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Document Sample
scope of work template
							                          Service Contract Short Form (value £50,000-£100,000)
                                                                      05/01/07




(RBKC Crest)             Royal Borough of Kensington and
                         Chelsea
                         Policy and Partnerships Unit
                         Town Hall
                         Hornton Street
                         London
                         W8 7NX




               REQUEST FOR QUOTATION


PROVISION OF SERVICES TO IDENTIFY AND RESPOND
       TO VICTIMS OF HUMAN TRAFFICKING


                 (SEPTEMBER 2011)
1. Request for Quotation

    1.1.          Summary

                  This invitation is for the submission of a quotation issued by the
                  Royal Borough of Kensington and Chelsea (the Council) for the
                  provision of services to identify and respond to the needs of
                  victims of human trafficking with the aim of assisting them out
                  of the trafficked and exploitative circumstances in which they
                  find themselves.

                  Subject to approval, the final contract may be let directly with
                  the preferred quotes with which the Council believes it will
                  obtain best value. Nothing contained in this document is
                  intended to create a contract between you and the Council.

                  These documents are being made available on the condition that
                  they are used solely in connection with this Request For
                  Quotation (RFQ), and no other purpose.

    1.2.          Scope

                  This RFQ will form part of an application to the ISEC
                  PREVENTION AND FIGHT AGAINST CRIME fund 2011 for a multi-
                  agency programme of work to tackle human trafficking in
                  Kensington and Chelsea and Westminster and in partnership
                  with a European Union partner – not yet identified at the time of
                  the RFQ. Any decision to let a contract based upon the
                  processes contained within this RFQ will be solely
                  determined by the successful outcome of the ISEC
                  application. All organisations who may wish to submit a
                  quotation should do so with the full knowledge that
                  should the application to the ISEC fund be unsuccessful
                  the Council will not let any contract for the provision of
                  these services.

                  The application to the ISEC fund to tackle human trafficking is
                  formed across two work streams:
                                    Community engagement and awareness
                                      raising, and
                                    Victim support and enforcement

                  This RFQ concerns only the victim support work stream and a
                  separate RFQ will be undertaken for the Community
                  engagement and awareness raising work stream. An
                  organisation may submit separate RFQs for both work streams.




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                  Human trafficking is by its nature a hidden crime. Victims are
                  tricked, coerced or forced into travelling nationally and/or
                  internationally for the purposes of exploitation. Often they are
                  prevented from seeking support or help because of fear of
                  retribution against themselves or their families. Knowledge of
                  human trafficking, the issues, legal position and services that
                  can be of assistance is very limited among the general
                  population and those who may come into contact with trafficked
                  persons. This, together with the reluctance and fear of the
                  trafficked person speaking up and seeking help, contributes to
                  keep victims in exploitative circumstances and perpetuates a
                  climate in which human trafficking can persist.

                  The victim support and enforcement work stream of the ISEC
                  bid seeks to establish a new multi-agency team. This will
                  identify a voluntary sector provider with experience and skills in
                  working proactively with victims of human trafficking to work
                  with the Police SDC9 Human Exploitation and Organised Crime
                  unit as a distinct new service. The service will work across the
                  boroughs of Kensington and Chelsea and Westminster to:
                      take proactive, intelligence-led and victim-focussed
                         approach to identifying victims of human trafficking
                      engage with victims providing emotional support and
                         referral and advocacy services to ensure victims are able
                         to access the full range of services they require – legal
                         advice,     housing,   health    services,   psychological,
                         employment and training.
                      ensure clear links and coordination of activities with local
                         core services – Police, Council, RSLs and voluntary sector
                         providers
                      support SCD 9 officers in taking enforcement action
                         against perpetrators and organised criminal networks
                         where appropriate (with in the wishes and agreement of
                         the victim).
                      liaise with organisations and individuals and support
                         robust and safe transfer back to the victims home country
                      engage and work with EU Embassies based in Kensington
                         and Chelsea and Westminster to support them in
                         improving Embassy responses to victims of human
                         trafficking

                  This innovative approach to tackling human trafficking with see
                  for the first time in the EU a dedicated proactive team of police
                  and NGO staff working in an intelligence-led, victim centred way
                  to support victims of human trafficking.




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                  It is envisaged that the project will commence for 24 months
                  upon successful notification of EU funding from the ISEC fund
                  application.

