Docstoc

Investment Advisers (PDF download)

Document Sample
Investment Advisers (PDF download) Powered By Docstoc
					Pennsylvania Registered Investment Advisers as of 02/01/2012
For complete information visit the SEC website at http://www.adviserinfo.sec.gov

CRD Number         Investment Adviser:                           Status:
155653             2ADAPT INVESTMENT ADVISORY, LLC               Registered    02/09/2011
                   2ADAPT INVESTMENT ADVISORY, LLC
                   103 FARMSTEAD CIRCLE


                   LEBANON               PA   17042


CRD Number         Investment Adviser:                           Status:
149058             4TH RIVER FINANCIAL GROUP, INC.               Registered    02/27/2009
                   4TH RIVER FINANCIAL GROUP, INC.
                   223 W. VANDERBILT DR.


                   MARS                  PA   16046


CRD Number         Investment Adviser:                           Status:
123682             A.H. WILLIAMS & COMPANY, L.P.                 Registered    11/10/2003
                   A.H. WILLIAMS & COMPANY, L.P.
                   1650 MARKET ST
                   53RD FL
                   PHILADELPHIA          PA   19103


CRD Number         Investment Adviser:                           Status:
130765             ABRUZERE WEALTH MANAGEMENT, LLC               Registered    07/23/2004
                   ABRUZERE WEALTH MANAGEMENT, LLC
                   4146 WALTER ROAD


                   BETHLEHEM             PA   18020


CRD Number         Investment Adviser:                           Status:
158588             ACADEMY WEALTH ADVISERS, LLC                  Registered    09/07/2011
                   ACADEMY WEALTH ADVISERS, LLC
                   15 COLTS NECK DRIVE


                   NEWTOWN               PA   18940


CRD Number         Investment Adviser:                           Status:
146735             ACCESS POINT, LLC                             Registered    04/30/2008
                   ACCESS POINT, LLC
                   1717 ARCH STREET
                   36TH FLOOR
                   PHILADELPHIA          PA   19103-2768
CRD Number   Investment Adviser:                     Status:
145136       ACE WEALTH MANAGEMENT, LLC              Registered   11/02/2007
             ACE WEALTH MANAGEMENT, LLC
             1001 NORTH BAILEY ROAD


             COATESVILLE           PA   19320


CRD Number   Investment Adviser:                     Status:
117495       ADDIS & HILL, INCORPORATED              Registered   05/19/2000
             ADDIS & HILL, INCORPORATED
             20 LOUELLA COURT


             WAYNE                 PA   19087


CRD Number   Investment Adviser:                     Status:
116059       ADVANTAGE INVESTING, INC.               Registered   06/09/2004
             ADVANTAGE INVESTING, INC.
             136 KEMPSVILLE ROAD


             CHESAPEAKE            VA   23320


CRD Number   Investment Adviser:                     Status:
111786       AITA FINANCIAL GROUP, INC.              Registered   04/29/1997
             AITA FINANCIAL GROUP, INC.
             4 GREEN HILL ROAD


             WASHINGTON DEP        CT   06794-0382


CRD Number   Investment Adviser:                     Status:
154502       AITKEN RESEARCH GROUP LLC               Registered   01/04/2011
             AITKEN RESEARCH GROUP LLC
             13218 ASHWOOD DRIVE


             FISHERS               IN   46038


CRD Number   Investment Adviser:                     Status:
149912       ALBEMARLE CAPITAL MANAGEMENT, LLC       Registered   05/05/2009
             ALBEMARLE CAPITAL MANAGEMENT
             3543 HECKTOWN ROAD


             BETHLEHEM             PA   18020


CRD Number   Investment Adviser:                     Status:
131776       ALBIG,BRIAN WATERS                      Registered   08/12/2004
             NORTHGATE WEALTH MANAGEMENT
             ONE NORTHGATE SQUARE


             GREENSBURG            PA   15601
CRD Number   Investment Adviser:                           Status:
156987       ALDERMAN & ASSOCIATES LLC                     Registered   04/29/2011
             ALDERMAN & ASSOCIATES
             626 BEAVER STREET


             SEWICKLEY             PA   15143


CRD Number   Investment Adviser:                           Status:
128297       ALLEGHENY VALLEY FINANCIAL SERVICES, LLC      Registered   10/10/2003
             AVB ADVISORS
             5137 BUTLER STREET


             PITTSBURGH            PA   15201


CRD Number   Investment Adviser:                           Status:
116369       ALLEGIANCE FINANCIAL ADVISORS, INC.           Registered   01/24/2012
             ALLEGIANCE FINANCIAL ADVISORS, INC.
             202 MCKNIGHT PARK DRIVE


             PITTSBURGH            PA   15237-6501


CRD Number   Investment Adviser:                           Status:
116668       ALLSHOUSE (KENNETH A.)                        Registered   08/28/1992
             PARAGON FINANCIAL ADVISORS
             770 POWERS DRIVE


             WEXFORD               PA   15090


CRD Number   Investment Adviser:                           Status:
155167       ALNOOR ASSET MANAGEMENT, LLC                  Registered   11/08/2010
             ALNOOR ASSET MANAGEMENT
             456 ELMER CIRCLE


             READING               PA   19605


CRD Number   Investment Adviser:                           Status:
153883       ALPHA OMEGA GLOBAL ENTERPRISES, INC.          Registered   05/19/2010
             ALPHA OMEGA ADVISORS
             P.O. BOX 251


             RIVERSIDE             PA   17868


CRD Number   Investment Adviser:                           Status:
130842       ALPHA PLANNING AND FINANCIAL SERVICES, INC.   Registered   01/02/2009
             ALPHA PLANNING AND FINANCIAL SERVICES, INC.
             33595 BAINBRIDGE RD
             SUITE 201
             SOLON                 OH   44139
CRD Number   Investment Adviser:                     Status:
155305       AMBROSE FINANCIAL GROUP                 Registered   01/04/2011
             AMBROSE FINANCIAL GROUP
             206 WYNLEIGH DR.


             GREENVILLE            DE   19807


CRD Number   Investment Adviser:                     Status:
152499       AMERICAN ELITE RETIREMENT, LLC          Registered   10/15/2010
             AMERICAN ELITE RETIREMENT
             5700 UNIVERSITY AVE.
             SUITE 250
             WEST DES MOINES       IA   50266


CRD Number   Investment Adviser:                     Status:
125263       AMREIN, FREDERICK JOHN                  Registered   09/03/2004
             AMREIN FINANCIAL
             125 FRIENDSHIP ROAD


             DREXEL HILL           PA   19026


CRD Number   Investment Adviser:                     Status:
123353       ANCHOR FINANCIAL & ACCOUNTING, P.C.     Registered   11/16/1994
             ANCHOR FINANCIAL & ACCOUNTING, P.C.
             114 LENAPE DR.


             LANSDALE              PA   19446


CRD Number   Investment Adviser:                     Status:
136803       APOLLO WEALTH MANAGEMENT, LTD.          Registered   11/22/2005
             APOLLO WEALTH MANAGEMENT, LTD.
             102 MANOR DRIVE


             LANSDALE              PA   19446-1676


CRD Number   Investment Adviser:                     Status:
160162       APPLE TREE WEALTH MANAGEMENT, LLC       Registered   01/18/2012
             APPLE TREE WEALTH MANAGEMENT
             5954 SARATOGA LANE


             COOPERSBURG           PA   18036


CRD Number   Investment Adviser:                     Status:
145490       ARCA ARCHA, LLC                         Registered   01/09/2008
             ARCA ARCHA, LLC
             220 MARVIN ROAD


             ELKINS PARK           PA   19027
CRD Number   Investment Adviser:                              Status:
144923       ARNOLD INVESTMENT GROUP, LLC                     Registered   10/22/2007
             ARNOLD INVESTMENT GROUP
             1711 HAMILTON DRIVE


             PHOENIXVILLE          PA   19460


CRD Number   Investment Adviser:                              Status:
143081       ARNOLD,CRAIG ALLEN                               Registered   02/23/2007
             WAVE FINANCIAL PLANNING SOLUTIONS
             PO BOX 698


             QUAKERTOWN            PA   18951


CRD Number   Investment Adviser:                              Status:
141130       ASCEND INVESTMENT MANAGEMENT, INC.               Registered   08/25/2006
             ASCEND INVESTMENT MANAGEMENT, INC.
             10 MAPLE LANE


             GLEN MILLS            PA   19342


CRD Number   Investment Adviser:                              Status:
121753       ASCENSION INVESTMENT ADVISORS                    Registered   01/03/2011
             ASCENSION INVESTMENT ADVISORS
             8000 OLD YORK ROAD


             ELKINS PARK           PA   19027


CRD Number   Investment Adviser:                              Status:
159581       ASPIRE FINANCIAL, INC.                           Registered   01/04/2012
             ASPIRE FINANCIAL, INC.
             510 EAST HIGH STREET


             EBENSBURG             PA   15931


CRD Number   Investment Adviser:                              Status:
122949       ASSET INVESTMENT MANAGEMENT LTD                  Registered   03/08/1979
             ASSET INVESTMENT MANAGEMENT LTD
             571 GRAMERCY LANE


             DOWNINGTOWN           PA   19335


CRD Number   Investment Adviser:                              Status:
123162       ASSET MANAGEMENT & FINANCIAL PLANNING SPECIALI   Registered   10/03/1994
             ASSET MANAGEMENT & FINANCIAL PLANNING SPECIALI
             5976 MAIN ST


             EAST PETERSBUR        PA   17520
CRD Number   Investment Adviser:                   Status:
121751       ASSET MANAGEMENT CONCEPTS, INC.       Registered   08/03/1987
             ASSET MANAGEMENT CONCEPTS, INC.
             106 OLD COURT ROAD
             SUITE 301
             BALTIMORE             MD   21208


CRD Number   Investment Adviser:                   Status:
120217       ASTORINO FINANCIAL GROUP, INC., THE   Registered   01/29/2004
             ASTORINO FINANCIAL GROUP, INC., THE
             250 PASSAIC AVENUE
             SUITE 220
             FAIRFIELD             NJ   07004


CRD Number   Investment Adviser:                   Status:
118829       ATA MANAGEMENT STRATEGIES INC         Registered   06/25/2002
             ATA MANAGEMENT STRATEGIES INC
             1044 THIRD ST


             WHITEHALL             PA   18052


CRD Number   Investment Adviser:                   Status:
147972       ATWATER MALICK, LLC                   Registered   09/19/2008
             ATWATER MALICK, LLC
             3002 HEMPLAND ROAD
             SUITE C
             LANCASTER             PA   17601


CRD Number   Investment Adviser:                   Status:
155679       AUSTINWESTON ASSET MANAGEMENT LLC     Registered   03/17/2011
             AUSTINWESTON ASSET MANAGEMENT LLC
             200 WEST 60TH STREET
             SUITE 21B
             NEW YORK              NY   10023


CRD Number   Investment Adviser:                   Status:
121260       AVERBACH (HOWARD S.)                  Registered   01/12/1993
             AVERBACH INVESTMENT COUNSEL
             650 SMITHFIELD ST
             CENTRE CITY TWR STE 1110
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                   Status:
158410       BADGER CAPITAL ADVISORS, LLC          Registered   10/25/2011
             ALUPKA ASSET MANAGEMENT
             1155 CAMINO DEL MAR #131


             DEL MAR               CA   92014
CRD Number   Investment Adviser:                       Status:
144455       BAEHR FAMILY FINANCIAL, LLC               Registered   08/27/2007
             BAEHR FAMILY FINANCIAL, LLC
             742 ANN STREET


             STROUDSBURGH          PA   18360


CRD Number   Investment Adviser:                       Status:
123751       BASSETT, BROSIUS & DAWSON, INC.           Registered   08/22/1986
             BASSETT, BROSIUS & DAWSON, INC.
             1011 CENTRE RD
             STE 110
             WILMINGTON            DE   19805


CRD Number   Investment Adviser:                       Status:
119937       BCR FINANCIAL SERVICES, LLC               Registered   12/07/1998
             BCR FINANCIAL SERVICES, LLC
             2000 CORPORATE DR
             STE 350
             WEXFORD               PA   15090


CRD Number   Investment Adviser:                       Status:
122502       BEACON FINANCIAL ADVICE & RESEARCH, LLC   Registered   01/02/2001
             BEACON FINANCIAL ADVICE & RESEARCH, LLC
             5179 LINCOLN AVENUE


             WHITEHALL             PA   18052


CRD Number   Investment Adviser:                       Status:
133647       BEDICS, JOHN PAUL                         Registered   02/04/2005
             BEDICS FINANCIAL
             2148 ALLWOOD DRIVE


             BETHLEHEM             PA   18018-1325


CRD Number   Investment Adviser:                       Status:
140187       BELQUEST CAPITAL MANAGEMENT, LLC          Registered   05/18/2006
             BELQUEST CAPITAL MANAGEMENT, LLC
             2555 KINGSTON ROAD
             STE 160
             YORK                  PA   17402


CRD Number   Investment Adviser:                       Status:
141884       BENNINGTON ASSET MANAGEMENT, INC.         Registered   12/04/2006
             BENNINGTON ASSET MANAGEMENT, INC.
             219 N. MAIN STREET


             PITTSBURGH            PA   15215
CRD Number   Investment Adviser:                       Status:
150250       BERGIN, ROBERTS & CO., LLC                Registered   06/18/2009
             BERGIN ROBERTS & CO., LLC
             925 HARVEST DRIVE
             SUITE 190
             BLUE BELL             PA   19422


CRD Number   Investment Adviser:                       Status:
146783       BERKSHIRE FINANCIAL SERVICES LLC          Registered   05/23/2008
             BERKSHIRE FINANCIAL SERVICES LLC
             135 NORTH PROSPECT STREET


             READING               PA   19606


CRD Number   Investment Adviser:                       Status:
121241       BERT RIDDELL CRAMER, INVESTMENT ADVISER   Registered   05/16/1994
             BERT RIDDELL CRAMER, INVESTMENT ADVISER
             1138 ALLEGHENYVILLE ROAD


             MOHNTON               PA   19540


CRD Number   Investment Adviser:                       Status:
122434       BIDDLE CAPITAL MANAGEMENT, INC.           Registered   03/06/1998
             BCM WEALTH MANAGEMENT
             5801 KENNETT PIKE
             SUITE C
             WILMINGTON            DE   19807


CRD Number   Investment Adviser:                       Status:
158730       BIRCH CREEK CAPITAL, LLC                  Registered   11/01/2011
             BIRCH CREEK CAPITAL, LLC
             P O BOX 22310


             PHILADELPHIA          PA   19110


CRD Number   Investment Adviser:                       Status:
122954       BIRD & WIEGAND FINANCIAL SERVICES, LLC    Registered   07/21/2003
             B&W
             290 KING OF PRUSSIA ROAD
             BLDG 1, SUITE 204
             RADNOR                PA   19087


CRD Number   Investment Adviser:                       Status:
149349       BLACK OAK WEALTH MANAGEMENT, LLC          Registered   03/13/2009
             BLACK OAK WEALTH MANAGEMENT, LLC
             177 MOWERE RD


             PHOENIXVILLE          PA   19460
CRD Number   Investment Adviser:                      Status:
157841       BLUESTONE CAPITAL MANAGEMENT, LLC        Registered   09/23/2011
             BLUESTONE CAPITAL MANAGEMENT, LLC
             130 W LANCASTER AVENUE
             SUITE 301
             WAYNE                 PA   19087


CRD Number   Investment Adviser:                      Status:
151150       BOATMAN, GARY WILLIAM                    Registered   09/01/2009
             BOATMAN, GARY WILLIAM
             211 SANDBANK RD


             BELLE VERNON          PA   15012


CRD Number   Investment Adviser:                      Status:
148071       BOE RESEARCH SERVICES INC.               Registered   01/23/2009
             BOE RESEARCH SERVICES INC.
             TWO PENN CENTER
             1500 JFK BOULEVARD, SUITE 430
             PHILADELPHIA          PA   19102-1740


CRD Number   Investment Adviser:                      Status:
121435       BONIFACE PORTFOLIO CONSULTING, INC.      Registered   05/27/2009
             BONIFACE PORTFOLIO CONSULTING, INC.
             261 JEFFERSON DRIVE


             PITTSBURGH            PA   15228


CRD Number   Investment Adviser:                      Status:
124077       BOTAMER FINANCIAL CORP.                  Registered   09/29/1986
             BOTAMER FINANCIAL
             673 DEVONSHIRE DRIVE


             STATE COLLEGE         PA   16803-3202


CRD Number   Investment Adviser:                      Status:
145505       BRANDYWINE ADVISORS, LLC                 Registered   01/02/2008
             BRANDYWINE ADVISORS, LLC
             2 PONDS EDGE DRIVE


             CHADDS FORD           PA   19317


CRD Number   Investment Adviser:                      Status:
121540       BREAKFORTH INVESTMENT MANAGEMENT, INC.   Registered   06/25/1991
             BREAKFORTH INVESTMENT MANAGEMENT, INC.
             410 ALMAR DRIVE


             PITTSBURGH            PA   15237-4870
CRD Number   Investment Adviser:                     Status:
119337       BRENTWOOD ADVISORS, LLC                 Registered   06/07/2002
             BRENTWOOD ADVISORS, LLC
             411 MCMURRAY ROAD
             SUITE 200
             BETHEL PARK           PA   15102-1165


CRD Number   Investment Adviser:                     Status:
132332       BROADHURST FINANCIAL ADVISORS, INC.     Registered   11/23/2004
             BROADHURST FINANCIAL ADVISORS, INC.
             2000 SPRING VALLEY ROAD


             LANSDALE              PA   19446-5114


CRD Number   Investment Adviser:                     Status:
151924       BROGAN GROUP INVESTMENT ADVISORS LLC    Registered   11/25/2009
             BROGAN GROUP INVESTMENT ADVISORS LLC
             1447 NOBLE ROAD


             RYDAL                 PA   19046


CRD Number   Investment Adviser:                     Status:
123485       BROWN FINANCIAL MANAGEMENT INC.         Registered   07/17/2000
             BROWN FINANCIAL MANAGEMENT INC.
             314 JOSEPH'S WAY


             MEDIA                 PA   19063


CRD Number   Investment Adviser:                     Status:
108924       BROWN INVESTMENT ADVISORS INC.          Registered   01/03/2006
             BROWN INVESTMENT ADVISORS INC.
             P.O. BOX 605
             190 BETHLEHEM PIKE, STE 1
             COLMAR                PA   18915


CRD Number   Investment Adviser:                     Status:
110608       BROWNSON, REHMUS & FOXWORTH, INC.       Registered   07/08/1985
             BROWNSON, REHMUS & FOXWORTH, INC.
             1550 EL CAMINO REAL
             STE 200
             MENLO PARK            CA   94025


CRD Number   Investment Adviser:                     Status:
157810       BRYAN WEALTH MANAGEMENT, LLC            Registered   06/10/2011
             BRYAN WEALTH MANAGEMENT, LLC
             PO BOX 3633


             READING               PA   19606
CRD Number   Investment Adviser:                           Status:
146500       BRYN MAWR WEALTH MANAGEMENT LLC               Registered   04/21/2008
             BRYN MAWR WEALTH MANAGEMENT LLC
             FOUR TOWER BRIDGE
             200 BARR HARBOR DR, STE 400
             CONSHOHOCKEN          PA   19428


CRD Number   Investment Adviser:                           Status:
151205       BUCKS COUNTY FINANCIAL PLANNING GROUP, INC.   Registered   10/28/2009
             BUCKS COUNTY FINANCIAL PLANNING GROUP, INC.
             1705 LANGHORNE-NEWTOWN RD
             SUITE 5
             LANGHORNE             PA   19047


CRD Number   Investment Adviser:                           Status:
159362       BUSINESS DEVELOPMENT SOLUTIONS, LLC           Registered   01/05/2012
             BUSINESS DEVELOPMENT SOLUTIONS, LLC
             2626 WALBERT AVENUE


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                           Status:
129751       BUTCHER'S HILL CAPITAL, LLC                   Registered   01/03/2007
             BUTCHER'S HILL CAPITAL, LLC
             10 CANAL STREET
             SUITE 237
             BRISTOL               PA   19007


CRD Number   Investment Adviser:                           Status:
155542       BYERLY INVESTMENT MANAGEMENT INC.             Registered   05/20/2011
             BYERLY INVESTMENT MANAGEMENT INC.
             224 37TH STREET


             AVALON                NJ   08202


CRD Number   Investment Adviser:                           Status:
117765       C.B. BOND FINANCIAL PLANNING, INC.            Registered   09/10/1996
             C.B. BOND FINANCIAL PLANNING, INC.
             5808 GLENWOOD CT.


