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2. Transactions - Biometrics Identity Management Agency

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					Baseline Application Profile Matrix
                                              Version 1.0
                                                              for

                                      Department of Defense

         Electronic Biometric Transmission Specification v3.0



                                    8 DECEMBER 2011



                                        DIN: BIMA-STB-STD-11-001.1




                UNCLASSIFIED
Baseline Application Profile v1.0                                                                                                  DIN: BIMA-STB-STD-11-001.1


1.0      INTRODUCTION
This document is an application profile of the Department of Defense (DoD) Electronic Biometric Transmission Specification (EBTS) version
3.0. This profile describes an implementation of the DoD EBTS v3.0 that carries the data contained in a baseline set of transactions. It defines
transactions with the same name and purpose as those of DoD EBTS v1.2.
This application profile was written by the DoD Biometrics Identity Management Agency (BIMA).

1.1    Background
Starting with version 2.0 of the DoD EBTS, transactions are no longer specified in the main EBTS document. The new strategy is to combine
elements from the main DoD EBTS into transactions that are application specific and to define these transactions in a document called an
Application Profile (AP).

An AP includes:
  Definition of the names and purposes of each transaction;
  The identifier assigned by the BIMA to name the AP (to be placed in the Application Profile Specifications field (1.016))
 Transaction details for each transaction:
     which logical records are mandatory or optional;
     which fields are mandatory or optional for each logical record;
     how many occurrences of each logical record are required/allowed;
     how many occurrences of each field are required/allowed; min/max occurrences are defined by EBTS and an AP can restrict from there
    (i.e. increase min and decrease max); and
  Conformance requirements for both originators and receivers of transactions.

A system developer must assure that their implementation conforms to the DoD EBTS v3.0, the DoD Integrated Data Dictionary (IDD) and an
Application Profile. An AP shall only use data elements defined in the IDD and those data elements shall stay within the defined field id range
assigned by BIMA Standards Branch (STB). An AP describes the transactions (submissions, notifications and responses) that provide a data
transfer equivalent to the Types of Transactions (TOTs) identified in the AP.

An implementation may use the application profile associated with this Version (3.0) of the standard, or may generate a new application profile.
In the latter case, those DoD entities who wish to develop an application profile must contact BIMA (see Section 1.5). The Standard Operating
Procedure (SOP) for generating a new AP should be followed and BIMA will assist in the approval process. All application profiles will be
maintained by the BIMA for change control.

The BIMA is the registration authority for managing the set of application profiles. This includes the management of the identifiers used in the
Domain Name and Application Profile fields.

1.2    Scope and Purpose

The DoD EBTS specifies the interface between DoD systems that capture biometric data and those that store or match it. This AP is applicable
to any implementation that requires the same information contained in the following transactions (See Tab 3 for descriptions of each ToT):

     Submissions (CAR, CNA, CPDR, MAP, DEK, DEU, TPRS, DPRS, LFFS, LFIS)
     Responses (SRE, SRL, RPSR, TPRR, ERRT, ERRL)

The table below identifies the types of biometric data supported by the DoD EBTS Version 3.0 and indicates which logical record type is used
to carry the data for each modality and other associated data (i.e., Type-21 Associated Context).




The primary audience for this AP consists of software/system engineers who develop, support, and/or test these systems. This document
contains the technical details of the DoD EBTS based transactions in ANSI/NIST ITL traditional encoding. Readers are expected to have
working knowledge of the ANSI/NIST-ITL 1-2011 as a prerequisite for understanding this specification.

                                                                         Unclassified
Baseline Application Profile v1.0                                                                                               DIN: BIMA-STB-STD-11-001.1




This document may also be used by program managers, trainers, or other system design personnel to gain an understanding of the functionality
provided by this AP.
1.3   References
[ITL 1-2011] ANSI/NIST-ITL 1-2011, “American National Standard for Information Systems – Data Format for the Interchange of Fingerprint,
Facial, & Other Biometric Information” (NIST Special Publication 500-290)

[DoD EBTS] Department of Defense, Electronic Biometric Transmission Specification, Version 3.0 (DIN: BIMA-STB-STD-11-001)

[IDD] Department of Defense, Integrated Data Dictionary, Version 5.0 (DIN: BIMA-STB-STD-11-001.2)

[EIP] DoD EBTS Implementation Guide

[SOP] DoD Application Profile Approval Standard Operating Procedure

[SOP] DoD EBTS Change Request Standard Operating Procedure

[FBI EBTS] Department of Justice, Federal Bureau of Investigation, Criminal Justice Information Services (CJIS), “Electronic Biometric
Transmission Specification,” (IAFIS-DOC-01078-9.3)

[INCITS 385] ANSI INCITS 385-2004, “Face Recognition Format for Data Interchange”

[ISO 19794-5] ISO/IEC 19794-5, Information technology — Biometric data interchange formats — Part 5: Face Image Data

[ISO 19794-6] ISO/IEC 19794-6, “Information technology – Biometric data interchange formats – Part 6: Iris image data”

AR 190–8/OPNAVINST 3461.6/AFJI 31–304/MCO 3461.1, 1 October 1997, “Enemy Prisoners of War, Retained Personnel, Civilian Internees
and Other Detainees”

[ISO 3166-1] ISO/IEC 3166-1, “Codes for the representation of names of countries and their Subdivisions – Part 1: Country Codes”

The Under Secretary of Defense for Acquisition, Technology and Logistics, 6 June 2011, “Memorandum on DoD Country Code Standard”

Chief Information Officer/G-6 Memorandum, 29 November 2005, “Department of Defense Compliance with the Electronic Biometric
Transmission Specification”

1.4   Change Control
The BIMA Standards Branch maintains change control responsibilities for this document. Requested changes to this document should be
submitted to the DoD Biometrics Web site. Refer to Section 1.5 for more information.


1.5   Contact Information

DoD Biometrics Web site: http://www.biometrics.mil.

For technical issues, contact the BIMA Watch Desk at (304) 326-3024, or by e-mail at: helpdesk@abis.biometrics.mil. The BIMA Watch Desk
operates 24 hours a day and 7 days a week. For questions on the standard or for assistance with the Application Profile approval process, please
contact the BIMA Standards Branch by e-mail at DCSG-3BiometricsStandardsBranchTeam@conus.army.mil.




                                                                        Unclassified
TRANSACTIONS
The transactions in this Baseline Application Profile have the same names as the transactions of the FBI EFTS/EBTS and the DoD EBTS v1.2. This profile uses data fields
defined in the DoD Integrated Data Dictionary v5.0 and includes all of the mandatory information required for these submissions to be subsequently converted into FBI
EBTS submissions.

The full set of transactions used in this profile are shown below (see Tab 3 for a full description of each TOT):

             TOT                                    Transaction Name                                                     DoD Implementation Notes
                                                                            Biometric Transactions
                                                                                            Submission used for detainees, enemy combatants, enemy prisoners of war (EPWs),
CAR                              Criminal Tenprint Submission (Answer Required)             or persons of interest (known or suspected terrorists).
                                                                                               Submission used for detainees, enemy combatants, enemy prisoners of war (EPWs),
CNA                              Criminal Tenprint Submission (No Answer Required)             or persons of interest (known or suspected terrorists).
                                                                                               Submission used for detainees, enemy combatants, enemy prisoners of war (EPWs),
CPDR                             Criminal Fingerprint Direct Route (Direct Route to CJIS)      or persons of interest (known or suspected terrorists).

DEK                              Known Deceased                                                Submission used for deceased subject whose identity is known.


DEU                              Unknown Deceased                                              Submission used for deceased subject whose identity is not known.


DPRS                             DoD Flat Print Rap Sheet Search                               This is only used in special circumstances.


ERRT                             Tenprint Transaction Error                                    Error response.

                                                                                               Submission used as part of a background check for local nationals and third country
MAP                              Miscellaneous Applicant
                                                                                               nationals who require access to U.S. military installations or other restricted areas.

                                                                                               This notification will be sent to the submitter of a CPDR transaction as configured by
RPSR                             Rapid Print Image Search Response                             the BIMA operations staff. Once the Yellow Resolve has been properly adjudicated by
                                                                                               the BEST, the SRE response will be sent.
                                                                                               Response containing an Ident/Non-Ident decision; will contain an electronic rap sheet
SRE                              Submission Results -Electronic
                                                                                               if requested.
                                                                                               TPRR responses are rapid responses to a TPRS transaction with SRE responses sent at
TPRR                             Tenprint Rapsheet Response
                                                                                               a later time.
                                                                                                Performs a search only, non-retain, and can return an unconfirmed-identification
TPRS                             10-print Rap Sheet Search
                                                                                                (“yellow”) identification.
                                                                              Latent Print Transactions

ERRL                             Latent Transaction Error                                      Error response.


LFIS                             Latent Fingerprint Image Search                               Used for latent image submission and searches.


LFFS                             Latent Fingerprint Feature Search                             Used for latent feature submission and searches.