                  The total estimated budget for this work stream is
                  approximately £45,000 per year of the project. IMPORTANT:
                  ISEC funding requires a 10% match funding commitment
                  in cash. Applicants should be able to meet this
                  commitment and this should be reflected as a separate
                  budget line in the Pricing Matrix at Appendix B

    1.3.          Structure of Documents

                  The Quotation documents are divided into 5 sections:

                          Instructions for Quote
                          Appendix A: Specification of Requirements
                          Appendix B: Pricing Matrix
                          Appendix C: References
                          Appendix D: Terms and Conditions


2. QUOTATION REQUIREMENTS

    2.1.          Conditions of Quotation

                            A supplier requiring clarification of the Quotation Request
                            must email the Council. The Primary Contact is
                                Stuart Priestley, Safer Kensington and Chelsea
                                  Manager.
                                 email address: stuart.priestley@rbkc.gov.uk

                  The Council will use reasonable endeavours to answer all written
                  enquiries prior to quotations being submitted. However, the
                  Council will not be bound to respond to any request for
                  clarification of the Quotation Requests which are received later
                  than 2 working days prior to the quotation submission date.

                  Quotation prices shall be in pounds sterling.

                  Quotations for the provision of services to identify and respond
                  to the needs of victims of human trafficking of human trafficking
                  shall remain valid for 12 months and fixed for 24 months/the
                  duration of the contract. A quotation expressed to be valid for a
                  shorter period may be rejected by the Council.




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                  Please refer to the attached letter on how to return quotation
                  documents. The quotation and relevant documents must be
                  received no later than 5 pm on 27 September sent via e-
                  mail to stuart.priestley@rbkc.gov.uk. Any quotation
                  received after this time will be rejected by the Council.

                  All information contained in the Quotation Request shall, subject
                  to paragraph 2.5 below be treated by the parties as confidential.

    2.2.          Costs and Expenses

                  The supplier is responsible for preparing all information
                  necessary for the preparation of its quotation and all costs,
                  expenses, and liabilities incurred shall be the responsibility of
                  the supplier. Further, it is the responsibility of the suppliers to
                  obtain for themselves, at their own expense, any additional
                  information necessary for the preparation of their quotation.


    2.3.          Alternative Quotations

                  Should the supplier consider that it could offer any advantage to
                  the Council, it may submit alternative quotations to the base
                  quotation required by the quotation documents and state the
                  technical and/or economic advantages of such alternative
                  quotations. Alternative quotations will not be considered,
                  however, unless the base quotation is fully or substantially
                  responsive to the requirements of the quotation request
                  documents.

    2.4.          Changes to RFQ

                  The Council reserves the right to make changes to the RFQ and
                  issue supplementary instructions at any time. Under no
                  circumstances shall the Council incur any liability in respect of
                  such events.

    2.5.          Freedom of Information Act

                  The Council is subject to the provisions of the Freedom of
                  Information Act 2000 and the Environmental Information
                  Regulations 2004 (FOI). If the supplier considers that any
                  information supplied by him is either commercially sensitive or
                  confidential in nature, this should be highlighted and the
                  reasons for its sensitivity given. In such cases the relevant
                  material will, in response to FOI requests, be examined in the
                  light of the exemptions provided for under FOI.




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                  Suppliers shall treat all information supplied by the Council in
                  connection with this RFQ as confidential. Information maybe
                  disclosed by suppliers insofar as is necessary for the
                  preparation, submission, and evaluation of quotes.

    2.6.          Specification of Requirements

                  The Specification describes the services and quality standards
                  required to identify and respond to victims of human trafficking.
                  The Supplier should detail in full their proposals as to how they
                  will provide the services as described in Appendix A. The
                  proposal should be in bullet points only and limited to two
                  pages.

    2.7.          Completion of the Price Schedule

                  Suppliers must fully complete the pricing schedule in Appendix
                  B. Any additional services the Supplier wishes to add to the
                  quotation must be highlighted in a separate matrix. Where
                  applicable, any maintenance or ongoing costs over the life of the
                  contract should also be identified and added into the final
                  contract price.

                  All prices submitted shall be in pounds sterling, excluding VAT.
                  Travel, delivery costs and any other expenses will also be
                  included in the price.

                  Unless otherwise stated, payment frequency will be in
                  accordance with the applicable contract terms

    2.8.          References

                  Please identify three reference sites and contacts where you
                  have provided similar services in Appendix C.

    2.9.          Terms & Conditions

                  The offer made by the supplier is intended to be made in strict
                  accordance with the terms and conditions in Appendix D.

                  The Council reserves the right not to accept “conditional
                  quotations”.

                  The Supplier must confirm they adhere to the terms and
                  conditions provided.

    2.10.         Evaluation and Comparison of Quotations




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                 The Council does not bind itself to accept the lowest or any
                 Quote.

                 Subject to the above the Council will award the contract on the
                 basis of the most economically advantageous tender which will
                 be awarded to the supplier whose quotation has been
                 determined by the Council to demonstrate the best value (40%)
                 and means of delivery (60%).

