Docstoc

SDBK Rollout Securities - NYSE

Document Sample
SDBK Rollout Securities - NYSE Powered By Docstoc
					                                      SDBK ROLLOUT LIST

Date        Symbol    CUSIP           Corp. Name                       Post/Panel    Designated Market Maker (DMM)
NYSE
6/12/2009   A         00846U101000    AGILENT TECHNOLOGIES             06O          LABRANCHE AND CO.
6/12/2009   AAI       00949P108000    AIRTRAN HOLDINGS                 04R          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ACE       H0023R105000    ACE LIMITED (NEW )               04U          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ACF       03060R101000    AMERICREDIT                      03G          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ACN       G1150G111000    ACCENTURE LTD                    10O          BANC OF AMERICA SPECIALIST INC
6/12/2009   ACO       02341W 103000   AMCOL INTERNATIONAL              04V          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ACV       013078100000    ALBERTO-CULVER CO                03G          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ADM       039483102000    ARCHER DANIELS MIDLAND           06P          LABRANCHE AND CO.
6/12/2009   ADM PRA   039483201000    ARCHER DANIELS MIDLAND CO        06P          LABRANCHE AND CO.
6/12/2009   AEE       023608102000    AMEREN                           03P          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AEL       025676206000    ANERICAN EQUITY INV LIFE HLDG    07J          BANC OF AMERICA SPECIALIST INC
6/12/2009   AF        046265104000    ASTORIA FINANCIAL $0.01          10P          BANC OF AMERICA SPECIALIST INC
6/12/2009   AFC       01903Q207000    ALLIED CAPITAL CORP 6.875% NOTES 07J          BANC OF AMERICA SPECIALIST INC
6/12/2009   AFG       025932104000    AMERICAN FINANCIAL GROUP HOLDING 06R          LABRANCHE AND CO.
6/12/2009   AGC O     001084102000    AGCO                             06P          LABRANCHE AND CO.
6/12/2009   AGN       018490102000    ALLERGAN                         06Q          LABRANCHE AND CO.
6/12/2009   AI        041356106000    ARLINGTON ASSET INVESTMENT CORP 06O           LABRANCHE AND CO.
6/12/2009   AIG       026874107000    AMERICAN INTL GROUP              04U          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AIG PRA   026874115000    AMERICAN INTERNATIONAL GROUP INC 04U          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AIV       03748R101000    APARTMENT INVESTMENT & MGMT      08S          BARCLAYS CAPITAL
6/12/2009   AKR       004239109000    ACADIA REALTY TRUST              04S          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ALB       012653101000    ALBEMARLE                        10O          BANC OF AMERICA SPECIALIST INC
6/12/2009   ALD       01903Q108000    ALLIED CAPITAL CORP              07J          BANC OF AMERICA SPECIALIST INC
6/12/2009   ALE       018522300000    ALLETE                           06O          LABRANCHE AND CO.
6/12/2009   ALE X     014482103000    ALEXANDER & BALDW IN INC         03J          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ALG       011311107000    ALAMO GROUP                      03G          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ALL       020002101000    ALLSTATE                         03J          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ALU       013904305000    ALCATEL LUCENT                   06D          LABRANCHE AND CO.
6/12/2009   ALX       014752109000    ALEXANDERS                       07H          BANC OF AMERICA SPECIALIST INC
6/12/2009   AMP       03076C106000    AMERIPRISE FINANCIAL INC W I     06R          LABRANCHE AND CO.
6/12/2009   AMT       029912201000    AMERICAN TOW ER                  04U          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AMX       02364W 105000   AMERICA MOVIL S.A.B. DE C.V.     04V          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AP        032037103000    AMPCO PITTSBURGH                 03G          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   APC       032511107000    ANADARKO PETROLEUM               03N          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   APD       009158106000    AIR PROD CHEM                    03I          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ARE       015271109000    ALEXANDRIA REAL ESTATE EQUITIES  06R          LABRANCHE AND CO.
6/12/2009   ARM       043353101000    ARVINMERITOR INC                 11O          BARCLAYS CAPITAL
6/12/2009   AVA       05379B107000    AVISTA                           03P          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AVB       053484101000    AVALON BAY COMMUNITIES           11T          BARCLAYS CAPITAL
6/12/2009   AVT       053807103000    AVNET                            07J          BANC OF AMERICA SPECIALIST INC
6/12/2009   AVX       002444107000    AVX                              11R          BARCLAYS CAPITAL
6/12/2009   AW K      030420103000                                     04U
                                      AMERICAN W ATER W ORKS COMPANY INC            SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   AZO       053332102000    AUTOZONE NEVADA                  04Q          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BA        097023105000    BOEING                           04C          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BAC       060505104000    BANK OF AMERICA                  03N          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BAX       071813109000    BAXTER INTERNATIONAL             03J          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BBD       059460303000    BANCO BRADESCO S A               03C          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BBY       086516101000    BEST BUY                         04Q          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BDK       091797100000    BLACK & DECKER                   04V          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BDN       105368203000    BRANDYW INE REALTY TRUST         04S          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BDX       075887109000    BECTON DICKINSON & CO            03J          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BEZ       057741100000    BALDOR ELECTRIC                  06O          LABRANCHE AND CO.
6/12/2009   BHI       057224107000    BAKER HUGHES                     04U          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BIN       44951D108000    IESI BFC LTD                     08S          BARCLAYS CAPITAL
6/12/2009   BJS       055482103000    BJ SERVICES                      04U          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BKC       121208201000    BURGER KING HOLDINGS             07H          BANC OF AMERICA SPECIALIST INC
6/12/2009   BKI       118255108000    BUCKEYE TECHNOLOGIES             11O          BARCLAYS CAPITAL
6/12/2009   BLK       09247X101000    BLACKROCK                        03N          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BLL       058498106000    BALL                             03G          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BLT       095180105000    BLOUNT INTERNATIONAL             06O          LABRANCHE AND CO.
6/12/2009   BMY       110122108000    BRISTOL MYERS SQUIBB             06C          LABRANCHE AND CO.
6/12/2009   BMY PR    110122207000    BRISTOL MYERS SQUIBB CV PFD      06C          LABRANCHE AND CO.
6/12/2009   BOH       062540109000    BANK OF HAW AII CORPORATION      06O          LABRANCHE AND CO.
6/12/2009   BR        11133T103000    BROADRIDGE FINANCIAL SOLUTIONS   07H          BANC OF AMERICA SPECIALIST INC
6/12/2009   BRE       05564E106000    BRE PROPERTIES                   06R          LABRANCHE AND CO.
6/12/2009   BRO       115236101000    BROW N & BROW N                  06O          LABRANCHE AND CO.
6/12/2009   BSX       101137107000    BOSTON SCIENTIFIC                03J          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BTU       704549104000    PEABODY ENERGY                   04R          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BVN       204448104000    COMPANIA DE MINAS BUENAVENTURA 11O            BARCLAYS CAPITAL
6/12/2009   BW        117421107000    BRUSH ENG MAT INC                04V          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BW S      115736100000    BROW N SHOE                      06O          LABRANCHE AND CO.
6/12/2009   BX        09253U108000    THE BLACKSTONE GROUP LP          08S          BARCLAYS CAPITAL
6/12/2009   BXP       101121101000    BOSTON PROPERTIES                04S          SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   BZ        09746Y105000    BOISE INC                        10P          BANC OF AMERICA SPECIALIST INC
6/12/2009   BZ W S    09746Y113000    BOISE INC W S                    10P          BANC OF AMERICA SPECIALIST INC
6/12/2009   BZH       07556Q105000   BEAZER HOMES USA                 03I   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CAB       126804301000   CABELA'S INC                     11O   BARCLAYS CAPITAL
6/12/2009   CAG       205887102000   CONAGRA FOODS                    11T   BARCLAYS CAPITAL
6/12/2009   CAP       12477X106000   CAI INTERNATIONAL, INC.          11R   BARCLAYS CAPITAL
6/12/2009   CB        171232101000   CHUBB                            04U   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CBS       124857202000   CBS CORP                         06F   LABRANCHE AND CO.
6/12/2009   CBS A     124857103000   CBS CORP                         06F   LABRANCHE AND CO.
6/12/2009   CCE       191219104000   COCA-COLA ENTERPRISES            03G   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CCI       228227104000   CROW N CASTLE INTERNATIONAL      04U   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CCS       20030N507000   COMCAST CORP 6.625 NOTES         07H   BANC OF AMERICA SPECIALIST INC
6/12/2009   CCT       20030N309000   COMCAST                          10P   BANC OF AMERICA SPECIALIST INC
6/12/2009   CCZ       200300507000   COMCAST HOLDINGS CORPORATION     10P   BANC OF AMERICA SPECIALIST INC
6/12/2009   CEG       210371100000   CONSTELLATION ENERGY GP HLDG CO 07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   CEG PRA   210387205000   CONSTELLATION ENGY GP INC 8.625% 07J   BANC OF AMERICA SPECIALIST INC
6/12/2009   CHE       16359R103000   CHEMED CORPORATION               11O   BARCLAYS CAPITAL
6/12/2009   CHK       165167107000   CHESAPEAKE ENERGY OKLAHOMA       06C   LABRANCHE AND CO.
6/12/2009   CHK PRD   165167842000   CHESAPEAKE ENERGY CORP 4.50%     06C   LABRANCHE AND CO.
6/12/2009   CHK PRE   165167818000   CHESAPEAKE ENERGY CORP           06C   LABRANCHE AND CO.
6/12/2009   CI        125509109000   CIGNA                            06D   LABRANCHE AND CO.
6/12/2009   CIM       16934Q109000   CHIMERA INVESTMENT CORP          04S   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CIT       125581108000   CIT GROUP INC                    06P   LABRANCHE AND CO.
6/12/2009   CIX       20563P101000   COMPX INTERNATIONAL              06O   LABRANCHE AND CO.
6/12/2009   CJA       91912C208000   VALE CAPITAL LIMITED             03C   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CJB       91912C307000   VALE CAPITAL LIMITED             03C   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CLF       18683K101000   CLEVELAND NATURAL RESOURCES INC 04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CLH       184496107000   CLEAN HARBORS INC                04R   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CLX       189054109000   CLOROX                           10P   BANC OF AMERICA SPECIALIST INC
6/12/2009   CNH       N20935206000   CNH GLOBAL NV                    06Q   LABRANCHE AND CO.
6/12/2009   COF       14040H105000   CAPITAL ONE FINANCIAL            06D   LABRANCHE AND CO.
6/12/2009   COH       189754104000   COACH                            11T   BARCLAYS CAPITAL
6/12/2009   COV       G2554F105000   COVIDIEN LTD                     06H   LABRANCHE AND CO.
6/12/2009   CPN       131347304000   CALPINE CORPORATION              03P   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CPT       133131102000   CAMDEN PROPERTY TRUST            06R   LABRANCHE AND CO.
6/12/2009   CRE       141657106000   CARE INVESTMENT TRUST INC        11O   BARCLAYS CAPITAL
6/12/2009   CRM       79466L302000   SALESFORCE COM INC               03H   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CRS       144285103000   CARPENTER TECHNOLOGY             04P   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CSX       126408103000   CSX                              06C   LABRANCHE AND CO.
6/12/2009   CT        14052H506000   CAPITAL TRUST INC                04S   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   CTX       152312104000   CENTEX                           06P   LABRANCHE AND CO.
6/12/2009   CUZ       222795106000   COUSINS PROPERTIES               06R   LABRANCHE AND CO.
6/12/2009   CVH       222862104000   COVENTRY HLTH CARE $.01 PAR      06H   LABRANCHE AND CO.
6/12/2009   CVI       12662P108000   CVR ENERGY INC                   10O   BANC OF AMERICA SPECIALIST INC
6/12/2009   CVO       15670S105000   CENVEO INC                       11T   BARCLAYS CAPITAL
6/12/2009   CVS       126650100000   CVS CAREMARK CORPORATION         06H   LABRANCHE AND CO.
6/12/2009   CVX       166764100000   CHEVRON CORPORATION              06D   LABRANCHE AND CO.
6/12/2009   CY        232806109000   CYPRESS SEMICONDUCTOR            11T   BARCLAYS CAPITAL
6/12/2009   CZZ       G25343107000   COSAN LIMITED                    03C   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   DAL       247361702000   DELTA AIR LINES INC.             10O   BANC OF AMERICA SPECIALIST INC
6/12/2009   DCT       233153105000   DCT INDUSTRIAL TRUST INC         06R   LABRANCHE AND CO.
6/12/2009   DD        263534109000   DU PONT DE NEMOURS E I           06O   LABRANCHE AND CO.
6/12/2009   DEI       25960P109000   DOUGLAS EMMETT INC               04S   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   DEL       247850100000   DELTIC TIMBER                    06O   LABRANCHE AND CO.
6/12/2009   DFS       254709108000   DISCOVER FINANCIAL SERVICES      06H   LABRANCHE AND CO.
6/12/2009   DGI       25389M877000   DIGITALGLOBE INC                 10P   BANC OF AMERICA SPECIALIST INC
6/12/2009   DIS       254687106000   W ALT DISNEY                     11T   BARCLAYS CAPITAL
6/12/2009   DK        246647101000   DELEL US HOLDINGS                11R   BARCLAYS CAPITAL
6/12/2009   DLM       24522P103000   DEL MONTE FOODS                  11R   BARCLAYS CAPITAL
6/12/2009   DLR       253868103000   DIGITAL REALTY TRUST             06R   LABRANCHE AND CO.
6/12/2009   DNR       247916208000   DENBURY RESOURCES                08S   BARCLAYS CAPITAL
6/12/2009   DOW       260543103000   DOW CHEMICAL                     03J   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   DRE       264411505000   DUKE REALTY CORP                 06R   LABRANCHE AND CO.
6/12/2009   DRL       25811P886000   DORAL FINANCIAL CORPORATION NEW 11O    BARCLAYS CAPITAL
6/12/2009   DTE       233331107000   DTE ENERGY                       06O   LABRANCHE AND CO.
6/12/2009   DTG       256743105000   DOLLAR THRIFTY AUTOMOTIVE GROUP 11O    BARCLAYS CAPITAL
6/12/2009   DVN       25179M103000   DEVON ENERGY                     03N   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   DW        26168L205000   DREW INDUSTRIES INC              11O   BARCLAYS CAPITAL
6/12/2009   DYN       26817G102000   DYNEGY INC. (NEW )               03P   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EAT       109641100000   BRINKER INTERNATIONAL            04P   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EBR       15234Q207000   CENTRAIS ELETRICAS BRASILEIRAS   03C   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EBR B     15234Q108000   CENTRAIS ELETRICAS BRASILEIRAS   03C   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EIX       281020107000   EDISON INTERNATIONAL             03P   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ELS       29472R108000   EQUITY LIFESTYLE PROPERTIES INC  04S   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EMN       277432100000   EASTMAN CHEMICAL                 06H   LABRANCHE AND CO.
6/12/2009   EMS       29100P102000   EMERGENCY MEDICAL SERVICES CORP 11O    BARCLAYS CAPITAL
6/12/2009   EOG       26875P101000   EOG RESOURCES                    10O   BANC OF AMERICA SPECIALIST INC
6/12/2009   EPR       29380T105000   ENTERTAINMENT PROPERTIES TRUST 04RS    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EPR PRC   29380T402000   ENTERTAINMENT PROPERTIES TRUST 04RS    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EPR PRE   29380T600000   ENTERTAINMENT PROPERTIES TRUST 04RS    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EQT       26884L109000   EQT CORPORATION                  06O   LABRANCHE AND CO.
6/12/2009   EQY       294752100000   EQUITY ONE                       11O   BARCLAYS CAPITAL
6/12/2009   ESS       297178105000   ESSEX PROPERTY TRUST               06R    LABRANCHE AND CO.
6/12/2009   ETH       297602104000   ETHAN ALLEN INTERIORS              07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   ETR       29364G103000   ENTERGY                            06P    LABRANCHE AND CO.
6/12/2009   EVC       29382R107000   ENTRAVISION COMMUNICATIONS         04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EW        28176E108000   EW ARDS LIFESCIENCES               03J    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   EXC       30161N101000   EXELON CORP                        06P    LABRANCHE AND CO.
6/12/2009   EXM       V3267N107000   EXCEL MARITIME CARRIERS            11T    BARCLAYS CAPITAL
6/12/2009   F         345370860000   FORD MOTOR                         06D    LABRANCHE AND CO.
6/12/2009   F PRS     345395206000   FORD MOTOR COMPANY CAPITAL         06D    LABRANCHE AND CO.
6/12/2009   FBC       337930101000   FLAGSTAR BANCORP INC               04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FCE A     345550107000   FOREST CITY ENTERPRISES CLASS A    04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FCE B     345550305000   FOREST CITY ENTERPRISES CLASS B    04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FCS       303726103000   FAIRCHILD SEMICONDUCTOR INTL CLA   03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FCX       35671D857000   FREEPORT MCMORAN COPPER/GOLD       08S    BARCLAYS CAPITAL
6/12/2009   FCX PRM   35671D782000   FREEPORT-MCMORAN CON PFD           08S    BARCLAYS CAPITAL
6/12/2009   FDX       31428X106000   FEDEX                              04Q    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FII       314211103000   FEDERATED INVESTORS                06O    LABRANCHE AND CO.
6/12/2009   FIX       199908104000   COMFORT SYSTEMS USA                06O    LABRANCHE AND CO.
6/12/2009   FL        344849104000   FOOT LOCKER INC                    04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FNA       313586745000   FANNIE MAE 8.75 PFD                03N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FNF       31620R105000   FIDELITY NATIONAL FINANCIAL INC    11R    BARCLAYS CAPITAL
6/12/2009   FNM       313586109000   FANNIE MAE                         03N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FPL       302571104000   FPL GROUP                          03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FR        32054K103000   FIRST INDUSTRIAL REALTY TRUST      11R    BARCLAYS CAPITAL
6/12/2009   FR PRJ    32054K798000   FIRST INDUSTRIAL REALTY TRUST      11R    BARCLAYS CAPITAL
6/12/2009   FR PRK    32054K772000   FIRST INDUSTRIAL REALTY TRUST      11R    BARCLAYS CAPITAL
6/12/2009   FRE       313400301000   FREDDIE MAC D/B/A VOTING           06F    LABRANCHE AND CO.
6/12/2009   FRP       305560104000   FAIRPOINT COMMUNICATIONS INC       06Q    LABRANCHE AND CO.
6/12/2009   FRT       313747206000   FEDERAL REALTY INVESTMENT TRUST    06R    LABRANCHE AND CO.
6/12/2009   FRX       345838106000   FOREST LABORATORIES                03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FSC       31678A103000   FIFTH STREET FINANCE CORP          03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FTO       35914P105000   FRONTIER OIL                       04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   FTR       35906A108000   FRONTIER COMMUNICATIONS CORP       06Q    LABRANCHE AND CO.
6/12/2009   GCA       378967103000   GLOBAL CASH ACCESS HOLDINGS INC    10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   GCI       364730101000   GANNETT                            10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   GD        369550108000   GENERAL DYNAMICS                   10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   GIS       370334104000   GENERAL MILLS                      04C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   GJN       78478Q101000   SYNTHETIC FIXED-INCOME SEC         07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   GLG       37929X107000   GLG PARTNERS INC                   04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   GLG U     37929X206000   GLG PARTNERS INC UNITS             04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   GLG W S   37929X115000   GLG PARTNERS INC W ARRANTS         04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   GPN       37940X102000   GLOBAL PAYMENTS                    06Q    LABRANCHE AND CO.
6/12/2009   GRO       00850H103000   AGRIA CORP                         11T    BARCLAYS CAPITAL
6/12/2009   HAL       406216101000   HALLIBURTON HOLDING COMPANY        06C    LABRANCHE AND CO.
6/12/2009   HCC       404132102000   HCC INSURANCE HOLDINGS             06O    LABRANCHE AND CO.
6/12/2009   HCP       40414L109000   HCP INC                            04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   HEP       435763107000   HOLLY ENERGY PARTNERS              07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   HF        40418F108000   HFF INC                            04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   HHS       416196103000   HARTE-HANKS                        04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   HME       437306103000   HOME PROPERTIES INC                04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   HOC       435758305000   HOLLY CORP                         07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   HOG       412822108000   HARLEY DAVIDSON                    08S    BARCLAYS CAPITAL
6/12/2009   HR        421946104000   HEALTHCARE REALTY TRUST            06R    LABRANCHE AND CO.
6/12/2009   HRL       440452100000   HORMEL FOODS                       11R    BARCLAYS CAPITAL
6/12/2009   HS        42224N101000   HEALTHSPRING                       07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   HSP       441060100000   HOSPIRA INC                        03J    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   HTE       41752X101000   HARVEST ENERGY TRUST               11R    BARCLAYS CAPITAL
6/12/2009   HTH       432748101000   HILLTOP HOLDINGS INC               04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   IBM       459200101000   INTL BUSINESS MACHINES             03H    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   IDA       451107106000   IDACORP                            03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   IFC       464119106000   IRW IN FINANCIAL CORPORATION       04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   IHS       451734107000   IHS INC                            04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   IN        458786100000   INTERMEC                           07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   IPG       460690100000   INTERPUBLIC GROUP COS              04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   JAH       471109108000   JARDEN CORPORATION                 03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   JBR       21988S209000   SELECT ASSET INC                   08S    BARCLAYS CAPITAL
6/12/2009   JCG       46612H402000   J. CREW GROUP INC                  11O    BARCLAYS CAPITAL
6/12/2009   JNJ       478160104000   JOHNSON & JOHNSON                  10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   JNS       47102X105000   JANUS CAPITAL GROUP INC            10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   JOE       790148100000   ST JOE                             08S    BARCLAYS CAPITAL
6/12/2009   JPM       46625H100000   JPMORGAN CHASE                     07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   JW N      655664100000   NORDSTROM                          04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   K         487836108000   KELLOGG                            04C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   KDE       350865101000   4KIDS ENTERTAINMENT                06P    LABRANCHE AND CO.
6/12/2009   KEY       493267108000   KEYCORP                            04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   KEY PRG   493267405000   KEYCORP PFD                        04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   KHD       482462108000   KHD HUMBOLDT W EDAG INTL LTD       06OP   LABRANCHE AND CO.
6/12/2009   KMP       494550106000   KINDER MORGAN ENGY PARTNERS L P    10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   KMR       49455U100000   KINDER MORGAN MANAGEMENT           10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   KMT       489170100000   KENNAMETAL                         04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   KMX        143130102000    CARMAX INC                        06O    LABRANCHE AND CO.
6/12/2009   KND        494580103000    KINDRED HEALTHCARE                11O    BARCLAYS CAPITAL
6/12/2009   KO         191216100000    COCA-COLA                         07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   KRG        49803T102000    KITE REALTY GROUP TRUST           11O    BARCLAYS CAPITAL
6/12/2009   KV A       482740206000    KV PHARMACEUTICAL CLASS A         03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   KV B       482740107000    KV PHARMACEUTICAL CLASS B         03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   LAD        536797103000    LITHIA MOTORS                     11O    BARCLAYS CAPITAL
6/12/2009   LCC        90341W 108000   US AIRW AYS GROUP INC             06Q    LABRANCHE AND CO.
6/12/2009   LEN        526057104000    LENNAR                            03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   LEN B      526057302000    LENNAR CORPORATION                03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   LHO        517942108000    LASALLE HOTEL PROPERTIES          06R    LABRANCHE AND CO.
6/12/2009   LII        526107107000    LENNOX INTERNATIONAL              06OP   LABRANCHE AND CO.
6/12/2009   LIZ        539320101000    LIZ CLAIBORNE                     04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   LNC        534187109000    LINCOLN NATIONAL                  07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   LNC PRF    53404M201000    LINCOLN NATIONAL CAPITAL VI       07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   LNC PRG    534187802000    LINCOLN NATIONAL                  07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   LNY        51508L103000    LANDRY'S RESTAURANTS              11R    BARCLAYS CAPITAL
6/12/2009   LOW        548661107000    LOW ES COMPANIES                  06G    LABRANCHE AND CO.
6/12/2009   LSI        502161102000    LSI CORPORATION                   03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   LTC        502175102000    LTC PROPERTIES                    11T    BARCLAYS CAPITAL
6/12/2009   LTC PRE    502175508000    LTC PROPERTIES INC                11T    BARCLAYS CAPITAL
6/12/2009   LTC PRF    502175607000    LTC PROPERTIES INC                11T    BARCLAYS CAPITAL
6/12/2009   LUV        844741108000    SOUTHW EST AIRLINES               07J    BANC OF AMERICA SPECIALIST INC
6/12/2009   MA         57636Q104000    MASTERCARD                        06P    LABRANCHE AND CO.
6/12/2009   MAA        59522J103000    MID AMER APARTMENT COMMS          06R    LABRANCHE AND CO.
6/12/2009   MAC        554382101000    MACERICH                          11O    BARCLAYS CAPITAL
6/12/2009   MDR        580037109000    MC DERMOTT INTL                   03N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MDU        552690109000    MDU RESOURCES GROUP               03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MET        59156R108000    METLIFE                           04U    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MFA        55272X102000    MFA FINANCIAL INC                 04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MHK        608190104000    MOHAW K INDUSTRIES                06P    LABRANCHE AND CO.
6/12/2009   MHS        58405U102000    MEDCO HEALTH SOLUTIONS INC        06H    LABRANCHE AND CO.
6/12/2009   MIR        60467R100000    MIRANT CORP                       03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MIR W SA   60467R118000    MIRANT CORP W S A                 03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MIR W SB   60467R126000    MIRANT CORP W S B                 03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MJF        80409T204000    MSDW STRUCTURED ASSET CORP        11O    BARCLAYS CAPITAL
6/12/2009   MJN        582839106000    MEAD JOHNSON NUTRITION COMPANY    10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   MNI        579489105000    MCCLATCHY                         10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   MO         02209S103000    ALTRIA GROUP                      06H    LABRANCHE AND CO.
6/12/2009   MOH        60855R100000    MOLINA HEALTHCARE INC             11O    BARCLAYS CAPITAL
6/12/2009   MOS        61945A107000    THE MOSAIC COMPANY                06P    LABRANCHE AND CO.
6/12/2009   MPG        559775101000    MAQUIRE PROPERTIES INC            11O    BARCLAYS CAPITAL
6/12/2009   MPG PRA    559775200000    MAGUIRE PROPERTIES                11O    BARCLAYS CAPITAL
6/12/2009   MTB        55261F104000    M&T BANK                          06P    LABRANCHE AND CO.
6/12/2009   MTG        552848103000    MGIC INVESTMENT                   10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   MTW        563571108000    MANITOW OC                        04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MU         595112103000    MICRON TECHNOLOGY                 03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   MW         587118100000    THE MENS W EARHOUSE               10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   MXB        55354G100000    MSCI INC                          08S    BARCLAYS CAPITAL
6/12/2009   NAL        650203102000    NEW ALLIANCE BANCSHARES INC.      06P    LABRANCHE AND CO.
6/12/2009   NEM        651639106000    NEW MONT MINING                   04U    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   NFG        636180101000    NATIONAL FUEL GAS NJ              03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   NKE        654106103000    NIKE                              06H    LABRANCHE AND CO.
6/12/2009   NNN        637417106000    NATIONAL RETAIL PROPERTIES        04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   NOK        654902204000    NOKIA                             06D    LABRANCHE AND CO.
6/12/2009   NP         640079109000    NEENAH PAPER                      03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   NRG        629377508000    NRG ENERGY INC                    03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   NST        67019E107000    NSTAR                             07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   NU         664397106000    NORTHEAST UTILITIES               03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   NW E       668074305000    NORTHW ESTERN CORPORATION         07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   NW N       667655104000    NORTHW EST NATURAL GAS CO.        11O    BARCLAYS CAPITAL
6/12/2009   NYB        649445103000    NEW YORK COMMUNITY BANCORP INC    06P    LABRANCHE AND CO.
6/12/2009   O          756109104000    REALTY INCOME DELAW ARE           04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   OC         690742101000    OW ENS CORNING                    08S    BARCLAYS CAPITAL
6/12/2009   OC W SB    690742127000    OW ENS CORNING SER B W ARRANTS    08S    BARCLAYS CAPITAL
6/12/2009   ODP        676220106000    OFFICE DEPOT                      06P    LABRANCHE AND CO.
6/12/2009   OHI        681936100000    OMEGA HEALTHCARE INVESTORS        11O    BARCLAYS CAPITAL
6/12/2009   OHI PRD    681936407000    OMEGA HEALTHCARE INVESTORS        11O    BARCLAYS CAPITAL
6/12/2009   OME        68210P107000    OMEGA PROTEIN                     10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   OXY        674599105000    OCCIDENTAL PETROLEUM              04C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   OZM        67551U105000    OCH ZIFF CAPITAL MANAGEMENT GRP   04Q    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PBI        724479100000    PITNEY BOW ES                     10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   PBR        71654V408000    PETROLEO BRASILEIIRO PETROBRAS    03C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PBR A      71654V101000    PETROLEO BRASILEIRO S.A.          03C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PCH        737630103000    POTLATCH                          11R    BARCLAYS CAPITAL
6/12/2009   PCP        740189105000    PRECISION CASTPARTS               06P    LABRANCHE AND CO.
6/12/2009   PCS        591708102000    METROPCS COMMUNICATIONS, INC.     10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   PCX        70336T104000    PATRIOT COAL CORP                 04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PCZ        71644E102000    PETRO CANADA VAR VOTING SHRS      11O    BARCLAYS CAPITAL
6/12/2009   PDA        71361V303000    PERDIGAO S.A.                     03C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PEI       709102107000    PENNSYLVANIA RE INV TR            04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PGE PRB   74158J202000    PRIME GROUP REALTY TRUST PFD B    11O    BARCLAYS CAPITAL
6/12/2009   PGR       743315103000    PROGRESSIVE                       03J    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PIK E     721283109000    PIKE ELECTRIC CORP                11O    BARCLAYS CAPITAL
6/12/2009   PJC       724078100000    PIPER JAFFRAY COMPANIES           04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PKY       70159Q104000    PARKW AY PROPERTIES               04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PLA       728117300000    PLAYBOY ENTERPRISES               10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   PLA A     728117201000    PLAYBOY ENTERPRISES CLA           10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   PLD       743410102000    PROLOGIS                          06D    LABRANCHE AND CO.
6/12/2009   PM        718172109000    PHILIP MORRIS INTERNATIONAL INC   06F    LABRANCHE AND CO.
6/12/2009   PNM       69349H107000    PNM RESOURCES INC (HOLDING CO)    03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   POM       713291102000    PEPCO HOLDINGS                    03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PPL       69351T106000    PPL                               03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PPS       737464107000    POST PROPERTIES                   11R    BARCLAYS CAPITAL
6/12/2009   PPS PRA   737464206000    POST PROP 8 1/2% SER A CUM RED    11R    BARCLAYS CAPITAL
6/12/2009   PPS PRB   737464305000    POST PRP 7 5/8% B CUM RD SHRS     11R    BARCLAYS CAPITAL
6/12/2009   PRA       74267C106000    PROASSURANCE CORP                 06Q    LABRANCHE AND CO.
6/12/2009   PRM       74157K846000    PRIMEDIA                          11T    BARCLAYS CAPITAL
6/12/2009   PRS       G72457107000    PRIMUS GUARANTY                   06Q    LABRANCHE AND CO.
6/12/2009   PSS       19421W 100000   COLLECTIVE BRANDS INC             04P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   PW R      74762E102000    QUANTA SERVICES                   06Q    LABRANCHE AND CO.
6/12/2009   PXP       726505100000    PLAINS EXPLORATION & PRODUCTION   03N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   Q         749121109000    QW EST COMM INTL                  06H    LABRANCHE AND CO.
6/12/2009   RBN       770196103000    ROBBINS & MYERS                   03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RCI       775109200000    ROGERS COMMUNICATIONS             08S    BARCLAYS CAPITAL
6/12/2009   REG       758849103000    REGENCY CENTERS                   04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RF        7591EP100000    REGIONS FINANCIAL CORPORATION     04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RGC       758766109000    REGAL ENTERTAINMENT GROUP         07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   RIG       H8817H100000    TRANSOCEAN LTD                    03H    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RLI       749607107000    RLI                               03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RMG       767735103000    RISKMETRICS GROUP INC             08S    BARCLAYS CAPITAL
6/12/2009   RNR       G7496G103000    RENAISSANCE RE HOLDINGS LTD       03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RPM       749685103000    RPM INTERNATIONAL INC DELAW ARE   03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RPT       751452202000    RAMCO-GERSHENSON PROP TR          04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   RUS       782233100000    RUSS BERRIE & CO                  03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   S         852061100000    SPRINT NEXTEL                     07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   SAB       40048P104000    GRUPO CASA SABA S A DE C V        03C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SBH       79546E104000    SALLY BEAUTY HOLDINGS INC         03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SF        860630102000    STIFEL FINANCIAL                  04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SFI       45031U101000    ISTAR FINANCIAL INC               04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SGR       820280105000    SHAW GROUP                        08S    BARCLAYS CAPITAL
6/12/2009   SHG       824596100000    SHINHAN FINANCIAL GROUP CO LTD    03C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SHS       804137107000    SAUER-DANFOSS                     07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   SID       20440W 105000   COMPANHIA SIDERURGICA NACIONAL    03C    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SLB       806857108000    SCHLUMBERGER                      06G    LABRANCHE AND CO.
6/12/2009   SMG       810186106000    THE SCOTTS MIRACLE- GRO CO        03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SNA       833034101000    SNAP-ON                           04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SNH       81721M109000    SENIOR HOUSING PROPERTIES TRUST   11O    BARCLAYS CAPITAL
6/12/2009   SON       835495102000    SONOCO PRODUCTS                   03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SOV PRB   84604V204000    SOVEREIGN CAPITAL TRUST V         11OP   BARCLAYS CAPITAL
6/12/2009   SOV PRC   845905405000    SOVEREIGN BANCORP                 11OP   BARCLAYS CAPITAL
6/12/2009   SPG       828806109000    SIMON PROPERTY GROUP              06D    LABRANCHE AND CO.
6/12/2009   SPG PRI   828806802000    SIMON PROPERTY GROUP              06D    LABRANCHE AND CO.
6/12/2009   SR        853887107000    STANDARD REGISTER                 03G    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SRE       816851109000    SEMPRA ENERGY                     11T    BARCLAYS CAPITAL
6/12/2009   SSI       85254C305000    STAGE STORES                      11O    BARCLAYS CAPITAL
6/12/2009   SSS       84610H108000    SOVRAN SELF STORAGE               06R    LABRANCHE AND CO.
6/12/2009   STD       05964H105000    BANCO SANTANDER S A               11OP   BARCLAYS CAPITAL
6/12/2009   STD PRA   80281R706000    SANTANDER FIN PFD UNIPERSONAL     11OP   BARCLAYS CAPITAL
6/12/2009   STD PRB   80281R888000    SANTANDER FIN PFD UNIPERSONAL     11OP   BARCLAYS CAPITAL
6/12/2009   STD PRC   80281R805000    SANTANDER FIN PFD UNIPERSONAL     11OP   BARCLAYS CAPITAL
6/12/2009   STD PRI   80281R300000    SANTANDER FIN PRD UNIPERSONAL     11OP   BARCLAYS CAPITAL
6/12/2009   STE       859152100000    STERIS                            03J    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   STJ       790849103000    ST JUDE MEDICAL                   06P    LABRANCHE AND CO.
6/12/2009   STL       859158107000    STERLING BANCORP                  10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   STL PRA   85916B208000    STERLING BANCORP TRUST I          10P    BANC OF AMERICA SPECIALIST INC
6/12/2009   STT       857477103000    STATE STREET                      06P    LABRANCHE AND CO.
6/12/2009   SUI       866674104000    SUN COMMUNITIES                   04S    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SVU       868536103000    SUPERVALU                         04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SW S      78503N107000    SW S GROUP                        04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SW X      844895102000    SOUTHW EST GAS                    03P    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SW Y      786514208000    SAFEW AY                          04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   SYY       871829107000    SYSCO                             10O    BANC OF AMERICA SPECIALIST INC
6/12/2009   TCB       872275102000    TCF FINANCIAL                     04D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TCO       876664103000    TAUBMAN CENTERS                   06R    LABRANCHE AND CO.
6/12/2009   TD        891160509000    TORONTO DOMINION BANK             08S    BARCLAYS CAPITAL
6/12/2009   TDG       893641100000    TRANSDIGM GROUP                   07H    BANC OF AMERICA SPECIALIST INC
6/12/2009   TER       880770102000    TERADYNE                          03I    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TEX       880779103000    TEREX                             04V    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TGH       G8766E109000    TEXTAINER GP HLDGS LIMITED        11R    BARCLAYS CAPITAL
6/12/2009   THI        88706M103000    TIM HORTONS                     11OP     BARCLAYS CAPITAL
6/12/2009   THO        885160101000    THOR INDUSTRIES                 11T      BARCLAYS CAPITAL
6/12/2009   TIE        888339207000    TITANIUM METALS                 11OP     BARCLAYS CAPITAL
6/12/2009   TIF        886547108000    TIFFANY & CO                    11OP     BARCLAYS CAPITAL
6/12/2009   TKR        887389104000    TIMKEN                          03G      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TPX        88023U101000    TEMPUR-PEDIC INTERNATIONAL INC  11OP     BARCLAYS CAPITAL
6/12/2009   TRA        880915103000    TERRA INDUSTRIES                08S      BARCLAYS CAPITAL
6/12/2009   TRF        88022F105000    TEMPLETON RUSSIA & EAST EUROPEAN06H      LABRANCHE AND CO.
6/12/2009   TRI        884903105000    THOMSON REUTERS CORPORATION              BARCLAYS CAPITAL
6/12/2009   TSO        881609101000    TESORO CORP                     04P      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TU         87971M202000    TELUS CORP                      06OP     LABRANCHE AND CO.
6/12/2009   TUP        899896104000    TUPPERW ARE BRANDS CORPORATION 03G       SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TVL        532774106000    LIN TV CORP                     10P      BANC OF AMERICA SPECIALIST INC
6/12/2009   TW X       887317303000    TIME W ARNER INC                04V      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   TXI        882491103000    TEXAS INDUSTRIES                06Q      LABRANCHE AND CO.
6/12/2009   TXN        882508104000    TEXAS INSTRUMENTS               08S      BARCLAYS CAPITAL
6/12/2009   UA         904311107000    UNDER ARMOUR INC                11T      BARCLAYS CAPITAL
6/12/2009   UDR        902653104000    UDR INC                         06R      LABRANCHE AND CO.
6/12/2009   UNM        91529Y106000    UNUM GROUP                      06F      LABRANCHE AND CO.
6/12/2009   UNP        907818108000    UNION PACIFIC                   04Q      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   UPL        903914109000    ULTRA PETROLEUM CORP            04C      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   UPS        911312106000    UNITED PARCEL SERVICE           06O      LABRANCHE AND CO.
6/12/2009   USB        902973304000    US BANCORP                      06D      LABRANCHE AND CO.
6/12/2009   USG        903293405000    USG                             03I      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   USU        90333E108000    USEC                            04V      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   UTI        913915104000    UNIVERSAL TECHNICAL INSTITUTE   06OP     LABRANCHE AND CO.
6/12/2009   UTX        913017109000    UNITED TECHNOLOGIES             04C      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   V          92826C839000    VISA INC                        03N      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   VAL        920355104000    VALSPAR                         03I      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   VAL E      91912E105000    VALE S A                        03C      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   VAR        92220P105000    VARIAN ASSOC                    06Q      LABRANCHE AND CO.
6/12/2009   VLO        91913Y100000    VALERO ENERGY                   04Q      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   VLY        919794107000    VALLEY NATIONAL BANCORP         04D      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   VMC        929160109000    VULCAN MATERIALS (HOLDING CO)   04V      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   VMW        928563402000    VMW ARE INC.                    08S      BARCLAYS CAPITAL
6/12/2009   VNR        92205F106000    VANGUARD NATURAL RESOURCES LLC 07J       BANC OF AMERICA SPECIALIST INC
6/12/2009   VR         G9319H102000    VALIDUS HOLD LTD                08S      BARCLAYS CAPITAL
6/12/2009   VRS        92531L108000    VERSO PAPER CORP                08S      BARCLAYS CAPITAL
6/12/2009   VZ         92343V104000    VERIZON COMMUNICATIONS          04U      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   W AG       931422109000    W ALGREEN                       04Q      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   W AT       941848103000    W ATERS                         11T      BARCLAYS CAPITAL
6/12/2009   W BC       92927K102000    W ABCO HOLDINGS INC             07H      BANC OF AMERICA SPECIALIST INC
6/12/2009   W BD       97263M109000    W IMM BILL DANN FOODS OJSC      11T      BARCLAYS CAPITAL
6/12/2009   W DR       930059100000    W ADDELL & REED FINANCIAL       07J      BANC OF AMERICA SPECIALIST INC
6/12/2009   W EN       950587105000    W ENDYS/ARBYS GROUP INC         04P      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   W FC       949746101000    W ELLS FARGO & COMPANY          06G      LABRANCHE AND CO.
6/12/2009   W FC PRJ   949746879000    W ELLS FARGO & COMPANY          06G      LABRANCHE AND CO.
6/12/2009   W FC PRL   949746804000    W ELLS FARGO & COMPANY          06G      LABRANCHE AND CO.
6/12/2009   W HG       961765104000    W ESTW OOD HOLDINGS GROUP INC   03G      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   W HR       963320106000    W HIRLPOOL                      06P      LABRANCHE AND CO.
6/12/2009   W LK       960413102000    W ESTLAKE CHEMICAL CORP         11T      BARCLAYS CAPITAL
6/12/2009   W MI       94106L109000    W ASTE MANAGEMENT               06H      LABRANCHE AND CO.
6/12/2009   W NC       929566107000    W ABASH NATIONAL                06OP     LABRANCHE AND CO.
6/12/2009   W OR       981811102000    W ORTHINGTON INDUSTRIES         07J      BANC OF AMERICA SPECIALIST INC
6/12/2009   W RC       934390402000    THE W ARNACO GROUP INC          10O      BANC OF AMERICA SPECIALIST INC
6/12/2009   W RE       939653101000    W ASHINGTON RE INV TR           04S      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   W TR       03836W 103000   AQUA AMERICA INC                03P      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   WWE        98156Q108000    W ORLD W RESTLING ENTERTAINMENT 04V      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   XCO        269279402000    EXCO RESOURCES                  04Q      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   XL         G98255105000    XL CAPITAL                      04U      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   XL PRY     G98255600000    XL CAPITAL LTD                  04U      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/12/2009   ZZ RT      812139129000    SEALY CORPORATION RTS W I       06L      LABRANCHE AND CO.

