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Sheet1 - HSBC Global Asset Management

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Sheet1 - HSBC Global Asset Management Powered By Docstoc
					S.N                                                                                           Maturity     Residual   Settlement                 Valuation     Settlement    Quantity   Value of the     Price at which     Yield at
      Name of the Security          ISIN        Fund House           Scheme Name                                                   Trade Date                                                                                             Type of trade*
 o                                                                                             Date         days         type                      Date           Date        traded       Trade             valued       which valued
 1    ING Vysya Bank CD M -    INE166A16EM6   HSBC Mutal Fund                                28-May-2012      89       Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     1300     126,759,230.00      97,535.9488     10.4784%     Off Market Trade
                                                                 HSBC Cash Fund
      28-May-2012

 2    Central Bank OF India    INE483A16950   HSBC Mutal Fund                                02-Mar-2012      2        Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     1000      99,949,600.00      99,974.7968     9.2015%      Off Market Trade
                                                                 HSBC Flexi Debt Fund
      CD M- 02-Mar-2012

 3    ING Vysya Bank CD M -    INE166A16EM6   HSBC Mutal Fund    HSBC Floating Rate Fund - 28-May-2012        89       Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     600       58,504,260.00      97,535.9488     10.4784%     Off Market Trade
      28-May-2012                                                Long Term Plan

 4    Central Bank OF India    INE483A16950   HSBC Mutal Fund    HSBC Income Fund -          02-Mar-2012      2        Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     200       19,989,920.00      99,974.7968     9.2015%      Off Market Trade
      CD M- 02-Mar-2012                                          Investment Plan

 5    Central Bank OF India    INE483A16950   HSBC Mutal Fund    HSBC Income Fund -          02-Mar-2012      2        Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     1300     129,934,480.00      99,974.7968     9.2015%      Off Market Trade
      CD M- 02-Mar-2012                                          Short Term Plan

 6    ING Vysya Bank CD M -    INE166A16EM6   HSBC Mutal Fund    HSBC Ultra Short Term       28-May-2012      89       Secondary   29-Feb-2012   29-Feb-2012   29-Feb-2012     600       58,504,260.00      97,535.9488     10.4784%     Off Market Trade
      28-May-2012                                                Bond Fund

 7    Indian Overseas Bank     INE565A16483   HSBC Mutual Fund   HSBC Income Fund -          06-Dec-2012     280      SECONDARY 01-Mar-2012      1-Mar-2012    1-Mar-2012      2500     231,369,000.00   Not Applicable   Not Applicable Off Market trade
      CD M-06-Dec-2012                                           Short Term Plan

 8    9.78% TATA SONS          INE895D08402   HSBC Mutual Fund                               28-Feb-2015     1093     SECONDARY 02-Mar-2012      2-Mar-2012    2-Mar-2012      100      100,053,589.04   1,000,000.0000     9.7791%      Off Market trade
                                                                 HSBC Flexi Debt Fund
      LTD. M- 28-Feb-2015

 9    ICICI Securities PD CP   INE849D14CD9   HSBC Mutual Fund   HSBC Floating Rate Fund - 01-Jun-2012        91       PRIMARY     28-Feb-2012   2-Mar-2012    2-Mar-2012      500      243,545,500.00    487,231.0301      10.6300%     Off Market trade
      M-01-Jun-2012                                              Long Term Plan

10    9.78% TATA SONS          INE895D08402   HSBC Mutual Fund   HSBC Income Fund -          28-Feb-2015     1093     SECONDARY 02-Mar-2012      2-Mar-2012    2-Mar-2012       20       20,010,717.81   1,000,000.0000     9.7791%      Off Market trade
      LTD. M- 28-Feb-2015                                        Investment Plan

11    9.78% TATA SONS          INE895D08402   HSBC Mutual Fund   HSBC Income Fund -          28-Feb-2015     1093     SECONDARY 02-Mar-2012      2-Mar-2012    2-Mar-2012      180      180,096,460.27   1,000,000.0000     9.7791%      Off Market trade
      LTD. M- 28-Feb-2015                                        Short Term Plan