                 The quotation with the lowest total price for the service will
                 automatically be awarded 40 marks. Thereafter each other
                 quotation is compared against the lowest priced tender in
                 accordance with the following formula:

                          [A ÷ B] × C = X

                 where:

                           A   =   the lowest submitted price of all quotations
                           B   =   price submitted by organisation
                           C   =   the maximum points available, ie 40
                           X   =   the adjusted score for Price

                 A worked example of this formula is provided below:

                 The following hypothetical prices are submitted by 3 providers:

                 Quotation 1 = £40,000, Quotation 2 = £45,000 & Quotation 3 =
                 £49,000,

                 Therefore:

                 Quotation 1 is awarded maximum points available, i.e. 40 points

                  Quotation 2 allotted points calculated by using tender 1 price
                 submission as a benchmark:

                 Quotation 2 Allotted Points = (Quotation 1 Price/ Quotation 2
                 Price) x Max. points available
                 = (£40,000/£45,000) x 40
                 = 35.56

                 Quotation 3 allotted points calculated in similar fashion to
                 Tender 2:

                 Quotation 3 Allotted Points = (Quotation 1 Price/ Quotation 3
                 Price) x Max. points available
                 = (£40,000/£49,000) x 40



PC100242 - D:\Docstoc\Working\pdf\c1331ae9-b340-4b3a-9d2c-f208c8f63039.doc         7
                 = 32.65

                 Utilising the lowest submitted price as a baseline ensures that
                 Quotations are not penalised for submitting a price which may
                 be marginally higher than the lowest submitted Quotation.

                  The means of delivery assessment (60%) is detailed in
                  APPENDIX A Specification Requirements




APPENDIX A – Specification of Requirements
See Separate document




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APPENDIX B – Pricing Matrix

                                                                             Costs (£)
           Activity                      Resource
                                                                     Staff     Other      Total




                                            Total:
Notes
1. The expenditure included should relate to activities specifically undertaken to achieve the
outcomes and targets detailed in the service specification.
2. Please round all expenditure to the nearest £.
3. A rough example of how to complete the pricing matrix is set out below. All expenditure
relating to achieving the outcomes should be recorded. Expenditure should be matched to
activities with a brief explanation of the resources used.

Activity                         Resource Used                   Costs (£)
                                                                 Staff       Other       Total
Project administration           Staff – 91.25 days              5,000       -           5,000

Three community food             Nutritionist – 6 days           600         500         1,100
programmes                       Venue hire / equipment
Training 10 sports coaches       Cost of training course         -           2,500       2,500
                                 and qualifications
                                 Total:                          5,600       3,000       8,600




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APPENDIX C – Reference sites


Organisation:

Address:

Contract Name:

Telephone No:

E-mail Address:

Approximate Value:


Organisation:

Address:

Contract Name:

Telephone No:

E-mail Address:

Approximate Value:


Organisation:

Address:

Contract Name:

Telephone No:

E-mail Address:

Approximate Value:




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APPENDIX D – Terms and Conditions
   DATED                                                                     20[        ]




                 ROYAL BOROUGH OF KENSINGTON & CHELSEA (1)

                                                   and

               [insert company/partnership or sole trader’s name1] (2)




                                   CONTRACT FOR SERVICES*




     *These terms may need to be amended depending on the type of services
      provided. They are intended for service contract with a value range from
                          £50,000 to £100,000/£150,000




ROYAL BOROUGH OF KENSINGTON & CHELSEA
                       TOWN HALL
                    HORNTON STREET
                         LONDON
                          W8 7NX



1 Contractor’s full legal title must be stated




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THIS AGREEMENT is made this [insert day] day of [insert month]2            20[year]

BETWEEN

(1)      THE ROYAL BOROUGH OF KENSINGTON AND CHELSEA of the Town Hall,
         Hornton Street, London, W8 7NX (the “Council”); and

(2)      [insert company, partnership or sole trader name] (company number: [insert
         here if applicable]) whose registered address [insert registered address if a
         company or partnership/sole trade address]3(the “Contractor”).

IT IS AGREED AS FOLLOWS:

1.       In this Contract unless the context shall otherwise require the following words and
         expressions shall have the following meanings:-

         “the Commencement Date”       means the […..] day of [month] [year]4;

         “Contract Year”               means a 12 month period.The first Contract Year is a
                                       period of 12 months from the Commencement Date;

         “the Contract Price”          means the contract price set out in the Schedule ;

         “Intellectual Property Rights ” means any means patents, trademarks, service
                                       marks, design rights, copyright, know-how, rights in
                                       databases, domain names and all other industrial or
                                       intellectual property rights (whether registered or not)
                                       and all applications to register any of the same.

         “Force Majeure”               means any event or occurrence which is outside the
                                       reasonable control of the Party concerned, and which
                                       is not attributable to any act or failure to take
                                       preventative action by the Party concerned, including

2 To complete
3 To enter contractor’s full details
4 To complete
Version 1 – August 2011
                                                  (but not limited to) governmental regulations, fire,
                                                  flood, or any disaster but does not include any
                                                  industrial action.

