The Technology Implementation Plan _TIP_

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							      The Technology
    Implementation Plan
           (TIP)

      Training Seminar
            From
           CORDIS



1                         European Commission
    Contents

    1. Why do we need a TIP?

    2. What is the TIP?

    3. How do you submit a TIP?

    4. Who uses the TIP?

    5. Some TIP ‘tips’

    6. The TIP and CORDIS




2                                 European Commission
        SECTION ONE

    Why do we need a TIP?




3                           European Commission
                                                     Why do we need a TIP?



                      Is there ?????? life in the universe




    Image copyright Paramount Pictures Corporation
4                                                                  European Commission
                                 Why do we need a TIP?


    European research



    • Generates a third of the world’s science

    • Exploits less well than the US and Japan

    • Spends less on R&D than the US and Japan




5                                                European Commission
                                 Why do we need a TIP?

    R&D Inputs
    • FP1 to FP4 = 58,000 projects
    • Circa € 3bn per year
    • 17 years of operation

    R&D Outputs
    • Number of exploitations by project partners unknown
    • Only 10,000 ‘externally exploitable’ results reported
      to CORDIS




6                                                   European Commission
                                      Why do we need a TIP?

         Five-Year Assessment of the Framework
            Programmes, 1995-1999 (July 2000)

    • At present there is excessive focus on adherence to procedures
      and not enough emphasis on ensuring overall goal attainment
    • The system of evaluation can be considered as well established.
      Impact assessment should become one of the most important
      elements of evaluation
    • The Panel concluded that the outputs and results of projects of
      potential relevance to other policy goals were not adequately
      communicated or utilised.




7                                                           European Commission
                                   Why do we need a TIP?

    Conclusions:-
    The project contractors needed to give more attention
      to how to exploit their results – especially if they are
      not intending to exploit them themselves


    The Programmes needed to report on the impact of
      their projects in terms of the overall goals of the
      Framework Programmes and to report in a way which
      is consistent across all Programmes




8                                                       European Commission
    SECTION TWO

    What is the TIP?




9                      European Commission
                                            What is the TIP?

     For the Commission:-
     • A compulsory deliverable
     • Specified in the model contract
     • The means by which the contractor documents the
       exploitation efforts that they are obliged to undertake
     • Agreed by all Programmes after wide consultation




10                                                     European Commission
                                          What is the TIP?

     For the researcher:-
     • A tool to help plan and implement exploitation
     • A way to demonstrate the benefits of the research
     • A means to gain publication of results
     • A means to keep commercial plans confidential




11                                                      European Commission
                                            What is the TIP?

     Format:-


     • Common to all Programmes
     • Collects all exploitation information in one
       submission
     • Electronic




12                                                    European Commission
                                                     What is the TIP?
                COMMISSION REGULATION (EC) No 996/1999
                               of 11 May 1999
n the implementation of Council Decision 1999/65/EC concerning the rules fo
he participation of undertakings, research centres and universities and for th
issemination of research results for the implementation of the fifth framewor
             programme of the European Community (1998-2002)

      Whereas the technological implementation plan should be
      prepared in line with progress on the work of the project;
      whereas it should be a determining element with a view
      to the use and dissemination of knowledge in the
      interests of the Community, the participants and
      international agreements with the Community; whereas the
      technological implementation plan should be drawn up in
      such a manner as to allow its monitoring and to allow
      the conditions of exploitation and the search for
      financial resources for development to be facilitated;
 13                                                                European Commission
                                          What is the TIP?


       § 17.1 of Model Contract

       The technological implementation plan shall
       include

      a summary of the project and
      a forecast of the intentions of the
       contractors, as well as a description of their
       achievements regarding the use of the
       knowledge.



14                                                      European Commission
       SECTION THREE

     How to submit a TIP?