6/11/2009   AAP        00751Y106000    ADVANCE AUTO PARTS INC            06U    LABRANCHE AND CO.
6/11/2009   ABB        000375204000    ABB LTD                           05S    LABRANCHE AND CO.
6/11/2009   ABG        043436104000    ASBURY AUTOMOTIVE GROUP INC       03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ABM        000957100000    ABM INDUSTRIES                    04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ACI        039380100000    ARCH COAL                         11P    BARCLAYS CAPITAL
6/11/2009   ACL        H01301102000    ALCON INC                         04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ADF        000949107000    ACM MANAGED DOLLAR INCOME FUND    07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   ADS        018581108000    ALLIANCE DATA SYSTEMS             11H    BARCLAYS CAPITAL
6/11/2009   ADX        006212104000    ADAMS EXPRESS                     05V    LABRANCHE AND CO.
6/11/2009   AEC        045604105000    ASSOCIATED ESTATES REALTY         11E    BARCLAYS CAPITAL
6/11/2009   AEC PRB    045604402000    ASSOCIATED ESTATES REALTY CORP    11E    BARCLAYS CAPITAL
6/11/2009   AEO        02553E106000    AMERICAN EAGLE OUTFITTERS INC     11E    BARCLAYS CAPITAL
6/11/2009   AEP PRA    02557T208000    AMERICAN ELECTRIC POW ER CO INC   05A    LABRANCHE AND CO.
6/11/2009   AER        N00985106000    AERCAP HOLDINGS N V               06U    LABRANCHE AND CO.
6/11/2009   AFF        026874800000    AMERICAN INTERNATIONAL GRP, INC   04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AGD        02082E106000    ALPINE GLOBAL DYNAMIC DIVIDEND    04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AGL        001204106000    AGL RESOURCES                     07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   AGP       03073T102000   AMERIGROUP CORPORATION           06U    LABRANCHE AND CO.
6/11/2009   AHR       037023108000   ANTHRACITE CAPITAL               03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AHS       001744101000   AMN HEALTHCARE SERVICES INC      04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AIQ       018606202000   ALLIANCE HEALTHCARE SERVICES INC 03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AKS       001547108000   AK STEEL HOLDING                 11M    BARCLAYS CAPITAL
6/11/2009   ALK       011659109000   ALASKA AIR GROUP                 06S    LABRANCHE AND CO.
6/11/2009   ALV       052800109000   AUTOLIV                          05S    LABRANCHE AND CO.
6/11/2009   ALV PRZ   052800208000   AUTOLIV INC                      05S    LABRANCHE AND CO.
6/11/2009   AMG       008252108000   AFFILIATED MANAGERS GROUP        11H    BARCLAYS CAPITAL
6/11/2009   AMN       030710107000   AMERON INTERNATIONAL             11M    BARCLAYS CAPITAL
6/11/2009   AMP PRA   03076C205000   AMERIPRISE FINANCIAL INC 7.75%   05AB   LABRANCHE AND CO.
6/11/2009   ANF       002896207000   ABERCROMBIE & FITCH              11M    BARCLAYS CAPITAL
6/11/2009   AOD       021060108000   ALPINE TOTAL DYNAMIC DIVIDEND FD 04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AOS       831865209000   AO SMITH                         06T    LABRANCHE AND CO.
6/11/2009   APA       037411105000   APACHE                           11H    BARCLAYS CAPITAL
6/11/2009   APH       032095101000   AMPHENOL                         04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   APU       030975106000   AMERIGAS PARTNERS                07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   APX       09254H106000   BLACKROCK APEX MUNICIPAL FUND    04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ARJ       03937R102000   ARCH CHEMICALS                   07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   ARL       029174109000   AMERICAN REALTY INVESTORS        05V    LABRANCHE AND CO.
6/11/2009   ASA       G3156P103000   ASA LIMITED                      04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ATR       038336103000   APTARGROUP                       03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ATT       00211G208000   AT&T 6.375 SR NOTES              05AW   LABRANCHE AND CO.
6/11/2009   ATU       00508X203000   ACTUANT CORP                     06S    LABRANCHE AND CO.
6/11/2009   AU        035128206000   ANGLOGOLD ASHANTI LIMITED        11H    BARCLAYS CAPITAL
6/11/2009   AVF       026874859000   AMERICAN INTERNATIONAL GRP INC   04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AW P      02083A103000   ALPINE GLOBAL PREMIER PROPERTIES 04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AXE       035290105000   ANIXTER INTERNATIONAL            04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AXP       025816109000   AMERICAN EXPRESS                 06E    LABRANCHE AND CO.
6/11/2009   AZM       018805200000   ALLIANZ SE                       04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   AZN       046353108000   ASTRAZENECA                      03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BAP       G2519Y108000   CREDICORP                        11K    BARCLAYS CAPITAL
6/11/2009   BBG       06846N104000   BILL BARRETT CORP                11J    BARCLAYS CAPITAL
6/11/2009   BBK       09249H104000   BLACKROCK MUNICIPAL BOND TRUST 04JK     SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BBV       05946K101000   BANCO BILBAO VIZCAYA ARGENTARIA 05S     LABRANCHE AND CO.
6/11/2009   BCE       05534B760000   BCE                              03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BCS       06738E204000   BARCLAYS ADS 4 ORDINARY U        03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BEE       86272T106000   STRATEGIC HOTEL & RESORTS        05V    LABRANCHE AND CO.
6/11/2009   BEE PRA   86272T304000   STRATEGIC HOTELS & RESORTS INC   05AW   LABRANCHE AND CO.
6/11/2009   BEN       354613101000   FRANKLIN RESOURCES               07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   BGH       118167105000   BUCKEYE GP HOLDINGS L.P.         05V    LABRANCHE AND CO.
6/11/2009   BHD       09249G106000   BLACKROCK STRATEGIC BOND TRUST 04JK     SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BHK       09249E101000   BLACKROCK CORE BOND TRUST        04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BHY       09248N102000   BLACKROCK HIGH YIELD TRUST       04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BID       835898107000   SOTHEBY'S                        06S    LABRANCHE AND CO.
6/11/2009   BIE       09249K107000   BLACKROCK MUNICIPAL BOND INV TST 04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BIO       090572207000   BIO RAD LABORATORIES INC         11E    BARCLAYS CAPITAL
6/11/2009   BIO B     090572108000   BIO RAD LABORATORIES INC         11E    BARCLAYS CAPITAL
6/11/2009   BJ        05548J106000   BJS W HOLESALE CLUB              06U    LABRANCHE AND CO.
6/11/2009   BJZ       09249C105000   BLACKROCK CA MUNI 2018 TERM TR   04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BKN       09247D105000   BLACKROCK INV QUAL MUNI TST      04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BKT       09247F100000   BLACKROCK INCOME TRUST           04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BLH       09248K108000   BLACKROCK NY MUNI 2018 TERM TR   04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BMC       055921100000   BMC SOFTW ARE INC                06U    LABRANCHE AND CO.
6/11/2009   BMI       056525108000   BADGER METER INC                 11P    BARCLAYS CAPITAL
6/11/2009   BMO       063671101000   BANK OF MONTREAL                 06U    LABRANCHE AND CO.
6/11/2009   BMS       081437105000   BEMIS                            06T    LABRANCHE AND CO.
6/11/2009   BMT       092474105000   BLACKROCK INSURED MUNI TST       04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BNA       092475102000   BLACKROCK INCOME OPPORTUNITY TR 04JK    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BNS       064149107000   BANK OF NOVA SCOTIA (THE)        03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BPK       09248C106000   BLACKROCK MUNI 2018 TERM TR      04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BPL       118230101000   BUCKEYE PARTNERS INT UNIT        05V    LABRANCHE AND CO.
6/11/2009   BQH       09249P106000   BLACKROCK NY MUNICIPAL BOND      04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BRY       085789105000   BERRY PETROLIUM                  06U    LABRANCHE AND CO.
6/11/2009   BSD       09248T109000   BLACKROCK STRATEQIC MUNI TR      05V    LABRANCHE AND CO.
6/11/2009   BTF       101541100000   BOULDER TOTAL RETURN FUND        05V    LABRANCHE AND CO.
6/11/2009   BTO       409735206000   JOHN HANCOCK BK & THRIFT OPP FD 04L     SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BXC       09624H109000   BLUELINX HOLDINGS INC.           04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   BZA       09249J100000   BLACKROCK CALIFORNIA MUNICIPAL   04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CAC I     127190304000   CACI INTERNATIONAL INC           06U    LABRANCHE AND CO.
6/11/2009   CAF       617468103000   MORGAN STANLEY CHINA A SHR FUND 04L     SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CAL       210795308000   CONTINENTAL CLASS B COMMON       06B    LABRANCHE AND CO.
6/11/2009   CAM       13342B105000   CAMERON INTERNATIONAL            11H    BARCLAYS CAPITAL
6/11/2009   CAT       149123101000   CATERPILLAR                      07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   CBB       171871106000   CINCINNATI BELL INC              04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CBB PRB   171871403000   CINCINNATI BELL INC              04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CBC       14056D105000   CAPITOL BANCORP LTD              10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   CBC PRA   14064B208000   CAPITOL TRUST I                  10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   CBC PRB   14065D203000   CAPITOL TRUST XII                10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   CBE       G24182100000   COOPER INDUSTRIES                07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   CBL       124830100000    CBL & ASSOCIATES PROPERTIES      07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   CBT       127055101000    CABOT                            04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CBU       203607106000    COMMUNITY BANK SYSTEM            04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CBY       12721E102000    CADBURY PLC                      03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CBZ       124805102000    CBIZ INC                         06S    LABRANCHE AND CO.
6/11/2009   CDE       192108504000    COEUR D'ALENE MINES              11K    BARCLAYS CAPITAL
6/11/2009   CFD       349739102000    40/86 STRATEGIC INCOME FUND      05V    LABRANCHE AND CO.
6/11/2009   CFR       229899109000    CULLEN FROST BANKERS             06S    LABRANCHE AND CO.
6/11/2009   CFX       194014106000    COLFAX CORPORATION               11H    BARCLAYS CAPITAL
6/11/2009   CGX       209341106000    CONSOLIDATED GRAPHICS            06S    LABRANCHE AND CO.
6/11/2009   CHS       168615102000    CHICO'S FAS INC                  11J    BARCLAYS CAPITAL
6/11/2009   CIF       59318T109000    MFS INTERMDATE HIGH IN FUND      05V    LABRANCHE AND CO.
6/11/2009   CJR       220874101000    CORUS ENTERTAINMENT              06S    LABRANCHE AND CO.
6/11/2009   CKP       162825103000    CHECKPOINT SYSTEMS               06S    LABRANCHE AND CO.
6/11/2009   CL        194162103000    COLGATE PALMOLIVE                07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   CLI       554489104000    MACK CALI REALTY                 07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   CLS       15101Q108000    CELESTICA                        06S    LABRANCHE AND CO.
6/11/2009   CMI       231021106000    CUMMINS INC                      11M    BARCLAYS CAPITAL
6/11/2009   CMP       20451N101000    COMPASS MINERALS INTERNATIONAL 11M      BARCLAYS CAPITAL
6/11/2009   CMS PRA   210518205000    CONSUMERS ENERGY 4.16 PR         04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CMS PRB   210518304000    CONSUMERS ENERGY 4.50 PFD        04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CNB       195493309000    COLONIAL BANCGROUP               11K    BARCLAYS CAPITAL
6/11/2009   CNB PRB   19560Q203000    COLONIAL CAPITAL TRUST IV        11K    BARCLAYS CAPITAL
6/11/2009   CNW       205944101000    CON-W AY                         10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   CNX       20854P109000    CONSOL ENERGY                    11M    BARCLAYS CAPITAL
6/11/2009   COP       20825C104000    CONOCO PHILLIPS                  07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   COT       22163N106000    COTT CORPORATION                 05V    LABRANCHE AND CO.
6/11/2009   COY       09255L106000    BLACKROCK CORP HIGH YIELD FUND   05V    LABRANCHE AND CO.
6/11/2009   CPB       134429109000    CAMPBELL SOUPCAPITAL             10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   CPV       124857400000    CBS CORPORATION 6.750% SR NOTES 05V     LABRANCHE AND CO.
6/11/2009   CRN       219141108000    CORNELL COMPANIES INC            06S    LABRANCHE AND CO.
6/11/2009   CSB       195493408000    THE COLONIAL BANCGROUP INC       11K    BARCLAYS CAPITAL
6/11/2009   CSC       205363104000    COMPUTER SCIENCES                06U    LABRANCHE AND CO.
6/11/2009   CSE       14055X102000    CAPITALSOURCE INC                04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CSR       16942J105000    CHINA SEC & SURVEILLANCE TECHNOL 11K    BARCLAYS CAPITAL
6/11/2009   CTL       156700106000    CENTURY TEL                      04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CTV       203372107000    COMMSCOPE                        06S    LABRANCHE AND CO.
6/11/2009   CVG       212485106000    CONVERGYS                        03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CXE       59318D104000    MFS HIGH INCOME MUNI TRST        04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CXH       59318B108000    MFS INV GRD MUNI TRST            04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CXO       20605P101000    CONCHO RES INC                   04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CXW       22025Y407000    CORRECTIONS CORP OF AMERICA      03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CYD       G21082105000    CHINA YUCHAI INTERNATIONAL       03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   CYH       203668108000    COMMUNITY HEALTH                 11J    BARCLAYS CAPITAL
6/11/2009   CYN       178566105000    CITY NATIONAL                    04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   DAI       D1668R123000    DAIMLER AG                       05S    LABRANCHE AND CO.
6/11/2009   DAN       235825205000    DANA HOLDINGS CORPORATION        11J    BARCLAYS CAPITAL
6/11/2009   DCW       23317C103000    DCW TOTAL RETURN FUND            04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   DD PRA    263534208000    DU PONT DE NEMOURS 3.50PFD       05C    LABRANCHE AND CO.
6/11/2009   DD PRB    263534307000    DU PONT DE NEMOURS 4.50PFD       05C    LABRANCHE AND CO.
6/11/2009   DDE       260095104000                                     0
                                      DOVER DOW NS GAMING & ENTERTAINME7M     BANC OF AMERICA SPECIALIST INC
6/11/2009   DDS       254067101000    DILLARDS                         11H    BARCLAYS CAPITAL
6/11/2009   DEG       29759W 101000   ETABISSEMENT DELHAIZE FRERES     03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   DGF       245916101000    DELAW ARE INV GBL DIVIDEND & FD  05V    LABRANCHE AND CO.
6/11/2009   DHF       26200S101000    DREYFUL HIGH YIELD STRATEGIES FD 05V    LABRANCHE AND CO.
6/11/2009   DHI       23331A109000    D R HORTON                       07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   DHM       19074V102000    STRUCTURED OBLIGATIONS CORP      10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   DKI       80411B209000    MS STRUCTURED ASSET SAT 8.625%   10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   DKL       804085207000    MS STRUCTURED ASSET CORP         05AZ   LABRANCHE AND CO.
6/11/2009   DKP       80411D106000    MS STRUCTURED ASSET CORP         07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   DKX       804110203000    MS STRUCTURED ASSET CORP         05AB   LABRANCHE AND CO.
6/11/2009   DNP       23325P104000    DNP SELECT INCOME FUND INC       07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   DPM       23311P100000    DCP MIDSTREAM PARTNERS LP        11J    BARCLAYS CAPITAL
6/11/2009   DPS       26138E109000    DR PEPPER SNAPPLE GROUP INC      03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   DPZ       25754A201000    DOMINO'S PIZZA INC               06U    LABRANCHE AND CO.
6/11/2009   DRQ       262037104000    DRIL-QUIP                        11H    BARCLAYS CAPITAL
6/11/2009   DSM       26202F107000    DREYFUS STRATEGIC MUNI BND FND   05V    LABRANCHE AND CO.
6/11/2009   DST       233326107000    DST SYSTEMS                      06S    LABRANCHE AND CO.
6/11/2009   DSW       23334L102000    DSW INC                          03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   DSX       Y2066G104000    DIANA SHIPPING INC               11J    BARCLAYS CAPITAL
6/11/2009   DTF       23334J107000    DTF TAX FREE INCOME              04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   DVD       260174107000    DOVER MOTORSPORTS INC            07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   EAC       29255W 100000   ENCORE ACQUISTION                04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EBF       293389102000    ENNIS INC                        05V    LABRANCHE AND CO.
6/11/2009   ED PRC    209111301000    CONSOLIDATED ED 4.65 PFD C       04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EDT       29365T203000    ENTERGY TEXAS INC                05AB   LABRANCHE AND CO.
6/11/2009   EEA       298768102000    EUROPEAN EQUITY FUND INC         05V    LABRANCHE AND CO.
6/11/2009   EFX       294429105000    EQUIFAX                          03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EGP       277276101000    EASTGROUP PROPERTIES             07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   EK        277461109000    EASTMAN KODAK                    06B    LABRANCHE AND CO.
6/11/2009   EL        518439104000    ESTEE LAUDER COMPANIES            06U    LABRANCHE AND CO.
6/11/2009   ELY       131193104000    CALLAW AY GOLF                    04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EMD       95766E103000    W ESTERN ASSET EMERGING MARKETS 04L      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EMF       880191101000    TEMPLETON EMERGING MKTS FUND      04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EMR       291011104000    EMERSON ELECTRIC                  06U    LABRANCHE AND CO.
6/11/2009   ENL       758204200000    REED ELSEVIER NV                  03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ENP       29257A106000    ENCORE ENERGY PARTNERS LP         04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ENR       29266R108000    ENERGIZER HOLDINGS                10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   EOD       30024H101000    EVERGREEN GLOBAL DIVIDEND OPP     05V    LABRANCHE AND CO.
6/11/2009   EOT       27829L105000    EATON VANCE NAT MUN OPP TST       04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   EQS       294766100000    EQUUS TOTAL RETURN INC            05V    LABRANCHE AND CO.
6/11/2009   ES        292756202000    ENERGY SOLUTIONS INC              03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ETJ       27829G106000    EATON VANCE RISK MGNT DIVD EQ IN 04LM    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ETM       293639100000    ENTERCOM COMMUNICATIONS           07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   EXP       26969P108000    EAGLE MATERIALS INC               06U    LABRANCHE AND CO.
6/11/2009   F PRA     345370852000    FORD MOTOR COMPANY                05C    LABRANCHE AND CO.
6/11/2009   FBN       360921100000    FURNITURE BRANDS INTERNATIONAL 04F       SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FBP       318672102000    FIRST BANCORP                     04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FCH       31430F101000    FELCOR LODGING TRUST              07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   FCJ       345397301000    FORD MOTOR CREDIT COMPANY LLC     05AZ   LABRANCHE AND CO.
6/11/2009   FCZ       345397202000    FORD MOTOR CREDIT COMPANY LLC     05AZ   LABRANCHE AND CO.
6/11/2009   FE        337932107000    FIRSTENERGY                       11E    BARCLAYS CAPITAL
6/11/2009   FF        33587T108000    FIRST OPPORTUNITY FUND INC        05V    LABRANCHE AND CO.
6/11/2009   FGC       302570403000    FPL GROUP CAPITAL INC             04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FGP       315293100000    FERRELLGAS PARTNERS               03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FHN       320517105000    FIRST HORIZON NATIONAL            06RS   LABRANCHE AND CO.
6/11/2009   FIC       303250104000    FAIR ISAAC INC                    06U    LABRANCHE AND CO.
6/11/2009   FIS       31620M106000    FIDELITY NATIONAL INFORMATION     11H    BARCLAYS CAPITAL
6/11/2009   FMD       320771108000    THE FIRST MARBLEHEAD CORP         06U    LABRANCHE AND CO.
6/11/2009   FMN       31423P108000    FEDERATED PREMIER MUNICIPAL FUND 05V     LABRANCHE AND CO.
6/11/2009   FMO       31647Q106000    FIDUCIARY/CLAYMORE MLP OPP FD     04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FMS       358029106000    FRESENIUS MEDICAL CARE AG & CO.   03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FMS PR    358029205000    FRESENIUS MEDCR AG 1/3 SHR DM 5   03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FPT       31423M105000    FEDERATED PREMIER INTERMEDIATE M 05V     LABRANCHE AND CO.
6/11/2009   FRM       361086101000    FURMANITE CORPORATION             06RS   LABRANCHE AND CO.
6/11/2009   FSS       313855108000    FEDERAL SIGNAL                    06RS   LABRANCHE AND CO.
6/11/2009   FT        355145103000    FRANKLIN UNIVERSAL TRUST          04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   FUR       976391300000    W INTHROP REALTY TRUST            05V    LABRANCHE AND CO.
6/11/2009   FW F      94979S207000    W ELLS FARGO CAPITAL XI           05AW   LABRANCHE AND CO.
6/11/2009   GAB PRF   362397804000    THE GABELLI EQUITY TRUST INC      07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   GCH       39167B102000    GREATER CHINA FUND                04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GDF       95766G108000    W ESTERN ASSET GLOBAL PARTNERS 04L       SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GDV       36242H104000    THE GABELLI DIVIDEND & INCOME TR  07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   GDV PRA   36242H203000    THE GABELLI DIVIDEND & INCOME     07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   GDV PRD   36242H500000    GABELLI DIVIDEND & INCOME TRUST   07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   GES       401617105000    GUESS                             11J    BARCLAYS CAPITAL
6/11/2009   GF        644465106000    GERMANY FUND                      04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GFG       40108N106000    GUARANTY FINANCIAL GROUP INC      11K    BARCLAYS CAPITAL
6/11/2009   GHI       37933G108000    GLOBAL HIGH INCOME FUND           05V    LABRANCHE AND CO.
6/11/2009   GJD       784788200000    SYNTHETIC FIXED - INCOME          10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   GJF       86310P207000    SYNTHETIC FIXED INCOME            05AW   LABRANCHE AND CO.
6/11/2009   GJG       86311P206000    SYNTHETIC FIXED-INCOME            04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GJI       86311N201000    SYNTHETIC FIXED-INCOME SEC. INC   04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GJL       86311U205000    SYNTHETIC FIXED-INCOME SEC INC    05AY   LABRANCHE AND CO.
6/11/2009   GJT       86310N202000    SYNTHETIC FIXED-INCOME SEC        04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GJV       863117206000    SYNTHETIC FIXED INCOME SEC INC    05AW   LABRANCHE AND CO.
6/11/2009   GME       36467W 109000   GAMESTOP CORP                     07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   GMK       400131306000    GRUMA S A B DE C V                03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GMT PR    361448202000    GATX 2.50 CUM CV PFD              07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   GNA       37373P105000    GERDAU AMERISTEEL                 06B    LABRANCHE AND CO.
6/11/2009   GNV       362493108000    GSC INVESTMENT CORP               04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GOV       38376A103000    GOVERNMENT PROPERTIES INCOME TST1K1      BARCLAYS CAPITAL
6/11/2009   GPI       398905109000    GROUP 1 AUTOMOTIVE                11H    BARCLAYS CAPITAL
6/11/2009   GPS       364760108000    GAP                               06B    LABRANCHE AND CO.
6/11/2009   GRT       379302102000    GLIMCHER REALTY TRUST             07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   GRX       36246K103000    THE GABELLI HLTH CARE & W ELLNESS 07OW   BANC OF AMERICA SPECIALIST INC
6/11/2009   GT        382550101000    GOODYEAR TIRE & RUBBER            06UV   LABRANCHE AND CO.
6/11/2009   GTY       374297109000    GETTY REALTY                      06U    LABRANCHE AND CO.
6/11/2009   GW W      384802104000    GRAINGER W W                      04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GXP       391164100000    GREAT PLAINS ENERGY INCORPORATED  06RS   LABRANCHE AND CO.
6/11/2009   GXP PRA   391164209000    GREAT PLAINS ENERGY INC 3.80 PF   04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GXP PRD   391164407000    GREAT PLAINS ENERGY INC 4.35 PFD  04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GXP PRE   391164506000    GREAT PLAINS ENERGY INC 4.50 PFD  04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   GXP PRF   391164803000    GREAT PLAINS ENERGY INCORPORATED  06RS   LABRANCHE AND CO.
6/11/2009   GYA       12679Q206000    CORPORATE ASSET BACKED CORP       07OW   BANC OF AMERICA SPECIALIST INC
6/11/2009   GYC       12679R204000    CORPORATE ASSET BACKED CORP       05AW   LABRANCHE AND CO.
6/11/2009   HBC PRA   404280604000    HSBC HOLDINGS PLC                 05UV   LABRANCHE AND CO.
6/11/2009   HBI       410345102000    HANESBRANDS                       04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HCH       12616K106000    MERRILL LYNCH CANADA CP HOLDRS 11M       BARCLAYS CAPITAL
6/11/2009   HE        419870100000    HAW AIIAN ELECTRIC INDUSTRIES     06RS   LABRANCHE AND CO.
6/11/2009   HEW       42822Q100000    HEW ITT ASSOCIATES                03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HIL       431466101000    HILL INTERNATIONAL INC            04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HIS       09250E107000    BLACKROCK HIGH INCOME SHARES      04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HJA       804113207000    MS STRUCTURED ASSET CORP          05AW   LABRANCHE AND CO.
6/11/2009   HJE       80410F201000    MS STRUCTURED ASSET CORP          04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HLS       421924309000    HEALTHSOUTH CORP                  07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   HNI       404251100000    HNI CORPORATION                   11I    BARCLAYS CAPITAL
6/11/2009   HNT       42222G108000    HEALTH NET INC                    07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   HNZ       423074103000    HEINZ HJ                          06RS   LABRANCHE AND CO.
6/11/2009   HOT       85590A401000    STARW OOD HOTELS & RESORTS W W    11H    BARCLAYS CAPITAL
6/11/2009   HPF       41013X106000    JOHN HANCOCK PR INCOME FUND II    04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HPI       41013W 108000   JOHN HANCOCK PREFERRED EQUITY     04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HPQ       428236103000    HEW LETT-PACKARD                  11E    BARCLAYS CAPITAL
6/11/2009   HPS       41021P103000    JOHN HANCOCK PRD FD III           04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HQH       404052102000    H & Q HEALTHCARE FUND             07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   HRB       093671105000    H & R BLOCK                       06T    LABRANCHE AND CO.
6/11/2009   HRS       413875105000    HARRIS                            04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HRZ       44044K101000    HORIZON LINES INC                 06RS   LABRANCHE AND CO.
6/11/2009   HSC       415864107000    HARSCO                            06RS   LABRANCHE AND CO.
6/11/2009   HTS       41902R103000    HATTERAS FINANCIAL CORP           11P    BARCLAYS CAPITAL
6/11/2009   HTZ       42805T105000    HERTZ GLOBAL HOLDINGS INC         11P    BARCLAYS CAPITAL
6/11/2009   HUB A     443510102000    HUBBELL CLA                       04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HUB B     443510201000    HUBBELL CLB                       04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HXL       428291108000    HEXCEL                            06RS   LABRANCHE AND CO.
6/11/2009   HYA       22082L207000    STRUCTURED PRODUCTS CORP          04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HYC       44913M105000    HYPERCOM                          06RS   LABRANCHE AND CO.
6/11/2009   HYJ       22083D204000    STRUCTURED PRODUCTS CORP          04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HYY       22082R204000    STRUCTURED PRODUCTS 6.25%         04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HZD       12618Y203000    STRUCTURED PRODUCTS CORP          04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   HZK       22080F202000    STRUCTURED PRODUCTS CORP          04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IAE       44983J107000    ING ASIA PACIFIC HI DIVIDEND EQ   04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IBI       458743101000    INTERLINE BRANDS INC              11P    BARCLAYS CAPITAL
6/11/2009   IBN       45104G104000    ICICI BANK                        03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ICB       61745P874000    MORGAN STANLEY INCOME SEC. INC    05UV   LABRANCHE AND CO.
6/11/2009   IDG       456837707000    ING GROEP NV 7.375%               05AW   LABRANCHE AND CO.
6/11/2009   IFN       454089103000    INDIA FUND                        04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IIC       61745P502000    MS CA INS MUNI INC TST            05UV   LABRANCHE AND CO.
6/11/2009   IKL       060505500000    BANK OF AMERICA CORPORATION       04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IKM       060505609000    BANK OF AMERICA CORPORATION       04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IKR       060505864000    BANK OF AMERICA CORP              04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IMC       61745P817000    MS INS MUN BND TST                05UV   LABRANCHE AND CO.
6/11/2009   IMN       45245A107000    IMATION                           06RS   LABRANCHE AND CO.
6/11/2009   IMS       61745P833000    MS INSURED MUNI                   04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IMT       61745P866000    MS INSURED MUNI TST               04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IP        460146103000    INTERNATIONAL PAPER               11P    BARCLAYS CAPITAL
6/11/2009   IPI       46121Y102000    INTREPID POTASH INC               11K    BARCLAYS CAPITAL
6/11/2009   IQC       61745P635000    MS CA QUAL MUNI                   04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   IQN       61745P528000    MS NY QUAL MUNI                   05UV   LABRANCHE AND CO.
6/11/2009   IQT       61745P668000    MS QUAL MUNI INV TST              05UV   LABRANCHE AND CO.
6/11/2009   IRC       457461200000    INLAND REAL ESTATE CORP           07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   IRL       645673104000    THE NEW IRELAND FUND              05UV   LABRANCHE AND CO.
6/11/2009   IT        366651107000    GARTNER                           11K    BARCLAYS CAPITAL
6/11/2009   ITT       450911102000    ITT CORP                          11M    BARCLAYS CAPITAL
6/11/2009   JBK       21988K859000    LEHMAN ABS CORP                   07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   JCE       67090X107000    NUVEEN CORE EQUITY ALPHA FUND     04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JEF       472319102000    JEFFERIES GROUP                   06RS   LABRANCHE AND CO.
6/11/2009   JGV       6706EH103000    NUVEEN GLOBAL VALUE               04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JHX       47030M106000    JAMES HARDIE INDUSTRIES           03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JLL       48020Q107000    JONES LANG LASALLE                06U    LABRANCHE AND CO.
6/11/2009   JSM       78442P304000    SLM CORP                          04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JTD       67073G105000    NUVEEN TAX-ADVANTAGED FUND        04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JTX       468202106000    JACKSON HEW ITT TAX SERVICE INC   04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JZE       21988K297000    LEHMAN ABS CORP                   05AW   LABRANCHE AND CO.
6/11/2009   JZJ       21988K503000    LEHMAN ABS CORP                   05AW   LABRANCHE AND CO.
6/11/2009   JZK       21988K404000    LEHMAN ABS CORP                   10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   JZL       21988K305000    LEHMAN ABS CORP                   04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   JZS       21988G239000    LEHMAN ABS CORPORATION            07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   JZT       21988G171000    LEHMAN ABS CORPORATION            05B    LABRANCHE AND CO.
6/11/2009   KBW       482423100000    KBW INC                           11P    BARCLAYS CAPITAL
6/11/2009   KCW       22081G209000    STRUCTURED PRODUCTS               05BZ   LABRANCHE AND CO.
6/11/2009   KF        500634209000    KOREA FUND                        04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   KFT       50075N104000    KRAFT FOODS INC                   06B    LABRANCHE AND CO.