             EXPORT                PA   15632


CRD Number   Investment Adviser:                           Status:
145531       CALVIN INVESTMENT GROUP LLC                   Registered   08/11/2008
             CALVIN INVESTMENT GROUP LLC
             1107 SHAW DRIVE


             FORT WASHINGTO        PA   19034-1726
CRD Number   Investment Adviser:                        Status:
145932       CAPITAL CHOICE INVESTMENT ADVISERS, INC.   Registered   03/24/2009
             CAPTIAL CHOICE INVESTMENT ADVISERS, INC.
             P.O. BOX 1699


             THOMASVILLE           GA   31792


CRD Number   Investment Adviser:                        Status:
118269       CAPITAL INVESTMENT ADVISORS, INC.          Registered   06/28/2004
             CAPITAL INVESTMENT ADVISORS
             4800 MONTGOMERY LANE
             HAMPDEN SQUARE M25
             BETHESDA              MD   20814-6371


CRD Number   Investment Adviser:                        Status:
127236       CAPITAL ONE FINANCIAL ADVISORS LLC         Registered   04/22/2010
             CAPITAL ONE FINANCIAL ADVISORS LLC
             265 BROADHOLLOW ROAD


             MELVILLE              NY   11747


CRD Number   Investment Adviser:                        Status:
144212       CAPITAL PLANNING SERVICES, CORP.           Registered   01/11/2008
             CAPITAL PLANNING SERVICES, CORP.
             4647 SAUCON CREEK RD
             STE 200
             CENTER VALLEY         PA   18034


CRD Number   Investment Adviser:                        Status:
155000       CAPPELLO WEALTH MANAGEMENT, LLC            Registered   04/08/2011
             CAPPELLO WEALTH MANAGEMENT, LLC
             342 YORKSHIRE ROAD


             ROSEMONT              PA   19010-1279


CRD Number   Investment Adviser:                        Status:
153161       CAPPIALI & BLUMENTHAL, P.C.                Registered   03/19/2010
             CAPPIALI & BLUMENTHAL, P.C.
             1 DANA COURT


             ASTON                 PA   19014


CRD Number   Investment Adviser:                        Status:
141450       CARSON CHOICE RETIREMENT SOLUTIONS, INC.   Registered   10/12/2006
             CARSON CHOICE RETIREMENT SOLUTIONS, INC.
             34 ROCK HILL ROAD


             BALA CYNWYD           PA   19004
CRD Number   Investment Adviser:                              Status:
134079       CBF ADVISORS, LLC                                Registered   05/28/2010
             CBF ADVISORS, LLC
             650 COLLEGE ROAD EAST
             SUITE 3500
             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                              Status:
158999       CENTAURI ADVISORY GROUP, INC.                    Registered   01/03/2012
             CENTAURI ADVISORY GROUP, INC.
             310 SOUTH MAIN


             ZELIENOPLE            PA   16063


CRD Number   Investment Adviser:                              Status:
159160       CES INVESTMENT MANAGEMENT & CONSULTING, LLC      Registered   10/25/2011
             CES INVESTMENT MANAGEMENT & CONSULTING, LLC
             334 LONG LANE


             LITITZ                PA   17543


CRD Number   Investment Adviser:                              Status:
124022       CFPS, INC.                                       Registered   04/26/2004
             CFPS, INC.
             319 LAFAYETTE STREET


             WASHINGTON            MO   63090


CRD Number   Investment Adviser:                              Status:
119395       CHARLES J. BARLEY, CLU, CHFC                     Registered   07/27/1994
             CAPITAL PLANNING INSTITUTE
             P.O. BOX 2218


             CINNAMINSON           NJ   08077


CRD Number   Investment Adviser:                              Status:
114359       CHARLES MANNING & ASSOCIATES, INC.               Registered   05/21/1996
             CHARLES MANNING & ASSOCIATES, INC.
             TWO BALA PLAZA
             SUITE 300
             BALA CYNWYD           PA   19004-1501


CRD Number   Investment Adviser:                              Status:
122990       CHARLES SYLVAN HERSH                             Registered   02/10/2003
             CHARLES S. HERSH , CERTIFIED FINANCIAL PLANNER
             3110 HIGHLAND ROAD
             SUITE 201
             HERMITAGE             PA   16148
CRD Number   Investment Adviser:                     Status:
116517       CHARTERED ADVISORY GROUP, INC.          Registered   08/16/2001
             CHARTERED ADVISORY GROUP, INC.
             130 COMMONS COURT


             CHADDS FORD           PA   19317


CRD Number   Investment Adviser:                     Status:
146124       CHASLYN FINANCIAL GROUP, INC.           Registered   04/02/2008
             CHASLYN FINANCIAL GROUP, INC.
             75 N. HADDON AVE.
             SUITE 100
             HADDONFIELD           NJ   08033-2425


CRD Number   Investment Adviser:                     Status:
147356       CHRISTMAN FINANCIAL ADVISORS LLC        Registered   02/24/2009
             CHRISTMAN FINANCIAL ADVISORS LLC
             6336 SAUTERNE DR


             MACUNGIE              PA   18062


CRD Number   Investment Adviser:                     Status:
133207       CHU FINANCIAL MANAGEMENT CORPORATION    Registered   01/20/2005
             CHU FINANCIAL MANAGEMENT CORPORATION
             6808 REYNOLDS STREET


             PITTSBURGH            PA   15208-2600


CRD Number   Investment Adviser:                     Status:
123145       CITY INVESTMENT ADVISORS, INC.          Registered   07/20/1998
             CITY INVESTMENT ADVISORS, INC.
             402 EXECUTIVE DRIVE


             LANGHORNE             PA   19047


CRD Number   Investment Adviser:                     Status:
149619       CLASSIC VALUE INVESTORS LLC             Registered   07/07/2010
             CLASSIC VALUE INVESTORS LLC
             PO BOX 59313


             SCHAUMBURG            IL   60159


CRD Number   Investment Adviser:                     Status:
133426       CLAYTON PERFILIO, LTD.                  Registered   04/27/2005
             CLAYTON PERFILIO, LTD.
             410 SPRUCE STREET
             4TH FL
             SCRANTON              PA   18503-1804
CRD Number   Investment Adviser:                         Status:
123141       CLEMENTE INVESTMENT SERVICES, LLC           Registered   01/02/2001
             CLEMENTE INVESMTENT SERVICES, LLC
             P.O. BOX 1559


             KINGSTON              PA   18704


CRD Number   Investment Adviser:                         Status:
153180       CLOTHIER SPRINGS CAPITAL MANAGEMENT, LLC    Registered   06/30/2010
             CLOTHIER SPRINGS CAPITAL MANAGEMENT, LLC
             305 CLOTHIER SPRINGS RD.


             PHOENIXVILLE          PA   19460


CRD Number   Investment Adviser:                         Status:
128319       COMPASS FINANCIAL ADVISORS, LLC             Registered   11/25/2003
             COMPASS FINANCIAL ADVISORS, LLC
             PO BOX 652


             MEDIA                 PA   19063


CRD Number   Investment Adviser:                         Status:
140838       COMPREHENSIVE ADVISORS, LLC                 Registered   07/17/2006
             COMPREHENSIVE ADVISORS, LLC
             1000 WALNUT STREET
             STE 110
             LANSDALE              PA   19446


CRD Number   Investment Adviser:                         Status:
120560       COMPREHENSIVE FINANCIAL CONSULTANTS, INC.   Registered   06/19/2002
             COMPREHENSIVE FINANCIAL CONSULTANTS, INC.
             3201 SUNSET AVENUE


             OCEAN                 NJ   07712


CRD Number   Investment Adviser:                         Status:
133272       COMPREHENSIVE INVESTMENT MANAGEMENT, LLC    Registered   02/08/2005
             COMPREHENSIVE INVESTMENT MANAGEMENT, LLC
             4023 WESTAWAY DRIVE


             LAFAYETTE HILL        PA   19444


CRD Number   Investment Adviser:                         Status:
122025       CONCORD PUBLIC FINANCIAL ADVISORS, INC.     Registered   01/04/2000
             CONCORD PUBLIC FINANCIAL ADVISORS, INC.
             2747 CENTURY BLVD


             READING               PA   19610
CRD Number   Investment Adviser:                      Status:
140367       CONCORDE ASSET MANAGEMENT, LLC           Registered   10/26/2011
             CONCORDE ASSET MANAGEMENT, LLC
             1120 E LONG LAKE ROAD
             SUITE 100
             TROY                  MI   48085-4974


CRD Number   Investment Adviser:                      Status:
158981       CONESTOGA ENDEAVORS LLC                  Registered   11/10/2011
             CONESTOGA WEALTH MANAGEMENT
             54 EAST PENNSYLVANIA AVE
             STE A
             DOWNINGTOWN           PA   19335


CRD Number   Investment Adviser:                      Status:
152045       CONSTANCE FINANCIAL GROUP, LLC           Registered   03/26/2010
             CONSTANCE FINANCIAL GROUP, LLC
             P.O. BOX 117


             WYNCOTE               PA   19095-0095


CRD Number   Investment Adviser:                      Status:
149591       CONTRAFACTUM RESEARCH & MANAGEMENT LLC   Registered   01/04/2010
             CONTRAFACTUM RESEARCH & MANAGEMENT LLC
             112 WEST OAK LANE
             SUITE 3
             CLENOLDEN             PA   19036-1346


CRD Number   Investment Adviser:                      Status:
158192       CONVERGENT FINANCIAL ADVISORS, LLC       Registered   11/16/2011
             CONVERGENT FINANICAL ADVISORS, LLC
             280 N. PROVIDENCE ROAD
             SUITE 100
             MEDIA                 PA   19063


CRD Number   Investment Adviser:                      Status:
154724       COOLEY, SCOTT EDWARD                     Registered   11/23/2010
             COOLEY, SCOTT
             268 MOUNTAIN RD


             UNIONTOWN             PA   15401


CRD Number   Investment Adviser:                      Status:
123075       COONEY & ASSOCIATES INC                  Registered   02/23/1990
             COONEY FINANCIAL ADVISORS
             3002-I LINCOLN DRIVE WEST


             MARLTON               NJ   08053-1527
CRD Number   Investment Adviser:                      Status:
151496       COPPER BEECH ADVISORS, LLC               Registered   11/23/2009
             COPPER BEECH ADVISORS, LLC
             5 GREAT VALLEY PARKWAY
             SUITE 210
             MALVERN               PA   19355


CRD Number   Investment Adviser:                      Status:
119676       CORCORAN, TIMOTHY THOMAS                 Registered   07/03/2002
             TIMOTHY T. CORCORAN , CPA
             550 PINETOWN RD
             SUITE 236
             FT. WASHINGTON        PA   19034


CRD Number   Investment Adviser:                      Status:
105405       CORNERSTONE FINANCIAL CONSULTANTS LTD.   Registered   01/26/2011
             CORNERSTONE FINANCIAL CONSULTANTS LTD
             1802 HAMILTON STREET


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                      Status:
155764       CORPORATE BENEFITS CONSULTANTS, INC.     Registered   04/07/2011
             CORPORATE BENEFITS CONSULTANTS, INC.
             910 SHERIDAN DRIVE
             SUITE 410
             MARS                  PA   16046


CRD Number   Investment Adviser:                      Status:
121630       CORPORATE INVESTMENT ADVISORS, INC.      Registered   02/10/1997
             CORPORATE INVESTMENT ADVISORS, INC.
             768 N BETHLEHEM PIKE
             STE 201
             LOWER GWYNNED         PA   19002


CRD Number   Investment Adviser:                      Status:
151047       COURTER FINANCIAL, LLC                   Registered   08/12/2009
             COURTER FINANCIAL, LLC
             888 E. HIGH STREET


             BELLEFONTE            PA   16823


CRD Number   Investment Adviser:                      Status:
116004       COURY INVESTMENT ADVISORS, INC.          Registered   10/21/1997
             COURY INVESTMENT ADVISORS, INC.
             600 GRANT STREET
             US STEEL TWR, STE 3040
             PITTSBURGH            PA   15219
CRD Number   Investment Adviser:                      Status:
119150       CPC FINANCIAL PLANNING, INC.             Registered   02/10/1998
             CPC FINANCIAL PLANNING, INC.
             250 TANGLEWOOD LANE


             KING OF PRUSSIA       PA   19406


CRD Number   Investment Adviser:                      Status:
152552       CRACKERJACK GREENBACK, INC.              Registered   01/15/2010
             PROVIDENT PLANNING, INC.
             195 KING PEN ROAD


             NOTTINGHAM            PA   19362-9036


CRD Number   Investment Adviser:                      Status:
144618       CREATIVE FINANCIAL CONCEPTS, INC.        Registered   05/13/2010
             CREATIVE FINANCIAL CONCEPTS, INC.
             3518 SILVERSIDE RD
             UNIT 24
             WILMINGTON            DE   19810


CRD Number   Investment Adviser:                      Status:
122712       CREEKSIDE ADVISORS, INC.                 Registered   01/16/2001
             CREEKSIDE ADVISORS, INC.
             402 S. FEATHERING RD


             UPPER PROVIDENC       PA   19063


CRD Number   Investment Adviser:                      Status:
25899        CRESAP, INC.                             Registered   11/22/2006
             CRESAP, INC.
             259 N. RADNOR-CHESTER ROAD
             SUITE 230
             RADNOR                PA   19087


CRD Number   Investment Adviser:                      Status:
153703       CRESCENDO WEALTH ADVISORS                Registered   07/22/2010
             CRESCENDO WEALTH ADVISORS
             100 PARK AVENUE
             SUITE 1600
             NEW YORK              NY   10017


CRD Number   Investment Adviser:                      Status:
143242       CRESSMAN INVESTMENT MANAGEMENT, L.L.C.   Registered   05/11/2007
             CRESSMAN INVESTMENT MANAGEMENT, L.L.C.
             PO BOX 5


             WHITEHALL             PA   18052-0005
CRD Number   Investment Adviser:                         Status:
159580       CROSSROADS FINANCIAL ADVISORS, LLC          Registered   01/03/2012
             CROSSROADS FINANCIAL ADVISORS, LLC
             324 SOUTH WATERLOO ROAD


             DEVON                 PA   19333


CRD Number   Investment Adviser:                         Status:
123428       CROSSWALK INVESTMENT ADVISORY, INC.         Registered   11/03/1999
             CROSSWALK INVESTMENT ADVISORY, INC.
             108 W MAIN ST


             STRASBURG             PA   17579


CRD Number   Investment Adviser:                         Status:
123316       CSA FINANCIAL MANAGEMENT, INC.              Registered   01/04/1993
             CSA FINANCIAL MANAGEMENT, INC.
             P.O. BOX 428


             HUMMELSTOWN           PA   17036


CRD Number   Investment Adviser:                         Status:
123496       CUMBERLAND VALLEY FINANCIAL SERVICES INC.   Registered   06/09/1993
             CUMBERLAND VALLEY FINANCIAL SERVICES INC.
             4315 COSEYTOWN ROAD


             GREENCASTLE           PA   17225


CRD Number   Investment Adviser:                         Status:
122501       CURTIS ARTHUR BORDEN                        Registered   12/16/1999
             BORDEN PORTFOLIO MANAGEMENT
             139 PILGRIM DRIVE


             BOALSBURG             PA   16827


CRD Number   Investment Adviser:                         Status:
130908       DAFNA MELTZER CPA                           Registered   04/20/2005
             DAFNA MELTZER CPA
             7900 OLD YORK RD
             #C-2
             ELKINS PARK           PA   19027


CRD Number   Investment Adviser:                         Status:
117833       D'ARCANGELO FINANCIAL ADVISORS, LLC         Registered   04/28/2009
             D'ARCANGELO FINANCIAL ADVISORS, LLC
             510 HAIGHT AVENUE


             POUGHKEEPSIE          NY   12603
CRD Number   Investment Adviser:                             Status:
122838       DAVID A. WELBER, CPA/PFS CFP                    Registered   01/03/1995
             DAVID A. WELBER, CPA/PFS CFP
             212 EAST MARKET STREET


             YORK                  PA   17403


CRD Number   Investment Adviser:                             Status:
122574       DAVID AUGUST HEITZENRODER                       Registered   04/30/2002
             ROSEWOOD CAPITAL
             239 FOURTH AVE
             INVESTMENT BLDG STE 1704
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                             Status:
130866       DAVID W. CARICKHOFF ACCOUNTANTS, INC.           Registered   07/01/2004
             DAVID W. CARICKHOFF ACCOUNTANTS, INC.
             2149 GALLOWAY ROAD


             BENSALEM              PA   19020


CRD Number   Investment Adviser:                             Status:
150717       DECADE PERSPECTIVE CAPITAL MANAGEMENT, L.L.C.   Registered   09/08/2009
             DPCM
             290 39TH ST
             NO. 1
             PITTSBURGH            PA   15201


CRD Number   Investment Adviser:                             Status:
128626       DEDICATED INVESTMENT ADVISERS LLC               Registered   10/20/2003
             DEDICATED INVESTMENT ADVISERS LLC
             2024 DARBY ROAD


             HAVERTOWN             PA   19083-2305


CRD Number   Investment Adviser:                             Status:
123509       DENNIS LAVERNE ALDERFER                         Registered   03/19/2001
             DENNIS L. ALDERFER CPA
             1180 MONTGOMERY DRIVE
             PO BOX 177
             SKIPPACK              PA   19474


CRD Number   Investment Adviser:                             Status:
119175       DENNIS STEPHEN ASSOCIATES, LTD.                 Registered   09/19/1989
             DENNIS STEPHEN ASSOCIATES, LTD.
             POB 516


             GILBERTSVILLE         PA   19525
CRD Number   Investment Adviser:                             Status:
123409       DESCALZI (JAY ANDERSON)                         Registered   05/22/1997
             DESCALZI FINANCIAL GROUP
             110 FORT COUCH ROAD
             STE 108
             PITTSBURGH            PA   15241


CRD Number   Investment Adviser:                             Status:
123180       DEVON FINANCIAL GROUP, LTD.                     Registered   07/17/1989
             DEVON FINANCIAL GROUP, LTD.
             150 S. WARNER RD, STE 256


             KING OF PRUSSIA       PA   19406


CRD Number   Investment Adviser:                             Status:
122179       DEWAR (ALAN HARE)                               Registered   06/10/1998
             DEWAR FINANCIAL SERVICES GROUP
             301 S. MAIN STREET
             SUITE 3N
             DOYLESTOWN            PA   18901


CRD Number   Investment Adviser:                             Status:
108232       DEWITT INVESTMENT RESEARCH & MANAGEMENT, INC.   Registered   01/13/2010
             DEWITT CAPITAL MANAGEMENT
             200 EAGLE RD, STE 230
             STRAFFORD OFFICE BLDG 2
             WAYNE                 PA   19087


CRD Number   Investment Adviser:                             Status:
149332       DICCIANNI FINANCIAL GROUP, INC.                 Registered   05/28/2009
             DICCIANNI FINANCIAL GROUP, INC.
             333 WEST GERMANTOWN PIKE


             EAST NORRITON         PA   19403


CRD Number   Investment Adviser:                             Status:
123422       DIGIORGIO CAPITAL MANAGEMENT, INC.              Registered   06/23/1998
             DIGIORGIO FINANCIAL ADVISORS, INC.
             1080 LONG RUN ROAD


             MCKEESPORT            PA   15132


CRD Number   Investment Adviser:                             Status:
155988       DIMATTEO FINANCIAL GROUP, INC.                  Registered   02/16/2011
             DIMATTEO FINANCIAL GROUP
             110 E. STATE STREET
             SUITE 10A
             KENNETT SQUARE        PA   19348
CRD Number   Investment Adviser:                           Status:
123859       DIVERSIFIED FINANCIAL CONSULTANTS, LLC        Registered   03/23/2000
             DIVERSIFIED FINANCIAL CONSULTANTS, LLC
             205 PHILADELPHIA PIKE


             WILMINGTON            DE   19809


CRD Number   Investment Adviser:                           Status:
121353       DJS ADVISERS, INC.                            Registered   05/12/2000
             DJS ADVISERS, INC.
             ONE GATEWAY CTR
             420 FT. DUQUESNE BLVD., STE 1450
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                           Status:
118076       DOLCINI CAPITAL MANAGEMENT LLC                Registered   08/27/2002
             DOLCINI CAPITAL MANAGEMENT
             TWO BALA PLAZA, SUITE 300


             BALA CYNWYD           PA   19004-1501


CRD Number   Investment Adviser:                           Status:
134947       DOLLINS INVESTMENT ADVISORS, LLC              Registered   08/11/2005
             DOLLINS INVESTMENT ADVISORS, LLC
             4043 SAN JUAN CT.


             FREMONT               CA   94536-4737


CRD Number   Investment Adviser:                           Status:
156523       DONALD J. KAISER                              Registered   08/25/2011
             INVESTMENT MANAGEMENT
             265 BAY SHORE AVENUE


             LONG BEACH            CA   90803


CRD Number   Investment Adviser:                           Status:
121961       DONALD L. DEMUTH PROFESSIONAL MANAGEMENT CO   Registered   09/30/1999
             DONALD L. DEMUTH PROFESSIONAL MANAGEMENT
             940 CENTURY DR
             STE B
             MECHANICSBURG         PA   17055-4376


CRD Number   Investment Adviser:                           Status:
156293       DOW CAPITAL MANAGEMENT, LLC                   Registered   03/04/2011
             DOW CAPITAL MANAGEMENT, LLC
             805 GENERAL STERLING DRIVE


             WEST CHESTER          PA   19382
CRD Number   Investment Adviser:                     Status:
150944       DOZA INVESTMENTS, LLC                   Registered   10/08/2010
             DOZA INVESTMENTS, LLC
             1415 PANTHER LANE
             SUITE 310
             NAPLES                FL   34109-7874


CRD Number   Investment Adviser:                     Status:
151107       DRAZGA WEALTH ADVISORS, LLC             Registered   08/28/2009
             DRAZGA WEALTH ADVISORS, LLC
             9500 BROOKTREE ROAD
             SUITE 302
             WEXFORD               PA   15090-9227


CRD Number   Investment Adviser:                     Status:
156619       DRBLWB, LLC                             Registered   05/23/2011
             DEBLWB, LLC
             140 INVERNESS DRIVE


             BLUE BELL             PA   19422


CRD Number   Investment Adviser:                     Status:
121548       DSC FINANCIAL ADVISORS, LTD.            Registered   06/30/2000
             DSC FINANCIAL ADVISORS, LTD.
             892 SECOND STREET PIKE
             SUITE B
             RICHBORO              PA   18954


CRD Number   Investment Adviser:                     Status:
127301       DYNAMIC INVESTMENT STRATEGIES, INC.     Registered   09/16/2003
             DYNAMIC INVESTMENT STRATEGIES, INC.
             P.O. BOX 550


             SOUTHEASTERN          PA   19399-0550


CRD Number   Investment Adviser:                     Status:
118847       EDGEWOOD PARTNERS, LLC                  Registered   07/29/2004
             EDGEWOOD PARTNERS, LLC
             264 CLOVER HILL COURT


             YARDLEY               PA   19067


CRD Number   Investment Adviser:                     Status:
149181       EDGMONT WEALTH MANAGEMENT, LLC          Registered   02/27/2009
             EDGMONT WEALTH MANAGEMENT, LLC
             1155 WINDERLY LANE


             NEWTOWN SQUAR         PA   19073
CRD Number   Investment Adviser:                          Status:
159373       ELK CAPITAL ADVISORS, LLC                    Registered   01/05/2012
             ELK CAPITAL ADVISORS, LLC
             1326 DOE TRAIL ROAD


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                          Status:
119394       ELKO FINANICAL SERVICES LLC                  Registered   08/28/2002
             ELKO FINANCIAL SERVICES LLC
             2 WEST BALTIMORE PIKE
             SUITE 210
             MEDIA                 PA   19063


CRD Number   Investment Adviser:                          Status:
133170       ELLIOTT INVESTMENT GROUP, L.L.C.             Registered   01/03/2005
             ELLIOTT INVESTMENT GROUP, L.L.C.
             120 STURBRIDGE COURT


             WYOMISSING            PA   19610


CRD Number   Investment Adviser:                          Status:
139985       EMMANUEL CAPITAL MANAGEMENT, LLC             Registered   10/05/2006
             EMMANUEL CAPITAL MANAGEMENT, LLC
             1556 KING JAMES DRIVE


             PITTSBURGH            PA   15237


CRD Number   Investment Adviser:                          Status:
144476       ENVISION RETIREMENT & ESTATE ADVISORS, LLC   Registered   07/25/2007
             ENVISION RETIREMENT & ESTATE ADVISORS, LLC
             1525 MT. COBB ROAD


             LAKE ARIEL            PA   18436


CRD Number   Investment Adviser:                          Status:
132320       ENVISION WEALTH ADVISORS, LLC                Registered   11/24/2004
             ENVISION WEALTH ADVISORS, LLC
             PO BOX 1026


             NORTH WALES           PA   19454


CRD Number   Investment Adviser:                          Status:
119898       EPG ADVISORY, LLC                            Registered   10/28/2009
             EPG ADVISORY, LLC
             257 LITTLE CREEK ROAD


             LANCASTER             PA   17601
CRD Number   Investment Adviser:                  Status:
145790       EQUINOX SECURITIES, INC.             Registered   08/28/2009
             EQUINOX SECURITIES, INC.
             760 S. ROCHESTER AVE
             SUITE E
             ONTARIO               CA   91761


CRD Number   Investment Adviser:                  Status:
148724       ERWIN B. GANT                        Registered   03/18/2011
             GANT PRIVATE FINANCIAL MANAGEMENT
             565 SCHOOL ROAD


             BLUE BELL             PA   19422


CRD Number   Investment Adviser:                  Status:
136830       ESG WEALTH MANAGEMENT, LLC           Registered   11/15/2005
             ESG WEALTH MANAGEMENT, LLC
             1 FAYETTE ST.
             SUITE 260
             CONSHOHOCKEN          PA   19428


CRD Number   Investment Adviser:                  Status:
155668       ESSENCE FINANCIAL GROUP, LLC         Registered   02/11/2011
             ESSENCE FINANCIAL GROUP, LLC
             157 CENTER POINT LANE


             LANSDALE              PA   19446


CRD Number   Investment Adviser:                  Status:
119493       ESTATE STRATEGIES, INC.              Registered   11/02/1995
             ESTATE STRATEGIES, INC.
             200 WEST LANCASTER AVE
             SUITE 204
             WAYNE                 PA   19087


CRD Number   Investment Adviser:                  Status:
148878       ETICO CAPITAL ADVISORS, LLC          Registered   02/02/2009
             ETICO CAPITAL ADVISORS, LLC
             355 HUNTING CREEK ROAD


             CANONSBURG            PA   15317


CRD Number   Investment Adviser:                  Status:
127483       EVANOFF FINANCIAL ADVISORS, L.L.C.   Registered   11/07/2003
             EVANOFF FINANCIAL ADVISORS
             1001 STATE STREET
             SUITE 1400
             ERIE                  PA   16501
CRD Number   Investment Adviser:                     Status:
120942       EVERGREEN WEALTH ADVISORS, LLC          Registered   09/29/2003
             EVERGREEN WEALTH ADVISORS, LLC
             70 THOMAS JOHNSON DRIVE
             SUITE 100
             FREDERICK             MD   21702


CRD Number   Investment Adviser:                     Status:
141529       EXECUTIVE WEALTH COUNSELORS, LLC        Registered   11/30/2006
             EXECUTIVE WEALTH COUNSELORS, LLC
             244 BOULEVARD OF THE ALLIES


             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                     Status:
157254       EXICO, INC.                             Registered   08/09/2011
             EXICO, INC.
             241 FOURTH AVE.
             SUITE 300
             PITTSBURGH            PA   15222-1709


CRD Number   Investment Adviser:                     Status:
121584       EXPERT FINANCIAL SERVICES, LLC          Registered   01/02/2001
             EXPERT FINANCIAL SERVICES, LLC
             147 DELTA DRIVE


             PITTSBURGH            PA   15238


CRD Number   Investment Adviser:                     Status:
118170       F.L. CICERO FINANCIAL SERVICES          Registered   03/25/2002
             F L CICERO FINANCIAL SERVICES
             49 OLD BARN DRIVE


             WEST CHESTER          PA   19382-8357


CRD Number   Investment Adviser:                     Status:
149872       FAIRWAY CAPITAL ADVISORS LLC            Registered   05/05/2009
             FAIRWAY CAPITAL ADVISORS LLC
             10 CAMBY CHASE RD


             MEDIA                 PA   19063-4544


CRD Number   Investment Adviser:                     Status:
148385       FALBO INVESTMENTS, INC.                 Registered   10/22/2010
             FALBO INVESTMENTS, INC.
             873 BEBOUT RD.