         “Party”                                  means a party to the Contract and “Parties” shall be
                                                  construed accordingly.

         “Good Industry Practice ”                means the degree of skill, care, prudence and
                                                  foresight      and      operating       practice      which      would
                                                  reasonably and ordinarily be expected from time to
                                                  time of a skilled and experienced operator (engaged
                                                  in the same type of undertaking as that of the
                                                  Contractor) or any sub-contractor (as the case may
                                                  be) under the same of similar circumstances




         “the Responsible Officers”               means the two people elected by and who work for
                                                  the respective parties who have been elected to
                                                  make decisions relating to this Contract; and

         “the Services”                           means the services defined in the Schedule .

2.       COMMENCEMENT AND DURATION

         2.1      This Contract shall start on the Commencement Date and shall continue until
                  the […] day of [month] [year]5 or until terminated in accordance with clause
                  7.

         2.2      Subject to satisfactory performance by the Contractor, the Council may wish
                  to extend the Contract for a further period of up to [                   ]6 year(s). The Council
                  may approach the Contractor if it wishes to do so at any time before Contract

5 To complete
6 Insert period. This should not be excessively long, the norm is 1 – 2 years. Please note that generally where the value
of the extension is greater than the Key Decision threshold a Key Decision will be required to extend the contract.
Version 1 – August 2011
                  expiry. The clauses in the Contract will apply throughout any such extended
                  period unless otherwise stated to the contrary.

         2.3      The Council may terminate this Contract at any time by [x] months’ written
                  notice following the end of the [x] Contract Year.

         2.4      [The Contractor acknowledges that the Council will not be obliged to
                  commission any particular volume of Services and reserves the right to place
                  contracts for those Services with other suppliers]7

3.       THE CONTRACTORS’ OBLIGATIONS

         3.1      The Contractor shall provide the Services in accordance with the Council’s
                  requirements as set out in the Schedule and the terms of this Contract.

         3.2      Unless otherwise stated in the Schedule the Contractor shall provide        all
                  necessary equipment, apparatus and facilities to undertake the Service and
                  shall:

                  3.2.1      ensure that any equipment, apparatus and materials are suitable for
                             the Services

                  3.2.2      make its own arrangements for insurance of any equipment,
                             apparatus and materials kept on Council premises.

         3.3      In providing the Services the Contractor shall ensure that it is complying with
                  all applicable law and with Good Industry Practice

         3.4      The Contractor shall provide monthly invoices in respect of Services
                  undertaken under this Contract.

         3.5      The Contractor shall provide quarterly reports in accordance with the details
                  set out in the Schedule .



7 delete if not applicable
Version 1 – August 2011
     3.6   The Contractor acknowledges that the total consideration paid to it by the
           Council under this Contract shall not exceed the Contract Price. The fact that
           a provision does not state that the Contractor must perform the obligations at
           no additional charge shall not be taken as implying that the Contractor may
           charge for complying with the obligation.

     3.7   The Contractor shall take appropriate steps to ensure that neither the
           Contractor nor any employee, servant, agent, supplier or sub-contractor is
           placed in a position where there is or may be an actual conflict, or a potential
           conflict, between the pecuniary or personal interests of the Contractor or such
           persons and the duties owed to the Council under the provisions of the
           Contract. The Contractor will disclose to the Council full particulars of any
           such conflict of interest which may arise.

     3.8   The Contractor shall take all reasonable steps, in accordance with Good
           Industry Practice, to prevent any fraudulent, dishonest or corrupt activity by its
           staff, the Contractor (including its shareholders, members, directors) and/or
           any of the Contractor’s suppliers, in connection with the receipt of monies
           from the Council. The Contractor shall notify the Council immediately if it has
           reason to suspect that any fraud, dishonesty or corrupt practice has occurred
           or is occurring or is likely to occur. The Council reserves the right to terminate
           the contract where fraud, dishonesty or corrupt practice has been identified.

     3.9   The Contractor shall assist the Council by providing any relevant information
           and reasonable assistance in connection with any legal proceedings in which
           the Council has an interest relating to this Contract.

4.   THE COUNCIL’S OBLIGATIONS

     4.1   In consideration of the Services provided by the Contractor under this
           Contract:




Version 1 – August 2011
                   4.1.1         the Council shall upon the receipt of a monthly invoice and in
                                 accordance with clause 4.1.2 make the monthly payment to the
                                 Contractor, subject to the Contractor having complied with their
                                 obligations under the Contract; and

                   4.1.2         upon receipt of the monthly invoices the Council shall make the
                                monthly payment under clause 4.1.1 within 30 days.

5.       THE RESPONSIBLE OFFICERS

         5.1       The Contractor shall notify the other in writing the name of its Responsible
                   Officer within 14 days of the date of the start of the Contract.