      9.95% State Bank of
12    India M-16-Mar-2026      INE062A08058   HSBC Mutual Fund   HSBC MIP Regular Plan       16-Mar-2026     5127     SECONDARY 01-Mar-2012      2-Mar-2012    2-Mar-2012      1300      14,907,428.41      10,515.5086     9.0850%      Off Market trade
      (Call Opt 16-Mar-2021)
      9.95% State Bank of
13    India M-16-Mar-2026      INE062A08058   HSBC Mutual Fund   HSBC MIP Savings Plan       16-Mar-2026     5127     SECONDARY 01-Mar-2012      2-Mar-2012    2-Mar-2012      3700      42,428,834.70      10,515.5086     9.0850%      Off Market trade
      (Call Opt 16-Mar-2021)

14    Central Bank Of India    INE483A16CA4   HSBC Mutual Fund                               28-Jan-2013     329      SECONDARY 02-Mar-2012      5-Mar-2012    5-Mar-2012      500       45,678,450.00   Not Applicable   Not Applicable Off Market trade
                                                                 HSBC Flexi Debt Fund
      CD M-28-Jan-2013

15    Central Bank Of India    INE483A16CA4   HSBC Mutual Fund   HSBC Income Fund -          28-Jan-2013     329      SECONDARY 02-Mar-2012      5-Mar-2012    5-Mar-2012      2000     182,713,800.00   Not Applicable   Not Applicable Off Market trade
      CD M-28-Jan-2013                                           Short Term Plan

16    IDBI Bank CD M-05-Jun- INE008A16GX2     HSBC Mutual Fund   HSBC Floating Rate Fund - 05-Jun-2012        91      SECONDARY     6-Mar-12     6-Mar-2012    6-Mar-2012      2500     243,271,250.00      97,337.6796     11.1001%     Off Market trade
      2012                                                       Long Term Plan

17    UCO Bank CD M-06-Jun- INE691A16FQ1      HSBC Mutual Fund                               06-Jun-2012      91      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1400     136,339,140.00      97,413.4603     10.7700%     Off Market trade
                                                                 HSBC Cash Fund
      2012

18    Central Bank of India CD INE483A16AA8   HSBC Mutual Fund                               12-Mar-2012      5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      800       79,899,280.00      99,899.2673     9.2023%      Off Market trade
                                                                 HSBC Cash Fund
      M - 12-Mar-2012

19    Central Bank of India CD INE483A16AA8   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Mar-2012        5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      2500     249,682,000.00      99,898.6481     9.2974%      Off Market trade
      M - 12-Mar-2012                                            Long Term Plan

20    Corporation Bank CD M- INE112A16BG8     HSBC Mutual Fund   HSBC Floating Rate Fund - 05-Jun-2012        90      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      2500     243,464,000.00      97,414.2700     10.8875%     Off Market trade
      05-Jun-2012                                                Long Term Plan

21    UCO Bank CD M-06-Jun- INE691A16FQ1      HSBC Mutual Fund   HSBC Floating Rate Fund - 06-Jun-2012        91      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1100     107,123,610.00      97,413.4603     10.7700%     Off Market trade
      2012                                                       Long Term Plan

22    Central Bank of India CD INE483A16AA8   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Mar-2012        5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1700     169,785,970.00      99,898.6481     9.2023%      Off Market trade
      M - 12-Mar-2012                                            Long Term Plan

23    Andhra Bank CD M- 04-    INE434A16BJ0   HSBC Mutual Fund   HSBC Income Fund -          04-Mar-2013     362      SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      2500     226,352,250.00      90,565.7568     10.5401%     Off Market trade
      Mar-2013                                                   Short Term Plan

24    UCO Bank CD -M- 12-      INE691A16FB3   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Mar-2012        5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      1800     179,771,040.00   Not Applicable   Not Applicable Off Market trade
      Mar-2012                                                   Long Term Plan

25    UCO Bank CD -M- 12-      INE691A16FB3   HSBC Mutual Fund   HSBC Ultra Short Term       12-Mar-2012      5       SECONDARY 07-Mar-2012      7-Mar-2012    7-Mar-2012      700       69,910,960.00   Not Applicable   Not Applicable Off Market trade
      Mar-2012                                                   Bond Fund

26    9.38% NABARD M- 16-      INE261F09HB5   HSBC Mutual Fund   HSBC Income Fund -          16-Jan-2015     1043     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       20       20,188,661.20   Not Applicable   Not Applicable Off Market trade
      Jan-2015                                                   Investment Plan

27    9.38% NABARD M- 16-      INE261F09HB5   HSBC Mutual Fund   HSBC Income Fund -          16-Jan-2015     1043     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       50       50,471,653.00    993,856.8306      9.6050%      Off Market trade
      Jan-2015                                                   Short Term Plan