             VENETIA               PA   15367
CRD Number   Investment Adviser:                 Status:
130420       FALVELLO, CHRISTINE GEHRETT         Registered   03/24/2004
             NAVIGATE FINANCIAL ADVISORS
             314 MAIN STREET
             SUITE A
             SUGARLOAF             PA   18249


CRD Number   Investment Adviser:                 Status:
118565       FARRELL CAPITAL MANAGEMENT, INC.    Registered   01/04/1999
             FARRELL CAPITAL MANAGEMENT, INC.
             125 DAVIS RD


             MALVERN               PA   19355


CRD Number   Investment Adviser:                 Status:
127074       FENNIMORE ADVISORY, LLC             Registered   08/25/2003
             FENNIMORE ADVISORY, LLC
             1060 FIRST AVENUE
             SUITE 400
             KING OF PRUSSIA       PA   19406


CRD Number   Investment Adviser:                 Status:
146397       FERLEGER WEALTH MANAGEMENT, LLC     Registered   05/08/2008
             FERLEGER WEALTH MANAGEMENT, LLC
             413 JOHNSON ST.
             STE 203
             JENKINTOWN            PA   19046


CRD Number   Investment Adviser:                 Status:
122651       FIDELITY CAPITAL MANAGEMENT CORP.   Registered   07/12/2001
             FIDELITY CAPITAL MANAGEMENT CORP.
             5004 PREAKNESS PLACE


             BETHLEHEM             PA   18020


CRD Number   Investment Adviser:                 Status:
114873       FIDELITY FEDERAL PLANNING CORP.     Registered   09/06/1996
             FIDELITY FEDERAL PLANNING CORP.
             105 MONTGOMERY AVE
             PO BOX 588
             MONTGOMERYVILL        PA   18936


CRD Number   Investment Adviser:                 Status:
152112       FINANCE ARTS, LLC                   Registered   07/29/2011
             FINANCE ARTS, LLC
             195 NASSAU ST.
             SUITE 31
             PRINCETON             NJ   08542
CRD Number   Investment Adviser:                     Status:
143300       FINANCIAL ABUNDANCE, INC.               Registered   05/07/2007
             FINANCIAL ABUNDANCE, INC.
             2134 SANDY DRIVE
             SUITE 1
             STATE COLLEGE         PA   16804


CRD Number   Investment Adviser:                     Status:
141081       FINANCIAL ADVISORS CONSORTIUM, INC.     Registered   07/26/2006
             FINANCIAL ADVISORS CONSORTIUM, INC.
             6200 BABCOCK CTR
             MARTIN FIN CTR
             PITTSBURGH            PA   15237-2506


CRD Number   Investment Adviser:                     Status:
146390       FINANCIAL BENEFITS ALLIANCE, INC.       Registered   04/10/2008
             FINANCIAL BENEFITS ALLIANCE, INC.
             102 LAKESIDE PARK


             SOUTHAMPTON           PA   18966


CRD Number   Investment Adviser:                     Status:
125343       FINANCIAL FITNESS SERVICES LLC          Registered   06/02/2003
             FINANCIAL FITNESS SERVICES
             PO BOX 794


             NEWTOWN               PA   18940


CRD Number   Investment Adviser:                     Status:
123343       FINANCIAL FORESIGHT, LTD.               Registered   01/31/1985
             FINANCIAL FORESIGHT, LTD.
             1 NORTH ORMAND AVENUE


             HAVERTOWN             PA   19083


CRD Number   Investment Adviser:                     Status:
123804       FINANCIAL HOUSE, INC.                   Registered   04/02/2003
             FINANCIAL HOUSE, INC.
             5818 KENNETT PIKE


             CENTERVILLE           DE   19807


CRD Number   Investment Adviser:                     Status:
130458       FINANCIAL INTEGRITY ADVISORS, LLC       Registered   07/02/2009
             FINANCIAL INTEGRITY ADVISORS, LLC
             1800 JOHN F KENNEDY BLVD
             STE 460
             PHILADELPHIA          PA   19103-7405
CRD Number   Investment Adviser:                     Status:
129415       FINANCIAL LIFE PLANNERS LLC             Registered   03/08/2004
             FINANCIAL LIFE PLANNERS
             4809 E. THISTLE LANDING DR
             STE 100
             PHOENIX               AZ   85044


CRD Number   Investment Adviser:                     Status:
147011       FINANCIAL LIFE PLANNING, LLC            Registered   10/06/2008
             FINANCIAL LIFE PLANNING, LLC
             10,000 LINCOLN DRIVE EAST
             SUITE 201
             MARLTON               NJ   08053


CRD Number   Investment Adviser:                     Status:
117640       FINANCIAL NETWORK ADVISORY INC.         Registered   03/25/1996
             FINANCIAL NETWORK ADVISORY INC.
             2013 STATE STREET


             EAST PETERSBUR        PA   17520


CRD Number   Investment Adviser:                     Status:
121691       FINANCIAL PLANNING ADVISORS, INC.       Registered   03/24/1988
             FINANCIAL PLANNING ADVISORS, INC.
             1122 PENN AVENUE


             WYOMISSING            PA   19610


CRD Number   Investment Adviser:                     Status:
123169       FINANCIAL SPECTRUM, INC.                Registered   07/08/1999
             FINANCIAL SPECTRUM, INC.
             1802 LYCOMING AVE.


             ABINGTON              PA   19001-1206


CRD Number   Investment Adviser:                     Status:
120878       FIRST FINANCIAL SECURITY, LLC           Registered   06/30/2000
             FIRST FINANCIAL SECURITY, LLC
             1648 POTTER DRIVE


             POTTSTOWN             PA   19464


CRD Number   Investment Adviser:                     Status:
135764       FIRSTADVISOR, LLC                       Registered   01/03/2011
             FIRSTADVISOR, LLC
             62 ROCKFORD ROAD


             WILMINGTON            DE   19806
CRD Number   Investment Adviser:                     Status:
125249       FIRSTMERIT ADVISORS, INC.               Registered   02/19/2010
             FIRSTMERIT ADVISORS, INC.
             3 CASCADE PLAZA


             AKRON                 OH   44308


CRD Number   Investment Adviser:                     Status:
131620       FIRSTRUST FINANCIAL RESOURCES, LLC      Registered   09/03/2004
             FIRSTRUST FINANCIAL ADVISORS
             1818 MARKET STREET
             23RD FL
             PHILADELPHIA          PA   19103


CRD Number   Investment Adviser:                     Status:
121476       FISCALWISE, INC.                        Registered   01/06/2000
             FISCALWISE, INC.
             55 STATE ROAD


             MEDIA                 PA   19063


CRD Number   Investment Adviser:                     Status:
148588       FISCHER CAPITAL PARTNERS, INC.          Registered   02/24/2009
             FISCHER CAPITAL PARTNERS, INC.
             301 GRANT STREET
             SUITE 4300
             PITTSBURGH            PA   15219


CRD Number   Investment Adviser:                     Status:
156288       FLINTHILL INVESTMENT MANAGEMENT, LLC    Registered   04/28/2011
             FLINTHILL INVESTMENT MANAGEMENT, LLC
             213 FLINT HILL ROAD


             BRIDGEPORT            PA   19405


CRD Number   Investment Adviser:                     Status:
139797       FLOYD H NEWINGHAM                       Registered   04/18/2006
             YOUR INVESTMENT COACH
             PO BOX 151


             SARVER                PA   16055-0151


CRD Number   Investment Adviser:                     Status:
157882       FLYNN FINANCIAL, LLC                    Registered   07/11/2011
             FLYNN FINANCIAL, LLC
             845 SCRANTON CARBONDALE HWY


             EYNON                 PA   18403
CRD Number   Investment Adviser:                     Status:
151382       FOCUS WEALTH, LLC                       Registered   11/17/2009
             FOCUS WEALTH, LLC
             926 DOLPHIN DRIVE


             MALVERN               PA   19355


CRD Number   Investment Adviser:                     Status:
147314       FORD FINANCIAL ADVISORS, LIMITED        Registered   10/20/2008
             RITA A. FORD, FINANCIAL ADVISOR
             234 CHESTERFIELD ROAD


             PITTSBURGH            PA   15213-2516


CRD Number   Investment Adviser:                     Status:
18464        FORESTERS EQUITY SERVICES, INC.         Registered   10/13/2009
             FORESTERS EQUITY SERVICES, INC.
             6640 LUSK BLVD., #A202


             SAN DIEGO             CA   92121


CRD Number   Investment Adviser:                     Status:
142659       FOUNDATION CAPITAL MANAGEMENT, LLC      Registered   02/26/2007
             FOUNDATION CAPITAL MANAGEMENT, LLC
             2100 SWEDE ROAD


             EAST NORRITON         PA   19401


CRD Number   Investment Adviser:                     Status:
119889       FRANKLIN A. BANFER, CFP                 Registered   08/21/2000
             FRANKLIN A. BANFER, CFP
             139 CLINTON STREET


             JOHNSTOWN             PA   15901


CRD Number   Investment Adviser:                     Status:
141788       FRANKLIN RETIREMENT SOLUTIONS, INC.     Registered   02/15/2007
             FRANKLIN RETIREMENT SOLUTIONS, INC.
             2300 COMPUTER AVENUE
             BUILDING G
             WILLOW GROVE          PA   19090


CRD Number   Investment Adviser:                     Status:
122939       FREEDOM ASSET MANAGEMENT INC.           Registered   02/19/1992
             FREEDOM ASSET MANAGEMENT INC.
             124 TUPELO STREET


             HARRISBURG            PA   17110
CRD Number   Investment Adviser:                     Status:
141745       FREEDOM MOUNTAIN INVESTMENTS LLC        Registered   01/03/2007
             FREEDOM MOUNTAIN INVESTMENTS
             1849 HAWTHORNE PLACE


             PAOLI                 PA   19301


CRD Number   Investment Adviser:                     Status:
117840       FROEHLICH FINANCIAL GROUP, LTD.         Registered   04/17/2001
             FROEHLICH FINANCIAL GROUP, LTD.
             200 HIGHWAY 71


             SPRING LAKE HEIG      NJ   07762


CRD Number   Investment Adviser:                     Status:
134558       FUCHS,EDWARD J.                         Registered   08/11/2005
             FUCHS FINANCIAL PLANNING
             20 MILLER AVENUE


             BERWYN                PA   19312-1216


CRD Number   Investment Adviser:                     Status:
129490       GALAPAGOS ADVISORS, LLC                 Registered   07/02/2004
             GALAPAGOS ADVISORS, LLC
             9962 BROOK RD
             SUITE 814
             GLEN ALLEN            VA   23059-6501


CRD Number   Investment Adviser:                     Status:
112512       GARDINER INVESTMENT GROUP, INC.         Registered   08/22/2001
             GARDINER INVESTMENT GROUP, INC.
             60 WEST BOOT ROAD


             WEST CHESTER          PA   19380


CRD Number   Investment Adviser:                     Status:
133119       GARRETT FINANCIAL SERVICES, LLC         Registered   01/28/2005
             GARRETT FINANCIAL SERVICES, LLC
             128 REDBUD DRIVE


             BEAVER FALLS          PA   15010


CRD Number   Investment Adviser:                     Status:
121377       GBL ASSET MANAGEMENT, INC.              Registered   07/12/1985
             GBL ASSET MANAGEMENT, INC.
             835 BLACK ANGUS LANE


             HUNTINGDON VALL       PA   19006
CRD Number   Investment Adviser:                     Status:
124193       GCI FINANCIAL GROUP                     Registered   05/13/2009
             GCI FINANCIAL GROUP
             PO BOX 372


             SUMMIT                NJ   07902


CRD Number   Investment Adviser:                     Status:
121081       GEORGE J. APPEL                         Registered   05/19/1994
             GEORGE J. APPEL
             PO BOX 99


             HARVEYS LAKE          PA   18618


CRD Number   Investment Adviser:                     Status:
123115       GERALD H. CARNES, JR., CPA              Registered   11/30/1990
             GERALD H. CARNES, JR., CPA
             300 NORTH STREET


             MEADVILLE             PA   16335


CRD Number   Investment Adviser:                     Status:
134423       GERRING WEALTH MANAGEMENT LLC           Registered   03/28/2005
             GERRING WEALTH MANAGEMENT LLC
             1110 ROBERTSON WAY


             GLENMOORE             PA   19343-1300


CRD Number   Investment Adviser:                     Status:
156252       GFS FINANCIAL ADVISORS, LLC             Registered   02/18/2011
             GFS FINANCIAL ADVISORS, LLC
             15 NORTH BEISELS ROAD


             DRUMS                 PA   18222


CRD Number   Investment Adviser:                     Status:
124128       GIBRALTAR WEALTH MANAGEMENT, LLC        Registered   03/17/2003
             GIBRALTAR WEALTH MANAGEMENT, LLC
             P.O. BOX 2490


             JENKINTOWN            PA   19046


CRD Number   Investment Adviser:                     Status:
37505        GLOBAL BROKERAGE SERVICES, INC.         Registered   08/19/2008
             GLOBAL BROKERAGE SERVICES, INC.
             11350 MCCORMICK ROAD
             EPIII, SUITE 901
             HUNT VALLEY           MD   21031
CRD Number   Investment Adviser:                 Status:
121442       GLOBAL INVESTMENT ADVISORS, LLC     Registered   09/08/2005
             GLOBAL INVESTMENT ADVISORS, LLC
             168 CENTRE STREET


             DANVERS               MA   01923


CRD Number   Investment Adviser:                 Status:
129777       GLOBAL PORTFOLIOS, LLC              Registered   01/29/2004
             GLOBAL PORTFOLIOS, LLC
             1493 CEDARWOOD ROAD


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                 Status:
123766       GM FINANCIAL PLANNERS, INC.         Registered   04/15/2003
             GM FINANCIAL PLANNERS, INC.
             49 CHESTNUT ROAD


             PAOLI                 PA   19301


CRD Number   Investment Adviser:                 Status:
134566       GOLDATA COMPUTER SERVICES, INC.     Registered   06/28/2005
             GOLDATA FINANCIAL
             1931 LAFAYETTE ROAD


             GLADWYNE              PA   19035


CRD Number   Investment Adviser:                 Status:
121980       GOLLIHUGH (VERNON WILLARD)          Registered   06/23/2000
             GOLLIHUGH (VERNON WILLARD)
             154 SPRINGMEADOW DRIVE


             PITTSBURGH            PA   15241


CRD Number   Investment Adviser:                 Status:
160087       GPWM LLC                            Registered   01/31/2012
             GATEWAY PRIVATE WEALTH MANAGEMENT
             FOUR GATEWAY CENTER
             444 LIBERTY AVENUE, SUITE 750
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                 Status:
120324       GRAMERCY CAPITAL MANAGEMENT CORP.   Registered   01/03/2005
             GRAMERCY CAPITAL MANAGEMENT
             1 COLUMBUS PLACE
             SUITE N27B
             NEW YORK              NY   10019
CRD Number   Investment Adviser:                      Status:
143335       GRANITE CAPITAL ADVISORS, INC.           Registered   08/27/2007
             GRANITE CAPITAL ADVISORS, INC.
             PO BOX 1291


             MEDIA                 PA   19063


CRD Number   Investment Adviser:                      Status:
45961        GRANT WILLIAMS L.P.                      Registered   06/23/2009
             GRANT WILLIAMS L.P.
             1650 MARKET STREET
             53RD FL
             PHILADELPHIA          PA   19103


CRD Number   Investment Adviser:                      Status:
36451        GREAT AMERICAN ADVISORS, INC.            Registered   07/21/2011
             GREAT AMERICAN ADVISORS, INC.
             P.O. BOX 357


             CINCINNATI            OH   45201-0357


CRD Number   Investment Adviser:                      Status:
154758       GREY STREET CAPITAL MANAGEMENT LLC       Registered   11/23/2010
             GREY STREET CAPITAL MANAGEMENT LLC
             140 MCKINNEY ROAD


             WEXFORD               PA   15090


CRD Number   Investment Adviser:                      Status:
112636       GROVE (WILLIAM FRANKLIN)                 Registered   02/25/2011
             GROVE INVESTMENTS, INC.
             213 MARINA DRIVE


             ST. SIMONS ISLAND GA       31522


CRD Number   Investment Adviser:                      Status:
134041       GRYPHON FINANCIAL WEALTH ADVISORS, LLC   Registered   05/23/2005
             GRYPHON FINANCIAL WEALTH ADVISORS, LLC
             1601 MARKET STREET
             SUITE 2525
             PHILADELPHIA          PA   19103


CRD Number   Investment Adviser:                      Status:
144958       GUARDIAN ASSET ADVISORS, LLC             Registered   01/31/2012
             GUARDIAN ASSET ADVISORS, LLC
             5000 RITTER ROAD
             SUITE 202
             MECHANICSBURG         PA   17055
CRD Number   Investment Adviser:                     Status:
156015       GUARDIAN CAPITAL, LLC                   Registered   01/31/2011
             GUARDIAN CAPITAL, LLC
             109 VIP DRIVE


             WEXFORD               PA   15090


CRD Number   Investment Adviser:                     Status:
119905       GURNIAK FINANCIAL ADVISORS, INC.        Registered   02/02/1998
             GURNIAK FINANCIAL ADVISORS, INC.
             5140 HAMILTON BOULEVARD


             ALLENTOWN             PA   18106


CRD Number   Investment Adviser:                     Status:
123239       GUTT (SALIL)                            Registered   04/02/2003
             GUTT & COMPANY
             333 SUNDANCE DRIVE


             CHESTER SPRINGS       PA   19425


CRD Number   Investment Adviser:                     Status:
123133       H.H. INVESTMENT COUNSEL, INC.           Registered   06/10/1993
             H.H. INVESTMENT COUNSEL, INC.
             5 TREBLE LANE


             MALVERN               PA   19355


CRD Number   Investment Adviser:                     Status:
154334       HALL, JOSHUA STEVEN                     Registered   07/26/2010
             TRUE VINE INVESTMENTS
             P.O. BOX #541


             MONTOURSVILLE         PA   17754


CRD Number   Investment Adviser:                     Status:
121253       HALL, MIHALOS, STRAUB & CO., L.L.P.     Registered   09/28/1999
             HALL, MIHALOS, STRAUB & CO., L.L.P.
             1065 HIGHWAY 315, STE 302
             CROSSCREEK POINTE
             WILKES-BARRE          PA   18702-6941


CRD Number   Investment Adviser:                     Status:
148538       HANOVERIAN CAPITAL, LLC                 Registered   01/09/2009
             HANOVERIAN CAPITAL
             230 WHITEHORSE LANE


             KENNETT SQUARE        PA   19348
CRD Number   Investment Adviser:                     Status:
123536       HARBOR ASSET MANAGEMENT, LLC            Registered   11/09/2000
             HARBOR ASSET MANAGEMENT, LLC
             PO BOX 157


             SWARTHMORE            PA   19063


CRD Number   Investment Adviser:                     Status:
154599       HARBOR LIGHT INVESTMENT ADVISORS, LLC   Registered   04/01/2011
             HARBOR LIGHT INVESTMENT ADVISORS, LLC
             201 B WEST BUTLER ROAD
             #166
             MAULDIN               SC   29662


CRD Number   Investment Adviser:                     Status:
139542       HARDING'S WEALTH MANAGERS, INC.         Registered   04/03/2006
             HARDING'S WEALTH MANAGERS, INC.
             P.O. Box 637


             GILBERT               PA   18331


CRD Number   Investment Adviser:                     Status:
114627       HARRIS (JOHN GEORGE)                    Registered   10/31/1996
             HARRIS FINANCIAL MANAGEMENT
             300 MOUNT LEBANON BLVD
             SUITE 2218-A
             PITTSBURGH            PA   15234


CRD Number   Investment Adviser:                     Status:
130769       HARTLEY ADVISORS CORP.                  Registered   04/05/2004
             HARTLEY ADVISORS CORP.
             427 RIVERVIEW CIRCLE


             NEW HOPE              PA   18938


CRD Number   Investment Adviser:                     Status:
109295       HARTWOOD ADVISORS, INC.                 Registered   01/02/2002
             HARTWOOD ADVISORS, INC.
             6507 WILKINS AVE 209
             ATTN: LEWIS HYMAN
             PITTSBURGH            PA   15217-1305


CRD Number   Investment Adviser:                     Status:
146162       HARVEST FINANCIAL PARTNERS, LLC         Registered   07/30/2008
             HARVEST FINANCIAL PARTNERS, LLC
             159 LANCASTER AVENUE
             SUITE THREE
             PAOLI                 PA   19301
CRD Number   Investment Adviser:                     Status:
134199       HCB INVESTMENT MANAGEMENT, LLC          Registered   05/19/2005
             HCB INVESTMENT MANAGEMENT, LLC
             1488 RIVER ROAD


             NEW HOPE              PA   18938


CRD Number   Investment Adviser:                     Status:
123018       HELF (DENNIS)                           Registered   10/14/1994
             HELF (DENNIS)
             2014 HILLTOP ROAD


             FLOURTOWN             PA   19031


CRD Number   Investment Adviser:                     Status:
124363       HERRINGTON INVESTMENT SOLUTIONS, INC.   Registered   06/08/2007
             HERRINGTON INVESTMENT SOLUTIONS
             2400 OXFORD DR
             PMB 434
             BETHEL PARK           PA   15102


CRD Number   Investment Adviser:                     Status:
149907       HERSHEY FINANCIAL ADVISERS, LLC         Registered   06/05/2009
             HERSHEY FINANCIAL ADVISERS, LLC
             P.O. BOX 10683