         5.2       The Council’s Responsible Officer is [insert name and position here]8.

6.       REVIEW MEETINGS

         6.1       The Responsible Officers shall be responsible for organising meetings to take
                   place on an agreed basis, at which they shall review the provision of the
                   Services and at which other representatives of the Council and the Contractor
                   may attend when the matters to be discussed warrant their attendance.




7.       TERMINATION

         Change of control, insolvency and default

         7.1       The Council may terminate the Contract by notice in writing with immediate
                   effect where:



8 Please insert full details.
Version 1 – August 2011
          (a)   the Contractor undergoes a change of control, within the meaning of
                section 416 of the Income and Corporation Taxes Act 1988, which
                impacts adversely and materially on the performance of the Contract;
                or

          (b)   the Contractor is an individual or a firm and a petition is presented for
                the Contractor’s bankruptcy, or a criminal bankruptcy order is made
                against the Contractor or any partner in the firm, or the Contractor or
                any partner in the firm makes any composition or arrangement with or
                for the benefit of creditors, or makes any conveyance or assignment
                for the benefit of creditors, or if an administrator is appointed to
                manage the Contractor’s or firm’s affairs; or

          (c)   the Contractor is a company, if the company passes a resolution for
                winding up or dissolution (otherwise than for the purposes of and
                followed by an amalgamation or reconstruction) or an application is
                made for, or any meeting of its directors or members resolves to make
                an application for an administration order in relation to it or any party
                gives or files notice of intention to appoint an administrator of it or such
                an administrator is appointed, or the court makes a winding-up order,
                or the company makes a composition or arrangement with its creditors,
                or an administrative receiver, receiver, manager or supervisor is
                appointed by a creditor or by the court, or possession is taken of any of
                its property under the terms of a fixed or floating charge; or

          (d)   where the Contractor is unable to pay its debts within the meaning of
                section 123 of the Insolvency Act 1986; or

          (e) any similar event occurs under the law of any other jurisdiction.

          (f) There is a material or substantial breach of Contract by the Contractor




Version 1 – August 2011
      7.2   The Council may only exercise its right under clause 7.1(a) within 3 months
            after a change of control occurs and shall not be permitted to do so where it
            has agreed in advance to the particular change of control that occurs. The
            Contractor shall notify the Responsible Officer immediately when any change
            of control occurs.

      7.3   If the Contractor, being an individual, shall die or be adjudged incapable of
            managing his or her affairs within the meaning of Part VII of the Mental Health
            Act 1983, the Council shall be entitled to terminate the Contract by notice to
            the Contractor or the Contractor’s Responsible Officer with immediate effect.




7A.   FORCE MAJEURE

      7A.1 Neither Party shall be liable to the other Party for any delay in or failure to
            perform its obligations under the Contract (other than a payment of money) if
            such delay or failure results from a Force Majeure event. Notwithstanding the
            foregoing, each Party shall use all reasonable endeavours to continue to
            perform its obligations hereunder for the duration of such Force Majeure
            event. However, if any such event prevents either Party from performing all
            of its obligations under the Contract for a period in excess of 6 Months, either
            Party may terminate the Contract by notice in writing with immediate effect.

7B.   DISPUTES

      7B.1 The Council and the Contractor shall attempt in good faith to negotiate a
            settlement to any dispute between them arising out of or in connection with
            the Contract within [10] Working Days of either Party notifying the other of the
            dispute such efforts shall involve the escalation of the dispute to the Director
            level (or equivalent) of each Party.




Version 1 – August 2011
8.   LIABILITY AND INDEMNITY

     8.1   The Contractor shall accept full responsibility for and indemnify on demand
           the Council, its staff, its agents and its other contractors against all liability for:

           death and personal injury

           loss or damage to property (including property belonging to the Council for
           which it is responsible)

           which may arise out of or in consequence of the performance or non
           performance by the Contractor of its obligations under the Contract or the
           presence on the Council’s property of the Contractor, a sub-contractor or any
           of their employees or agents.

     8.2   Where liabilities arise to the Council through the Contractors and or its sub-
           contractors’ negligence and the Contractor and/or its sub-contractors and its
           or their staff have merely contributed by their negligence to such a claim, the
           Council will only rely on this indemnity to the extent of the Contractor’s or its
           sub-contractors’ contributory negligence.

     8.3   All other liability for all breaches or non-performance of this Contract by the
           Contractor whether in contract, tort or otherwise shall be limited to x percent
           (x) of the Contract Price payable by the Council during the twelve (12) months
           in which the breach occurs.

