Sheet1 - HSBC Global Asset Management by huangyuarong

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									S.N                                                                                           Maturity     Residual   Settlement                 Valuation     Settlement    Quantity   Value of the     Price at which     Yield at
      Name of the Security          ISIN        Fund House           Scheme Name                                                   Trade Date                                                                                             Type of trade*
 o                                                                                             Date         days         type                      Date           Date        traded       Trade             valued       which valued
 1    ING Vysya Bank CD M -    INE166A16EM6   HSBC Mutal Fund                                28-May-2012      89       Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     1300     126,759,230.00      97,535.9488     10.4784%     Off Market Trade
                                                                 HSBC Cash Fund
      28-May-2012

 2    Central Bank OF India    INE483A16950   HSBC Mutal Fund                                02-Mar-2012      2        Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     1000      99,949,600.00      99,974.7968     9.2015%      Off Market Trade
                                                                 HSBC Flexi Debt Fund
      CD M- 02-Mar-2012

 3    ING Vysya Bank CD M -    INE166A16EM6   HSBC Mutal Fund    HSBC Floating Rate Fund - 28-May-2012        89       Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     600       58,504,260.00      97,535.9488     10.4784%     Off Market Trade
      28-May-2012                                                Long Term Plan

 4    Central Bank OF India    INE483A16950   HSBC Mutal Fund    HSBC Income Fund -          02-Mar-2012      2        Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     200       19,989,920.00      99,974.7968     9.2015%      Off Market Trade
      CD M- 02-Mar-2012                                          Investment Plan

 5    Central Bank OF India    INE483A16950   HSBC Mutal Fund    HSBC Income Fund -          02-Mar-2012      2        Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     1300     129,934,480.00      99,974.7968     9.2015%      Off Market Trade
      CD M- 02-Mar-2012                                          Short Term Plan

 6    ING Vysya Bank CD M -    INE166A16EM6   HSBC Mutal Fund    HSBC Ultra Short Term       28-May-2012      89       Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     600       58,504,260.00      97,535.9488     10.4784%     Off Market Trade
      28-May-2012                                                Bond Fund

 7    Indian Overseas Bank     INE565A16483   HSBC Mutual Fund   HSBC Income Fund -          06-Dec-2012     280      SECONDARY 01-Mar-2012      1-Mar-2012    1-Mar-2012      2500     231,369,000.00   Not Applicable   Not Applicable Off Market trade
      CD M-06-Dec-2012                                           Short Term Plan

 8    9.78% TATA SONS          INE895D08402   HSBC Mutual Fund                               28-Feb-2015     1093     SECONDARY 02-Mar-2012      2-Mar-2012    2-Mar-2012      100      100,053,589.04   1,000,000.0000     9.7791%      Off Market trade
                                                                 HSBC Flexi Debt Fund
      LTD. M- 28-Feb-2015

 9    ICICI Securities PD CP   INE849D14CD9   HSBC Mutual Fund   HSBC Floating Rate Fund - 01-Jun-2012        91       PRIMARY     28-Feb-2012   2-Mar-2012    2-Mar-2012      500      243,545,500.00    487,231.0301      10.6300%     Off Market trade
      M-01-Jun-2012                                              Long Term Plan

10    9.78% TATA SONS          INE895D08402   HSBC Mutual Fund   HSBC Income Fund -          28-Feb-2015     1093     SECONDARY 02-Mar-2012      2-Mar-2012    2-Mar-2012       20       20,010,717.81   1,000,000.0000     9.7791%      Off Market trade
      LTD. M- 28-Feb-2015                                        Investment Plan

11    9.78% TATA SONS          INE895D08402   HSBC Mutual Fund   HSBC Income Fund -          28-Feb-2015     1093     SECONDARY 02-Mar-2012      2-Mar-2012    2-Mar-2012      180      180,096,460.27   1,000,000.0000     9.7791%      Off Market trade
      LTD. M- 28-Feb-2015                                        Short Term Plan

