J4   MORGAN-STANLEY
JB   JPM              0 JB
J4   CREDIT-SUISSE    4 J4   MERRILL           0 J4   MORGAN-STANLEY
JB   CANTOR                JB
SM
JB   UBS-INV-BANK      0 JB
JB   LEH               1 JB
SM
SM
CB   PIPER-JAFFRAY     0   CC
J3   MERRILL           0   J3   UBS-INV-BANK   0 J3
J3   MERRILL           1   J3   KEEFE          0 J3
CB   BA-SEC-LLC        0   CC
JB   JPM               0   JB
JB   MERRILL           0   JB
JB   MERRILL           0   JB
SM
J3   UBS-INV-BANK      0 J3     BA-SEC-LLC     1 J3
JB   LEH               4 JB
JB   LEH               1 JB
SM
JB   MERRILL           1 JB
JB   MORGAN-STANLEY    0 JB
J3   MORGAN-STANLEY    0 J3     LEH            1 J3
SM
SM
SM
JB   UBS-INV-BANK      4   JB
JB   MERRILL           4   JB
JB   LEH               1   JB
JB   LEH               0   JB
SM
CB   MORGAN-STANLEY    0   CC
JB   LEH               0   JB
JB   BA-SEC-LLC        1   JB
J3   CITIGROUP         0   J3   A-G-EDWARDS    0 J3
J4   CITI              0   J4   MERRILL        1 J4   CREDIT-SUISSE
JB   MORGAN-STANLEY    0   JB
SM
SM
JB   DEUTSCHE-BK-SEC   0 JB
SM
JB   JPM               1   JB
JB   MORGAN-STANLEY    0   JB
J4   JPM               0   J4   LEH            0 J4   MERRILL
JB   MORGAN-STANLEY    0   JB
SM
J4   GS                1 J4     LEH            4 J4   JPM
JB   LEH               0 JB
SM
JB   MERRILL           1 JB
JB   MERRILL           0 JB
SM
SM
JB   MERRILL           1   JB
JB   MERRILL           1   JB
J3   CITI              0   J3   JPM          0 J3
JB   MERRILL           0   JB
J3   BA-SEC-LLC        0   J3   LEH          0 C3
SM
SM
J3   DEUTSCHE-BK-SEC   0 J3     CITI         0 J3
SM
JB   CREDIT-SUISSE     0 JB
JB   MORGAN-STANLEY    0 JB
JB   MERRILL           0 JB
SM
J4   JPM               0   J4   LEH          0 J4   CREDIT-SUISSE
JB   MERRILL           0   JB
JB   UBS-INV-BANK      0   JB
JB   THOMAS-WEISEL     0   JB
JB   MORGAN-STANLEY    4   JB
SM
SM
JB   WACHOVIA-SEC        JB
J3   MERRILL           0 J3     BEAR         1 J3
JB   PIPER-JAFFRAY     0 JB
JB   DEUTSCHE-BK-SEC   0 JB
SM
JB   UBS-INV-BANK      0 JB
JB   WACHOVIA-SEC        JB
JB   SUNTRUST-CAP        JB
JB   LAZARD-CAP-MKT    0 JB
SM
JB   COWEN               JB
JB   THOMAS-WEISEL     0 JB
SM
SM
SM
J3   GS                0 J3     BA-SEC-LLC   0 J3
JB   PIPER-JAFFRAY     0 JB
B3   GS                  C3     JPM          0 C3
SM
CB   WACHOVIA-SEC        CC
JB   MERRILL           0 JB
SM
SM
J4   LEH                J4     MERRILL          0 J4     MORGAN-STANLEY
J3   JPM              0 J3     MORGAN-STANLEY   0 J3
JB   MORGAN-STANLEY   0 JB
SM
JB   CREDIT-SUISSE    0 JB
SM
SM
JB   GS               0 JB
JB   BAIRD            0 JB
JB   UBS-INV-BANK     0 JB
JB   LEH                JB
J3   WM-BLAIR         0 J3     BA-SEC-LLC           J3
JB   CREDIT-SUISSE    1 JB
JB   LEH              1 JB
SM
SM
J3   GS               4   J3   BA-SEC-LLC       3 J3
JB   JEFFERIES        0   JB
JB   CREDIT-SUISSE    0   JB
CB   LEH              0   CC
JB   MORGAN-STANLEY   0   JB
SM