28    9.40% National Housing   INE557F08EB5   HSBC Mutual Fund                               10-Jan-2015     1037     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       30       30,357,900.16    996,343.9478      9.5200%      Off Market trade
                                                                 HSBC MIP Regular Plan
      Bank M-10-Jan-2015

29    9.40% National Housing   INE557F08EB5   HSBC Mutual Fund                               10-Jan-2015     1037     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       20       20,238,600.11   Not Applicable   Not Applicable Off Market trade
                                                                 HSBC MIP Savings Plan
      Bank M-10-Jan-2015

30    9.38% NABARD M- 16-      INE261F09HB5   HSBC Mutual Fund                               16-Jan-2015     1043     SECONDARY 07-Mar-2012      9-Mar-2012    9-Mar-2012       30       30,282,991.80   Not Applicable   Not Applicable Off Market trade
                                                                 HSBC MIP Savings Plan
      Jan-2015

31    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund                               11-Nov-2021     3531     SECONDARY    9-Mar-2012    12-Mar-2012   12-Mar-2012      80       84,381,280.00   1,022,044.0000     9.3686%      Market trade
                                                                 HSBC Flexi Debt Fund
      2021 Series 105

32    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund   HSBC Income Fund -          11-Nov-2021     3531     SECONDARY    9-Mar-2012    12-Mar-2012   12-Mar-2012      20       21,095,320.00   Not Applicable   Not Applicable Off Market trade
      2021 Series 105                                            Investment Plan

33    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund                               11-Nov-2021     3530     SECONDARY 12-Mar-2012      13-Mar-2012   13-Mar-2012      10       10,547,503.93   1,022,021.0000     9.3689%      Market trade
                                                                 HSBC MIP Regular Plan
      2021 Series 105

34    9.75% REC M-11-Nov-      INE020B08641   HSBC Mutual Fund                               11-Nov-2021     3530     SECONDARY 12-Mar-2012      13-Mar-2012   13-Mar-2012      40       42,190,015.74   1,022,021.0000     9.3689%      Market trade
                                                                 HSBC MIP Savings Plan
      2021 Series 105

35    AXIS Bank Ltd CD M-11- INE238A16LQ9     HSBC Mutual Fund   HSBC Floating Rate Fund - 11-Jun-2012        89       PRIMARY     14-Mar-2012   14-Mar-2012   14-Mar-2012     2500     243,296,250.00      97,348.2261     11.3002%     Off Market trade
      Jun-2012                                                   Long Term Plan

36    Punjab and Sind Bank     INE608A16CU4   HSBC Mutual Fund                               15-Mar-2013     365      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1500     135,466,050.00      90,335.9198     10.7350%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      CD M- 15-Mar-2013

37    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund                               14-Mar-2013     364      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1300     117,255,320.00      90,221.9710     10.9049%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      Mar-2013

38    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund   HSBC Income Fund -          14-Mar-2013     364      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     200       18,039,280.00      90,221.9710     10.9049%     Off Market trade
      Mar-2013                                                   Investment Plan

39    Punjab and Sind Bank     INE608A16CU4   HSBC Mutual Fund   HSBC Income Fund -          15-Mar-2013     365      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1000      90,310,700.00      90,335.9198     10.7350%     Off Market trade
      CD M- 15-Mar-2013                                          Short Term Plan

40    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund   HSBC Income Fund -          14-Mar-2013     364      SECONDARY 15-Mar-2012      15-Mar-2012   15-Mar-2012     1000      90,196,400.00      90,221.9710     10.9049%     Off Market trade
      Mar-2013                                                   Short Term Plan
      CENTRAL BANK OF                                            HSBC Floating Rate Fund - 13-Jun-2012
41    INDIA CD -M- 13-Jun-     INE483A16CN7   HSBC Mutual Fund                                                89      SECONDARY 16-Mar-2012      16-Mar-2012   16-Mar-2012     2500     243,285,250.00      97,343.8742     11.3249%     Off Market trade
                                                                 Long Term Plan
      2012
      PUNJAB NATIONAL                                            HSBC Floating Rate Fund - 13-Jun-2012
42    BANK CD -M- 13-Jun-      INE160A16HQ3   HSBC Mutual Fund                                                89      SECONDARY 16-Mar-2012      16-Mar-2012   16-Mar-2012     2500     243,314,250.00      97,355.3474     11.2751%     Off Market trade
                                                                 Long Term Plan
      2012
43    Canara Bank CD M-19-     INE476A16DA6   HSBC Mutual Fund   HSBC Floating Rate Fund - 19-Mar-2012        3       SECONDARY 16-Mar-2012      16-Mar-2012   16-Mar-2012     2500     249,811,000.00   Not Applicable   Not Applicable Off Market trade
      Mar-2012                                                   Long Term Plan