                                                                                               Latent response including a candidate list comprising names and identifier of each
SRL                              Submission Results -Latent
                                                                                               candidate.
TRANSACTION AND RECORD TYPE DESCRIPTIONS

                                   Submission                                                Response    Error Response
CAR: Criminal Tenprint Submission (Answer Required)
The Criminal Tenprint Submission (CAR) shall be used for detainees, enemy
combatants, enemy prisoners of war (EPWs), or persons of interest (known or
suspected terrorists).DoD Biometrics policy requires 10-print rolled or flat
fingerprints for subjects in a detained situation. CAR contains ten rolled or flat and
four plain impressions of all ten fingers. It may also contain up to 6 Iris Images, 5
                                                                                               SRE            ERRT
Facial Images, and 8 Palmprint Images.

The two valid responses to a CAR submission are SRE or ERRT. An SRE will be
returned with the search results (Identification/Non-identification) if no errors exist in
the submission. An ERRT transaction will be returned with details of the specific
error should a syntax error and/or image quality problem exist.
CNA: Criminal Tenprint Submission (No Answer Required)
The CNA submission shall be used for detainees, enemy combatants, enemy
prisoners of war (EPWs), or persons of interest (known or suspected terrorists).
 It is identical to the CAR submission but it does not require an answer to be
returned. DoD Biometrics policy requires 10-print rolled or flat fingerprints for
subjects in a detained situation. CNA contains ten rolled or flat and four plain               SRE            ERRT
impressions of all ten fingers. It may also contain up to 6 Iris Images, 5 Facial
Images, and 8 Palmprint Images.

An ERRT transaction will be returned with details of the specific error should a
syntax error and/or image quality problem exist.
CPDR: Criminal Fingerprint Direct Route
This transaction consists of a criminal arrest fingerprint submission that will be
directly routed to a CJIS internal log application for special processing. The
submission contains ten rolled and four plain impressions and detention data. It is
identical to the CAR request described above with the inclusion of a mandatory
Type of Search Request (TSR) field. CJIS will ensure the required EBTS fields and
                                                                                             SRE, RPSR        ERRT
a Type of Search Requested (TSR) of “C” are present; otherwise, the submission
will be rejected. If the TSR of “C” is present and the TOT is something other than
CPDR, the submission will be rejected.

Note: CPDR is a limited-use TOT that requires coordination with BIMA Operations
prior to use.



MAP: Miscellaneous Applicant
The MAP transaction type is typically used as part of a background check for local
nationals and third country nationals who desire access to U.S. military installations
or other restricted areas. DoD Biometrics policy requires 10-print rolled or flat
fingerprints (14 images including slaps) for these subjects. Rolled prints are always          SRE            ERRT
preferred and should be collected whenever possible.

Valid responses to this submission are SRE or ERRT. An SRE will be returned with
the search results (Identification/Non-identification) provided that no errors exist in
the submission. If a syntax error is present or there is a problem with image quality,
an ERRT transaction will be returned with details of the specific error.

DEK: Known Deceased and DEU: Unkown Deceased
The DEK transaction type is used for a deceased subject whose identity is known.
The DEU transaction type is used for a deceased subject whose identity is not
known. DoD Biometrics policy requires 10-print rolled fingerprints for these types of
submissions.                                                                                   SRE            ERRT

Valid responses to this submission are SRE or ERRT. An SRE will be returned with
the search results (Identification/Non/identification) provided that no errors exist in
the submission. If a syntax error is present or there is a problem with image quality,
an ERRT transaction will be returned with details of the specific error.
TPRS: Tenprint Rap Sheet Search
The TPRS transaction type may be used as part of a quick background check by
the U.S military. Uses include highly mobile applications, check points, and
situations with a very limited time on target. This transaction is for flat fingerprints
only. One to 10 flat prints are required. This transaction is always search only
(nonretain). TPRS requires no demographic or biographic information to be                       SRE, TPRR         ERRT
collected from the subject.

Valid responses to this submission are TPRR, SRE or ERRT. If a syntax error is
present or there is a problem with image quality, an ERRT transaction will be
returned with details of the specific error.
DPRS: DoD Flat Print Rap Sheet Search
The DPRS transaction type shall only be used in certain circumstances. These
circumstances include legacy data submission and situations where acquiring full
rolled fingerprints is not feasible. Highly mobile or limited time on target situations
may warrant the use of this transaction type. DPRS data submission requires
special coordination with DoD Biometrics. Submissions of this type may require
special processing. In all situations, DoD Biometrics policy is to collect as much
data as possible. DoD entities must contact the BIMA for specific guidance on the
use of this transaction type. The DPRS transaction will accept flat or rolled                      SRE            ERRT
fingerprints. One to 14 fingerprint images are required. Mug shot images may be
included in this transaction as a Type-10 record. Iris images may be included in this
transaction as a Type-17 record. The DPRS transaction type is a superset of the
TPRS transaction type.

An SRE will be returned with the search results provided that no errors exist in the
submission. If a syntax error is present or there is a problem with image quality, an
ERRT transaction will be returned with details of the specific error.


LFIS: Latent Friction Ridge Image Search and LFFS: Latent Friction Ridge
Features Search
LFIS and LFFS transaction types shall be used for latent submissions and
searches. Information regarding the latent print is required. All feature searches
(LFFS) are required to contain both the fingerprint image as well as feature data.
Additionally, DoD Biometrics requires the name of the latent technician (i.e., the                 SRL            ERRL
lifter or processor) and the name of the submitter (i.e., the AFIS operator).

An SRL will be returned with the search files provided that no errors exist in the
submission. A candidate list is not returned. The response will contain an
identification or non-identification. If a syntax error is present or there is a problem
with image quality, an ERRL transaction will be returned with details of the specific
error.

Response                                                                                       Submission
SRE: Submission Results — Electronic                                                       CAR, CNA, CPDR, DEK,
Response containing an identification or non-identification decision or pending                   DEU,
notification; will contain an electronic rap sheet if requested.                                  MAP,
                                                                                               TPRS, DPRS
SRL: Search Results — Latent
This transaction is returned in response to a latent search request. It will include a
candidate list up to the Number of Candidates Requested (NCR) field value. Up to
99 candidates, their match scores, and the finger/palm/supplemental positions of                LFFS, LFIS
the images on file that matched may be included in the response. If the NCR is not
specified, then the top 20 candidates will be included in the candidate list.
RPSR: Rapid Print Image Search Response
Search transactions are performed by comparing the probe candidate, i.e., the
biometrics associated with the submission, with the gallery or repository of
biometrics. From this search, potential matching biometrics are identified and given
a match score that represents how closely the potential match is to the probe
candidate. If the score is above a certain threshold, it is considered a match (note
that for some biometric modalities, such as latent or face images, there is no
automatic match threshold). If it is below a certain threshold, it is not considered a
match. There is a range between the match threshold and the no-match threshold
that indicates that there might be a match. In this case, the possible match
candidate is sent to the Biometrics Examination Services Team (BEST) for
resolution. This process is called a Yellow Resolve. When this happens, the                     CPDR
ultimate match or no-match response is delayed until the BEST verifies whether
there is a match or not.
Submitters can request to be configured to be notified when this occurs. Since a
Yellow Resolve involves manual intervention and takes longer than an automatic
match or no-match, by receiving a quicker response stating that further
investigation is underway, a submitter can choose whether to wait or not for the
ultimate response. The Yellow Resolve notification is sent as a Rapid Print Image
Search Response (RPSR) TOT. This notification will be sent to the submitter as
configured by the BIMA operations staff. Once the Yellow Resolve has been
properly adjudicated by the BEST, the appropriate response will be sent.

TPRR: Tenprint Rapsheet Response
The Tenprint Rap Sheet Response consists of identity histories for up to the top                TPRS
twenty candidates. Images are not returned as part of this process.

Error Response                                                                               Submission
Tenprint Transaction Error (ERRT)
These submissions are returned by the FBI to indicate a transaction error. It            CAR, CNA, CPDR, DEK,
includes a message field (MSG) indicating the type of error detected.                           DEU,
                                                                                                MAP,
                                                                                             TPRS, DPRS

Latent Transaction Error (ERRL)
This transaction is returned by the FBI in response to a transaction that contained
errors such as search exceeding the penetration threshold, missing or inadequate
                                                                                              LFFS, LFIS
quality fingerprints, missing mandatory information, or invalid contents. The MSG
field shall include additional information on the causes for the rejection.


 Record Contents                                                                           Record Identifier
Transaction information
Transmissions to be exchanged are required to contain one and only one Type-1
record per transaction. The Type-1 record shall always be the first record within the
transaction. At least one more record shall be present in the file. The Type-1 record           Type-1
shall provide information describing type and use or purpose for the transaction
involved, a listing of each record included in the transaction, the originator or
source of the physical record, and other useful and required information items.
User-defined descriptive text
Type-2 records shall contain user-defined textual fields providing identification and
descriptive information associated with the subject of the transaction. Each entry in
a Type-2 record shall have a definition and format that is listed with the Domain               Type-2
owner. Data contained in this record shall conform in format and content to the
specifications of DoD EBTS v3.0 and the Integrated Data Dictionary v5.0.