             LANCASTER             PA   17605


CRD Number   Investment Adviser:                     Status:
115799       HFM INVESTMENT ADVISORS, INC.           Registered   01/29/1987
             HFM INVESTMENT ADVISORS, INC.
             5 HUNTING COURT


             NEWARK                DE   19711


CRD Number   Investment Adviser:                     Status:
146098       HILL PLACE ADVISORS, LLC                Registered   05/21/2008
             HILL PLACE ADVISORS, LLC
             601 S PINE STREAM


             PAYSON                AZ   85541


CRD Number   Investment Adviser:                     Status:
146882       HOCH, CASEY HUGHES                      Registered   06/26/2008
             HOCH ACCOUNTING
             403 S MAIN ST


             NAZARETH              PA   18064
CRD Number   Investment Adviser:                     Status:
147931       HOEHLE, THOMAS KEITH                    Registered   01/02/2009
             HOEHLE FINANCIAL PLANNING
             PO BOX 1286


             KENNET SQ             PA   19348-0449


CRD Number   Investment Adviser:                     Status:
145982       HOFFMAN WEALTH SOLUTIONS, INC.          Registered   02/11/2008
             HOFFMAN WEALTH SOLUTIONS, INC.
             6 BLENHEIM DRIVE


             DOYLESTOWN            PA   18902


CRD Number   Investment Adviser:                     Status:
130986       HOLDEN, KATHERINE ROBERTA               Registered   07/23/2004
             HOLDEN FINANCIAL PLANNING
             175 STRAFFORD AVE, STE 1
             PMB 410
             WAYNE                 PA   19087-3396


CRD Number   Investment Adviser:                     Status:
133414       HOPEMAN VENTURES, LLC                   Registered   01/03/2005
             HOPEMAN VENTURES, LLC
             117 VIP DRIVE, SUITE 202


             PITTSBURGH            PA   15090


CRD Number   Investment Adviser:                     Status:
113196       HORIZON FINANCIAL ADVISORS, INC.        Registered   09/14/1994
             HORIZON FINANCIAL ADVISORS, INC.
             4099 WILLIAM PENN HIGHWAY
             SUITE 303
             MONROEVILLE           PA   15146-2513


CRD Number   Investment Adviser:                     Status:
148338       HORIZON WEALTH ADVISORS, LLC            Registered   08/11/2010
             HORIZON WEALTH ADVISORS
             9040 TOWN CENTER PARKWAY


             LAKEWOOD RANCH        FL   34202


CRD Number   Investment Adviser:                     Status:
122987       HOYER (DAVID LOUIS)                     Registered   03/27/1995
             HOYER FINANCIAL SERVICES
             369 RAMSEY ROAD


             YARDLEY               PA   19067
CRD Number   Investment Adviser:                Status:
126801       HUBBARD BERT KARLE WEBER, INC.     Registered   10/27/2003
             HUBBARD BERT KARLE WEBER, INC.
             1250 TOWER LANE


             ERIE                  PA   16505


CRD Number   Investment Adviser:                Status:
113978       HUDSON FINANCIAL ADVISORS INC.     Registered   01/27/2006
             HUDSON FINANCIAL ADVISORS INC.
             10034 WELLMAN ROAD


             STREETSBORO           OH   44241


CRD Number   Investment Adviser:                Status:
129716       HUTCHISON WHITEHEAD, LLC           Registered   01/08/2004
             HUTCHISON WHITEHEAD, LLC
             375 SOUTHPOINTE BLVD
             SUITE 330
             CANONSBURG            PA   15317


CRD Number   Investment Adviser:                Status:
122776       HUVER & ASSOCIATES, INC.           Registered   02/08/1999
             HUVER & ASSOCIATES, INC.
             125 JOHN ROBERT THOMAS DR


             EXTON                 PA   19341


CRD Number   Investment Adviser:                Status:
121932       HYAMS INVESTMENTS, INC.            Registered   06/09/1993
             HYAMS INVESTMENTS, INC.
             697 STRAFFORD CIRCLES


             STRAFFORD             PA   19087


CRD Number   Investment Adviser:                Status:
105770       HYATT (GARY LEE)                   Registered   03/22/2011
             HYATT CAPITAL MANAGEMENT
             1515 WEST CHESTER PIKE, B3


             WEST CHESTER          PA   19382


CRD Number   Investment Adviser:                Status:
24723        INDEPENDENCE CAPITAL CO., INC.     Registered   01/03/2011
             INDEPENDENCE CAPITAL CO., INC.
             5579 PEARL ROAD
             STE 100
             PARMA                 OH   44129
CRD Number   Investment Adviser:                          Status:
153867       INDEPENDENT ALLIANCE ADVISORS, LLC           Registered   09/07/2010
             INDEPENDENT ALLIANCE ADVISORS, LLC
             617 CRICKLEWOOD ROAD


             WEST CHESTER          PA   19382


CRD Number   Investment Adviser:                          Status:
121249       INDEPENDENT TAX & FINANCIAL PLANNERS, P.C.   Registered   12/14/1994
             INDEPENDENT TAX & FINANCIAL PLANNERS, P.C.
             130 BUCK ROAD, STE. 101


             HOLLAND               PA   18966


CRD Number   Investment Adviser:                          Status:
121504       INDIVIDUAL FINANCIAL SERVICES, INC.          Registered   11/18/1996
             INDIVIDUAL FINANCIAL SERVICES, INC.
             5000 STONEWOOD DRIVE
             STE 310
             WEXFORD               PA   15090


CRD Number   Investment Adviser:                          Status:
128603       INNOVATIVE FINANCIAL CONSULTANTS             Registered   11/05/2003
             INNOVATIVE FINANCIAL CONSULTANTS
             226 STANFORD ROAD


             FAIRLESS HILLS        PA   19030


CRD Number   Investment Adviser:                          Status:
158523       INSTITUTE FOR LEGACY WEALTH PLANNING, LLC    Registered   01/12/2012
             INSTITUTE FOR LEGACY WEALTH PLANNING, LLC
             1275 GLENLIVET DRIVE
             SUITE 100
             ALLENTOWN             PA   18106-3107


CRD Number   Investment Adviser:                          Status:
122984       INTEGRATED FINANCIAL RESOURCES, INC.         Registered   10/02/1995
             INTEGRATED FINANCIAL RESOURCES, INC.
             904 CENTENNIAL RD


             PENN VALLEY           PA   19072


CRD Number   Investment Adviser:                          Status:
151941       INVESTMENT ADVISORY, LLC                     Registered   11/16/2009
             INVESTMENT ADVISORY, LLC
             3093 WELLS ROAD


             MALVERN               PA   19355
CRD Number   Investment Adviser:                        Status:
125644       INVESTMENT CONSULTING RESOURCES, LLC       Registered   11/20/2009
             INVESTMENT CONSULTING RESOURCES, LLC
             29 TEN ACRE ROAD


             WEST HARTFORD         CT   06107


CRD Number   Investment Adviser:                        Status:
119198       INVESTMENT HORIZONS INC.                   Registered   02/25/1985
             INVESTMENT HORIZONS INC.
             2403 SIDNEY ST, STE 240
             RIVER PARK COMMONS
             PITTSBURGH            PA   15203


CRD Number   Investment Adviser:                        Status:
118026       INVESTORS' CHOICE ADVISORY SERVICES, LLC   Registered   04/16/1999
             INVESTORS' CHOICE ADVISORY SERVICES, LLC
             2909 ROUTE 100N., SUITE 230


             OREFIELD              PA   18069


CRD Number   Investment Adviser:                        Status:
119140       IRUS ADVISORY CORPORATION                  Registered   10/02/1992
             IRUS ADVISORY CORPORATION
             923 MARLBOROUGH STREET


             PHILADELPHIA          PA   19125


CRD Number   Investment Adviser:                        Status:
134676       ISGRIG CAPITAL ASSET MANAGEMENT, LLC       Registered   09/15/2005
             ISGRIG CAPITAL ASSET MANGAEMENT, LLC
             3135 GRIEST AVENUE


             CINCINNATI            OH   45208


CRD Number   Investment Adviser:                        Status:
114133       IVAN CAPITAL MANAGEMENT INC                Registered   05/30/1996
             IVAN CAPITAL MANAGEMENT INC
             9743 NIWOT ROAD


             NIWOT                 CO   80504-7706


CRD Number   Investment Adviser:                        Status:
122978       J. COLE FINANCIAL ADVISERS, INC.           Registered   08/08/1996
             J. COLE FINANCIAL ADVISERS, INC.
             70 THOMAS RD
             PO BOX 40
             GANSEVOORT            NY   12831
CRD Number   Investment Adviser:                            Status:
146490       J.D. KEITH & ASSOCIATES, LLC                   Registered   07/15/2008
             J.D. KEITH & ASSOCIATES, LLC
             11 SOUTH FINLEY AVE


             BASKING RIDGE         NJ   07920-1420


CRD Number   Investment Adviser:                            Status:
119365       JACOB ABRAM SALZMANN                           Registered   05/06/1997
             THE WIRE FUN
             157 SAWGRASS DRIVE


             BLUE BELL             PA   19422


CRD Number   Investment Adviser:                            Status:
116042       JACQUELINE L. POWELL & ASSOCIATES, INC.        Registered   11/30/2001
             JACQUELINE L. POWELL & ASSOCIATES, INC.
             43A BROOKWOOD AVENUE
             STE 6
             CARLISLE              PA   17015


CRD Number   Investment Adviser:                            Status:
115956       JAMES F. LYNCH DBA LYNCH INVESTMENT PLANNING   Registered   12/03/2001
             LYNCH INVESTMENT PLANNING
             236 NORTH ROLLING ROAD


             SPRINGFIELD           PA   19064


CRD Number   Investment Adviser:                            Status:
146558       JANOSKI INVESTMENT ADVISORY SERVICE, LLC       Registered   08/31/2009
             JANOSKI INVESTMENT ADVISORY SERVICE, LLC
             107 CARTERET DRIVE


             CLARKS SUMMIT         PA   18411-2269


CRD Number   Investment Adviser:                            Status:
140902       JCB FINANCIAL, INC.                            Registered   10/05/2006
             JCB FINANCIAL, INC.
             110 SPANGLER CIRCLE


             COLLEGEVILLE          PA   19426


CRD Number   Investment Adviser:                            Status:
141460       JEFF SPROWLES AND ASSOCIATES, LLC              Registered   09/08/2006
             JEFF SPROWLES AND ASSOCIATES, LLC
             945 LANGHORNE-YARDLEY ROAD


             LANGHORNE             PA   19047
CRD Number   Investment Adviser:                     Status:
122168       JEFFREY F. BAHLS                        Registered   08/21/2000
             GREEN TREE PLANNING
             7953 CEDAR WAY


             PARK CITY             UT   84098


CRD Number   Investment Adviser:                     Status:
121816       JF ACTUARIAL SERVICES, INC.             Registered   05/23/2001
             JF ACTUARIAL SERVICES, INC.
             41 BYBERRY AVENUE, SUITE 4


             HATBORO               PA   19040


CRD Number   Investment Adviser:                     Status:
127780       JH WHITE FINANCIAL SERVICES LLC         Registered   02/05/2004
             JH WHITE FINANCIAL SERVICES LLC
             2295 WELLS RD


             POTTSTOWN             PA   19465


CRD Number   Investment Adviser:                     Status:
123121       JMM FINANCIAL, LLC                      Registered   11/21/2003
             JMM FINANCIAL, LLC
             1925 MOLINARO DRIVE


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                     Status:
144468       JOHN P DUBOTS CAPITAL MANAGEMENT, LLC   Registered   03/27/2009
             JOHN P DUBOTS CAPITAL MANAGEMENT, LLC
             27710 JEFFERSON AVE
             SUITE 101
             TEMECULA              CA   92590


CRD Number   Investment Adviser:                     Status:
124559       JOHN STEPHEN CORRY                      Registered   03/20/2003
             ARETE CAPITAL MANAGEMENT
             2324 2ND STREET PIKE
             SUITE 6
             NEWTOWN               PA   18940


CRD Number   Investment Adviser:                     Status:
137548       JOHN VITALE                             Registered   06/05/2009
             PALISADES RESEARCH SYSTEMS
             869 VIA DE LA PAZ


             PACIFIC PALISADE      CA   90272-3623
CRD Number   Investment Adviser:                      Status:
103580       JOSEPH GRACE HOLDINGS, INC.              Registered   08/31/2006
             JOSEPH GRACE HOLDING, INC.
             44 WALL STREET
             12TH FLOOR
             NEW YORK              NY   10005


CRD Number   Investment Adviser:                      Status:
24795        JOSEPH GUNNAR & CO. LLC                  Registered   07/12/2004
             JOSEPH GUNNAR & CO. LLC
             30 BROAD STREET, 11TH FLOOR


             NEW YORK              NY   10004


CRD Number   Investment Adviser:                      Status:
123733       JOSEPH P. KIRLIN, III & ASSOCIATES       Registered   05/20/1988
             JOSEPH P. KIRLIN, III & ASSOCIATES
             1528 BRIAN DRIVE


             WEST CHESTER          PA   19380


CRD Number   Investment Adviser:                      Status:
145213       JPL ASSET MANAGEMENT AND PLANNING, LLC   Registered   01/02/2008
             JPL ASSET MANAGEMENT AND PLANNING, LLC
             1303 DELAWARE AVENUE
             STE 112
             WILMINGTON            DE   19806


CRD Number   Investment Adviser:                      Status:
152052       JRV WEALTH MANAGEMENT GROUP, LLC         Registered   01/04/2010
             JRV WEALTH MANAGEMENT GROUP, LLC
             2108 NORTH MARVINE ST


             PHILADELPHIA          PA   19122-1213


CRD Number   Investment Adviser:                      Status:
147973       JSC ADVISORS, LLC                        Registered   09/08/2010
             JSC ADVISORS, LLC
             510 W. REDMAN AVENUE


             HADDONFIELD           NJ   08033


CRD Number   Investment Adviser:                      Status:
135615       JUDGE BRIAN JOSEPH                       Registered   10/18/2005
             JUDGE BRIAN JOSEPH
             95 JACKSON STREET


             EDWARDSVILLE          PA   18704-1533
CRD Number   Investment Adviser:                     Status:
154614       JURA INVESTMENTS, LLC                   Registered   08/17/2010
             JURA INVESTMENTS, LLC
             1150 FIRST AVENUE
             SUITE 501
             KING OF PRUSSIA       PA   19406


CRD Number   Investment Adviser:                     Status:
134552       KAIROS CAPITAL ADVISORS, LLC            Registered   09/16/2005
             KAIROS CAPITAL ADVISORS, LLC
             1 WELLINGTON COURT


             MEDFORD               NJ   08055


CRD Number   Investment Adviser:                     Status:
153969       KAMIN CAPITAL, LLC                      Registered   06/18/2010
             KAMIN CAPITAL, LLC
             137 FREEPORT ROAD


             PITTSBURGH            PA   15215


CRD Number   Investment Adviser:                     Status:
158491       KANAKADHARA FINANCIAL ENTERPRISE, LLC   Registered   07/22/2011
             KANAKADHARA FINANCIAL ENTERPRISE, LLC
             4080 BRECKENRIDGE DR


             PRESTO                PA   15142


CRD Number   Investment Adviser:                     Status:
121043       KARR BARTH FINANCIAL PLANNING, INC.     Registered   11/21/1990
             KARR BARTH FINANCIAL PLANNING, INC.
             40 MONUMENT RD


             BALA CYNWYD           PA   19004


CRD Number   Investment Adviser:                     Status:
117719       KAUFFMAN & DREBING LLC                  Registered   01/03/1983
             KAUFFMAN & BREBING LLC
             230 S BROAD ST
             5TH FL
             PHILADELPHIA          PA   19102-4105


CRD Number   Investment Adviser:                     Status:
123013       KAUFMAN ADVISORY SERVICES, INC.         Registered   01/04/1988
             KAUFMAN ADVISORY SERVICES, INC.
             1609 LANCASTER AVE.


             READING               PA   19607
CRD Number   Investment Adviser:                             Status:
119166       KB FINANCIAL PARTNERS, LLC                      Registered   05/24/2006
             KB FINANCIAL PARTNERS, LLC
             214 CARNEGIE CENTER
             SUITE 110
             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                             Status:
123770       KEITZ INVESTMENT MANAGEMENT LTD.                Registered   02/10/1995
             KEITZ INVESTMENT MANAGEMENT LTD.
             100 WEST AVE, STE 100


             JENKINTOWN            PA   19046-2642


CRD Number   Investment Adviser:                             Status:
144759       KEJ FINANCIAL ADVISORS, LLC                     Registered   03/27/2008
             KEJ FINANCIAL ADVISORS
             536 STERLING STREET


             NEWTOWN               PA   18940


CRD Number   Investment Adviser:                             Status:
120741       KELLER FINANCIAL GROUP, INC.                    Registered   05/19/2000
             KELLER FINANCIAL GROUP
             17 E. HIGH STREET, SUITE 103


             CARLISLE              PA   17013


CRD Number   Investment Adviser:                             Status:
116885       KENNEDY (DAVID)                                 Registered   01/28/1988
             KENNEDY FINANCIAL ADVISORS
             164 BECHTEL ROAD


             COLLEGEVILLE          PA   19426


CRD Number   Investment Adviser:                             Status:
152924       KESTREL FINANCIAL ADVISORS, LLC                 Registered   04/14/2010
             KESTREL FINANCIAL ADVISORS, LLC
             127 BIRKDALE RD


             BLUE BELL             PA   19422


CRD Number   Investment Adviser:                             Status:
149800       KEVIN J. COOKE D/B/A COOKE FINANCIAL PLANNING   Registered   05/01/2009
             COOKE FINANCIAL PLANNING
             PO BOX 445


             MONTGOMERYVILL        PA   18936
CRD Number   Investment Adviser:                     Status:
116240       KEY FINANCIAL, INC.                     Registered   11/06/1997
             KEY FINANCIAL, INC.
             1560 MCDANIEL DRIVE


             WEST CHESTER          PA   19380


CRD Number   Investment Adviser:                     Status:
153231       KEY WEALTH PARTNERS, LLC                Registered   04/23/2010
             KEY WEALTH PARTNERS, LLC
             351 RUMFORD ROAD


             LITITZ                PA   17543


CRD Number   Investment Adviser:                     Status:
150831       KEYSTONE CAPITAL ADVISORS, LLC          Registered   01/04/2010
             KEYSTONE CAPITAL ADVISORS
             1554 PAOLI PIKE
             # 315
             WEST CHESTER          PA   19380


CRD Number   Investment Adviser:                     Status:
150622       KEYSTONE INVESTMENT ADVISORS, LLC       Registered   07/10/2009
             KEYSTONE INVESTMENT ADVISORS, LLC
             10521 PERRY HIGHWAY
             SUITE 115
             WEXFORD               PA   15090


CRD Number   Investment Adviser:                     Status:
141908       KILDARE ASSET MANAGEMENT, LLC           Registered   05/25/2007
             KILDARE ASSET MANAGEMENT, LLC
             168 WATER STREET
             5TH FL
             BINGHAMTON            NY   13901


CRD Number   Investment Adviser:                     Status:
147495       KJ CAPITAL MANAGEMENT LLC               Registered   12/06/2010
             KJ CAPITAL MANAGEMENT LLC
             315 E. 68TH ST., APT 8K


             NEW YORK              NY   10065-5692


CRD Number   Investment Adviser:                     Status:
130737       KMA FINANCIAL GROUP, LLC                Registered   01/14/2005
             KMA FINANCIAL GROUP
             111 PRESIDENTIAL BLVD.
             SUITE 135
             BALA CYNWYD           PA   19004
CRD Number   Investment Adviser:                     Status:
121910       KRAMER (SAMUEL D.) CPA, CFP             Registered   07/24/2000
             KRAMER FIDUCIARY SERVICES
             1389 BEULAH ROAD


             PITTSBURGH            PA   15235


CRD Number   Investment Adviser:                     Status:
123008       KREMER & ASSOCIATES, INC.               Registered   10/10/2001
             KREMER & ASSOCIATES, INC.
             6400 BROOKTREE COURT
             STE 240
             WEXFORD               PA   15090


CRD Number   Investment Adviser:                     Status:
122284       KREMPA ASSOCIATES, INC.                 Registered   03/03/1997
             KREMPA ASSOCIATES, INC.
             5039 SWAMP ROAD, SUITE 403


             FOUNTAINVILLE         PA   18923-0418


CRD Number   Investment Adviser:                     Status:
130150       KYDE CAPITAL STRATEGIES LLC             Registered   01/12/2012
             KYDE CAPITAL STRATEGIES LLC
             1911 11TH STREET
             SUITE 207
             BOULDER               CO   80302-5122


CRD Number   Investment Adviser:                     Status:
149693       LANCASTER COUNTY FINANCIAL GROUP, LLC   Registered   09/18/2009
             LANCASTER COUNTY FINANCIAL GROUP, LLC
             304 NORTH GEORGE ST.
             SUITE A
             MILLERSVILLE          PA   17551


CRD Number   Investment Adviser:                     Status:
124960       LANGDON ASSOCIATES, INC.                Registered   04/08/2003
             LANGDON ASSOCIATES, INC.
             1119 MEWS LANE


             WEST CHESTER          PA   19382-2091


CRD Number   Investment Adviser:                     Status:
118684       LANGE FINANCIAL GROUP, LLC              Registered   05/17/2002
             LANGE FINANCIAL GROUP, LLC
             2200 MURRAY AVENUE


             PITTSBURGH            PA   15217
CRD Number   Investment Adviser:                 Status:
128960       LASURE CAPITAL MANAGEMENT, LTD.     Registered   07/21/2006
             LASURE CAPITAL MANAGEMENT
             131 SPROUL RD


             MALVERN               PA   19355


CRD Number   Investment Adviser:                 Status:
112389       LAUREL FINANCIAL GROUP INC          Registered   08/31/2011
             LAUREL FINANCIAL GROUP INC
             9 DORCHESTER DRIVE


             PITTSBURGH            PA   15241


CRD Number   Investment Adviser:                 Status:
147228       LAWRENCE WEALTH MANAGEMENT, LLC     Registered   10/23/2008
             LAWRENCE WEALTH MANAGEMENT, LLC
             1910 YORKSHIRES DRIVE
             SUITE 400
             PLYMOUTH MEETIN       PA   19462


CRD Number   Investment Adviser:                 Status:
147173       LEGACY ADVISORY SERVICES, LLC       Registered   06/23/2008
             LEGACY ADVISORY SERVICES, LLC
             658 EXTON COMMONS


             EXTON                 PA   19341


CRD Number   Investment Adviser:                 Status:
131895       LEGACY FINANCIAL STRATEGIES, INC.   Registered   08/18/2005
             LEGACY FINANCIAL STRATEGIES, INC.
             BOX 1180


             HERMITAGE             PA   16148


CRD Number   Investment Adviser:                 Status:
155421       LEGACY MANAGEMENT GROUP, LLC        Registered   06/07/2011
             THE LEGACY GROUP
             300 CONSHOHOCKEN STATE RD
             SUITE 200
             WEST CONSHOHO         PA   19428


CRD Number   Investment Adviser:                 Status:
159391       LEHMAN CAPITAL ADVISORS, LLC        Registered   01/03/2012
             LEHMAN CAPITAL ADVISORS, LLC
             1525 CEDAR CLIFF DRIVE
             SUITE 100
             CAMP HILL             PA   17011
CRD Number   Investment Adviser:                  Status:
119386       LENOX ADVISORS, INC.                 Registered   02/02/2011
             LENOX ADVISORS, INC.
             530 5TH AVENUE
             11TH FLOOR
             NEW YORK                NY   10036


