Portfolio Advisory Services
Automatic Investments allows you to regularly move and/or invest money from your Fidelity Account® or bank account
to your Portfolio Advisory Services account. Inherited IRA registrations are not eligible for this service.
You can use this form to sign up for Automatic Investments on your Portfolio Advisory Services account. Allow at least
ten (10) business days for these services to become active after we receive this form. While Fidelity does not charge a fee for
these services, your bank may.
Once you have made the minimum investment for your account, Automatic Investments lets you choose monthly,
quarterly, or custom dates for automatic additional investments into your eligible Portfolio Advisory Services account(s).
Additional investments must be for a minimum of $250. Deposits to your account are placed in the core fund, and then
used to purchase mutual funds according to the recommended model or target portfolio. Please refer to the Portfolio
Advisory Services Client Agreement for details on account minimums and purchases made within your account.
Send the completed form to: Fidelity Investments, P.O. Box 5000, Cincinnati, OH 45273-8302.
If you have any questions, call us anytime at 800-544-3455 or visit us at Fidelity.com.
1 CUSTOMER INFORMATION
Name of Owner (or Trust/Business/Minor)
Co-Owner (or Trustee/Authorized Person/Custodian)
Portfolio Advisory Services Account Number
2 AUTOMATIC INVESTMENTS SCHEDULE
Are these instructions replacing existing Automatic Investments instructions on your account? Yes No
I would like to invest:* $ .
This investment should begin on the following date / / .
I would like my regular investments to expire on the following date: / / .
Please note: If the date you select falls on a weekend or holiday, the deposit will be made on the next business day.
The frequency will be (check one):
Monthly OR Quarterly OR Custom (select at least 2 months below):
Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec
If a start date or investment amount is not provided, the installment will begin on the first day of the frequency indicated
above, and the investment amount will be the minimum.
*Minimum investment is $250 for Portfolio Advisory Services accounts.
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3 AUTOMATIC INVESTMENTS SOURCE
Please check only one box. Note: If transferring funds that are more than $100,000, signatures of all account owners are
required and must be signature guaranteed.
A. To transfer funds only from your Fidelity Account, please check the appropriate box below.
If the account registrations and/or account owners do not match, then signatures of all account owners are required.
Transfer funds from my existing Fidelity Brokerage Account (direct funds from my core account)
Fidelity Brokerage Account Number:
Contributions will come from this mutual fund only Account Number:
For Mutual Fund accounts: Indicate the money market funds you want to be sold to fund the Portfolio Advisory
Percentages must total 100%
Mutual Fund Name Fund Code Percentage
B. To transfer funds from a bank account via electronic funds transfer (EFT), please choose one of the following:
Use my existing bank instructions on file.
Use the following bank instructions: For the Automatic Investments feature to be established, at least one common
name must match exactly between your Fidelity and bank accounts, and a voided check or deposit slip containing
the bank ABA or ACH information is required with this form. If a voided check or deposit slip is not provided,
then the bank information below must be provided and signatures of all account owners are required and must
be Signature Guaranteed.
Sixty-One Maple St.
Anytown, MA 00000
PAY TO THE Name of your Bank
check ORDER OF $
here. First National Bank
One Main Street, Anytown, MA 00000
910002010 509779195 701
Bank ABA Routing No. Bank Account Number Bank ABA Number
Name(s) as they appear on your Bank Account Bank Branch Phone Number
Please read “Important Information about Your Use of Electronic Funds Transfer (EFT)” in Section 4 of this application.
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4 IMPORTANT INFORMATION ABOUT YOUR USE OF ELECTRONIC FUNDS TRANSFER (EFT)
I understand Fidelity Brokerage Services LLC (“Fidelity”) will disclose information to third parties about my account or the
transfers I make:
(i) Where it is necessary for completing transfers, or
(ii) In order to verify the existence and condition of my account for a third party, such as a credit bureau, or merchant, or
(iii) In order to comply with a government agency or court order, or
(iv) If I give Fidelity my written permission, or
(v) For other purposes in accordance with Fidelity’s privacy statement.
I authorize Fidelity to accept and act upon any directions for redemptions of shares held in my eligible Fidelity account and/or
Fidelity Mutual Fund account for payment to be made to the account I designated in my EFT authorization. I understand and
agree that Fidelity will not be liable for any loss arising out of any telephone, Internet, or other electronic request for redemp-
tion so long as Fidelity transmits proceeds to the bank account I designate through my EFT authorization.
There is no fee to use the EFT service, although my financial institution may charge transaction fees.
Brokerage Account Limitations on Transfers:
The minimum EFT transaction is $10 for redemptions and deposits; the maximum is $100,000 for redemptions and deposits.
The minimum Immediate Funding transaction is $10 for redemptions and deposits; the maximum is $25,000 for redemptions
and deposits. The EFT or Immediate Funding maximum transfer amount for redemptions and deposits over any 7-day period
Mutual Fund Account Limitations on Transfers:
The minimum EFT transaction is $10 for redemptions and $250 (or the fund minimum) for deposits. The maximum is
$250,000 for deposits and $100,000 per fund for redemptions.