Minutiae data
Type-9 records shall contain and be used to exchange minutiae or other friction
ridge feature data. Each record shall represent the processed (automated and/or
                                                                                                Type-9
manual) image data from which the characteristics are stated. The primary use of
this record type shall be for remote searching of latent prints.
Face, other body part, or scar, mark tattoo (SMT) image
Type-10 image records shall contain and be used to exchange image data from the
face, scars, (needle) marks, and tattoos (SMT). New to this version of the standard
is the extension of the record type to handle images of other body parts. See             Type-10
ANSI/NIST ITL 1-2011 Table 58 for a list of the images types possible in a Type-10
record. Textual and analytic information pertinent to the digitized image is also
contained in this record type.
Variable-resolution latent friction ridge image
Type-13 image records shall contain and be used to exchange variable-resolution
latent friction ridge image data (fingerprint and/or palmprint) together with fixed and   Type-13
userdefined textual information fields pertinent to the digitized image.

Variable-resolution fingerprint image
Type-14 image records shall contain fingerprint image data. Fixed and user-defined
textual information fields pertinent to the digitized image may also be included.
While the Type-14 record may be used for the exchange of 19.69 ppmm (500 ppi)
images, it is strongly recommended that the resolution for fingerprint images be
39.37 ppmm (1000 ppi). It should be noted that as the class resolution is increased,
more detailed ridge and structure information becomes available in the fingerprint
image. However, in all cases the class
resolution shall be at least 19.69 ppmm (500 ppi). The variable-resolution                Type-14
fingerprint image data contained in the Type-14 record may be in a
compressed form. DoD EBTS specifies a set number of Type-14 records for an
enrollment, ten rolled impressions of the individual fingers, two plain impressions of
the thumbs, and two plain impressions of the remaining fingers of each hand. If
fewer than 10 fingers were printed, Field 14.018: Amputated or bandaged should
be populated with the reason. If Type-14 is not included in the transaction and
fingerprint images were required, then the reason for omission should included in
Field 2.084: Amputated or bandaged.
Variable-resolution palmprint image
Type-15 image records shall contain and be used to exchange palm print image
data together with fixed and user-defined textual information fields pertinent to the
digitized image. While the Type-15 record may be used for the exchange of 19.69
ppmm (500 ppi) images, it is strongly recommended that the class resolution for
Type-15 images be 39.37 ppmm (1000 ppi). It should be noted that as the
resolution is increased, more detailed ridge and structure                                Type-15
information becomes available in the image. However, in all cases the class
resolution shall be at least 19.69 ppmm (500 ppi). The variable-resolution palm
print image data contained in the Type-15 record may be in a compressed form. A
typical transaction utilizing Type-15 includes: a writer's palm with an
upper and lower palm from each hand and two full palmprints.
Iris image
Type-17 image records shall contain iris image data. This record type was
developed to provide a basic level of interoperability and harmonization with the
ANSI INCITS 379-2004 Iris image interchange format and the ISO/IEC 19794-6 Iris           Type-17
image data interchange format. It also contains optional descriptive data fields and
(new to this version of the standard) image markup fields. Generic iris images may
be exchanged using the mandatory fields of this record type.

DNA data
The Type-18 record shall contain and be used to exchange DNA and related data.
It was developed to provide a basic level of interoperability with the draft format of
the ISO/IEC 19794-14 DNA data interchange format. With full consideration to              Type-18
privacy, this standard only uses the non-coding regions of DNA. The regions of the
DNA that encode phenotypic information are deliberately avoided.
Source representation
The Type-20 record shall contain the source representation(s) from which other
Record Types were derived. Typically, one Type-20 source representation is used
to generate one or more representations for use in other record types. When a
source representation (in a Type-20 record) is processed and the derived
representation is to be used as the source for further derivations, then the derived
representation is contained in a Type-20 record.
In some cases, several Type-20 records may be processed to derive a single
modality record.
                                                                                         Type-20
Some possible uses of the Type-20 record are shown here.
• From a group photo stored in a Type-20 record, a subject’s face is segmented
and stored in a Type-10 record.
• From a high-resolution color image in a Type-20 record, two latent fingerprint
images are segmented, rescaled and gray-scaled for storage in separate Type-13
records.
• From a series of off-angle face images stored in separate Type-20 records, a
single 2D face image is generated (using fusion) that is stored in a Type-10 record.

Associated context
The Type-21 record shall contain an associated context image, audio / visual
recording or other related data. This record type does NOT contain information
used to derive biometric information contained in other records. Record Type-20          Type-21
serves that function. Record Type-21 may be used to convey contextual
information, such as an image of the area where latent fingerprints were captured.

Information assurance
The Type-98 record shall contain security information that allows for the assurance
of the authenticity and/or integrity of the transaction, including such information as   Type-98
binary data hashes, attributes for audit or identification purposes, and digital
signatures.
CBEFF biometric data record
Type-99 records shall contain and be used to exchange biometric data that is not
supported by other ANSI/NIST-ITL record types. This provides a basic level of
interoperability and harmonization with other biometric interchange formats. This is
                                                                                         Type-99
accomplished by using a basic record structure that is conformant with ANSI
INCITS 398-2005, the Common Biometric Exchange Formats Framework (CBEFF)
and a biometric data block specification registered with the International Biometrics
Industry Association (IBIA), http://www.ibia.org .
TRANSACTION RECORD REQUIREMENTS
Each Baseline Application Profile transaction type has requirements for including a certain number of records of each type. The table below
defines record requirements for the transaction types in this AP.

                                           Application Profile Transaction Record Requirements
                                Type     Type        Type    Type        Type   Type       Type        Type         Type   Type   Type   Type   Type
             TOT
                                  1        2           9      10          13     14         15          17           18     20     21     98     99

              CAR                  1        1                0-10**             0-14*      0-8***      0-6****      0-5    0-10   0-10


              CNA                  1        1                0-10**             0-14*      0-8***      0-6****      0-5    0-10   0-10


             CPDR                                                   **                 *         ***         ****
                                   1        1                0-10               0-14       0-8         0-6

             MAP                   1        1                0-10**             0-14*      0-8***      0-6****                    0-10

                                                                    **                 *         ***
              DEK                  1        1                0-10               0-14       0-8         0-6****      0-5    0-10   0-10

              DEU                  1        1                                   0-14*      0-8***      0-6****      0-5    0-10   0-10

             TPRS                  1        1        0-10                       0-10+

             DPRS                  1        1        0-14    0-10**             0-14*      0-8***      0-6****

                                                                                                 ***
              LFIS                 1       1-2                           0-10   0-10       0-8                      0-5    0-10   0-10


              LFFS                 1       1-2       1-10                0-10   0-10                                0-5    0-10   0-10

              SRE                  1        1                 0-1

              SRL                  1        1                                   0-NCR

             RPSR                  1        1

             TPRR                  1        1

             ERRT                  1        1

             ERRL                  1        1


Annotations
• A plus sign (+) indicates up to 10 Type-14 images may be submitted for this transaction. DoD EBTS specifies a set number of Type-14 records for an enrollment. For this
transaction a Complete Fingerprint Image Set will consist of:

     10 Images:
     - One Rolled or Flat image of each of the 10 fingers.

An explanation for any required but missing fingerprints shall be provided in field 2.084, Amputated or Bandaged Code. Field 2.084 shall accurately represent the reason a
required Type-14 record is missing. This field has two subfields: Finger Number (FGP) and Amputated or Bandaged Code (AMPCD). Both subfields are required if field
2.084 is present. Subfield FGP is a two-digit code that specifies which finger is missing. Subfield AMPCD uses the value “XX” when there is an actual amputation and the
value “UP” (unable to print) for all other situations.

• A single asterisk (*) indicates up to 14 Type-14 images may be submitted for this transaction. DoD EBTS specifies a set number of Type-14 records for an enrollment.
Complete Fingerprint Image Sets consist of one of the following options:
   14 Images:
     - Rolled or Flat image of each of the 10 fingers
     - One Four Finger Slap image of the right hand (no thumb)
     - One Four Finger Slap image of the left hand (no thumb)
     - One Flat image of the right thumb
     - One Flat image of the left thumb
   13 Images:
     - Rolled or Flat image of each of the 10 fingers
     - One Four Finger Slap image of the right hand (no thumb)
     - One Four Finger Slap image of the left hand (no thumb)
     - One Two-Thumb Slap Fingerprint image

An explanation for any required but missing fingerprints in a plain two thumb slap or four finger slap image shall be provided in field 14.018 Amputated or Bandaged. Field
14.018 shall accurately represent the reason for each missing fingerprint. This field has two subfields: Finger Position Code (FGP) and Amputated or Bandaged Code
(AMPCD). Both subfields are required if field 14.018 is present. Subfield FGP is a two-digit code that specifies which finger is missing. Subfield AMPCD uses the value
“XX” when there is an actual amputation and the value “UP” (unable to print) for all other situations.

