Consolidated Monthly Balance Sheet by fanzhongqing

VIEWS: 1 PAGES: 5

									Office of the Superintendent                         CONSOLIDATED MONTHLY BALANCE SHEET                                                              AS AT (DATE)
of Financial Institutions Canada                                                                                        RETURN NO.    INST.     N/C YEAR       MONTH    DAY

                                                                                                                     | SIF | M4 |           |    |         |        |         |
                                                                ________________________________
                                                                             Name of Institution
                                                                         _____________________
                                                                                 As at Date



( IN THOUSANDS OF DOLLARS)
                                                                                                                   Foreign
Section I—Assets                                                                                                   Currency                             Total
1. Cash and Cash Equivalents
       (a) Gold, bank notes, deposits with Bank of Canada, cheques and other items in transit            0509                        0863
       (b) Deposits with regulated financial institutions, less allowance for impairment                 0487                        0488
2.     Securities
       (a) Securities issued or guaranteed by Canada/ Canadian Province/Canadian Municipal or School Corporation
            (i)       Treasury Bills and other short term paper                                          0510                        0865
            (ii)      Other securities                                                                   0537                        0866
       (b) Other securities, less allowance for impairment
            (i)       Debt                                                                               0517                        0518
            (ii)      Shares                                                                             0519                        0520
  3. Loans
       (a) Non-Mortgage Loans, less allowance for impairment
            (i)       Call and other short loans to investment dealers and brokers, secured              1032                        2310
            (ii)      To regulated financial institutions                                                2056                        2057
            (iii)     To Canadian federal government, provinces, municipal or school corporations        0523                        0524
            (iv)      To foreign governments                                                             0525                        0526
            (v)       Lease receivables                                                                  2066                        2067
            (vi)      To individuals for non-business purposes                                           0533                        0534
            Of        (A) Secured by residential property                                                1075                        1076
            which: (B) Secured by other than residential property                                        1077                        1078
            (vii)     Reverse repurchase agreements                                                      0665                        0666
            (viii)    To individuals and others for business purposes                                    0571                        0572
            Of        (A) Secured by residential property                                                1079                        1080
            which: (B) Secured by other than residential property                                        1081                        1082
       (b) Mortgages, less allowance for impairment
            (i)       Residential
                      (A) Insured                                                                        0539                        0540
                      (B)          Of which: NHA MBS pooled and unsold                                   0538                        0554
                      (C) Uninsured                                                                      0541                        0542
                      (D) Reverse mortgages                                                              0551                        0608
            (ii)      Non-residential                                                                    2116                        2117
  4. Customers liability under acceptances, less allowance for impairment                                2326                        2327
  5. Land, buildings, and equipment, less accumulated depreciation                                       0527                        0502
  6. Other assets
       (a) Insurance-related assets                                                                      0552                        0869
       (b) Accrued interest                                                                              0553                        2250
       (c) Prepaid and deferred charges                                                                  0555                        0556
       (d) Goodwill                                                                                      8658                        8659
       (e) Intangibles
            (i)       With definite lives                                                                8660                        8661
            (ii)      With indefinite lives                                                              8662                        8663
       (f) Deferred tax assets                                                                           0559                        0560
       (g) Derivatives related amounts                                                                   1896                        1897
       (h) Due from Head Office and related Canadian regulated Financial Institutions                    2358                        2359
       (i) Interests in associates and joint ventures                                                    1083                        1084
       (j) Other                                                                                         1898                        1899
  7. Total assets                                                                                        0563                        1045




        Effective January 2012                                                                                                                        Page 1 of 5
Office of the Superintendent                               CONSOLIDATED MONTHLY BALANCE SHEET                                    AS AT (DATE)
of Financial Institutions Canada                                                                    RETURN NO.    INST.     N/C YEAR       MONTH    DAY