Limitations for Electronic Funds Transfer Established Electronically:
If I establish EFT electronically, I may be able to immediately transfer funds from my bank account to my Fidelity account
or Fidelity Mutual Fund account. All EFT transactions processed during the first seven (7) business days after I establish the
EFT will be limited to a maximum transaction amount of $25,000 per day for customers with an existing relationship. For
new customers, the maximum transaction amount is $15,000 per day. On the eighth business day following my establishment
of the EFT service, the maximum transaction amount will increase to $100,000 per day for a Fidelity account and $250,000
per day for a Fidelity Mutual Fund account. Transfers from my Fidelity account or Fidelity Mutual Fund account to my bank
account will not be allowed until the eighth business day.
Brokerage Account Minimum Balances:
There is no minimum account balance to process an EFT transaction; however, my core account must have adequate funds to
cover the redemption of funds.
Mutual Fund Account Minimum Balances:
There is no minimum account balance to process an EFT transaction; however, I must have an adequate balance in my mutual
fund position to cover the redemption.
For purposes of these disclosures, Fidelity’s business days are Monday through Friday. Bank and New York Stock Exchange
holidays are not included.
Documentation Periodic Statement:
I will receive a monthly account statement from Fidelity, unless there are no transactions in a particular month. In any case, I
will receive a statement quarterly.
If I have arranged to have direct deposits made to my Fidelity account or Fidelity Mutual Fund account, at least once
every sixty (60) days from the same person or company, I can call Fidelity at 800-544-6666 to find out whether or not the
deposit has been made.
Special Disclosures for Transfers:
My use of the EFT service for transfer of funds electronically, other than those for which the primary purpose is the
purchase or sale of securities (“Covered Transfers”), is covered under the Electronic Funds Transfer Act and the Federal
Reserve Board’s Regulation E and related laws and regulations. The following disclosures apply to Covered Transfers:
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4 IMPORTANT INFORMATION ABOUT YOUR USE OF ELECTRONIC FUNDS TRANSFER (EFT)
( CONTINUED )
• Unauthorized Transfers: I will tell Fidelity promptly if I believe my PIN has been lost or stolen or may have been used
without my permission. Telephoning Fidelity at the number listed below is the best way of keeping my possible losses
down. If I believe my PIN has been lost or stolen, and I tell Fidelity within two (2) business days after I learn of the loss
or theft, I can lose no more than $50 for Covered Transfers if someone used my PIN without my permission. If I do NOT
tell Fidelity within two (2) business days after I learn of the loss or theft of my PIN, and Fidelity can prove Fidelity could
have prevented any unauthorized use if I had told Fidelity, I could lose as much as $500. Also, if my statement shows
Covered Transfers that I did not make, I will tell Fidelity promptly. If I do not tell Fidelity within sixty (60) days after
the first statement was mailed to me, I may not get back any money I lost after sixty (60) days if Fidelity can prove that
Fidelity could have stopped someone from taking the money if I had told Fidelity in time. In extenuating circumstances
Fidelity may extend such time periods. Additional protection may be available from Fidelity for specific accounts under
• Stop Payment Procedures: If I have told Fidelity in advance to make regular Covered Transfers out of my Fidelity
account, I can stop any of these payments. Here’s how: I can call or write to Fidelity using the contact information listed
below. My notice must be made in time for Fidelity to receive my request a least three (3) business days or more before the
payment is scheduled to be made. If I call, Fidelity may, as an additional measure, require me to put my request in writing
and get it to Fidelity within fourteen (14) days after I call. Unless otherwise provided, I may not stop payment of electronic
funds transfers; therefore, I should not employ electronic access for purchases or services unless I am satisfied that I will
not need to stop payment.
• Fidelity’s Liability for Failure to Make Covered Transfers: If Fidelity does not complete a Covered Transfer to or from
my Fidelity account on time or in the correct amount according to Fidelity’s agreement with me, Fidelity may be liable for
my losses or damages. However, there are some exceptions. Fidelity will not be liable, for instance:
• If, through no fault of Fidelity’s, I do not have enough money in my Fidelity account to make the Covered Transfer.
• If the money in my Fidelity account is subject to legal process or other claim restricting such transfer.
• If the transfer would exceed my margin availability, if any.
• If the bank account information I provided to Fidelity when I established the Electronic Funds Transfer service was
incorrect or has subsequently become incorrect.
• If circumstances beyond Fidelity’s control (such as fire or flood) prevent the transaction, despite reasonable precautions
taken by Fidelity.
• If there was a technical malfunction which was known to me at the time I attempted to initiate a Covered Transfer or, in
the case of a Covered Preauthorized Transfer, at the time the transfer should have occurred.
• There may be other exceptions stated in Fidelity’s agreement with me.