     8.4   The aggregate liability of the Council for liability arising from fraud or death or
           injury to persons to the extent to which it arises as a result of its negligence,
           there will be no limit

     8.5   All other liability for all breaches or non-performance of this Contract by the
           Council whether in contract, tort or otherwise shall be limited to in aggregate
           for each Contract Year to £______________, except that this limitation shall
           not apply to payment by the Council of the Contract Price

Version 1 – August 2011
      8.6   The Council shall in no circumstances be liable to the Contractor under this
            Contract for any indirect or consequential loss, loss of goodwill; or loss of
            income arising from provision of the Services.




9.    Defaults

      9.1   If the Contractor fails to perform the Services in accordance with its
            obligations under the Contract, the Responsible Officer shall have power
            acting reasonably and without diminishing the rights of the Council:

            to require the Contractor to repeat the Services not performed in accordance
            with the Contract at no cost to the Council; or

            to withhold payment for those Services not performed in accordance with the
            Contract

            to withhold payment and make arrangements for the Council to provide and
            perform by its own or by the staff of another contractor the work and deduct
            the extra cost incurred by the Council in so doing from any payment due to
            the Contractor

10.   INSURANCE

      10.1 The Contractor shall maintain and ensure that its sub-contractors maintain
            with a reputable insurance company previously notified in writing to the
            Council the following minimum insurance arrangements:

            Employer’s Liability - £10m (to comply with statutory requirements)

            Public Liability - £5m (in respect of any one act or occurrence or series of acts
            or occurrences in any one year)




Version 1 – August 2011
                  Professional Indemnity at least £_____________ in respect of cover in
                  respect of any one period of insurance.

                  Upon request by the Council the Contractor produce a copy of the policies
                  affecting the insurance referred to in this clause 9.1                                   together with
                  documentary evidence that such insurances are properly maintained. The
                  insurances shall contain an indemnity to principal clause to the satisfaction of
                  the Councils insurance officer.

         10.2 For Professional Indemnity cover such insurance shall be maintained for a
                  minimum of 6 or 129 years following the expiration or earlier termination of the
                  Contract.

9A.      INTELLECTUAL PROPERTY

         9A.1 Where applicable all Intellectual Property Rights in any specifications,
                  instructions, plans, data, drawings, databases, patents, patterns, models,
                  designs or other material:

                  (a)      furnished to or made available to the Contractor by the Council shall
                           remain the property of the Council;

                  (b)      prepared by or for the Contractor for use, or intended use, in relation to
                           the performance of the Contract shall belong to the Council and the
                           Contractor shall not, and shall procure that the Contractor’s
                           employees, servants, agents, suppliers and sub-contractors shall not,
                           (except when necessary for the implementation of the Contract)
                           without prior approval, use or disclose any such Intellectual Property
                           Rights, or any other information (whether or not relevant to the
                           Contract) which the Contractor may obtain in performing the Contract
                           except information which is in the public domain.


9 Please note that if the agreement is to be signed as a contract, the statutory limitation period for bringing an action for
breach of contract is 6 years from the date on which the cause of action accrued. If the agreement is signed as a deed
however, the statutory limitation period is extended to 12 years after that date.
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11.   DISCRIMINATION

      11.1 The Contractor shall do all such things as from time to time may be
            reasonably required by the Council from time to time to facilitate compliance
            by the Council with:

            section 71 of the Race Relations Act 1976 and the Race Relations
            (Amendment) Act 2000

            sub-section 49A and any specific duties imposed on the Council under sub-
            section C of the Disability Discrimination Act 1995 and the Disability
            Discrimination Act 2005

            sub-section 76A-E Sex Discrimination Act 1976 and section 52 of the Equality
            Act 2006.

      11.2 The Contractor shall take all reasonable steps to secure the observance of
            clause 10.1 by all servants, employees or agents of the Contractor and all
            suppliers and sub-contractors employed in the execution of the Contract.

      11.3 The Contractor shall provide such information as the Council may reasonably
            request for the purpose of assessing the Contractors’ compliance with this
            clause 10.

12.   HEALTH AND SAFETY

      12.1 The Contractor shall at all times comply with the requirements of the Health
            and Safety at Work (Etc) Act 1974 and any other Acts, Regulations, Orders or
            Rules of Law pertaining to health and safety.

13.   ASSIGNMENT

      13.1 The Contractor shall not assign or sub-contract the whole or any part of this
            Contract without the prior written consent of the Council.


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14.   GRATUITIES

      14.1 The Contractor shall not, and shall ensure that its employees, subcontractors
            and other agents shall not, solicit or accept any gratuity or other reward,
            collection or charge in respect of any aspect of performance under this
            Contract.

15.   INTERPRETATION OF THE CONTRACT AND THE SCHEDULE

      15.1 The Schedule shall be read as an integral part of the Contract, but if there is
            any conflict between it and the body of the Contract, the terms in the body of
            the Contract shall take precedence.