CRD Number   Investment Adviser:                  Status:
122851       LESTER PAUL HAUSCHILD                Registered   07/24/1996
             LESTER P. HAUSCHILD
             25 N MILL ST, STE 407
             FIRST FEDERAL PLZ
             NEW CASTLE              PA   16101


CRD Number   Investment Adviser:                  Status:
123341       LEVIN & COMPANY                      Registered   07/26/1994
             LEVIN & COMPANY
             1251 S CEDAR CREST BLVD.
             #209
             ALLENTOWN               PA   18103


CRD Number   Investment Adviser:                  Status:
122383       LEWIS & CLARK ADVISORS, LLC          Registered   09/26/2011
             LCI ADVISORS
             1716 HIDDEN CREEK COURT
             SUITE 101
             TOWN & COUNTRY          MO   63131


CRD Number   Investment Adviser:                  Status:
147430       LEWIS,JEROME                         Registered   08/15/2008
             JEROME LEWIS
             421 TOWER RD


             SELLERSVILLE            PA   18960


CRD Number   Investment Adviser:                  Status:
118759       LIBERTY FINANCIAL STRATEGIES, LLC    Registered   06/10/2002
             LIBERTY FINANCIAL STRATEGIES, LLC
             1709 OREGON PIKE


             LANCASTER               PA   17601


CRD Number   Investment Adviser:                  Status:
126760       LIFE STRATEGIES, LLC                 Registered   06/13/2003
             LIFE STRATEGIES, LLC
             42 READS WAY
             NEW CASTLE CORP COMMONS
             NEW CASTLE              DE   19720
CRD Number   Investment Adviser:                           Status:
133825       LIGHTHOUSE FINANCIAL ADVISORS                 Registered   06/08/2005
             LIGHTHOUSE FINANCIAL ADVISORS
             1100 WASHINGTON BLVD
             SUITE 209
             CARNEGIE              PA   15106


CRD Number   Investment Adviser:                           Status:
154545       LIGHTHOUSE FINANCIAL PLANNING LLC             Registered   08/11/2010
             LIGHTHOUSE FINANCIAL PLANNING LLC
             PO BOX 628


             IRWIN                 PA   15642


CRD Number   Investment Adviser:                           Status:
142481       LIGHTHOUSE FINANCIAL WEALTH MANAGEMENT, LLC   Registered   08/27/2010
             LIGHTHOUSE FINANCIAL WEALTH MANAGEMENT, LLC
             501 SILVERSIDE ROAD
             SUITE 117
             WILMINGTON            DE   19809


CRD Number   Investment Adviser:                           Status:
158317       LIGONIER CAPITAL COMPANY LLC                  Registered   11/23/2011
             LIGONIER CAPITAL COMPANY LLC
             P.O. BOX 135


             LIGONIER              PA   15658


CRD Number   Investment Adviser:                           Status:
141128       LIMERICK FINANCIAL GROUP, LLC                 Registered   08/16/2006
             LIMERICK FINANCIAL GROUP, LLC
             675 NORTH LEWIS ROAD


             LIMERICK              PA   19468


CRD Number   Investment Adviser:                           Status:
149732       LL INVESTMENTS GROUP LLC                      Registered   10/09/2009
             LL INVESTMENTS GROUP LLC
             2 PEAR DRIVE


             BEAR                  DE   19701


CRD Number   Investment Adviser:                           Status:
108231       LOMBARD ADVISERS INCORPORATED                 Registered   09/05/1995
             LOMBARD ADVISERS INCORPORATED
             1820 LANCASTER ST


             BALTIMORE             MD   21231
CRD Number   Investment Adviser:                         Status:
146841       LOYALHANNA CAPITAL MANAGEMENT, LLC          Registered   06/16/2008
             LOYALHANNA CAPITAL MANAGEMENT, LLC
             808 RIVERSIDE AVENUE


             JOHNSTOWN             PA   15905


CRD Number   Investment Adviser:                         Status:
122097       LYNCH, WINTON & ASSOCIATES, LLC             Registered   03/02/1999
             LYNCH, WINTON & ASSOCIATES, LLC
             416 HAVERFORD PLACE


             SWARTHMORE            PA   19081


CRD Number   Investment Adviser:                         Status:
139614       M.P. COLLINS WEALTH ADVISOR ALLIANCE, LLC   Registered   03/23/2006
             M.P. COLLINS WEALTH ADVISOR ALLIANCE, LLC
             275 CURRY HOLLOW ROAD
             SUITE 230
             PITTSBURGH            PA   15236


CRD Number   Investment Adviser:                         Status:
124126       MACELHENNEY MANAGEMENT, INC.                Registered   01/24/2003
             MACELHENNEY MANAGEMENT, INC.
             422 MAYBERRY ROAD


             SCHWENKSVILLE         PA   19473


CRD Number   Investment Adviser:                         Status:
123840       MAGEE, BRENDAN J.                           Registered   08/11/1997
             INEVITABLE WEALTH COACHING
             8242 WEST CHESTER PIKE


             UPPER DARBY           PA   19082


CRD Number   Investment Adviser:                         Status:
141996       MAGNA FINANCIAL PLANNING, LLC               Registered   11/20/2006
             MAGNA FINANCIAL PLANNING, LLC
             5 KRAUSER ROAD


             DOWNINGTOWN           PA   19335


CRD Number   Investment Adviser:                         Status:
138464       MAHAFFEY, JR. LESTER BRUCE                  Registered   02/17/2006
             MAHAFFEY FINANCIAL
             525 COBBLESTONE LANE


             LANCASTER             PA   17601
CRD Number   Investment Adviser:                     Status:
128289       MAIN LINE INVESTORS, INC.               Registered   02/24/2004
             MAIN LINE INVESTORS, INC.
             PO BOX 1026


             KIMBERTON             PA   19442


CRD Number   Investment Adviser:                     Status:
111736       MAIN STREET MANAGEMENT COMPANY          Registered   06/07/1993
             MAIN STREET MANGAEMENT COMPANY
             P.O. BOX 189


             DOVER                 PA   17315-0189


CRD Number   Investment Adviser:                     Status:
141610       MANOR HOUSE CAPITAL ADVISORS, LLC       Registered   11/29/2006
             MANOR HOUSE CAPITAL ADVISORS, LLC
             1 COMMERCE SQ,8TH FLOOR
             2005 MARKET ST., STE 820
             PHILADELPHIA          PA   19103


CRD Number   Investment Adviser:                     Status:
117108       MARATHON STRATEGIC ADVISORS, LLC        Registered   06/23/2010
             MARATHON STRATEGIC ADVISORS, LLC
             500 MARKET STREET
             SUITE 610
             STEUBENVILLE          OH   43952


CRD Number   Investment Adviser:                     Status:
152309       MARCUM FINANCIAL SERVICES LLC           Registered   06/23/2010
             MARCUM FINANCIAL SERVICES LLC
             10 MELVILLE PARK RD


             MELVILLE              NY   11747


CRD Number   Investment Adviser:                     Status:
123256       MARMARAS & SMITH, LLC.                  Registered   05/22/2001
             MARMARAS & SMITH, LLC.
             961 MARCON BLVD
             STE 422
             ALLENTOWN             PA   18109


CRD Number   Investment Adviser:                     Status:
123222       MARNEY ELIZABETH ROIA                   Registered   05/09/1988
             MARNEY ELIZABETH ROIA
             705 INVERNESS DRIVE


             WEST CHESTER          PA   19380
CRD Number   Investment Adviser:                     Status:
135461       MARTINO AND MILES, INC.                 Registered   07/25/2008
             PEERLESS ADVISORS
             7100 CHRESHEIM ROAD


             PHILADELPHIA          PA   19119-2429


CRD Number   Investment Adviser:                     Status:
123125       MARY ANN REINOEHL                       Registered   02/07/1996
             WEALTH BUILDER ADVISOR
             P.O. BOX 818


             SPRING HOUSE          PA   19477


CRD Number   Investment Adviser:                     Status:
111520       MASLAND & BARRICK ADVISORY, INC.        Registered   11/08/1995
             MASLAND & BARRICK ADVISORY, INC.
             3600 TRINDLE ROAD
             SUITE 102
             CAMP HILL             PA   17011


CRD Number   Investment Adviser:                     Status:
114365       MASTER'S ADVISORS, INC.                 Registered   01/18/2002
             MASTER'S ADVISORS, INC.
             480 NEW HOLLAND AVE
             STE 7201
             LANCASTER             PA   17602


CRD Number   Investment Adviser:                     Status:
122411       MAURO CAPITAL MANAGEMENT, INC.          Registered   05/06/1993
             MAURO CAPITAL MANAGEMENT, INC.
             510 HICKORY COURT


             WEXFORD               PA   15090


CRD Number   Investment Adviser:                     Status:
117374       MAYER, WILLIAM W.                       Registered   04/10/2002
             LEGACY ADVISORS GROUP
             306 MYSTIC LANE


             MEDIA                 PA   19063


CRD Number   Investment Adviser:                     Status:
138093       MAZDA CAPITAL MANAGEMENT LLC            Registered   12/18/2009
             MAZDA CAPITAL MANAGEMENT LLC
             4065 LOWER MOUNTAIN RD


             NEW HOPE              PA   18938-5506
CRD Number   Investment Adviser:                 Status:
116309       MC2 FINANCIAL ADVISERS, INC.        Registered   08/25/1998
             MC2 FINANCIAL ADVISERS, INC.
             24 S. NEWTOWN ST RD.
             SUITE 100
             NEWTOWN SQUAR         PA   19073


CRD Number   Investment Adviser:                 Status:
122147       MCCLARREN (JEFFREY LEE)             Registered   10/26/1999
             MCCLARREN FINANCIAL ADVISORS
             1364 SOUTH ATHERTON ST


             STATE COLLEGE         PA   16801


CRD Number   Investment Adviser:                 Status:
124023       MCGUIGAN (KEVIN FRANK)              Registered   04/22/2008
             CORNERSTONE RESOURCES GROUP
             PO BOX 235


             ATCO                  NJ   08004


CRD Number   Investment Adviser:                 Status:
150834       MCKENNA CAPITAL, LLC                Registered   08/13/2009
             MCKENNA CAPITAL, LLC
             PO BOX 55


             MALVERN               PA   19355


CRD Number   Investment Adviser:                 Status:
120366       MCKENNA, INC.                       Registered   09/01/1999
             MCKENNA, INC.
             221 WEST STREET ROAD, B5


             FEASTERVILLE          PA   19053


CRD Number   Investment Adviser:                 Status:
145290       MCKISSOCK CAPITAL MANAGEMENT, LLC   Registered   07/23/2008
             MCKISSOCK CAPITAL MANAGEMENT, LLC
             218 LIBERTY STREET


             WARREN                PA   16365


CRD Number   Investment Adviser:                 Status:
154239       MERIDIAN ASSET MANAGEMENT, LLC      Registered   08/13/2010
             MERIDIAN ASSET MANAGEMENT, LLC
             3842 SOUTHLAND DRIVE


             BETHLEHEM             PA   18017
CRD Number   Investment Adviser:                         Status:
141645       METATRENDS LLC                              Registered   01/26/2007
             METATRENDS LLC
             511 STATE STREET


             BADEN                 PA   15005


CRD Number   Investment Adviser:                         Status:
156254       METZINGER PRIVATE WEALTH MANAGEMENT, INC.   Registered   04/06/2011
             CLEARVIEW GLOBAL WEALTH ADVISORS
             ONE MERIDIAN BLVD
             SUITE 1B1
             WYOMISSING            PA   19610


CRD Number   Investment Adviser:                         Status:
155518       MF ADVISERS, INC.                           Registered   01/03/2011
             MF ADVISERS, INC.
             241 UNION STREET


             LUZERNE               PA   18709


CRD Number   Investment Adviser:                         Status:
123820       MFP INVESTMENT ADVISORS, LLC                Registered   01/16/2001
             MFP INVESTMENT ADVISORS, LLC
             FEDERATED INVESTORS TWR
             1001 LIBERTY AVE., 11TH FL
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                         Status:
136042       MICHAEL A. INCITTI                          Registered   10/06/2005
             STRATEGIC CAPITAL MANAGEMENT
             6 DALE DRIVE


             MOUNTAINTOP           PA   18707


CRD Number   Investment Adviser:                         Status:
123397       MICHAEL A. KOLB, PC                         Registered   11/03/2000
             MICHAEL A. KOLB, PC
             503 HORSHAM ROAD


             HORSHAM               PA   19044


CRD Number   Investment Adviser:                         Status:
121848       MICHAEL ANTHONY CHWASTYK                    Registered   08/24/2000
             PROFESSIONAL PORTFOLIO MANAGEMENT
             3920 MARKET ST
             3RD FL
             CAMP HILL             PA   17011
CRD Number   Investment Adviser:                      Status:
112890       MICHAEL KAPUSTIN                         Registered   10/20/2003
             SOCIETY HILL FINANCIAL PLANNING
             10 RADCLIFFE DRIVE


             VOORHEES              NJ   08043


CRD Number   Investment Adviser:                      Status:
122150       MID-ATLANTIC BENEFIT CONSULTANTS, INC.   Registered   03/29/1989
             MID-ATLANTIC BENEFIT CONSULTANTS, INC.
             PO BOX 2047


             DOYLESTOWN            PA   18901


CRD Number   Investment Adviser:                      Status:
127651       MIDDLE AMERICA PLANNING, INC.            Registered   05/17/2010
             MIDDLE AMERICA PLANNING
             350 PARKER DRIVE


             PITTSBURGH            PA   15216


CRD Number   Investment Adviser:                      Status:
122894       MILINOVICH & CO., INC.                   Registered   01/27/1998
             MILINOVICH & CO., INC.
             101 N. WOODLAND AVENUE


             WAYNESBURG            PA   15370


CRD Number   Investment Adviser:                      Status:
119761       MINCEMOYER (MICHAEL WILLIAM)             Registered   03/02/2001
             MINCEMOYER FINANCIAL CONSULTANTS
             320 E. CENTER STREET


             DANVILLE              PA   17821


CRD Number   Investment Adviser:                      Status:
141804       MIT MANAGEMENT GROUP, INC.               Registered   08/27/2007
             VESTA FINANCIALCARE
             1210 MARLBOROUGH STREET


             PHILADELPHIA          PA   19125-3921


CRD Number   Investment Adviser:                      Status:
154742       MODERN WEALTH CONCEPTS LLC               Registered   09/01/2010
             MODERN WEALTH CONCEPTS LLC
             31 LATHAM PARKWAY


             MELROSE PARK          PA   19027
CRD Number   Investment Adviser:                              Status:
123363       MOGA ADVISORY SERVICES, INC.                     Registered   05/01/2000
             MOGA ADVISORY SERVICES, INC.
             1446 LIBERTY ST


             FRANKLIN              PA   16323


CRD Number   Investment Adviser:                              Status:
132427       MONDRIAN INVESTMENT PARTNERS (U.S.), INC.        Registered   09/15/2004
             MONDRIAN INVESTMENT PARTNERS (U.S.), INC.
             2001 MARKET ST., STE 3810
             TWO COMMERCE SQ
             PHILADELPHIA          PA   19103-7039


CRD Number   Investment Adviser:                              Status:
14983        MONEY MANAGEMENT ADVISORY INC.                   Registered   09/02/2009
             MONEY MANAGEMENT ADVISORY INC.
             102 W. STREET ROAD


             FEASTERVILLE          PA   19053


CRD Number   Investment Adviser:                              Status:
123372       MOORHOUSE (WILLIAM KEITH)                        Registered   01/16/2001
             MOORHOUSE (W. KEITH)
             131 HOOVER STREET


             BRIDGEVILLE           PA   15017-3005


CRD Number   Investment Adviser:                              Status:
133775       MORGAN FINANCIAL INCORPORATED                    Registered   02/01/2005
             MORGAN FINANCIAL INCOPORATED
             113 EAST PHILADELPHIA AVENUE


             BOYERTOWN             PA   19512


CRD Number   Investment Adviser:                              Status:
138800       MOUNTAIN VIEW FINANCIAL ADVISORY SERVICES, LLC   Registered   02/08/2006
             MOUNTAIN VIEW FINANCIAL ADVISORY SERVICES, LLC
             PO BOX 952


             LEVITOWN              PA   19058


CRD Number   Investment Adviser:                              Status:
147221       MTM FINANCIAL GROUP, LLC                         Registered   08/06/2008
             MTM FINANCIAL GROUP, LLC
             4505 HANOVERVILLE ROAD


             BETHLEHEM             PA   18020
CRD Number   Investment Adviser:                     Status:
128849       MUCHEN LEE FINANCIAL INC                Registered   04/08/2011
             MUCHEN LEE FINANCIAL INC
             301 S ALLEN ST
             SUITE 104
             STATE COLLEGE         PA   16801


CRD Number   Investment Adviser:                     Status:
145971       MUNTZ FINANCIAL, LLC                    Registered   01/08/2008
             MUNTZ FINANCIAL, LLC
             25 SKIPPACK PIKE
             STE 204
             BROAD AXE             PA   19002


CRD Number   Investment Adviser:                     Status:
121966       MURRY HILL FINANCIAL, LLC               Registered   01/29/2003
             MURRY HILL FINANCIAL, LLC
             444 MURRY HILL CIRCLE


             LANCASTER             PA   17601


CRD Number   Investment Adviser:                     Status:
117119       MYERS CAPITAL MANAGEMENT, INC.          Registered   07/07/2000
             MYERS CAPTIAL MANAGEMENT, INC.
             1444 SAINT CHARLES PLACE


             ABINGTON              PA   19001-2327


CRD Number   Investment Adviser:                     Status:
121788       MYRON KENT SMAY                         Registered   02/23/2000
             SMAY INVESTMENTS
             1810 EAST MARKET STREET
             2ND FL
             YORK                  PA   17402-2889


CRD Number   Investment Adviser:                     Status:
145742       NATIONS FIRST FINANCIAL GROUP INC.      Registered   06/24/2009
             NATIONS FIRST FINANCIAL GROUP INC.
             630 FREEDOM BUSINESS CTR DR
             3RD FL
             KING OF PRUSSIA       PA   19406


CRD Number   Investment Adviser:                     Status:
122662       NEIL J. WERBERIG                        Registered   09/12/1988
             MAXIMUM ASSET STRATEGIES
             163 WOODHILL ROAD


             NEWTOWN               PA   18940
CRD Number   Investment Adviser:                             Status:
121239       NETWORK 1 FINANCIAL ADVISORS INC.               Registered   03/11/2003
             NETOWRK 1 FINANCIAL ADVISORS INC.
             2 BRIDGE AVENUE, BUILDING 2
             4TH FLOOR
             RED BANK              NJ   07701


CRD Number   Investment Adviser:                             Status:
145744       NEWTOWN WEALTH MANAGEMENT INC.                  Registered   02/28/2008
             NEWTOWN WEALTH MANAGEMENT INC.
             660 NEWTOWN-YARDLEY RD
             STE 108
             NEWTOWN               PA   19067


CRD Number   Investment Adviser:                             Status:
141864       NHC INVESTMENT ADVISORS, LLC                    Registered   11/29/2006
             NHC INVESTMENT ADVISORS, LLC
             304 CRANBERRY DRIVE


             HUNTINGDON VALL       PA   19006


CRD Number   Investment Adviser:                             Status:
151904       NICHE REGISTERED INVESTMENT ADVISORY SERVICES   Registered   03/17/2010
             NICHE REGISTERED INVESTMENT ADVISORY SERVICES
             500 LAWRENCE ROAD


             BROOMALL              PA   19008


CRD Number   Investment Adviser:                             Status:
146409       NOLL WEALTH MANAGEMENT, LLC                     Registered   05/16/2008
             NOLL WEALTH MANAGEMENT
             18 EAST LANCASTER AVENUE


             MALVERN               PA   19355


CRD Number   Investment Adviser:                             Status:
120737       NORTHEASTERN FINANCIAL CONSULTANTS, INC.        Registered   10/01/1997
             NORTHEASTERN FINANCIAL CONSULTANTS, INC.
             3 ABINGTON EXEC PK
             STE 1
             SOUTH ABINGTON        PA   18411


CRD Number   Investment Adviser:                             Status:
149223       NORTHPORT INVESTMENT MANAGEMENT LLC             Registered   01/16/2009
             NORTHPORT INVESTMENT MANAGEMENT LLC
             290 KING OF PRUSSIA RD
             RADNOR STAT BLDG #1, STE 304
             RADNOR                PA   19087-5143
CRD Number   Investment Adviser:                   Status:
119396       NORTHSTAR FINANCIAL COMPANIES, INC.   Registered   10/25/1995
             NORTHSTAR FINANCIAL COMPANIES, INC.
             1100 E. HECTOR ST, STE 399


             CONSHOHOCKEN          PA   19428


CRD Number   Investment Adviser:                   Status:
154032       NORTHWEST ADVISORS, INC.              Registered   10/05/2011
             NORTHWEST ADVISORS, INC.
             100 LIBERTY ST.