• Error Resolution: In the case of errors or questions about my Covered Transfers, I will call or write Fidelity using the
contact information listed below, promptly. I will call or write Fidelity if I think my statement is wrong or if I need more
information about a Covered Transfer on the statement. Fidelity must hear from me no later than sixty (60) days after
Fidelity sent the FIRST statement on which the problem or error appeared. I will:
• Tell Fidelity my name and account number.
• Describe the error or the Covered Transfer that I am unsure about, and explain as clearly as I can why I believe it is an
error or why I need more information.
• Tell Fidelity the dollar amount of the suspected error.
If I notify Fidelity orally, Fidelity may require that I send my complaint or question in writing within ten (10) business days.
Fidelity will tell me the results of its investigation within ten (10) business days after Fidelity hears from me and will correct
any error promptly. If Fidelity needs more time, however, it may take up to forty-five (45) days to investigate my complaint
or question. If Fidelity decides to do this, it will credit my account within ten (10) business days for the amount that I think
is in error, so that I will have the use of the money during the time it takes Fidelity to complete its investigation. If Fidelity
asks me to put my request or question in writing and it does not receive it within ten (10) business days, Fidelity may not
credit my account. If Fidelity decides that there was no error, Fidelity will send me a written explanation within three (3)
business days after Fidelity finishes the investigation. I may ask for copies of the documents that Fidelity used in
Fidelity Investments, P.O. Box 5000, Cincinnati, OH 45273-8302
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I hereby authorize Fidelity, upon either receiving instructions from me, or in accordance with the instructions provided in
the subsection of this form entitled “Automatic Investments Schedule,” to make payments of amounts representing redemp-
tions by me or distributions payable to me, or to secure payments of amounts to be invested by me, by initiating credit or
debit entries to the account indicated in Section 1. I authorize and request the bank indicated in Section 3 to accept such
entries from Fidelity, and to credit or debit, as indicated, my account at that bank in accordance with these entries. I here-
by ratify any telephone instructions given pursuant to this authorization and agree that neither the fund, Fidelity Service
Company Inc., nor Fidelity Brokerage Services LLC will be liable for any loss, liability, cost, or expense for acting upon
If this is a Fidelity PAS IRA, I hereby authorize and request the custodian(s), Fidelity Management Trust Company, and its
agents, affiliates employees, or successor custodians (“Fidelity”) to make contributions to the Fidelity PAS IRA listed above
upon my instructions by initiating debit entries from the bank or my Fidelity nonretirement account indicated above.
I acknowledge that this authorization may only be revoked by providing written notice or revocation to Fidelity, in such time
and manner as to afford Fidelity and the bank a reasonable opportunity to act upon it.
For Trust Accounts:
By signing as a trustee, I certify that I have the power and authority under the trust agreement and applicable law to enter into
all transactions, including purchases, sales, and exchanges and redemptions of mutual funds, and deliver any documents nec-
essary to open and maintain accounts on behalf of the trust.
For Business Accounts:
To be completed by an individual other than that signing in Section 5, unless you are the sole officer of the organization/business.
I , the of the organization listed in
Section 1, certify that the individual signing in Section 5 is authorized by the organization’s governing body and applicable
laws to enter into all transactions, including purchases, sales, and exchanges and redemptions of mutual funds, on behalf of
If the authorized individual is the only person authorized to act on behalf of the registered owner, and is the sole officer of the
registered owner, certification is hereby made that the authorized individual is the sole officer.
All account owners or trustees must sign this form.
NAME OF PRIMARY DATE NAME OF SECONDARY DATE
ACCOUNT OWNER MM/DD/YYYY) ACCOUNT OWNER (MM/DD/YYYY)
SIGNATURE GUARANTEE STAMP SIGNATURE GUARANTEE STAMP
NAME OF SECONDARY DATE
ACCOUNT OWNER (MM/DD/YYYY)
SIGNATURE GUARANTEE STAMP
A signature guarantee is designed to protect you and Fidelity from fraud. You should be able to obtain a signature guarantee
from a bank, broker, broker/dealer, credit union (if authorized under state law), securities exchange or association, clearing
agency, or savings association. A notary public cannot provide a signature guarantee, and a notarization cannot be accepted in
lieu of a signature guarantee.
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Fidelity Portfolio Advisory Service® is a service of Strategic Advisers, Inc., a registered investment adviser and a Fidelity Investments company. Fidelity
Private Portfolio Service® may be offered through the following Fidelity Investments companies: Strategic Advisers, Inc., Fidelity Personal Trust Company,
FSB (“FPT”), a federal savings bank, or Fidelity Management Trust Company (“FMTC”). Non-deposit investment products and trust services offered through
FPT and FMTC and their affiliates are not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency, are not
obligations of any bank, and are subject to risk, including possible loss of principal. These services provide discretionary money management for a fee.
Brokerage services provided by Fidelity Brokerage Services LLC, a Fidelity Investments company and a Member of NYSE and SIPC. Custody and other
services provided by National Financial Services LLC, a Fidelity Investments company and a Member of NYSE and SIPC.
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