15                          European Commission
                       How to submit a TIP?



       The eTIP is found at

     www.cordis.lu/etip




16                                  European Commission
     How to submit a TIP?




17                European Commission
     How to submit a TIP?




18                European Commission
     How to submit a TIP?




19                European Commission
                            How to submit a TIP?

     STEP 1
      The Project Coordinator registers
      themselves, all the project partners,
      and the project details.
     STEP 2
      The partners or the coordinator
      provide details of their individual
      exploitable results from the project.
     STEP 3
      The coordinator checks that
      everything has been completed and
      submits the eTIP.


20                                       European Commission
                   How to submit a TIP?


     Step one:
     Coordinator
     registers




21                              European Commission
     How to submit a TIP?




22                European Commission
     How to submit a TIP?




23                European Commission
                                          How to submit a TIP?

               INFORMATION                    COMPLETED BY
                                               Co-ordinator
     • Summary of project
     • Description of results                       USE
       including categorisation into
       types   A,B, or C               • Update project data
     • Ownership of results            • Promote results




24                                                             European Commission
                                      How to submit a TIP?

              INFORMATION                COMPLETED BY
                                      Coordinator OR Partners
     •   Partner intentions                  individually
     •   IPR Protection measures
     •   Community added-value                   USE
     •   Differences to plan       • Internal by Commission
                                     services (not published)
                                   • Aggregation at Commission
                                     level of partner information
                                     for reporting




25                                                        European Commission
                                             How to submit a TIP?

             INFORMATION                         COMPLETED BY
                                             Partners (results owners)
     • Externally exploitable results       Mandatory if result is Type A
     • Collaboration requests
     • Offers of technology                              USE
                                        •    CORDIS for publication
                                        •    IRC for promotion
                                        •    LIFT for financing
                                        •    IPR for protection




26                                                                European Commission
                                        How to submit a TIP?

              INFORMATION                   COMPLETED BY
                                             Co-ordinator
     •   Assessment of EU impact
                                         COMMENTED ON BY
                                       Commission Project Officer

                                                  USE
                                   •   Justifies project
                                   •   Is commented on
                                       (confidentially) by Commission
                                       Project Officer




27                                                           European Commission
                                    How to submit a TIP?


     eTIP Functions:
     •   Can be completed and saved in sessions
     •   Pre-populated with project data
     •   Co-ordinator, partners and CPO have own access
     •   Confidentiality of data assured
     •   Data goes straight into a database
     •   Performs all functions of former TIP form




28                                                  European Commission
                                     How to submit a TIP?


     Problems accessing the e-TIP?
     • helpdesk@cordis.lu

     Want to be kept up-to-date?
     • tip@cordis.lu

     Queries about specifics?
     • Your Commission Project Officer

     Unresolvable technical difficulties?
     • Downloadable document version available


29                                                European Commission
      SECTION FOUR

     Who uses the TIP?




30                       European Commission
                                           Who uses the TIP?

     Partners: A, B, C
     Exploitable results: 1, 2, 3, 4           Venture
                                               capital

                                       B
                          A            2
                          1

                                       C
                              4        3

       Licensee

31                                                       European Commission
                                        Who uses the TIP?

     Commission services
     •   World-wide publication
     •   CORDIS Community R&D Information Service
     •   A network of local agents
     •   IRCs – Innovation Relay Centres
     •   Help to get finance mobilised
     •   LIFT – Linking Innovation Finance and Technology
     •   Protecting intellectual property
     •   IPR Helpdesk advising on patents, copyright etc.

         The TIP helps to identify results which need such
             facilities and is a basis for communication
32                                                    European Commission
     SECTION FIVE

     Some TIP ‘tips’




33                     European Commission
                                       Some TIP ‘tips’

     Do:-
       • Develop an exploitation strategy early in
         the project, preferably before it starts
       • Document your intentions in a draft TIP
         early on
       • Think “exploitation” in its broadest sense
         including non-commercial uses
       • Consult your Project Officer for advice
       • Submit in electronic format


34                                             European Commission
                                       Some TIP ‘tips’