             WARREN                PA   16365


CRD Number   Investment Adviser:                   Status:
121290       NRB CAPITAL MANAGEMENT, INC.          Registered   08/20/1974
             NRB CAPITAL MANAGEMENT, INC.
             2520C LEECHBURG ROAD


             LOWER BURRELL         PA   15068


CRD Number   Investment Adviser:                   Status:
18975        NUTMEG SECURITIES, LLC                Registered   02/23/2007
             NUTMEG SECURITIES, LLC
             257 RIVERSIDE AVE
             1ST FL
             WESTPORT              CT   06880


CRD Number   Investment Adviser:                   Status:
121360       OAK FINANCIAL SERVICES GROUP, LTD.    Registered   06/17/1996
             OAK FINANCIAL SERVICES GROUP, LTD.
             P.O. BOX 680


             OAKS                  PA   19456


CRD Number   Investment Adviser:                   Status:
147812       OASIS CAPITAL MANAGEMENT LLC          Registered   08/18/2008
             OASIS CAPITAL MANAGEMENT LLC
             316 WAYNE BROOK DRIVE


             CHESTER SPRINGS       PA   19425


CRD Number   Investment Adviser:                   Status:
159554       OPIS ASSET MANAGEMENT LLC             Registered   01/05/2012
             OPIS ASSET MANAGEMENT LLC
             2599 WILMINGTON ROAD
             SUITE 100
             NEW CASTLE            PA   16105
CRD Number   Investment Adviser:                     Status:
136750       ORACLE FINANCIAL GROUP, INC.            Registered   09/08/2005
             ORACLE FINANCIAL GROUP
             226 W. RITTENHOUSE SQUARE
             SUITE 1601
             PHILADELPHIA          PA   19103-5798


CRD Number   Investment Adviser:                     Status:
121305       OSTROM & ASSOCIATES                     Registered   12/01/1987
             OSTROM & ASSOCIATES
             20104 VALLEY FORGE CIRCLE


             KING OF PRUSSIA       PA   19406


CRD Number   Investment Adviser:                     Status:
134313       P.S REALITY LLC                         Registered   01/03/2007
             TIME INVESTMENTS, LLC
             359 SHADY LANE


             HUNTINGDON VALL       PA   19006


CRD Number   Investment Adviser:                     Status:
137381       PACER ADVISORS, INC.                    Registered   03/29/2006
             PACER ADVISORS, INC.
             16 INDUSTRIAL BLVD.
             SUITE 201
             PAOLI                 PA   19301


CRD Number   Investment Adviser:                     Status:
37031        PACKERLAND BROKERAGE SERVICES, INC.     Registered   07/14/2008
             PACKERLAND BROKERAGE SERVICES, INC.
             432 SECURITY BLVD.
             SUITE 101
             GREEN BAY             WI   54313


CRD Number   Investment Adviser:                     Status:
139927       PARADIGM MANAGEMENT SERVICES CORP.      Registered   03/29/2006
             PARADIGM MANAGEMENT SERVICES CORP.
             301 OXFORD VALLEY ROAD
             SUITE 702
             YARDLEY               PA   19067-7713


CRD Number   Investment Adviser:                     Status:
122759       PARAGON CAPITAL ADVISORS, LLC           Registered   11/01/2001
             PARAGON CAPITAL ADVISORS, LLC
             1489 BALTIMORE PK, STE 217
             VICTORIA BUS CTR.
             SPRINGFIELD           PA   19064
CRD Number   Investment Adviser:                            Status:
127621       PARTNERS CAPITAL SERVICES, INC.                Registered   09/12/2006
             PARTNERS CAPITAL SERVICES, INC.
             205 OSER AVE


             HAUPPAUGE             NY   11788


CRD Number   Investment Adviser:                            Status:
138982       PAUL FAIR ASSOCIATES, LLC                      Registered   05/10/2006
             PAUL FAIR ASSOCIATES, LLC
             625 NORTH PARK ROAD


             WYOMISSING            PA   19610


CRD Number   Investment Adviser:                            Status:
123926       PAUL J KOEPFER                                 Registered   06/20/1996
             SUMMIT FINANCIAL ADVISORS
             1211 ST RT 288


             FOMBELL               PA   16123


CRD Number   Investment Adviser:                            Status:
128437       PAUL J. STAFFARONI, CPA                        Registered   01/22/2004
             PAUL J. STAFFARONI, CPA
             4976 GRUNDY WAY


             DOYLESTOWN            PA   18901


CRD Number   Investment Adviser:                            Status:
138346       PAUL ROBERT KOPEY                              Registered   04/06/2006
             PAUL R. KOPEY & ASSOCIATES
             103 CRIMSON PLACE


             CHESTER SPRINGS       PA   19425


CRD Number   Investment Adviser:                            Status:
115012       PAUL TERENCE KOHLER FINANCIAL SOLUTIONS, LLC   Registered   08/18/1995
             PAUL TERENCE KOHLER FINANCIAL SOLUTIONS, LLC
             21 WEST FRONT STREET
             STE 300
             MEDIA                 PA   19063


CRD Number   Investment Adviser:                            Status:
25590        PEACHTREE CAPITAL CORPORATION INC.             Registered   06/19/2007
             PEACHTREE CAPITAL CORPORATION INC.
             3060 PEACHTREE ROAD, NW
             SUITE 1830
             ATLANTA               GA   30305
CRD Number   Investment Adviser:                     Status:
121410       PELICAN BAY ASSET MANAGEMENT, INC.      Registered   02/10/2003
             PELICAN BAY ASSET MANAGEMENT, INC.
             175 RIVERSIDE DRIVE
             APT 8K
             NEW YORK              NY   10024


CRD Number   Investment Adviser:                     Status:
128659       PENDRAGON CAPITAL MANAGEMENT, INC.      Registered   04/23/2004
             PENDRAGON CAPITAL MANAGEMENT, INC.
             23 HEATH ROAD


             FISHKILL              NY   12524


CRD Number   Investment Adviser:                     Status:
128872       PENN FINANCIAL GROUP LLC                Registered   09/13/2006
             PENN FINANCIAL GROUP LLC
             137 ACKERMAN AVENUE


             RIDGEWOOD             NJ   07450


CRD Number   Investment Adviser:                     Status:
123356       PENN FIRST ADVISORS, INC.               Registered   02/01/1994
             PENN FIRST ADVISORS
             PO BOX 726


             TANNERSVILLE          PA   18372


CRD Number   Investment Adviser:                     Status:
122794       PENN GROUP FINANCIAL SERVICES, INC.     Registered   05/21/1996
             PENN GROUP FINANCIAL SERVICES, INC.
             P.O. BOX 9


             MONTOURSVILLE         PA   17754


CRD Number   Investment Adviser:                     Status:
144499       PENNMED MEMBER SERVICES CO.             Registered   01/17/2008
             PMSCO HEALTH CARE CONSULTING
             777 EAST PARK DRIVE


             HARRISBURG            PA   17111


CRD Number   Investment Adviser:                     Status:
150301       PENNSYLVANIA PHYSICIAN ADVISORS, INC.   Registered   07/21/2009
             PENNSYLVANIA PHYSICIAN ADVISORS, INC.
             60 N. UNION ST.


             MIDDLETOWN            PA   17057-1429
CRD Number   Investment Adviser:                               Status:
132482       PERFECT SOLUTIONS, INC.                           Registered   08/25/2005
             PSI INVESTMENTS
             302 WEST ELMWOOD AVENUE


             MECHANICSBURG         PA   17055


CRD Number   Investment Adviser:                               Status:
141280       PERIDOT CAPITAL MANAGEMENT LLC                    Registered   08/26/2008
             PERIDOT CAPITAL MANAGEMENT
             3945 FORBES AVE
             #395
             PITTSBURGH            PA   15213


CRD Number   Investment Adviser:                               Status:
132934       PERIGEE INVESTMENT ADVISORS, LLC                  Registered   05/24/2006
             PERIGEE INVESTMENT ADVISORS, LLC
             PO BOX 351, HERSHEY SQ
             BOX 124
             HERSHEY               PA   17033-0351


CRD Number   Investment Adviser:                               Status:
125259       PERSONAL WEALTH ADVISORY, LLC                     Registered   04/10/2003
             PERSONAL WEALTH ADVISORY, LLC
             630 DELP RD
             STE 100
             LANCASTER             PA   17601


CRD Number   Investment Adviser:                               Status:
119353       PETER ALEXANDER & COMPANY, INC.                   Registered   01/05/1993
             PETER ALEXANDER FINANCIAL SERVICES, INC.
             15 UNION HILL ROAD


             WEST CONSHOHO         PA   19428-2718


CRD Number   Investment Adviser:                               Status:
123507       PETER L. WORKMAN, CHFC D/B/A/ FINANCIAL TRIUMPH   Registered   05/18/1988
             FINANCIAL TRIUMPH ASSOCIATES
             345 MAIN ST.
             STE 109
             HARLEYSVILLE          PA   19438


CRD Number   Investment Adviser:                               Status:
123209       PETSIS (ANTHONY) & ASSOCIATES, INC.               Registered   09/27/1991
             PETSIS (ANTHONY) & ASSOCIATES, INC.
             401 SOUTH STATE STREET


             NEWTOWN               PA   18940
CRD Number   Investment Adviser:                   Status:
116537       PFG INVESTMENTS, LLC                  Registered   02/18/2011
             VANDERBILT ADVISORY SERVICES
             445 BROAD HOLLOW ROAD
             SUITE 400
             MELVILLE              NY   11747


CRD Number   Investment Adviser:                   Status:
158682       PHELPS, NICHOLAS H.                   Registered   08/12/2011
             PHELPS FINANCIAL ADVISORS
             925 W COLLEGE AVE


             STATE COLLEGE         PA   16801


CRD Number   Investment Adviser:                   Status:
121906       PHILADELPHIA ASSET MANAGEMENT, LLC    Registered   04/28/2003
             PHILADELPHIA ASSET MANAGEMENT, LLC
             627 GLENMARY ROAD


             RADNOR                PA   19087


CRD Number   Investment Adviser:                   Status:
123262       PHILLIP A. DYER                       Registered   05/07/2003
             DYER FINANCIAL ADVISORY
             100 WEST ROAD
             STE 300
             TOWSON                MD   21204


CRD Number   Investment Adviser:                   Status:
142767       PICK ASSOCIATES, LLC                  Registered   01/09/2007
             PICK ASSOCIATES, LLC
             1290 OLD MOUNTAIN ROAD


             WELLSVILLE            PA   17365


CRD Number   Investment Adviser:                   Status:
113104       PIERCE,PAUL ARNOLD                    Registered   05/16/2008
             PIERCE FINANCIAL SERVICES
             PO BOX 152


             NEW HOLLAND           PA   17557


CRD Number   Investment Adviser:                   Status:
123171       PILLAR INTERNATIONAL ADVISORS, INC.   Registered   08/06/1997
             PILLAR INTERNATIONAL ADVISORS, INC.
             2222 YARDLEY ROAD


             YARDLEY               PA   19067
CRD Number   Investment Adviser:                          Status:
123088       PILOT CAPITAL MANAGEMENT, INC.               Registered   11/07/1991
             PILOT CAPITAL MANAGEMENT, INC.
             195 STOCK ST., SUITE 124


             HANOVER               PA   17331


CRD Number   Investment Adviser:                          Status:
149802       PINNACLE CAPITAL ADVISORS, LLC               Registered   05/07/2009
             PINNACLE CAPITAL ADVISORS, LLC
             2230 PERKIOMEN AVE
             2ND FL
             READING               PA   19606


CRD Number   Investment Adviser:                          Status:
125425       PINNACLE FINANCIAL SERVICES LLC              Registered   01/04/2010
             PINNACLE FINANCIAL SERVICES LLC
             708 THIRD AVENUE
             13TH FL
             NEW YORK              NY   10017


CRD Number   Investment Adviser:                          Status:
155652       PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.   Registered   01/06/2011
             PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.
             1677 LAURA LN


             POTTSTOWN             PA   19464


CRD Number   Investment Adviser:                          Status:
14155        PITTSBURGH FINANCIAL PLANNERS, INC.          Registered   10/18/2010
             PITTSBURGH FINANCIAL PLANNERS, INC.
             1195 WASHINGTON PIKE
             SUITE 100
             BRIDGEVILLE           PA   15017


CRD Number   Investment Adviser:                          Status:
117105       PLANNING STRATEGIES, INC.                    Registered   01/02/2002
             PLANNING STRATEGIES, INC.
             147 N. SHIPPEN STREET


             LANCASTER             PA   17602


CRD Number   Investment Adviser:                          Status:
138076       PLANS TO PROSPER, LLC                        Registered   01/17/2006
             PLANS TO PROSPER, LLC
             109 GATEWAY AVENUE
             SUITE 201
             WEXFORD               PA   15090
CRD Number   Investment Adviser:                     Status:
120962       PLEASANT VALLEY ADVISORS, LLC           Registered   01/02/2001
             PLEASANT VALLEY ADVISORS, LLC
             505 PLEASANT VALLEY AVENUE


             MOORESTOWN            NJ   08057


CRD Number   Investment Adviser:                     Status:
117866       PLUMMER, KATHLEEN K.                    Registered   08/06/1992
             PLUMMER & ASSOCIATES
             48 ROSE VALLEY RD


             ROSE VALLEY           PA   19063-4218


CRD Number   Investment Adviser:                     Status:
122372       PMN, INC                                Registered   08/19/1997
             PORTFOLIO MANAGEMENT NETWORK, INC
             620 OLIVER BLDG
             535 SMITHFIELD STREET
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                     Status:
117219       POPA FINANCIAL SERVICES, INC.           Registered   12/31/2002
             POPA FINANCIAL SERVICES, INC.
             BROUGHTON PROF BLDG
             105 BROUGHTON RD, 2ND FL
             BETHEL PARK           PA   15102


CRD Number   Investment Adviser:                     Status:
142384       PORATH FINANCIAL ADVISORY, L.L.C.       Registered   01/03/2007
             PORATH FINANCIAL ADVISORS, L.L.C.
             2820 WEST 21ST ST


             ERIE                  PA   16506


CRD Number   Investment Adviser:                     Status:
120061       POTTER (DAVID ALAN)                     Registered   01/02/2001
             POTTER FINANCIAL SERVICES
             345 SOUTHPOINTE BLVD
             SUITE 130
             CANONSBURG            PA   15317


CRD Number   Investment Adviser:                     Status:
158555       PRATT ASSOCIATES, INC.                  Registered   09/23/2011
             PRATT ASSOCIATES, INC.
             220 W. MAIN STREET


             LIGONIER              PA   15658
CRD Number   Investment Adviser:                            Status:
120499       PRIME SOLUTIONS FINANCIAL SERVICES CORP.       Registered   07/13/2011
             PRIME SOLUTIONS FINANCIAL SERVICES CORP.
             3415 WEST CHESTER PIKE
             SUITE 204
             NEWTOWN SQUAR         PA   19073


CRD Number   Investment Adviser:                            Status:
143794       PRINCETON VALUE ADVISORS, LLC                  Registered   07/02/2007
             PRINCETON VALUE ADVISORS, LLC
             169 SNOWDEN LANE


             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                            Status:
123269       PRISM INVESTMENT MANAGEMENT, INC.              Registered   12/11/1997
             PRISM INVESTMENT MANAGEMENT, INC.
             82 CREEK DRIVE


             MILLSBORO             DE   19966


CRD Number   Investment Adviser:                            Status:
145641       PROADVISOR INVESTMENT CORP                     Registered   03/07/2008
             PROADVISOR INVESTMENT CORP
             ONE RATHTON ROAD


             YORK                  PA   17403


CRD Number   Investment Adviser:                            Status:
119307       PROFESSIONAL TRADING SERVICES BROKERAGE, LLC   Registered   08/25/2011
             PTS BROKERAGE, LLC
             EASTGATE BUSINESS CTR
             125 C GAITHER DR
             MT. LAUREL            NJ   08054


CRD Number   Investment Adviser:                            Status:
121982       PROMETHEUS CAPITAL MANAGEMENT CORP.            Registered   02/10/1995
             PROMETHEUS CAPITAL MANAGEMENT CORP.
             30 S MAIN STREET


             YARDLEY               PA   19067


CRD Number   Investment Adviser:                            Status:
155266       PST ADVISORS, LLC                              Registered   01/03/2011
             PST ADVISORS, LLC
             40 MONUMENT ROAD


             BALA CYNWYD           PA   19004-1700
CRD Number   Investment Adviser:                         Status:
113338       PUBLIC RESOURCES ADVISORY GROUP, INC.       Registered   03/31/2003
             PUBLIC RESOURCES ADVISORY GROUP, INC.
             40 RECTOR STREET
             SUITE 1600
             NEW YORK              NY   10006


CRD Number   Investment Adviser:                         Status:
149992       PURE CAPITAL MANAGEMENT LIMITED             Registered   06/02/2009
             PURE CAPITAL MANAGEMENT LIMITED
             15 WYNTRE BROOKE DRIVE
             SUITE 5
             YORK                  PA   17403


CRD Number   Investment Adviser:                         Status:
145056       PURITAN INVESTMENT ADVISORS, INC.           Registered   04/18/2008
             PURITAN WEALTH MANAGEMENT GROUP
             16801 ADDISON ROAD
             STE 430
             ADDISON               TX   75001


CRD Number   Investment Adviser:                         Status:
160019       QUABBIN ADVISORS, LLC                       Registered   01/31/2012
             QUABBIN ADVISORS
             208 GOVERNORS CT.


             PHILADELPHIA          PA   19146


CRD Number   Investment Adviser:                         Status:
132001       QUANTUM TECHNALYSIS ASSET MANAGEMENT, LLC   Registered   01/28/2005
             QUANTUM TECHNALYSIS ASSET MANAGEMENT
             717 GREY AVENUE


             EVANSTON              IL   60202


CRD Number   Investment Adviser:                         Status:
146438       QUATTRO ADVISORS L.L.C.                     Registered   05/30/2008
             QUATTRO ADVISORS L.L.C.
             11 STANWIX STREET
             SUITE 1220
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                         Status:
16783        QUEST CAPITAL STRATEGIES, INC.              Registered   04/20/2009
             QUEST CAPITAL STRATEGIES, INC.
             23832 ROCKFIELD BLVD.
             SUITE 130
             LAKE FOREST           CA   92630
CRD Number   Investment Adviser:                      Status:
130120       RADNOR RESEARCH & TRADING COMPANY, LLC   Registered   05/21/2008
             RADNOR RESEARCH & TRADING COMPANY, LLC
             290 KING OF PRUSSIA ROAD
             RADNOR STATION 2 STE 120
             RADNOR                PA   19087


CRD Number   Investment Adviser:                      Status:
122098       RAYMOND P. BRADLEY, CHFC                 Registered   04/24/1998
             RAYMOND P. BRADLEY, CHFC
             43 WEST WALNUT STREET


             EPHRATA               PA   17522


CRD Number   Investment Adviser:                      Status:
152666       RAZZANO CONSULTING, LLC                  Registered   04/08/2011
             RAZZANO CONSULTING, LLC
             1101 WILMINGTON ROAD


             NEW CASTLE            PA   16101


CRD Number   Investment Adviser:                      Status:
128226       REALE MANAGED ASSETS, INC.               Registered   10/24/2003
             REALE MANAGED ASSETS, INC.
             7 ROBINWOOD DRIVE


             CLIFTON PARK          NY   12065


CRD Number   Investment Adviser:                      Status:
158720       RED SPRUCE CAPITAL, LLC                  Registered   09/22/2011
             RED SPRUCE CAPITAL, LLC
             1055 WESTLAKES DRIVE
             SUITE 300
             BERWYN                PA   19312


CRD Number   Investment Adviser:                      Status:
129512       RENAISSANCE ADVISORY GROUP               Registered   05/26/2004
             RENAISSANCE ADVISORY GROUP
             8600 WEST CHESTER PIKE
             SUITE 103
             HIGHLAND PARK         PA   19082


CRD Number   Investment Adviser:                      Status:
140201       RENVYLE PARTNERS, LLC                    Registered   04/26/2006
             RENVYLE PARTNERS, LLC
             45 AVALON CT.


             DOYLESTOWN            PA   18901
CRD Number   Investment Adviser:                              Status:
145733       RETIREMENT COLLABORATIVE LLC                     Registered   03/07/2008
             RETIREMENT COLLABORATIVE LLC
             2000 LINGLESTOWN ROAD
             STE 101
             HARRISBURG            PA   17110-9347


CRD Number   Investment Adviser:                              Status:
157811       RETIREMENT PLANNING SPECIALISTS, INC.            Registered   07/29/2011
             RETIREMENT PLANNING SPECIALISTS
             1000 EASTON ROAD


             WILLOW GROVE          PA   19090


CRD Number   Investment Adviser:                              Status:
156952       REVOLUTION FINANCIAL WORKS LLC                   Registered   06/02/2011
             REVOLUTION FINANCIAL WORKS LLC
             341 FREEMAN RD


             DALTON                PA   18414


CRD Number   Investment Adviser:                              Status:
146518       RHODES CAPITAL MANAGEMENT, INC.                  Registered   05/22/2008
             RHODES CAPITAL MANAGEMENT, INC.
             111 PRESIDENTIAL BLVD.
             SUITE 135
             BALA CYNWYD           PA   19004


CRD Number   Investment Adviser:                              Status:
118064       RICHARD DAVID STYER T/A STYER INVESTMENT ADVIS   Registered   02/20/2002
             STYER INVESTMENT ADVISORY CO.
             430 SOUTH MAIN ST


             QUAKERTOWN            PA   18951


CRD Number   Investment Adviser:                              Status:
125103       RICHARD L. EISNER, C.P.A., P.C.                  Registered   07/25/2003
             RICHARD L. EISNER, C.P.A., P.C.
             66 COMMACK ROAD


             COMMACK               NY   11725


CRD Number   Investment Adviser:                              Status:
127326       RICHARD SHANT CHEBOOKJIAN                        Registered   11/19/2003
             RYEBROOK FINANCIAL GROUP
             374 ARBOR CIRCLE


             MEDIA                 PA   19063
CRD Number   Investment Adviser:                     Status:
121247       RICHARD SHELTON SANDERS                 Registered   09/27/2001
             MARKET LOGIC
             606 N. FRONT STREET


             SUNBURY               PA   17801


CRD Number   Investment Adviser:                     Status:
123079       RICHARD W. O'HAY, CPA                   Registered   11/02/2000
             RICHARD W. O'HAY, CPA
             2925 WILLIAM PENN HWY
             SUITE 304
             EASTON                PA   18045-2966


CRD Number   Investment Adviser:                     Status:
108238       RICK INVESTOR SERVICES, INC.            Registered   03/07/2002
             RICK INVESTOR SERVICES, INC.
             2650 WESTVIEW DRIVE


             WYOMISSING            PA   19610


CRD Number   Investment Adviser:                     Status:
123827       RICKER (N. STEVEN)                      Registered   01/03/1994
             RICKER CAPITAL MANAGEMENT
             620 EAST MAPLE STREET
             PO BOX 72
             PALMYRA               PA   17078


CRD Number   Investment Adviser:                     Status:
121920       RIDGEWOOD CAPITAL MANAGEMENT, INC.      Registered   06/14/2000
             RIDGEWOOD CAPITAL MANAGEMENT
             P.O. BOX 300


             WESTTOWN              PA   19395-0300


CRD Number   Investment Adviser:                     Status:
122637       RIVER INVESTMENT CORP                   Registered   03/15/1991
             RIVER INVESTMENT CORP
             PO BOX 562


             SPRINGTOWN            PA   18081-0562


CRD Number   Investment Adviser:                     Status:
121316       ROBERT FREDERICK DUGUAY                 Registered   09/18/2000
             FIDUCIARY INVESTORS' GROUP
             100 WHITETAIL RUN RD
             PO BOX 644
             WAVERLY               PA   18471-0644
CRD Number   Investment Adviser:                     Status:
119953       ROBERT J. WILKES, JR.                   Registered   01/02/2004
             THE ROBERT J. WILKES PLANNING FORUM
             32 WEST STATE STREET
             SUITE 211
             BINGHAMTON            NY   13901-2335


CRD Number   Investment Adviser:                     Status:
121488       ROBERT OWEN SMITH                       Registered   04/24/1998
             COMPREHENSIVE FINANCIAL ADVISERS
             561 EXTON COMMONS


             EXTON                 PA   19341-2453


CRD Number   Investment Adviser:                     Status:
115975       ROBERT PAUL HEIM                        Registered   01/04/2001
             ROBERT P. HEIM FINANCIAL GROUP
             39 JAMES WAY


             ARCHBALD              PA   18403-1547


CRD Number   Investment Adviser:                     Status:
140287       ROBERT SUSKO CPA LLC                    Registered   01/19/2007
             ROBERT SUSKO CPA LLC
             2626 WALBERT AVE


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                     Status:
133604       ROCHE FINANCIAL PARTNERS LLC            Registered   09/15/2008
             ROCHE FINANCIAL PARTNERS LLC
             P.O. BOX 7093


             PRINCETON             NJ   08543


CRD Number   Investment Adviser:                     Status:
151989       ROCKHAVEN CAPITAL MANAGEMENT, LLC       Registered   11/16/2009
             ROCKHAVEN CAPITAL MANAGEMENT, LLC
             132 ROCK HAVEN LANE


             PITTSBURGH            PA   15228


CRD Number   Investment Adviser:                     Status:
142532       RON CAMIRAND & ASSOCIATES, LLC          Registered   08/27/2007
             RON CAMIRAND & ASSOCIATES, LLC
             111 CANTER LANE


             GIBSONIA              PA   15044
CRD Number   Investment Adviser:                     Status:
120400       RON RAYMOND BLASDELL                    Registered   06/11/2004
             BLASDELL & CO.
             32 BRIDLE COURT EAST


             GLENMOORE             PA   19343-1121


CRD Number   Investment Adviser:                     Status:
121342       RONALD CURTIS LEONARD                   Registered   09/26/1997
             RCL CAPITAL MANAGEMENT
             2573 COLE ROAD


             WEXFORD               PA   15090


CRD Number   Investment Adviser:                     Status:
122624       ROOT III, EUGENE SHELDON                Registered   09/06/1994
             GENE ROOT, CFP
             250 MT. LEBANON BLVD.
             STE 203
             PITTSBURGH            PA   15234-1248


CRD Number   Investment Adviser:                     Status:
141671       ROSE VALLEY ASSET MANAGEMENT LLC        Registered   11/30/2006
             ROSE VALLEY ASSET MANAGEMENT LLC
             PO BOX 8