      9.95% State Bank of
12    India M-16-Mar-2026      INE062A08058   HSBC Mutual Fund   HSBC MIP Regular Plan       16-Mar-2026     5127     SECONDARY 01-Mar-2012      2-Mar-2012    2-Mar-2012      1300      14,907,428.41      10,515.5086     9.0850%      Off Market trade
      (Call Opt 16-Mar-2021)
      9.95% State Bank of
13    India M-16-Mar-2026      INE062A08058   HSBC Mutual Fund   HSBC MIP Savings Plan       16-Mar-2026     5127     SECONDARY 01-Mar-2012      2-Mar-2012    2-Mar-2012      3700      42,428,834.70      10,515.5086     9.0850%      Off Market trade
      (Call Opt 16-Mar-2021)

14    Central Bank Of India    INE483A16CA4   HSBC Mutual Fund                               28-Jan-2013     329      SECONDARY 02-Mar-2012      5-Mar-2012    5-Mar-2012      500       45,678,450.00   Not Applicable   Not Applicable Off Market trade
                                                                 HSBC Flexi Debt Fund
      CD M-28-Jan-2013

15    Central Bank Of India    INE483A16CA4   HSBC Mutual Fund   HSBC Income Fund -          28-Jan-2013     329      SECONDARY 02-Mar-2012      5-Mar-2012    5-Mar-2012      2000     182,713,800.00   Not Applicable   Not Applicable Off Market trade
      CD M-28-Jan-2013                                           Short Term Plan

16    IDBI Bank CD M-05-Jun- INE008A16GX2     HSBC Mutual Fund   HSBC Floating Rate Fund - 05-Jun-2012        91      SECONDARY     6-Mar-12     6-Mar-2012    6-Mar-2012      2500     243,271,250.00      97,337.6796     11.1001%     Off Market trade
      2012                                                       Long Term Plan

17    UCO Bank CD M-06-Jun- INE691A16FQ1      HSBC Mutual Fund                               06-Jun-2012      91      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1400     136,339,140.00      97,413.4603     10.7700%     Off Market trade
                                                                 HSBC Cash Fund
      2012

18    Central Bank of India CD INE483A16AA8   HSBC Mutual Fund                               12-Mar-2012      5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      800       79,899,280.00      99,899.2673     9.2023%      Off Market trade
                                                                 HSBC Cash Fund
      M - 12-Mar-2012

19    Central Bank of India CD INE483A16AA8   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Mar-2012        5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      2500     249,682,000.00      99,898.6481     9.2974%      Off Market trade
      M - 12-Mar-2012                                            Long Term Plan

20    Corporation Bank CD M- INE112A16BG8     HSBC Mutual Fund   HSBC Floating Rate Fund - 05-Jun-2012        90      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      2500     243,464,000.00      97,414.2700     10.8875%     Off Market trade
      05-Jun-2012                                                Long Term Plan

21    UCO Bank CD M-06-Jun- INE691A16FQ1      HSBC Mutual Fund   HSBC Floating Rate Fund - 06-Jun-2012        91      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1100     107,123,610.00      97,413.4603     10.7700%     Off Market trade
      2012                                                       Long Term Plan

22    Central Bank of India CD INE483A16AA8   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Mar-2012        5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1700     169,785,970.00      99,898.6481     9.2023%      Off Market trade
      M - 12-Mar-2012                                            Long Term Plan

23    Andhra Bank CD M- 04-    INE434A16BJ0   HSBC Mutual Fund   HSBC Income Fund -          04-Mar-2013     362      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      2500     226,352,250.00      90,565.7568     10.5401%     Off Market trade
      Mar-2013                                                   Short Term Plan

24    UCO Bank CD -M- 12-      INE691A16FB3   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Mar-2012        5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1800     179,771,040.00   Not Applicable   Not Applicable Off Market trade
      Mar-2012                                                   Long Term Plan

25    UCO Bank CD -M- 12-      INE691A16FB3   HSBC Mutual Fund   HSBC Ultra Short Term       12-Mar-2012      5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      700       69,910,960.00   Not Applicable   Not Applicable Off Market trade
      Mar-2012                                                   Bond Fund

26    9.38% NABARD M- 16-      INE261F09HB5   HSBC Mutual Fund   HSBC Income Fund -          16-Jan-2015     1043     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       20       20,188,661.20   Not Applicable   Not Applicable Off Market trade
      Jan-2015                                                   Investment Plan