44    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund                               14-Mar-2013     360      SECONDARY 19-Mar-2012      19-Mar-2012   19-Mar-2012     900       81,401,310.00      90,477.9965     10.7000%     Off Market trade
                                                                 HSBC MIP Regular Plan
      Mar-2013

45    Canara Bank CD M - 14- INE476A16GT9     HSBC Mutual Fund                               14-Mar-2013     360      SECONDARY 19-Mar-2012      19-Mar-2012   19-Mar-2012     1600     144,713,440.00      90,477.9965     10.7000%     Off Market trade
                                                                 HSBC MIP Savings Plan
      Mar-2013

46    Bank of Baroda CD M -    INE028A16441   HSBC Mutual Fund   HSBC Floating Rate Fund - 18-Jun-2012        90      SECONDARY 20-Mar-2012      20-Mar-2012   20-Mar-2012     2500     243,234,750.00      97,323.5617     11.2800%     Off Market trade
      18-Jun-2012                                                Long Term Plan                                                                                                                                                                             * Inter-scheme/ off market trade/market trade
47    ING Vysya Bank CD M -    INE166A16EX3   HSBC Mutual Fund   HSBC Floating Rate Fund - 12-Jun-2012        84      SECONDARY 20-Mar-2012      20-Mar-2012   20-Mar-2012     2500     243,571,250.00      97,458.7208     11.4751%     Off Market trade
      12-Jun-2012                                                Long Term Plan