SM
J8   GS               0   J8   UBS              2   J8   BAC
J3   MERRILL          0   J3   MORGAN-STANLEY   0   J3
J3   CITI             2   J3   MERRILL          0   J3
J3   LEH              0   J3   UBS-INV-BANK     0   J3
SM
JB   CITI             1   JB
JB   CREDIT-SUISSE    0   JB
JB   BA-SEC-LLC       0   JB
JB   BA-SEC-LLC       0   JB
JB   CREDIT-SUISSE    2   JB
JB   UBS-INV-BANK     0   JB   BA-SEC-LLC       0 C3
JB   MERRILL          0   JB
J5   MORGAN-STANLEY   0   J5   BA-SEC-LLC       4 J5     CREDIT-SUISSE
JB   JPM              1   JB
JB   WM-BLAIR         0   JB
JB   JPM              0   JB
J3   GS               0   J3   MORGAN-STANLEY   0 J3
SM
JB   CREDIT-SUISSE    0   JB
JB   BARCLAYS-CAP     4   JB
J4   BARCLAYS-CAP     0   J4   MORGAN-STANLEY   0   J4   CITI
J3   JEFFERIES        0   J3   WELLS-FARGO      0   J3
J4   GS               0   J4   UBS-INV-BANK     0   J4   BARCLAYS-CAP
JB   GS               0   JB   MERRILL          0   C4   DEUTSCHE-BK-SEC
CB   MERRILL           0   CC
JB   OPPENHEIMER-CO    0   JB
J4   MS                0   J4   JPM               0 J4     MERRILL
J4   GS                0   J4   CITI              4 J4     JPM
J6   JPM               1   J6   MERRILL           0 J6     BARCLAYS-CAP
JB   CREDIT-SUISSE     0   JB
JB   MORGAN-STANLEY    0   JB
J3   CREDIT-SUISSE     4   J3   MERRILL           2 J3
CB   WEDBUSH           0   CC
J4   CITI              0   J4   DEUTSCHE-BK-SEC   0 J4     MORGAN-STANLEY
J5   CITI              4   J5   DEUTSCHE-BK-SEC   0 J5     LEERINK-SWANN
JB   WEST-PARK-CAP         JB
J4   MERRILL           4   J4   DEUTSCHE-BK-SEC   0 J4     WELLS-FARGO
J3   MERRILL           0   J3   BARCLAYS-CAP      1 J3
JB   OPPENHEIMER-CO    0   JB
B3   DEUTSCHE-BK-SEC   0   C3   JPM               1 C3
JB   MERRILL           0   JB
CB   ROTH-CAPITAL      0   CC
JB   GS                0   JB
J3   GS                0   J3   JPM               1   J3
J5   GS                    J5   MERRILL           0   J5   JPM
J3   JPM               0   J3   DEUTSCHE-BK-SEC   0   J3
J3   MORGAN-STANLEY    0   J3   RBC-CAP-MKTS      0   J3
JB   WM-BLAIR          0   JB
SM
J4   CREDIT-SUISSE     0   J4   MERRILL           3   J4   JPM
J3   GS                4   J3   JPM               4   J3
J4   GS                0   J4   BARCLAYS-CAP      1   J4   CITI
J4   MERRILL           4   J4   MORGAN-STANLEY    0   J4   OPPENHEIMER
ANALYST4   UWROLE04
ORGAN-STANLEY   C5
1 J4


  L4
                0 C4

ORGAN-STANLEY     J4




                  J4




ACHOVIA-SEC       C4




                1 J4

ORGAN-STANLEY     J4
REDIT-SUISSE     J4




                 J4


               1 J4
REDIT-SUISSE   J4
ORGAN-STANLEY     J4




                3 J8




                0 J5




                0 J4

                1 J4
                0 C4
0 J4
1 J4
4 J6




0 J4
0 J5

0 J4




2 J5




1 J4

2 J4
0 J4

				
DOCUMENT INFO
Shared By:
Categories:
Tags:
Stats:
views:8
posted:5/18/2012
language:English
pages:266
fanzhongqing fanzhongqing http://
About