6/11/2009   KGS       74839G106000    QUICKSILVER GAS SERVICES LP       04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   KMM       23338L108000    DW S MULTI MARKET INCOME TRUST    04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   KNR       22082B209000    STRUCTURED PRODUCTS CORP          05AB   LABRANCHE AND CO.
6/11/2009   KNX       499064103000    KNIGHT TRANSPORTATION INC         06RS   LABRANCHE AND CO.
6/11/2009   KR        501044101000    KROGER                            06S    LABRANCHE AND CO.
6/11/2009   KRC PRE   49427F405000    KILROY REALTY CORP 7.80%          11K    BARCLAYS CAPITAL
6/11/2009   KRC PRF   49427F504000    KILROY REALTY 7.50% SERIES F      11K    BARCLAYS CAPITAL
6/11/2009   KSM       23338T101000    DW S STRATEGIC MUNI INCM TS       07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   KSU PR    485170203000    KANSAS CITY SOUTHERN              04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   KTF       23338M106000    DW S MUNICIPAL INCOME TRUST       07P    BANC OF AMERICA SPECIALIST INC
6/11/2009   KUB       501173207000    KUBOTA                            05S    LABRANCHE AND CO.
6/11/2009   KVM       22082G208000    STRUCTURED PRODUCTS CORP          04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   KVT       220905202000    STRUCTURED PRODUCTS CORP          04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   KVU       22082K209000    STRUCTURED PRODUCTS CORP          05AZ   LABRANCHE AND CO.
6/11/2009   LAB       505447102000    LABRANCHE & CO                    11E    BARCLAYS CAPITAL
6/11/2009   LAZ       G54050102000    LAZARD LTD                        07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   LBF       23338W 104000   DW S GLOBAL HIGH INCOME FUND INC 05UV    LABRANCHE AND CO.
6/11/2009   LDF       51828C106000    LATIN AMERICAN DISCOVERY FUND     04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   LDR       51476K103000    LANDAUER INC                      04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   LEA       521865105000    LEAR                              07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   LGF       535919203000    LIONS GATE ENTERTAINMENT          06RS   LABRANCHE AND CO.
6/11/2009   LLY       532457108000    ELI LILLY & COMPANY               11P    BARCLAYS CAPITAL
6/11/2009   LPS       52602E102000    LENDER PROESSING SERV INC W I     11H    BARCLAYS CAPITAL
6/11/2009   LTD       532716107000    LIMITED BRANDS                    11H    BARCLAYS CAPITAL
6/11/2009   LXP PRD   529537201000    LEXINGTON REALTY TRUST            05C    LABRANCHE AND CO.
6/11/2009   LYV       538034109000    LIVE NATION INC                   06U    LABRANCHE AND CO.
6/11/2009   LZ        549271104000    LUBRIZOL                          04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   LZB       505336107000    LA-Z-BOY                          04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   M         55616P104000    MACY'S INC                        07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   MCI       576292106000    MASSMUTUALINVS MBT                04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MCN       556582104000    MADISON/CLAYMORE CVD CALL & EQTY 04LM    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MCR       552727109000    MFS CHARTER INCOME TRUST          04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MD        58502B106000    MEDNAX INC (HOLDING COMPANY)      06UV   LABRANCHE AND CO.
6/11/2009   MDP       589433101000    MEREDITH                          06RS   LABRANCHE AND CO.
6/11/2009   MEG       584404107000    MEDIA GENERAL INC                 03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MEN       09253Y100000    BLACKROCK MUNIENHANCED FUND INC 04JK     SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MFL       09254P108000    BLACKROCK MUNIHLDGS INS INV FD    04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MFT       09254T100000    BLACKROCK MUNIYIELD INS INV FD    04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MGB       61744R103000    MORGAN STANLEY GBL OPP BOND FD 05UV      LABRANCHE AND CO.
6/11/2009   MHF       95766N103000    W ESTERN ASSET MUNICIPAL HIGH INC 05UV   LABRANCHE AND CO.
6/11/2009   MHP       580645109000    MCGRAW -HILL COMPANIES                   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MIN       55273C107000    MFS INTERMEDIATE INCOME TRUST     04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MIY       09254V105000    BLACKROCK MUNIYIELD MI INS FUND   05UV   LABRANCHE AND CO.
6/11/2009   MJH       80409R109000    MSDW STRUCTURED ASSET CORP        04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MLG       59156R405000    METLIFE INC                       04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MLP       577345101000    MAUI LAND & PINEAPPLE CO INC      11E    BARCLAYS CAPITAL
6/11/2009   MMM       88579Y101000    3M COMPANY                        06U    LABRANCHE AND CO.
6/11/2009   MMU       95766M105000    W ESTERN ASSET MANAGED MUNICIPALS 05UV   LABRANCHE AND CO.
6/11/2009   MNP       95766P108000    W ESTERN ASSET MUNICIPAL PARTNERS 05UV   LABRANCHE AND CO.
6/11/2009   MON       61166W 101000   MONSANTO CO                       07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   MQT       09254G108000    BLACKROCK MUNIYIELD QUALITY FD    05UV   LABRANCHE AND CO.
6/11/2009   MR        602675100000    MINDRAY MEDICAL INTERNATIONAL     11K    BARCLAYS CAPITAL
6/11/2009   MRF       02672T109000    AMERICAN INCOME FUND              04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MRH       G62185106000    MONTPELIER RE HOLHINGS LTD        06U    LABRANCHE AND CO.
6/11/2009   MRK       589331107000    MERCK & COMPANY                   06E    LABRANCHE AND CO.
6/11/2009   MRO       565849106000    MARATHON OIL CORPORATION          10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   MRX       584690309000    MEDICIS PHARMACEUTICAL            11M    BARCLAYS CAPITAL
6/11/2009   MS        617446448000    MORGAN STANLEY                    06E    LABRANCHE AND CO.
6/11/2009   MSB       590672101000    MESABI TRUST CTF BEN INT          06U    LABRANCHE AND CO.
6/11/2009   MSP       558268108000    MADISON STRATEGIC SECTOR          04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MSY       61744M104000    MORGAN STANLEY HIGH YIELD FUND    04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MT        03938L104000    ARCETOR MITTAL NEW                11M    BARCLAYS CAPITAL
6/11/2009   MTE       559778402000    MAHANAGAR TELEPHONE NIGAM         03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MTR       590660106000    MESA ROYALTY TR UTBEN INT         11K    BARCLAYS CAPITAL
6/11/2009   MUA       09254J102000    BLACKROCK MUNIASSETS FUND         04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MUR       626717102000    MURPHY OIL HOLDING CO             06B    LABRANCHE AND CO.
6/11/2009   MV        591407101000    METAVANTE TECHNOLOGIES INC        11E    BARCLAYS CAPITAL
6/11/2009   MVL       57383T103000    MARVEL ENTERTAINMENT INC          04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MVT       09253T101000    BLACKROCK MUNIVEST FUND II        05UV   LABRANCHE AND CO.
6/11/2009   MYE       628464109000    MYERS INDUSTRIES                  03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MYF       09254R104000    BLACKROCK MUNIYIELD INVEST FD     04JK   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MYJ       09254Y109000    BLACKR MUNIYIELD NEW JERSEY FUND 04JK    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MYM       09254W 103000   BLACK ROCK MUNIYIELD MH INS FUND 04JK    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   MYN       09255E102000    BLACK ROCK MUNIYIELD NY INS FUND 04JK    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NAC       67066Y105000    NUVEEN CA DIV ADV MUNI FD         04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NAN       67066X107000    NUVEEN NY DIV ADVANTAGE MUNI FD 04K      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NBL       655044105000    NOBLE ENERGY INC                  06B    LABRANCHE AND CO.
6/11/2009   NCA       67062C107000    NUVEEN CALIFORNIA MUN VAL FUND    04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NCO       67062U107000    NUVEEN CAL MUNI MKT OPP FUND      04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NE        H5833N103000    NOBLE CORPORATION                 06B    LABRANCHE AND CO.
6/11/2009   NFP       63607P208000    NATIONAL FINANCIAL PARTNERS CORP 11K     BARCLAYS CAPITAL
6/11/2009   NFX       651290108000    NEW FIELD EXPLORATION             11P    BARCLAYS CAPITAL
6/11/2009   NGT       276217106000    EASTERN AMER NTRL GAS TST SPERS 05UV     LABRANCHE AND CO.
6/11/2009   NHI       63633D104000    NATIONAL HEALTH INV               11J    BARCLAYS CAPITAL
6/11/2009   NHS       64128C106000    NEUBERGER BERMAN HIGH YIELD FD    05UV   LABRANCHE AND CO.
6/11/2009   NI        65473P105000    NISOURCE                          06U    LABRANCHE AND CO.
6/11/2009   NIO       670984103000    NUVEEN INSURED MUNI OPP FUND      04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NJ        654090109000    NIDEC CORPORATION                 03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NLY       035710409000    ANNALY CAPITAL MANAGEMENT          03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NMK PRB   653522300000    NIAGRA MOHAW K PW R 3.60 PFD       04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NMK PRC   653522409000    NIAGRA MOHAW K PW R 3.90 PFD       04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NMP       67101Q109000    NUVEEN MI PREM INCM MUNI FUND      04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NMR       65535H208000    NOMURA HOLDINGS INC                05S    LABRANCHE AND CO.
6/11/2009   NNF       67101R107000    NUVEEN INS NY PREM INCM MUNI       04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NOV       637071101000    NATIONAL OILW ELL VARCO, INC       10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   NPI       67062T100000    NUVEEN PREMIUM MUNI INC FUND       04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NPO       29355X107000    ENPRO INDUSTRIES W I               03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NQM       67062E103000    NUVEEN INV QUALITY MUNI FUND       04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NRT       659310106000    NORTH EUROPEAN OIL UBI             04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NSH       67059L102000    NUSTAR GP HOLDINGS LLC             03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NUE       670346105000    NUCOR                              06E    LABRANCHE AND CO.
6/11/2009   NUF       670978105000    NUVEEN FLA QUAL INCOME FUND        04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NUW       670695105000    NUVEEN MUNICIPAL VALUE FUND 2      04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NVC       670975101000    NUVEEN CAL SELECT QUAL MUNI        04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NW PRC    638539882000    NATW EST BANK ADS SERIES C         07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   NW L      651229106000    NEW ELL RUBBERMAID                 11J    BARCLAYS CAPITAL
6/11/2009   NW Y      649295102000    NEW YORK $0.01                     10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   NX        747619104000    QUANEX BUILDING PRODUCTS CORP      07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   NXC       67063R103000    NUVEEN CAL SELECT TX FREE          05U    LABRANCHE AND CO.
6/11/2009   NXN       67063V104000    NUVEEN NY SELECT TX FREE           04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NXR       67063X100000    NUVEEN SELECT TAX FREE INC # 3     04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   NYX       629491101000    NYSE EURONEXT                      11P    BARCLAYS CAPITAL
6/11/2009   OCR       681904108000    OMNICARE                           06U    LABRANCHE AND CO.
6/11/2009   OCR PRA   68214L201000    OMNICARE CAPITAL TRUST I           06U    LABRANCHE AND CO.
6/11/2009   OCR PRB   68214Q200000    OMNICARE CAPITAL TRUST II          06U    LABRANCHE AND CO.
6/11/2009   OII       675232102000    OCEANEERING INTERNATIONAL          07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   OKE       682680103000    ONEOK                              10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   OKS       68268N103000    ONEOK PARTNERS                     03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   OMC       681919106000    OMNICOM GROUP                      07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   OMN       682129101000    OMNOVA SOLUTIONS                   04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ONB       680033107000    OLD NATIONAL BANCORP               04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ORA       686688102000    ORMAT TECHNOLOGIES                 11K    BARCLAYS CAPITAL
6/11/2009   OSM       78442P403000    SLM CORP                           04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PAG       70959W 103000   PENSKE AUTOMOTIVE GROUP INC        11J    BARCLAYS CAPITAL
6/11/2009   PAI       95766T100000    W ESTERN ASSET INCOME FUND         07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   PCG       69331C108000    PG&E HOLDING COMPANY               10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   PCN       72200U100000    PIMCO CORPORATE INCOME FUND        04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PE PRA    693304206000    PECO ENERGY $3.80 CUM PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PE PRB    693304305000    PECO ENERGY $4.30 CUM PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PE PRC    693304404000    PECO ENERGY $4.40 CUM PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PE PRD    693304503000    PECO ENERGY $4.68 CUM PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PEG       744573106000    PUB SVC ENTERPRISE GROUP           06S    LABRANCHE AND CO.
6/11/2009   PEG PRA   744567306000    PUB SVC ELEC GAS 4.08 PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PEG PRB   744567405000    PUB SVC ELEC GAS.4.18 PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PEG PRC   744567504000    PUB SVC ELEC GAS 4.30 PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PEG PRD   744567603000    PUB SVC ELEC GAS 5.05 PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PEG PRE   744567702000    PUB SVC ELEC GAS 5.28 PFD          04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PER       714265105000    PEROT SYSTEMS CLA                  11P    BARCLAYS CAPITAL
6/11/2009   PFE       717081103000    PFIZER                             11E    BARCLAYS CAPITAL
6/11/2009   PFS       74386T105000    PROVIDENT FINANCIAL SERVICES INC   06UV   LABRANCHE AND CO.
6/11/2009   PGN       743263105000    PROGRESS ENERGY                    11H    BARCLAYS CAPITAL
6/11/2009   PHA       745867200000    PULTE HOMES INC 7.375%             11P    BARCLAYS CAPITAL
6/11/2009   PHG       500472303000    KONINKLIJKE PHILIPS ELEC NV        05S    LABRANCHE AND CO.
6/11/2009   PHH       693320202000    PHH CORP                           03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PHX       698477106000    PANHANDLE OIL AND GAS INC          11J    BARCLAYS CAPITAL
6/11/2009   PIJ       740434600000    MERRILL LYNCH DEPOSITOR INC        05AZ   LABRANCHE AND CO.
6/11/2009   PIS       740434808000    MERRILL LYNCH DEPOSITOR INC        04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PIY       740434881000    MERRILL LYNCH DEPOSITOR INC        05BY   LABRANCHE AND CO.
6/11/2009   PJA       740434816000    MERRILL LYNCH DEP 8.00% QW S 2     05BZ   LABRANCHE AND CO.
6/11/2009   PJE       740434618000    MERRILL LYNCH DEPOSITOR INC        05AZ   LABRANCHE AND CO.
6/11/2009   PJL       740434717000    MERRILL LYNCH DEPOSITOR INC        04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PJZ       73941X403000    MERRILL LYNCH DEPOSITOR INC        04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PKH       740434873000    MERRILL LYNCH DEPOSITOR INC        05BZ   LABRANCHE AND CO.
6/11/2009   PKJ       740434865000    MERRILL LYNCH DEPOSITOR INC        04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PKK       740434840000    MERRILL LYNCH DEPOSITOR INC        04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PKO       72202B100000    PIMCO INCOME OPPORTUNITY FUND      04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PLS       69352J883000    PPL ENERGY SUPPLY LLC              04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PLV       69352P889000    PPL CAPITAL FUNDING INC 6,85% SE   04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNC       693475105000    PNC FINANCIAL SERVICES GROUP       03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNC PRC   693475402000    PNC FIN SERV GP 1.60 CUM CV SR C   03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNC PRD   693475501000    PNC FIN SERV GP 1.80 CUM CV SR D   03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNC PRL   693475881000    THE PNC FINANCIAL SERVICES GROUP   04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNH       69350S208000    PNC CAPITAL TRUST E                04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNU       69350H202000    PNC CAPITAL TRUST D                04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PNW       723484101000    PINNACLE W EST CAPITAL             11H    BARCLAYS CAPITAL
6/11/2009   POL       73179P106000    POLYONE CORP                       04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   POT       73755L107000    POTASH CORP OF SASKATCHEW AN       11M    BARCLAYS CAPITAL
6/11/2009   PPG       693506107000    PPG INDUSTRIES CAPITAL             06UV   LABRANCHE AND CO.
6/11/2009   PPL PRA   69351U202000    PPL ELECTRIC UTIL 4.40% PFD       04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PPL PRB   69351U301000    PPL ELECTRIC UTIL 4 1/2% PFD      04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PPR       44977W 106000   ING PRIME RATE TRUST              04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PRE       G6852T105000    PARTNERRE                         06RS   LABRANCHE AND CO.
6/11/2009   PRU       744320102000    PRUDENTIAL FINANCIAL INC          07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   PSA       74460D109000    PUBLIC STORAGE                    07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   PSO       705015105000    PEARSON PLC                       03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PT        737273102000    PORTUGAL TELECOM SGPS             05S    LABRANCHE AND CO.
6/11/2009   PVA       707882106000    PENN VIRGINIA                     06UV   LABRANCHE AND CO.
6/11/2009   PVG       70788P105000    PENN VIRGINIA GP HOLDINGS LP      06UV   LABRANCHE AND CO.
6/11/2009   PVR       707884102000    PENN VIRGINIA RESOURCE PARTNERS 06UV     LABRANCHE AND CO.
6/11/2009   PYA       73941X668000    MERRILL LYNCH DEPOSITOR 7.00%     04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PYI       73941X791000    MERRILL LYNCH DEPOSITOR INC       04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PYJ       73941X775000    MERRILL LYNCH DEPOSITOR INC       04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PYL       73941X627000    MERRILL LYNCH DEPOSITOR           04NZ   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   PYO       73941X718000    MERRILL LYNCH DEPOSITOR INC       05AW   LABRANCHE AND CO.
6/11/2009   PYS       73941X593000    MERRILL LYNCH DEPOSITOR           05BZ   LABRANCHE AND CO.
6/11/2009   RBV       124857301000    CBS CORP                          05AW   LABRANCHE AND CO.
6/11/2009   RDN       750236101000    RADIAN GROUP                      06B    LABRANCHE AND CO.
6/11/2009   REP       76026T205000    REPSOL AMERICAN DEP SHRS          11K    BARCLAYS CAPITAL
6/11/2009   REP PRA   G7513K103000    REPSOL INTL 7.45% NON CUM A       11K    BARCLAYS CAPITAL
6/11/2009   RFI       19247R103000    COHEN & STEERS TTL RTN RLTY FD    07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   RLF       19247W 102000   COHEN & STEERS ADV RLTY FD        07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   RLH PRA   75670L104000    RED LION HOTELS CAPITAL TRUST     05AW   LABRANCHE AND CO.
6/11/2009   RMD       761152107000    RESMED                            03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   RNP       19247X100000    COHEN & STEERS REIT & PRD FD      07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   ROG       775133101000    ROGERS                            06RS   LABRANCHE AND CO.
6/11/2009   ROL       775711104000    ROLLINS                           04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   RPF       19247V104000    COHEN & STEERS PRE RLTY FD        07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   RQI       19247L106000    COHEN & STEERS QUALITY INCOME     07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   RRD       257867101000    DONNELLEY R R & SONS              06RS   LABRANCHE AND CO.
6/11/2009   RRR       74972L102000    RSC HOLDINGS INC                  07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   RT        781182100000    RUBY TUESDAY GEORGIA              03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   RTU       19247Y108000    COHEN & STRS REIT & UTILITY FD    07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   RUK       758205207000    REED ELSEVIER PLC                 03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   RVI       76128Y102000    RETAIL VENTURES INC               03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   RYL       783764103000    RYLAND GROUP                      06UV   LABRANCHE AND CO.
6/11/2009   SB        Y7388L103000    SAFE BULKERS INC                  11H    BARCLAYS CAPITAL
6/11/2009   SBW       957668106000    W ESTERN ASSET W ORLDW IDE INCOME 04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SCI       817565104000    SERVICE CORP INTL                 03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SCS       858155203000    STEELCASE                         04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SEE       81211K100000    SEALED AIR CV PFD STK SER A       11P    BARCLAYS CAPITAL
6/11/2009   SEP       84756N109000    SPECTRA ENGY PARTERS LP           03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SFD       832248108000    SMITHFIELD FOODS                  11J    BARCLAYS CAPITAL
6/11/2009   SFN       848420105000    SPHERION CORP                     04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SGP       806605101000    SCHERING PLOUGH                   06DE   LABRANCHE AND CO.
6/11/2009   SGP PRB   806605705000    SCHERING-PLOUGH CORP              06DE   LABRANCHE AND CO.
6/11/2009   SGY       861642106000    STONE ENERGY                      04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SIG       G81276100000    SIGNET JEW LERS LIMITED           11M    BARCLAYS CAPITAL
6/11/2009   SJI       838518108000    SOUTH JERSEY INDS                 06RS   LABRANCHE AND CO.
6/11/2009   SKS       79377W 108000   SAKS                              11J    BARCLAYS CAPITAL
6/11/2009   SKX       830566105000    SKECHERS USA                      06UV   LABRANCHE AND CO.
6/11/2009   SLM       78442P106000    SLM CORPORATION                   03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SLT       859737207000    STERLITE INDUSTIRIES LIMITED      03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SM        792228108000    ST MARY LAND & EXPLORATION CO     04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SNS       857873103000    THE STEAK N SHAKE                 03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SO        842587107000    SOUTHERN                          11E    BARCLAYS CAPITAL
6/11/2009   SPF       85375C101000    STANDARD PACIFIC                  07L    BANC OF AMERICA SPECIALIST INC
6/11/2009   SPW       784635104000    SPX                               11M    BARCLAYS CAPITAL
6/11/2009   SRX       78464R105000    SRA INTERNATIONAL                 06RS   LABRANCHE AND CO.
6/11/2009   SRZ       86768K106000    SUNRISE SENIOR LIVING INC         03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   STI       867914103000    SUNTRUST BANKS                    06B    LABRANCHE AND CO.
6/11/2009   SUG       844030106000    SOUTHERN UNION                    03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SUN       86764P109000    SUNOCO                            11M    BARCLAYS CAPITAL
6/11/2009   SW I      83416B109000    SOLARW INDS INC                   07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   SXT       81725T100000    SENSIENT TECHNOLOGIES CORP        04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   SYK       863667101000    STRYKER                           11M    BARCLAYS CAPITAL
6/11/2009   T         00206R102000    AT&T INC                          06E    LABRANCHE AND CO.
6/11/2009   TCI       893617209000    TRANSCONTINENTAL RLTY INVSTRS     03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TCL       876564105000    TATA COMMUNICATIONS LIMITED       03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TDA       879433878000    TELEPHONE AND DATA SYSTEMS        07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   TDI       879433852000    TELEPHONE AND DATA SYSTEMS        07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   TDS       879433100000    TELEPHONE AND DATA SYSTEMS INC 07M       BANC OF AMERICA SPECIALIST INC
6/11/2009   TDS S     879433860000    TELEPHONE AND DATA SYSTEMS INC 07M       BANC OF AMERICA SPECIALIST INC
6/11/2009   TFC       874037104000    TAIW AN GREATER CHINA FUND        04L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TFX       879369106000    TELEFLEX                          06RS   LABRANCHE AND CO.
6/11/2009   TJX       872540109000    TJX COMPANIES                     06B    LABRANCHE AND CO.
6/11/2009   TKG       879603108000    TELKOM SA LIMITED                 03F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TM        892331307000    TOYOTA MOTOR                      05S    LABRANCHE AND CO.
6/11/2009   TPC       901109108000    TUTOR PERINI CORPORATION          11K    BARCLAYS CAPITAL
6/11/2009   TRK       847788106000    SPEEDW AY MOTORSPORTS              11K    BARCLAYS CAPITAL
6/11/2009   TRU       891013104000    TORCH ENERGY ROYALTY TRUST         10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   TRV       89417E109000    THE TRAVELERS COS                  07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   TSL       89628E104000    TRINA SOLAR LIMITED                05S    LABRANCHE AND CO.
6/11/2009   TSN       902494103000    TYSON FOODS                        06RS   LABRANCHE AND CO.
6/11/2009   TSS       891906109000    TOTAL SYSTEM SERVICES              10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   TW C      88732J207000    TIME W ARNER CABLE INC             03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TXT       883203101000    TEXTRON OF DEL                     11P    BARCLAYS CAPITAL
6/11/2009   TXT PRA   883203200000    TEXTRON 2.08 CV PFD A              11P    BARCLAYS CAPITAL
6/11/2009   TXT PRB   883203309000    TEXTRON 1.40 CV PFD B DIV          11P    BARCLAYS CAPITAL
6/11/2009   TY        895436103000    TRI-CONTINENTAL                    04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TYC       H89128104000    TYCO INTERNATIONAL LTD             06UV   LABRANCHE AND CO.
6/11/2009   TZF       89826S202000    BEAR STEARNS DEPOSITOR INC         04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   TZK       89826W 104000   BEAR STEARNS DEPOSITOR INC         05AW   LABRANCHE AND CO.
6/11/2009   UFI       904677101000    UNIFI                              04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   UHT       91359E105000    UNIVERSAL HEALTH RLTY TR SBI       05U    LABRANCHE AND CO.
6/11/2009   UIL       902748102000    UIL HOLDINGS CO                    06RS   LABRANCHE AND CO.
6/11/2009   UNT       909218109000    UNIT                               04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   URI       911363109000    UNITED RENTALS                     03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   USA       530158104000    LIBERTY ALL STAR EQUITY FUND       04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   USM       911684108000    UNITED STATES CELLULAR CORP        07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   VCI       918866104000    VALASSIS COMMUNICATIONS            06RS   LABRANCHE AND CO.
6/11/2009   VCV       92112B107000    VAN KEMPEN AMER CAP CA VAL MUNI    07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   VEL PRE   927804609000    VA ELEC PW R 5 DIV PFD             04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   VHI       918905100000    VALHI                              11J    BARCLAYS CAPITAL
6/11/2009   VIA       92553P102000    VIACOM ONC (NEW )                  06E    LABRANCHE AND CO.
6/11/2009   VIA B     92553P201000    VIACOM INC (NEW )                  06E    LABRANCHE AND CO.
6/11/2009   VIM       920928108000    VAN KAMPEN AMER CAP TST INS MUN    04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   VMI       920253101000    VALMONT INDUSTRIES                 11H    BARCLAYS CAPITAL
6/11/2009   VMO       920935103000    VAN KAMPEN AMER CAP MUNI OPP TR    04K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   VNO       929042109000    VORNADO REALTY TRUST               07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   VNO PRA   929042208000    VORNADO RLTY TR SER A CONV SHRS    07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   VNV       92553P300000    VIACOM INC 6.85% SENIOR NOTES      05AW   LABRANCHE AND CO.
6/11/2009   VOQ       920923109000    VAN KAMPEN AMER CAP OH QUAL MN     07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   VPV       92112T108000    VAN KAMPEN AMER CAP PA VAL MUNI    07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   VTJ       920933108000    VAN KAMP AM CAP TST INV GRD NJ     07OP   BANC OF AMERICA SPECIALIST INC
6/11/2009   VTN       920931102000    VAN KAMP AM CAP TST INV GRD NY     05U    LABRANCHE AND CO.
6/11/2009   VTR       92276F100000    VENTAS                             11P    BARCLAYS CAPITAL
6/11/2009   W AB      929740108000    W ESTINGHOUSE AIR BRAKE            11J    BARCLAYS CAPITAL
6/11/2009   W BS      947890109000    W EBSTER FINANCIAL CORPORATION     06UV   LABRANCHE AND CO.
6/11/2009   W ES      958254104000    W ESTERN GAS PARTNERS LP           04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   WL        971807102000    W ILMINGTON TRUST                  04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   W LL      966387102000    W HITING PETROLEUM                 06UV   LABRANCHE AND CO.
6/11/2009   W LP      94973V107000    W ELLPOINT INC                     03O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   W MK      948849104000    W EIS MARKETS                      07M    BANC OF AMERICA SPECIALIST INC
6/11/2009   W NS      92932M101000    W NS (HOLDINGS) LIMITED            11E    BARCLAYS CAPITAL
6/11/2009   W PC      92930Y107000    W P CAREY & CO LLC                 07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   W RB      084423102000    W R BERKLEY CORP                   06S    LABRANCHE AND CO.
6/11/2009   W RI      948741103000    W EINGARTEN REALTY                 07K    BANC OF AMERICA SPECIALIST INC
6/11/2009   W SO      942622200000    W ATSCO                            04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   W ST      955306105000    W EST PHARMACEUTICAL SERVICES      06RS   LABRANCHE AND CO.
6/11/2009   WW        942712100000    W ATSON W YATT W ORLDW IDE         03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   W YN      98310W 108000   W YNDHAM W ORLDW IDE CORP          06UV   LABRANCHE AND CO.
6/11/2009   XEC       171798101000    CIMAREX ENERGY CO                  04F    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XEL PRA   98389B209000    XCEL ENERGY 3.60 PFD               04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XEL PRB   98389B308000    XCEL ENERGY 4.08 PFD               04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XEL PRC   98389B407000    XCEL ENERGY 4.10 PFD               04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XEL PRD   98389B506000    XCEL ENERGY INC 4.11 PFD           04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XEL PRE   98389B605000    XCEL ENERGY INC 4.16 PFD           04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XEL PRG   98389B704000    XCEL ENERGY INC 4.56 PFD           04O    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XFB       21988G437000    LEHMAN ABS 8.125%                  05AY   LABRANCHE AND CO.
6/11/2009   XFD       21988G429000    LEHMAN ABS 6.70%                   04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XFL       21988G361000    LEHMAN ABS CORPORATION             04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XFP       21988G353000    LEHMAN ABS CORPORATION             04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   XFR       21988G346000    LEHMAN ABS CORPORATION             05AB   LABRANCHE AND CO.
6/11/2009   XKK       21988G577000    LEHMAN ABS CORPORATION             05AW   LABRANCHE AND CO.
6/11/2009   XKN       21988G551000    LEHMAN ABS CORPORATION             05AZ   LABRANCHE AND CO.
6/11/2009   XOM       30231G102000    EXXON MOBIL                        06E    LABRANCHE AND CO.
6/11/2009   XTO       98385X106000    XTO ENERGY INC                     10F    BANC OF AMERICA SPECIALIST INC
6/11/2009   XVF       21988G270000    LEHMAN ABS CORPORATION             05AZ   LABRANCHE AND CO.
6/11/2009   ZF        989834106000    ZW EIG FUND                        04LM   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ZLC       988858106000    ZALE                               03K    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/11/2009   ZQK       74838C106000    QUICKSILVER                        04E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC

6/10/2009   AA        013817101000    ALCOA                              08L    BARCLAYS CAPITAL
6/10/2009   ABT       002824100000    ABBOTT LABORATORIES                08L    BARCLAYS CAPITAL
6/10/2009   ABV       20441W 203000   DE BEDIDAS DAS AMERICAS ADS 20PF   05O    LABRANCHE AND CO.
6/10/2009   ABV C     20441W 104000   DE BEDIDAS DAS AMERICAS ADS 20CM   05O    LABRANCHE AND CO.
6/10/2009   ACH       022276109000    ALUMINUM CORP OF CHINA LIMITED     05R    LABRANCHE AND CO.
6/10/2009   ADY       025334103000    AMERICAN DAIRY INC                 05R    LABRANCHE AND CO.
6/10/2009   AEB       007924509000   AEGON N.V. 5.29964%              04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AED       007924400000   AEGON N.V. 6.50%                 04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AEF       N00927348000   AEGON N V                        04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AEH       007924301000   AEGON N V 6.375%                 04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AEV       N00927306000   AEGON N.V.                       04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AFE       025932203000   AMERICAN FINANCIAL GROUP         05C    LABRANCHE AND CO.
6/10/2009   AFL       001055102000   AFLAC                            10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   AHR PRC   037023306000   ANTHRACITE CAPITAL INC           04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AHR PRD   037023405000   ANTHRACITE CAPITAL INC           04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   AMD       007903107000   ADVANCED MICRO DEVICES           08L    BARCLAYS CAPITAL
6/10/2009   AME       031100100000   AMETEK                           07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   ANR       02076X102000   ALPHA NATURAL RESOURCES          08R    BARCLAYS CAPITAL
6/10/2009   AO PRA    023586209000   AMERCO SER A PFD                 04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   ARE PRC   015271406000   ALEXANDRIA REAL ESTATE EQUITIES  05BZ   LABRANCHE AND CO.
6/10/2009   ARO       007865108000   AEROPOSTALE INC                  10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   ASR       40051E202000   GRUPO AEROPORTUARIO DEL SURESTE05O      LABRANCHE AND CO.
6/10/2009   ASX       00756M404000   ADVANCED SEMICONDUCTOR           05R    LABRANCHE AND CO.
6/10/2009   ATI       01741R102000   ALLEGHENY TECHNOLOGIES           08R    BARCLAYS CAPITAL
6/10/2009   ATV       004854105000   ACORN INTERNATIONAL, INC.        05Q    LABRANCHE AND CO.
6/10/2009   AXA       054536107000   AXA                              10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   BAC PRB   055189203000   BAC CAPITAL TRUST X              04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRC   05633T209000   BAC CAPITAL TRUST XII            04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRD   060505831000   BANK OF AMERICA CORP             04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRE   060505815000   BANK OF AMERICA CORP             04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRH   060505765000   BK OF AMER CORP 8.20% SER H      04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRI   060505740000   BK OF AMER CORP 6.625% SER I     04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRJ   060505724000   BK OF AMER CORP 7.25% SER J      04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRU   055185201000   BAC CAPITAL TRUST IV             04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRV   055188205000   BAC CAPITAL TRUST II             04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRW   055187207000   BAC CAPITAL TRUST I              04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRX   05518E202000   BAC CAPITAL TRUST III 7% CAPITAL 04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRY   055184204000   BAC CAPITAL TRUST V              04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAC PRZ   05518T209000   BAC CAPITAL TRUST VIII           04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BAS       06985P100000   BASIC ENERGY SERVICES INC        07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   BCH       059520106000   BANCO DE CHILE                   05N    LABRANCHE AND CO.
6/10/2009   BCS PR    06739F390000   BARCLAYS BANK                    04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BCS PRA   06739H776000   BARCLAYS BANK PLC SERIES 3       04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BCS PRC   06739H511000   BARCLAYS BANK PLC SERIES 4       04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BCS PRD   06739H362000   BARCLAYS BANK PLC                04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BDN PRC   105368401000   BRANDYW INE REALTY TRUST         04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BDN PRD   105368500000   BRANDYW INE REALTY TRUST         04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BEE PRB   86272T403000   STRATEGIC HOTEL & RESORTS        05AZ   LABRANCHE AND CO.
6/10/2009   BEE PRC   86272T502000   STRATEGIC HOTELS & RESORTS       05BZ   LABRANCHE AND CO.
6/10/2009   BML PRG   060505633000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRH   060505625000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRI   060505617000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRJ   060505591000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRL   060505583000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRN   060505575000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRO   060505567000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BML PRQ   060505559000   BANK OF AMERICA CORPORATION      04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   BPI       10807M105000   BRIDGEPOINT EDUCATION INC        08L    BARCLAYS CAPITAL
6/10/2009   BRE PRC   05564E502000   BRE PROPERTIES INC               05BY   LABRANCHE AND CO.
6/10/2009   BRE PRD   05564E601000   BRE PROPERTIES INC               05BY   LABRANCHE AND CO.
6/10/2009   BRP       105530109000   BRASIL TELECOM PARTICIPACOES     05N    LABRANCHE AND CO.
6/10/2009   BSC PRX   07384T206000   BEAR STEARNS CAPITAL             07AY   BANC OF AMERICA SPECIALIST INC
6/10/2009   BSY       111013108000   BRITISH SKY BROADCASTING GROUP 11D      BARCLAYS CAPITAL
6/10/2009   BTM       10553M101000   BRASIL TELECOM S.A.              05N    LABRANCHE AND CO.
6/10/2009   BW F      94985V202000   W ELLS FARGO CAPITAL XII         05A    LABRANCHE AND CO.
6/10/2009   C         172967101000   CITIGROUP                        08U    BARCLAYS CAPITAL
6/10/2009   CBD       20440T201000   BRASILEIRA DE DISTRIBUICAU       10RS   BANC OF AMERICA SPECIALIST INC
6/10/2009   CF        125269100000   CF INDUSTRIES HOLDINGS           08R    BARCLAYS CAPITAL
6/10/2009   CGV       204386106000   CGG VERITAS                      05P    LABRANCHE AND CO.
6/10/2009   CHA       169426103000   CHINA TELECOM CORPORATION LMT    05R    LABRANCHE AND CO.
6/10/2009   CIB       05968L102000   BANCOLOMBIA S A                  05N    LABRANCHE AND CO.
6/10/2009   CIG       204409601000   COMPANHIA ENERGETICA DE MINAS    05O    LABRANCHE AND CO.
6/10/2009   CIG C     204409882000   COMPANHIA ENERGETICA DE MINAS    05O    LABRANCHE AND CO.
6/10/2009   CIT PRA   125581207000   CIT GROUP INC                    05C    LABRANCHE AND CO.
6/10/2009   CLR       212015101000   CONTINENTAL RESOURCES INC        08R    BARCLAYS CAPITAL
6/10/2009   CNO       208464883000   CONSECO INC                      07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   CNP       15189T107000   CENTERPOINT ENERGY INC           10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   COF PRB   14041L204000   CAPITAL ONE CAPITAL II           05B    LABRANCHE AND CO.
6/10/2009   CPA       P31076105000   COPA HOLDINGS S A                10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   CPL       126153105000   CPFL ENERGIA S.A.                05N    LABRANCHE AND CO.
6/10/2009   CTS       126501105000   CTS                              10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   CUZ PRA   222795304000   COUSINS PROPERTIES INC           05BZ   LABRANCHE AND CO.
6/10/2009   CUZ PRB   222795403000   COUSINS PROPERTIES INC           05BZ   LABRANCHE AND CO.
6/10/2009   CX        151290889000   CEMEX DE CV                      05O    LABRANCHE AND CO.
6/10/2009   DEO       25243Q205000   DIAGEO PCL                       05P    LABRANCHE AND CO.
6/10/2009   DHX       253017107000   DICE HOLDING, INC.               08R    BARCLAYS CAPITAL
6/10/2009   DLR PRA   253868202000    DIGITAL READLTY TRUST INC        05BZ   LABRANCHE AND CO.
6/10/2009   DLR PRB   253868301000    DIGITAL REALTY TRUST INC         05BY   LABRANCHE AND CO.
6/10/2009   DO        25271C102000    DIAMOND OFFSHORE DRILLING        07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   DPL       233293109000    DPL HOLDING CO                   10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   DRE PRJ   264411778000    DUKE REALTY 6.625%               05B    LABRANCHE AND CO.
6/10/2009   DRE PRK   264411760000    DUKE REALTY CORP                 05B    LABRANCHE AND CO.
6/10/2009   DRE PRL   264411745000    DUKE REALTY CORP                 05B    LABRANCHE AND CO.
6/10/2009   DRE PRM   264411729000    DUKE REALTY                      05B    LABRANCHE AND CO.
6/10/2009   DRE PRN   264411695000    DUKE REALTY                      05B    LABRANCHE AND CO.
6/10/2009   DRE PRO   264411679000    DUKE REALTY                      05B    LABRANCHE AND CO.
6/10/2009   DRI       237194105000    DARDEN RESTAURANTS               11D    BARCLAYS CAPITAL
6/10/2009   DTE PRA   23333Q201000    DTE ENERGY TRUST I               05B    LABRANCHE AND CO.
6/10/2009   DTE PRC   23334U201000    DTE ENERGY TRUST II              05B    LABRANCHE AND CO.
6/10/2009   DUF       26433B107000    DUFF & PHELPS CORPORATION        08L    BARCLAYS CAPITAL
6/10/2009   DVR       12802T101000    CAL DIVE INTERNATIONAL INC       08R    BARCLAYS CAPITAL
6/10/2009   E         26874R108000    ENI S P A                        05P    LABRANCHE AND CO.
6/10/2009   EC        279158109000    ECOPETROL SA                     05P    LABRANCHE AND CO.
6/10/2009   EDE PRD   291642205000    EMPIRE DISTRICT ELEC TR I 8 1/2% 08N    BARCLAYS CAPITAL
6/10/2009   EDN       29244A102000    EMPRESA DISTRIBUILDORA Y COMERCI 05O    LABRANCHE AND CO.
6/10/2009   EDU       647581107000    NEW ORIENTAL EDUCATION & TECH    05Q    LABRANCHE AND CO.
6/10/2009   EE        283677854000    EL PASO ELECTRIC                 10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   EFL       95766C107000    W ESTERN ASSET EMERGING MARKETS 08N     BARCLAYS CAPITAL
6/10/2009   EHA       29364D811000    ENTERGY ARKANSAS INC 6.70%       05AZ   LABRANCHE AND CO.
6/10/2009   EHB       29364D795000    ENTERGY ARKANSAS INC             05AZ   LABRANCHE AND CO.
6/10/2009   EHL       29364W 207000   ENTERGY LOUISIANA LLC            05AZ   LABRANCHE AND CO.
6/10/2009   ELP       20441B407000    PARANAENSE DE ENERGIA COPEL      05N    LABRANCHE AND CO.
6/10/2009   EMC       268648102000    EMC                              08U    BARCLAYS CAPITAL
6/10/2009   EMO       29364N868000    ENTERGY MISSISSIPPI INC          05AZ   LABRANCHE AND CO.
6/10/2009   EMQ       29364N876000    ENTERGY MISSISSIPPI INC          05AZ   LABRANCHE AND CO.
6/10/2009   ENI       29274F104000    ENERSIS                          11D    BARCLAYS CAPITAL
6/10/2009   EOC       29244T101000    EMPRESA NACIONAL DE ELECTRICDAD 10S     BANC OF AMERICA SPECIALIST INC
6/10/2009   EOE       278271101000    EATON VANCE CREDIT OPPORTUNITIES 08N    BARCLAYS CAPITAL
6/10/2009   EPR PRB   29380T303000    ENTERTAINMENT PROPERTIES TRUST 04NX     SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   EPR PRD   29380T501000    ENTERTAINMENT PR TR 7.375%       04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   EQ        29078E105000    EMBARQ                           10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   ERJ       29081M102000    EMBRAER EMPRESA BRASILEIRA DE AE 05O    LABRANCHE AND CO.
6/10/2009   ESD       95766A101000    W ESTERN ASSET EMERGING MARKETS 08N     BARCLAYS CAPITAL
6/10/2009   ETY       27828N102000    EATON VANCE TAX MANAGED DIVERSI 08N     BARCLAYS CAPITAL
6/10/2009   EXG       27829F108000    EATON VANCE TAX-MANAGED FD       08N    BARCLAYS CAPITAL
6/10/2009   FAM       337319107000    FRT TRUST/ABERDEEN GBL OPP FD    08N    BARCLAYS CAPITAL
6/10/2009   FAV       33731L100000    FIRST TRUST ACTIVE DIVIDEND INCO 08NZ   BARCLAYS CAPITAL
6/10/2009   FBF PRM   33889X203000    FLEET CAPITAL TRUST VIII         04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBF PRN   33889Y201000    FLEET CAPITAL TRUST IX           04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBP PRA   318672201000    FIRST BANCORP                    04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBP PRB   318672300000    FIRST BANCORP 8.35%              04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBP PRC   318672409000    FIRST BANCORP                    04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBP PRD   318672508000    FIRST BANCORP                    04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBP PRE   318672607000    FIRST BANCORP                    04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FBS PRA   33610A209000    FIRST PREFERRED CAPITAL TRUST IV 04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FCF       319829107000    FIRST COMMONW EALTH FIN          11D    BARCLAYS CAPITAL
6/10/2009   FCL       35039W 100000   FOUNDATION COAL HOLDINGS         10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   FCT       33733U108000    FRT TRUST/FOUR CORNERS SENIOR FD08NZ    BARCLAYS CAPITAL
6/10/2009   FFC       338478100000    FLAHERTY & CRUMRINE/CLAYMORE PRD 08NZ   BARCLAYS CAPITAL
6/10/2009   FHO       33735C106000    FIRST TRUST STRATEGIC HIGH       08NZ   BARCLAYS CAPITAL
6/10/2009   FMX       344419106000    FOMENTO ECONOMICO MEXICANO       10RS   BANC OF AMERICA SPECIALIST INC
6/10/2009   FNM PRF   313586703000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRG   313586802000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRH   313586885000    FANNIE MAE 5.81% NON CUM PFD H   04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRI   313586877000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRL   313586844000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRM   313586836000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRN   313586828000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRP   313586786000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRQ   313586778000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRR   313586760000    FANNIE MAE                       04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRS   313586752000    FANNIE MAE 8.25% SERIES S        04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FNM PRT   313586737000    FANNIE MAE SERIES T              04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FOF       19248P106000    COHEN & STEERS CLOSED-END OPP FD 08NZ   BARCLAYS CAPITAL
6/10/2009   FOR       346233109000    FORESTAR GROUP INC               11D    BARCLAYS CAPITAL
6/10/2009   FPC PRA   302552203000    FPC CAPITAL I QUIPS              08NZ   BARCLAYS CAPITAL
6/10/2009   FPL PRC   30257V207000    FPL GROUP CAPITAL TRUST I        04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FPL PRF   302570601000    FPL GROUP CAPITAL INC SER F      04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   FRB       09255Y108000    BLACKROCK FLOATING RATE INCOME 08NZ     BARCLAYS CAPITAL
6/10/2009   FSB       31769P407000    FINANCIAL SECURITY ASSURANCE     05AZ   LABRANCHE AND CO.
6/10/2009   FSE       31769P506000    FINANCIAL SECURITY ASSURANCE     05AZ   LABRANCHE AND CO.
6/10/2009   FSF       31769P605000    FINANCIAL SECURITY ASSUR HLDGS   05AZ   LABRANCHE AND CO.
6/10/2009   FTE       35177Q105000    FRANCE TELECOM ADS RP 1 ORD FF   10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   GAH       373334481000    GEORGIA POW ER CO                08NZ   BARCLAYS CAPITAL
6/10/2009   GAR       373334465000    GA PW R CO SER 2007D 6.375%      08NZ   BARCLAYS CAPITAL
6/10/2009   GAT       373334457000    GEORGIA POW ER CO 8.20%          08N    BARCLAYS CAPITAL
6/10/2009   GDP       382410405000    GOODRICH PETROLEUM               08R    BARCLAYS CAPITAL
6/10/2009   GE        369604103000    GENERAL ELECTRIC                 10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   GFW       000336206000    AAG HOLDING COMPANY INC          05B    LABRANCHE AND CO.
6/10/2009   GFY       957667108000    W ESTERN ASSET VARIABLE RATE     08NZ   BARCLAYS CAPITAL
6/10/2009   GFZ       000336305000    AAG HOLDINGS COMPANY INC         05B    LABRANCHE AND CO.
6/10/2009   GGB       373737105000    GERDAU S A                       05N    LABRANCHE AND CO.
6/10/2009   GGT       36239Q109000    GABELLI GLOBAL MULTIMEDIA TRUST 08NZ    BARCLAYS CAPITAL
6/10/2009   GGT PRB   36239Q307000    GABELLE GLOBAL MULTIMEDIA TRUST 08NZ    BARCLAYS CAPITAL
6/10/2009   GJE       78478P202000    SYNTHETIC FIXED-INCOME SEC       08NZ   BARCLAYS CAPITAL
6/10/2009   GJM       36186C301000    GMAC LLC                         07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   GJP       78478P889000    SYNTHETIC FIXED-INCOME STRATS    08NZ   BARCLAYS CAPITAL
6/10/2009   GJR       863121208000    SYNTHETIC FIXED INCOME SEC       08NZ   BARCLAYS CAPITAL
6/10/2009   GJX       78478U201000    SYNTHETIC FIXED INCOME SEC INC   08NZ   BARCLAYS CAPITAL
6/10/2009   GKM       36186C400000    GMAC LLC                         07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   GLP       37946R109000    GLOBAL PARTNERS LP               10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   GLW       219350105000    CORNING                          08U    BARCLAYS CAPITAL
6/10/2009   GMA       36186C202000    GMAC LLC 7.30% PINES             07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   GOM       36186C509000    GMAC LLC                         07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   GPD       373334531000    GEORGIA POW ER SERIES O 5.90%    08NZ   BARCLAYS CAPITAL
6/10/2009   GPE PRA   373334473000    GEORGIA POW ER CO                08NZ   BARCLAYS CAPITAL
6/10/2009   GPE PRX   37333T205000    GEORGIA POW ER CAPITAL TRUST VII 08NZ   BARCLAYS CAPITAL
6/10/2009   GPJ       373334523000    GEORGIA POW ER COMPANY           08NZ   BARCLAYS CAPITAL
6/10/2009   GPU       373334499000    GEORGIA POW ER SERIES W 6%       08NZ   BARCLAYS CAPITAL
6/10/2009   GPW       373334515000    GEORGIA POW ER CO                08NZ   BARCLAYS CAPITAL
6/10/2009   GRA       38388F108000    GRACE W R & CO                   08U    BARCLAYS CAPITAL
6/10/2009   GRE       78381R105000    S&P 500 GEARED FUND INC          08NZ   BARCLAYS CAPITAL
6/10/2009   GSH       40065W 107000   GUANGSHEN RAILW AY               05R    LABRANCHE AND CO.
6/10/2009   GSK       37733W 105000   GLAXOSMITHKLIINE                 05P    LABRANCHE AND CO.
6/10/2009   GUI       402479786000    GULF POW ER COMPANY              08NZ   BARCLAYS CAPITAL
6/10/2009   GUL       402479794000    GULF POW ER COMPANY              08NZ   BARCLAYS CAPITAL
6/10/2009   GUQ       402479778000    GULF POW ER COMPANY 5.875%       08NZ   BARCLAYS CAPITAL
6/10/2009   GW F      94979D200000    W ELLS FARGO CAPITAL VIII        05B    LABRANCHE AND CO.
6/10/2009   HBC       404280406000    HSBC HOLDINGS                    05P    LABRANCHE AND CO.
6/10/2009   HCN       42217K106000    HEALTH CARE REIT                 08O    BARCLAYS CAPITAL
6/10/2009   HCN PRD   42217K304000    HEALTH CARE REIT 7 7/8% SERIES D 08O    BARCLAYS CAPITAL
6/10/2009   HCN PRF   42217K403000    HEALTLH CARE REIT INC SER F      08O    BARCLAYS CAPITAL
6/10/2009   HCN PRG   42217K502000    HEALTH CARE REIT INC 7.5% SER G  08O    BARCLAYS CAPITAL
6/10/2009   HCP PRE   40414L307000    HCP INC                          04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   HCP PRF   40414L208000    HCP INC                          04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   HDB       40415F101000    HDFC BANK LMT                    10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   HE PRU    404156200000    HECO CAPITAL TRUST III           05AW   LABRANCHE AND CO.
6/10/2009   HEK       422680108000    HECKMANN CORPORATION             05O    LABRANCHE AND CO.
6/10/2009   HEK U     422680207000    HECKMANN CORP UNITS              05O    LABRANCHE AND CO.
6/10/2009   HEK W S   422680116000    HECKMANN CORP W ARRANTS          05O    LABRANCHE AND CO.
6/10/2009   HIW       431284108000    HIGHW OODS PROPERTIES            08O    BARCLAYS CAPITAL
6/10/2009   HIW PRB   431284306000    HIGHW OODS PROP 8% SER B CUM     08O    BARCLAYS CAPITAL
6/10/2009   HJO       03738Q204000    MS STRUCTURED ASSET CORP         08O    BARCLAYS CAPITAL
6/10/2009   HJV       80412E202000    MS STRUCTURED ASSET CORP.        08O    BARCLAYS CAPITAL
6/10/2009   HMC       438128308000    HONDA MOTOR ADR                  11D    BARCLAYS CAPITAL
6/10/2009   HNP       443304100000    HUANENG POW ER INTERATIONAL      05R    LABRANCHE AND CO.
6/10/2009   HOS       440543106000    HORNBECK OFFSHORE SERVICES INC 08R      BARCLAYS CAPITAL
6/10/2009   HOV       442487203000    HOVNANIAN ENTERPRISES            08L    BARCLAYS CAPITAL
6/10/2009   HSF       416537108000    HARTFORD INCOME SHARES FUND INC 08O     BARCLAYS CAPITAL
6/10/2009   HSM       42327M109000    HELIOS STRATEGIC MORTGAGE INCOME 08O    BARCLAYS CAPITAL
6/10/2009   HST PRE   44107P609000    HOST HOTELS & RESORTS            08O    BARCLAYS CAPITAL
6/10/2009   HT PRA    427825203000    HERSHA HOSPITALITY TRUST 8.00%   08OY   BARCLAYS CAPITAL
6/10/2009   HTH PRA   432748200000    HILLTOP HOLDINGS INC 8.25% SER A 04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   HUM       444859102000    HUMANA                           11D    BARCLAYS CAPITAL
6/10/2009   HW        42210P102000    HEADW ATERS INC                  08R    BARCLAYS CAPITAL
6/10/2009   IBA       456463108000    INDUSTRIAS BACHOCO S.A.B. DE CV  05N    LABRANCHE AND CO.
6/10/2009   ICA       292448206000    EMPRESAS ICA, S.A. DE C.V.       05N    LABRANCHE AND CO.
6/10/2009   ICS       61745P825000    MS INSURED CA MUNI               08O    BARCLAYS CAPITAL
6/10/2009   IEP PR    451100200000    ICAHN ENTERPRISES L P            04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   IFC PRM   44950T203000    IFC CAPITAL TRUST VI             04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   IFF       459506101000    INTL FLAVORS FRAGRANCES          07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   IGR       44982G104000    ING CLARION GLOBAL REL ESTATE FD 08O    BARCLAYS CAPITAL
6/10/2009   IIA       449788108000    ING CLARION REAL ESTATE INC FD   08O    BARCLAYS CAPITAL
6/10/2009   IID       45684Q100000    ING INTL HIGH DIV EQTY INC FD    08O    BARCLAYS CAPITAL
6/10/2009   IJD       454889775000    INDIANA MICHIGAN POW ER COMPANY 05B     LABRANCHE AND CO.
6/10/2009   IMF       95766U107000    W ESTERN ASSET INFLATION MGMT FD 08O    BARCLAYS CAPITAL
6/10/2009   INB       19248M103000    COHEN & STRS GBL INC BUILDER INC 08O    BARCLAYS CAPITAL
6/10/2009   ING       456837103000    ING GROEP N V                    05P    LABRANCHE AND CO.
6/10/2009   IPL PRB   461070872000    INTERSTATE POW ER & LIGHT 8.375% 08O    BARCLAYS CAPITAL
6/10/2009   IPL PRC   461070864000    INTERSTATE POW ER AND LIGHT CO   08O    BARCLAYS CAPITAL
6/10/2009   IQM       61745P585000    MS QUAL MUNI                     08O    BARCLAYS CAPITAL
6/10/2009   IRE       46267Q103000    GOVERNOR OF BK OF IRELAND        05P    LABRANCHE AND CO.
6/10/2009   IRS       450047204000    IRSA INVERSIONES V REPRESENT     05N    LABRANCHE AND CO.
6/10/2009   ITC       465685105000    ITC HOLDINGS CORP                10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   ITU B     465562106000    ITAU UNIBANCO BANCO MULTIPLO S A 05O    LABRANCHE AND CO.
6/10/2009   JBS       21988T207000    SELECT ASSET INC.                08O    BARCLAYS CAPITAL
6/10/2009   JCI       478366107000    JOHNSON CONTROLS                   10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   JCI PRZ   478366602000    JOHNSON CONTROLS INC               10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   JCP       708160106000    JC PENNEY (HOLDING COMPANY)        08L    BARCLAYS CAPITAL
6/10/2009   JLA       6706ET107000    NUVEEN EQUITY PREMIUM              08O    BARCLAYS CAPITAL
6/10/2009   JMP       46629U107000    JMP GROUP INC.                     08L    BARCLAYS CAPITAL
6/10/2009   JPM PRG   46625H696000    JPMORGAN CHASE & CO SER G          07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRI   46625H621000    JPMORGAN CHASE & CO 8.625%         07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRJ   46623D200000    J P MORGAN CHASE CAPITAL X         07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRK   46626V207000    J.P. MORGAN CHASE CAPITAL XI       07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRP   481228203000    JPMORGAN CHASE CAPITAL XVI         07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRS   48123A207000    JP MORGAN CHASE CAPITAL XIX        07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRW   48123W 209000   JPMORGAN CHASE CAPITAL XXIV        07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRX   46626X203000    J P MORGAN CHASE CAPITAL XII       07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRY   48122F207000    JPMORGAN CHASE CAPITAL XIV         07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   JPM PRZ   48124G104000    JPMORGAN CHASE CAPITAL XXVI        07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   JTP       67071S101000    NUVEEN QUALITY PREFERRED FD        08O    BARCLAYS CAPITAL
6/10/2009   JZV       21988G122000    LEHMAN ABS CORP                    08O    BARCLAYS CAPITAL
6/10/2009   KB        48241A105000    KOOKMIN BANK                       05R    LABRANCHE AND CO.
6/10/2009   KBH       48666K109000    KB HOME                            08L    BARCLAYS CAPITAL
6/10/2009   KEY PRA   49327J200000    KEYCORP CAPITAL V                  04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KEY PRB   49327K207000    KEYCORP CAPITAL VI                 04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KEY PRD   49327C205000    KEYCORP CAPITAL VIII               04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KEY PRE   49327Q204000    KEYCORP CAPITAL IX 6.750           04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KEY PRF   49327R103000    KEYCORP CAPITAL X                  04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KFN       48248A306000    KKR FINANCIAL HOLDINGS LLC         08O    BARCLAYS CAPITAL
6/10/2009   KIM       49446R109000    KIMCO REALTY                       11D    BARCLAYS CAPITAL
6/10/2009   KIM PRF   49446R869000    KIMCO REALTY CORPORATION           11D    BARCLAYS CAPITAL
6/10/2009   KIM PRG   49446R844000    KIMCO RLTY CORP 7.75% CL G         11D    BARCLAYS CAPITAL
6/10/2009   KMB       494368103000    KIMBERLY CLARK                     08U    BARCLAYS CAPITAL
6/10/2009   KNM       50046R101000    KONAMI CORPORATION                 05Q    LABRANCHE AND CO.
6/10/2009   KOF       191241108000    COCA-COLA FEMSA, S.A.B. DE C.V.    10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   KOP       50060P106000    KOPPERS                            08R    BARCLAYS CAPITAL
6/10/2009   KRB PRD   55266J200000    MBNA CAPILAL D                     04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KRB PRE   55270B201000    MBNA CAPITAL E                     04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   KRJ       22081P209000    STRUCTURED PRODUCTS                08OP   BARCLAYS CAPITAL
6/10/2009   KTH       22080R206000    STRUCTURED PRODUCTS                05AB   LABRANCHE AND CO.
6/10/2009   KTP       220803100000    CORTS TR FOR JC PENNEY DEBS TR     08OP   BARCLAYS CAPITAL
6/10/2009   KVF       22082C207000    STRUCTURED PRODUCTS CORP           08OP   BARCLAYS CAPITAL
6/10/2009   KVN       22082H206000    7.5% CORTTS FOR UNUM NOTES         05AX   LABRANCHE AND CO.
6/10/2009   KVW       22082Y209000    STRUCTURED PRODUCTS 8.00% CL A     08OP   BARCLAYS CAPITAL
6/10/2009   L         540424108000    LOEW S                             07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   LDK       50183L107000    LDK SOLAR CO LTD                   05R    LABRANCHE AND CO.
6/10/2009   LFC       16939P106000    CHINA LIFE INSURANCE               05R    LABRANCHE AND CO.
6/10/2009   LFL       501723100000    LAN AIRLINES S A                   05O    LABRANCHE AND CO.
6/10/2009   LFT       54318P108000    LONGTOP FINANCIAL TECHNOLOGIES     05R    LABRANCHE AND CO.
6/10/2009   LGI       52106W 103000   LAZARD GLOBAL TOTAL RETURN         08OP   BARCLAYS CAPITAL
6/10/2009   LHO PRB   517942306000    LASALLE HOTEL PROPERTIES           05AB   LABRANCHE AND CO.
6/10/2009   LHO PRD   517942405000    LASALLE HOTEL PROPERTIES           05AB   LABRANCHE AND CO.
6/10/2009   LHO PRE   517942504000    LASALLE HOTEL PROP                 05AB   LABRANCHE AND CO.
6/10/2009   LHO PRG   517942603000    LASALLE HOTEL PROPERTIES 7.25%     05AB   LABRANCHE AND CO.
6/10/2009   LM        524901105000    LEGG MASON                         10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   LMI       524901303000    LEGG MASON INC CRP UNITS           10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   LO        544147101000    LORILLARD INC                      07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   LOR       521076109000    LAZARD W ORLD DIVIDEND & INCOME    08OP   BARCLAYS CAPITAL
6/10/2009   LRN       48273U102000    K 12 INC                           07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   LRY       531172104000    LIBERTY PROPERTY TRUST             08OP   BARCLAYS CAPITAL
6/10/2009   LSE       140288101000    CAPLEASE INC                       08OP   BARCLAYS CAPITAL
6/10/2009   LSE PRA   140288200000    CAPLEASE INC                       08OP   BARCLAYS CAPITAL
6/10/2009   LUK       527288104000    LEUCADIA NATIONAL                  07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   LXP PRB   529043200000    LEXINGTON REALTY TRUST 8.05% PFD   05BZ   LABRANCHE AND CO.
6/10/2009   LYG       539439109000    LLOYDS BANKING GROUP PLC           05P    LABRANCHE AND CO.
6/10/2009   MAA PRH   59522J806000    MID AMERICA APARTMENT COMMS        05BY   LABRANCHE AND CO.
6/10/2009   MCO       615369105000    MOODYS CORP                        08L    BARCLAYS CAPITAL
6/10/2009   MEE       576206106000    MASSEY ENERGY                      08R    BARCLAYS CAPITAL
6/10/2009   MER PRD   59021F206000    MER LN PRD CAP TR III TOPRS        04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MER PRE   59021G204000    MER LN PRD CAP TR IV TOPRS         04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MER PRF   59021K205000    MERRILL LYNCH PRD CAP TR V TOPRS   04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MER PRK   590199204000    MERILL LYNCH CAPITAL TRUST 6:45%   04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MER PRM   59024T203000    MERRILL LYNCH CAPITAL TRUST II     04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MER PRP   59025D207000    MERRILL LYNCH CAPITAL TRUST III    04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MET PRA   59156R504000    METLIFE INC                        04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MET PRB   59156R603000    METLIFE                            04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MFA PRA   55272X201000    MFA FINANCIAL INC                  04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   MFD       55607W 100000   MACQUARIE/FIRST TRUST GLOBAL       08OP   BARCLAYS CAPITAL
6/10/2009   MFG       60687Y109000    MIZUHO FINANCIAL GROUP INC         10RS   BANC OF AMERICA SPECIALIST INC
6/10/2009   MGF       552939100000    MFS GOVT MARKETS INCOME TRUST      08OP   BARCLAYS CAPITAL
6/10/2009   MHN       09255C106000    BLACKROCK MUNI HLDGS NEW YORK      08OP   BARCLAYS CAPITAL
6/10/2009   MI        571837103000    MARSHALL & IISLEY CORP             11D    BARCLAYS CAPITAL
6/10/2009   MJT       80410A202000    MSDW STRUCTURED ASSET CORP         07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   MP PRD    605417773000    MISSISSIPPI POW ER CO              08OP   BARCLAYS CAPITAL
6/10/2009   MPJ       605417799000    MISSISSIPPI PW R E 5 5/8% NTS    08OY   BARCLAYS CAPITAL
6/10/2009   MSF       61744G107000    MORGAN STANLEY EMERGING MKTS FD08OY     BARCLAYS CAPITAL
6/10/2009   MTA       559776109000    MAGYAR TELEKOM                   05Q    LABRANCHE AND CO.
6/10/2009   MTB PRA   55292C203000    M&T CAPITAL TRUST IV             05AB   LABRANCHE AND CO.
6/10/2009   MUC       09254L107000    BLACKRO MUNI HLDGS CA INSURED FD 08OY   BARCLAYS CAPITAL
6/10/2009   MUI       09253X102000    BLACKROCK MUNI INTERMEDIATE FD   08OY   BARCLAYS CAPITAL
6/10/2009   MUJ       09254X101000    BLACKROCK MUNI HLDGS NJ          08OY   BARCLAYS CAPITAL
6/10/2009   MXE       592834105000    MEXICO EQUITY & INCOME FUND      05N    LABRANCHE AND CO.
6/10/2009   MXE PR    592834204000    MEXICO EQUITY AND INCOME FUND    05N    LABRANCHE AND CO.
6/10/2009   MYI       09254E103000    BLACKROCK MUNIYIELD INSURED FUND 08OY   BARCLAYS CAPITAL
6/10/2009   N         64118Q107000    NETSUITE INC                     08R    BARCLAYS CAPITAL
6/10/2009   NCC PRA   63540T200000    NATIONAL CITY CAPITAL TRUST II   04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   NCC PRB   63540X201000    NATIONAL CITY CAPITAL TRUST III  04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   NCC PRC   63540U207000    NATIONAL CITY CAPITAL TRUST IV   04OP   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   NCV       65370F101000    NICHOLAS APPLEGATE CONVERTIBLE 08OY     BARCLAYS CAPITAL
6/10/2009   NLY PRA   035710508000    ANNALY CAPITAL MANAGEMENT        04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   NMA       67062H106000    NUVEEN MUNI ADVANTAGE FUND       08OY   BARCLAYS CAPITAL
6/10/2009   NMI       67062J102000    NUVEEN MUNICIPAL INCOME FUND     08OY   BARCLAYS CAPITAL
6/10/2009   NMT       67061E104000    NUVEEN MASS PREM INCM MUNI FND   08OY   BARCLAYS CAPITAL
6/10/2009   NNN PRC   637417403000    NATIONAL RETAIL PROPERTIES       04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   NPC       67061X102000    NUVEEN INS CA PREM INCM FUND     08OY   BARCLAYS CAPITAL
6/10/2009   NPD       16943C109000    CHINA NEPSTAR CHAIN DRUGSTORE    05Q    LABRANCHE AND CO.
6/10/2009   NPV       67064R102000    NUVEEN VA PREM INCM MUNI FND     08OY   BARCLAYS CAPITAL
6/10/2009   NQF       670970102000    NUVEEN FLA INV QUAL MUNI FUND    08OY   BARCLAYS CAPITAL
6/10/2009   NQS       670973106000    NUVEEN SELECT QUAL MUNI FUND     08OY   BARCLAYS CAPITAL
6/10/2009   NR        651718504000    NEW PARK RESOURCES               11D    BARCLAYS CAPITAL
6/10/2009   NRC       637432808000    NATIONAL RURAL UTILITIES         05BZ   LABRANCHE AND CO.
6/10/2009   NRF       66704R100000    NORTHSTAR REALTY FINANCE CORP    08OY   BARCLAYS CAPITAL
6/10/2009   NRF PRA   66704R209000    NORTHSTAR REALTY FINANCE         08OY   BARCLAYS CAPITAL
6/10/2009   NRF PRB   66704R308000    NORTH STAR REALTY FIN CORP PRB   08OY   BARCLAYS CAPITAL
6/10/2009   NRN       637432709000    NATL RUR UTIL COOPERATIVE FIN    05AZ   LABRANCHE AND CO.
6/10/2009   NRU       637432873000    NATL RUR UTIL COOPERATIVE FIN    05BZ   LABRANCHE AND CO.
6/10/2009   NTC       67060D107000    NUVEEN CONN PREM INC MNI FND     08OY   BARCLAYS CAPITAL
6/10/2009   NTL       656567401000    NORTEL INVESORA 1/20 SER B SHR   05O    LABRANCHE AND CO.
6/10/2009   NTT       654624105000    NIPPON TELEGRAPH & TELEPHONE     05Q    LABRANCHE AND CO.
6/10/2009   NTY       628782104000    NBTY INC                         10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   NVN       670976109000    NUVEEN NY SELECT QUAL MUNI FND   08OY   BARCLAYS CAPITAL
6/10/2009   NVO       670100205000    NOVO NORDISK A/S                 11D    BARCLAYS CAPITAL
6/10/2009   NVR       62944T105000    NVR INC                          08R    BARCLAYS CAPITAL
6/10/2009   NVS       66987V109000    NOVARTIS AG                      05P    LABRANCHE AND CO.
6/10/2009   NXY       65334H102000    NEXEN                            10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   NXY PRB   65334H508000    NEXEN INC                        10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   NZT       879278208000    TELECOM CORP NEW ZEALAND 16 SHRS10S     BANC OF AMERICA SPECIALIST INC
6/10/2009   O PRD     756109609000    REALTY INCOME CORP               04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   O PRE     756109708000    REALTY INCOME CORPORATION 6.75% 04MX    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   OFC       22002T108000    CORPORATE OFFICE PROP TR         08OY   BARCLAYS CAPITAL
6/10/2009   OFC PRG   22002T504000    CORPORATE OFFICE PROPERTIES      08OY   BARCLAYS CAPITAL
6/10/2009   OFC PRH   22002T603000    CORP OFFICE PROPERTIES TRUST     08OY   BARCLAYS CAPITAL
6/10/2009   OFC PRJ   22002T702000    CORPORATE OFFICE PROPERTIES      08OY   BARCLAYS CAPITAL
6/10/2009   OFG PRA   68618W 209000   ORIENTAL FIN GP 7.125% NONCUM A  05C    LABRANCHE AND CO.
6/10/2009   OFG PRB   68618W 308000   ORIENTAL FINANCIAL GROUP INC     05C    LABRANCHE AND CO.
6/10/2009   OIS       678026105000    OIL STATES INTERNATIONAL         07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   ONB PRB   67087Y209000    ONB CAPITAL TRUST II             04MX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   ONE PRW   06423W 204000   BANK ONE CAPITAL VI              07AY   BANC OF AMERICA SPECIALIST INC
6/10/2009   PAR       88580F109000    3PAR                             08U    BARCLAYS CAPITAL
6/10/2009   PDE       74153Q102000    PRIDE INTERNATIONAL              08R    BARCLAYS CAPITAL
6/10/2009   PG        742718109000    PROCTER & GAMBLE                 08U    BARCLAYS CAPITAL
6/10/2009   PHI       718252604000    PHILIPPINE LONG DISTANCE TEL     05R    LABRANCHE AND CO.
6/10/2009   PIM       746909100000    PUTNAM MASTER INTERM INC FUND    08OY   BARCLAYS CAPITAL
6/10/2009   PJJ       740434766000    MERRILL LYNCH DEPOSITOR INC      08OY   BARCLAYS CAPITAL
6/10/2009   PJR       740434667000    MERRILL LYNCH DEPOSITOR INC      05AX   LABRANCHE AND CO.
6/10/2009   PKX       693483109000    POSCO 1/4TH SHR                  08R    BARCLAYS CAPITAL
6/10/2009   PKY PRD   70159Q401000    PARKW AY PROPERTIES INC          04NX   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   PLD PRF   743410706000    PROLOGIS                         05BY   LABRANCHE AND CO.
6/10/2009   PLD PRG   743410805000    PROLOGIS                         05BY   LABRANCHE AND CO.
6/10/2009   PMB PR    740469200000    PREMIER CAP TR I TR PR           07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   PNX       71902E109000    THE PHOENIX CO                   07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   PNY       720186105000    PIEDMONT NATURAL GAS             11D    BARCLAYS CAPITAL
6/10/2009   POH       744533605000    PUBLIC SERVICE COMPANY OF OK     05B    LABRANCHE AND CO.
6/10/2009   PPO       73179V103000    POLYPORE INTERNATIONAL, INC.     08R    BARCLAYS CAPITAL
6/10/2009   PRE PRC   G6852T204000    PARTNERRE LTD                    05AY   LABRANCHE AND CO.
6/10/2009   PRE PRD   G68603409000    PARTNERRE LTD                    05AY   LABRANCHE AND CO.
6/10/2009   PSA A     74460D729000    PUBLIE STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRA   74460D497000    PUBLIC STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRB   74460D471000    PUBLIC STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRC   74460D448000    PUBLIC STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRD   74460D430000    PUBLIC STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRE   74460D398000    PUBLIC SPORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRF   74460D380000    PUBLIC STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRG   74460D364000    PUBLIC STORAGE                   07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRH    74460D323000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRI    74460D299000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRK    74460D273000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRL    74460D257000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRM    74460D232000    PUBLIC STORAGE 6.625% SER E       07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRN    74460D190000    PUBLIC STORAGE 7% SER N           07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRV    74460D588000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRW    74460D570000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRX    74460D554000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSA PRZ    74460D521000    PUBLIC STORAGE                    07AB   BANC OF AMERICA SPECIALIST INC
6/10/2009   PSW        09255J101000    BLACKROCK PRD & CRP STRATEG FD 08OY      BARCLAYS CAPITAL
6/10/2009   PTR        71646E100000    PETROCHINA                        05R    LABRANCHE AND CO.
6/10/2009   PUK        74435K204000    PRUDENTIAL PLC                    10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   PUK PR     G7293H114000    PRUDENTIAL PUBLIC LIMITED CO      10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   PUK PRA    G7293H189000    PRUDRNTIAL PUBLIC LIMITED CO      10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   PYT        73941X684000    MERRILL LYNCH DEPOSITOR INC       08OY   BARCLAYS CAPITAL
6/10/2009   PZE        71646M102000    PETROBRAS ENERGIA PARTICIPACIONE 05N     LABRANCHE AND CO.
6/10/2009   QXM        G73031109000    QIAO XING MOBILE COMM CO., LTD    05R    LABRANCHE AND CO.
6/10/2009   RBS        780097689000    THE ROYAL BANK OF SCOTLAND GROUP  05Q    LABRANCHE AND CO.
6/10/2009   RCC        83165P101000    SMALL CAP PREMIUM & DIVIDEND      08OZ   BARCLAYS CAPITAL
6/10/2009   RCL        V7780T103000    ROYAL CARIBBEAN CRUISES           08L    BARCLAYS CAPITAL
6/10/2009   RDC        779382100000    ROW AN COMPANIES                  07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   RDS A      780259206000    ROYAL DUTCH SHELL PLC             10RS   BANC OF AMERICA SPECIALIST INC
6/10/2009   RDS B      780259107000    ROYAL DUTCH SHELL PLC             10RS   BANC OF AMERICA SPECIALIST INC
6/10/2009   RDY        256135203000    DR. REDDY'S LAB LMT               10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   REG PRC    758849301000    REGENCY CENTERS CORPORATION       04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   REG PRD    758849509000    REGENCY CENTERS CORPORATION       04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   REG PRE    758849608000    REGENCY CENTERS CORP              04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   RF PRZ     7591EM107000    REGIONS FINANCING TRUST III       04N    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   RJF        754730109000    RAYMOND JAMES FINANCIAL           08U    BARCLAYS CAPITAL
6/10/2009   RL         731572103000    POLO RALPH LAUREN                 08U    BARCLAYS CAPITAL
6/10/2009   RNR PRB    G7498P200000    RENAISSANCERE HOLDINGS LTD        04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   RNR PRC    G7498P309000    RENAISSANCERE HOLDINGS LTD        04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   RNR PRD    G7498P408000    RENAISSANCERE HOLDINGS LTD 6.60% 04NY    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   RRI        74971X107000    RRI ENERGY INC                    10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   RSG        760759100000    REPUBLIC SERVICES                 07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   RTI        74973W 107000   RTI INTERNATIONAL METALS          10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   RTP        767204100000    RIO TINTO                         08R    BARCLAYS CAPITAL
6/10/2009   RW F       19248J100000    COHEN & STEERS W ORLDW IDE REALTY08OZ    BARCLAYS CAPITAL
6/10/2009   RW T       758075402000    REDW OOD TRUST                    08OZ   BARCLAYS CAPITAL
6/10/2009   SAI        78390X101000    SAIC INC                          08U    BARCLAYS CAPITAL
6/10/2009   SAN        05965X109000    BANCO SANTANDER CHILE             05O    LABRANCHE AND CO.
6/10/2009   SAP        803054204000    SAP AKTIENGESELLSCHAFT            11D    BARCLAYS CAPITAL
6/10/2009   SAY        804098101000    SATYAM COMPUTER                   10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   SBS        20441A102000    COMPANHIA DE SANEAMENTO BASICO 05O       LABRANCHE AND CO.
6/10/2009   SCD        50208A102000    LMP CAPITAL AND INCOME FUND INC   08OZ   BARCLAYS CAPITAL
6/10/2009   SCG PR     837004308000    SOUTH CAROLINA E G 5 PFD          08OZ   BARCLAYS CAPITAL
6/10/2009   SCR        82859P104000    SIMCERE PHARMACEUTICAL GROUP      05Q    LABRANCHE AND CO.
6/10/2009   SD         80007P307000    SANDRIDGE ENERGY INC              08R    BARCLAYS CAPITAL
6/10/2009   SFG        852891100000    STANCORP FINANCIAL GROUP          11D    BARCLAYS CAPITAL
6/10/2009   SFI PRD    45031U408000    STARW OOD FINANCIAL               04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SFI PRE    45031U507000    ISTAR FINANCIAL INC               04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SFI PRF    45031U606000    ISTAR FINANCIAL INC               04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SFI PRG    45031U705000    ISTAR FINANCIAL INC               04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SFI PRI    45031U804000    ISTAR FINANCIAL                   04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SGZ        816300305000    SELECTIVE INSURANCE GROUP INC     08OZ   BARCLAYS CAPITAL
6/10/2009   SHI        82935M109000    SINOPEC SHANGHAI PETROCHEMICAL 05R       LABRANCHE AND CO.
6/10/2009   SHO PRA    867892200000    SUNSTONE HOTEL INVESTORS INC      08OZ   BARCLAYS CAPITAL
6/10/2009   SJM        832696405000    J M SMUCKER W I                   10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   SLM PRA    78442P205000    SLM CORPORATION 6.97%             04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SLM PRB    78442P502000    SLM CORPORATION SERIES B          04M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SNI        811065101000    SCRIPPS NETW ORKS INTERACTIVE INC 07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   SNN        83175M205000    SMITH & NEPHEW                    05P    LABRANCHE AND CO.
6/10/2009   SNP        16941R108000    CHINA PETROLEUM & CHEM CORP       05R    LABRANCHE AND CO.
6/10/2009   SNY        80105N105000    SANOFI - AVENTIS                  05P    LABRANCHE AND CO.
6/10/2009   SPG PRJ    828806885000    SIMON PROPERTY GROUP              05B    LABRANCHE AND CO.
6/10/2009   SPN        868157108000    SUPERIOR ENERGY SERVICES          08L    BARCLAYS CAPITAL
6/10/2009   SQM        833635105000    SOC QUIMICA Y MINERA DE CHILE     10RS   BANC OF AMERICA SPECIALIST INC
6/10/2009   SSL        803866300000    SASOL LIMITED                     05Q    LABRANCHE AND CO.
6/10/2009   SSP        811054402000    SCRIPPS EW (NEW )                 07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   STC        860372101000    STEW ART INFORMATION SERVICES     11D    BARCLAYS CAPITAL
6/10/2009   STI PRA    867914509000    SUNTRUST BANKS INC                05C    LABRANCHE AND CO.
6/10/2009   STI PRZ    867885105000    SUNTRUST CAPITAL IX               05AB   LABRANCHE AND CO.
6/10/2009   STP        86800C104000    SUNTECH POW ER HOLDINGS CO LTD    05R    LABRANCHE AND CO.
6/10/2009   STV        16938G107000    CHINA DIGITAL TV HLDGS CO LTD     05Q    LABRANCHE AND CO.
6/10/2009   SUG PRC    844030601000    SOUTHERN UNION 7.55%              04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   SUS PRA    86910P201000    SUSQUEHANNA CAPITAL I             08OZ   BARCLAYS CAPITAL
6/10/2009   SVJ        804787885000    SAVANNAH ELECTRIC AND POW ER      08OZ   BARCLAYS CAPITAL
6/10/2009   SW K       854616109000    STANLEY W ORKS                    10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   SW X PRB   844891200000    SOUTHW EST GAS CAPITAL II         04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   TAM         87484D103000    TAM S.A.                           05O    LABRANCHE AND CO.
6/10/2009   TAR         879378404000    TELEFONICA DE ARGENTINA S.A. NEW 05N      LABRANCHE AND CO.
6/10/2009   TBH         879287308000    TELECOM BRAS-TELEBRAS ADS 1 DP     05N    LABRANCHE AND CO.
6/10/2009   TCB PRA     872273206000    TCF CAPITAL I                      04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   TCO PRG     876664301000    TAUBMAN CENTERS                    05BZ   LABRANCHE AND CO.
6/10/2009   TCO PRH     876664400000    TAUBMAN CENTERS                    05BY   LABRANCHE AND CO.
6/10/2009   TEN         880349105000    TENNECO                            08L    BARCLAYS CAPITAL
6/10/2009   TEO         879273209000    TELECOM ARGENTINA S.A.             05N    LABRANCHE AND CO.
6/10/2009   TII         879690105000    TELMEX INTERNACIONAL SAB DE CV     05O    LABRANCHE AND CO.
6/10/2009   TII A       879690204000    TELMEX INTERNACIONAL SAB DE CV     05O    LABRANCHE AND CO.
6/10/2009   TIN         879868107000    TEMPLE INLAND                      11D    BARCLAYS CAPITAL
6/10/2009   TLB         874161102000    TALBOTS                            07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   TLI         50208B100000    LMP CORPORATE LOAN FUND INC        08OZ   BARCLAYS CAPITAL
6/10/2009   TMB         87944E105000    TELEMIG CELULAR PARTICIPACOES      05N    LABRANCHE AND CO.
6/10/2009   TMX         879403780000    TELEFONOS DE MEXICO                05O    LABRANCHE AND CO.
6/10/2009   TNE         879246106000    TELE NORTE LESTE PARTICIPACOES     05N    LABRANCHE AND CO.
6/10/2009   TOT         89151E109000    TOTAL S.A.                         05P    LABRANCHE AND CO.
6/10/2009   TRR         872625108000    TRC COMPANIES                      10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   TS          88031M109000    TENARIS S A                        05P    LABRANCHE AND CO.
6/10/2009   TSM         874039100000    TAIW AN SEMICONDUCTOR MAN          05Q    LABRANCHE AND CO.
6/10/2009   TSP         87929A102000    TELECOM DE SAO PAULO S/A TELESP 05N       LABRANCHE AND CO.
6/10/2009   TSU         88706P106000    TIM PARTICIPACOES S.A.             05N    LABRANCHE AND CO.
6/10/2009   TV          40049J206000    GRUPO TELEVISA                     05N    LABRANCHE AND CO.
6/10/2009   TY PR       895436202000    TRI-CONTINENTAL PREFERRED          04MY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   UBP PRC     917286403000    URSTADT BIDDLE PROPERTIES INC      04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   UBP PRD     917286502000    URSTADT BIDDLE PROPERTIES          04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   UBS         H89231338000    UBS AG (NEW )                      11D    BARCLAYS CAPITAL
6/10/2009   UBS PRD     90263W 201000   UBS PREFERRED FUNDING TRUST IV     11D    BARCLAYS CAPITAL
6/10/2009   UDR PRG     902653401000    UDR INC 6.75% SERIES G             05A    LABRANCHE AND CO.
6/10/2009   UMC         910873405000    UNITED MICROELECTRONICS NEW        05R    LABRANCHE AND CO.
6/10/2009   UNH         91324P102000    UNITED HEALTHCARE                  07F    BANC OF AMERICA SPECIALIST INC
6/10/2009   VBF         920955101000    VAN KAMPEN AMER CAP BOND FD        08OZ   BARCLAYS CAPITAL
6/10/2009   VCP         92906P106000    VOTORANTIM CELULOSE E PAPEL S A 05O       LABRANCHE AND CO.
6/10/2009   VE          92334N103000    VEOLIA ENVIRONNEMENT               11D    BARCLAYS CAPITAL
6/10/2009   VGM         920929106000    VAN KAMPEN AMER CAP TST INV GR     08OZ   BARCLAYS CAPITAL
6/10/2009   VIP         68370R109000    OPEN JOINT CO VIMPEL COMM          05R    LABRANCHE AND CO.
6/10/2009   VIV         92855S200000    V IVO PARTICIPACOES S.A.           05O    LABRANCHE AND CO.
6/10/2009   VLY PRA     92856Q203000    VNB CAPITAL TRUST I                04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   VM          92769R108000    VIRGIN MOBILE USA INC              10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   VNO PRE     929042604000    VORNADO REALTY TRUST               07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   VNO PRF     929042703000    VORNADO REALTY TRUST               07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   VNO PRG     929042802000    VORNADO REALTY TRUST               07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   VNO PRH     929042885000    VORNADO REALTY TRUST               07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   VNO PRI     929042877000    VORNADO REALTY TRUST 6.625%        07A    BANC OF AMERICA SPECIALIST INC
6/10/2009   VTA         921166104000    VAN KAMP DYNAMIC CRT OPP FD        08OZ   BARCLAYS CAPITAL
6/10/2009   VVR         920961109000    VAN KAMP AM CAP SENIOR INC TR      08OZ   BARCLAYS CAPITAL
6/10/2009   W EC        976657106000    W ISCONSIN ENERGY                  10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   WF          981063100000    W OORI FINANCE HOLDINGS CO LTD     05R    LABRANCHE AND CO.
6/10/2009   W FR        552715104000    MEMC ELECTRONIC MATERIALS          08L    BARCLAYS CAPITAL
6/10/2009   WH          92934F104000    W SP HOLDINGS LIMITED              05R    LABRANCHE AND CO.
6/10/2009   W MB        969457100000    W ILLIAMS DELAW ARE                10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   W MT        931142103000    W AL-MART STORES                   10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   W MZ        96950K103000    W ILLIAMS PIPELINE PARTNERS LP     10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   W PZ        96950F104000    W ILLIAMS PARTNERS L.P.            10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   W RB PRA    08449Q203000    W R BERKLEY CAPITAL TRUST II       05C    LABRANCHE AND CO.
6/10/2009   W TI        92922P106000    W &T OFFSHORE INC                  08R    BARCLAYS CAPITAL
6/10/2009   W TU        969450105000    W ILLIAMS COAL SEAM GAS RTY TST    10K    BANC OF AMERICA SPECIALIST INC
6/10/2009   W TW        948626106000    W EIGHT W ATCHERS INTERNATIONAL IN 10G    BANC OF AMERICA SPECIALIST INC
6/10/2009   XCJ         98389B886000    XCEL ENERGY INC                    05B    LABRANCHE AND CO.
6/10/2009   XFH         21988G395000    LEHMAN ABS CORPORATION             08OZ   BARCLAYS CAPITAL
6/10/2009   XFJ         21988G387000    LEHMAN ABS CORPORATION             08OZ   BARCLAYS CAPITAL
6/10/2009   XIN         98417P105000    XINYUAN REAL ESTATE CO LTD         05R    LABRANCHE AND CO.
6/10/2009   YGE         98584B103000    YINGLI GREEN ENERGY HOLDING COMP 05Q      LABRANCHE AND CO.
6/10/2009   YPF         984245100000    YPF SOCIEDAD ANONIMA               10S    BANC OF AMERICA SPECIALIST INC
6/10/2009   YSI         91274F104000    U-STORE-IT TRUST                   08OZ   BARCLAYS CAPITAL
6/10/2009   YUM         988498101000    YUM BRANDS                         08L    BARCLAYS CAPITAL
6/10/2009   ZB PRA      98973A104000    ZIONS BANCORPORATION SERIES A      04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   ZB PRB      989703202000    ZIONS CAPITAL TRUST B              04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/10/2009   ZB PRC      989701503000    ZIONS BAN CORP 9.50% SER C         04NY   SPEAR, LEEDS AND KELLOGG SPEC.   LLC