DoD EBTS v3.0 recommends the use of ITL 1-2011 Field 14.018 in order to adhere to business rules developed for this standard. However, Field 2.084 Amputated or
Bandaged and its two information items should be used to include the reason for a missing finger if a Type-14 record is not submitted or to indicate why a slap image and/or
plain thumb image is missing.

DoD EBTS v3.0 does not recommend the practice of stitching fingerprint images (e.g., the right and left thumb images were captured separately, but combined prior to
transmission to create a single artificial two-thumb image). For devices which are not able to submit the four finger slap image and/or two thumb slap image due to limitations
on the capturing device, the 2.084 AMP field shall instead be populated to indicate the Finger Position Code and Amputated or Bandaged Code.
• A double asterisk (**) indicates that up to 10 Type-10 images may be submitted for this transaction. DoD EBTS specifies a minimum of one Type-10 record for an
enrollment: a facial full frontal pose. If the full frontal pose is not provided, then the reason for omission should be included in Field 2.8117: Facial Image Omitted Reason. A
full set of facial images consists of the following 5 poses, however only the full frontal pose is required:

      - Full Frontal, 0 degrees (Mandatory);
      - Left Full Profile, 90 degrees left side;
      - Left Half Profile, 45 degrees left side;
      - Right Full Profile, 90 degrees right side;
      - Right Half Profile, 45 degrees right side.

Up to 5 facial images may be included in the as Type-10 records, an additional 5 images are allowed for SMTs and Other Body Parts.



• A triple asterisk (***) indicates that up to 8 Type-15 images may be submitted for this transaction. An explanation for any missing palmprint images is optional. Field
15.018 Amputated or bandaged should be used to indicate any missing images. The Type-2 Field 2.8112: Palmprint Image Omitted Reason has been added to EBTS v3.0 and
may be used to indicate the reason a Type-15 record is not submitted.

A complete palmprint set contains the following images for both hands:

      - One writer’s palm
and
      - Either one full palm image (the entire area of the full palm extending from the wrist bracelet to the tips of the fingers)
or
      - One upper palm image (extends from the bottom of the interdigital area to the upper tips of the fingers); and
      - One lower palm image (shall extend from the wrist bracelet to the top of the interdigital area (third finger joint))
or
      - One palm thenar area image, one palm hypothenar area image, and one palm interdigital area image

• A quadruple asterisks (****) indicates that up to 6 Type-17 images may be submitted for this transaction. This record type shall contain iris images.DoD EBTS v1.2 allows
iris images in Type-16 records, this Baseline Application Profile does not. DoD EBTS specifies a set number of Type-17 records for an enrollment, 1 iris image of each eye.
An iris record shall contain an image of a single iris. If either iris image could not be captured, Field 17.028: Damaged or Missing Eye should be populated with the reason. If
Type-17 is not included in the transaction, then the reason for omission should be included in Field 2.8110: Iris Image Omitted Reason.
    number of Type-14 records for an enrollment. For this




ode. Field 2.084 shall accurately represent the reason a
d Code (AMPCD). Both subfields are required if field
 value “XX” when there is an actual amputation and the


s a set number of Type-14 records for an enrollment.




 provided in field 14.018 Amputated or Bandaged. Field
 on Code (FGP) and Amputated or Bandaged Code
 ich finger is missing. Subfield AMPCD uses the value


this standard. However, Field 2.084 Amputated or
 is not submitted or to indicate why a slap image and/or


es were captured separately, but combined prior to
lap image and/or two thumb slap image due to limitations
mputated or Bandaged Code.
pecifies a minimum of one Type-10 record for an
 cluded in Field 2.8117: Facial Image Omitted Reason. A




Other Body Parts.



n for any missing palmprint images is optional. Field
 Image Omitted Reason has been added to EBTS v3.0 and




ngers)


)




cord type shall contain iris images.DoD EBTS v1.2 allows
 -17 records for an enrollment, 1 iris image of each eye.
ed or Missing Eye should be populated with the reason. If
ge Omitted Reason.
          ‐

Type 1 TRANSACTION INFORMATION RECORD

Transmissions to be exchanged are required to contain one and only one Type-1 record per transaction. The Type-1 record shall always be the first record within the transaction. At least
one more record shall be present in the file. The Type-1 record shall provide information describing type and use or purpose for the transaction involved, a listing of each record
included in the transaction, the originator or source of the physical record, and other useful and required information items.


User Notes: the number in the MAX OCC column gives the maximum number of occurrences of that field for that record. An M in a cell indicates that the element is Mandatory, an O
that the element is Optional and a D that the condition is dependent on other information, blank cells indicate that the field is not used in that TOT. The minimum number of occurrences
for a mandatory element is one (unless otherwise indicated), and zero for an optional element.


                                                                                                                                        Submission                                                Response             Error                                        CHARACTERISTIC
                                                                                                                                                                                                                                          DEFAULTS                                   FIELD NOTES
                                                                                  MIN       MAX                                                                                                                                                                       COMMENT
 FIELD ID          Mnemonic                        FIELD NAME
                                                                                  OCC       OCC
                                                                                                      CAR     CNA CPDR MAP               DEK     DEU TPRS DPRS LFFS                 LFIS    SRE   SRL   RPSR TPRR ERRT ERRL

1.001              LEN         Record Header                                        1         1         M       M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.002              VER         Version Number                                       1         1         M       M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.003              CNT         Transaction Content                                  2         x         M       M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.003_1a         FRC          First Record Category Code                    1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.003_1b         CRC          Content Record Count                          1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.003_2a         REC          Record Category Code                          1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.003_2b         IDC          Information Designation Character             1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.004              TOT         Type of Transaction                                  1         1         M       M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.005              DAT         Date                                                 1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.006              PRY         Priority                                             0         1         O       O        O       O        O        O       O        O        O       O      O      O     O    O    O           O                "4"


1.007              DAI         Destination Agency Identifier                        1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.008              ORI         Originating Agency Identifier                        1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.009              TCN         Transaction Control Number                           1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


1.010              TCR         Transaction Control Reference Number                 1         1                                                                                             M     M      M    M    M           M


1.011              NSR         Native Scanning Resolution                           1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M              "00.00"


1.012              NTR         Nominal Resolution                                   1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M              "00.00"


1.013              DOM         Domain Name                                          1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.013_1          DNM          Domain Name Implementation                    1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M            "DoD EBTS"


        1.013_2          DVN          Domain Name Implementation Version            1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M               "3.0"


1.014              GMT         Greenwich Mean Time                                  0         1         O       O        O       O        O        O       O        O        O       O      O      O     O    O    O           O


1.015              DCS         Character Encoding                                   0         x         O       O        O       O        O        O       O        O        O       O      O      O     O    O    O           O


        1.015_1          CSI          Character Encoding Set Index                  1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.015_2          CSN          Character Encoding Set Name                   1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.015_3          CSV          Character Encoding Set Version                0         1         O       O        O       O        O        O       O        O        O       O      O     O      O    O    O           O


1.016              APS         Application Profile Specifications                   1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M


        1.016_1          APO          Application Profile Organization              1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M              "BIMA"


        1.016_2          APN          Application Profile Name                      1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M   "Baseline Application Profile"


        1.016_3          APV          Application Profile Version Number            1         1        M        M        M       M        M       M        M        M       M        M      M     M      M    M    M           M               "1.0"


1.017              ANM         Agency Names                                         0         1         O       O        O       O        O        O       O        O        O       O      O      O     O    O    O           O


        1.017_1          DAN          Destination Agency Name                       0         1         O       O        O       O        O        O       O        O        O       O      O     O      O    O    O           O


        1.017_2          OAN          Originating Agency Name                       0         1         O       O        O       O        O        O       O        O        O       O      O     O      O    O    O           O
           ‐              ‐

TYPE 2 USER DEFINED DESCRIPTIVE TEXT RECORD

Type-2 records shall contain user-defined textual fields providing identification, biographic, and descriptive information regarding the subject of the
transaction and situational information regarding the encounter. Each entry in a Type-2 record shall have a definition and format that is listed with the Domain
owner. Data contained in this record shall conform in format and content to the specifications of DoD EBTS v3.0 and the Integrated Data Dictionary v5.0.


User Notes: the number in the MAX OCC column gives the maximum number of occurrences of that field for that record. An M in a cell indicates that the
element is Mandatory, an O that the element is Optional and a D that the condition is dependent on other information, blank cells indicate that the field is not
used in that TOT. The minimum number of occurrences for a mandatory field is one, and zero for an optional field. Finally, the (*) next to an M/O/D
references a note specific to that TOT in the FIELD NOTES column.