      15.2 References to any statute ,order, regulation or other similar instrument shall
            be construed as a reference to such statute , order, regulation or instrument
            as amended or re-enacted by any subsequent statute , order regulation or
            instrument.

16.   AMENDMENTS TO THIS CONTRACT

      16.1 Any variation to this Contract or the Services provided shall only be effective
            if the Council and the Contractor have agreed to it in writing.

      16.2 If the Council requires a change in the Service the Contractor shall provide a
            change in costs estimate and shall use reasonable endeavours to minimise
            any increase in costs and maximise any reductions in costs.

17.   NOTICES

      17.1 Any notices to be served by the parties upon each other shall be delivered by
            hand, or sent by pre-paid recorded delivery, or fax to the addresses or fax
            numbers set out below.




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         17.2 A notice posted by first class pre-paid post shall be deemed to have been
                  served at 10am on the second working day after the date of posting unless
                  proved otherwise.

         17.3 A notice sent by fax shall be deemed to have been served:

                  17.3.1 Two hours after being sent, if sent on a working day before 3pm; or

                  17.3.2 In any other case, at 10am on the working day after the date of
                             despatch.

         17.4 Notices to be served upon the Council shall be addressed to [insert name,
                  position and Council address] or by fax to the number: [number]10

         17.5 Any notice to be served on the Contractor shall be addressed to [insert
                  name, position and Contract address] or by fax to the number: [number]11

18.      ENVIRONMENTAL PROTECTION

         18.1 The Contractor shall in providing the Services observe good environmental
                  practice and shall comply with the Council’s environmental policy, any
                  relevant statutes, codes of practice and industry guidance and any
                  amendments or modifications thereof.

         18.2 The Contractor shall ensure in its performance of the Services that where
                  ever possible           it uses working methods,   equipment, materials and
                  consumables which minimise environmental damage.

19.      ACCESS TO RECORDS

         19.1 The Contractor shall keep and maintain until 6 or 12 years12 after this
                  Contract has expired full and accurate records of the Contract and provide
                  access at all reasonable times to the auditors or other duly authorised staff or

10 Insert details of Council’s contact officer.
11 Insert details of Contractor’s contact officer
12 See footnote 8
Version 1 – August 2011
            agents of the Council to inspect its accounts, financial systems and other
            such documents as the Council considers necessary in connection with this
            Contract.

20.   DATA PROTECTION

      20.1 The parties shall ensure that they at all times comply with the provisions and
            obligations imposed by the Data Protection Act 1988 and the Data Protection
            Principles together with any other subsequent re-enactment or amendment
            thereof in storing and processing personal data, and all personal data
            acquired by either party from the other shall be returned to the disclosing
            party upon request. Both parties hereby acknowledge that performance of a
            duty imposed by the Data Protection Act shall not constitute a breach of any
            obligation in respect of confidentiality, which may be owed to the other party.

21.   THIRD PARTY RIGHTS

      21.1 Save as expressly provided in this Contract it is not intended that any party
            who is not a party to this Contract shall have the right to enforce any of the
            obligations rights or provisions contained in this Contract and any rights under
            the Contracts (Rights of Third Parties) Act 1999 are hereby expressly
            excluded.

22.   FREEDOM OF INFORMATION

      22.1 The parties confirm that disclosures required by the Freedom of Information
            Act 2000 and the Environmental Information Regulations 2004 (the Acts),
            shall be classed as a disclosure required by law and that any obligations of
            confidentiality or commercial sensitivity do not apply.

      22.2 The Contractor shall co-operate and assist the Council with disclosures under
            the Acts as if it were under identical duties and the Council shall have the
            right to determine the manner, timing and terms under which such disclosure
            shall be made, save that nothing in this clause shall impose an obligation on
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               either party to disclose information which it would be precluded from providing
               under the said Acts.

21A. PUBLICITY, MEDIA AND OFFICIAL ENQUIRIES

        21A.1 Without prejudice to the Council’s obligations under the clause 21, neither
               Party shall make any press announcements or publicise the Contract or any
               part thereof in any way, except with the written consent of the other Party.

23.     ENTIRE AGREEMENT

        23.1 The Contract constitutes the entire agreement between the Parties relating to
               the subject matter of the Contract.       The Contract supersedes all prior
               negotiations, representations and undertakings, whether written or oral,
               except that this clause shall not exclude liability in respect of any fraudulent
               misrepresentation.

24.     SCOPE OF AGREEMENT

       23.1 Nothing in the Contract shall be construed as creating a partnership, a contract
            of employment or a relationship of principal and agent between the Council and
            the Contractor.

25. [TUPE]

      [check and add clause if required]

26. COUNCIL PREMISES [check and add this clause if required otherwise delete]

        Any land or premises (including temporary buildings) to which the Contractor is
        given access by the Council in connection with this Contract shall be used by the
        Contractor solely for the purpose of performing this Contract. The Contractor shall
        have the use of such land or premises as licensee and shall vacate the same upon
        the termination or expiration of this Contract or at such earlier date as the Council
        may determine.