6/9/2009    AB          01881G106000    ALLIANCE BERNSTEIN HOLDING L P    10I     BANC OF AMERICA SPECIALIST INC
6/9/2009    ABA         010392520000    ALABAMA POW ER CO                 08LM    BARCLAYS CAPITAL
6/9/2009    ABC         03073E105000    AMERISOURCEBERGEN                 09H     KELLOGG SPECIALIST GROUP LLC
6/9/2009    ABD         00081T108000    ACCO BRANDS CORP                  08E     BARCLAYS CAPITAL
6/9/2009    ABK         023139108000    AMBAC FINANCIAL GROUP             10I     BANC OF AMERICA SPECIALIST INC
6/9/2009    ABK   PRZ   023139702000    AMBAC FINANCIAL GROUP INC         10I     BANC OF AMERICA SPECIALIST INC
6/9/2009    ABN   PRE   00372P203000    ABN AMRO CAP FUNDING TR V 5.90%   05A     LABRANCHE AND CO.
6/9/2009    ABN   PRF   00080V203000    ABN AMRO CAPITAL FUNDING TR VI    05A     LABRANCHE AND CO.
6/9/2009    ABN   PRG   00372Q201000    ABN AMRO CAPITAL FUNDING TRUST    05A     LABRANCHE AND CO.
6/9/2009    ABR         038923108000    ARBOR REALTY TRUST INC            08LM    BARCLAYS CAPITAL
6/9/2009   ABW PRA   00209E207000    ASBC CAPITAL I                    08LM   BARCLAYS CAPITAL
6/9/2009   ABX       067901108000    BARRICK GOLD                      06K    LABRANCHE AND CO.
6/9/2009   ACC       024835100000    AMERICAN CAMPUS COMMUNITIES       08LM   BARCLAYS CAPITAL
6/9/2009   ACS       008190100000    AFFILIATED COMPUTER SERVICES      08K    BARCLAYS CAPITAL
6/9/2009   ADC       008492100000    AGREE REALTY                      09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ADI       032654105000    ANALOG DEVICES                    09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AEA       00739W 107000   ADVANCE AMER CASH ADVANCE CNTS 10C       BANC OF AMERICA SPECIALIST INC
6/9/2009   AEG       007924103000    AEGON NV                          03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   AEP       025537101000    AMERICAN ELECTRIC POW ER          06N    LABRANCHE AND CO.
6/9/2009   AET       00817Y108000    AETNA INC                         08P    BARCLAYS CAPITAL
6/9/2009   AFN       014485106000    ALESCO FINANCIAL INC              09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AGM       313148306000    FED AGRICUL MTG CLC NON VOTING    10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   AGM A     313148108000    FED AGRICULTURAL MTG CLA VOTING 10C      BANC OF AMERICA SPECIALIST INC
6/9/2009   AGU       008916108000    AGRIUM                            09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AHC       001282102000    A H BELO CORP                     10J    BANC OF AMERICA SPECIALIST INC
6/9/2009   AHD       04939R108000    ATLAS PIPELINE                    09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AHL       G05384105000    ASPEN INSURANCE HOLDINGS LIMITED 10C     BANC OF AMERICA SPECIALIST INC
6/9/2009   AHL PR    G05384113000    ASPEN INSURANCE HOLDINGS 5.625% 10C      BANC OF AMERICA SPECIALIST INC
6/9/2009   AHL PRA   G05384139000    ASPEN INSURANCE HOLDINGS LIMITED 10C     BANC OF AMERICA SPECIALIST INC
6/9/2009   AIN       012348108000    ALBANY INTERNATIONAL              06N    LABRANCHE AND CO.
6/9/2009   AIV PRG   03748R408000    APARTMENT INV & MGNT 9.375%       08LM   BARCLAYS CAPITAL
6/9/2009   AIV PRT   03748R838000    APARTMENT INVESTMENT & MGNT       08LM   BARCLAYS CAPITAL
6/9/2009   AIV PRU   03748R820000    APARTMENT INVESTMENT AND MGT      08LM   BARCLAYS CAPITAL
6/9/2009   AIV PRV   03748R812000    APARTMENT INVESTMENT AND MGT      08LM   BARCLAYS CAPITAL
6/9/2009   AIV PRY   03748R796000    APARTMENT INVESTMENT              08LM   BARCLAYS CAPITAL
6/9/2009   AIZ       04621X108000    ASSURANT INC                      10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   AJG       363576109000    ARTHUR J GALLAGHER & CO           08K    BARCLAYS CAPITAL
6/9/2009   ALC       04544X300000    ASSISTED LIVING CONCEPTS INC      06LM   LABRANCHE AND CO.
6/9/2009   ALF       010392553000    ALABAMA POW ER CO                 08LM   BARCLAYS CAPITAL
6/9/2009   ALJ       020520102000    ALON USA ENERGY INC               08P    BARCLAYS CAPITAL
6/9/2009   ALM       010392496000    AL PW R CO SER 2007B 5.875% SENIO 08LM   BARCLAYS CAPITAL
6/9/2009   ALP PRN   010392595000    ALABAMA POW ER 5.20% CLASS A      08LM   BARCLAYS CAPITAL
6/9/2009   ALP PRO   010392611000    ALABAMA POW ER 5.83% CLASS A      08LM   BARCLAYS CAPITAL
6/9/2009   ALP PRP   010392561000    ALABAMA POW ER CO                 08LM   BARCLAYS CAPITAL
6/9/2009   ALQ       010392546000    ALABAMA POW ER                    08LM   BARCLAYS CAPITAL
6/9/2009   ALZ       010392538000    ALABAMA POW ER                    08LM   BARCLAYS CAPITAL
6/9/2009   AM        026375105000    AMERICAN GREETINGS                09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   AMB       00163T109000    AMB PROPERTY                      08LM   BARCLAYS CAPITAL
6/9/2009   AMB PRL   00163T307000    AMB PROPERTY CORP                 08LM   BARCLAYS CAPITAL
6/9/2009   AMB PRM   00163T406000    AMB PROPERTY CORP 6 3/4%          08LM   BARCLAYS CAPITAL
6/9/2009   AMB PRO   00163T505000    AMB PROPERTY CORP                 08LM   BARCLAYS CAPITAL
6/9/2009   AMB PRP   00163T604000    AMB PROPERTY CORP 6.85% SERIES P 08LM    BARCLAYS CAPITAL
6/9/2009   ANH       037347101000    ANW ORTH MORTGAGE ASSET CORP      09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ANH PRA   037347200000    ANW ORTH MORTGAGE ASSET           09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ANH PRB   037347309000    ANW ORTH MORTGAGE ASSET CORP      09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ANN       036115103000    ANNTAYLOR STORES                  08E    BARCLAYS CAPITAL
6/9/2009   ANW       Y0017S102000    AEGEAN MARINE PETROLEUM NETW ORK  09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AOC       037389103000    AON                               08K    BARCLAYS CAPITAL
6/9/2009   APL       049392103000    ATLAS PIPELINE PARTNERS           09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ARG       009363102000    AIRGAS                            09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ARH PRA   G0450A147000    ARCH CAPITAL GROUP LTD            10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   ARH PRB   G0450A154000    ARCH CAPITAL GROUP                10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   ASF       007094105000    ADMINISTAFF                       06N    LABRANCHE AND CO.
6/9/2009   ASH       044209104000    ASHLAND                           09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ATE       00762U200000    ADVANTEST CORPORATION             03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   ATN       049303100000    ATLAS ENERGY RESOURCES LLC        09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AUO       002255107000    AU OPTRONICS                      03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   AUY       98462Y100000    YAMANA GOLD INC                   06K    LABRANCHE AND CO.
6/9/2009   AVP       054303102000    AVON PRODUCTS                     08E    BARCLAYS CAPITAL
6/9/2009   AXL       024061103000    AMER AXLE & MANUFACTURING HLDGS 08K      BARCLAYS CAPITAL
6/9/2009   AXR       032159105000    AMREP                             10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   AYE       017361106000    ALLEGHENY POW ER SYSTEM           10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   AYI       00508Y102000    ACUITY BRANDS INC HOLDING CO      08E    BARCLAYS CAPITAL
6/9/2009   AYR       G0129K104000    AIRCASTLE LIMITED                 09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   AZ        018805101000    ALLIANZ SE                        03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   BBI       093679108000    BLOCKBUSTER CLASS A               06N    LABRANCHE AND CO.
6/9/2009   BBI B     093679207000    BLOCKBUSTER CLASS B               06N    LABRANCHE AND CO.
6/9/2009   BBL       05545E209000    BHP BILLITON PLC                  09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   BBT       054937107000    BB&T                              10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   BBT PRA   05530J205000    BB&T CAPITAL TRUST V              10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   BC        117043109000    BRUNSW ICK                        08E    BARCLAYS CAPITAL
6/9/2009   BCF       09254B109000    BLACK ROCK REAL ASSET EQUITY      08LM   BARCLAYS CAPITAL
6/9/2009   BCR       067383109000    BARD CR                           09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   BDF       769667106000    RIVUS BOND FUND                   08LM   BARCLAYS CAPITAL
6/9/2009   BFK       09248F109000    BLACKROCK MUNICIPAL INCOME TRUST 08LM    BARCLAYS CAPITAL
6/9/2009   BFO       09250M109000    BLACKROCK FLORIDA MUNI 2020 TERM 08LM    BARCLAYS CAPITAL
6/9/2009   BFS       804395101000    SAUL CENTERS                      10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   BFS PRA   804395200000    SAUL CENTERS INC 8% SERIES A      10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   BFS PRB   804395408000    SAUL CNTS INC 9% SER B            10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   BG        G16962105000    BUNGE LIMITED                     10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   BGG       109043109000   BRIGGS & STRATTON                08K    BARCLAYS CAPITAL
6/9/2009   BGP       099709107000   BORDERS GROUP                    09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   BGT       091941104000   BLACKROCK FLOATING RATE INC TST 08LM    BARCLAYS CAPITAL
6/9/2009   BHP       088606108000   BHP BILLITON LMT PROP 2 ORD SHRS 09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   BIG       089302103000   BIG LOTS                         08E    BARCLAYS CAPITAL
6/9/2009   BK        064058100000   THE BANK OF NEW YORK MELLON CORP 08V    BARCLAYS CAPITAL
6/9/2009   BK PRE    09656G201000   BNY CAPITAL IV TRUST PR SEC      08M    BARCLAYS CAPITAL
6/9/2009   BK PRF    09656H209000   BNY CAPITAL V                    08M    BARCLAYS CAPITAL
6/9/2009   BKD       112463104000   BROOKDALE SENIOR LIVING INC      09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   BKK       09249X109000   BLACKROCK MUNICIPAL 2020 TERM TR 08M    BARCLAYS CAPITAL
6/9/2009   BKS       067774109000   BARNES & NOBLE                   10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   BLC       080555105000   BELO CORPORATION                 10J    BANC OF AMERICA SPECIALIST INC
6/9/2009   BLX       P16994132000   BANCO LATINOAMERICANO SE EXPRT 03E      SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   BMR       09063H107000   BIOMED REALTY TRUST INC          08M    BARCLAYS CAPITAL
6/9/2009   BMR PRA   09063H206000   BIOMED REALTY TRUST, INC. PR A   08M    BARCLAYS CAPITAL
6/9/2009   BNE       103043105000   BOW NE & CO                      09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   BNI       12189T104000   BURLINGTON NORTHERN SANTA FE     08V    BARCLAYS CAPITAL
6/9/2009   BP        055622104000   BP P.L.C                         03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   BSP       030099105000   AMER STRAT INCOME PORTFOLIO II   08M    BARCLAYS CAPITAL
6/9/2009   BTE       073176109000   BAYTEX ENERGY TRUST              06M    LABRANCHE AND CO.
6/9/2009   BVF       09067J109000   BIOVAIL                          03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   BW A      099724106000   BORG-W ARNER INC.                06N    LABRANCHE AND CO.
6/9/2009   BXS PRA   05969E305000   BANCORPSOUTH CAPITAL TRUST I     08M    BARCLAYS CAPITAL
6/9/2009   C PRE     17311H209000   CITIGROUP CAPITAL XVII           08M    BARCLAYS CAPITAL
6/9/2009   C PRF     17311U200000   CITIGRP CAP XIX 7.250% ENHANCED  08M    BARCLAYS CAPITAL
6/9/2009   C PRG     173085200000   CITIGROUP CAPITAL XX 7.875%      08M    BARCLAYS CAPITAL
6/9/2009   C PRI     172967598000   CITIGROUP INC                    08M    BARCLAYS CAPITAL
6/9/2009   C PRM     172967556000   CITIGRP INC 8.50% SER F          08M    BARCLAYS CAPITAL
6/9/2009   C PRO     17309E200000   CITIGROUP CAPITAL XIV 6.875%     08M    BARCLAYS CAPITAL
6/9/2009   C PRP     172967572000   CITIGROUP INC                    08M    BARCLAYS CAPITAL
6/9/2009   C PRQ     17307Q205000   CITIGROUP CAPITAL XI             08M    BARCLAYS CAPITAL
6/9/2009   C PRR     173064205000   CITIGROUP CAPITAL X              08M    BARCLAYS CAPITAL
6/9/2009   C PRS     173066200000   CITIGROUP CAPITAL IX             08M    BARCLAYS CAPITAL
6/9/2009   C PRU     17310G202000   CITIGROUP CAPITAL XV 6.50%       08M    BARCLAYS CAPITAL
6/9/2009   C PRV     17306N203000   CITIGROUP CAPITAL VII            08M    BARCLAYS CAPITAL
6/9/2009   C PRW     17310L201000   CITIGROUP CAPITAL XVI 6.45%      08M    BARCLAYS CAPITAL
6/9/2009   C PRZ     17306R204000   CITIGROUP CAPITAL VIII           08M    BARCLAYS CAPITAL
6/9/2009   CAH       14149Y108000   CARDINAL HEALTH                  10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   CAJ       138006309000   CANON                            08D    BARCLAYS CAPITAL
6/9/2009   CBI       167250109000   CHICAGO BRIDGE & IRON NV         10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   CCH       1912EP104000   COCA-COLA HELLENIC BOTTLING CO   03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CCJ       13321L108000   CAMECO                           03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CCW       20030N408000   COMCAST CORPORATION 7.00%        10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   CDR       150602209000   CEDAR SHOPPING CENTERS INC       09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CDR PRA   150602308000   CEDAR SHOPPING CENTERS INC       09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CE        150870103000   CELANESE CORP                    08P    BARCLAYS CAPITAL
6/9/2009   CE PR     150870202000   CELANESE CORP                    08P    BARCLAYS CAPITAL
6/9/2009   CEC       125137109000   CEC ENTERTAINMENT                09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CEL       M2196U109000   CELLCOM ISRAEL LTD               03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CEO       126132109000   CNOOC LIMITED                    03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CFC PRA   22238E206000   COUNTRYW IDE CAPITAL IV          08M    BARCLAYS CAPITAL
6/9/2009   CFC PRB   222388209000   COUNTRYW IDE CAPITAL V           08M    BARCLAYS CAPITAL
6/9/2009   CFI       230215105000   CULP                             09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CGT       124765108000   CAE INC                          03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CHB       158496109000   CHAMPION ENTERPRISES             09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CHD       171340102000   CHURCH & DW IGHT                 08E    BARCLAYS CAPITAL
6/9/2009   CHT       17133Q403000   CHUNGHW A TELECOM CO LTD         03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CHU       16945R104000   CHINA UNICOM HONG KONG LIMITED   03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CLC       179895107000   CLARCOR                          09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CLW       18538R103000   CLEARW ATER PAPER CORPORATION    10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   CMA       200340107000   COMERICA                         06M    LABRANCHE AND CO.
6/9/2009   CMG       169656105000   CHIPOTLE MEXICAN GRILL           08K    BARCLAYS CAPITAL
6/9/2009   CMG B     169656204000   CHIPOTLE MEXICAN GRILL INC CL B  08K    BARCLAYS CAPITAL
6/9/2009   CMO       14067E506000   CAPSTEAD MORTGAGE                08M    BARCLAYS CAPITAL
6/9/2009   CMO PRA   14067E209000   CAPSTEAD MORTGAGE CUM 1.60       08N    BARCLAYS CAPITAL
6/9/2009   CMO PRB   14067E308000   CAPSTEAD MORTGAGE CUM CV PFD     08N    BARCLAYS CAPITAL
6/9/2009   CMS       125896100000   CMS ENERGY                       08E    BARCLAYS CAPITAL
6/9/2009   CNI       136375102000   CANADIAN NATIONAL RAILW AY       03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CNK       17243V102000   CINEMARK HOLDINGS INC.           08D    BARCLAYS CAPITAL
6/9/2009   CNQ       136385101000   CANADIAN NATURAL                 08P    BARCLAYS CAPITAL
6/9/2009   COG       127097103000   CABOT OIL & GAS                  08P    BARCLAYS CAPITAL
6/9/2009   COL       774341101000   ROCKW ELL COLLINS                08D    BARCLAYS CAPITAL
6/9/2009   COO       216648402000   COOPER COMPANIES                 06N    LABRANCHE AND CO.
6/9/2009   CPE       13123X102000   CALLON PETROLEUM                 10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   CQB       170032809000   CHIQUITA BRANDS INTERNATIONAL    10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   CRT       22757R109000   CROSS TIMBERS ROYALTY TRUST      10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   CSA       19238U107000   COGDELL SPENCER INC              10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   CSP       03009T101000   AMERICAN STRATEGIC INCM III      08N    BARCLAYS CAPITAL
6/9/2009   CSS       125906107000   CSS INDUSTRIES                   09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   CUB       229669106000   CUBIC CORPORATION                09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   CUK       14365C103000   CARNIVAL PLC                     03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   CVA       22282E102000   COVANTA HOLDINGS CORP            08E    BARCLAYS CAPITAL
6/9/2009   CW Z      21988G650000   LEHMAN ABS CORP                  08N    BARCLAYS CAPITAL
6/9/2009   CYE       09255M104000   BLACKROCK CORP HIGH YIELD FUND   08N    BARCLAYS CAPITAL
6/9/2009   D         25746U109000   DOMINION RESOURCES               08D    BARCLAYS CAPITAL
6/9/2009   DCM       62942M201000   NTT DOCOMO INC                   03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   DDF       245915103000   DELAW ARE INV DIVIDEND & FD      08N    BARCLAYS CAPITAL
6/9/2009   DDR       251591103000   DEVELOPERS DEV REALTY            09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   DDR PRG   251591830000   DEVELOPERS DIVERSIFIED REALTY    09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   DDR PRH   251591822000   DEVELOPERS DIVERSIFIED REALTY    09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   DDR PRI   251591780000   DEVELOPERS DIVERSIFIED REALTY    09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   DE        244199105000   DEERE & COMPANY                  10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   DFP       247131303000   DELPHI FIN GP INC                08N    BARCLAYS CAPITAL
6/9/2009   DFY       247131204000   DELPHI FINANCIAL GROUP INC       08N    BARCLAYS CAPITAL
6/9/2009   DHR       235851102000   DANAHER                          08D    BARCLAYS CAPITAL
6/9/2009   DHT       Y2065G105000   DHT MARITIME INC                 08D    BARCLAYS CAPITAL
6/9/2009   DKK       804103208000   MS STRUCTURED ASSET CORP         08N    BARCLAYS CAPITAL
6/9/2009   DKR       804115202000   MS STRUCTRUED ASSET CORP         08N    BARCLAYS CAPITAL
6/9/2009   DKS       253393102000   DICKS SPORTING GOODS INC         10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   DNY       24823A102000   THE DENALI FD INC                08N    BARCLAYS CAPITAL
6/9/2009   DOX       G02602103000   AMDOCS                           03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   DRC       261608103000   DRESSER-RAND GROUP INC           03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   DSF       24476Y100000   DEFINED STRATEGY FUND INC        08N    BARCLAYS CAPITAL
6/9/2009   DSU       09255R103000   BLACKROCK DEBT STRATEGY FUND     08N    BARCLAYS CAPITAL
6/9/2009   DUK       26441C105000   DUKE ENERGY CORP                 08D    BARCLAYS CAPITAL
6/9/2009   DV        251893103000   DEVRY                            08E    BARCLAYS CAPITAL
6/9/2009   DVM       19248G106000   COHEN & STRS DIVIDEND MAJORS FD 08N     BARCLAYS CAPITAL
6/9/2009   DX        26817Q506000   DYNEX CAPITAL                    09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   DX PRD    26817Q605000   DYNEX CAPITAL INC                09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   DY        267475101000   DYCOM INDUSTRIES                 03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   ECA       292505104000   ENCANA CORPORATION               03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   ECL       278865100000   ECOLAB                           06M    LABRANCHE AND CO.
6/9/2009   ED        209115104000   CONSOLIDATED EDISON HLDG CO      08D    BARCLAYS CAPITAL
6/9/2009   ED PRA    209111707000   CONSOLIDATED ED 5 CUM PFD        08N    BARCLAYS CAPITAL
6/9/2009   EDD       617477104000   MORGAN STANLEY EMERGING MKTS     08N    BARCLAYS CAPITAL
6/9/2009   EDR       28140H104000   EDUCATION REALTY TRUST INC       09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   EGN       29265N108000   ENERGEN                          10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   EME       29084Q100000   EMCOR GROUP                      09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ENB       29250N105000   ENBRIDGE INC                     03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   ENH       G30397106000   ENDURANCE SPECIALTY HOLDINGS LTD10I     BANC OF AMERICA SPECIALIST INC
6/9/2009   ENH PRA   29267H208000   ENDURANCE SPECIALTY HOLDINGS LTD10I     BANC OF AMERICA SPECIALIST INC
6/9/2009   ENS       29275Y102000   ENERSYS                          10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   EP        28336L109000   EL PASO                          08P    BARCLAYS CAPITAL
6/9/2009   EP PRC    283678209000   EL PASO ENERGY CAP TR I CV       08P    BARCLAYS CAPITAL
6/9/2009   EQR       29476L107000   EQUITY RESIDENTIAL               09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   EQR PRE   29476L883000   EQUITY RES SER E CUM CV          09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   EQR PRH   29476L842000   EQUITY RES $1.75 H CV PF         09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   EQR PRN   29476L784000   EQUITY RESIDENTIAL               09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ESC       291005106000   EMERITUS CORPORATION             09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ESV       26874Q100000   ENSCO INTERNATIONAL              09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   EV        278265103000   EATON VANCE                      10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   EXH       30225X103000   EXTERRAN HOLDINGS INC.           09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   FCN       302941109000   FTI CONSULTING INC               08E    BARCLAYS CAPITAL
6/9/2009   FDS       303075105000   FACTSET RESEARCH SYSTEMS         06N    LABRANCHE AND CO.
6/9/2009   FFG       30239F106000   FBL FINANCIAL GROUP              08D    BARCLAYS CAPITAL
6/9/2009   FIG       34958B106000   FORTRESS INVESTMENT GROUP LLC    09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   FLR       343412102000   FLUOR                            08K    BARCLAYS CAPITAL
6/9/2009   FMC       302491303000   FMC                              08K    BARCLAYS CAPITAL
6/9/2009   FO        349631101000   FORTUNE BRANDS                   08E    BARCLAYS CAPITAL
6/9/2009   FO PRA    349631200000   FORTUNE BRANDS PFD A             08E    BARCLAYS CAPITAL
6/9/2009   FPO       33610F109000   FIRST POTOMAC REALTY TRUST       09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   FRE PRB   313400608000   FREDDIE MAC D/B/A VAR N CUM B    05A    LABRANCHE AND CO.
6/9/2009   FRE PRF   313400863000   FREDDIE MAC 5% NON CUM PFD       05A    LABRANCHE AND CO.
6/9/2009   FRE PRG   313400848000   FHMC 4395000 VAR RATE NON CUM PR 05A    LABRANCHE AND CO.
6/9/2009   FRE PRH   313400855000   8000000 5.1% NON CUM PR          05A    LABRANCHE AND CO.
6/9/2009   FRE PRK   313400830000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRL   313400798000   FREDDIE MAC PRL                  05A    LABRANCHE AND CO.
6/9/2009   FRE PRM   313400780000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRN   313400764000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRO   313400772000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRP   313400749000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRQ   313400756000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRR   313400731000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRS   313400715000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRT   313400699000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRU   313400681000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRV   313400673000   FREDDIE MAC 5.57%                05A    LABRANCHE AND CO.
6/9/2009   FRE PRW   313400665000   FREDDIE MAC 5.66% PFD            05AB   LABRANCHE AND CO.
6/9/2009   FRE PRX   313400657000   FREDDIE MAC 6.02% PFD            05A    LABRANCHE AND CO.
6/9/2009   FRE PRY   313400640000   FREDDIE MAC                      05A    LABRANCHE AND CO.
6/9/2009   FRE PRZ   313400624000    FREDDIE MAC $1.00 PAR VALUE        05A    LABRANCHE AND CO.
6/9/2009   FRO       G3682E127000    FRONTLINE LTD                      03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   FTB PRA   31678W 204000   FIFTH THIRD CAP TR V 7.25%         09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   FTB PRB   31678V206000    FIFTH THIRD CAP TR VI 7.25%        09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   FTB PRC   316780204000    FIFTH THIRD CAPITAL TRUST VII      09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   FTI       30249U101000    FMC TECHNOLOGIES                   08P    BARCLAYS CAPITAL
6/9/2009   FUL       359694106000    H B FULLER COMPANY                 06N    LABRANCHE AND CO.
6/9/2009   G         G3922B107000    GENPACT LIMITED                    09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GAP       390064103000    GREAT ATLANTIC & PACIFIC TEA       10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   GBL       361438104000    GAMCO INVESTORS INC                10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   GCO       371532102000    GENESCO                            06N    LABRANCHE AND CO.
6/9/2009   GFI       38059T106000    GOLD FIELDS LIMITED                06K    LABRANCHE AND CO.
6/9/2009   GG        380956409000    GOLDCORP INC                       06K    LABRANCHE AND CO.
6/9/2009   GG W S    380956177000    GOLDCORP INC                       06K    LABRANCHE AND CO.
6/9/2009   GGC       373200203000    GEORGIA GULF                       06M    LABRANCHE AND CO.
6/9/2009   GJS       86311R301000    SYNTHETIC FIXED-INCOME             10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   GKK       384871109000    GRAMERCY CAPITAL CORP              09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GKK PRA   384871307000    GRAMERCY CAPITAL CORP 8.125%       09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GLT       377316104000    GLATFELTER                         10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   GMR       Y2693R101000    GENERAL MARITIME                   10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   GNK       Y2685T107000    GENCO SHIPPING & TRADING LIMITED   09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GNW       37247D106000    GENW ORTH FINANCIAL INC            10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   GPC       372460105000    GENUINE PARTS                      09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GPX       36225V104000    GP STRATEGIES                      08D    BARCLAYS CAPITAL
6/9/2009   GRS       36467T106000    GAMMON GOLD INC                    09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GS        38141G104000    GOLDMAN SACHS GROUP                10A    BANC OF AMERICA SPECIALIST INC
6/9/2009   GSL       Y27183105000    GLOBAL SHIP LEASE INC              09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GSL U     Y27183402000    GLOBAL SHIP LEASE INC              09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GSL W S   Y27183113000    GLOBAL SHIP LEASE INC              09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   GTS       896749108000    TRIPLE-S MANAGEMENT CORP           09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   HAS       418056107000    HASBRO                             08E    BARCLAYS CAPITAL
6/9/2009   HBA PRD   40428H706000    HSBC USA 1/4 SHR ADJ RT CUM        05AB   LABRANCHE AND CO.
6/9/2009   HBA PRF   40428H805000    HSBC USA INC                       05AB   LABRANCHE AND CO.
6/9/2009   HBA PRG   40428H888000    HSBC USA INC                       05AB   LABRANCHE AND CO.
6/9/2009   HBA PRH   40428H862000    HSBC USA INC                       05AB   LABRANCHE AND CO.
6/9/2009   HBA PRZ   40428H201000    HSBC USA                           05AB   LABRANCHE AND CO.
6/9/2009   HBC PR    414567206000    HARRIS PRD CAP 7 3/8% NONCUM       05AY   LABRANCHE AND CO.
6/9/2009   HCS       404280703000    HSBC HOLDING PLC                   05A    LABRANCHE AND CO.
6/9/2009   HD        437076102000    HOME DEPOT                         10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   HES       42809H107000    HESS CORP                          10A    BANC OF AMERICA SPECIALIST INC
6/9/2009   HFC PRB   40429C607000    HSBC FINANCE CORP                  05B    LABRANCHE AND CO.
6/9/2009   HGT       444717102000    HUGOTON ROYALTY TR TR UNITS        10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   HI        431571108000    HILLENBRAND INC                    10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   HIG       416515104000    HARTFORD FIN SERVICES GP           06M    LABRANCHE AND CO.
6/9/2009   HIT       433578507000    HITACHI ADR 10 COM                 08D    BARCLAYS CAPITAL
6/9/2009   HL        422704106000    HECLA MINING                       10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   HL PRB    422704205000    HECLA MINING CUM CV PFD B          10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   HL PRC    422704304000    HECLA MINING COMPANY 6.5%          10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   HMA       421933102000    HEALTH MANAGEMENT ASSOC            08E    BARCLAYS CAPITAL
6/9/2009   HON       438516106000    HONEYW ELL INTERNATIONAL           08P    BARCLAYS CAPITAL
6/9/2009   HP        423452101000    HELMERICH & PAYNE                  10J    BANC OF AMERICA SPECIALIST INC
6/9/2009   HPT       44106M102000    HOSPITALITY PROPERTIES TRUST       09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   HPT PRB   44106M409000    HOSPITALITY PROPERTIES TR 8.875%   09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   HPT PRC   44106M508000    HOSPITALITY PROP TRST 7% SER C     09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   HRC       431475102000    HILL ROM HOLDINGS INC              10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   HSY       427866108000    HERSHEY COMPANY                    10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   HTB       40429C201000    HSBC FINANCE CORP 6.875%           05BZ   LABRANCHE AND CO.
6/9/2009   HTN       40429C300000    HSBC FINANCE CORP 6%               05BZ   LABRANCHE AND CO.
6/9/2009   HTX       44841T107000    HUTCHISON TELECOMMUNICATIONS       03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   HUN       447011107000    HUNTSMAN CORP                      08P    BARCLAYS CAPITAL
6/9/2009   HXM       25030W 100000   DESARROLLADORA HOMEX S.A. DE C.V   08D    BARCLAYS CAPITAL
6/9/2009   HYH       22082N203000    STRUCTURED PRODUCTS CORP           10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   ICE       45865V100000    INTERCONTINENTALEXCHANGE           03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   IGK       456837806000    ING GROEP NV                       05A    LABRANCHE AND CO.
6/9/2009   IGT       459902102000    INTERNATIONAL GAME TECHNOLOGY      10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   IM        457153104000    INGRAM MICRO                       09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   IMA       46126P106000    INVERNESS MEDICAL                  09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   IMA PRB   46126P304000    INVERNESS MEDICAL                  09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   IND       456837202000    ING GROEP N.V.                     05AB   LABRANCHE AND CO.
6/9/2009   INT       981475106000    W ORLD FUEL SERVICES               10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   INZ       456837301000    ING GROEP N.V.                     05AB   LABRANCHE AND CO.
6/9/2009   IOC       460951106000    INTEROIL CORPORATION               06K    LABRANCHE AND CO.
6/9/2009   IR        G4776G101000    INGERSOLL-RAND CO LMT              08K    BARCLAYS CAPITAL
6/9/2009   IRM       462846106000    IRON NOUNTAIN                      08D    BARCLAYS CAPITAL
6/9/2009   ISF       456837608000    ING GROEP N.V                      05A    LABRANCHE AND CO.
6/9/2009   ISG       456837509000    ING GROEP N V                      05AB   LABRANCHE AND CO.
6/9/2009   ISM       78442P601000    SLM CORP                           03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   ISP       456837400000    ING GROEP N.V.                     05AY   LABRANCHE AND CO.
6/9/2009   ITP       460919103000    INTERTAPE POLYMER GROUP            09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ITW       452308109000    ILLINOIS TOOL W ORKS               09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   IVZ       G491BT108000    INVESCO LTD                      08E    BARCLAYS CAPITAL
6/9/2009   IW A      462594201000    IOW A TELECOMMUNICATIONS SERVICES06N    LABRANCHE AND CO.
6/9/2009   JBJ       21988G296000    LEHMAN ABS CORP 6.25% 2003 4     05AB   LABRANCHE AND CO.
6/9/2009   JBL       466313103000    JABIL CIRCUIT                    08E    BARCLAYS CAPITAL
6/9/2009   JBT       477839104000    JOHN BEAN TECHNOLOGIES CORP      08P    BARCLAYS CAPITAL
6/9/2009   JW F      94979P203000    W ELLS FARGO CAPITAL IX          05B    LABRANCHE AND CO.
6/9/2009   JZC       21988K875000    LEHMAN ABS CORP                  10J    BANC OF AMERICA SPECIALIST INC
6/9/2009   KAI       48282T104000    KADANT INC                       10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   KBR       48242W 106000   KBR INC                          03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   KDN       486587108000    KAYDON                           09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   KEP       500631106000    KOREA ELECTRIC POW ER 1/2 SHR    03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   KGC       496902404000    KINROSS GOLD CORPORATION         06K    LABRANCHE AND CO.
6/9/2009   KNL       498904200000    KNOLL, INC.                      10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   KSU       485170302000    KANSAS CITY SOUTHERN             10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   KTC       48268K101000    KT CORPORATION                   03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   LH        50540R409000    LABORATORY CORP OF AMERICA       10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   LMT       539830109000    LOCKHEED MARTIN                  08K    BARCLAYS CAPITAL
6/9/2009   LPL       50186V102000    LG DISPLAY CO LTD                03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   LPX       546347105000    LOUISIANA PACIFIC                10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   LRT       502003106000    LL E ROYALTY TR UTS BI           09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   LUX       55068R202000    LUXOTTICA GROUP                  03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   LVB       858495104000    STEINW AY MUSICAL INSTRUMENTS    06M    LABRANCHE AND CO.
6/9/2009   LXK       529771107000    LEXMARK INTL INC                 09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   LXU       502160104000    LSB INDUSTRIES INC               09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MAR       571903202000    MARRIOTT INTERNATIONAL           08V    BARCLAYS CAPITAL
6/9/2009   MAT       577081102000    MATTEL                           08E    BARCLAYS CAPITAL
6/9/2009   MCD       580135101000    MCDONALDS                        10J    BANC OF AMERICA SPECIALIST INC
6/9/2009   MCS       566330106000    MARCUS                           09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MDC       552676108000    MDC HOLDINGS                     09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MDZ       55269P302000    MDS                              03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   ME        56845T305000    MARINER ENERGY                   06N    LABRANCHE AND CO.
6/9/2009   MF        G60642108000    MF GLOBAL LTD                    09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MGA       559222401000    MAGNA INTERNATIONAL              03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   MGG       55907R108000    MAGELLAN MIDSTREAM               10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   MGI       60935Y109000    MONEYGRAM INTERNATIONAL INC      06M    LABRANCHE AND CO.
6/9/2009   MGM       552953101000    MGM MIRAGE                       10J    BANC OF AMERICA SPECIALIST INC
6/9/2009   MHO       55305B101000    M/I HOMES INC                    08D    BARCLAYS CAPITAL
6/9/2009   MHO PRA   55305B200000    M/I HOMES DEP SHS                08D    BARCLAYS CAPITAL
6/9/2009   MIG       58319P108000    MEADOW BROOK INSURANCE GROUP     10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   MIM       55304X104000    MI DEVELOPMENTS INC              03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   MLM       573284106000    MARTIN MARIETTA MATERIALS        08K    BARCLAYS CAPITAL
6/9/2009   MLR       600551204000    MILLER INDUSTRIES                06M    LABRANCHE AND CO.
6/9/2009   MMC       571748102000    MARSH & MCLENNAN COS             08K    BARCLAYS CAPITAL
6/9/2009   MMP       559080106000    MAGELLAN MIDSTREAM PARTNERS LP 10I      BANC OF AMERICA SPECIALIST INC
6/9/2009   MMR       582411104000    MCMORAN EXPLORATION              08P    BARCLAYS CAPITAL
6/9/2009   MMR PRM   582411500000    MCMORAN EXPLORATION CO           08P    BARCLAYS CAPITAL
6/9/2009   MPR       590876306000    MET-PRO                          09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MPS       553409103000    MPS GROUP INC                    08D    BARCLAYS CAPITAL
6/9/2009   MPW       58463J304000    MEDICAL PROPERTIES TRUST         09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MS PRA    61747S504000    MORGAN STANLEY SERIES A          05C    LABRANCHE AND CO.
6/9/2009   MSJ       617461207000    MORGAN STANLEY CAPITAL TRUST     05BY   LABRANCHE AND CO.
6/9/2009   MSK       61753R200000    MORGAN STANLEY CAP TRUST VIII    05BY   LABRANCHE AND CO.
6/9/2009   MSM       553530106000    MSC INDUSTRIAL DIRECT            09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MSZ       61750K208000    MORGAN STANLEY CAPITAL TRUST VII 05AW   LABRANCHE AND CO.
6/9/2009   MTH       59001A102000    MERITAGE HOMES                   09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   MTL       583840103000    MECHEL OAO                       08D    BARCLAYS CAPITAL
6/9/2009   MTU       606822104000    MITSUBISHI UFJ FINANCIAL GROUP   03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   MW A      624758108000    MUELLER W ATER PRODUCTS          10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   MW G      617462205000    MORGAN STANLEY CAPITAL TRUST IV 05BY    LABRANCHE AND CO.
6/9/2009   MW O      617466206000    MORGAN STANLEY CAPITAL TRUST V   05BY   LABRANCHE AND CO.
6/9/2009   MW R      617460209000    MORGAN STANLEY CAPITAL TRUST III 05BY   LABRANCHE AND CO.
6/9/2009   MW W      611742107000    MONSTER W ORLDW IDE INC          10A    BANC OF AMERICA SPECIALIST INC
6/9/2009   NAD       67066V101000    NUVEEN DIV ADVANTAGE MUNI FD     09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NAV       63934E108000    NAVISTAR INTERNATIONAL CORP      08P    BARCLAYS CAPITAL
6/9/2009   NAV PRD   638901306000    NAVISTAR INTERNATIONAL CORP      08P    BARCLAYS CAPITAL
6/9/2009   NAZ       67061W 104000   NUVEEN ARIZONA PREM INCM MUNI    09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NBR       G6359F103000    NABORS INDUSTRIES INC            08P    BARCLAYS CAPITAL
6/9/2009   NCL       67061U108000    NUVEEN INS CA PREM INCM MUNI 2   09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NCR       62886E108000    NCR                              10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   NCS       628852105000    NCI BUILDING SYSTEMS             09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   NCT       65105M108000    NEW CASTLE INVESTMENT CORP       09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NCT PRB   65105M207000    NEW CASTLE INVESTMENT CORP       09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NCT PRC   65105M306000    NEW CASTLE INVESTMENT            09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NCT PRD   65105M405000    NEW CASTLE INVESTMENT CORP.      09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NEU       651587107000    NEW MARKET                       10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   NGS       63886Q109000    NATURAL GAS SERVICES GROUP INC   08P    BARCLAYS CAPITAL
6/9/2009   NIF       670987106000    NUVEEN PREMIUM INS MUNI          09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NIM       67061T101000    NUVEEN SELECT MATURITIES MUNI    09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NM        Y62196103000    NAVIOS MARITIME HOLDINGS INC     09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NMD       670683101000    NUVEEN MUNI HI INC OPP FD 2      09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NMM       Y62267102000    NAVIOS MARITIME PARTNERS L P     09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NMO       67062W 103000   NUVEEN MUNI MKT OPP FUND         09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NNA       Y62159101000    NAVIOS MARITIME ACQUISITION CORP 09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NNA U     Y62159127000    NAVIOS MARITIME ACQUISITION CORP 09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NNA W S   Y62159119000    NAVIOS MARITIME ACQUISITION CORP 09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NNP       67062R104000    NUVEEN N Y PERF PLUS MUNI FUND   09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NPT       6706K4105000    NUVEEN PREM INCM MUNI FUND 4     09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NPY       67061F101000    NUVEEN PA PREM INCM MUNI FND 2   09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NQC       67062A101000    NUVEEN CA INV QUALITY MUNI FND   09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NQI       67062N103000    NUVEEN INSURED QUALITY MUNI FD   09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NQJ       670971100000    NUVEEN NJ INV QUAL MUNI FUND     09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NQN       67062X101000    NUVEEN NY INV QUALITY MUNI FND   09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NSM       637640103000    NATIONAL SEMICONDUCTOR           10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   NSR       64126X201000    NEUSTAR INC                      08K    BARCLAYS CAPITAL
6/9/2009   NUC       670985100000    NUVEEN CA QUAL INCM MUNI FUND    09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NUM       670979103000    NUVEEN MICH QUAL INCOME FUND     09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NUN       670986108000    NUVEEN NY QUAL INCM MUNI FUND    09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NUO       670980101000    NUVEEN OHIO QUAL INCOME FUND     09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NUV       670928100000    NUVEEN MUNICIPAL VALUE FUND      09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   NVE       67073Y106000    NV ENERGY INC                    06M    LABRANCHE AND CO.
6/9/2009   NYM       629484106000    NYMAGIC                          10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   NYT       650111107000    NEW YORK TIMES                   10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   NZ        64111N101000    NETEZZA CORPORATION              09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   ODC       677864100000    OIL-DRI OF AMERICA               09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   OEH       G67743107000    ORIENT-EXPRESS                   10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   OGE       670837103000    OGE ENERGY HOLDING COMPANY       06M    LABRANCHE AND CO.
6/9/2009   OLN       680665205000    OLIN                             10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   OLP       682406103000    ONE LIBERTY PROPERTIES INC       09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   OMG       670872100000    OM GROUP                         08P    BARCLAYS CAPITAL
6/9/2009   OMI       690732102000    OW ENS & MINOR HOLDING           08D    BARCLAYS CAPITAL
6/9/2009   OPY       683797104000    OPPENHEIMER HOLDINGS INC         09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ORH       67612W 108000   ODYSSEY RE HOLDINGS              10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   ORH PRA   67612W 306000   ODYSSEY RE HOLDINGS              10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   ORH PRB   67612W 405000   ODYSSEY RE HOLDINGS CORP         10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   ORN       68628V308000    ORION MARINE GROUP INC           06K    LABRANCHE AND CO.
6/9/2009   OXM       691497309000    OXFORD INDUSTRIES                10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   PAS       71343P200000    PEPSIAMERICAS                    08E    BARCLAYS CAPITAL
6/9/2009   PBG       713409100000    PEPSI BOTTLING GROUP             06N    LABRANCHE AND CO.
6/9/2009   PBY       713278109000    PEP BOYS MANNY MOE & JACK        09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   PCU       84265V105000    SOUTHERN COPPER                  10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   PEP       713448108000    PEPSICO                          08V    BARCLAYS CAPITAL
6/9/2009   PFG       74251V102000    PRINCIPAL FINANCIAL GROUP        10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   PFG PRB   74251V300000    PRINCIPAL FINANCIAL GROUP        10I    BANC OF AMERICA SPECIALIST INC
6/9/2009   PFK       744320409000    PRUDENTIAL FINANCIAL             10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   PHR       744320508000    PRUDENTIAL FINANCIAL INC 9.0%    10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   PKD       701081101000    PARKER DRILLING                  10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   PQ        716748108000    PETROQUEST ENERGY INC W D        09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   PSB PRH   69360J875000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PSB PRI   69360J867000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PSB PRK   69360J834000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PSB PRL   69360J818000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PSB PRM   69360J784000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PSB PRO   69360J750000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PSB PRP   69360J743000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/9/2009   PTI       703248203000    PATNI COMPUTER SYSTEMS LIMITED   03D    SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/9/2009   PTP       G7127P100000    PLATINUM UNDERW RITERS HOLDINGS 10B     BANC OF AMERICA SPECIALIST INC
6/9/2009   PTV       695257105000    PACTIV                           08K    BARCLAYS CAPITAL
6/9/2009   PVH       718592108000    PHILLIPS-VAN HEUSEN              06M    LABRANCHE AND CO.
6/9/2009   PX        74005P104000    PRAXAIR                          08P    BARCLAYS CAPITAL
6/9/2009   RAD       767754104000    RITE AID                         10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   RAH       751028101000    RALCORP HOLDINGS                 10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   RAI       761713106000    REYNOLDS AMERICAN INC            10A    BANC OF AMERICA SPECIALIST INC
6/9/2009   RAS       749227104000    RAIT FINANCIAL TRUST             09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   RAS PRA   749227203000    RAIT FINANCIAL TRUST 7.75% SER A 09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   RAS PRB   749227302000    RAIT FINANCIAL TRUST 8.375% SER  09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   RAS PRC   749227500000    RAIT FIN TR 8.875% SER C         09LM   KELLOGG SPECIALIST GROUP LLC
6/9/2009   RBA       767744105000    RITCHIE BROS AUCTIONEERS         09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RBS PRF   780097804000    ROYAL BK OF SCOTLAND GP          05AX   LABRANCHE AND CO.
6/9/2009   RBS PRH   780097879000    ROYAL BANK OF SCOTLAND GROUP     05AX   LABRANCHE AND CO.
6/9/2009   RBS PRL   780097788000    ROYAL BANK OF SCOTLAND GROUP PLC05AX    LABRANCHE AND CO.
6/9/2009   RBS PRM   780097796000    ROYAL BANK OF SCOTLAND GROUP PLC05AX    LABRANCHE AND CO.
6/9/2009   RBS PRN   780097770000    ROYAL BANK OF SCOTLAND GROUP     05AX   LABRANCHE AND CO.
6/9/2009   RBS PRP   780097762000    ROYAL BK OF SCOTLAND GP SER P    05AX   LABRANCHE AND CO.
6/9/2009   RBS PRQ   780097754000    ROYAL BANK OF SCOTLAND GP SER Q 05AX    LABRANCHE AND CO.
6/9/2009   RBS PRR   780097747000    ROYAL BANK OF SCOTLAND SER R     05AX   LABRANCHE AND CO.
6/9/2009   RBS PRS   780097739000    THE ROYAL BANK OF SCOTLAND GROUP 05AW   LABRANCHE AND CO.
6/9/2009   RBS PRT   780097713000    THR ROYAL BK OF SCTLND GP PLC SE 05AW   LABRANCHE AND CO.
6/9/2009   RFO PRA   78080N306000    ROYCE FOCUS TRUST INC            09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RGS       758932107000    REGIS CORP                       08E    BARCLAYS CAPITAL
6/9/2009   RHI       770323103000    ROBERT HALF INTL                 08E    BARCLAYS CAPITAL
6/9/2009   RHT       756577102000 RED HAT INC                      06N    LABRANCHE AND CO.
6/9/2009   RKT       772739207000 ROCK TENN                        09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RMT       780915104000 ROYCE MICRO-CAP TRUST INC        09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RMT PRA   780915302000 ROYCE MICRO-CAP TRUST INC        09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ROC       774415103000 ROCKW OOD HOLDINGS               09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   ROP       776696106000 ROPER INDUSTRIES                 08E    BARCLAYS CAPITAL
6/9/2009   RS        759509102000 RELIANCE STEEL & ALUMINUM        08P    BARCLAYS CAPITAL
6/9/2009   RSO       76120W 302000 RESOURCE CAPITAL                09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RST       777780107000 ROSETTA STONE INC                10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   RVT       780910105000 ROYCE VALUE TRUST                09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RVT PRB   780910402000 ROYCE VALUE TRUST INC            09M    KELLOGG SPECIALIST GROUP LLC
6/9/2009   RX        449934108000 IMS HEALTH                       10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   RZ        754055101000 RASER TECHNOLOGIES INC           09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   SAM       100557107000 BOSTON BEER                      10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   SBX       811656107000 SEABRIGHT INSURANCE HOLDINGS INC 06K    LABRANCHE AND CO.
6/9/2009   SCG       80589M102000 SCANA                            08K    BARCLAYS CAPITAL
6/9/2009   SE        847560109000 SPECTRA ENERGY CORP W I          03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   SFE       786449108000 SAFEGUARD SCIENTIFICS            09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   SFL       G81075106000 SHIP FINANCE INTERNATIONAL       03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   SGK       806373106000 SCHAW K                          10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   SI        826197501000 SIEMENS                          03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   SII       832110100000 SMITH INTERNATIONAL              08P    BARCLAYS CAPITAL
6/9/2009   SJR       82028K200000 SHAW COMMUNICATIONS              06N    LABRANCHE AND CO.
6/9/2009   SKM       78440P108000 SK TELECOM                       03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   SKY       830830105000 SKYLINE                          09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   SLG       78440X101000 SL GREEN REALTY                  09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   SLG PRC   78440X309000 SL GREEN REALTY CORP             09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   SLG PRD   78440X408000 SL GREEN REALTY CORP             09F    KELLOGG SPECIALIST GROUP LLC
6/9/2009   SLW       828336107000 SILVER W HEATON                  06K    LABRANCHE AND CO.
6/9/2009   SMA       871546206000 SYMMETRY MEDICAL                 06M    LABRANCHE AND CO.
6/9/2009   SMI       81663N206000 SEMICONDUCTOR MANUFACTURING INTL 03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   SPR       848574109000 SPIRIT AEROSYSTEMS HOLDINGS INC 08D     BARCLAYS CAPITAL
6/9/2009   SRT       85569C107000 STARTEK                          10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   SSW       Y75638109000 SEASPAN CORP                     09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   STM       861012102000 STMICROELECTRONICS N V           03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   STR       748356102000 QUESTAR                          06NZ   LABRANCHE AND CO.
6/9/2009   STU       863902102000 STUDENT LOAN CORP                10L    BANC OF AMERICA SPECIALIST INC
6/9/2009   SW C      86074Q102000 STILLW ATER MINING CO            10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   SXI       854231107000 STANDEX INTERNATIONAL            10AB   BANC OF AMERICA SPECIALIST INC
6/9/2009   SYT       87160A100000 SYNGENTA AG                      03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TBL       887100105000 TIMBERLAND                       10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   TCK       878742204000 TECK RESOURCES LIMITED           03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TDW       886423102000 TIDEW ATER                       03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TEL       G9144P105000 TYCO ELECTRONICS LTD             06M    LABRANCHE AND CO.
6/9/2009   TGP       Y8564M105000 TEEKAY LNG PARTNERS L.P.         03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TGT       87612E106000 TARGET                           08V    BARCLAYS CAPITAL
6/9/2009   THC       88033G100000 TENET HEALTHCARE                 03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   THG       410867105000 HANOVER INSURANCE GROUP INC      06M    LABRANCHE AND CO.
6/9/2009   TK        Y8564W 103000 TEEKAY CORPORATION              03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TKC       900111204000 TURKCELL ILETISIM HIZMETLERI     03E    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TMK       891027104000 TORCHMARK                        10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   TMK PRA   89102W 208000 TORCHMARK CAPITAL TRUST III     10C    BANC OF AMERICA SPECIALIST INC
6/9/2009   TMM       40051D105000 GRUPO TMM S AB                   03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TMO       883556102000 THERMO FISHER SCIENTIFIC INC     09K    KELLOGG SPECIALIST GROUP LLC
6/9/2009   TMS       885118109000 THOMSON S.A.                     03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   TNB       884315102000 THOMAS & BETTS                   06NZ   LABRANCHE AND CO.
6/9/2009   TNC       880345103000 TENNANT                          09H    KELLOGG SPECIALIST GROUP LLC
6/9/2009   TNP       G9108L108000 TSAKOS ENERGY NAVIGATION LIMITED 03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   UIS       909214108000 UNISYS                           08K    BARCLAYS CAPITAL
6/9/2009   UL        904767704000 UNILEVER                         03D    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   UNS       909205106000 UNISOURCE ENERGY HOLDING COMPANY 10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   URS       903236107000 URS                              03M    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/9/2009   USB PRE   903304202000 USB CAPITAL VI                   05AY   LABRANCHE AND CO.
6/9/2009   USB PRF   903301208000 USB CAPITAL VII 5.875%           05AY   LABRANCHE AND CO.
6/9/2009   USB PRG   903307205000 USB CAPITAL VIII                 05AY   LABRANCHE AND CO.
6/9/2009   USB PRH   902973155000 U.S. BANCORP                     05AY   LABRANCHE AND CO.
6/9/2009   USB PRI   91731L207000 USB CAPITAL X                    05AY   LABRANCHE AND CO.
6/9/2009   USB PRJ   903300200000 USB CAPITAL XI                   05AY   LABRANCHE AND CO.
6/9/2009   USB PRK   903305209000 USB CAPITAL XII 6.30% TR PR SEC  05AY   LABRANCHE AND CO.
6/9/2009   USB PRL   902973882000 U S BANCORP SER D                05AB   LABRANCHE AND CO.
6/9/2009   UTF       19248A109000 COHEN & STEERS SELECT UTILITY    10B    BANC OF AMERICA SPECIALIST INC
6/9/2009   VG        92886T201000 VONAGE HOLDINGS                  09G    KELLOGG SPECIALIST GROUP LLC
6/9/2009   VIT       921564100000 VANCEINFO TECHNOLOGIES INC       09GH   KELLOGG SPECIALIST GROUP LLC
6/9/2009   VRX       91911X104000 VALEANT PHARMACEUTICALS INT      10N    BANC OF AMERICA SPECIALIST INC
6/9/2009   VSH       928298108000 VISHAY INTERTECHNOLOGY           08E    BARCLAYS CAPITAL
6/9/2009   W B PRB   92978U207000 W ACHOVIA CAP TST 6.375%         05B    LABRANCHE AND CO.
6/9/2009   W B PRC   92978X201000 W ACHOVIA CAPITAL TRUST IX       05AW   LABRANCHE AND CO.
6/9/2009   W B PRD   92979K208000 W ACHOVIA CAPITAL TRUST X        05AB   LABRANCHE AND CO.
6/9/2009   W CC      95082P105000 W ESCO INTERNATIONAL             10A    BANC OF AMERICA SPECIALIST INC
6/9/2009   W CO      949829204000 W ELLS FARGO CAPITAL XIV 8.625%  05AB   LABRANCHE AND CO.
6/9/2009   W FT      H27013103000    W EATHERFORD INTERNATIONAL LTD  10A     BANC OF AMERICA SPECIALIST INC
6/9/2009   W IT      97651M109000    W IPRO LIMITED                  03D     SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/9/2009   W LT      93317Q105000    W ALTER ENERGY INC              10B     BANC OF AMERICA SPECIALIST INC
6/9/2009   W MG      934550104000    W ARNER MUSIC GROUP W I         09H     KELLOGG SPECIALIST GROUP LLC
6/9/2009   W NA PR   92977V206000    W ACHOVIA PREFERRED FUNDING CORP05AY    LABRANCHE AND CO.
6/9/2009   W NR      959319104000    W ESTERN REFINING INC           10C     BANC OF AMERICA SPECIALIST INC
6/9/2009   W PK      94979B204000    W ELLS FARGO CAPITAL VII        05BY    LABRANCHE AND CO.
6/9/2009   W SF      94976Y207000    W ELLS FARGO CAPITAL IV         05BY    LABRANCHE AND CO.
6/9/2009   W SM      969904101000    W ILLIAMS SONOMA                08K     BARCLAYS CAPITAL
6/9/2009   W TS      942749102000    W ATTS W ATER TECHNOLOGIES INC  08E     BARCLAYS CAPITAL
6/9/2009   WU        959802109000    W ESTERN UNION CO               06M     LABRANCHE AND CO.
6/9/2009   WY        962166104000    W EYERHAEUSER                   10N     BANC OF AMERICA SPECIALIST INC
6/9/2009   X         912909108000    UNITED STATES STEEL CORPORATION 10I     BANC OF AMERICA SPECIALIST INC
6/9/2009   ZEP       98944B108000    ZEP INC                         10N     BANC OF AMERICA SPECIALIST INC