             ROSE VALLEY           PA   19065


CRD Number   Investment Adviser:                     Status:
118418       ROSSI FINANCIAL ASSOCIATES, INC.        Registered   02/07/1996
             ROSSI FINANCIAL ASSOCIATES, INC.
             50 SECO ROAD, SUITE A


             MONROEVILLE           PA   15146


CRD Number   Investment Adviser:                     Status:
146650       ROWAN, DAVID E.                         Registered   07/07/2010
             ROWAN FINANCIAL LLC
             3970 OLIVER AVE


             BETHLEHEM             PA   18020


CRD Number   Investment Adviser:                     Status:
141668       ROXANNE WITMER-DEWITT                   Registered   10/12/2006
             WITMER TAX & FINANCIAL SERVICES, LLC
             P.O. BOX 189


             WILLOW STREET         PA   17584
CRD Number   Investment Adviser:                          Status:
142335       ROYAL PALM INVESTMENT ADVISORS, INC.         Registered   06/08/2007
             ROYAL PALM INVESTMENT ADVISORS, INC.
             740 FLORIDA CENTRAL PKWY
             STE 2012
             LONGWOOD              FL   32750


CRD Number   Investment Adviser:                          Status:
143087       RTM ASSET MANAGEMENT, LLC                    Registered   07/19/2010
             RTM ASSET MANAGEMENT, LLC
             5 CHARTER OAK DRIVE


             CARNEGIE              PA   15106


CRD Number   Investment Adviser:                          Status:
142975       RWI WEALTH MANAGEMENT, LLC                   Registered   01/17/2008
             RWI WEALTH MANGAEMENT, LLC
             2033 MILWAUKEE AVE
             #125
             RIVERWOODS            IL   60015


CRD Number   Investment Adviser:                          Status:
130468       RWM ASSET MANAGEMENT, LLC                    Registered   03/24/2004
             RWM ASSET MANAGEMENT, LLC
             PO BOX 68


             NEW BLOOMFIELD        PA   17068


CRD Number   Investment Adviser:                          Status:
124889       RYDER, JAMES JOSEPH                          Registered   01/02/2004
             RYDER ASSET MANAGEMENT
             101 WEST GROVE STREET


             CLARKS SUMMIT         PA   18411


CRD Number   Investment Adviser:                          Status:
140188       S & A FINANCIAL STRATEGIES & SERVICES, LLC   Registered   04/17/2006
             S & A FINANCIAL STRATEGIES & SERVICES, LLC
             33 ERASER ROAD


             MOORESTOWN            NJ   08057


CRD Number   Investment Adviser:                          Status:
129468       S & P WEALTH PLANNING LLC                    Registered   08/12/2004
             S & P WEALTH PLANNING LLC
             1364 WELSH ROAD


             NORTH WALES           PA   19454
CRD Number   Investment Adviser:                    Status:
148266       S & W ADVISORS, LLC                    Registered   05/01/2009
             S & W ADVISORS, LLC
             705 ES FARMS DRIVE


             CRANBERRY TWP         PA   16066


CRD Number   Investment Adviser:                    Status:
158417       S.A. WILSON & ASSOCIATES, LLC          Registered   09/22/2011
             S.A. WILSON & ASSOCIATES, LLC
             932 CREEK ROAD


             MIDDLEBURG            PA   17842


CRD Number   Investment Adviser:                    Status:
154993       S.W. COY CAPITAL, INC.                 Registered   01/03/2011
             S.W. COY CAPITAL, INC.
             235 ALPHA DRIVE
             SUITE 301
             PITTSBURGH            PA   15238


CRD Number   Investment Adviser:                    Status:
128909       SADDLE RIVER CAPITAL MANAGEMENT, LLC   Registered   09/22/2006
             SADDLE RIVER CAPITAL MANAGEMENT, LLC
             PO BOX 635


             SADDLE RIVER          NJ   07458


CRD Number   Investment Adviser:                    Status:
150007       SAHANA CAPITAL, LLC                    Registered   06/30/2009
             SAHANA CAPITAL, LLC
             200 W. WASHINGTON SQUARE
             #3201
             PHILADELPHIA          PA   19106


CRD Number   Investment Adviser:                    Status:
143434       SARA INVESTMENT CONSULTING             Registered   09/05/2007
             SARA INVESTMENT CONSULTING
             124 MEADOWLAND DRIVE


             COLLEGEVILLE          PA   19426


CRD Number   Investment Adviser:                    Status:
123865       SARRIS FINANCIAL GROUP INC             Registered   08/24/1990
             SARRIS FINANCIAL GROUP INC
             5710 OAK CREST LANE


             DOYLESTOWN            PA   18902
CRD Number   Investment Adviser:                       Status:
126200       SAS REGISTERED INVESTMENT ADVISORS, LLC   Registered   08/12/2004
             SAS REGISTERED INVESTMENT ADVISORS, LLC
             4431 NORTH FRONT STREET


             HARRISBURG            PA   17110-1709


CRD Number   Investment Adviser:                       Status:
122466       SCALISE FINANCIAL ADVISORS INC.           Registered   10/04/2001
             SCALISE FINANCIAL ADVISORS INC.
             4021 W 12TH STREET


             ERIE                  PA   16505


CRD Number   Investment Adviser:                       Status:
121206       SCARSDALE INVESTMENT GROUP, LTD.          Registered   07/08/1992
             SCARSDALE INVESTMENT GROUP, LTD.
             340 MILES DRIVE


             BLUE BELL             PA   19422-3100


CRD Number   Investment Adviser:                       Status:
155297       SCHENLEY PARK CAPITAL MANAGEMENT, LLC     Registered   11/02/2010
             SCHENLEY PARK CAPITAL MANAGEMENT, LLC
             205 EASTERN AVENUE


             PITTSBURGH            PA   15215


CRD Number   Investment Adviser:                       Status:
144666       SCHILLING GROUP ADVISORS LLC              Registered   09/20/2007
             SCHILLING GROUP ADVISORS LLC
             1649 JARRETTOWN ROAD


             DRESHER               PA   19025


CRD Number   Investment Adviser:                       Status:
122795       SCHMERLING FINANCIAL GROUP, LLC           Registered   03/30/2001
             SCHMERLING FINANCIAL GROUP, LLC
             261 OLD YORK ROAD
             THE PAVILION, STE 514
             JENKINTOWN            PA   19046


CRD Number   Investment Adviser:                       Status:
143052       SCHUYLKILL FINANCIAL, LLC                 Registered   02/21/2007
             SCHUYLKILL FINANCIAL, LLC
             1501 SCHUYLKILL AVENUE


             READING               PA   19601-1312
CRD Number   Investment Adviser:                     Status:
123244       SEARLES (MATTHEW B.)                    Registered   10/23/2001
             SEARLES (MATTHEW B.)
             5235 OAKVIEW DRIVE


             ALLENTOWN             PA   18104


CRD Number   Investment Adviser:                     Status:
125045       SEIWELL ADVISORS, LLC                   Registered   03/13/2003
             SEIWELL ADVISORS, LLC
             1285 SOUTHGATE ROAD


             WEST CHESTER          PA   19382-8518


CRD Number   Investment Adviser:                     Status:
122300       SELKER, RICHARD ALBERT                  Registered   01/03/2007
             SELKER ADVISORS
             125 TECHNOLOGY DRIVE
             SUITE 106
             CANONSBURG            PA   15317


CRD Number   Investment Adviser:                     Status:
123928       SENIOR MANAGEMENT GROUP, LLC            Registered   02/10/1999
             SENIOR MANAGEMENT GROUP, LLC
             125 STRAFFORD AVE
             SUITE 112
             WAYNE                 PA   19087


CRD Number   Investment Adviser:                     Status:
121347       SHARMA ASSOCIATES, INC.                 Registered   04/16/2001
             SHARMA ASSOCIATES, INC.
             124 SCARLET DRIVE


             CONSHOHOCKEN          PA   19428


CRD Number   Investment Adviser:                     Status:
121303       SHERMAN, WERST & COMPANY, INC.          Registered   06/26/1998
             SHERMAN, WERST & COMPANY, INC.
             120 FOXSHIRE DRIVE, 2ND FL


             LANCASTER             PA   17601


CRD Number   Investment Adviser:                     Status:
152007       SHRYOCK INVESTMENT ADVISORY, LLC        Registered   02/01/2010
             SHRYOCK INVESTMENT ADVISORY, LLC
             585 CHARLES DRIVE


             DOWNINGTOWN           PA   19335-1787
CRD Number   Investment Adviser:                     Status:
123184       SIGMA FINANCIAL, INC.                   Registered   04/26/1988
             SIGMA FINANCIAL, INC.
             5100 TILGHMAN ST STE 350


             ALLENTOWN             PA   18104-9123


CRD Number   Investment Adviser:                     Status:
120088       SIMS FINANCIAL SERVICES, LLC            Registered   02/03/2003
             SIMS FINANCIAL SERVICES, LLC
             531 E. LANCASTER AVENUE


             WAYNE                 PA   19087


CRD Number   Investment Adviser:                     Status:
139541       SITMAN, FREED & CO. LLP                 Registered   03/22/2006
             SITMAN, FREED & CO. LLP
             1200 BUSTLETON PIKE
             SUITE 6
             FEASTERVILLE          PA   19053-4108


CRD Number   Investment Adviser:                     Status:
122356       SIVEL CAPITAL MANAGEMENT, INC           Registered   07/24/2000
             SIVEL CAPITAL MANAGEMENT, INC
             1017 BRIAR RIDGE WAY


             EAST GREENVILLE       PA   18041


CRD Number   Investment Adviser:                     Status:
105249       SKC FINANCIAL PLANNERS, INC.            Registered   02/05/2007
             SKC FINANCIAL PLANNERS, INC.
             445 CEDAR STREET
             P.O. BOX 438
             JENKINTOWN            PA   19046


CRD Number   Investment Adviser:                     Status:
119073       SKIPPACK INVESTMENT ADVISORS, INC.      Registered   06/10/2002
             SKIPPACK INVESTMENT ADVISORS, INC.
             1767 SENTRY PARKWAY WEST
             SUITE 306
             BLUE BELL             PA   19422


CRD Number   Investment Adviser:                     Status:
155483       SMART FINANCIAL GROUP, LLC              Registered   02/18/2011
             SMART FINANCIAL GROUP, LLC
             895 DEAUVILLE COURT


             MONROEVILLE           PA   15146
CRD Number   Investment Adviser:                     Status:
123727       SMITH ASSET MANAGEMENT, INC.            Registered   01/13/1998
             SMITH ASSET MANAGEMENT, INC.
             16 S. MAIN STREET


             YARDLEY               PA   19067


CRD Number   Investment Adviser:                     Status:
151555       SMOKER, SMITH & ASSOCIATES, PC          Registered   03/30/2010
             SMOKER, SMITH & ASSOCIATES, PC
             339 WEST GOVERNOR ROAD


             HERSHEY               PA   17033


CRD Number   Investment Adviser:                     Status:
144405       SNAVELY II, JACK EMERSON                Registered   07/12/2007
             SNAVELY ASSOCIATES FINANCIAL SERVICES
             P.O. BOX 48


             CAMP HILL             PA   17001-0048


CRD Number   Investment Adviser:                     Status:
144575       SOLOMON INVESTMENT GROUP, INC.          Registered   07/31/2008
             SOLOMON INVESTMENT GROUP, INC.
             102 MARINA BAY COURT


             HIGHLANDS             NJ   07732


CRD Number   Investment Adviser:                     Status:
129896       SOUND PORTFOLIO ADVISORS, LLC           Registered   04/23/2004
             SOUND PORTFOLIO ADVISORS, LLC
             3 FORT RACHEL PLACE


             MYSTIC                CT   06355


CRD Number   Investment Adviser:                     Status:
144164       SPECTRUM WEALTH MANAGEMENT, LLC         Registered   04/09/2010
             SPECTRUM WEALTH MANAGEMENT, LLC
             3570 E. 12TH AVENUE


             DENVER                CO   80206


CRD Number   Investment Adviser:                     Status:
119494       SPIRE ASSET MANAGEMENT, LLC.            Registered   04/26/2002
             SPIRE ASSET MANAGEMENT, LLC.
             48-50 W CHESTNUT STREET
             SUITE 300
             LANCASTER             PA   17603
CRD Number   Investment Adviser:                    Status:
150516       SPOUTING ROCK WEALTH ADVISORS, LLC     Registered   09/10/2009
             SPROUTING ROCK CONSULTING
             5 RADNOR CORPORATE CENTER
             SUITE 441
             RADNOR                PA   19087


CRD Number   Investment Adviser:                    Status:
121298       SR FINANCIAL SERVICES, INC.            Registered   05/27/2009
             SR FINANCIAL SERVICES, INC.
             6826 PARKGATE OVAL


             SEVEN HILLS           OH   44131


CRD Number   Investment Adviser:                    Status:
123945       ST. CLAIR CAPITAL MANAGEMENT, INC.     Registered   06/25/1997
             ST. CLAIR CAPITAL MANAGEMENT, INC.
             ONE NORWEGIAN PLAZA
             STE 300
             POTTSVILLE            PA   17901


CRD Number   Investment Adviser:                    Status:
122938       ST. JOHN INVESTMENT MANAGEMENT, LTD.   Registered   09/30/1994
             ST. JOHN INVESTMENT MANAGEMENT, LTD.
             P.O. BOX 1373


             LANSDALE              PA   19446


CRD Number   Investment Adviser:                    Status:
121201       ST. MICHAELS ASSET MANAGEMENT, LLC     Registered   02/09/2011
             ST. MICHAELS ASSET MANAGEMENT, LLC
             417 S. TALBOT STREET
             P.O. BOX 1136
             ST. MICHAELS          MD   21663


CRD Number   Investment Adviser:                    Status:
156156       STANDPOINT ADVISORS, LLC               Registered   04/28/2011
             STANDPOINT ADVISORS, LLC
             470 PAXON HOLLOW ROAD


             BROOMALL              PA   19008


CRD Number   Investment Adviser:                    Status:
140650       STATLER FINANCIAL SERVICES, INC.       Registered   06/25/2010
             STATLER FINANCIAL SERVICES, INC.
             803 US HIGHWAY
             27 SOUTH
             SEBRING               FL   33870
CRD Number   Investment Adviser:                                Status:
133571       STEPHEN E. KING                                    Registered   01/07/2005
             STEPHEN E. KING
             295 E. SWEDESFORD RD


             WAYNE                 PA   19087


CRD Number   Investment Adviser:                                Status:
122095       STERLING CAPITAL MANAGEMENT, INC.                  Registered   06/29/1992
             STERLING CAPITAL MANAGEMENT, INC.
             121 GROUSE COURT


             VENETIA               PA   15367


CRD Number   Investment Adviser:                                Status:
121458       STEVE DECESARE LTD                                 Registered   04/15/2003
             STEVE DECESARE LTD
             307 FELLOWSHIP ROAD
             SUITE 105
             MOUNT LAUREL          NJ   08054


CRD Number   Investment Adviser:                                Status:
124028       STEVEN CWIENKALA, CPA, P.C.                        Registered   07/10/2001
             STEVEN J. CWIENKALA,SR DBA CWIENKALA & SALFI, CP
             1911 WEST POINT PIKE


             WEST POINT            PA   19486-0285


CRD Number   Investment Adviser:                                Status:
130807       STEVEN G. BLUM AND ASSOCIATES, LLC                 Registered   05/18/2004
             STEVEN G. BLUM AND ASSOCIATES, LLC
             801 YALE AVENUE


             SWARTHMORE            PA   19081


CRD Number   Investment Adviser:                                Status:
119622       STOCK SOLUTIONS INC.                               Registered   10/21/2010
             STOCK SOLUTIONS INC.
             1986 W. STRASBURG RD


             COATESVILLE           PA   19320-4771


CRD Number   Investment Adviser:                                Status:
159246       STONE FORGE FINANCIAL, LLC                         Registered   01/10/2012
             STONE FORGE FINANCIAL, LLC
             6151 GREENHILL ROAD


             NEW HOPE              PA   18938
CRD Number   Investment Adviser:                        Status:
132143       STONEHOUSE ASSET MANAGEMENT, INC           Registered   04/01/2005
             STONEHOUSE ASSET MANAGEMENT, INC
             PO BOX 253


             WASHINGTON            PA   15301-0000


CRD Number   Investment Adviser:                        Status:
140469       STONERIDGE WEALTH ADVISORS, LLC            Registered   09/29/2006
             STONERIDGE WEALTH ADVISORS, LLC
             7 GREAT VALLEY PARKWAY
             SUITE 239
             MALVERN               PA   19355


CRD Number   Investment Adviser:                        Status:
156294       STORIE FINANCIAL ADVISORY LLC              Registered   03/04/2011
             STORIE FINANCIAL ADVISORY LLC
             PO BOX 976


             MCMURRAY              PA   15317


CRD Number   Investment Adviser:                        Status:
151607       STOURBRIDGE CAPITAL PARTNERS, LLC          Registered   03/31/2010
             STOURBRIDGE CAPITAL PARTNERS, LLC
             598 WATTS HILL ROAD


             HONESDALE             PA   18431


CRD Number   Investment Adviser:                        Status:
122397       STRATEGIC FINANCIAL ADVISORS CORPORATION   Registered   08/11/1988
             STRATEGIC FINANCIAL ADVISORS CORPORATION
             MARLTON EXEC PK, BLDG 2
             701 S RT 73 STE 125
             MARLTON               NJ   08053


CRD Number   Investment Adviser:                        Status:
134780       STRATEGIC INVESTMENT PARTNERS LLC          Registered   08/07/2009
             SIPCO
             6100 BANDERA RD
             SUITE 715
             SAN ANTONIO           TX   78238


CRD Number   Investment Adviser:                        Status:
115984       STRATEGIC LIFESTYLE ADVISORS, INC.         Registered   04/25/2002
             STRATEGIC LIFESTYLE ADVISORS, INC.
             269 MAIN STREET


             GREENVILLE            PA   16125
CRD Number   Investment Adviser:                   Status:
155051       STRATUS ASSET MANAGEMENT LLC          Registered   10/12/2010
             STRATUS ASSET MANAGEMENT LLC
             579 COLONEL DEWEES ROAD


             WAYNE                 PA   19087


CRD Number   Investment Adviser:                   Status:
149636       STRAVOLO WEALTH MANAGEMENT, LLC       Registered   11/15/2011
             STRAVOLO WEALTH MANAGEMENT, LLC
             775 SPARTANBURG


             SPARTANBURG           SC   29301


CRD Number   Investment Adviser:                   Status:
151455       STRUBEL INVESTMENT MANAGEMENT, LLC    Registered   10/15/2009
             STRUBEL INVESTMENT MANAGEMENT, LLC
             1853 WILLIAM PENN WAY
             EXECUTIVE OFFICES, STE 1
             LANCASTER             PA   17601


CRD Number   Investment Adviser:                   Status:
129796       STRUCTURED ASSET MANAGEMENT, INC.     Registered   03/15/2004
             STRUCTURED ASSET MANAGEMENT, INC.
             STATION SQUARE ONE
             STE 204
             PAOLI                 PA   19301


CRD Number   Investment Adviser:                   Status:
145978       STRUCTURED PORTFOLIO SOLUTIONS, LLC   Registered   01/14/2008
             STRUCTURED PORTFOLIO SOLUTIONS, LLC
             601 MEADOW CREEK LANE


             KENNETT SQUARE        PA   19348


CRD Number   Investment Adviser:                   Status:
144486       SUMMIT ADVISORS, LLC                  Registered   11/20/2007
             SUMMIT ADVISORS, LLC
             160 TECHNOLOGY DRIVE
             SUITE 101
             CANONSBURG            PA   15317


CRD Number   Investment Adviser:                   Status:
150187       SUMMIT FINANCIAL ADVISORS, LLC        Registered   07/29/2009
             SUMMIT FINANCIAL ADVISORS, LLC
             12 PENNS TRAIL
             SUITE 351
             NEWTOWN               PA   18940
CRD Number   Investment Adviser:                     Status:
144807       SUMSKI, WILLIAM JOSEPH                  Registered   01/02/2008
             WILLIAM J. SUMSKI
             2300 SCARSBOROUGH DR


             HARRISBURG            PA   17112-6033


CRD Number   Investment Adviser:                     Status:
136690       SUN FINANCIAL SERVICES, INC.            Registered   01/03/2006
             SUN FINANCIAL SERVICES, INC.
             302 GLEN ROAD


             LANDENBERG            PA   19350


CRD Number   Investment Adviser:                     Status:
146287       SUTTON & ASSOCIATES, LLC                Registered   04/07/2008
             SUTTON & ASSOCIATES, LLC
             1715 SHER DE LIN ROAD


             DUBOIS                PA   15801-6089


CRD Number   Investment Adviser:                     Status:
121374       SWARTHMORE FINANCIAL ADVISORS, LTD.     Registered   06/20/1995
             SWARTHMORE FINANCIAL ADVISORS, LTD.
             10 VETERANS SQUARE, 2ND FL


             MEDIA                 PA   19063


CRD Number   Investment Adviser:                     Status:
144070       SWIFT ADVISORS, LLC                     Registered   06/28/2007
             SWIFT ADVISORS, LLC
             PO BOX 201


             MURRYSVILLE           PA   15668


CRD Number   Investment Adviser:                     Status:
140644       SYMMETRY CAPITAL MANAGEMENT, LLC        Registered   07/20/2006
             SYMMETRY CAPITAL MANAGEMENT, LLC
             503 WALNUT STREET


             JENKINTOWN            PA   19046


CRD Number   Investment Adviser:                     Status:
29037        SYNDICATED CAPITAL, INC.                Registered   03/24/2011
             SYNDICATED CAPITAL, INC.
             1299 OCEAN AVENUE
             SUITE 210
             SANTA MONICA          CA   90401
CRD Number   Investment Adviser:                Status:
143010       T&T INVESTMENT MANAGEMENT LLC      Registered   03/16/2011
             OPVEST WEALTH MANAGEMENT
             8001 IRVINE CENTER DRIVE
             SUITE 1020
             IRVINE                CA   92618


CRD Number   Investment Adviser:                Status:
157794       TANDEM WEALTH ADVISORS, LLC        Registered   07/13/2011
             TANDEM WEALTH ADVISORS, LLC
             29 EMMONS DRIVE
             SUITE A-5
             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                Status:
136148       TCS FINANCIAL SERVICES, INC.       Registered   09/02/2005
             TCS FINANCIAL SERVICES
             PO BOX 4328


             GREENSBORO            NC   27404


CRD Number   Investment Adviser:                Status:
132271       TEMPLETON,STEVEN ANDREW            Registered   09/28/2004
             TEMLETON FINANCIAL PLANNING
             PO BOX 15833


             PITTSBURGH            PA   15244


CRD Number   Investment Adviser:                Status:
149896       TERRAPIN FINANCIAL MANAGEMENT      Registered   05/27/2009
             TERRAPIN FINANCIAL MANAGEMENT
             353 QUAKER HILL ROAD


             MORGANTOWN            PA   19543


CRD Number   Investment Adviser:                Status:
148025       TFG WEALTH MANAGEMENT, LLC         Registered   09/18/2008
             TFG WEALTH MANAGEMENT, LLC
             12 PENNS TRAIL
             SUITE 124
             NEWTOWN               PA   18940


CRD Number   Investment Adviser:                Status:
156242       THE BARAN JAMES COMPANY, INC.      Registered   04/27/2011
             THE BARAN JAMES COMPANY, INC.
             MANOR OAK ONE, STE 545
             1910 COCHRAN ROAD
             PITTSBUGH             PA   15220
CRD Number   Investment Adviser:                        Status:
133580       THE BASSETT GROUP, LLC                     Registered   01/03/2005
             THE BASSETT GROUP, LLC
             312 KENNETT PIKE