Version 1 – August 2011
     Unless otherwise stated in the Schedule       the Council shall be responsible for
     maintaining the security of its own land or premises in accordance with its standard
     security requirements. The Contractor shall comply with all reasonable security
     requirements of the Council or other landlord while on performing the contract on
     others’ premises, and shall procure that all of its employees, agents and sub-
     Contractors shall likewise comply with such requirements. The Council shall provide
     the Contractor upon request, copies of its written security procedures and shall
     afford the Contractor upon request with an opportunity to inspect its physical
     security arrangements.

     The Contractor's representatives, engaged within the boundaries of any of the
     Council's land or premises, shall comply with such rules, regulations and
     requirements as may be in force from time to time for the conduct of personnel when
     on or outside such land or premises.

     The Council reserves the right under this Contract to refuse to admit to any land or
     premises occupied by or on behalf of the Council any person employed or engaged
     by the Contractor, or by a sub-Contractor, whose admission would be, in the opinion
     of the Authorised Officer, undesirable.



     Where the Contractor is required to provide the Services outside working hours or in
     premises which are not occupied by anyone other than the Contractor or where for
     any reason the Contractor is required to hold keys for any premises the Contractor
     shall be responsible for the security of the premises and shall without limitation to
     the generality of this clause 17.6 ensure that premises are correctly locked, alarms
     correctly set CCTV cameras or the like where installed are functioning and that all
     other security devices are activated prior to vacating the premises each day.

     Where the Contractor holds access keys to any of the Council’s premises it shall
     ensure that such keys are safely stored when not in use and are only issued to


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         those of its employees who are responsible and who need access to such keys and
         whose names and addresses have been supplied to the Authorised Officer.

         In the event that any access keys which the Contractor holds are lost or stolen the
         Contractor shall immediately inform the Council of such loss or theft and shall fully
         and completely indemnify the Council against any and all liabilities, costs and
         expenses incurred by the Council a result of such loss or theft. [ If using this clause
         the limitation of liability and indemnity clause will also need amending]




27. GOVERNING LAW

         This Contract shall be governed by and construed in accordance with English Law
         and the parties hereby submit to the exclusive jurisdiction of the English Courts.

28 ADDITIONAL CLAUSES.

Add additional clauses if required e.g staffing and CRB checks, data assurance, business
continuity from service contract ( long form)

IN WITNESS of which the Parties have executed this Contract as a Deed or Contract13
on the date set out at the beginning of this Contract.

C.

Signed:                    ………………………………………………………….

Name:                      ………………………………………………………….

D.       Position held:             ………………………………………………………….




13 The Council usually signs an agreement “as a deed” on the basis that the statutory limitation period for bringing an
action for breach of contract is extended. If an agreement is executed as a deed, the limitation period is extended from 6
years from the date on which the cause of action accrued (being the limitation period for contracts), until 12 years after
that date.
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Duly authorised on behalf of the Royal Borough of
E.       Kensington and Chelsea



DIRECTOR                   ………………………………………………………

Print Name                 ……………………………………………………..

F.       DIRECTOR/SECRETARY………………………………………………….

Print Name                 ……………………………………………………..

Duly Authorised on behalf of [insert company name]14

OR

DEEDS - THE COUNCIL’S SEAL

THE COMMON SEAL OF THE MAYOR                          )
AND BURGESSES OF THE ROYAL                            )
BOROUGH OF KENSINGTON AND                             )
CHELSEA was hereunto affixed                          )
in the presence of:-                                  )


DEEDS - COMPANIES USING A SEAL

THE COMMON SEAL OF [COMPANY NAME]
was hereunto affixed to this Deed and delivered
in the presence of:


DIRECTOR                                    ………………………………………………..


DIRECTOR/SECRETARY                          ……………………………………………….




14 If signing as a contract i.e. value is below £100,000 then this mode of signing the agreement must be used.
Version 1 – August 2011
DEEDS - LIMITED COMPANY [NO COMMON SEAL]

Signed as a DEED by
(Name of Company)………………………………………………………….


Registered Office……………………………………………………………..


Acting by a Director and its
Secretary or two Directors:


Director …………………………………………………………….. (signature)


Director/Secretary …………………………………………………. (signature)15




15 If over £100,000 the contract must be sealed as a Deed and therefore
should be done in accordance with these clauses, some companies do not
have seals but can sign the agreements as deeds and is indicated above. If
dealing with partnerships of individuals then there are replacement clauses
that can be found on the Intranet, please click on the link below.
http://teamareas/corporateservices/legal/Contracts/Model%20Execution%20and%20Attestation%20Clauses.doc

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SCHEDULE



The Specification




The Contract Price




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