27    9.38% NABARD M- 16-      INE261F09HB5   HSBC Mutual Fund   HSBC Income Fund -          16-Jan-2015     1043     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       50       50,471,653.00    993,856.8306      9.6050%      Off Market trade
      Jan-2015                                                   Short Term Plan

28    9.40% National Housing   INE557F08EB5   HSBC Mutual Fund                               10-Jan-2015     1037     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       30       30,357,900.16    996,343.9478      9.5200%      Off Market trade
                                                                 HSBC MIP Regular Plan
      Bank M-10-Jan-2015

29    9.40% National Housing   INE557F08EB5   HSBC Mutual Fund                               10-Jan-2015     1037     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       20       20,238,600.11   Not Applicable   Not Applicable Off Market trade
                                                                 HSBC MIP Savings Plan
      Bank M-10-Jan-2015

30    9.38% NABARD M- 16-      INE261F09HB5   HSBC Mutual Fund                               16-Jan-2015     1043     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       30       30,282,991.80   Not Applicable   Not Applicable Off Market trade
                                                                 HSBC MIP Savings Plan
      Jan-2015

31    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund                               11-Nov-2021     3531     SECONDARY    9-Mar-2012    12-Mar-2012   12-Mar-2012      80       84,381,280.00   1,022,044.0000     9.3686%      Market trade
                                                                 HSBC Flexi Debt Fund
      2021 Series 105

32    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund   HSBC Income Fund -          11-Nov-2021     3531     SECONDARY    9-Mar-2012    12-Mar-2012   12-Mar-2012      20       21,095,320.00   Not Applicable   Not Applicable Off Market trade
      2021 Series 105                                            Investment Plan

33    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund                               11-Nov-2021     3530     SECONDARY 12-Mar-2012      13-Mar-2012   13-Mar-2012      10       10,547,503.93   1,022,021.0000     9.3689%      Market trade
                                                                 HSBC MIP Regular Plan
      2021 Series 105

34    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund                               11-Nov-2021     3530     SECONDARY 12-Mar-2012      13-Mar-2012   13-Mar-2012      40       42,190,015.74   1,022,021.0000     9.3689%      Market trade
                                                                 HSBC MIP Savings Plan
      2021 Series 105

35    AXIS Bank Ltd CD M-11- INE238A16LQ9     HSBC Mutual Fund   HSBC Floating Rate Fund - 11-Jun-2012        89       PRIMARY     14-Mar-2012   14-Mar-2012   14-Mar-2012     2500     243,296,250.00      97,348.2261     11.3002%     Off Market trade
      Jun-2012                                                   Long Term Plan

36    Punjab and Sind Bank     INE608A16CU4   HSBC Mutual Fund                               15-Mar-2013     365      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1500     135,466,050.00      90,335.9198     10.7350%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      CD M- 15-Mar-2013

37    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund                               14-Mar-2013     364      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1300     117,255,320.00      90,221.9710     10.9049%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      Mar-2013

38    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund   HSBC Income Fund -          14-Mar-2013     364      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     200       18,039,280.00      90,221.9710     10.9049%     Off Market trade
      Mar-2013                                                   Investment Plan

39    Punjab and Sind Bank     INE608A16CU4   HSBC Mutual Fund   HSBC Income Fund -          15-Mar-2013     365      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1000      90,310,700.00      90,335.9198     10.7350%     Off Market trade
      CD M- 15-Mar-2013                                          Short Term Plan

40    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund   HSBC Income Fund -          14-Mar-2013     364      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1000      90,196,400.00      90,221.9710     10.9049%     Off Market trade
      Mar-2013                                                   Short Term Plan
      CENTRAL BANK OF                                            HSBC Floating Rate Fund - 13-Jun-2012
41    INDIA CD -M- 13-Jun-     INE483A16CN7   HSBC Mutual Fund                                                89      SECONDARY 16-Mar-2012      16-Mar-2012   16-Mar-2012     2500     243,285,250.00      97,343.8742     11.3249%     Off Market trade
                                                                 Long Term Plan
      2012
      PUNJAB NATIONAL                                            HSBC Floating Rate Fund - 13-Jun-2012
42    BANK CD -M- 13-Jun-      INE160A16HQ3   HSBC Mutual Fund                                                89      SECONDARY 16-Mar-2012      16-Mar-2012   16-Mar-2012     2500     243,314,250.00      97,355.3474     11.2751%     Off Market trade
                                                                 Long Term Plan
      2012
43    Canara Bank CD M-19-     INE476A16DA6   HSBC Mutual Fund   HSBC Floating Rate Fund - 19-Mar-2012        3       SECONDARY 16-Mar-2012      16-Mar-2012   16-Mar-2012     2500     249,811,000.00   Not Applicable   Not Applicable Off Market trade
      Mar-2012                                                   Long Term Plan