                                                                          MAX                                  SUBMISSION                                                RESPONSE          ERROR
 FIELD ID         MNEMONIC                     FIELD NAME                                                                                                                                                  DEFAULTS                                    FIELD NOTES
                                                                          OCC   CAR   CNA CPDR MAP              DEK      DEU TPRS DPRS LFFS                LFIS    SRE   SRL   RPSR TPRR ERRT ERRL
2.001            LEN              Record Header                            1    M       M        M       M        M       M        M       M        M        M     M     M      M    M    M    M

2.002            IDC              Information Designation Character        1    M       M        M       M        M       M        M       M        M        M     M     M      M    M    M    M

2.005            RET              Retention Code                           1    M       M*       M       M        M       M        M       M                                                         "Y"              For ToT CNA: this field must contain a "Y".

2.006            ATN              Attention Indicator                      1     O               O       O        O        O       M        O       M        M      O    M      M    M    O    M     "UNKNOWN"

2.007            SCO              Send Copy to                             9     O               O       O        O        O       O        O       O        O      O    O           O    O    O

2.009            OCA              Originating Agency Case Number           1     O      O        O       O        O        O       O        O                       O           O    O    O

2.010            CIN              Contributor Case Identifier Number       5                                                                       M*       M*           M*                    M     "UNKNOWN"        For ToTs: LFIS, LFFS and SRL the maximum number of occurences is Max Occ=1.

                                        Contributor Case Identifier
        2.010A          CIN_PRE                                            1                                                                        M        M           M                     M     "UNKNOWN"
                                        Prefix

        2.010B          CIN_ID          Contributor Case Identifier        1                                                                        M        M           M                     M     "UNKNOWN"

2.011            CIX              Contributor Case Identifier Extension    5                                                                       M*       M*           M*                    M     "0000"           For ToTs: LFIS, LFFS and SRL the maximum number of occurences is Max Occ=1.

                                                                                                                                                                                                                      For ToTs: CAR,CNA,CPDR - FBI Number must be present if known.
                                                                                                                                                                                                                      For ToT: RPSR - The maximum number of occurences is Max Occ=2.
2.014            FBI              FBI Number                               5    O*      O*      O*       O        O                                                O*    O      O*        O                           For ToT: SRE: The maximum number of occurences is Max Occ=1. Also, either an FBI
                                                                                                                                                                                                                      number or a Civil Record Number (CRN) may be returned by FBI, but not both,
                                                                                                                                                                                                                      depending upon transaction results.

2.015            SID              State Identification Number              1     O      O        O       O        O                         O                       O                     O

2.024            SEX              Sex                                      1    M       M        M       M        M       M        O       M        O        O                                       "X"

2.026            SMT              Scars, Marks and Tattoos                 10    O      O        O       O        O        O                O       O        O

2.032            HAI              Hair Color                               1    M       M        M       M        M       M                 O       O        O                                       "XXX"

2.033            FPC              NCIC Fingerprint Classification          1

2.034            PAT              PATTERN LEVEL CLASSIFICATIONS            10                                                      O*               O        O                                                        For ToT: TPRS. If known, mandatory to enter

        2.034A          FGP             Finger Number                      1                                                       M                M        M                                       "00"

        2.034B          PATCL           Pattern Classification Code        1                                                       M                M        M                                       "UC"

2.035            PPA              PALM PRINTS AVAILABLE INDICATOR          1     O      O        O

2.036            PHT              PHOTO AVAILABLE INDICATOR                1     O      O        O

2.040            OCP              Occupation                               1     O      O        O       O                         O        O                       O                O

2.042            MIL              Military Code                            1

2.043            TSR              Type of Search Requested                 1                     M                                                                                                   "C"

2.045            DOA              Date of Arrest                           1    M       M        M

                                                                                                                                                                                                                      The Date of Offense (DOO) portion of this field is optional, but should be provided if
2.047            ASL              Arrest Segment Literal                   40   M*      M*      M*
                                                                                                                                                                                                                      known. ASL is required when the submission contains a RET=Y.

        2.047A          DOO             Date of Offense                    1     O      O        O

        2.047B          AOL             Arrest Offense Literal             1    M       M        M                                                                                                   "UNKNOWN"

2.048            CSR              Civil Search Requested Indicator         1                                               O

2.051            CSL              Court Segment Literal                    40   D*      D*      D*                                                                                                                    CSL must be included where submission includes SLE (2.055).

        2.051A          CDD             Court Disposition Date             1     O      O        O

        2.051B          COL             Court Offense Literal              1    M       M        M

                                        Other Court Sentence Provision
        2.051C          CPL                                                1     O      O        O
                                        Literal
                                  Custody or Supervisory Status Start
2.054            SSD                                                       1     O      O        O
                                  Date

2.055            SLE              Custody or Supervisory Status Literal    1     O      O        O

2.056            ICO              Identification Comments                  1     O      O        O                O        O

2.057            FNR              FINGER NUMBER(S) REQUESTED               13                                                      O

2.059            SRF              Search Results Findings                  1                                                                                       M            M

2.060            MSG              Status/Error Message                     11                                                                                            O*     O*        M    M                      For ToTs: SRL and RPSR the maximum occurrence = 1

2.061            CST              Case Title                               1                                                                                                                   O

2.064            CAN              Candidate List                           99                                                                                      O*    O                                            FBI does not return a candidate list with SRE but DoD has as optional.

        2.064A          FBI             FBI Number                         1                                                                                       M     M

        2.064B          NAM             Name                               1                                                                                       M     M

2.070            RAP              Request for Electronic Rap Sheet         1     O               O       O        O        O       M        O                                                        "Y"

2.071            ACN              Action to be Taken                       1                                                                                        O           O

2.073            CRI              Controlling Agency Identifier            3    M       M        M       M        M       M        O       M        O        O     M     O      O    O    O    O     "UNKNOWN"

                                                                                                                                                                                                                      Field used with Type 4 only. Not used when exchanging images using type 13 and
2.074            FGP              Finger Position                          10                                                                       O*      O*           O*                          "00"
                                                                                                                                                                                                                      14 as required in this AP.
                                                                                                                                                                                                                      For ToT SRL: the maximum occurrence = 99
2.075            ERS              Electronic Rap Sheet                     1                                                                                        O           O    M

2.076            PRI              Priority [Latent Search]                 1                                                                        M        M

                                  Number of Candidate Images
2.079            NCR                                                       1                                                                        O        O           M
                                  Returned

2.080            EXP              Response Explanation                     1

2.082            REC              Response Code                            1

2.083            ULF              Unsolved Latent File                     1                                                                        O        O           O                           "Y"

                                                                                                                                                                                                                      FBI EBTS v9.3 identifies 2.084 Amputated or Bandaged (AMP) to indicate if the Type-
                                                                                                                                                                                                                      14 fingerprint submission does not contain a full set of fingerprints as described per
                                                                                                                                                                                                                      transaction. DoD EBTS v3.0 recommends the use of ITL 1-2011 Field 14.018 in order
2.084            AMP              Amputated or Bandaged                    13   D*      D*      D*       D*       D*      D*       D*      D*
                                                                                                                                                                                                                      to adhere to business rules developed for this standard. However, Field 2.084
                                                                                                                                                                                                                      should be used to include the contextual information if a Type-14 record is not
                                                                                                                                                                                                                      submitted or to indicate why a slap image and/or plain thumb image is missing.

        2.084A          FGP             Finger Position                    1    M       M        M       M        M       M        M       M

        2.084B          AMPCD           Amputated or Bandaged Code         1    M       M        M       M        M       M        M       M

                                                                                                                                                                                                                      Either an FBI number or a Civil Record Number (CRN) may be returned, but
                                                                                                                                                                                                                      not both, depending upon transaction results. No number (neither FBI nor
                                                                                                                                                                                                                      CRN) is returned when none is assigned (e.g., Non-Ident with RET = ―N‖).
2.085            CRN              Civil Record Number                      1                                                                                       O*                                                 FBI number will be returned for any submission resulting in an Ident against
                                                                                                                                                                                                                      the Criminal File or when a Non-Ident results in an
                                                                                                                                                                                                                      add to the Criminal File. CRN will be returned when a submission results in a
                                                                                                                                                                                                                      Non-Ident which causes an add to the Civil file.
2.086            SCNA             AFIS Segment Control Number              1                                                                                             O

2.087            TAA              Treat As Adult                           1     O      O        O                                                                  O

2.088            NOT              Note Field                               1     O      O        O       O        O        O       O        O       O        O                  M

2.089            MSC              Match Score                              99                                                                                       O    O                                            FBI does not return a candidate list with SRE but DoD has as optional.