6/8/2009   BF A      115637100000    BROW N-FORMAN CLASS A           05T     LABRANCHE   AND   CO.
6/8/2009   BF B      115637209000    BROW N-FORMAN CLASS B           05T     LABRANCHE   AND   CO.
6/8/2009   MOG A     615394202000    MOOG INC CL A                   05T     LABRANCHE   AND   CO.
6/8/2009   MOG B     615394301000    MOOG INC CL B                   05T     LABRANCHE   AND   CO.

6/5/2009   CPP       740434105000 MERRILL LYNCH DEPOSITOR            08H     BARCLAYS CAPITAL

6/4/2009   AAN       002535201000    AARONS INC                       11L    BARCLAYS CAPITAL
6/4/2009   AAN A     002535300000    AARONS INC                       11L    BARCLAYS CAPITAL
6/4/2009   ABVT      00374N107000    ABOVENET INC                     04A    SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/4/2009   AEM       008474108000    AGNICO-EAGLE MINES               09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   AES       00130H105000    AES                              10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   AES PRC   00808N202000    AES TRUST III PRC                10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   AGO       G0585R106000    ASSURED GUARANTY LTD             06M    LABRANCHE AND CO.
6/4/2009   AIB       019228402000    ALLIED IRISH BANKS PUB           10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   AOB       028731107000    AMERICAN ORIENTAL BIOENGINEERING 09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   APF       61744U106000    MORGAN STANLEY ASIA PACIFIC FUND 10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   ARA       038496204000    ARACRUZ CELULOSE                 11RS   BARCLAYS CAPITAL
6/4/2009   ARW       042735100000    ARROW ELECTRONICS                11S    BARCLAYS CAPITAL
6/4/2009   ASI       G02995101000    AMERICAN SAFETY INSURANCE HLDGS 10T     BANC OF AMERICA SPECIALIST INC
6/4/2009   AW C      022205108000    ALUMINA                          10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   AW I      04247X102000    ARMSTRONG W ORLD INDUSTRIES INC 11RS    BARCLAYS CAPITAL
6/4/2009   AXS       G0692U109000    AXIS CAPITAL HOLDINGS LIMITED    10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   AXS PRA   G0692U208000    AXIS CAPITAL HOLDINGS LIMITED    10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   BAK       105532105000    BRASKEM                          09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   BAM       112585104000    BROOKFIELD ASSET MANAGEMENT      10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   BFR       07329M100000    BBVA BANCO FRANCES S.A.          09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   BHS       112723101000    BROOKFIELD HOMES CORPORATION     10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   BIP       G16252101000    BROOKFIELD INFRA STR PARTNERS LP 10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   BPO       112900105000    BROOKFIELD PROP                  10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   BSI       096055108000    BLUE SQUARE ISRAEL               10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   BYD       103304101000    BOYD GAMING                      08G    BARCLAYS CAPITAL
6/4/2009   CAR       053774105000    AVIS BUDGET GROUP INC            11S    BARCLAYS CAPITAL
6/4/2009   CAS       148411101000    A M CASTLE & CO                  09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   CBG       12497T101000    CB RICHARD ELLIS GROUP INC       08G    BARCLAYS CAPITAL
6/4/2009   CCC       129603106000    CALGON CARBON                    08G    BARCLAYS CAPITAL
6/4/2009   CCK       228368106000    CROW N HOLDINGS INC              11L    BARCLAYS CAPITAL
6/4/2009   CCL       143658300000    CARNIVAL                         09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   CCO       18451C109000    CLEAR CHANNEL OUTDOOR HOLDINGS 11S      BARCLAYS CAPITAL
6/4/2009   CCU       204429104000    COMPANIA CERVECERIAS UNIDAS      09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   CEE       153436100000    CENTRAL EUROPE & RUSSIA FUND     10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   CLP       195872106000    COLONIAL PROPERTIES TRUST        11RS   BARCLAYS CAPITAL
6/4/2009   CLP PRD   195872403000    COLONIAL PROPERTIES TRUST        11RS   BARCLAYS CAPITAL
6/4/2009   CNC       15135B101000    CENTENE CORP                     08G    BARCLAYS CAPITAL
6/4/2009   CRP       225448208000    CREDIT SUISSE 7.9%               10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   CRR       140781105000    CARBO CERAMICS INC               11RS   BARCLAYS CAPITAL
6/4/2009   CS        225401108000    CREDIT SUISSE GROUP              10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   CTZ PRA   174687103000    CITIZENS FUNDING TRUST I         09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   CVC       12686C109000    CABLEVISION SYSTEMS              08UV   BARCLAYS CAPITAL
6/4/2009   CVD       222816100000    COVANCE                          08G    BARCLAYS CAPITAL
6/4/2009   DB        D18190898000                                     1
                                     DEUTSCHE BANK AKTIENGESELLSCHAFT 0R     BANC OF AMERICA SPECIALIST INC
6/4/2009   DCE       25154D102000    DEUTSCHE BANK CAPITAL FUNDING    10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   DCO       264147109000    DUCOMMUN                         09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   DGX       74834L100000    QUEST DIAGNOSTICS                08G    BARCLAYS CAPITAL
6/4/2009   DIN       254423106000    DINEEQUITY INC                   09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   DKT       25150L108000    DEUTSCHE BANK CONTINGENT CAP TST10T     BANC OF AMERICA SPECIALIST INC
6/4/2009   DL        16944W 104000   CHINA DISTANCE EDUCATION HOLDING 09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   DLB       25659T107000    DOLBY LABORATORIES               06M    LABRANCHE AND CO.
6/4/2009   DOV       260003108000    DOVER                            04B    SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/4/2009   DRH       252784301000    DIAMONDROCK HOSPITALITY          08UV   BARCLAYS CAPITAL
6/4/2009   DTK       25154A108000    DEUTSCHE BANK CONTINGENT CAP TST10T     BANC OF AMERICA SPECIALIST INC
6/4/2009   DTT       25153Y206000    DEUTSCHE BK CAP FD NG TR IX 6.62 10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   DUA       25153U204000    DEUTSCHE BANK CAPITAL FUNDING TR 10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   DXB       25153X208000    DEUTSCHE BANK CONTIGENT CAP TST 10T     BANC OF AMERICA SPECIALIST INC
6/4/2009   EBS       29089Q105000    EMERGENT BIOSOLUTIONS INC        09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   EGY       91851C201000    VAALCO ENERGY INC                 11L    BARCLAYS CAPITAL
6/4/2009   EJ        26852W 103000   E HOUSE (CHINA) HOLDINGS LIMITED  09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   ELN       284131208000    ELAN                              08G    BARCLAYS CAPITAL
6/4/2009   ELX       292475209000    EMULEX CORPORATION                08G    BARCLAYS CAPITAL
6/4/2009   ENT       29381P102000    ENTERRA ENERGY TRUST              11S    BARCLAYS CAPITAL
6/4/2009   ESI       45068B109000    ITT EDUCATIONAL SERVICES          08UV   BARCLAYS CAPITAL
6/4/2009   ESL       297425100000    ESTERLINE TECHNOLOGIES            04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   ETN       278058102000    EATON                             04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   EXR       30225T102000    EXTRA SPACE STORAGE INC           11S    BARCLAYS CAPITAL
6/4/2009   FDO       307000109000    FAMILY DOLLAR STORES              11L    BARCLAYS CAPITAL
6/4/2009   FLO       343498101000    FLOW ERS FOODS                    11L    BARCLAYS CAPITAL
6/4/2009   FMR       320841109000    FIRST MERCURY FINANCIAL CORP      11RS   BARCLAYS CAPITAL
6/4/2009   FNB       302520101000    FNB                               06M    LABRANCHE AND CO.
6/4/2009   FUN       150185106000    CEDAR FAIR                        11L    BARCLAYS CAPITAL
6/4/2009   GET       367905106000    GAYLORD ENTERTAINMENT             04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   GFA       362607301000    GAFISA S.A                        11L    BARCLAYS CAPITAL
6/4/2009   GGG       384109104000    GRACO                             06O    LABRANCHE AND CO.
6/4/2009   GLS       37183T107000    GENESIS LEASE LIMITED             10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   GOL       38045R107000    GOL LINHAS AEREAS INTELIGENTES    10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   GPK       388689101000    GRAPHIC PACKAGING HOLDING CO      06O    LABRANCHE AND CO.
6/4/2009   GR        382388106000    GOODRICH CORP                     04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   GU        40330W 106000   GUSHMAN ENVIRONMENTAL ENERGY LTD  09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   GVA       387328107000    GRANITE CONSTRUCTION              06O    LABRANCHE AND CO.
6/4/2009   GW R      371559105000    GENESEE & W YOMING INC            08UV   BARCLAYS CAPITAL
6/4/2009   GY        368682100000    GENCORP                           04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   HAE       405024100000    HAEMONETICS                       06LM   LABRANCHE AND CO.
6/4/2009   HAR       413086109000    HARMAN INTL IND                   08G    BARCLAYS CAPITAL
6/4/2009   HEI       422806109000    HEICO                             09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   HEI A     422806208000    HEICO CLA                         09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   HLX       42330P107000    HELIX ENERGY SOLUTIONS            04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   HOO       N1842P109000    CASCAL NV                         08G    BARCLAYS CAPITAL
6/4/2009   HT        427825104000    HERSHA HOSPITALITY TRUST          08UV   BARCLAYS CAPITAL
6/4/2009   IAG       450913108000    IAMGOLD CORPORATION               11S    BARCLAYS CAPITAL
6/4/2009   ID        50212A106000    L-1 IDENTITY SOLUTIONS INC        08G    BARCLAYS CAPITAL
6/4/2009   IEX       45167R104000    IDEX                              06LM   LABRANCHE AND CO.
6/4/2009   IHG       45857P301000    INTERCONTINENTAL HOTELS           10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   IIT       744383100000    PT INDOSAT TBK                    10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   IO        462044108000    ION GEOPHYSICAL CORPORATION       04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   ITG       46145F105000    INVESTMENT TECH GROUP             08G    BARCLAYS CAPITAL
6/4/2009   IVN       46579N103000    IVANHOE MINES LTD                 11S    BARCLAYS CAPITAL
6/4/2009   IX        686330101000    ORIX                              09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   JAS       47758P307000    JO-ANN STORES INC                 06M    LABRANCHE AND CO.
6/4/2009   KCP       193294105000    KENNETH COLE PRODUCTIONS          04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   KFS       496904103000    KINGSW AY FINNCIL SERVICES        11RS   BARCLAYS CAPITAL
6/4/2009   KG        495582108000    KING PHARMACEUTICALS              08G    BARCLAYS CAPITAL
6/4/2009   KKD       501014104000    KRISPY KREME DOUGHNUTS            06M    LABRANCHE AND CO.
6/4/2009   KSS       500255104000    KOHL'S                            11S    BARCLAYS CAPITAL
6/4/2009   KW K      74837R104000    QUICKSILVER RESOURCES             04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   KW R      747316107000    QUAKER CHEMICAL                   11RS   BARCLAYS CAPITAL
6/4/2009   LDL       550819106000    LYDALL                            11RS   BARCLAYS CAPITAL
6/4/2009   LEG       524660107000    LEGGETT PLATT                     04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   LG        505597104000    THE LACLEDE GROUP INC             11L    BARCLAYS CAPITAL
6/4/2009   LL        55003Q103000    LUMBER LIQUIDATORS INC            08G    BARCLAYS CAPITAL
6/4/2009   LNN       535555106000    LINDSAY CORPORATION               06LM   LABRANCHE AND CO.
6/4/2009   LUB       549282101000    LUBY'S DEL                        04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   LVS       517834107000    LAS VEGAS SANDS CORP              04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   MAS       574599106000    MASCO                             11S    BARCLAYS CAPITAL
6/4/2009   MBI       55262C100000    MBIA                              11S    BARCLAYS CAPITAL
6/4/2009   MBT       607409109000    MOBILE TELESYSTEMS                10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   MCK       58155Q103000    MCKESSON CORPORATION              11S    BARCLAYS CAPITAL
6/4/2009   MCY       589400100000    MERCURY GENERAL                   06OP   LABRANCHE AND CO.
6/4/2009   MFC       56501R106000    MANULIFE FINANCIAL                11L    BARCLAYS CAPITAL
6/4/2009   MFE       579064106000    MCAFEE INC                        08G    BARCLAYS CAPITAL
6/4/2009   MOT       620076109000    MOTOROLA                          08G    BARCLAYS CAPITAL
6/4/2009   MRT       619430101000    MORTON'S RESTAURANT               06LM   LABRANCHE AND CO.
6/4/2009   MTN       91879Q109000    VAIL RESORTS                      08UV   BARCLAYS CAPITAL
6/4/2009   MTZ       576323109000    MASTEC                            06LM   LABRANCHE AND CO.
6/4/2009   MW V      583334107000    MEADW ESTVACO CORPORATION         06OP   LABRANCHE AND CO.
6/4/2009   NAT       G65773106000    NORDIC AMERICAN TANKER SHIPPING 11RS     BARCLAYS CAPITAL
6/4/2009   NBG       633643408000    NATIONAL BANK OF GREECE           09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   NBG PRA   633643507000    NATIONAL BANK OF GREECE SA        09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   NHP       638620104000    NATIONW IDE HEALTH PROPERTIES     11S    BARCLAYS CAPITAL
6/4/2009   NHP PRB   638620302000    NATIONW IDE HLTH PROPERTIES 7.75% 11S    BARCLAYS CAPITAL
6/4/2009   NLC       62985Q101000    NALCO HOLDING                     08G    BARCLAYS CAPITAL
6/4/2009   NLS       63910B102000    NAUTILUS INC                      11RS   BARCLAYS CAPITAL
6/4/2009   NOC       666807102000    NORTHROP GRUMMAN                  04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   NS        67058H102000    NUSTAR ENERGY L P                 06OP   LABRANCHE AND CO.
6/4/2009   NSC       655844108000    NORFOLK SOUTHERN                  11L    BARCLAYS CAPITAL
6/4/2009   NYB PRU   64944P307000    NEW YORK COMMUNITY CAPITAL TRUST  06OP   LABRANCHE AND CO.
6/4/2009   OFG       68618W 100000   ORIENTAL FINANCIAL GROUP          06OP   LABRANCHE AND CO.
6/4/2009   OI        690768403000    OW ENS-ILLINOIS                  08UV   BARCLAYS CAPITAL
6/4/2009   OMX       67622P101000    OFFICEMAX                        08UV   BARCLAYS CAPITAL
6/4/2009   ORB       685564106000    ORBITAL SCIENCES                 04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   ORI       680223104000    OLD REPUBLIC INTL                04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   PAA       726503105000    PLAINS ALL AMERICAN PIPELINE     04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   PAY       92342Y109000    VERIFONE HOLDINGS                11RS   BARCLAYS CAPITAL
6/4/2009   PC        69832A205000    PANASONIC CORPORATION            10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   PCL       729251108000    PLUM CREEK TIMBER REIT           08G    BARCLAYS CAPITAL
6/4/2009   PDS       740215108000    PRECISION DRILLING TRUST         10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   PH        701094104000    PARKER-HANNIFIN                  09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   PHM       745867101000    PULTE HOMES                      11L    BARCLAYS CAPITAL
6/4/2009   PII       731068102000    POLARIS INDUSTRIES               08G    BARCLAYS CAPITAL
6/4/2009   PKG       695156109000    PACKAGING OF AMERICA             08G    BARCLAYS CAPITAL
6/4/2009   PKI       714046109000    PERKINELMER                      11S    BARCLAYS CAPITAL
6/4/2009   PLL       696429307000    PALL                             04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   PMC       71714F104000    PHARMERICA CORP                  08G    BARCLAYS CAPITAL
6/4/2009   PMI       69344M101000    PMI GROUP                        04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   PNK       723456109000    PINNACLE ENTERTAINMENT           04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   PNR       709631105000    PENTAIR                          11S    BARCLAYS CAPITAL
6/4/2009   PRX       69888P106000    PAR PHARMACEUTICAL CO INC        11S    BARCLAYS CAPITAL
6/4/2009   PSB       69360J107000    PS BUSINESS PARKS INC            08F    BARCLAYS CAPITAL
6/4/2009   PZB       73941X551000    MERRILL LYNCH DEPOSITOR          11L    BARCLAYS CAPITAL
6/4/2009   RBC       758750103000    REGAL-BELOIT CORPORATION         09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   RDK       781258108000    RUDDICK                          11RS   BARCLAYS CAPITAL
6/4/2009   RES       749660106000    RPC                              04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   RGA       759351604000    REINSURANCE GROUP OF AMERICA INC 04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   RGA PRA   759351307000    REINSURANCE GROUP OF AMERICA INC 04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   RIT       50208C108000    LMP REAL ESTATE INCOME FUND INC  06OP   LABRANCHE AND CO.
6/4/2009   RLH       756764106000    RED LION HOTELS CORP             06OP   LABRANCHE AND CO.
6/4/2009   ROK       773903109000    ROCKW ELL AUTOMATION INC         11S    BARCLAYS CAPITAL
6/4/2009   RTN       755111507000    RAYTHEON CO                      04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   RTN W S   755111119000    RAYTHEON CO                      04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   RY        780087102000    ROYAL BANK OF CANADA             11RS   BARCLAYS CAPITAL
6/4/2009   RYN       754907103000    RAYONIER                         08G    BARCLAYS CAPITAL
6/4/2009   SAH       83545G102000    SONIC AUTOMOTIVE                 06OP   LABRANCHE AND CO.
6/4/2009   SDA       786326108000    SADIA S.A.                       10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   SGF       82929L109000    SINGAPORE FUND                   10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   SHO       867892101000    SUNSTONE HOTEL INVESTORS         08UV   BARCLAYS CAPITAL
6/4/2009   SHW       824348106000    SHERW IN-W ILLIAMS               09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   SJT       798241105000    SAN JUAN BASIN ROYALTY TR        06OP   LABRANCHE AND CO.
6/4/2009   SKH       83066R107000    SKILLED HLTHCARE GP INC CL A     11RS   BARCLAYS CAPITAL
6/4/2009   SLE       803111103000    SARA LEE                         04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   SLF       866796105000    SUN LIFE FINANCIAL INC           11L    BARCLAYS CAPITAL
6/4/2009   SNE       835699307000    SONY ADR                         09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   SNX       87162W 100000   SYNNEX CORPORATION               11RS   BARCLAYS CAPITAL
6/4/2009   SOL       75971T103000    RENESOLA LTD                     09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   SPH       864482104000    SUBURBAN PROPANE PARTNERS        04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   STO       85771P102000    STATOILHYDRO ASA                 10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   STZ       21036P108000    CONSTELLATION BRANDS             08UV   BARCLAYS CAPITAL
6/4/2009   STZ B     21036P207000    CONSTELLATION BRANDS CLASS B     08UV   BARCLAYS CAPITAL
6/4/2009   SVR       87163F106000    SYNIVERSE HOLDINGS               11L    BARCLAYS CAPITAL
6/4/2009   SYX       871851101000    SYSTEMAX                         04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   TAC       89346D107000    TRANSALTA CORP                   06OP   LABRANCHE AND CO.
6/4/2009   TDF       88018T101000    TEMPLETON DRAGON FUND            10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   TEG       45822P105000    INTEGRYS ENERGY GROUP, INC.      06OP   LABRANCHE AND CO.
6/4/2009   TGI       896818101000    TRIUMPH GROUP                    04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   TGS       893870204000    TRANSPORTADORA DE GAS DEL SUR    10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   TKS       890030208000    TOMKINS                          10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   TLM       87425E103000    TALISMAN ENERGY                  10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   TMR       58977Q109000    MERIDIAN RESOURCES               06OP   LABRANCHE AND CO.
6/4/2009   TNH       881005201000    TERRA NITROGEN                   09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   TOL       889478103000    TOLL BROTHERS                    08G    BARCLAYS CAPITAL
6/4/2009   TPL       882610108000    TEXAS PAC LD TR SUB SH CTFS      06OP   LABRANCHE AND CO.
6/4/2009   TPP       872384102000    TEPPCO PARTNERS                  04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   TRH       893521104000    TRANSATLANTIC HOLDINGS                  SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   TRN       896522109000    TRINITY INDUSTRIES               04B    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   TRS       896215209000    TRIMAS CORPORATION               11RS   BARCLAYS CAPITAL
6/4/2009   TTI       88162F105000    TETRA TECHNOLOGIES               11L    BARCLAYS CAPITAL
6/4/2009   TW B      901166108000    TW EEN BRANDS INC                11S    BARCLAYS CAPITAL
6/4/2009   UBA       917286205000    URSTADT BIDDLE PROP CLA          04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   UBP       917286106000    URSTADT BIDDLE PROPERTIES        04A    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/4/2009   UGP       90400P101000    U LTRAPAR PARTICIPACOES          10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   UHS       913903100000    UNIVERSAL HEALTH SERVICES        06OP   LABRANCHE AND CO.
6/4/2009   UN        904784709000    UNILEVER NV                      10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   VTO       928502301000    VITRO SOCIEDAD ANOINIMA          10R    BANC OF AMERICA SPECIALIST INC
6/4/2009   W AL      957638109000    W ESTERN ALLIANCE BANCORPORATION11S     BARCLAYS CAPITAL
6/4/2009   W BK      961214301000    W ESTPAC BANKING STRYPES         10T    BANC OF AMERICA SPECIALIST INC
6/4/2009   W DC      958102105000    W ESTERN DIGITAL                 09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   W HI      929251874000    W HOLDING COMPANY                09J    KELLOGG SPECIALIST GROUP LLC
6/4/2009   W IN      97381W 104000   W INDSTREAM CORP                 08G    BARCLAYS CAPITAL
6/4/2009   W PI      942683103000   W ATSON PHARMACEUTICALS          06Q    LABRANCHE AND CO.
6/4/2009   W PP      943315101000   W AUSAU PAPER CORP               06OP   LABRANCHE AND CO.
6/4/2009   WR        95709T100000   W ESTAR ENERGY INC               06M    LABRANCHE AND CO.
6/4/2009   WWW       978097103000   W OLVERINE W ORLD W IDE          06OP   LABRANCHE AND CO.
6/4/2009   WX        929352102000   W UXI PHARMA TECH (CAYMAN) INC   09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   W XS      98233Q105000   W RIGHT EXPRESS CORP             06OP   LABRANCHE AND CO.
6/4/2009   W YE      983024100000   W YETH                           11L    BARCLAYS CAPITAL
6/4/2009   XEL       98389B100000   XCEL ENERGY                      06M    LABRANCHE AND CO.
6/4/2009   XJT       30218U306000   EXPRESSJET HOLDINGS INC          06LM   LABRANCHE AND CO.
6/4/2009   XRX       984121103000   XEROX                            08G    BARCLAYS CAPITAL
6/4/2009   YZC       984846105000   YANZHOU COAL MINING              09E    KELLOGG SPECIALIST GROUP LLC
6/4/2009   ZNT       989390109000   ZENITH NATIONAL INSURANCE        06LM   LABRANCHE AND CO.