44    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund                               14-Mar-2013     360      SECONDARY 19-Mar-2012      19-Mar-2012   19-Mar-2012     900       81,401,310.00      90,477.9965     10.7000%     Off Market trade
                                                                 HSBC MIP Regular Plan
      Mar-2013

45    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund                               14-Mar-2013     360      SECONDARY 19-Mar-2012      19-Mar-2012   19-Mar-2012     1600     144,713,440.00      90,477.9965     10.7000%     Off Market trade
                                                                 HSBC MIP Savings Plan
      Mar-2013

46    Bank of Baroda CD M -    INE028A16441   HSBC Mutual Fund   HSBC Floating Rate Fund - 18-Jun-2012        90      SECONDARY 20-Mar-2012      20-Mar-2012   20-Mar-2012     2500     243,234,750.00      97,323.5617     11.2800%     Off Market trade
      18-Jun-2012                                                Long Term Plan                                                                                                                                                                             * Inter-scheme/ off market trade/market trade
47    ING Vysya Bank CD M -    INE166A16EX3   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Jun-2012        84      SECONDARY 20-Mar-2012      20-Mar-2012   20-Mar-2012     2500     243,571,250.00      97,458.7208     11.4751%     Off Market trade
      12-Jun-2012                                                Long Term Plan

48    Axis Bank CD M - 20-     INE238A16OA7   HSBC Mutual Fund   HSBC Floating Rate Fund - 20-Jun-2012        91       PRIMARY     21-Mar-2012   21-Mar-2012   21-Mar-2012     2500     243,002,500.00      97,231.3284     11.5500%     Off Market trade
      Jun-2012                                                   Long Term Plan
49    9.40% NABARD M- 31-      INE261F09HF6   HSBC Mutual Fund   HSBC Income Fund -        31-Jul-2015       1227     SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012      50       50,290,286.61    995,746.0000      9.5590%      Market trade
      Jul-2015                                                   Short Term Plan
      9.37% National Housing
50                             INE557F08DY9   HSBC Mutual Fund   HSBC Income Fund -          13-Dec-2014     997      SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012     100      101,974,008.20   Not Applicable   Not Applicable Off Market trade
      Bank M-13-Dec-2014
                                                                 Short Term Plan
      P/C-13-May-2013
51    Kotak Mahindra Prime     INE916D14JG4   HSBC Mutual Fund   HSBC Income Fund -          13-Jun-2012      84      SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012     460      223,765,160.00   Not Applicable   Not Applicable Off Market trade
      CP M-13-Jun-2012                                           Short Term Plan
52    Kotak Mahindra Prime     INE916D14JG4   HSBC Mutual Fund                               13-Jun-2012      84      SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012      40       19,457,840.00    487,032.7089      11.7388%     Off Market trade
                                                                 HSBC MIP Savings Plan
      CP M-13-Jun-2012
53    Indian Overseas Bank     INE565A16491   HSBC Mutual Fund                               08-Jun-2012      78      SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     900       87,962,760.00      97,765.0938     10.8501%     Off Market trade
                                                                 HSBC Cash Fund
      Ltd CD M- 08-Jun-2012
54    Bank of Maharashtra CD   INE457A16AE4   HSBC Mutual Fund                               14-Jun-2012      84       PRIMARY     22-Mar-2012   22-Mar-2012   22-Mar-2012     900       87,797,610.00      97,581.6770     10.9000%     Off Market trade
                                                                 HSBC Cash Fund
      M-14-Jun-2012
55    Axis Bank CD M-28-Mar-   INE238A16KF4   HSBC Mutual Fund   HSBC Fixed Term Series      28-Mar-2012      6       SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     7000     698,896,800.00      99,868.6494     9.6025%      Off Market trade
      2012                                                       79
56    UCO Bank CD M - 28-      INE691A16DO1   HSBC Mutual Fund   HSBC Fixed Term Series      28-Mar-2012      6       SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     6000     599,054,400.00      99,868.6494     9.6025%      Off Market trade
      Mar-2012                                                   79
57    Canara Bank CD M-18-     INE476A16GZ6   HSBC Mutual Fund   HSBC Floating Rate Fund -   18-Jun-2012      88      SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     2500     243,390,250.00      97,385.7481     11.2701%     Off Market trade