                                  RIDGE CORE DELTA ONE FOR
2.091            RCD1                                                      10                                                      O                O        O
                                  SUBPATTERN CLASSIFICATION

        2.091A          FGP             Finger Number                      1                                                       M                M        M                                       "00"

        2.091B          RCN1            Ridge Count Number 1               1                                                       M                M        M

                                  RIDGE CORE DELTA TWO FOR
2.092            RCD2                                                      10                                                      O                O        O
                                  SUBPATTERN CLASSIFICATION

        2.092A          FGP       Finger Number                            1                                                       M                M        M                                       "00"
        2.092B             RCN2          Ridge Count Number 2                    1                                   M        M    M

2.095              RFR                   Request Features Record                 1                                            O    O

2.098              NDR                   Name of Designated Repository           10                                           O    O

2.300              GUID                  BAT Global Unique Identifier            1     O    O    O    O                  O              O   O

2.302              ISN                   Internment Serial Number                100   M    M    M                       O              O   O                   “USAAA-000000-AA”

2.303              DOD_NO                DoD Number                              5     O    O    O    O    O             O              O   O           O

                                         Electronic Data Interchange Personal
2.308              EDIPI                                                         1     O    O    O    O    O             O              O   O           O
                                         Identifier

2.309              DBIDS_ID              DBIDS Identifier                        1     O    O    O    O    O             O              O   O           O

2.310              PER_TYPE              Biometric Subject Personnel Type        1     M    M    M    M    M    M    M   M              O                       "XXX"

2.317              RIS                   Request IAFIS Search                    1     O    O    O    O    O    O    O   O

2.318              XML                   XML-based Rap Sheet                     1                                                      O

2.334              SCC                   Submission Color Code                   1     O    O    O    O    O    O    O   O

2.335              DOSSIER               Dossier Number                          10    O    O    O    O    O         O   O

2.350              ALERT                 Alert                                   1     O    O    O    O              O   O              O

        2.350_1            ALERT_FUN             Alert Function                  1     M    M    M    M              M   M              M

        2.350_2            ALERT_CAT             Alert Category                  1     M    M    M    M              M   M              M

        2.350_3            ALERT_VAL             Alert Value                     1     M    M    M    M              M   M              M

        2.350_4            ALERT_CONTACT         Alert Contact                   1     M    M    M    M              M   M              M

        2.350_5            ALERT_DETAIL          Alert Detail                    1     M    M    M    M              M   M              M

                                                                                                                                                                                    DoD EBTS v3.0 identifies Field 2.351 for Encounter Protection. However, Field 2.351
                                                                                                                                                                                    Encounter Protection shall not be configurable by the user or the biometric
                                                                                                                                                                                    capturing device (i.e., Encounter Protection is for internal use only at this time).
2.351              EP                    Encounter Protection                    1     O*   O    O    O    O    O    O   O    O    O    O   O                                       Submissions from organizations that must use Encounter Protection should contact
                                                                                                                                                                                    BIMA operations and coordinate the use of Encounter Protection with them. It is
                                                                                                                                                                                    the responsibility of ABIS to follow the Encounter Protection business rules based
                                                                                                                                                                                    on the Originating Agency Identifier.

        2.351_1            EP_FUN                Encounter Protection Function   1     M    M    M    M    M    M    M   M    M    M    M   M

        2.351_2            EP_LEVEL              Encounter Protection Level      1     M    M    M    M    M    M    M   M    M    M    M   M

2.2023             SII                   Supplementary Identity Information      1                                                              O

                                                                                                                                                                                    It is obviously not expected that Date of Birth of Unknown Deceased and Amnesia
                                                                                                                                                                                    victims will be known. This field, however, must be submitted with the default date
                                                                                                                                                                                    when unknown.
2.8003             SUBJ_BIRTHDATE        Biometric Subject Birth Date            5     M    M    M    M    M    M*   O   M    O*   O*
                                                                                                                                                                                    For ToTs: LFFS and LFIS. Two Occurences of Birth Date Value with Validity of
                                                                                                                                                                                    Estimated can be used to calculate Range. The first occurrence shall indicate the
                                                                                                                                                                                    birth date minimum and the second occurrence shall indicate the birth date
                                                                                                                                                                                    maximum.
        2.8003_1           DOB                   Birth Date                      1     M    M    M    M    M    M    M   M    M    M                            "00000000"

        2.8003_2           DATEVLD               Date Validity                   1     O    O    O    O    O    O    O   O    O    O

        2.8003_3           CALTYP                Calendar Type                   1     O    O    O    O    O    O    O   O    O    O

2.8005             SUBJ_DEATHDATE Biometric Subject Death Date                   1     O    O    O         O    O

        2.8005_1           DOD                   Death Date                      1     M    M    M         M    M                                               "00000000"

        2.8005_2           DATEVLD               Date Validity                   1     O    O    O         O    O

        2.8005_3           CALTYP                Calendar Type                   1     O    O    O         O    O

2.8007             SUBJ_CTZ              Biometric Subject Citizenship           5     O    O    O    O    O    O        O

                                         Biometric Subject Ethnic/Racial
2.8008             SUBJ_RAC                                                      5     M*   M*   M*   M*   M*   O*       M*   O*   O*                           "U"                 If multiple occurrences, enter predominant race in first occurrence.
                                         Characteristic

2.8013             SUBJ_BLOOD            Biometric Subject Blood Type            3     O    O    O    O    O    O    O   O

        2.8013_1           BLTCD                 Blood Type Code                 1     M    M    M    M    M    M    M   M

        2.8013_2           BLTVLD                Blood Type Validity             1     O    O    O    O    O    O    O   O

2.8014             SUBJ_VITAL            Biometric Subject Vital Status          3     O    O    O         O    O    O   O

        2.8014_1           VSVLD                 Vital Status Code               1     M    M    M         M*   M*   M   M                                                          For ToTs: DEK and DEU. Populate with "DECEASED"

        2.8014_2           VSCD                  Vital Status Validity           1     O    O    O         O    O    O   O

2.8016             SUBJ_MARITAL          Biometric Subject Marital Status        1     O    O    O    O    O         O   O

                                                                                                                                                                                    For ToT: MAP - It is highly recommended that some type of identification be
2.8019             COL_IDENT             Collected Identification                100   O    O    O    O*   O    O    O   O              O               O   O
                                                                                                                                                                                    collected from the biometric subject.

        2.8019_1           CITYP                 Collected Identification Type   1     M    M    M    M    M    M    M   M              M               M   M

                                                 Collected Identification
        2.8019_2           CIID                                                  1     M    M    M    M    M    M    M   M              M               M   M
                                                 Identifier
                                                 Collected Identification
        2.8019_3           CIISSORG                                              1     O    O    O    O    O    O    O   O              O               O   O
                                                 Issuance Organization
                                                 Collected Identification
        2.8019_4           CIISSDT                                               1     O    O    O    O    O    O    O   O              O               O   O
                                                 Issuance Date
                                                 Collected Identification
        2.8019_5           CIEXPDT                                               1     O    O    O    O    O    O    O   O              O               O   O
                                                 Expiration Date
                                                 Collected Identification
        2.8019_6           CIISSOFF                                              1     O    O    O    O    O    O    O   O              O               O   O
                                                 Issuance Office

        2.8019_7           CICOM                 Comment                         1     O    O    O    O    O    O    O   O              O               O   O

2.8021             SUBJ_CLEAR            Biometric Subject Clearance             1     O    O    O    O    O         O   O

        2.8021_1           CLRCD                 Clearance Code                  1     M    M    M    M    M         M   M

        2.8021_2           CLRVLD                Clearance Validity              1     O    O    O    O    O         O   O

2.8022             SUBJ_COMPART          Biometric Subject Compartments          50    O    O    O    O    O         O   O

        2.8022_1           CMPDESC               Compartments Description        1     M    M    M    M    M         M   M

        2.8022_2           CMPVLD                Compartments Validity           1     O    O    O    O    O         O   O

2.8023             SUBJ_COM              Biometric Subject Comment               1     O    O    O    O    O    O    O   O    O    O    O   O

2.8024             US_IND                Biometric Subject US Person Indicator   1     O    O    O    O    O    O    O   O    O    O    O   O

                                         Biometric Subject Derogatory
2.8025             DEROG_COM                                                     1     O    O    O    O    O    O    O   O    O    O    O   O
                                         Comment

2.8026             SUBJ_AKA              Biometric Subject Alternate Name        10    O    O    O    O    O         O   O

        2.8026_1           NAMCATCD              Alternate Name Category Code    1     M    M    M    M    M         M   M                                      "AKA"

        2.8026_2           NAM1                  Name-One                        1     M    M    M    M    M         M   M

        2.8026_3           NAM2                  Name-Two                        1     M    M    M    M    M         M   M

        2.8026_4           NAM3                  Name-Three                      1     O    O    O    O    O         O   O

        2.8026_5           NAM4                  Name-Four                       1     O    O    O    O    O         O   O

        2.8026_6           NAM5                  Name-Five                       1     O    O    O    O    O         O   O

        2.8026_7           NAME_VLD              Name Validity                   1     O    O    O    O    O         O   O