                                                                                                 | SIF | M4 |           |    |         |        |         |
( IN THOUSANDS OF DOLLARS)
                                                                                               Foreign
Section I—Memo Items                                                                           Currency                             Total
   1. Securitized assets
       (a) Unrecognized
            (i)       Institution's own assets (bank originated or purchased)
                      (A) Traditional securitizations
                               (I)     Credit card loans                                1116                     1117
                               (II)    Automobile loans                                 1118                     1119
                               (III)   Personal loans                                   1120                     1121
                               (IV) Commercial loans                                    1122                     1123
                               (V)     Lease receivables                                1124                     1125
                               (VI) Residential mortgages, insured                      1126                     1127
                               (VII) Of which: NHA MBS pooled and sold                  1210                     1211
                               (VIII) Residential mortgages, uninsured                  1130                     1131
                               (IX) Non-residential mortgages                           1132                     1133
                               (X)     Other assets                                     1134                     1135
                      (B) Synthetic securitizations
                               (I)     Banking book                                                              4407
                               (II)    Trading book                                                              4408
            (ii)      Third party assets - Institution sponsored/administered
                      (A) Traditional securitizations
                               (I)     Credit card loans                                1136                     1137
                               (II)    Automobile loans                                 1138                     1139
                               (III)   Personal loans                                   1140                     1141
                               (IV) Commercial loans                                    1142                     1143
                               (V)     Lease receivables                                1144                     1145
                               (VI) Residential mortgages, insured                      1148                     1149
                               (VII) Of which: NHA MBS pooled and sold                  1212                     1213
                               (VIII) Residential mortgages, uninsured                  1150                     1151
                               (IX) Non-residential mortgages                           1152                     1153
                               (X)     Other assets                                     1154                     1155
                      (B) Synthetic securitizations
                               (I)     Banking book                                                              4409
                               (II)    Trading book                                                              4410
       (b) Recognized
            (i)       Institution's own assets (bank originated or purchased)
                      (A) Traditional securitizations
                               (I)     Credit card loans                                                         4411
                               (II)    Automobile loans                                                          4412
                               (III)   Personal loans                                                            4413
                               (IV) Commercial loans                                                             4414
                               (V)     Lease receivables                                                         4415
                               (VI) Residential mortgages, insured                                               4416
                               (VII) Of which: NHA MBS pooled and sold                                           1214
                               (VIII) Residential mortgages, uninsured                                           4417
                               (IX) Non-residential mortgages                                                    4418
                               (X)     Other assets                                                              4419
                      (B) Synthetic securitizations
                               (I)     Banking book                                                              0980
                               (II)    Trading book                                                              0981
            (ii)      Third party assets - Institution sponsored/administered
                      (A) Traditional securitizations
                               (I)     Credit card loans                                                         4420
                               (II)    Automobile loans                                                          4422
                               (III)   Personal loans                                                            4423
                               (IV) Commercial loans                                                             4425
                               (V)     Lease receivables                                                         4426
                               (VI) Residential mortgages, insured                                               4428
                               (VII) Of which: NHA MBS pooled and sold                                           1215
                               (VIII) Residential mortgages, uninsured                                           4429
                               (IX) Non-residential mortgages                                                    4431
                               (X)     Other assets                                                              4432
                      (B) Synthetic securitizations
                               (I)     Banking book                                                              0982
                               (II)    Trading book                                                              0983
       (c) Retained Interests                                                                                    4434
            (i)       Cash and cash equivalents                                                                  1216
            (ii)      Securities                                                                                 1217
            (iii)     Mortgages                                                                                  1218
            (iv)      Other Assets                                                                               1219
       (d) Securitized residential mtgs incl. in securities                             0718                     0729
       (e) Other assets securitized incl. in securities                                 1220                     1221




        Effective January 2012                                                                                                    Page 2 of 5
Office of the Superintendent                       CONSOLIDATED MONTHLY BALANCE SHEET                                                                AS AT (DATE)
of Financial Institutions Canada                                                                                        RETURN NO.    INST.     N/C YEAR       MONTH    DAY

                                                                                                                     | SIF | M4 |           |    |         |        |         |
( IN THOUSANDS OF DOLLARS)
                                                                                                                  Foreign
Section I—Memo Items - continued                                                                                  Currency                              Total
   2. Selected information to be completed by Foreign Bank Branches only
       (a) Due from Head Office and related Canadian regulated Financial Institutions
            (i)       Head Office                                                                                                    2360
            (ii)      Related Canadian regulated Deposit-Taking Institutions                                                         2361
            (iii)     Related Canadian regulated Financial Institutions                                                              2362
       (b) Claims on residents of the Home Country
            (i)       Securities                                                                                                     2363
            (ii)      Loans                                                                                                          2364
            (iii)     Other                                                                                                          2365
   3. Foreclosed long-lived assets acquired in the liquidation of a loan (report quarterly fiscal only)
       (a) Held for sale                                                                                   0723                      0871
      (b) Held for own use                                                                                 0724                      0872
   4. Power of Sale Loans related to Real Estate                                                                                     4458
   5. Par value of holdings of securities issued by the Government of Canada                               4435                      4437
   6. Unrealized gain/loss on investment book securities                                                                             4438
   7. Assets booked in Canada                                                                                                        4459
   8. Loans to individuals for non-business purposes (as per Section I 3(vi))
       (a) Personal loan plans                                                                             1085                      1086
       (b) Credit card (interest and non-interest bearing)                                                 0728                      0735
       (c) Made under personal lines of credit                                                             1087                      1088
       (d) Other personal                                                                                  1089                      1090
   9. Selected information on assets pledged for covered bonds
      (a) Residential mortgages - insured                                                                  0752                      0792
       (b) Residential mortgages - uninsured                                                               0753                      0794
       (c) Home equity lines of credit (HELOCs)                                                            0257                      0258
       (d) Non-residential mortgages                                                                       0755                      0795
       (e) Assets other than mortgages                                                                     0756                      0796
 10. Assets under custody                                                                                  0259                      0260
 11. Assets under administration                                                                           0261                      0262
 12. Assets under management                                                                               0263                      0264
 13. Items in transit (before netting) included in Cash and Cash Equivalents
       Of which: (a) Deposits in transit                                                                   0265                      0266
                      (b) Items in transit (other than deposits)                                           0267                      0268