             CHADDS FORD           PA   19317


CRD Number   Investment Adviser:                        Status:
142723       THE BROWNSTONE GROUP INC                   Registered   01/30/2007
             THE BROWNSTONE GROUP
             375 BROADWAY
             SPC 364
             LYNNFIELD             MA   01940


CRD Number   Investment Adviser:                        Status:
118660       THE DEBART GROUP INC.                      Registered   03/29/2005
             THE DEBART GROUP INC.
             126 EAST 56TH ST
             SUITE 300
             NEW YORK              NY   10022


CRD Number   Investment Adviser:                        Status:
151960       THE DIVERSIFIED GROUP ADVISORY FIRM, LLC   Registered   06/16/2011
             THE DIVERSIFIED GROUP
             501 S EUCLID


             BAY CITY              MI   48706


CRD Number   Investment Adviser:                        Status:
124418       THE ESTATE PLANNERS GROUP LLC              Registered   08/15/2003
             THE ESTATE PLANNERS GROUP
             113 PONDVIEW DR


             WASHINGTON CRO        PA   18977


CRD Number   Investment Adviser:                        Status:
148404       THE FIDELITY COMPANY                       Registered   01/02/2009
             THE FIDELITY COMPANY
             2820 AUDUBON VILLAGE DR.
             #377
             AUDUBON               PA   19403


CRD Number   Investment Adviser:                        Status:
122237       THE FINANCIAL ADVISORY CORPORATION         Registered   03/12/1986
             THE FINANCIAL ADVISORY CORPORATION
             863 GEORGES STATION RD


             GREENSBURG            PA   15601
CRD Number   Investment Adviser:                     Status:
127386       THE FINANCIAL ADVISORY GROUP, LTD       Registered   08/08/2003
             THE FINANCIAL ADVISORY GROUP
             45 WYNTRE BROOKE DRIVE


             YORK                  PA   17403


CRD Number   Investment Adviser:                     Status:
123255       THE FRAGASSO GROUP, INC.                Registered   06/12/1996
             THE FRAGASSO GROUP, INC.
             610 SMITHFIELD STREET
             SUITE 400
             PITTSBURGH            PA   15222


CRD Number   Investment Adviser:                     Status:
152589       THE INVESTMENT ADVISOR LLC              Registered   03/23/2010
             THE INVESTMENT ADVISOR LLC
             P.O. BOX 2182


             DURYEA                PA   18642-0182


CRD Number   Investment Adviser:                     Status:
156229       THE KILLINO FIRM, P.C.                  Registered   03/29/2011
             THE KILLINO FIRM, P.C.
             1800 JOHN F. KENNEDY BLVD.
             16TH FL
             PHILADEPHIA           PA   19103


CRD Number   Investment Adviser:                     Status:
111833       THE KIRWAN COMPANIES ADVISORY, INC.     Registered   08/16/2001
             THE KIRWAN COMPANIES ADVISORY, INC.
             1249 KNOX DRIVE


             YARDLEY               PA   19067


CRD Number   Investment Adviser:                     Status:
113120       THE SECOND HALF COACH, INC.             Registered   09/15/1997
             THE SECOND HALF COACH, INC.
             P.O. BOX 708


             MT. PLEASANT          PA   15666


CRD Number   Investment Adviser:                     Status:
123216       THI, INC.                               Registered   01/05/1998
             THI, INC.
             411 MAPLE LANE


             SEWICKLEY             PA   15143
CRD Number   Investment Adviser:                      Status:
122498       THOMAS PAINE INVESTMENT ADVISORS, INC.   Registered   02/01/1995
             THOMAS PAINE INVESTMENT ADVISORS
             526 NORTHFIELD ROAD


             DEVON                 PA   19333-1730


CRD Number   Investment Adviser:                      Status:
158365       THREE PILLARS WEALTH MANAGEMENT, LLC     Registered   11/02/2011
             THREE PILLARS WEALTH MANAGEMENT, LLC
             801 YALE AVENUE


             SWARTHMORE            PA   19081


CRD Number   Investment Adviser:                      Status:
132440       TIMOTHY J. MCGUIRE                       Registered   08/31/2004
             MCGUIRE FINANCIAL SOLUTIONS
             P.O. BOX 66
             RD 12, BOX 148; B-2
             GREENSBURG            PA   15601


CRD Number   Investment Adviser:                      Status:
118582       TOTH (GEORGE), CFP                       Registered   03/14/1988
             CHESTNUT INVESTMENT ADVISORY
             402 BETHLEHEM PIKE


             GLENSIDE              PA   19038


CRD Number   Investment Adviser:                      Status:
152069       TOWERCREST CAPITAL MANAGEMENT, LLC       Registered   06/01/2010
             TOWERCREST CAPITAL MANAGEMENT, LLC
             100 OVERLOOK CENTER
             2ND FL
             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                      Status:
143859       TRANSITION FINANCIAL SERVICES, LLC       Registered   11/16/2007
             TRANSITION FINANCIAL SERVICES, LLC
             2550 KINGSTON ROAD
             SUITE 217
             YORK                  PA   17402


CRD Number   Investment Adviser:                      Status:
121482       TRAUMAN, MARK BRADLEY                    Registered   01/17/1996
             RELIANCE FINANCIAL ADVISORS
             6200 BROOKTREE ROAD
             STE 105
             WEXFORD               PA   15090
CRD Number   Investment Adviser:                             Status:
152803       TRAYNOR, DAVID RHAME                            Registered   03/25/2010
             GLOBAL RESEARCH ADVISORS D/B/A TRAYNOR INVEST
             1226 TULLAMORE CIRCLE


             CHESTER SPRINGS       PA   19425


CRD Number   Investment Adviser:                             Status:
108920       TRIDENT ADVISORS INC                            Registered   06/28/2006
             TRIDENT ADVISORS INC
             76 EAST STATE ST.


             DOYLESTOWN            PA   18901


CRD Number   Investment Adviser:                             Status:
124397       TRINITY FINANCIAL PARTNERS II, LLC              Registered   03/11/2004
             TRINITY FINANCIAL PARTNERS II, LLC
             137 PENNSYLVANIA AVENUE


             WAYNE                 PA   19087


CRD Number   Investment Adviser:                             Status:
134206       TRITON CAPITAL MANAGEMENT, LLC                  Registered   03/08/2005
             TRITON CAPITAL MANAGEMENT, LLC
             748 N. BETHLEHEM PIKE
             SUITE 102
             AMBLER                PA   19002


CRD Number   Investment Adviser:                             Status:
111308       TUCKER FINANCIAL SERVICES, INC.                 Registered   01/03/2012
             TUCKER FINANCIAL SERVICES, INC.
             425 PHOENIX DRIVE


             CHAMBERSBURG          PA   17201


CRD Number   Investment Adviser:                             Status:
157412       TWAMS ADVISOR SERVICES, LLC                     Registered   05/11/2011
             TWAMS ADVISOR SERVICES, LLC
             908 RAINTREE LANE


             MALVERN               PA   19355


CRD Number   Investment Adviser:                             Status:
136059       TWIN TIERS INVESTMENT ADVISORS LLC              Registered   08/24/2005
             TWIN TIERS INVESTMENT ADVISORS LLC
             104 W FIFTH ST


             CORNING               NY   14830
CRD Number   Investment Adviser:                         Status:
120879       TYCOR ASSET MANAGEMENT, INC.                Registered   09/06/1990
             TYCOR ASSET MANAGEMENT, INC.
             850 CASSATT ROAD
             STE 310
             BERWYN                PA   19312


CRD Number   Investment Adviser:                         Status:
147617       UNIQUE STRATEGIES, LLC                      Registered   10/10/2008
             UNIQUE STRATEGIES, LLC
             17 DECISION WAY WEST


             WASHINGTON CRO        PA   18977


CRD Number   Investment Adviser:                         Status:
147350       UNITED ADVISORS CORPORATION                 Registered   01/02/2009
             UNITED ADVISORS CORPORATION
             6710 PROFESSIONAL PARKWAY
             SUITE 310
             SARASOTA              FL   34240


CRD Number   Investment Adviser:                         Status:
39062        UNITED BROKERAGE SERVICES INC               Registered   11/14/2011
             UNITED BROKERAGE SERVICES INC
             514 MARKET STREET


             PARKERSBURG           WV   26101


CRD Number   Investment Adviser:                         Status:
154139       UNITED CAPITAL MANAGEMENT, LLC              Registered   06/30/2010
             UNITED CAPITAL MANAGEMENT
             1701 LOCUST STREET
             SUITE 1417
             PHILADELPHIA          PA   19103


CRD Number   Investment Adviser:                         Status:
119861       VALERIANO & ASSOCIATES, INC.                Registered   03/17/1998
             SECURITIES BROKERAGE SERVICES
             101 WEST MAIN STREET
             #104
             CARNEGIE              PA   15106-2427


CRD Number   Investment Adviser:                         Status:
123898       VALLEY FORGE INVESTMENT CONSULTANTS, INC.   Registered   05/23/1994
             VALLEY FORGE INVESTMENT CONSULTANTS, INC.
             1030 OLD VALLEY FORGE RD


             KING OF PRUSSIA       PA   19406
CRD Number   Investment Adviser:                           Status:
126447       VAN LEEUWEN & COMPANY, LLC                    Registered   07/15/2004
             VAN LEEUWEN & COMPANY, LLC
             777 ALEXANDER ROAD
             SUITE 203
             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                           Status:
143439       VAN REED WEALTH MANAGEMENT LLC                Registered   06/28/2007
             VAN REED WEALTH MANAGEMENT LLC
             2950 VAN REED ROAD
             P.O. BOX 2175
             SINKING SPRING        PA   19608


CRD Number   Investment Adviser:                           Status:
119009       VASSALOTTI INVESTMENT MANAGEMENT CORPORATIO   Registered   04/15/2002
             VIMCOR
             901 LAWRENCE DR


             DUNCANSVILLE          PA   16635


CRD Number   Investment Adviser:                           Status:
149307       VAVRA CAPITAL MANAGEMENT, LLC                 Registered   04/21/2009
             VAVRA CAPITAL MANAGEMENT, LLC
             1026 BLACKSMITH LANE


             COLLEGEVILLE          PA   19426-1571


CRD Number   Investment Adviser:                           Status:
157695       VE CAPITAL MANAGEMENT LLC                     Registered   08/11/2011
             VE CAPITAL MANAGEMENT LLC
             PO BOX 399


             MELBOURNE             FL   32902


CRD Number   Investment Adviser:                           Status:
129865       VENN WEALTH & BENEFIT SERVICES, LLC           Registered   03/08/2004
             VENN WEALTH & BENEFIT SERVICES, LLC
             1218 B PLEASANT VLY BLVD.


             ALTOONA               PA   16602


CRD Number   Investment Adviser:                           Status:
147947       VERITAT ADVISORS, INC.                        Registered   10/20/2008
             VERITAT ADVISORS
             316 SOUTH ST. BERNARD


             PHILADELPHIA          PA   19143
CRD Number   Investment Adviser:                     Status:
121378       VIDERE WEALTH MANAGEMENT, INC.          Registered   11/13/2000
             VIDERE WEALTH MANAGEMENT, INC.
             690 STOCKTON DR
             STE 108
             EXTON                 PA   19341


CRD Number   Investment Adviser:                     Status:
135581       VISIONQUEST WEALTH MANAGEMENT, LLC      Registered   07/24/2006
             VISIONQUEST WEALTH MANAGEMENT, LLC
             444 S. BLOUNT ST
             STE 121
             RALEIGH               NC   27601


CRD Number   Investment Adviser:                     Status:
119599       W.E. GRIFFITH & ASSOCIATES, LLC         Registered   09/13/2002
             W.E. GRIFFITH & ASSOCIATES, LLC
             1150 WASHINGTON ROAD
             SUITE 200
             WASHINGTON            PA   15301


CRD Number   Investment Adviser:                     Status:
152263       WAHLBERG FINANCIAL SERVICES             Registered   02/15/2011
             WAHLBERG FINANCIAL SERVICES
             241 CHESTNUT STREET
             UNIT F
             PHILADELPHIA          PA   19106


CRD Number   Investment Adviser:                     Status:
131063       WALDRON, LP                             Registered   10/29/2004
             WALDRON WEALTH MANAGEMENT
             SBM FINANCIAL BUILDING
             1150 OLD POND ROAD
             BRIDGEVILLE           PA   15017-3455


CRD Number   Investment Adviser:                     Status:
154557       WALL FINANCIAL GROUP, INC.              Registered   08/27/2010
             WALL FINANCIAL GROUP, INC.
             630 PLEASANT VALLEY BLVD.
             SUITE A
             ALTOONA               PA   16602


CRD Number   Investment Adviser:                     Status:
122852       WALTER E. DARLINGTON                    Registered   04/22/1988
             CEDARLANE FINANCIAL SERVICES
             715 SOUTH CALN ROAD


             EAST FALLOW FIEL      PA   19320-4539
CRD Number   Investment Adviser:                          Status:
118440       WBB SECURITIES, LLC                          Registered   01/23/2012
             WBB SECURITIES, LLC
             16835 WEST BERNARDO DR
             SUITE 120
             SAN DIEGO             CA   92127


CRD Number   Investment Adviser:                          Status:
135875       WEALTH ADVISORS, LLC                         Registered   08/30/2011
             WEALTH ADVISORS, LLC
             115 S. MAIN STREET


             SPRINGBORO            OH   45066


CRD Number   Investment Adviser:                          Status:
122269       WEALTH ADVISORY GROUP, INC.                  Registered   04/07/1997
             WEALTH ADVISORY GROUP, INC.
             37 WEST AVE, STE 300


             WAYNE                 PA   19087


CRD Number   Investment Adviser:                          Status:
128536       WEALTH ADVISORY SERVICES, INC.               Registered   04/13/2004
             WEALTH ADVISORY SERVICES, INC.
             18 E COURT STREET
             SUITE 100
             DOYLESTOWN            PA   18901


CRD Number   Investment Adviser:                          Status:
147246       WEALTH CREATION MANAGEMENT & TRANSFER, LLC   Registered   09/15/2008
             WEALTH CMT
             20 LAKE DRIVE EAST
             SUITE 204
             CHERRY HILL           NJ   08002


CRD Number   Investment Adviser:                          Status:
117606       WEALTH MANAGEMENT ASSOCIATES, INC.           Registered   07/03/2007
             WEALTH MANAGEMENT ASSOCIATES, INC.
             1909 ROUTE 70 EAST


             CHERRY HILL           NJ   08003


CRD Number   Investment Adviser:                          Status:
117390       WEALTH MANAGEMENT PARTNERS, LLC              Registered   01/18/2002
             WEALTH MANAGEMENT PARTNERS, LLC
             790 HOLIDAY DRIVE
             FOSTER PLAZA BUILDING 11
             PITTSBURGH            PA   15220
CRD Number   Investment Adviser:                     Status:
137503       WEALTH MANAGEMENT, INC.                 Registered   01/03/2006
             WEALTH MANAGEMENT, INC.
             3652 OAKWOOD TRAIL


             ALLENTOWN             PA   18103


CRD Number   Investment Adviser:                     Status:
158529       WEALTH PRESERVATION CONSULTANTS, LLC.   Registered   08/12/2011
             WEALTH PRESERVATION CONSULTANTS, LLC.
             2117 GREENBRIER DRIVE


             VILLANOVA             PA   19085


CRD Number   Investment Adviser:                     Status:
122416       WEALTH QUEST, LTD.                      Registered   02/28/1996
             WEALTH QUEST, LTD.
             815 EAST ARCH STREET


             PALMYRA               PA   17078


CRD Number   Investment Adviser:                     Status:
119891       WEALTH TRANSFER SOLUTIONS, INC.         Registered   08/15/1997
             WEALTH TRANSFER SOLUTIONS, INC.
             2535 WASHINGTON RD
             STE 1120
             PITTSBURGH            PA   15241


CRD Number   Investment Adviser:                     Status:
126827       WEALTHCARE SOLUTIONS, LLC               Registered   03/25/2004
             WEALTHCARE SOLUTIONS, LLC
             PO BOX 150


             ARDMORE               PA   19003-0150


CRD Number   Investment Adviser:                     Status:
115111       WEALTHKARE.COM, INC.                    Registered   10/29/2001
             WEALTHKARE.COM, INC.
             11898 ARROWHEAD WAY


             MOUNT UNION           PA   17066


CRD Number   Investment Adviser:                     Status:
158262       WEALTHWISE ADVISORS                     Registered   10/07/2011
             WEALTHWISE ADVISORS
             224 W. CHESTER ROAD


             SWARTHMORE            PA   19081
CRD Number   Investment Adviser:                     Status:
126422       WEBB FINANCIAL PLANNING LLC             Registered   01/02/2004
             WEBB FINANCIAL PLANNING LLC
             255 KINGS HIGHWAY EAST
             SUITE 300
             HADDONFIELD           NJ   08033-2626


CRD Number   Investment Adviser:                     Status:
156820       WELCH CAPITAL INVESTMENTS, LLC          Registered   04/25/2011
             WELCH CAPITAL INVESTMENTS, LLC
             3614 HICKORY HILL ROAD


             BETHLEHEM             PA   18015


CRD Number   Investment Adviser:                     Status:
132259       WELDE,CHARLES PAUL                      Registered   01/03/2005
             WEALTHCARE ADVISORS
             330 KENNETT PIKE
             SUITE 201
             CHADDS FORD           PA   19317


CRD Number   Investment Adviser:                     Status:
140286       WESLER WEALTH MANAGEMENT, LLC           Registered   06/15/2006
             WESLER WEALTH MANGAEMENT, LLC
             207 BLACK OAK DRIVE


             LANCASTER             PA   17602


CRD Number   Investment Adviser:                     Status:
130625       WESTOVER ASSET MANAGEMENT, LLC          Registered   06/19/2007
             WESTOVER ASSET MANAGEMENT, LLC
             1669 EDGEWOOD ROAD
             SUITE 203
             YARDLEY               PA   19067


CRD Number   Investment Adviser:                     Status:
121265       WEXLER (STEVEN JAY)                     Registered   07/22/1993
             WEXLER ASSET MANAGEMENT
             240 BRADLEY CT.


             HOLLAND               PA   18966


CRD Number   Investment Adviser:                     Status:
152141       WHITFORD, GREGORY ALLEN                 Registered   02/19/2010
             WHITFORD INVESTMENT SERVICES
             920 WYOMING AVENUE


             ERIE                  PA   16505
CRD Number   Investment Adviser:                     Status:
122623       WILLIAM G. KOCH & ASSOCIATES            Registered   04/26/2002
             WILLIAM G. KOCH & ASSOCIATES
             2650 WESTVIEW DRIVE


             WYOMISSING            PA   19610


CRD Number   Investment Adviser:                     Status:
121888       WILLIAMS CAPITAL CORPORATION            Registered   01/11/2002
             WILLIAMS CAPITAL CORPORATION
             215 WEST WATER STREET


             ELMIRA                NY   14901-2912


CRD Number   Investment Adviser:                     Status:
122133       WILLOW WEALTH MANAGEMENT, LLP           Registered   03/07/2000
             WILLOW WEALTH MANAGEMENT, LLP
             3110 HIGHLAND ROAD


             HERMITAGE             PA   16148


CRD Number   Investment Adviser:                     Status:
116049       WINGERT INVESTMENT MANAGEMENT, LLC      Registered   10/03/2005
             WINGERT INVESTMENT MANAGEMENT, LLC
             1110 WICKLOW COURT


             HUMMELSTOWN           PA   17036


CRD Number   Investment Adviser:                     Status:
130999       WINTERS & CO. ADVISORS, LLC             Registered   05/26/2004
             WINTERS & CO. ADVISORS, LLC
             11845 WEST OLYMPIC BLVD
             STE 540
             LOS ANGELES           CA   90064


CRD Number   Investment Adviser:                     Status:
133528       WOLFF, ELIZABETH DOROTHEA               Registered   03/07/2005
             WOLFF ASSET MANAGEMENT
             100 WEST AVENUE, 614 WEST


             JENKINTOWN            PA   19046


CRD Number   Investment Adviser:                     Status:
132346       WOLOSHIN INVESTMENT MANAGEMENT, LLC     Registered   11/19/2010
             WOLOSHIN INVESTMENT MANAGEMENT, LLC
             35 NORTH MAIN ST


             MEDFORD               NJ   08055
CRD Number   Investment Adviser:                           Status:
109666       WOOD JONATHAN DAVID                           Registered   04/02/2002
             WOOD J D & CO
             P.O. BOX 1020


             DOWNINGTON            PA   19335-0920


CRD Number   Investment Adviser:                           Status:
130629       WOOTERS FINANCIAL PLANNING, INC.              Registered   06/29/2004
             WOOTERS FINANCIAL PLANNING, INC.
             272 IROQUOIS LANE


             MALVERN               PA   19355


CRD Number   Investment Adviser:                           Status:
31898        WORKMAN SECURITIES CORPORATION                Registered   01/25/2007
             WORKMAN SECURITIES CORPORATION
             6500 CITY WEST PARKWAY
             SUITE 350
             EDEN PRAIRIE          MN   55344


CRD Number   Investment Adviser:                           Status:
142462       WORTHY ASSET MANAGEMENT LLC                   Registered   08/15/2007
             WORTHY ASSET MANAGEMENT LLC
             2425 COON CLUB ROAD


             WESTMINSTER           MD   21157-6607


CRD Number   Investment Adviser:                           Status:
121521       WS + B FINANCIAL SERVICES GROUP, LLC          Registered   06/15/2006
             WS + B FINANCIAL SERVICES GROUP, LLC
             5 VAUGHN DRIVE


             PRINCETON             NJ   08540


CRD Number   Investment Adviser:                           Status:
146497       WS WEALTH MANAGERS, INC.                      Registered   09/11/2008
             WS WEALTH MANAGERS, INC.
             39 E FORREST AVE, STE 204
             THE FACTORY OFFICE BLDG
             SHREWSBURY            PA   17361


CRD Number   Investment Adviser:                           Status:
142913       YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC   Registered   02/07/2007
             YANNI & ASSOCIATES INVESTMENT ADVISORS, LLC
             2000 CORPORATE DRIVE
             STE 450
             WEXFORD               PA   15090
CRD Number   Investment Adviser:                                       Status:
134311       YARDLEY WEALTH MANAGEMENT LLC                             Registered       05/30/2006
             YARDLEY WEALTH MANAGEMENT LLC
             41 UNIVERSITY DR, STE 400
             SILVER LAKE EXE CAMPUS
             NEWTOWN               PA   18940


CRD Number   Investment Adviser:                                       Status:
146623       YOUR MONEY MATTERS WEALTH MANAGEMENT, LLC                 Registered       04/16/2008
             YOUR MONEY MATTERS WEALTH MANAGEMENT, LLC
             2382 ELMIRA STREET


             SAYRE                 PA   18840


CRD Number   Investment Adviser:                                       Status:
120550       YUENGLING ASSET MANAGEMENT, INC.                          Registered       12/13/1993
             YUENGLING ASSET MANAGEMENT
             PO BOX 6


             CRESSONA              PA   17929


CRD Number   Investment Adviser:                                       Status:
146822       ZIMMERMAN, THEODORE, EDWARD                               Registered       02/19/2009
             T.E. ZIMMERMAN, INVESTMENT SERVICES
             38 OXFORD DRIVE


             LANGHORNE             PA   19047

                                            Total Pennsylvania Registered Investment Advisers        703

				
DOCUMENT INFO
Shared By:
Categories:
Tags:
Stats:
views:82
posted:3/14/2012
language:English
pages:101