        2.8026_8           TRANSLIT_CD           Transliteration Code            1     O    O    O    O    O         O   O

        2.8026_9           COM                   Comment                         1     O    O    O    O    O         O   O

2.8028             EMPLOY                Employment                              5     O    O    O    O    O         O   O              O           O

        2.8028_1           EMPNAM                Employer Name                   1     M    M    M    M    M         M   M              M           M

        2.8028_2           POSNAM                Employee Position Name          1     O    O    O    O    O         O   O              O           O

        2.8028_3           ADD1                  Address Line 1                  1     O    O    O    O    O         O   O              O           O

        2.8028_4           ADD2                  Address Line 2                  1     O    O    O    O    O         O   O              O           O

        2.8028_5           CITY                  City                            1     O    O    O    O    O         O   O              O           O

        2.8028_6           STATE                 State/Province                  1     O    O    O    O    O         O   O              O           O

        2.8028_7           CTRY                  Country Code                    1     O    O    O    O    O         O   O              O           O

        2.8028_8           POSTAL                Postal Code                     1     O    O    O    O    O         O   O              O           O
     2.8028_9        VLG                 Village                         1     O   O   O   O   O       O   O             O       O

     2.8028_10       PHNUM               Phone Number                    1     O   O   O   O   O       O   O             O       O

     2.8028_11       EMAIL               Email                           1     O   O   O   O   O       O   O             O       O

     2.8028_12       CLRCD               Clearance Code                  1     O   O   O   O   O       O   O             O       O

     2.8028_13       DUTY                Job Duties                      1     O   O   O   O   O       O   O             O       O

     2.8028_14       JOBDESC             Job Description                 1     O   O   O   O   O       O   O             O       O

     2.8028_15       SUPV                Supervisor Name                 1     O   O   O   O   O       O   O             O       O

     2.8028_16       STARTDATE           Start Date                      1     O   O   O   O   O       O   O             O       O

     2.8028_17       ENDDATE             End Date                        1     O   O   O   O   O       O   O             O       O

     2.8028_18       COM                 Comment                         1     O   O   O   O   O       O   O             O       O

2.8029          SUBJ_EMAIL         Biometric Subject Contact Email       10    O   O   O   O   O       O   O

2.8031          SUBJ_ADDR          Biometric Subject Current Residence   1     O   O   O   O   O   O   M   O             O       O

     2.8031_1        ADD1                Address Line 1                  1     O   O   O   O   O   O   O   O             O

     2.8031_2        ADD2                Address Line 2                  1     O   O   O   O   O   O   O   O             O

     2.8031_3        CITY                City                            1     O   O   O   O   O   O   O   O             O

     2.8031_4        STATE               State/Province                  1     O   O   O   O   O   O   O   O             O

     2.8031_5        CTRY                Country Code                    1     M   M   M   M   M   M   M   M             M

     2.8031_6        POSTAL              Postal Code                     1     O   O   O   O   O   O   O   O             O

     2.8031_7        NEIG                Neighborhood                    1     O   O   O   O   O   O   O   O             O

     2.8031_8        VLG                 Village                         1     O   O   O   O   O   O   O   O             O

     2.8031_9        ADDR_VLD            Address Validity                1     O   O   O   O   O   O   O   O             O

2.8032          SUBJ_PHONE         Biometric Subject Contact Telephone   10    O   O   O   O   O       O   O

     2.8032_1        PH_TYP        Telephone Category Code               1     M   M   M   M   M       M   M

     2.8032_2        PHNUM         Phone Number                          1     M   M   M   M   M       M   M

     2.8032_3        PHEXT         Phone Extension                       1     O   O   O   O   O       O   O

2.8033          SUBJ_POB           Biometric Subject Birth Location      1     M   M   M   M   M           M   O    O        O

     2.8033_1        CITY                City                            1     O   O   O   O   O           O   O    O        O

     2.8033_2        STATE               State/Province                  1     O   O   O   O   O           O   O    O        O

     2.8033_3        CTRY                Country                         1     M   M   M   M   M           M   M    M        M

     2.8033_4        VLG                 Village                         1     O   O   O   O   O           O   O    O        O

     2.8033_5        COM                 Comment                         1     O   O   O   O   O           O   O    O        O

2.8034          SUBJ_POD           Biometric Subject Death Location      1     O   O   O       O   O

     2.8034_1        CITY                City                            1     O   O   O       O   O

     2.8034_2        STATE               State/Province                  1     O   O   O       O   O

     2.8034_3        CTRY                Country                         1     M   M   M       M   M

     2.8034_4        VLG                 Village                         1     O   O   O       O   O

     2.8034_5        COM                 Comment                         1

                                                                                                                                              For ToTs: LFIS and LFFS. Two Occurences of Height Measurement with Validity of
                                   Biometric Subject Height                                                                                   Estimated can be used to calculate Height Range. The first occurrence is the min,
2.8035          SUBJ_HEIGHT                                              2     M   M   M   M   M   M       M   O*   O*
                                   Measurement
                                                                                                                                              second occurrence is the max.

     2.8035_1        HGT                 Height Value                    1     M   M   M   M   M   M       M   M    M                "000"

     2.8035_2        LENUNIT             Length Unit                     1     M   M   M   M   M   M       M   M    M                "FTIN"

     2.8035_3        MEASVLD             Height Validity                 1     M   M   M   M   M   M       M   M    M                "EST"

                                                                                                                                              For ToTs: LFIS and LFFS. Two Occurences of Weight Measurement with Validity of
                                   Biometric Subject Weight
2.8036          SUBJ_WEIGHT                                              2     M   M   M   M   M   M       M   O*   O*                        Estimated can be used to calculate Weight Range. The first occurrence is the min,
                                   Measurement
                                                                                                                                              second occurrence is the max.

     2.8036_1        WGT                 Weight Value                    1     M   M   M   M   M   M       M   M    M                "000"

     2.8036_2        MASSUNIT            Mass Unit                       1     M   M   M   M   M   M       M   M    M                "LB"

     2.8036_3        MEASVLD             Weight Validity                 1     M   M   M   M   M   M       M   M    M                "EST"

2.8037          SUBJ_EYE           Biometric Subject Eye Color           2     M   M   M   M   M   M       M   O    O

     2.8037_1        EPOS                Eye Position                    1     M   M   M   M   M   M       M   M    M                "0"

     2.8037_2        ECOL                Eye Color                       1     M   M   M   M   M   M       M   M    M                "XXX"

                                   Biometric Subject Associated
2.8038          IASSOC                                                   100   O   O   O   O   O       O   O
                                   Individual

     2.8038_1        IASSOC_SEX          Associated Individual Gender    1     M   M   M   M   M       M   M

     2.8038_2        IASSOC_ROLE         Associated Individual Role      1     M   M   M   M   M       M   M

     2.8038_3        NAM1                Name - One                      1     M   M   M   M   M       M   M

     2.8038_4        NAM2                Name - Two                      1     M   M   M   M   M       M   M

     2.8038_5        NAM3                Name - Three                    1     O   O   O   O   O       O   O

     2.8038_6        NAM4                Name - Four                     1     O   O   O   O   O       O   O

     2.8038_7        NAM5                Name - Five                     1     O   O   O   O   O       O   O

     2.8038_8        ADD1                Address Line 1                  1     O   O   O   O   O       O   O

     2.8038_9        ADD2                Address Line 2                  1     O   O   O   O   O       O   O

     2.8038_10       CITY                City                            1     O   O   O   O   O       O   O

     2.8038_11       STATE               State/Province                  1     O   O   O   O   O       O   O

     2.8038_12       CTRY                Country Code                    1     O   O   O   O   O       O   O

     2.8038_13       POSTAL              Postal Code                     1     O   O   O   O   O       O   O

     2.8038_14       VLG                 Village                         1     O   O   O   O   O       O   O

     2.8038_15       PHNUM               Phone                           1     O   O   O   O   O       O   O

     2.8038_16       DOB                 Birth Date                      1     O   O   O   O   O       O   O

     2.8038_17       OCP                 Occupation                      1     O   O   O   O   O       O   O

     2.8038_18       COM                 Comment                         1     O   O   O   O   O       O   O

2.8039          GRPMBR             Biometric Subject Group Membership    100   O   O   O   O   O       O   O

     2.8039_1        GMNAM               Group Name                      1     M   M   M   M   M       M   M

     2.8039_2        GMTYP               Group Type                      1     M   M   M   M   M       M   M

     2.8039_3        GMRL                Group Member Role               1     O   O   O   O   O       O   O

     2.8039_4        ADD1                Address Line 1                  1     O   O   O   O   O       O   O

     2.8039_5        ADD2                Address Line 2                  1     O   O   O   O   O       O   O

     2.8039_6        CITY                City                            1     O   O   O   O   O       O   O

     2.8039_7        STATE               State/Province                  1     O   O   O   O   O       O   O

     2.8039_8        CTRY                Country Code                    1     O   O   O   O   O       O   O