                                                                                          Gross Impaired          Collective                         Individual
Section I - Memo Items - continued                                                            Assets              Allowance                          Allowance
 14. Impaired assets and allowances
       (a) Mortgage loans                                                          0798                    0886                      0904
       (b) Non-mortgage loans excluding credit card loans                          0799                    0887                      0905
       (c) Credit card loans                                                       0856                    0896                      0906
       (d) Acceptances                                                             0858                    0900                      0907
       (e) Other                                                                   0859                    0901                      0908
       (f) Total                                                                   0860                    0902                      0909




        Effective January 2012                                                                                                                        Page 3 of 5
Office of the Superintendent                            CONSOLIDATED MONTHLY BALANCE SHEET                                             AS AT (DATE)
of Financial Institutions Canada                                                                          RETURN NO.    INST.     N/C YEAR       MONTH    DAY

                                                                                                       | SIF | M4 |           |    |         |        |         |
( IN THOUSANDS OF DOLLARS)


                                                                                                     Foreign
Section II—Liabilities                                                                               Currency                             Total
 1. Demand and notice deposits
       (a) Federal and Provincial                                                             0736                     0873
       (b) Municipal or school corporations                                                   0737                     0874
       (c) Deposit-taking institutions                                                        0738                     0875
       (d) Individuals
            (i)       Tax Sheltered                                                           0739                     0876
            (ii)      Other                                                                   0740                     0877
       (e) Other                                                                              0741                     0878
  2. Fixed-term deposits
       (a) Federal and Provincial                                                             0743                     0880
       (b) Municipal or school corporations                                                   0744                     0881
       (c) Deposit-taking institutions                                                        2201                     2202
       (d) Individuals
            (i)       Tax Sheltered                                                           0615                     0616
            (ii)      Other                                                                   0617                     0618
       (e) Other                                                                              2338                     2339
  3.   Cheques and other items in transit                                                     2266                     2267
  4.   Advances from the Bank of Canada                                                       2342                     1059
  5.   Acceptances                                                                            2344                     2345
  6.   Other liabilities
       (a) Liabilities of subsidiaries, other than deposits
            (i)       Call and other short loans payable                                      0619                     0620
            (ii)      Other                                                                   0623                     0624
       (b) Insurance-related liabilities                                                      0745                     0883
       (c) Accrued interest                                                                   0599                     2255
       (d) Mortgages and loans payable                                                        0625                     0626
       (e) Income taxes
            (i)       Current                                                                 0627                     0628
            (ii)      Deferred                                                                0629                     0630
       (f) Obligations related to borrowed securities                                         0631                     0632
       (g) Obligationss related to assets sold under repurchase agreements                    0633                     0634
       (h) Deferred income                                                                    0635                     0636
       (I) Derivatives related amounts                                                        1999                     2000
       (j) Due to Head Office and related Canadian regulated Financial Institutions           2366                     2367
       (k) Other                                                                              2024                     2026
  7. Subordinated debt                                                                        1062                     1065
  8. Shareholders' equity
       (a) Preferred shares                                                                   0653                     2355
       (b) Common shares                                                                      0654                     2357
       (c) Contributed surplus                                                                0655                     0503
       (d) Retained earnings                                                                                           2225
       (e) Non-controlling interests                                                          1201                     1202
       (f) Accumulated Other Comprehensive Income (Loss)                                                               2604
  9. Total liabilities and shareholders' equity                                               0657                     2230




