Agenda - Enhanced AML Tools and Techniques

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					Agenda - Enhanced AML Tools and Techniques
8:00–9:00
Registration and Continental Breakfast

9:00 – 10:15
AML / CTF Relevancy and Standards in New Risk Areas
    • Mortgage Lending
    • Securities and Futures
    • ACH transactions
    • Stored Value Cards/Electronic Cash
    • PEPs, VIPs, and Politicians
    • NGOs & Charities

10:15 – 10:30
Networking and Refreshment Break

10:30 – 12:00
The Four Pillars of AML/ CTF Programs
    • Internal Controls, policies and procedures
    • Independent Testing and Audit
    • AML Officer role and responsibilities
    • Employee Training

Lessons Learned From Enforcement Cases
   • What should your organization learn from enforcement cases?
   • What are common findings and how do you implement changes?
   • How and when do you involve your Board of Directors?

12:00 – 1:30
Lunch

1:30 – 3:00
The Risk Assessment Process
    • High risk products and services
    • Customer Issues including trusts, foreign nationals, PEPs, foreign corporations
    • Domestically, HIDTAs and HIFCAs
    • High risk countries

3:00 – 3:15
Networking and Refreshment Break

3:15 – 4:00
Building the Risk Assessment
    • Effective programs (risk scoring models, identify risk criteria)
    • When to re-assess your model
    • Risk criteria
    • Transaction monitoring systems
    • Evaluating your current system