     Don’ts
       • Ignore it – or the funding can’t be paid
       • Leave it until the project end when the
         partners will no longer spend time
       • Forget that the Commission has a right to
         monitor exploitation
       • Omit publishable description if you have
         externally exploitable ‘Type A’ results
       • Submit on paper


35                                              European Commission
                                             Some TIP ‘tips’

     Ownership of results

     • Ownership of results and exploitation strategy has to
       be documented in the TIP
     • IPR ownership is with partners generating the results
     • Access rights can be restricted and exclusive access
       rights are possible
     • Obligation to protect and exploit (protection costs
       are reimbursed)
     • Exploitation can be by partners or external to project
       but must be at least one of these



36                                                    European Commission
                                             Some TIP ‘tips’

     Organisations that can’t directly exploit can consider:

        • IPR Protection/patenting
        • Licensing to external organisations
        • University start-ups or spin-offs or graduate
          enterprise
        • Public or social good organisations
        • Input to Standards
        • Input to EU policy making (studies, workshop
          results)
        • Education initiatives
        • Further collaborative research


37                                                     European Commission
        SECTION SIX

     The TIP and CORDIS




38                        European Commission
         The TIP and CORDIS

         CORDIS today
     Current size
     • 30,000 Web pages
     • 250,000 database records
     • 31,000 documents
     • 56,000 registered users
     • 40,000 subscribers to paper
       publications

     Per month
     • 3.5 million pages served
     • 11,000 email notifications
     • 116,000 downloads
     • 112,000 identified users



39                          European Commission
          The TIP and CORDIS

         CORDIS today
     •   The only central access point to
         all technologies emerging from
         EU sponsored R&D

     •   Free to information providers

     •   Free to users

     •   Official source and version of
         information

     •   Preserves knowledge after
         projects are closed

     •   Has built up an inventory of
         58,000 projects and 10,000
         results


40                              European Commission
                       The TIP and CORDIS
     www.cordis.lu/marketplace




41                                 European Commission
     The TIP and CORDIS

       Technology
       Marketplace

      • A virtual marketplace
        for results and offers
        of technology
      • Multi-media
      • Constantly changing
        content
      • Five languages




42                    European Commission
         The TIP and CORDIS

          Results on
          Marketplace

     • All qualifying results are
       stored on the CORDIS
       Results Knowledge Base
     • This entry contains the text
       and contact details that are
       submitted via the TIP




43                          European Commission
                                              The TIP and CORDIS

          Selection of the ‘best’ results for special
               promotion based on five criteria
     1. Impact – social, economic
     2. Effect on employment
     3. Closeness to market
     4. Marketability – how likely to succeed
     5. Other factors – eg. public profile, early indicators of success,
        enabling effect


     If your project has these demonstrate it in the TIP!




44                                                               European Commission
         The TIP and CORDIS

       ‘Technology Offers’
         On Marketplace
     • Short description
       professionally written in
       plain language
     • Structured in a ‘newsy’
       journalistic style
     • Always an attractive image
     • Contact details
     • Links to technical and
       project information
     • Available in 5 languages




45                         European Commission
       The TIP and CORDIS

      Browsing offers
     • Moving window on the
       latest and best
     • Browsable by category
     • Browsable by type of
       exploitation
     • Browsable by keyword
       search




46                      European Commission
         The TIP and CORDIS


         Technology
       Opportunities Today

     • 48 page colour magazine
     • Published every two months
     • Distributed to 40,000
       subscribers
     • Used by many ‘multiplier’
       organisations




47                        European Commission
         The TIP and CORDIS

          Technology
        Opportunities Today

     Inside the magazine




48                         European Commission
          The TIP and CORDIS

     Media promotion

     •   Features
     •   Content feed to media
     •   Alert target user groups
     •   Content feed to Web portals
     •   ETIS (Emerging
         Technologies Intelligence
         Service)




49                          European Commission
                                                  The TIP and CORDIS




 Image copyright Paramount Pictures Corporation
50                                                            European Commission
       The Technology
     Implementation Plan
            (TIP)

       Training Seminar
             From
            CORDIS



51                         European Commission

						
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