Section II—Memo Items                                                                                                                     Total
   1. Allowance for impairment on unrecognized liabilities included in other liabilities      0661                     0662
   2. Selected information to be completed by Foreign Bank Branches only
      (a) Due to Head Office and related Canadian regulated Financial institutions
          (i)    Head Office                                                                                           2368
            (ii)      Related Canadian regulated Deposit-Taking Institutions                                           2369
            (iii)     Related Canadian regulated Financial Institutions                                                2371
   3. Mortgages and loans payable
       (a) Mortgages payable                                                                  0269                     0270
       (b) Loans payable                                                                      0271                     0272
       (c) Of which:           (i)    Securitization notes payable (institution own assets)   0273                     0274
                               (ii)   Securitization notes payable (third party assets)       0275                     0276
   4. Selected information on covered bonds liabilities
       (a) Covered bonds outstanding
            (i)       Recorded in deposit liabilities                                         0747                     0749
            (ii)      Recorded in liabilities other than deposits                             0748                     0751
   5. Deposits obtained through agents (as of reporting date)                                 0277                     0278
   6. Items in transit (before netting) included in Cheques and other items in transit
       Of which: (a) Deposits in transit                                                      0279                     0280
                      (b) Items in transit (other than deposits)                              0281                     0282




        Effective January 2012                                                                                                          Page 4 of 5
Office of the Superintendent                                                                                                                                                                                                                        AS AT (DATE)

of Financial Institutions Canada                                                                                                                                                                                     RETURN NO.   INST.       N/C YEAR   MONTH     DAY

                                                                                                                                                                                                                   | SIF | M4 |           |     |        |     |         |
Section III—Financial Instruments
(Report Quarterly Fiscal Only)

Assets
( IN THOUSANDS OF DOLLARS)                                                                                                        Fair Value                                                                                                        Gain / (Loss)
                                                                                             Held for          Available          Fair Value          Cash Flow          Fair Value           Held At                                                Fair Value
                                                                                             Trading           for Sale            Hedges              Hedges             Option             Amort. Cost          Total                             Option (YTD)
    1. Securities issued or guaranteed by Canada, Canadian Province,
        Canadian municipal or School Corporation
        (a)      Debt                                                                 2605              2617               2625                                   2641                2654                 2666                    2678
        (b)      Shares                                                               2606              2618               2626                                   2642                2655                 2667                    2679
    2. Other securities, less allowance for impairment, where applicable under GAAP
        (a)      Debt                                                                 2607              2619               2627                                   2643                2656                 2668                    2680
        (b)      Shares                                                               2608              2620               2628                                   2644                2657                 2669                    2681
    3. Non-Mortgage Loans, less allowance for impairment                              2609              2621               2629                                   2645                2658                 2670                    2682
    4. Mortgages, less allowance for impairment                                       2610              2622               2630                                   2646                2659                 2671                    2683
    5. Customers' liability under acceptances, less allowance for impairment          2611              2623               2631                                   2647                2660                 2672                    2684
    6. Other assets                                                                   2612              2624               2632                2638               2648                2661                 2673                    2685
    7. Total                                                                          0910              0914               0918                0922               0926
       By Valuation Methodology
                 (a) Quoted price                                                     0911              0915                                                      0927
                 (b) Pricing models with observable parameters                        0912              0916                                                      0928
                 (c) Pricing models with significant unobservable parameters          0913              0917                                                      0929
                 (d) Other                                                            1091              1092                                                      1093




Liabilities
( IN THOUSANDS OF DOLLARS)                                                                                                        Fair Value                                                                                                        Gain / (Loss)
                                                                                             Held for          Available          Fair Value          Cash Flow          Fair Value           Held At                                                Fair Value
                                                                                             Trading           for Sale            Hedges              Hedges             Option             Amort. Cost          Total                             Option (YTD)
    1. Fixed-term deposits                                                            2613                                 2633                                   2649                2662                 2674                    2686
    2. Acceptances                                                                    2614                                 2634                                   2650                2663                 2675                    2687
    3. Subordinated debt                                                              2615                                 2635                                   2651                2664                 2676                    2688
    4. Other liabilities                                                              2616                                 2636                2639               2652                2665                 2677                    2689
    5. Total                                                                          0930              0934               0938                0942               0965
       By Valuation Methodology
                 (a) Quoted price                                                     0931                                                                        0972
                 (b) Pricing models with observable parameters                        0932                                                                        0990
                 (c) Pricing models with significant unobservable parameters          0933                                                                        0991
                 (d) Other                                                            1094                                                                        1095


Realized and Unrealized Gain / (Loss) from Hedging and Fair Value Option                                                   2637                                   2653




              Effective January 2011                                                                                                                                                                                                                                         Page 4] of 4]

								
To top