48    Axis Bank CD M - 20-     INE238A16OA7   HSBC Mutual Fund   HSBC Floating Rate Fund - 20-Jun-2012        91       PRIMARY     21-Mar-2012   21-Mar-2012   21-Mar-2012     2500     243,002,500.00      97,231.3284     11.5500%     Off Market trade
      Jun-2012                                                   Long Term Plan
49    9.40% NABARD M- 31-      INE261F09HF6   HSBC Mutual Fund   HSBC Income Fund -        31-Jul-2015       1227     SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012      50       50,290,286.61    995,746.0000      9.5590%      Market trade
      Jul-2015                                                   Short Term Plan
      9.37% National Housing
50                             INE557F08DY9   HSBC Mutual Fund   HSBC Income Fund -          13-Dec-2014     997      SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012     100      101,974,008.20   Not Applicable   Not Applicable Off Market trade
      Bank M-13-Dec-2014
                                                                 Short Term Plan
      P/C-13-May-2013
51    Kotak Mahindra Prime     INE916D14JG4   HSBC Mutual Fund   HSBC Income Fund -          13-Jun-2012      84      SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012     460      223,765,160.00   Not Applicable   Not Applicable Off Market trade
      CP M-13-Jun-2012                                           Short Term Plan
52    Kotak Mahindra Prime     INE916D14JG4   HSBC Mutual Fund                               13-Jun-2012      84      SECONDARY 21-Mar-2012      21-Mar-2012   21-Mar-2012      40       19,457,840.00    487,032.7089      11.7388%     Off Market trade
                                                                 HSBC MIP Savings Plan
      CP M-13-Jun-2012
53    Indian Overseas Bank     INE565A16491   HSBC Mutual Fund                               08-Jun-2012      78      SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     900       87,962,760.00      97,765.0938     10.8501%     Off Market trade
                                                                 HSBC Cash Fund
      Ltd CD M- 08-Jun-2012
54    Bank of Maharashtra CD   INE457A16AE4   HSBC Mutual Fund                               14-Jun-2012      84       PRIMARY     22-Mar-2012   22-Mar-2012   22-Mar-2012     900       87,797,610.00      97,581.6770     10.9000%     Off Market trade
                                                                 HSBC Cash Fund
      M-14-Jun-2012
55    Axis Bank CD M-28-Mar-   INE238A16KF4   HSBC Mutual Fund   HSBC Fixed Term Series      28-Mar-2012      6       SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     7000     698,896,800.00      99,868.6494     9.6025%      Off Market trade
      2012                                                       79
56    UCO Bank CD M - 28-      INE691A16DO1   HSBC Mutual Fund   HSBC Fixed Term Series      28-Mar-2012      6       SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     6000     599,054,400.00      99,868.6494     9.6025%      Off Market trade
      Mar-2012                                                   79
57    Canara Bank CD M-18-     INE476A16GZ6   HSBC Mutual Fund   HSBC Floating Rate Fund -   18-Jun-2012      88      SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     2500     243,390,250.00      97,385.7481     11.2701%     Off Market trade
      Jun-2012                                                   Long Term Plan
58    Bank of Maharashtra CD   INE457A16AE4   HSBC Mutual Fund   HSBC Floating Rate Fund -   14-Jun-2012      84       PRIMARY     22-Mar-2012   22-Mar-2012   22-Mar-2012     100        9,755,290.00      97,581.6770     10.9000%     Off Market trade
      M-14-Jun-2012                                              Long Term Plan
59    Indian Overseas Bank     INE565A16491   HSBC Mutual Fund   HSBC Ultra Short Term       08-Jun-2012      78      SECONDARY 22-Mar-2012      22-Mar-2012   22-Mar-2012     500       48,868,200.00      97,765.0938     10.8501%     Off Market trade
      Ltd CD M- 08-Jun-2012                                      Bond Fund
60    Bank of Maharashtra CD   INE457A16AE4   HSBC Mutual Fund   HSBC Ultra Short Term       14-Jun-2012      84       PRIMARY     22-Mar-2012   22-Mar-2012   22-Mar-2012     500       48,776,450.00      97,581.6770     10.9000%     Off Market trade
      M-14-Jun-2012                                              Bond Fund
61    Indian Overseas Bank     INE565A16616   HSBC Mutual Fund   HSBC Fixed Term Series      21-Mar-2013     360      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     2500     226,377,250.00      90,575.8699     10.5801%     Off Market trade
      CD M-21-Mar-2013                                           86
62    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund   HSBC Fixed Term Series      25-Mar-2013     364      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     2500     226,162,750.00      90,490.0077     10.5749%     Off Market trade
      25-Mar2013                                                 86
63    Axis Bank Ltd CD M-25-   INE238A16OD1   HSBC Mutual Fund   HSBC Fixed Term Series      25-Mar-2013     364       PRIMARY     26-Mar-2012   26-Mar-2012   26-Mar-2012     2500     226,099,250.00      90,464.6705     10.6000%     Off Market trade
      Mar-2013                                                   86
64    IDBI Bank CD M-22-Mar-   INE008A16JV0   HSBC Mutual Fund                               22-Mar-2013     361      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     1300     117,585,390.00      90,475.4516     10.6800%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      2013
65    IDBI Bank CD M-22-Mar-   INE008A16JV0   HSBC Mutual Fund   HSBC Income Fund -          22-Mar-2013     361      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     300       27,135,090.00      90,475.4516     10.6800%     Off Market trade
      2013                                                       Investment Plan
66    IDBI Bank CD M-22-Mar-   INE008A16JV0   HSBC Mutual Fund   HSBC Income Fund -          22-Mar-2013     361      SECONDARY 26-Mar-2012      26-Mar-2012   26-Mar-2012     900       81,405,270.00      90,475.4516     10.6800%     Off Market trade
      2013                                                       Short Term Plan
      United Bank Of India
67    Limited CD M - 26-Jun-   INE695A16ES1   HSBC Mutual Fund   HSBC Cash Fund              26-Jun-2012      91      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     900       87,599,130.00      97,361.2911     11.0002%     Off Market trade
      2012
