Partners In Planning Appoints David Carson as Chief
September 25, 2009 11:39 AM Eastern Daylight Time
CALGARY--(EON: Enhanced Online News)--Partners In Planning Financial Services Ltd. is pleased to announce the appointmen
to the position of Chief Compliance and Ethics Officer.
“David has a thorough understanding of the regulatory environment, a wealth of experience in compliance, and in-depth knowledge
services”, said R.E. (Bob) Roy, COO of Partners In Planning in announcing the appointment. “He will be an important asset to our
our clients in maintaining and furthering Partners in Planning’s standards of rigorous compliance and ethics.
As Chief Compliance and Ethics Officer, Mr. Carson is responsible for regulatory matters, sales and marketing compliance, corpor
ensuring the highest level of ethical standards, policies, procedures and compliance.
“I am thrilled to join the Partners In Planning team,” said David Carson. “Partners In Planning has the unique advantage of offering c
assurance of objective, independent, locally-based financial advice, in a truly entrepreneurial environment backed by the resources a
major national firm. I am looking forward to working with our network of quality independent advisors.”
Mr. Carson has a successful career in the Canadian investment industry that spans almost 30 years. Prior to joining PIP Mr. Carson
management positions with a number of leading financial organizations including Citigroup Global Markets Canada, Nesbitt Burns a
& Company. He served as Manager, Sales Compliance for the Investment Dealers Association of Canada (now the Investment Ind
Organization of Canada), with a total of seven years’ experience at the IDA.
About Partners In Planning: Partners In Planning Financial Group Ltd., through its subsidiaries is one of Canada’s largest privately-h
services organizations, with more than 300 independent advisors and agents operating more than 100 offices. Partners In Planning F
Ltd. is Canada's largest national independent mutual fund dealer, with one of Canada’s largest networks of independent financial ad
full range of mutual funds and money products and, through referral arrangements with other financial institutions, stocks, bonds, mo
instruments and private investment counseling. Through Partners In Planning Insurance Services Inc., insurance agents and clients ca
range of life, disability and critical illness insurance products, segregated funds and Guaranteed Investment Certificates (GICs).
For more information, please visit www.partnersinplanning.com
Partners In Planning
Rita Mezzanotte, 1-647-826-1356
anning Rita Mezzanotte, 1-647-826-1356 Cell: 1-647-308-5549 firstname.lastname@example.org Permalink: http://eon.businesswire.com/news/eon/20090925005479/en