      Jun-2012                                                   Long Term Plan
58    Bank of Maharashtra CD   INE457A16AE4   HSBC Mutual Fund   HSBC Floating Rate Fund -   14-Jun-2012      84       PRIMARY     22-Mar-2012   22-Mar-2012   22-Mar-2012     100        9,755,290.00      97,581.6770     10.9000%     Off Market trade
      M-14-Jun-2012                                              Long Term Plan
59    Indian Overseas Bank     INE565A16491   HSBC Mutual Fund   HSBC Ultra Short Term       08-Jun-2012      78      SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     500       48,868,200.00      97,765.0938     10.8501%     Off Market trade
      Ltd CD M- 08-Jun-2012                                      Bond Fund
60    Bank of Maharashtra CD   INE457A16AE4   HSBC Mutual Fund   HSBC Ultra Short Term       14-Jun-2012      84       PRIMARY     22-Mar-2012   22-Mar-2012   22-Mar-2012     500       48,776,450.00      97,581.6770     10.9000%     Off Market trade
      M-14-Jun-2012                                              Bond Fund
61    Indian Overseas Bank     INE565A16616   HSBC Mutual Fund   HSBC Fixed Term Series      21-Mar-2013     360      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     2500     226,377,250.00      90,575.8699     10.5801%     Off Market trade
      CD M-21-Mar-2013                                           86
62    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund   HSBC Fixed Term Series      25-Mar-2013     364      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     2500     226,162,750.00      90,490.0077     10.5749%     Off Market trade
      25-Mar2013                                                 86
63    Axis Bank Ltd CD M-25-   INE238A16OD1   HSBC Mutual Fund   HSBC Fixed Term Series      25-Mar-2013     364       PRIMARY     26-Mar-2012   26-Mar-2012   26-Mar-2012     2500     226,099,250.00      90,464.6705     10.6000%     Off Market trade
      Mar-2013                                                   86
64    IDBI Bank CD M-22-Mar-   INE008A16JV0   HSBC Mutual Fund                               22-Mar-2013     361      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     1300     117,585,390.00      90,475.4516     10.6800%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      2013
65    IDBI Bank CD M-22-Mar-   INE008A16JV0   HSBC Mutual Fund   HSBC Income Fund -          22-Mar-2013     361      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     300       27,135,090.00      90,475.4516     10.6800%     Off Market trade
      2013                                                       Investment Plan
66    IDBI Bank CD M-22-Mar-   INE008A16JV0   HSBC Mutual Fund   HSBC Income Fund -          22-Mar-2013     361      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     900       81,405,270.00      90,475.4516     10.6800%     Off Market trade
      2013                                                       Short Term Plan
      United Bank Of India
67    Limited CD M - 26-Jun-   INE695A16ES1   HSBC Mutual Fund   HSBC Cash Fund              26-Jun-2012      91      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     900       87,599,130.00      97,361.2911     11.0002%     Off Market trade
      2012
68    Allahabad Bank CD M-     INE428A16GG7   HSBC Mutual Fund                               25-Jun-2012      90      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     900       87,526,710.00      97,282.0157     11.4600%     Off Market trade
                                                                 HSBC Cash Fund
      25-Jun-2012
69    Vijaya Bank CD M - 26-   INE705A16EU4   HSBC Mutual Fund   HSBC Fixed Term Series      26-Mar-2013     364      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     2500     226,017,500.00      90,432.0513     10.6401%     Off Market trade
      Mar-2013                                                   86
70    Vijaya Bank CD M-27-     INE705A16EX8   HSBC Mutual Fund   HSBC Fixed Term Series      27-Mar-2013     365      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     2200     198,979,880.00      90,470.2880     10.5701%     Off Market trade
      Mar-2013                                                   86
71    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     500       45,284,950.00      90,594.6163     10.4750%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      CD M-25-Mar-2013
72    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1000      90,569,900.00      90,715.1435     10.3200%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      25-Mar2013
      United Bank Of India
73                             INE695A16ES1   HSBC Mutual Fund   HSBC Floating Rate Fund - 26-Jun-2012        91      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     100        9,733,236.67      97,361.2911     11.0002%     Off Market trade