68    Allahabad Bank CD M-     INE428A16GG7   HSBC Mutual Fund                               25-Jun-2012      90      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     900       87,526,710.00      97,282.0157     11.4600%     Off Market trade
                                                                 HSBC Cash Fund
      25-Jun-2012
69    Vijaya Bank CD M - 26-   INE705A16EU4   HSBC Mutual Fund   HSBC Fixed Term Series      26-Mar-2013     364      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     2500     226,017,500.00      90,432.0513     10.6401%     Off Market trade
      Mar-2013                                                   86
70    Vijaya Bank CD M-27-     INE705A16EX8   HSBC Mutual Fund   HSBC Fixed Term Series      27-Mar-2013     365      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     2200     198,979,880.00      90,470.2880     10.5701%     Off Market trade
      Mar-2013                                                   86
71    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     500       45,284,950.00      90,594.6163     10.4750%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      CD M-25-Mar-2013
72    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1000      90,569,900.00      90,715.1435     10.3200%     Off Market trade
                                                                 HSBC Flexi Debt Fund
      25-Mar2013
      United Bank Of India
73                             INE695A16ES1   HSBC Mutual Fund   HSBC Floating Rate Fund - 26-Jun-2012        91      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     100        9,733,236.67      97,361.2911     11.0002%     Off Market trade
      Limited CD M - 26-Jun-
                                                                 Long Term Plan
      2012
74    UCO Bank CD M- 20-       INE691A16FW9   HSBC Mutual Fund   HSBC Floating Rate Fund -   20-Jun-2012      85      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     2000     194,838,800.00      97,449.3695     11.3749%     Off Market trade
      Jun-2012                                                   Long Term Plan
75    Allahabad Bank CD M-     INE428A16GG7   HSBC Mutual Fund   HSBC Floating Rate Fund -   25-Jun-2012      90      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1600     155,603,040.00      97,282.0157     11.4600%     Off Market trade
      25-Jun-2012                                                Long Term Plan
76    Corporation Bank CD M-   INE112A16BG8   HSBC Mutual Fund   HSBC Floating Rate Fund -   05-Jun-2012      70      SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012     2500     244,766,000.00   Not Applicable   Not Applicable Off Market trade
      05-Jun-2012                                                Long Term Plan
77    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund   HSBC Income Fund -          25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     300       27,170,970.00      90,594.6163     10.4750%     Off Market trade
      CD M-25-Mar-2013                                           Investment Plan
78    Vijaya Bank CD M-27-     INE705A16EX8   HSBC Mutual Fund   HSBC Income Fund -          27-Mar-2013     365      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     300       27,133,620.00      90,470.2880     10.5701%     Off Market trade
      Mar-2013                                                   Short Term Plan
79    9.40% NABARD M- 31-      INE261F09HF6   HSBC Mutual Fund   HSBC Income Fund -          31-Jul-2015     1221     SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012      50       50,406,835.79   Not Applicable   Not Applicable Off Market trade
      Jul-2015                                                   Short Term Plan
80    9.57% IRFC Ltd M-31-     INE053F09HR2   HSBC Mutual Fund                               31-May-2021     3352     SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012      15       15,455,100.00   1,029,178.9043     9.3000%      Off Market trade
                                                                 HSBC MIP Regular Plan
      May-2021 (Series 77)
81    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     200       18,113,980.00      90,594.6163     10.4750%     Off Market trade
                                                                 HSBC MIP Regular Plan
      CD M-25-Mar-2013
82    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1300     117,740,870.00      90,715.1435     10.3200%     Off Market trade
                                                                 HSBC MIP Regular Plan
      25-Mar2013
83    9.57% IRFC Ltd M-31-     INE053F09HR2   HSBC Mutual Fund                               31-May-2021     3352     SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012      30       30,910,200.00   1,029,178.9043     9.3000%      Off Market trade
                                                                 HSBC MIP Savings Plan
      May-2021 (Series 77)
84    9.57% IRFC Ltd M-31-     INE053F09HR2   HSBC Mutual Fund                               31-May-2021     3352     SECONDARY 26-Mar-2012      27-Mar-2012   27-Mar-2012      5         5,151,700.00   1,029,178.9043     9.3000%      Off Market trade
                                                                 HSBC MIP Savings Plan
      May-2021 (Series 77)
85    Punjab National Bank     INE160A16HL4   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     1500     135,854,850.00      90,594.6163     10.4750%     Off Market trade
                                                                 HSBC MIP Savings Plan
      CD M-25-Mar-2013
86    Corporation Bank CD M-   INE112A16BF0   HSBC Mutual Fund                               25-Mar-2013     363      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     200       18,113,980.00      90,715.1435     10.3200%     Off Market trade
                                                                 HSBC MIP Savings Plan
      25-Mar2013
      United Bank Of India
87                             INE695A16ES1   HSBC Mutual Fund   HSBC Ultra Short Term       26-Jun-2012      91      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     500       48,666,183.33      97,361.2911     11.0002%     Off Market trade
      Limited CD M - 26-Jun-
                                                                 Bond Fund
      2012
88    UCO Bank CD M- 20-       INE691A16FW9   HSBC Mutual Fund   HSBC Ultra Short Term       20-Jun-2012      85      SECONDARY 27-Mar-2012      27-Mar-2012   27-Mar-2012     500       48,709,700.00      97,449.3695     11.3749%     Off Market trade
      Jun-2012                                                   Bond Fund

				
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