6/3/2009   ACG       01881E101000   ALLIANCEBERNSTEIN INCOME FD INC  05V    LABRANCHE AND CO.
6/3/2009   AFB       01864U106000   ALLIANCEBERNSTEIN NATL MUNI INC  09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   AGC       007639107000   ADVENT/CLAYMORE GLB CON SEC & IN 09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   AKP       018546101000   ALLIANCE CALIFORNA MUNI FD       09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   AMR       001765106000   AMR                              04R    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   ASG       529900102000   LIBERTY ALL-STAR GROW TH FUND    09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   ASP       030098107000   AMERICAN STRAT INCM PORTFOLIO    08C    BARCLAYS CAPITAL
6/3/2009   AVK       00764C109000   ADVENT CLAYMORE CONVERTIBLE & FD09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   AW F      01879R106000   ALLIANCEBERNSTEIN GOLBAL HIGH IN 05V    LABRANCHE AND CO.
6/3/2009   AYN       018714105000   ALLIANCE NEW YORK MUNI FD        09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   BDC       077454106000   BELDEN INC.                      06NZ   LABRANCHE AND CO.
6/3/2009   BDT       09249Y107000   BLACKROCK STRATEGIC DIVIDEND     09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   BDV       09250N107000   BLACKROCK DIVIDEND ACHIEVERS     09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   BGY       092524107000   BLACKROCK INTL GROW TH & INC FD  09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   BIF       101507101000   BOULDER GROW TH & INCOME FUND    09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   BLU       095333100000   BLUE CHIP VALUE FUND             09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   BPP       09249V103000   BLACKROCK PREFERRED OPP TR       09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   BT        05577E101000   BT GROUP PLC                     08JK   BARCLAYS CAPITAL
6/3/2009   BTZ       092508100000   BLACKROCK PREFERRED & EQU.ADV.TR09MN    KELLOGG SPECIALIST GROUP LLC
6/3/2009   CBR       17163B102000   CIBER                            03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   CGO       128118106000   CALAMOS GLOBAL TOTAL RETURN FUND 05V    LABRANCHE AND CO.
6/3/2009   CHI       128117108000   CALAMOS CONVERTIBLE OPP & FD     09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   CHW       12811L107000   CALAMOS GLOBAL FUND              09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   CHY       12811P108000   CALAMOS CONVERTIBLE & HI FD      09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   CM        136069101000   CANADIAN IMPERIAL BK OF COMMERCE 08C    BARCLAYS CAPITAL
6/3/2009   CMU       59318E102000   MFS HIGH YIELD MUNICIPAL TRUST   09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   CNA       126117100000   CNA FINANCIAL                    08C    BARCLAYS CAPITAL
6/3/2009   CRH       12626K203000   CRH PUBLIC LIMITED CO            08JK   BARCLAYS CAPITAL
6/3/2009   CSQ       128125101000   CALAMOS STRATEGIC TOTAL RETURN 09MN     KELLOGG SPECIALIST GROUP LLC
6/3/2009   CTB       216831107000   COOPER TIRE & RUBBER             03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   CXG       12618H309000   CNX GAS CORPORATION              08JK   BARCLAYS CAPITAL
6/3/2009   DCS       26153R100000   DREMAN/CLAYMORE DIVIDEND & FD    09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   DEX       246060107000   DELAW ARE ENHANCED GLOBAL FUND 09L      KELLOGG SPECIALIST GROUP LLC
6/3/2009   DF        242370104000   DEAN FOODS COMPANY               06N    LABRANCHE AND CO.
6/3/2009   DFG       247131105000   DELPHI FINANCIAL GROUP           08C    BARCLAYS CAPITAL
6/3/2009   DHG       23339M105000   DW S DREMAN VALUE INCOME EDGE FD 09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   DNB       26483E100000   DUN & BRADSTREET                 08JK   BARCLAYS CAPITAL
6/3/2009   DT        251566105000   DEUTSCHE TELEKOM AG              08JK   BARCLAYS CAPITAL
6/3/2009   EBI       30024R109000   EVERGREEN INTERNATIONAL BAL FD   05V    LABRANCHE AND CO.
6/3/2009   EFR       27828Q105000   EATON VANCE SENIOR FLOATING RATE 09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   EFT       278279104000   EATON VANVE FLOATING-RATE INC TR 09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   EGF       09255K108000   BLACKROCK ENHANCED GOV FUND INC 09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   ENZ       294100102000   ENZO BIOCHEM                     06NZ   LABRANCHE AND CO.
6/3/2009   ETG       27828S101000   EATON VANCE TAX ADVANTAGED       09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   ETO       27828U106000   EATON VANCE TAX-ADVANTAGED       09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   EVF       27826S103000   EATON VANCE SENIOR INCOME TRUST 08C     BARCLAYS CAPITAL
6/3/2009   EVG       27828V104000   EATON VANCE SHORT DURATION DV FD09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   EVN       27826U108000   EATON VANCE MUNI INC TR          08C    BARCLAYS CAPITAL
6/3/2009   EVR       29977A105000   EVERCORE PARTNERS                08C    BARCLAYS CAPITAL
6/3/2009   FEO       33731K102000   FIRST TRUST /ABERDEEN EMERGING   09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   FGF       867037103000   SUN AMER FOCUSED ALPHA GROUTH FD 09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   FGI       867038101000   SUNAMERICA FOCUSED ALPHA         09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   FJA       73941X528000   MER LN DEP INC SER EQ 1          09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   FLC       338479108000   FLAHERTY & CRUMRINE/CLAYMORE TOT09MN    KELLOGG SPECIALIST GROUP LLC
6/3/2009   FMY       33734E103000   FIRST TRUST/FIDAC MORTGAGE       09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   FRA       09255X100000   BLACKROCK FLOATING RATE INCOME 08C      BARCLAYS CAPITAL
6/3/2009   GBX       393657101000   GREENBRIER COMPANIES             03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   GCF       378968101000   GLOBAL INCOME & CURRENCY FD INC 09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   GDL       36245G103000   GABELLI GLOBAL DEAL FUND THE     09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   GDL PRA   36245G202000   THE GABELLI GLOBAL DEAL FUND     09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   GEO       36159R103000   THE GEO GROUP INC                06N    LABRANCHE AND CO.
6/3/2009   GIB       39945C109000   CGI GROUP                        08C    BARCLAYS CAPITAL
6/3/2009   GIM       880198106000   TEMPLETON GLOBAL INCOME FUND     05UV   LABRANCHE AND CO.
6/3/2009   GJH       86311Q204000   SYNTHETIC FIXED-INCOME SEC INC   09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   HIF       95766H106000   W ESTERN ASSET HIGH INCOME FUND 08C     BARCLAYS CAPITAL
6/3/2009   HIX       95766J102000   W ESTERN ASSET HIGH INCOME FUND 08C     BARCLAYS CAPITAL
6/3/2009   HST       44107P104000   HOST HOTELS & RESORTS            08V    BARCLAYS CAPITAL
6/3/2009   HTD    41013V100000                                     0
                                  JOHN HANCOCK TAX-ADVANTAGED FUND9MN     KELLOGG SPECIALIST GROUP LLC
6/3/2009   HTR    42327V109000    HELIOS TOTAL RETURN FUND INC     05UV   LABRANCHE AND CO.
6/3/2009   HW D   41587B100000    HARRY W INSTON DIAMOND CORP      08C    BARCLAYS CAPITAL
6/3/2009   HYB    641876800000    NEW AMER HIGH INCOME FUND        08C    BARCLAYS CAPITAL
6/3/2009   HYF    561911108000    MANAGED HIGH YIELD PLUS FUND     08C    BARCLAYS CAPITAL
6/3/2009   IEP    451100101000    ICAHN ENTERPRISES LP             03L    SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/3/2009   IIM    61745P791000    MS INS MUNI INCM TST             08C    BARCLAYS CAPITAL
6/3/2009   IQI    61745P734000    MSQUAL MUNI INCM TS              08C    BARCLAYS CAPITAL
6/3/2009   JFC    46614T107000    JF CHINA REGION FUND INC         05UV   LABRANCHE AND CO.
6/3/2009   JFP    6706EV102000    NUVEEN TAX ADVANTAGED FLOATING 09MN     KELLOGG SPECIALIST GROUP LLC
6/3/2009   JFR    67072T108000    NUVEEN FLOATING RATE INCOME FUND09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   JGG    67073C104000    NUVEEN GLOBAL GOVERNMENT         09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   JGT    67090N109000    NUVEEN MULTI CURRENCY SHORT TERM 09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   JHP    67072W 101000   NUVEEN QUALITY PREFERRED IN FD 3 09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   JPC    67073B106000    NUVEEN MULTI STRATEGY INC & GTH 09MN    KELLOGG SPECIALIST GROUP LLC
6/3/2009   JPS    67072C105000    NUVEEN QUALITY PREFERRED FD 2    09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   JQC    67073D102000    NUVEEN MULTI STRATEGY INC&GTH 2 09MN    KELLOGG SPECIALIST GROUP LLC
6/3/2009   JRO    6706EN100000    NUVEEN FLOATING RATE INCOME FD   09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   JTA    67090H102000    NUVEEN TAX ADVANTAGED TOTAL      09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   KCC    22081B200000    8 20 CORTS CERTIFICATES          09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   KCI    49460W 208000   KINETIC CONCEPTS INC             06N    LABRANCHE AND CO.
6/3/2009   KEF    50063B104000    KOREA EQUITY FUND                08C    BARCLAYS CAPITAL
6/3/2009   KEX    497266106000    KIRBY                            03L    SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/3/2009   KHI    23337C109000    DW S HIGH INCOME TRUST           08B    BARCLAYS CAPITAL
6/3/2009   KSA    22080X203000    STRUCTURED PRD 8.50% CRP BACKED 09NO    KELLOGG SPECIALIST GROUP LLC
6/3/2009   KSK    22080Q208000    STRUCTURED PRODUCTS              09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   KTN    22532R101000    STRUCTURED PRODUCTS              09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   KTV    22080W 205000   STRUCTURED PRD 8.20% CRP BACKED 09NO    KELLOGG SPECIALIST GROUP LLC
6/3/2009   KTX    220804207000    STRUCTURED PRODUCTS              09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   KYO    501556203000    KYOCERA ADR                      08JK   BARCLAYS CAPITAL
6/3/2009   LCM    00765E104000    ADVENT/CLAYMORE ENHANCED GTH & F 09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   LEO    261932107000    DREYFUS STRATEGIC MUNICIPALS     05UV   LABRANCHE AND CO.
6/3/2009   MAD    556304202000    MADECO S.A. (NEW )               08B    BARCLAYS CAPITAL
6/3/2009   MAF    722015104000    PIMCO MUNICIPAL ADVANTAGE FUND 08B      BARCLAYS CAPITAL
6/3/2009   MAV    723762100000    PIONEER MUNICIPAL HI ADV TR      09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   MDT    585055106000    MEDTRONIC                        06N    LABRANCHE AND CO.
6/3/2009   MFM    552738106000    MFS MUNICIPAL INCOME TRUST       08B    BARCLAYS CAPITAL
6/3/2009   MFV    55274E102000    MFS SPECIAL VALUE TRUST          08B    BARCLAYS CAPITAL
6/3/2009   MGS    591673207000    METROGAS 10 CLB SHARES           08B    BARCLAYS CAPITAL
6/3/2009   MGU    55608D101000    MACQUARIE GBL INFRA STR TOTAL RE 08B    BARCLAYS CAPITAL
6/3/2009   MHD    09253N104000    BLACKROCK MUNIHOLDINGS FUND INC 08B     BARCLAYS CAPITAL
6/3/2009   MHI    723763108000    PIONEER MUNICIPAL HIGH INCOME TR 09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   MHY    95766L107000    W ESTERN ASSET MANAGED HIGH INCOM05UV   LABRANCHE AND CO.
6/3/2009   MIC    55608B105000    MACQUARIE INFRASTRUCTURE CO LLC 08J     BARCLAYS CAPITAL
6/3/2009   MMT    552737108000    MULTIMARKET INCOME TRUST         08B    BARCLAYS CAPITAL
6/3/2009   MPA    09255G107000    BLACKROCK MUNIYIELD PA INS FUND  08B    BARCLAYS CAPITAL
6/3/2009   MSD    61744H105000    MS EMERGING MKTS DEBT FD         05UV   LABRANCHE AND CO.
6/3/2009   MUS    09254A101000    BLACKROCK MUNIHOLDINGS INSURED 08B      BARCLAYS CAPITAL
6/3/2009   MW E   570759100000    MARKW EST ENERGY PARTNERS, L.P. 08J     BARCLAYS CAPITAL
6/3/2009   MYC    09254M105000    BLACKROCK MUNIYIELD CAL FUND     08B    BARCLAYS CAPITAL
6/3/2009   MYD    09253W 104000   BLACKROCK MUNIYIELD FUND INC.    08B    BARCLAYS CAPITAL
6/3/2009   MZF    55266X100000    MBIA CAPITAL/CLAYMORE MANAGED FD 08B    BARCLAYS CAPITAL
6/3/2009   NC     629579103000    NACCO INDUSTRIES CLA             08JK   BARCLAYS CAPITAL
6/3/2009   NCI    63935N107000    NAVIGANT CONSULTING              08B    BARCLAYS CAPITAL
6/3/2009   NCP    67062Q106000    NUVEEN CAL PERF PLUS MUNI FUND   08B    BARCLAYS CAPITAL
6/3/2009   NCZ    65370G109000    NICHOLAS APPLEGATE CONVERTIBLE & 09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   NFL    67101V108000    NUVEEN INS FLA PREM INCM MUNI    08B    BARCLAYS CAPITAL
6/3/2009   NGZ    65370L108000    NICHOLAS APPLEGATE GLB EQTY FD   09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   NIE    65370K100000    NICHOLAS APPLEGATE EQUITY & CV   09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   NMY    67061Q107000    NUVEEN MA PREM INCM MUNI FUND    08B    BARCLAYS CAPITAL
6/3/2009   NNC    67060P100000    NUVEEN NC PREM INCM MNI FUND     05UV   LABRANCHE AND CO.
6/3/2009   NNJ    67101N106000    NUVEEN NJ PREM INCM MUNI FUND    05UV   LABRANCHE AND CO.
6/3/2009   NNY    67062M105000    NUVEEN NEW YORK MUN VAL FUND     08B    BARCLAYS CAPITAL
6/3/2009   NPF    670988104000    NUVEEN PREMIER MUNI INC FUND     08B    BARCLAYS CAPITAL
6/3/2009   NPM    67063W 102000   NUVEEN PREM INCOME MUNI FUND 2   08B    BARCLAYS CAPITAL
6/3/2009   NPP    67062P108000    NUVEEN PERF PLUS MUNI FUND       08B    BARCLAYS CAPITAL
6/3/2009   NPX    6706D8104000    NUVEEN INS PREM INCM MUNI 2      08B    BARCLAYS CAPITAL
6/3/2009   NQP    670972108000    NUVEEN PENN INV QUAL MUNI FUND   08B    BARCLAYS CAPITAL
6/3/2009   NQU    670977107000    NUVEEN QUAL INCOME MUNI FUND     08B    BARCLAYS CAPITAL
6/3/2009   NSL    67067Y104000    NUVEEN SENIOR INCOME FUND        08B    BARCLAYS CAPITAL
6/3/2009   NTX    670983105000    NUVEEN TX QUAL INCOME FUND       08B    BARCLAYS CAPITAL
6/3/2009   NTZ    63905A101000    NATUZZI S.P.A.                   08B    BARCLAYS CAPITAL
6/3/2009   NUS    67018T105000    NU SKIN ENTERPRISES              06N    LABRANCHE AND CO.
6/3/2009   NXP    67062F100000    NUVEEN SELECT TAX FREE INCOME    05U    LABRANCHE AND CO.
6/3/2009   NXQ    67063C106000    NUVEEN SELECT TAX FREE INC #2    08AB   BARCLAYS CAPITAL
6/3/2009   OCN    675746309000    OCW EN FINANCIAL                 08AB   BARCLAYS CAPITAL
6/3/2009   OIB    61745P445000    MS MUNI INC OPP TST II           08AB   BARCLAYS CAPITAL
6/3/2009   OIC    61745P437000    MS MUNI INC OPP TST III          05U    LABRANCHE AND CO.
6/3/2009   OLA    68003N103000    OLD MUTUAL/ CL YMORE LNG SHORT F 09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   OSG    690368105000    OVERSEAS SHIPHOLDING GROUP       03L    SPEAR, LEEDS AND KELLOGG SPEC. LLC
6/3/2009   OSK      688239201000    OSHKOSH CORPORATION              03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   OSP      671028108000    OSG AMERICA LP                   03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   OTE      423325307000    HELLENIC TELECOMM ORGANIZATION 08AB     BARCLAYS CAPITAL
6/3/2009   OW W     68557K109000    ORBITZ W ORLDW IDE INC           08J    BARCLAYS CAPITAL
6/3/2009   PBH      74112D101000    PRESTIGE BRANDS HOLDINGS         08AB   BARCLAYS CAPITAL
6/3/2009   PBT      714236106000    PERMIAN BASIN RTY TR UNIT BEN    06N    LABRANCHE AND CO.
6/3/2009   PCF      746779107000    PUTNAM HIGH INCOME SECURITIES FD 08AB   BARCLAYS CAPITAL
6/3/2009   PCK      72200M108000    PIMCO CALIFORNIA MUNI FD II      09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PCM      69323T101000    PCM FUND INC                     08AB   BARCLAYS CAPITAL
6/3/2009   PCQ      72200N106000    PIMCO CALIFORNIA MUNI FD         09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PDT      41013T105000    J HANCOCK PATRIOT PRE DIV FD II  08AB   BARCLAYS CAPITAL
6/3/2009   PFD      338480106000    FLAHERTY & CRUMRINE PRD FD INCOR 05U    LABRANCHE AND CO.
6/3/2009   PFH      126797208000    CABCO TR FOR J C PENNEY DEBS TR  09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PFL      72201H108000    PIMCO FLOATING RATE INCOME FUND 08AB    BARCLAYS CAPITAL
6/3/2009   PFN      72201J104000    PIMCO FLOATING RATE STRATEGY FD 09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   PFO      33848E106000    FLAHERTY & CRUMRINE PRD OPP FD   05U    LABRANCHE AND CO.
6/3/2009   PGI      740585104000    PREMIERE GLOBAL SERVICES INC     03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   PGP      722011103000    PIMCO GLOBAL STOCKSPLUS & INCOME09L     KELLOGG SPECIALIST GROUP LLC
6/3/2009   PHD      72369J102000    PIONEER FLOATING RATE TRUST      09L    KELLOGG SPECIALIST GROUP LLC
6/3/2009   PIF      45809F104000    INSURED MUNICIPAL INCOME FUND    08AB   BARCLAYS CAPITAL
6/3/2009   PJI      73941X601000    MERRILL LYNCH DEPOSITOR INC      09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PJS      740434659000    MERRILL LYNCH DEPOSITOR INC      09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PLT      727493108000    PLANTRONICS                      03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   PMF      72200R107000    PIMCO MUNICIPAL INCOME FUND      09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PML      72200W 106000   PIMCO MUNICIPAL INCOME FUND II   09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PMM      746823103000    PUTNAM MANAGED MUNI INCM TRUST 08AB     BARCLAYS CAPITAL
6/3/2009   PMO      746922103000    PUTNAM MUNI OPPORTUNITIES TST    05U    LABRANCHE AND CO.
6/3/2009   PMX      72201A103000    PIMCO MUNICIPAL INCOME FUND III  09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PNF      72200T103000    PIMCO NEW YORK MUNICIPAL FD      09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PNI      72200Y102000    PIMCO NEW YORK MUNI FD II        09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PPM      461368102000    INVESTMENT GRADE MUNI INC FD     08AB   BARCLAYS CAPITAL
6/3/2009   PRD      G72457115000    PRIMUS GUARANTY LTD              06N    LABRANCHE AND CO.
6/3/2009   PRO      74346Y103000    PROS HOLDINGS INC                03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   PSY      09255H105000    BLACKROCK PREF INCOME STRAT FUND 09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PYN      72201E105000    PIMCO NEW YORK MUNI FD III       09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PYY      73941X577000    MERRILL LYNCH DEPOSITOR          09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PZC      72201C109000    PIMCO CALIFORNIA MUNI FD III     09NO   KELLOGG SPECIALIST GROUP LLC
6/3/2009   PZN      74731Q103000    PZENA INV MGNT INC               08J    BARCLAYS CAPITAL
6/3/2009   QTM      747906204000    QUANTUM                          03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   R        783549108000    RYDER SYSTEM                     03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   RAX      750086100000    RACKSPACE HOSTING INC            08AB   BARCLAYS CAPITAL
6/3/2009   RC       40049C102000    GRUPO RADIO CENTRO SAB DE CV     08AB   BARCLAYS CAPITAL
6/3/2009   RCS      72200X104000    PIMCO STRATAGIC GLOBAL GOV FUND 05U     LABRANCHE AND CO.
6/3/2009   ROS      778529107000    ROSTELECOM OF LD & INTL TELECOM 08J     BARCLAYS CAPITAL
6/3/2009   RSC      761624105000    REX STORES                       08J    BARCLAYS CAPITAL
6/3/2009   SCL      858586100000    STEPAN                           08J    BARCLAYS CAPITAL
6/3/2009   SCL PR   858586209000    STEPAN 5 1/2% CV PFD             08J    BARCLAYS CAPITAL
6/3/2009   SCX      855668109000    STARRETT LS CLA COMMON           08J    BARCLAYS CAPITAL
6/3/2009   SGL      862719101000    STRATEGIC GLOBAL INCOME FUND     08AB   BARCLAYS CAPITAL
6/3/2009   SGU      85512C105000    STAR GAS PARTNERS                08J    BARCLAYS CAPITAL
6/3/2009   SJW      784305104000    SJW CORP                         08J    BARCLAYS CAPITAL
6/3/2009   SLA      029570108000    AMERICAN SELECT PORTFOLIO        08AB   BARCLAYS CAPITAL
6/3/2009   SLH      83421A104000    SOLERA HOLDINGS, INC.            08J    BARCLAYS CAPITAL
6/3/2009   SMS      829160100000    SIMS METAL MANAGEMENT LTD        08AB   BARCLAYS CAPITAL
6/3/2009   SOA      834376501000    SOLUTIA INC                      08J    BARCLAYS CAPITAL
6/3/2009   SOR      836144105000    SOURCE CAPITAL                   09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   SOR PR   836144204000    SOURCE CAPITAL 2.40PFD           09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   SPP      803069202000    SAPPI                            08J    BARCLAYS CAPITAL
6/3/2009   SUP      868168105000    SUPERIOR INDUSTRIES INTL         03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   SUR      12612L108000    CNA SURETY                       08J    BARCLAYS CAPITAL
6/3/2009   SW Z     870875101000    SW ISS HELVETIA FUND             08AB   BARCLAYS CAPITAL
6/3/2009   SXE      854532108000    STANLEY INC                      08J    BARCLAYS CAPITAL
6/3/2009   SY       871130100000    SYBASE INC                       03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   TBI      89785X101000    TRUEBLUE INC                     06NZ   LABRANCHE AND CO.
6/3/2009   TDC      88076W 103000   TERADATA CORP                    03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   TEF      879382208000    TELEFONICA                       08J    BARCLAYS CAPITAL
6/3/2009   TEI      880192109000    TEMPLETON EMERGING MKTS INCM FND 08AB   BARCLAYS CAPITAL
6/3/2009   TGX      883375107000    THERAGENICS                      06NZ   LABRANCHE AND CO.
6/3/2009   TI       87927Y102000    TELECOM ITALIA                   08J    BARCLAYS CAPITAL
6/3/2009   TI A     87927Y201000    TELECOM ITALIA 10 SVG            08J    BARCLAYS CAPITAL
6/3/2009   TLK      715684106000    PERU PERSEROAN P T TELEKOM INDSA 08J    BARCLAYS CAPITAL
6/3/2009   TOD      889039103000    TODD SHIPYARDS DEL               03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   TR       890516107000    TOOTSIE ROLL INDUSTRIES                 BARCLAYS CAPITAL
6/3/2009   TRP      89353D107000    TRANSCANADA                      08JK   BARCLAYS CAPITAL
6/3/2009   TRW      87264S106000    TRW AUTOMOTIVE HOLDINGS CORP     03L    SPEAR, LEEDS AND KELLOGG SPEC.   LLC
6/3/2009   TSI      872340104000    TCW STRATEGIC INCOME FUND INC    05U    LABRANCHE AND CO.
6/3/2009   TW N     874036106000    TAIW AN FUND                     05U    LABRANCHE AND CO.
6/3/2009   TYW      87280R108000    TS&W /CLAYMORE TAX-ADVANTAGED    09MN   KELLOGG SPECIALIST GROUP LLC
6/3/2009   UTL      913259107000    UNITIL CORPORATION               08AB   BARCLAYS CAPITAL
6/3/2009   VCO      927191106000    VINA CONCHA Y TORO 50 SHRS       08AB   BARCLAYS CAPITAL
6/3/2009   VGR      92240M108000    VECTOR GROUP LTD                 08JK    BARCLAYS CAPITAL
6/3/2009   VKQ      920919107000    VAN KAMPEN AMER CAP MUNI TR      05U     LABRANCHE AND CO.
6/3/2009   VOD      92857W 209000   VODAFONE GROUP                   08JK    BARCLAYS CAPITAL
6/3/2009   VOL      928703107000    VOLT INFORMATION SCIENCES        08JK    BARCLAYS CAPITAL
6/3/2009   VQ       92275P307000    VENOCO INC                       08JK    BARCLAYS CAPITAL
6/3/2009   VVC      92240G101000    VECTREN                          08AB    BARCLAYS CAPITAL
6/3/2009   WG       969203108000    W ILLBROS GROUP                  08AB    BARCLAYS CAPITAL
6/3/2009   W GO     974637100000    W INNEBAGO INDS                  06NZ    LABRANCHE AND CO.
6/3/2009   W HX     966389108000    W HITING USA TRUST I             06N     LABRANCHE AND CO.
6/3/2009   W NI     806693107000    SCHIFF NUTRITION INTERNATIONAL   08JK    BARCLAYS CAPITAL
6/3/2009   XAA      027649102000    AMERICAN MUNI INCM PORTOLIO      08AB    BARCLAYS CAPITAL
6/3/2009   XRM      98416J100000    XERIUM TECHNOLOGIES              08JK    BARCLAYS CAPITAL
6/3/2009   ZNH      169409109000    CHINA STH AIRLINES ORD H SHRS    08AB    BARCLAYS CAPITAL

6/1/2009   AAV      00762L101000    ADVANTAGE ENERGY INCOME FUND      09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   ACM      00766T100000    AECOM TECHNOLOGY CORPORATION 08GH        BARCLAYS CAPITAL
6/1/2009   ALY      019645506000    ALLIS-CHALMERS ENERGY INC.        08GH   BARCLAYS CAPITAL
6/1/2009   AOI      018772103000    ALLIANCE ONE INTERNATIONAL        07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   APB      044901106000    ASIA PACIFIC FUND                 09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   ARB      03875Q108000    ARBITRON                          08GH   BARCLAYS CAPITAL
6/1/2009   ARD      040049108000    ARENA RESOURCES INC               09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   ARP      029263100000    AMERICAN REPROGRAPHICS            08GH   BARCLAYS CAPITAL
6/1/2009   AVD      030371108000    AMERICAN VANGUARD CORPORATION 08GH       BARCLAYS CAPITAL
6/1/2009   AW H     G0219G203000    ALLIED W ORLD ASSURANCE CO        08GH   BARCLAYS CAPITAL
6/1/2009   AZZ      002474104000    AZZ INC                           08GH   BARCLAYS CAPITAL
6/1/2009   B        067806109000    BARNES GROUP                      09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   BAF      09250G102000    BLACKROCK INS MUNI INC INV TST    09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BBF      09248H105000    BLACKROCK MUNI INC INV TST        09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BBW      120076104000    BUILD-A-BEAR W ORKSHOP            08GH   BARCLAYS CAPITAL
6/1/2009   BCA      21987A209000    CORPBANCA                         08GH   BARCLAYS CAPITAL
6/1/2009   BCK      092484104000    BLACKROCK CA INSURED MUNI TR      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BCO      109696104000    BRINK'S                           07O    BANC OF AMERICA SPECIALIST INC
6/1/2009   BDJ      09251A104000    BLACKROCK ENHANCED DIVIDEND ACHI09O      KELLOGG SPECIALIST GROUP LLC
6/1/2009   BEC      075811109000    BECKMAN COULTER                   07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009   BEO      29332W 107000   ENHANCED S&P 500 COVERED CALL FD 09O     KELLOGG SPECIALIST GROUP LLC
6/1/2009   BEP      78381P109000    S&P 500 COVERED CALL FUND INC     09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BFD      09255D104000    BLACKROCK GBL EQ INC TR           09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BFZ      09248E102000    BLACKROCK CALIFORNIA MUNI TR      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BGF      05508R205000    B&G FOODS, INC.                   09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   BGS      05508R106000    B&G FOODS, INC. CL A              09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   BKE      118440106000    BUCKLE                            08GH   BARCLAYS CAPITAL
6/1/2009   BNJ      09248J101000    BLACKROCK NEW JERSEY MUNI TR      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BNY      09248L106000    BLACKROCK NEW YORK MUNI TR        09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BOE      092501105000    BLACKROCK GLOBAL OPPORTUNITIES 09O       KELLOGG SPECIALIST GROUP LLC
6/1/2009   BRS      110394103000    BRISTOW GROUP                     07O    BANC OF AMERICA SPECIALIST INC
6/1/2009   BRS PR   110394400000    BRISTOW GROUP INC                 07O    BANC OF AMERICA SPECIALIST INC
6/1/2009   BSE      09249U105000    BLACKROCK NY INSURED MUNI TR      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BTA      09250B103000    BLACKROCK LONG TERM MUNICIPAL AD09N      KELLOGG SPECIALIST GROUP LLC
6/1/2009   BW C     09250K103000    BLACKROCK W ORLD INVESTMENT TRUST 09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   BW Y     12429T104000    BW AY HOLDING COMPANY             08GH   BARCLAYS CAPITAL
6/1/2009   BXS      059692103000    BANCORPSOUTH                      08GH   BARCLAYS CAPITAL
6/1/2009   BYM      092479104000    BLACKROCK INSURED MUNI TR         09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   CBM      132011107000    CAMBREX                           08GH   BARCLAYS CAPITAL
6/1/2009   CEA      16937R104000    CHINA EASTERN AIRLINES            08GH   BARCLAYS CAPITAL
6/1/2009   CFL      109699108000    BRINKS HOME SECURITY HOLDINGS     07O    BANC OF AMERICA SPECIALIST INC
6/1/2009   CHH      169905106000    CHOICE HOTELS INTERNATIONAL       08GH   BARCLAYS CAPITAL
6/1/2009   CHL      16941M109000    CHINA MOBILE LIMITED              09C    KELLOGG SPECIALIST GROUP LLC
6/1/2009   CHN      169373107000    CHINA FUND                        09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   CIA      174740100000    CITIZENS INC                      08GH   BARCLAYS CAPITAL
6/1/2009   CII      09256A109000    BLACKROCK ENHANCED CAP & INC FD 09O      KELLOGG SPECIALIST GROUP LLC
6/1/2009   CIR      17273K109000    CIRCOR INTERNATIONAL              08GH   BARCLAYS CAPITAL
6/1/2009   CKH      811904101000    SEACOR HOLDINGS INC               08GH   BARCLAYS CAPITAL
6/1/2009   CLB      N22717107000    CORE LABORATORIES NV              08GH   BARCLAYS CAPITAL
6/1/2009   CMN      138098108000    CANTEL MEDICAL CORP               08GH   BARCLAYS CAPITAL
6/1/2009   CNL      12561W 105000   CLECO                             08GH   BARCLAYS CAPITAL
6/1/2009   CPF      154760102000    CENTRAL PACIFIC FINANCIAL CORP    08H    BARCLAYS CAPITAL
6/1/2009   CRY      228903100000    CRYOLIFE                          08H    BARCLAYS CAPITAL
6/1/2009   CSH      14754D100000    CASH AMERICA INTERNATIONAL        07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009   CSL      142339100000    CARLISLE COMPANIES HOLDING        08H    BARCLAYS CAPITAL
6/1/2009   CSV      143905107000    CARRIAGE SERVICES                 07O    BANC OF AMERICA SPECIALIST INC
6/1/2009   CTR      149205106000    CATO CORPORATION (THE)            08H    BARCLAYS CAPITAL
6/1/2009   CVB      21988G460000    LEHMAN ABS CORPORATION            07AY   BANC OF AMERICA SPECIALIST INC
6/1/2009   CW       231561101000    CURTISS-W RIGHT                   08H    BARCLAYS CAPITAL
6/1/2009   CW F     16139P104000    CHARTW ELL DIVIDEND & INCOME FUND 09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   DAC      Y1968P105000    DANAOS CORPORATION                08H    BARCLAYS CAPITAL
6/1/2009   DFT      26613Q106000    DUPONT FABROS TECHNOLOGY INC      08H    BARCLAYS CAPITAL
6/1/2009   DKY      804108207000    MS STRUCTURED ASSET CORP          07AY   BANC OF AMERICA SPECIALIST INC
6/1/2009   DLX      248019101000    DELUXE                            08H    BARCLAYS CAPITAL
6/1/2009   DPD      260582101000    DOW 30 PREMIUM & DIVIDEND INCOME 09O     KELLOGG SPECIALIST GROUP LLC
6/1/2009   DPO      260537105000    DOW 30 ENHANCED PREM & INCOME FD09O      KELLOGG SPECIALIST GROUP LLC
6/1/2009   DRP       23339T100000 DW S RREEF W ORLD RE & TACTICAL ST 09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   EDE       291641108000 EMPIRE DISTRICT ELECTRIC           08H    BARCLAYS CAPITAL
6/1/2009   EOI       278274105000 EATON VANCE ENHANCED EQUITY FD 09O        KELLOGG SPECIALIST GROUP LLC
6/1/2009   EOS       278277108000 EATON VANCE ENHANCED EQ FD II      09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   EPB       283702108000 EL PASO PIPELINE PART LP           08H    BARCLAYS CAPITAL
6/1/2009   ERF       29274D604000 ENERPLUS RESOURCAS                 09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   ESE       296315104000 ESCO TECHNOLOGIES                  09I    KELLOGG SPECIALIST GROUP LLC
6/1/2009   ETB       27828X100000 EATON VANCE TAX-MANAGED            09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   ETV       27828Y108000 EATON VANCE TAX-MANAGED            09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   ETW       27829C105000 EATON VANCE TAX MANAGED GBL BUY 09O       KELLOGG SPECIALIST GROUP LLC
6/1/2009   EVT       27828G107000 EATON VANCE TAX-ADVANTAGED FUND 09O       KELLOGG SPECIALIST GROUP LLC
6/1/2009   FAC       318457108000 FIRST ACCEPTANCE CORP              08H    BARCLAYS CAPITAL
6/1/2009   FAF       318522307000 FIRST AMERICAN                     09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   FC        353469109000 FRANKLIN COVEY                     08H    BARCLAYS CAPITAL
6/1/2009   FFA       337318109000 FIRST TRUST ENHAN EQU INCOM FD     09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   FFD       61757P101000 MORGAN STANLEY FRONTIER FUND       09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   FGB       33733G109000 FIRST TRUST SPEC FIN AND FIN FD    09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   FLY       05614P101000 BABCOCK & BROW N AIR LIMITED       08H    BARCLAYS CAPITAL
6/1/2009   FOE       315405100000 FERRO                              08H    BARCLAYS CAPITAL
6/1/2009   FRZ       75734R105000 REDDY ICE HOLDINGS INC             09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   FSR       G3529T105000 FLAGSTONE REINSURANCE HLDGS LIMI 09IJ     KELLOGG SPECIALIST GROUP LLC
6/1/2009   GBE       400095204000 GRUBB & ELLIS CO                   08H    BARCLAYS CAPITAL
6/1/2009   GEF       397624107000 GRIEF INC                          08H    BARCLAYS CAPITAL
6/1/2009   GEF B     397624206000 GRIEF INC CLASS B                  08H    BARCLAYS CAPITAL
6/1/2009   GFF       398433102000 GRIFFON                            09I    KELLOGG SPECIALIST GROUP LLC
6/1/2009   GHL       395259104000 GREENHILL & CO INC                 08H    BARCLAYS CAPITAL
6/1/2009   GJK       86311T208000 SYNTHETIC FIXED-INCOME SEC INC     07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   GLF       402629109000 GULFMARK OFFSHORE INC              08H    BARCLAYS CAPITAL
6/1/2009   GRB       373730100000 GERBER SCIENTIFIC                  08I    BARCLAYS CAPITAL
6/1/2009   GRR       04516T105000 ASIA TIGERS FUND                   09C    KELLOGG SPECIALIST GROUP LLC
6/1/2009   GS PRA    38143Y665000 GOLDMAN SACHS GROUP                07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   GS PRB    38144X500000 GOLDMAN SACHS GROUP                07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   GS PRC    38144X609000 GOLDMAN SACHS GROUP                07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   GS PRD    38144G804000 GOLDMAN SACHS GROUP                07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   GSI       370853103000 GENERAL STEEL HOLDINGS INC         09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   GYB       12679N203000 CORPORATE ASSET BACKED CORP        07AY   BANC OF AMERICA SPECIALIST INC
6/1/2009   HCD       430067108000 HIGHLAND DISTRESSED OPP            09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   HGR       41043F208000 HANGER ORTHOPEDIC GROUP            08I    BARCLAYS CAPITAL
6/1/2009   HPY       42235N108000 HEARTLAND PAYMENT SYSTEMS          08I    BARCLAYS CAPITAL
6/1/2009   HZO       567908108000 MARINEMAX                          08I    BARCLAYS CAPITAL
6/1/2009   IDC       45840J107000 INTERACTIVE DATA                   08I    BARCLAYS CAPITAL
6/1/2009   IGA       44982N109000 ING GLOBAL ADVANTAGE               09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   IGD       45684E107000 ING GBL EQ DIVIDEND & PRE OPP FD   09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   IHC       453440307000 INDEPENDENCE HOLDING CO            08I    BARCLAYS CAPITAL
6/1/2009   IIF       61745C105000 MORGAN STANLEY INDIA INV FD        09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   IRR       449810100000 ING RISK MANAGED NATURAL           09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   IVC       461203101000 INVACARE                           08I    BARCLAYS CAPITAL
6/1/2009   JDD       6706EP105000 NUVEEN DIVERSIFIED DIVIDEND FUND 09O      KELLOGG SPECIALIST GROUP LLC
6/1/2009   JOF       47109U104000 JAPAN SMALLER CAPITALIZATION FD    09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009   JPG                                                       0
                     6706EW 100000 NUVEEN EQUITY PREMIUM AND GROW TH9O      KELLOGG SPECIALIST GROUP LLC
6/1/2009   JPM PRE   46625H720000 JPMORGAN CHASE & CO SER E          07AB   BANC OF AMERICA SPECIALIST INC
6/1/2009   JPM PRF   46625H712000 JPMORGAN CHASE & CO SER F          07AB   BANC OF AMERICA SPECIALIST INC
6/1/2009   JPZ       6706ER101000 NUVEEN EQUITY PREMIUM INCOME FD 09O       KELLOGG SPECIALIST GROUP LLC
6/1/2009   JSN       6706EM102000 NUVEEN EQUITY PREMIUM OPP FD       09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009   KCT       22081H207000 STRUCTURED PRODUCTS                09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   KEI       487584104000 KEITHLEY INSTRUMENTS               08I    BARCLAYS CAPITAL
6/1/2009   KOB       22081U208000 STRUCTURED PRODUCTS CORP           09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   KOS       22081Y200000 STRUCTURED PRODUCTS CORP           09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   KRH       22081N204000 STRUCTURED PRODUCTS                09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   LF        52186N106000 LEAPFROG ENTERPRISES INC           08I    BARCLAYS CAPITAL
6/1/2009   LNT       018802108000 ALLIANT ENERGY                     11G    BARCLAYS CAPITAL
6/1/2009   MAG       559424106000 MAGNATEK                           08I    BARCLAYS CAPITAL
6/1/2009   MAY       560905101000 MALAYSIA FUND                      09C    KELLOGG SPECIALIST GROUP LLC
6/1/2009   MCA       09254N103000 BLACKROCK MUNIYIELD CALF INS       09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   MEI       591520200000 METHODE ELECTRONICS INC            08I    BARCLAYS CAPITAL
6/1/2009   MFW       552541104000 M&F W ORLDW IDE                    08I    BARCLAYS CAPITAL
6/1/2009   MJI       09255A100000 BLACKROCK MUNIYIELD NJ INS FD      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009   MJY       80410E204000 MSDW STRUCTURED ASSET CORP         07A    BANC OF AMERICA SPECIALIST INC
6/1/2009   MKC       579780206000 MCCORMICK & COMPANY                09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   MKC V     579780107000 MCCORMICK & COMPANY, INC           09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009   MKL       570535104000 MARKEL                             09I    KELLOGG SPECIALIST GROUP LLC
6/1/2009   MKV       570535203000 MARKEL CORP                        09I    KELLOGG SPECIALIST GROUP LLC
6/1/2009   MLI       624756102000 MUELLER INDUSTRIES                 08I    BARCLAYS CAPITAL
6/1/2009   MMS       577933104000 MAXIMUS                            08I    BARCLAYS CAPITAL
6/1/2009   MNE       09255F109000 BLACKROCK MUNI NY INTERM DUR FD 09N       KELLOGG SPECIALIST GROUP LLC
6/1/2009   MOD       607828100000 MODINE MANUFACTURING               08I    BARCLAYS CAPITAL
6/1/2009   MQY       09254F100000 BLACKROCK MUNIYIELD QUALITY FUND 09N      KELLOGG SPECIALIST GROUP LLC
6/1/2009   MSA       602720104000 MINE SAFETY APPLIANCES             08I    BARCLAYS CAPITAL
6/1/2009   MTD       592688105000 METTLER TOLEDO INTERNATIONAL       07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009   MTT       95768A109000 W ESTERN ASSET MUNICIPAL DEFINED 09N      KELLOGG SPECIALIST GROUP LLC
6/1/2009    MTX       603158106000    MINERALS TECHNOLOGIES            08I    BARCLAYS CAPITAL
6/1/2009    MUE       09254C107000    BLACKROCK MUNIHOLDINGS INSURED 09N      KELLOGG SPECIALIST GROUP LLC
6/1/2009    MUH       09253P109000    BLACKROCK MUNIHOLDINGS FUND II   09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    MXF       592835102000    MEXICO FUND                      09C    KELLOGG SPECIALIST GROUP LLC
6/1/2009    NAI       65370C108000    NICHOLAS-APPLEGATE INTERNATIOAL 09O     KELLOGG SPECIALIST GROUP LLC
6/1/2009    NFJ       65337H109000    NFJ DIVIDEND                     09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009    NNI       64031N108000    NELNET INC                       07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009    NOA       656844107000    NORTH AMERICAN ENERGY PARTNERS 09BC     KELLOGG SPECIALIST GROUP LLC
6/1/2009    PJT       740434642000    MERRILL LYNCH DEPOSITOR INC      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PKE       700416209000    PARK ELECTROCHEMICAL             08I    BARCLAYS CAPITAL
6/1/2009    PKM       740434832000    MERRILL LYNCH DEP 8.00% ALL 1    09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PL        743674103000    PROTECTIVE LIFE                  09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    PL PRA    69340N202000    PLC CAPITAL TRUST IV             09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    PL PRB    69340Y208000    PLC CAPITAL TRUST V              09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    PL PRD    743674400000    PROTECTIVE LIFE CORP             09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    PL PRS    69340M204000    PLC CAPITAL TRUST III            09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    PPD       740065107000    PRE-PAID LEGAL SERVICES          08I    BARCLAYS CAPITAL
6/1/2009    PW E      707885109000    PENN W EST ENERGY TRUST          09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009    PYB       73941X874000    MERRILL LYNCH DEPOSITOR INC      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PYC       73941X643000    MERRILL LYNCH DEPOSITOR INC      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PYE       73941X833000    MERRILL LYNCH DEPOSITOR INC      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PYG       73941X817000    MERRILL LYNCH DEPOSITOR PPLUS    09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PYK       73941X759000    MERRILL LYNCH DEPOSITOR INC      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    PYV       73941X676000    MERRILL LYNCH DEPOSITOR INC      09N    KELLOGG SPECIALIST GROUP LLC
6/1/2009    RE        G3223R108000    EVEREST RE GROUP                 09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    RE PRB    29980R202000    EVEREST RE CAPITAL TRUST II      09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    RGR       864159108000    STURM RUGER & CO                 07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009    RHB       759148109000    REHABCARE GROUP                  08I    BARCLAYS CAPITAL
6/1/2009    RNE       616988101000                                     0
                                      MORGAN STANLEY EASTERN EUROPE FD9BC     KELLOGG SPECIALIST GROUP LLC
6/1/2009    SLS       81634A101000    SELIGMAN LASALLE INTL RE FD INC  09O    KELLOGG SPECIALIST GROUP LLC
6/1/2009    SMP       853666105000    STANDARD MTR PRODS               07O    BANC OF AMERICA SPECIALIST INC
6/1/2009    SNF       846330108000    SPAIN FUND                       09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009    SNV       87161C105000    SYNOVUS FINANCIAL                07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009    SPA       847235108000    SPARTON                          07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009    SSD       829073105000    SIMPSON MANUFACTURING            08I    BARCLAYS CAPITAL
6/1/2009    STN       85472N109000    STANTEC INC                      09I    KELLOGG SPECIALIST GROUP LLC
6/1/2009    SW M      808541106000    SCHW EITZER-MAUDUIT INTERNATIONAL08I    BARCLAYS CAPITAL
6/1/2009    SW N      845467109000    SOUTHW ESTERN ENERGY             09BC   KELLOGG SPECIALIST GROUP LLC
6/1/2009    TDY       879360105000    TELEDYNE TECHNOLOGIES            08I    BARCLAYS CAPITAL
6/1/2009    TKF       900145103000    TURKISH INV FUND                 09C    KELLOGG SPECIALIST GROUP LLC
6/1/2009    TW I      88830M102000    TITAN INTERNATIONAL              07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009    UAM       913377107000    UNIVERSAL AMERICAN CORP          09IJ   KELLOGG SPECIALIST GROUP LLC
6/1/2009    UVV       913456109000    UNIVERSAL HOLDING CO             07NO   BANC OF AMERICA SPECIALIST INC
6/1/2009    UZG       911684207000    UNITED STATES CELLULAR CORP      07AY   BANC OF AMERICA SPECIALIST INC
6/1/2009    UZV       911684306000    UNITED STATES CELLULAR CORP      07AY   BANC OF AMERICA SPECIALIST INC
6/1/2009    W SH      G96655108000    W ILLIS GROUP HOLDINGS LMT       09IJ   KELLOGG SPECIALIST GROUP LLC