      Limited CD M - 26-Jun-
                                                                 Long Term Plan
      2012
74    UCO Bank CD M- 20-       INE691A16FW9   HSBC Mutual Fund   HSBC Floating Rate Fund -   20-Jun-2012      85      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     2000     194,838,800.00      97,449.3695     11.3749%     Off Market trade
      Jun-2012                                                   Long Term Plan
75    Allahabad Bank CD M-     INE428A16GG7   HSBC Mutual Fund   HSBC Floating Rate Fund -   25-Jun-2012      90      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1600     155,603,040.00      97,282.0157     11.4600%     Off Market trade
      25-Jun-2012                                                Long Term Plan
76    Corporation Bank CD M-   INE112A16BG8   HSBC Mutual Fund   HSBC Floating Rate Fund -   05-Jun-2012      70      SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012     2500     244,766,000.00   Not Applicable   Not Applicable Off Market trade
      05-Jun-2012                                                Long Term Plan
77    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund   HSBC Income Fund -          25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     300       27,170,970.00      90,594.6163     10.4750%     Off Market trade
      CD M-25-Mar-2013                                           Investment Plan
78    Vijaya Bank CD M-27-     INE705A16EX8   HSBC Mutual Fund   HSBC Income Fund -          27-Mar-2013     365      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     300       27,133,620.00      90,470.2880     10.5701%     Off Market trade
      Mar-2013                                                   Short Term Plan
79    9.40% NABARD M- 31-      INE261F09HF6   HSBC Mutual Fund   HSBC Income Fund -          31-Jul-2015     1221     SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012      50       50,406,835.79   Not Applicable   Not Applicable Off Market trade
      Jul-2015                                                   Short Term Plan
80    9.57% IRFC Ltd M-31-     INE053F09HR2   HSBC Mutual Fund                               31-May-2021     3352     SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012      15       15,455,100.00   1,029,178.9043     9.3000%      Off Market trade
                                                                 HSBC MIP Regular Plan
      May-2021 (Series 77)
81    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     200       18,113,980.00      90,594.6163     10.4750%     Off Market trade
                                                                 HSBC MIP Regular Plan
      CD M-25-Mar-2013
82    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1300     117,740,870.00      90,715.1435     10.3200%     Off Market trade
                                                                 HSBC MIP Regular Plan
      25-Mar2013
83    9.57% IRFC Ltd M-31-     INE053F09HR2   HSBC Mutual Fund                               31-May-2021     3352     SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012      30       30,910,200.00   1,029,178.9043     9.3000%      Off Market trade
                                                                 HSBC MIP Savings Plan
      May-2021 (Series 77)
84    9.57% IRFC Ltd M-31-     INE053F09HR2   HSBC Mutual Fund                               31-May-2021     3352     SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012      5         5,151,700.00   1,029,178.9043     9.3000%      Off Market trade
                                                                 HSBC MIP Savings Plan
      May-2021 (Series 77)
85    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1500     135,854,850.00      90,594.6163     10.4750%     Off Market trade
                                                                 HSBC MIP Savings Plan
      CD M-25-Mar-2013
86    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     200       18,113,980.00      90,715.1435     10.3200%     Off Market trade
                                                                 HSBC MIP Savings Plan
      25-Mar2013
      United Bank Of India
87                             INE695A16ES1   HSBC Mutual Fund   HSBC Ultra Short Term       26-Jun-2012      91      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     500       48,666,183.33      97,361.2911     11.0002%     Off Market trade
      Limited CD M - 26-Jun-
                                                                 Bond Fund
      2012
88    UCO Bank CD M- 20-       INE691A16FW9   HSBC Mutual Fund   HSBC Ultra Short Term       20-Jun-2012      85      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     500       48,709,700.00      97,449.3695     11.3749%     Off Market trade
      Jun-2012                                                   Bond Fund

								
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