5/29/2009   AHT PRA   044103208000    ASHFORD HOSPITALITY TRUST       11K     BARCLAYS CAPITAL
5/29/2009   AHT PRD   044103406000    ASHFORD HOSPITALITY TR 8.45%    11K     BARCLAYS CAPITAL
5/29/2009   AIT       03820C105000    APPLIED INDUSTRIAL TECHNOLOGIES 06Q     LABRANCHE AND CO.
5/29/2009   AKO A     29081P204000    EMBOTELLADORA ANDINA SERIES A   11JK    BARCLAYS CAPITAL
5/29/2009   AKO B     29081P303000    EMBOTELLADORA ANDINA SERIES B   11JK    BARCLAYS CAPITAL
5/29/2009   AN        05329W 102000   AUTONATION                      07O     BANC OF AMERICA SPECIALIST INC
5/29/2009   ARK       09255T109000    BLACKROCK SENIOR HIGH INCOME    09KL    KELLOGG SPECIALIST GROUP LLC
5/29/2009   ATK       018804104000    ALLIANT TECH SYSTEMS            06Q     LABRANCHE AND CO.
5/29/2009   ATO       049560105000    ATMOS ENERGY                    06Q     LABRANCHE AND CO.
5/29/2009   AVY PRA   053611307000    AVERY DENNISON CORP             05T     LABRANCHE AND CO.
5/29/2009   AW R      029899101000    AMERICAN STATES W ATER COMPANY 07O      BANC OF AMERICA SPECIALIST INC
5/29/2009   BBX       065908600000    BANKATLANTIC BANCORP            11G     BARCLAYS CAPITAL
5/29/2009   BGE PRB   05541Q206000    BGE CAPITAL TRUST II 6.20%      07OP    BANC OF AMERICA SPECIALIST INC
5/29/2009   BHE       08160H101000    BENCHMARK ELECTRONICS           11JK    BARCLAYS CAPITAL
5/29/2009   BLW       09249W 101000   BLACKROCK DURATION INCOME TRUST 09KL    KELLOGG SPECIALIST GROUP LLC
5/29/2009   BMA       05961W 105000   BANCO MACRO S A                 11GH    BARCLAYS CAPITAL
5/29/2009   BPT       055630107000    BP PRUDHOE BAY ROYALTY TRUST    09CD    KELLOGG SPECIALIST GROUP LLC
5/29/2009   BRC       104674106000    BRADY                           11J     BARCLAYS CAPITAL
5/29/2009   BRT       055645303000    BRT REALTY TRUST                11J     BARCLAYS CAPITAL
5/29/2009   BTH       09643P207000    BLYTH INC                       07O     BANC OF AMERICA SPECIALIST INC
5/29/2009   BXG       096231105000    BLUEGREEN                       11G     BARCLAYS CAPITAL
5/29/2009   CAE       147195101000    CASCADE                         06Q     LABRANCHE AND CO.
5/29/2009   CBK       171046105000    CHRISTOPHER & BANKS CORPORATION 11J     BARCLAYS CAPITAL
5/29/2009   CBL PRC   124830506000    CBL & ASSOCIATES PROPERTIES INC 07OW    BANC OF AMERICA SPECIALIST INC
5/29/2009   CBL PRD   124830605000    CBL & ASSOCIATES PROPERTIES INC 07OW    BANC OF AMERICA SPECIALIST INC
5/29/2009   CDI       125071100000    CDI                             11GH    BARCLAYS CAPITAL
5/29/2009   CIT PRC   125581603000    CIT GROUP INC                   05T     LABRANCHE AND CO.
5/29/2009   CIT PRZ   125581405000    CIT GROUP INC                   05T     LABRANCHE AND CO.
5/29/2009   CKR       12561E105000    CKE RESTAURANTS                 07O     BANC OF AMERICA SPECIALIST INC
5/29/2009   CMZ       204940100000    COMPTON PETROLEUM CORPORATION 11GH      BARCLAYS CAPITAL
5/29/2009   CPO       219023108000    CORN PRODUCTS INTERNATIONAL     06Q     LABRANCHE AND CO.
5/29/2009   CPY       125902106000    CPI                             11G     BARCLAYS CAPITAL
5/29/2009   CR        224399105000    CRANE                           06Q     LABRANCHE AND CO.
5/29/2009   CRD A     224633206000    CRAW FORD & CO CLA               05T    LABRANCHE AND CO.
5/29/2009   CRD B     224633107000    CRAW FORD & COMPANY CLB          05T    LABRANCHE AND CO.
5/29/2009   CRI       146229109000    CARTERS INC                      09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   CV        155771108000    CENTRAL VT PUB SVC               09CD   KELLOGG SPECIALIST GROUP LLC
5/29/2009   DAR       237266101000    DARLING INTL INC                 11JK   BARCLAYS CAPITAL
5/29/2009   DCI       257651109000    DONALDSON                        11JK   BARCLAYS CAPITAL
5/29/2009   DDT       25406P200000    DILLARDS CAPITAL TRUST I CAP SEC 11G    BARCLAYS CAPITAL
5/29/2009   DEP       265026104000    DUNCAN ENERGY PARTNER LP         09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   DKC       80410Y200000    MS STRUCTURED ASSET CORP         07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   DKW       804112209000    MS STRUCTURED ASSET CORP         07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   DOM       25746Q108000    DOMINION RES BLACK W ARRIOR TR   09CD   KELLOGG SPECIALIST GROUP LLC
5/29/2009   DUC       26432K108000    DUFF&PHELPS UTIL&CORP BOND TST 09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   DVA       23918K108000    DAVITA INC                       09D    KELLOGG SPECIALIST GROUP LLC
5/29/2009   DVF       09255W 102000   BLACKROCK DIVERSIED INCOME FUND 09KL    KELLOGG SPECIALIST GROUP LLC
5/29/2009   EHI       95766B109000    W ESTERN ASSET GLOBAL HIGH INCOME09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   EIG       292218104000    EMPLOYERS HOLDINGS INC           11J    BARCLAYS CAPITAL
5/29/2009   EPD       293792107000    ENTERPRISE PRODUCTS PARTNERS     09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   EPE       293716106000    ENTERPRISE GP HOLDINGS L.P.      09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   ETE       29273V100000    ENERGY TRANSFER EQUITY           09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   ETP       29273R109000    ENERGY TRANSFER PARTNERS L.P.    09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   FCH PRA   31430F200000    FELCOR LODGING TR SER A CUM CV   07OW   BANC OF AMERICA SPECIALIST INC
5/29/2009   FCH PRC   31430F507000    FELCOR LODGING TRUST             07OW   BANC OF AMERICA SPECIALIST INC
5/29/2009   FDP       G36738105000    FRESH DEL MONTE PRODUCE          11JK   BARCLAYS CAPITAL
5/29/2009   FFH       303901102000    FAIRFAX FINANCIAL HOLDINGS LMT   05T    LABRANCHE AND CO.
5/29/2009   FHI       337347108000    FRT TR STR HI INC FD             09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   FHY       337353106000    FIRST TRUST STRATEGIC HIGH       09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   FIF       317492106000    FINANCIAL FEDERAL                09D    KELLOGG SPECIALIST GROUP LLC
5/29/2009   FTK       343389102000    FLOTEK INDUSTRIES INC            09D    KELLOGG SPECIALIST GROUP LLC
5/29/2009   GAB       362397101000    GABELLI EQUITY TRUST             07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   GAB PRD   362397705000    THE GABELLI EQUITY TRUST INC     07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   GAM       368802104000    GENERAL AMERICAN INVS            07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   GAM PRB   368802401000    GENERAL AMERICAN INVESTORS CO    07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   GB        39153L106000    GREATBATCH INC                   07O    BANC OF AMERICA SPECIALIST INC
5/29/2009   GDI       365558105000    GARDNER DENVER                   09D    KELLOGG SPECIALIST GROUP LLC
5/29/2009   GE PRA    369622444000    GENERAL ELECTRIC CAPITAL CORP    07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GEA       369622527000    GENERAL ELECTRIC CAPITAL CORP    07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GEC       369622519000    GENERAL ELECTRIC CAPITAL 6.10%   07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GED       369622493000    GENERAL ELECTRIC CAPITAL CORP    07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GEG       369622469000    GENERAL ELECTRIC CAPITAL CORP    07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GEJ       369622451000    GENERAL ELECTRIC CAPITAL CORP    07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GEP       369622485000    GENERAL ELECTRIC CAPITAL         07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GER       369622477000    GENERAL ELECTRIC CAPITAL CORP    07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GIL       375916103000    GILDAN ACTIVEW EAR               09AB   KELLOGG SPECIALIST GROUP LLC
5/29/2009   GJO       86312E200000    SYNTHETIC FIXED-INCOME           07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   GJW       784786204000    SYNTHETIC FIXED INC SECURITIES   07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   GMT       361448103000    GATX                             07O    BANC OF AMERICA SPECIALIST INC
5/29/2009   GOF       18385X104000    CL YMORE/GUGGENHEIM STR OPP FD 09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   GRT PRF   379302300000    GLIMCHER REALTY TRUST            07OW   BANC OF AMERICA SPECIALIST INC
5/29/2009   GRT PRG   379302409000    GLIMCHER REALTY TRUST            07OW   BANC OF AMERICA SPECIALIST INC
5/29/2009   GTI       384313102000    GRAFTECH INTERNATIONAL           07O    BANC OF AMERICA SPECIALIST INC
5/29/2009   GUT       36240A101000    GABELLI UTILITY TRUST            07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   GUT PRA   36240A200000    GABELLI UTILITY TRUST (THE)      07OP   BANC OF AMERICA SPECIALIST INC
5/29/2009   HAV       42327W 107000   HELIOS ADVANTAGE INCOME FUND INC 09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   HGG       42833L108000    HHGREGG INC                      11I    BARCLAYS CAPITAL
5/29/2009   HIH       42327X105000    HELIOS HIGH INCOME FUND INC      09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   HIO       95766K109000    W ESTERN ASSET HIGH INCOME FUND 09KL    KELLOGG SPECIALIST GROUP LLC
5/29/2009   HJG       80411U207000    MS STRUCTURED ASSET CORP         07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   HJN       80412A200000    MS STRUCTURED ASSET CORP         07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   HK        716495106000    PETROHAW K ENERGY CORPORATION 09CD      KELLOGG SPECIALIST GROUP LLC
5/29/2009   HLF       G4412G101000    HERBALIFE LTD                    11JK   BARCLAYS CAPITAL
5/29/2009   HMH       42327Y103000    HELIOS MULTI SECTOR HIGH INCOME  09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   HMN       440327104000    HORACE MANN EDUCATORS            11G    BARCLAYS CAPITAL
5/29/2009   HNR       41754V103000    HARVEST NATURAL RESOURCES        11J    BARCLAYS CAPITAL
5/29/2009   HRP PRB   40426W 309000   HRPT PROPERTITES TRUST           11JK   BARCLAYS CAPITAL
5/29/2009   HRP PRC   40426W 408000   HRPT PROPERTIES TRUST            11JK   BARCLAYS CAPITAL
5/29/2009   HRP PRD   40426W 507000   HRPT PROPERTIES TRUST            11JK   BARCLAYS CAPITAL
5/29/2009   HSA       42328A104000    HELIOS STATEGIC INCOME FUND INC  09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   HVT A     419596200000    HAVERTY FURNITURE COMPANIES CLA 05T     LABRANCHE AND CO.
5/29/2009   HYI       429904105000    HIGH YEILD INCOME FUND           09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   HYK       22083B208000    STRUCTURED PRODUCTS CORP         07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   HYP       429906100000    HIGH YIELD PLUS FUND             07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   HYT       09255P107000    BLACKROCK HIGH FUND YIELD FUND   09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   HYV       09255N102000    BLACKROCK CORP HIGH YEILD FUND   09KL   KELLOGG SPECIALIST GROUP LLC
5/29/2009   IDT       448947507000    IDT CORP                         11I    BARCLAYS CAPITAL
5/29/2009   IDT C     448947408000    IDT                              11I    BARCLAYS CAPITAL
5/29/2009   IRF       460254105000    INTL RECTIFIER                   11J    BARCLAYS CAPITAL
5/29/2009   JBO       21988K834000    LEHMAN ABS CORP                  07P    BANC OF AMERICA SPECIALIST INC
5/29/2009   JHI       410142103000    HANCOCK JOHN INVSTRS TRST MASS 09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   JHS       410123103000    HANCOCK JOHN INCOME SECS TRUST 09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   JNY       480074103000    JONES APPAREL GROUP              07NO   BANC OF AMERICA SPECIALIST INC
5/29/2009   JRN        481130102000    JOURNAL COMMUNICATIONS INC        11I      BARCLAYS CAPITAL
5/29/2009   JW A       968223206000    JOHN W ILEY & SONS CLA            05T      LABRANCHE AND CO.
5/29/2009   JW B       968223305000    JOHN W ILEY & SONS CLB            05T      LABRANCHE AND CO.
5/29/2009   JZH        21988K701000    LEHMAN ABS CORP                   07P      BANC OF AMERICA SPECIALIST INC
5/29/2009   KED        48660Q102000    KAYNE ANDERSON ENERGY             09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   KEG        492914106000    KEY ENERGY SERVICES INC           09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   KFY        500643200000    KORN/FERRY INTERNATIONAL          06Q      LABRANCHE AND CO.
5/29/2009   KST        23338N104000    DW S STRATEGIC INCOME TRUST       09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   KVR        22082X201000    STRUCTURED PRODUCTS CORP          07P      BANC OF AMERICA SPECIALIST INC
5/29/2009   KYE        48660P104000    KAYNE ANDERSON ENERGY             09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   KYN        486606106000    KAYNE ANDERSON MLP INVESTMENT     09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   LLL        502424104000    L3 COMMUNICATIONS HOLDINGS        09D      KELLOGG SPECIALIST GROUP LLC
5/29/2009   LTM        53217R207000    LIFE TIME FITNESS INC             09AB     KELLOGG SPECIALIST GROUP LLC
5/29/2009   LXP PRC    529043309000    LEXINGTON REALTY TRUST 6.5%       05T      LABRANCHE AND CO.
5/29/2009   MAN        56418H100000    MANPOW ER                         06Q      LABRANCHE AND CO.
5/29/2009   MDS        595626102000    MIDAS                             07O      BANC OF AMERICA SPECIALIST INC
5/29/2009   MFB        560305104000    MAIDENFORM BRANDS                 09D      KELLOGG SPECIALIST GROUP LLC
5/29/2009   MIL        601073109000    MILLPORE                          06Q      LABRANCHE AND CO.
5/29/2009   MJV        80410C208000    MSDW STRUCTURED ASSET             07OP     BANC OF AMERICA SPECIALIST INC
5/29/2009   MOV        624580106000    MOVADO GROUP INC                  11G      BARCLAYS CAPITAL
5/29/2009   MPV        576299101000    MASSMUTUAL PARTICIPATION INV      07OP     BANC OF AMERICA SPECIALIST INC
5/29/2009   MPX        568427108000    MARINE PRODUCTS                   09AB     KELLOGG SPECIALIST GROUP LLC
5/29/2009   MVC        553829102000    MVC CAPITAL                       07OP     BANC OF AMERICA SPECIALIST INC
5/29/2009   NDN        65440K106000    99C ONLY STORES                   09DE     KELLOGG SPECIALIST GROUP LLC
5/29/2009   NED        65487R303000    NOAH EDUCATION HLDGS LTD          11I      BARCLAYS CAPITAL
5/29/2009   NGG        636274300000    NATIONAL GRID PLC                 09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   NJR        646025106000    NEW JERSEY RESOURCES              09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   NL         629156407000    NL INDUSTRIES                     06Q      LABRANCHE AND CO.
5/29/2009   NPK        637215104000    NATIONAL PRESTO INDS              07O      BANC OF AMERICA SPECIALIST INC
5/29/2009   NRP        63900P103000    NATIONAL RESOURCE PARTNERS L.P. 11GH       BARCLAYS CAPITAL
5/29/2009   NTE        629865205000    NAM TAI ELECTRONICS INC           11I      BARCLAYS CAPITAL
5/29/2009   NTG        63227W 203000   NATCO GROUP                       09AB     KELLOGG SPECIALIST GROUP LLC
5/29/2009   OIA        61745P452000    MS MUNI INC OPP TR                07OP     BANC OF AMERICA SPECIALIST INC
5/29/2009   PEO        716549100000    PETROLEUM & RESOURCES             09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   PHK        722014107000    PIMCO HIGH INCOME FUND            09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   PHT        72369H106000    PIONEER HIGH INCOME TRUST         09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   PIA        61745P429000    MS MUNI PRE INC TR                07OP     BANC OF AMERICA SPECIALIST INC
5/29/2009   PIR        720279108000    PIER 1 IMPORTS DEL                06Q      LABRANCHE AND CO.
5/29/2009   PSE        72388B106000    PIONEER SOUTHW EST ENERGY         09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   PTY        72201B101000                                      0
                                       PIMCO CORPORATE OPPORTUNITY FUND9KL        KELLOGG SPECIALIST GROUP LLC
5/29/2009   PXD        723787107000    PIONEER NATURAL RESOURCES         09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   SBR        785688102000    SABINE ROYALTY TR UT BI           07NO     BANC OF AMERICA SPECIALIST INC
5/29/2009   SKT PRC    875465403000    TANGER FACTORY OUTLET CENTERS 11G          BARCLAYS CAPITAL
5/29/2009   SU         867229106000    SUNCOR ENERGY                     06P      LABRANCHE AND CO.
5/29/2009   SXL        86764L108000    SUNOCO LOGISTICS PARTNERS L.P.    11G      BARCLAYS CAPITAL
5/29/2009   TAI        893506105000    TRANSAMERICA INCOME SHS           07OP     BANC OF AMERICA SPECIALIST INC
5/29/2009   TCM        89025E103000    TONGITANG CHINESE MEDICINES CO    11I      BARCLAYS CAPITAL
5/29/2009   TE         872375100000    TECO ENERGY                       09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   THS        89469A104000    TREEHOUSE FOODS INC               11I      BARCLAYS CAPITAL
5/29/2009   TLP        89376V100000    TRANSMONTAIGNE                    09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   TRC        879080109000    TEJON RANCH                       07O      BANC OF AMERICA SPECIALIST INC
5/29/2009   TVC        880591300000    TENNESSEE VALLEY AUTHORITY        09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   TVE        880591409000    TENN VAL AUTH PW R BONDS          09CD     KELLOGG SPECIALIST GROUP LLC
5/29/2009   TX         880890108000    TERNIUM S.A.                      11GH     BARCLAYS CAPITAL
5/29/2009   UNF        904708104000    UNIFIRST                          09AB     KELLOGG SPECIALIST GROUP LLC
5/29/2009   UTR        913275103000    UNITRIN INC                       11G      BARCLAYS CAPITAL
5/29/2009   VFC        918204108000    VF                                09D      KELLOGG SPECIALIST GROUP LLC
5/29/2009   VLT        920913506000    VAN KAMPEN HIGH INCOME TRUST II   09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   VVI        92552R406000    VIAD CORP                         06P      LABRANCHE AND CO.
5/29/2009   W CG       94946T106000    W ELLCARE HEALTH PLANS            09D      KELLOGG SPECIALIST GROUP LLC
5/29/2009   W EA       957664105000    W ESTERN ASSET PREMIER BOND FUND 09KL      KELLOGG SPECIALIST GROUP LLC
5/29/2009   W GL       92924F106000    W GL HOLDINGS                     11I      BARCLAYS CAPITAL
5/29/2009   W IA       95766Q106000    W ESTERN AST/CLAY INFL LK SEC FND 09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   W IW       95766R104000    W ESTRN AST/CLY INFL LK OP IN FD  09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   W MS       929297109000    W MS INDUSTRIES                   09D      KELLOGG SPECIALIST GROUP LLC
5/29/2009   W RI PRD   948741509000    W EINGARTEN REALTY INVESTORS      07OW     BANC OF AMERICA SPECIALIST INC
5/29/2009   W RI PRE   948741608000    W EINGARTEN RLTY INV 6.95% SER E  07OW     BANC OF AMERICA SPECIALIST INC
5/29/2009   W RI PRF   948741889000    W EINGARTEN REALTY INVESTORS PR F 07OW     BANC OF AMERICA SPECIALIST INC
5/29/2009   ZTR        989837109000    ZW IEG TOTAL RETURN FUND          09KL     KELLOGG SPECIALIST GROUP LLC
5/29/2009   ZZ         812139301000    SEALY                             11G      BARCLAYS CAPITAL

5/26/2009   ATW        050095108000    ATW OOD OCEANICS                    09B    KELLOGG SPECIALIST   GROUP LLC
5/26/2009   BHL        09255Q105000    BLACKROCK DEFINED OPP CRT TR        09DE   KELLOGG SPECIALIST   GROUP LLC
5/26/2009   BKH        092113109000    BLACK HILLS                         11GH   BARCLAYS CAPITAL
5/26/2009   CMC        201723103000    COMMERCIAL METALS                   11G    BARCLAYS CAPITAL
5/26/2009   CPK        165303108000    CHESAPEAKE UTILITIES                11G    BARCLAYS CAPITAL
5/26/2009   CPX        20453E109000    COMPLETE PRODUCTION SERVICES        09B    KELLOGG SPECIALIST   GROUP LLC
5/26/2009   CRK        205768203000    COMSTOCK RESOURCES                  09B    KELLOGG SPECIALIST   GROUP LLC
5/26/2009   CW T       130788102000    CALIFORNIA W ATER SERV GP HLDG CO   11G    BARCLAYS CAPITAL
5/26/2009   CYT        232820100000    CYTEC INDUSTRIES                    11G    BARCLAYS CAPITAL
5/26/2009   GAS    654086107000    NICOR                            11G       BARCLAYS CAPITAL
5/26/2009   HMY    413216300000    HARMONY GOLD MINING CO LIMITED   11G       BARCLAYS CAPITAL
5/26/2009   ICO    45928H106000    INTERNATIONAL COAL GROUP INC     09B       KELLOGG SPECIALIST   GROUP LLC
5/26/2009   ISH    460321201000    INTL SHIPHOLDING                 09B       KELLOGG SPECIALIST   GROUP LLC
5/26/2009   KSP    48268Y101000    K-SEA TRANSPORTATION PARTNERS LP09B        KELLOGG SPECIALIST   GROUP LLC
5/26/2009   MSO    573083102000    MARTHA STEW ART LIVING OMNIMEDIA 11G       BARCLAYS CAPITAL
5/26/2009   MTP    55312N106000    MLP & STRATEGIC EQUITY FUND INC. 09D       KELLOGG SPECIALIST   GROUP LLC
5/26/2009   NCX    66977W 109000   NOVA CHEMICALS                   11G       BARCLAYS CAPITAL
5/26/2009   PAC    400506101000    GRUPO AEROPORTUARIO DEL PACIFIC 09B        KELLOGG SPECIALIST   GROUP LLC
5/26/2009   PGH    706902509000    PENGROW TH ENERGY TRUST          11G       BARCLAYS CAPITAL
5/26/2009   PVD    00709P108000    ADMIN DE FONDOS DE PENSIONS      09B       KELLOGG SPECIALIST   GROUP LLC
5/26/2009   PVX    74386K104000    PROVIDENT ENERGY TRUST           11G       BARCLAYS CAPITAL
5/26/2009   SEH    847220209000    SPARTECH                         11G       BARCLAYS CAPITAL
5/26/2009   SFY    870738101000    SW IFT ENERGY                    11G       BARCLAYS CAPITAL
5/26/2009   SKT    875465106000    TANGER FACTORY OUTLET CENTERS 11G          BARCLAYS CAPITAL
5/26/2009   SRV    231631102000    THE CUSHING MLP TOTAL RETURN FD 09D        KELLOGG SPECIALIST   GROUP   LLC
5/26/2009   TAL    874083108000    TAL INTERNATIONAL GROUP          09B       KELLOGG SPECIALIST   GROUP   LLC
5/26/2009   TNK    Y8565N102000    TEEKAY TANKERS LTD               09B       KELLOGG SPECIALIST   GROUP   LLC
5/26/2009   TOO    Y8565J101000    TEEKAY OFFSHORE PARTNERS L P     09B       KELLOGG SPECIALIST   GROUP   LLC
5/26/2009   TTC    891092108000    TORO                             11G       BARCLAYS CAPITAL
5/26/2009   TTM    876568502000    TATA MOTORS LIMITED              11G       BARCLAYS CAPITAL
5/26/2009   TTO    89147N304000    TORTOISE CAPITAL RESOURCES CORP 09B        KELLOGG SPECIALIST   GROUP LLC
5/26/2009   TW P   89531P105000    TREX                             11G       BARCLAYS CAPITAL
5/26/2009   TYG    89147L100000    TORTOISE ENERGY INFRASTRUCTURE 09B         KELLOGG SPECIALIST   GROUP LLC
5/26/2009   TYN    89147T103000    TORTOISE NORTH AMERICAN ENERGY 09B         KELLOGG SPECIALIST   GROUP LLC
5/26/2009   TYY    89147U100000    TORTOISE ENERGY CAPITAL          09B       KELLOGG SPECIALIST   GROUP LLC
5/26/2009   UGI    902681105000    UGI                              11GH      BARCLAYS CAPITAL

5/15/2009   HCF    43005Q107000 HIGHLAND CREDIT STRATEGIES FUND        09KL   KELLOGG SPECIALIST GROUP LLC

5/14/2009   BGC    369300108000    GENERAL CABLE                       09B    KELLOGG SPECIALIST GROUP LLC
5/14/2009   DBD    253651103000    DIEBOLD                             10B    BANC OF AMERICA SPECIALIST INC
5/14/2009   FLS    34354P105000    FLOW SERVE                          06P    LABRANCHE AND CO.
5/14/2009   UFS    257559104000    DOMTAR CORPORATION                  11K    BARCLAYS CAPITAL
5/14/2009   W CN   941053100000    W ASTE CONNECTIONS INC              06P    LABRANCHE AND CO.

5/13/2009   JEC    469814107000    JACOBS ENGINEERING GROUP            06P    LABRANCHE AND CO.
5/13/2009   RRC    75281A109000    RANGE RESOURCES                     06P    LABRANCHE AND CO.
5/13/2009   RSH    750438103000    RADIOSHACK                          04P    SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/13/2009   TC     884768102000    THOMPSON CREEK METALS CO INC        09B    KELLOGG SPECIALIST GROUP LLC

5/12/2009   BYI    05874B107000 BALLY TECHNOLOGIES                     10J    BANC OF AMERICA SPECIALIST INC
5/12/2009   ZMH    98956P102000 ZIMMER HOLDINGS INC                    06P    LABRANCHE AND CO.

5/11/2009   AHT    044103109000    ASHFORD HOSPITALITY TRUST INC       11K    BARCLAYS CAPITAL
5/11/2009   CP     13645T100000    CANADIAN PACIFIC RAILW AY LIMITED   11JK   BARCLAYS CAPITAL
5/11/2009   CRL    159864107000    CHARLES RIVER LAB                   10J    BANC OF AMERICA SPECIALIST INC
5/11/2009   FST    346091705000    FOREST OIL                          10J    BANC OF AMERICA SPECIALIST INC

5/8/2009    HRP    40426W 101000   HRPT PROPERTIES TRUST               11JK   BARCLAYS CAPITAL
5/8/2009    KRC    49427F108000    KILROY REALTY                       11K    BARCLAYS CAPITAL
5/8/2009    LXP    529043101000    LEXINGTON REALTY TRUST              05T    LABRANCHE AND CO.
5/8/2009    POR    736508847000    PORTLAND GENERAL ELECTRIC           10J    BANC OF AMERICA SPECIALIST INC

5/7/2009    AIR    000361105000    AAR                                 11JK   BARCLAYS CAPITAL
5/7/2009    CNS    19247A100000    COHEN & STEERS INC                  10C    BANC OF AMERICA SPECIALIST INC
5/7/2009    DM     25659P402000    DOLAN MEDIA CO                      11AB   BARCLAYS CAPITAL
5/7/2009    GA     374511103000    GIANT INTERACTIVE GP INC            09D    KELLOGG SPECIALIST GROUP LLC
5/7/2009    TAP    60871R209000    MOLSON COORS BREW ING CO            05S    LABRANCHE AND CO.

5/6/2009    AAR    001765866000    AMR PUBLIC INCOME NOTES PINES    04N       SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/6/2009    AKF    023139504000    AMBAC FINANCIAL GROUP INC        10C       BANC OF AMERICA SPECIALIST INC
5/6/2009    AKT    023139603000    AMBAC FINANCIAL GROUP 5.875%     10C       BANC OF AMERICA SPECIALIST INC
5/6/2009    CHG    12541M102000    CH ENERGY GROUP                  10C       BANC OF AMERICA SPECIALIST INC
5/6/2009    DKM    80411C207000    MS STRUCTURED ASSET CORP         04N       SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/6/2009    FCY    345550404000    FOREST CITY ENTERPRISES INC      04N       SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/6/2009    GAJ    390064202000    GRT ATLANTIC & PACIFIC TEA QUIBS 10B       BANC OF AMERICA SPECIALIST INC
5/6/2009    KVJ    22082D205000    STRUCTURED PORDUCTS CORP         11K       BARCLAYS CAPITAL
5/6/2009    MED    58470H101000    MEDIFAST INC                     11K       BARCLAYS CAPITAL
5/6/2009    MXT    57773A508000    MAXCOM TELECOMMUNICACIONES S A B 11K       BARCLAYS CAPITAL
5/6/2009    PFX    71902E208000    PHOENIX COMPANIES INC (THE)      10C       BANC OF AMERICA SPECIALIST INC

5/5/2009    AVY    053611109000    AVERY INTERNATIONAL           05T          LABRANCHE AND CO.
5/5/2009    BGR    09250U101000    BLACKROCK ENERGY AND RESOURCES09D          KELLOGG SPECIALIST GROUP LLC
5/5/2009    CHP    124661109000    C&D TECHNOLOGIES              09D          KELLOGG SPECIALIST GROUP LLC
5/5/2009    CSU    140475104000    CAPITAL SENIOR LIVING         05T          LABRANCHE AND CO.
5/5/2009    DKF    80410V206000    MS STRUCTURED ASSET CORP      04N          SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/5/2009    DKQ    80411E203000    MS STRUCTURED ASSET CORP      04N          SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/5/2009    JEQ    471057109000    JAPAN EQUITY FUND             11AB         BARCLAYS CAPITAL
5/5/2009    MKS    804105203000    MSDW STRUCTURED ASSET CORP    04NX         SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/5/2009     OB        G67742109000 ONEBEACON INSURANCE GROUP LTD        10K    BANC OF AMERICA SPECIALIST INC
5/5/2009     SBP       802809103000 BANCO SANTANDER PUERTO RICO          11V    BARCLAYS CAPITAL

5/4/2009     CML       20452A108000   COMPELLENT TECHNOLOGIES INC        11AB   BARCLAYS CAPITAL
5/4/2009     EEP       29250R106000   ENBRIDGE ENERGY PARTNERS           10J    BANC OF AMERICA SPECIALIST INC
5/4/2009     FGE       302570502000   FPL GROUP CAPITAL INC              04N    SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/4/2009     GTN       389375106000   GRAY TELEVISION CLASS B            05T    LABRANCHE AND CO.
5/4/2009     HTY       41013P749000   JOHN HANCOCK TAX ADV GBL SHR FD    11AB   BARCLAYS CAPITAL
5/4/2009     KNO       22082A201000   STRUCTURED PRODUCTS CORP           04N    SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/4/2009     LEE       523768109000   LEE ENTERPRISES INC                05T    LABRANCHE AND CO.
5/4/2009     SRI       86183P102000   STONERIDGE                         09DE   KELLOGG SPECIALIST GROUP LLC
5/4/2009     TYL       902252105000   TYLER TECHNOLOGIES                 09DE   KELLOGG SPECIALIST GROUP LLC

5/1/2009     BW P      096627104000   BOARDW ALK PIPELINE PARTNERS       10J    BANC OF AMERICA SPECIALIST INC
5/1/2009     GCV       36240B109000   GABELLI CONVERTIBLE & INCOME FD    11AB   BARCLAYS CAPITAL
5/1/2009     HQL       404053100000   H&Q LIFE SCIENCES INVESTORS        09D    KELLOGG SPECIALIST GROUP LLC
5/1/2009     HVT       419596101000   HAVERTY FURNITURE COMPANIES        05T    LABRANCHE AND CO.
5/1/2009     IKJ       060505401000   BANK OF AMERICA CORPORATION        04NY   SPEAR, LEEDS AND KELLOGG SPEC. LLC
5/1/2009     REV       761525609000   REVLON                             09DE   KELLOGG SPECIALIST GROUP LLC
5/1/2009     TNS       872960109000   TNS, INC                           09D    KELLOGG SPECIALIST GROUP LLC
5/1/2009     XKO       21988G544000   LEHMAN ABS CORPORATION             04NX   SPEAR, LEEDS AND KELLOGG SPEC. LLC

4/30/2009    MTS       614115103000   MONTGOMERY STR INCOME SECS         04K    SPEAR, LEEDS AND KELLOGG SPEC. LLC
4/30/2009    MVO       553859109000   MV OIL TRUST                       05T    LABRANCHE AND CO.
4/30/2009    PPT       746853100000   PUTNAM PREMIER INCOME TRUST        11V    BARCLAYS CAPITAL
4/30/2009    TG        894650100000   TREDEGAR                           10I    BANC OF AMERICA SPECIALIST INC
4/30/2009    TTF       882904105000   THAI FUND                          11V    BARCLAYS CAPITAL
4/30/2009    ZAP       989070602000   ZAPATA                             10K    BANC OF AMERICA SPECIALIST INC

4/29/2009    BQR       092546100000   BLACKROCK ECOSOL INV TRUST     09D        KELLOGG SPECIALIST GROUP LLC
4/29/2009    EEQ       29250X103000   ENBRIDGE ENERGY MANAGEMENT LLC 10J        BANC OF AMERICA SPECIALIST INC
4/29/2009    HJR       80410Q207000   MS STRUCTURED ASSET CORP       11AB       BARCLAYS CAPITAL
4/29/2009    TAP A     60871R100000   MOLSON COORS BREW ING CO       05S        LABRANCHE AND CO.
4/29/2009    XKE       21988G619000   LEHMAN ABS 7.7                 04NX       SPEAR, LEEDS AND KELLOGG SPEC. LLC

4/28/2009    GCS       23338Y100000   DW S GLOBAL COMMODITIES STOCK FD   09D    KELLOGG SPECIALIST GROUP LLC
4/28/2009    GCV PRB   36240B307000   GABELLI CONVERTIBLE & INCOME FD    11AB   BARCLAYS CAPITAL
4/28/2009    GTN A     389375205000   GRAY TELEVISION CLASS A            05T    LABRANCHE AND CO.
4/28/2009    HJL       804111201000   MS STRUCTURED ASSET 6.00%          10J    BANC OF AMERICA SPECIALIST INC
4/28/2009    XVG       21988G262000   LEHMAN ABS CORPORATION             04NX   SPEAR, LEEDS AND KELLOGG SPEC. LLC

4/24/2009    DCA       233066109000 DCA TOTAL RETURN FUND                11AB   BARCLAYS CAPITAL
4/24/2009    DCP       26817C101000 DYNCORP INTERNATIONAL                09D    KELLOGG SPECIALIST GROUP LLC
4/24/2009    GNI       391064102000 GREAT NORTH IRON ORE CTFBIN          05T    LABRANCHE AND CO.

4/23/2009    TNL       878555101000 TECHNITROL                           09DE   KELLOGG SPECIALIST GROUP LLC

4/20/2009    GJB       863110201000 SYNTHETIC FIXED-INCOME               04NY   SPEAR, LEEDS AND KELLOGG SPEC. LLC
4/20/2009    HJJ       80411Y209000 MS STRUCTURED ASSET                  10J    BANC OF AMERICA SPECIALIST INC

4/15/2009    JBI       21988G312000 LEHMAN ABS CORPORATION               11AB   BARCLAYS CAPITAL
4/15/2009    TUC       554153106000 MAC-GRAY                             05S    LABRANCHE AND CO.

4/14/2009    GJJ       86311R202000 SYNTHETIC FIXED-INCOME SEC INC       10J    BANC OF AMERICA SPECIALIST INC
4/14/2009    HYM       22082Q206000 STRUCTURED PRODUCTS CORP             04NY   SPEAR, LEEDS AND KELLOGG SPEC. LLC

4/6/2009     HJT       86360Y207000 MS STRUCTURED ASSET CORP             11AB   BARCLAYS CAPITAL
4/6/2009     KRO       50105F105000 KRONOS W ORLDW IDE INC               05T    LABRANCHE AND CO.

4/2/2009     HYL       22082P208000 STRUCTURED PRODUCTS CORP             10J    BANC OF AMERICA SPECIALIST INC

4/1/2009     BME       09250W 107000 BLACKROCK HEALTH SCIENCES TRUST 09DE       KELLOGG SPECIALIST GROUP LLC
4/1/2009     CMK       59318R103000 MFS INTERMKT INCOME TRST I       11AB       BARCLAYS CAPITAL

3/30/2009    FDI       347200107000 FORT DEARBORN INCOME SECS ILL        04K    SPEAR, LEEDS AND KELLOGG SPEC. LLC
3/30/2009    W RS      95709T704000 W ESTAR ENERGY INC                   05S    LABRANCHE AND CO.

3/16/2009    PTC       698884103000 PAR TECHNOLOGY                       09DE   KELLOGG SPECIALIST GROUP LLC
             3229
NYSE Am ex
4/21/2009    AMS       029595105001 AMERICAN SHARED HOSP                 02D    J. STREICHER AND COMPANY LLC
4/21/2009    FZN       229904107001 CUISINE SOLUTIONS                    02AB   BRENDAN E. CRYAN AND COMPANY LLC
4/21/2009    RDI B     755408200001 READING INTNL INC                    01J    KELLOGG CAPITAL GROUP LLC
4/21/2009   RMX     755747102001 READY MIX INC           02Q    COHEN SPECIALIST LLC

4/16/2009   BDR     093698108001 BLONDER TONGUE LABOR    02D    J. STREICHER AND COMPANY LLC
4/16/2009   EVK     299766204001 EVER GLORY INTL GRP     02P    COHEN SPECIALIST LLC
4/16/2009   PDL A   741004105001 PRESIDENTIAL RLTY A     02AB   BRENDAN E. CRYAN AND COMPANY LLC

4/8/2009    DCU     262432107001 DRYCLEAN USA            02D    J. STREICHER AND COMPANY LLC
4/8/2009    GTF     23283B204001 CYTOMEDIX INC           02P    COHEN SPECIALIST LLC

4/7/2009    AIP     M52514102001 HADERA PAPER LTD        01J    KELLOGG CAPITAL GROUP LLC
4/7/2009    PED     715918405001 PETROFLOW ENERGY        02B    BRENDAN E. CRYAN AND COMPANY LLC

4/3/2009    AAC     00371F305001 ABLEAUCTIONS COM        02D    J. STREICHER AND COMPANY LLC
4/3/2009    BTN     058516105001 BALLANTYNE OF OMAHA     01J    KELLOGG CAPITAL GROUP LLC

4/2/2009    IVD     45070W 109001 IVAX DIAGNOSTICS INC   02P    COHEN SPECIALIST LLC
4/2/2009    PDL B   741004204001 PRESIDENTIAL RLTY B     02AB   BRENDAN E. CRYAN AND COMPANY LLC
            15
            3244
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG SPEC. LLC



LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC


LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC



LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC

LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC


LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC
LOGG   SPEC.   LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC



LOGG SPEC. LLC


LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC



LOGG SPEC. LLC
LOGG SPEC. LLC




LOGG SPEC. LLC
LOGG SPEC. LLC

LOGG SPEC. LLC
LOGG SPEC. LLC


LOGG SPEC. LLC




LOGG SPEC. LLC


LOGG SPEC. LLC

LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




LOGG SPEC. LLC




D COMPANY LLC
D COMPANY LLC




D COMPANY LLC




D COMPANY LLC

				
DOCUMENT INFO
Shared By:
Categories:
Tags:
Stats:
views:25
posted:5/17/2012
language:
pages:84
fanzhongqing fanzhongqing http://
About