     2.8039_9        POSTAL              Postal Code                     1     O   O   O   O   O       O   O

     2.8039_10       VLG                 Village                         1     O   O   O   O   O       O   O

     2.8039_11       PHNUM               Phone Number                    1     O   O   O   O   O       O   O

     2.8039_12       COM                 Comment                         1     O   O   O   O   O       O   O
                                                                                                                                                               It is obviously not expected that full Name and Date of Birth of Unknown Deceased
2.8040          SUBJ_NAME            Biometric Subject Name                1    M   M   M   M   M   M*   O   M             M   O   O                           and Amnesia victims will be known. These fields, however, must be submitted with
                                                                                                                                                               Deault if Unknown.
     2.8040_1          NAM1                Name - One                      1    M   M   M   M   M   M    M   M             M   M   M

     2.8040_2          NAM2                Name - Two                      1    M   M   M   M   M   M    M   M             M   M   M

     2.8040_3          NAM3                Name - Three                    1    O   O   O   O   O   O    O   O             O   O   O

     2.8040_4          NAM4                Name - Four                     1    O   O   O   O   O   O    O   O             O   O   O

     2.8040_5          NAM5                Name - Five                     1    O   O   O   O   O   O    O   O             O   O   O

     2.8040_6          NAME_VLD            Name Validity Code              1    O   O   O   O   O   O    O   O             O   O   O

     2.8040_7          TRANSLIT_CD         Transliteration Code            1    O   O   O   O   O   O    O   O             O   O   O

2.8102          ENCTR_MSN            Encounter Mission Type                1    O   O   O   O   O   O    O   O   O    O                    O   O

2.8103          COL_RSN              Collection Reason                     1                M                M                                     "UNKNOWN"

                                     Biometric Subject Privacy Act
2.8107          PRI_ACT                                                    1    O   O   O   O   O        O   O
                                     Indicator

2.8108          ENCTR_COM            Encounter Comment                     1    O   O   O   O   O   O    O   O   O    O                    O   O

                                                                                                                                                               The Type-2 Field 2.8110 has been added to EBTS v3.0 and may be used to indicate if
2.8110          IOMITTED                                                   2    O   O   O   O   O   O                                                          a Type-17 record is not able to be submitted. Field 17.028 and its associated
                                     Iris Image Omitted Reason                                               O
                                                                                                                                                               subfields shall be used to indicate any missing images within the logical record for
                                                                                                                                                               iris (Type-17).
2.8111          COCOM                Collection COCOM                      1    O   O   O   O                O             O   O

                                                                                                                                                               The Type-2 Field 2.8112 has been added to EBTS v3.0 and may be used to indicate if
2.8112          POMITTED                                                   2    O   O   O   O   O   O                                                          a Type-15 record is not able to be submitted. Field 15.018 and its associated
                                     Palmprint Image Omitted Reason                                          O
                                                                                                                                                               subfields shall be used to indicate any missing images within the logical record for
                                                                                                                                                               Palmprint (Type-15).
                                                                                                                                                               Field 2.8114 Collection Location shall be used to capture the geographic location
                                                                                                                                                               and time for just the Type-2 data and/or for the entire submission. To maintain
                                                                                                                                                               consistency with ANSI/NIST ITL 1-2011, the Collection Location field has been
                                                                                                                                                               restructured to include all the information items from the ITL 1-2011 x.998 GEO
                                                                                                                                                               field. In addition, City, State/Province, Country Code and Village were added. An
2.8114          COLL_BLO             Collection Location                   1    O   O   O   O   O   O    O   O   O    O    O   O
                                                                                                                                                               information item for Record Category Code Referenced has also been added to
                                                                                                                                                               allow designation which logical record the information pertains to, either the entire
                                                                                                                                                               submission or just the Type-2 data only. This field may not be used to replace the
                                                                                                                                                               x.998 Geographic Sample Acquisition Location field within each logical record but
                                                                                                                                                               rather in addition to those fields.

     2.8114_1          UTE                 Universal Time Entry            1    O   O   O   O   O   O    O   O   O    O    O   O

                                                                                                                                                               Latitude/Longitude Dependencies:
                                                                                                                                                               Optional set of Info Items. Latitude degree value / LTD and longitude degree
                                                                                                                                                               value/LGD are co-conditional, so they shall both be present if either is present.
                                                                                                                                                               Further, “minutes” values LTM and LGM can only be present if their corresponding
     2.8114_2          LTD                 Latitude Degree Value           1    D   D   D   D   D   D    D   D   D    D    D   D
                                                                                                                                                               “degrees” values are present If decimals are present in either LTD or LGD, then
                                                                                                                                                               minutes and seconds shall be empty. LTS and LGS can only be present if their
                                                                                                                                                               corresponding “minutes” value is present. If decimals are present in LTM or LGM,
                                                                                                                                                               then seconds shall be empty.

     2.8114_3          LTM                 Latitude Minute Value           1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_4          LTS                 Latitude Second Value           1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_5          LGD                 Longitude Degree Value          1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_6          LGM                 Longitude Minute Value          1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_7          LGS                 Longitude Second Value          1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_8          ELE                 Elevation                       1    O   O   O   O   O   O    O   O   O    O    O   O

                                                                                                                                                               If no entry, then the coordinate system is understood to be WGS84. Corresponds to
     2.8114_9          GDC                 Geodetic Datum Code             1    O   O   O   O   O   O    O   O   O    O    O   O
                                                                                                                                                               info items _2 thru _7.
                                           Geographic Coordinate                                                                                               Optional Set of Info Items. These three information items together are a coordinate
     2.8114_10         GCM                 Universal Transverse Mercator   1    D   D   D   D   D   D    D   D   D    D    D   D                               which represents a location with a Universal Transverse Mercator (UTM)
                                           Zone                                                                                                                coordinate. If any of these three information items is present, all shall be present.
                                           Geographic Coordinate
     2.8114_11         GCE                                                 1    D   D   D   D   D   D    D   D   D    D    D   D
                                           Universal Transverse Mercator
                                           Easting
                                           Geographic Coordinate
     2.8114_12         GCN                                                 1    D   D   D   D   D   D    D   D   D    D    D   D
                                           Universal Transverse Mercator
                                           Northing                                                                                                            Used for instances when GPS or other coordinate systems may not be readily
     2.8114_13         GRT                 Geographic Reference Text       1    O   O   O   O   O   O    O   O   O    O    O   O
                                                                                                                                                               available. Free form text field describing a physical location.
                                           Geographic Coordinate Other                                                                                         OSI allows for other coordinate systems. OCV shall only be present if OSI is present
     2.8114_14         OSI                                                 1    O   O   O   O   O   O    O   O   O    O    O   O
                                           System Identifier                                                                                                   in the record.
                                           Geographic Coordinate Other
     2.8114_15         OCV                                                 1    D   D   D   D   D   D    D   D   D    D    D   D
                                           System Value
                                                                                                                                                               Optional Set of Info Items. Usually used for instances when GPS or other coordinate
                                                                                                                                                               systems may not be readily available Used when capturing a structured "address".
     2.8114_16         CITY                City                            1    D   D   D   D   D   D    D   D   D    D    D   D                               CTRY is Mandatory if capturing this set of fields. Further, “State/Province” value can
                                                                                                                                                               only be present if the corresponding “country” value is present. "City" and "Village"
                                                                                                                                                               can only be present if the corresponding “State/Province” value is present.

     2.8114_17         STATE               State / Province                1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_18         CTRY                Country Code                    1    D   D   D   D   D   D    D   D   D    D    D   D

     2.8114_19         VLG                 Village                         1    D   D   D   D   D   D    D   D   D    D    D   D

                                           Record Category Code                                                                                                 0 = entire submission
     2.8114_20         REC                                                 1    M   M   M   M   M   M    M   M   M    M    M   M
                                           Referenced                                                                                                           2 = Type-2 contextual data
2.8115          OPER                                                       20                                    M*   M*                                       For ToTs: LFFS and LFIS. Name of Latent Technician and Latent Submitter is
                                     Operational Personnel
                                                                                                                                                               Mandatory. This field will have a Minimum of 2 occurences.
                                           Operational Personnel
     2.8115_1          OPORG                                               1                                     O    O
                                           Unit/Organization

                                                                                                                                                               The first instance of this field will set role = LT (Latent Technician). The second
     2.8115_2          OPRL                Operational Personnel Role      1                                     M*   M*
                                                                                                                                                               occurrence of this field will populate Role = LS (Latent Submitter).

     2.8115_3          RANK                Rank Grade Code                 1                                     O    O

     2.8115_4          USIND               US Person Indicator             1                                     O    O

                                           Operational Personnel
     2.8115_5          OPIDCATCD                                           1                                     O    O
                                           Identifier Type
                                           Operational Personnel
     2.8115_6          OPID                                                1                                     O    O
                                           Identifier

     2.8115_7          NAM1                Name - One                      1                                     M    M

     2.8115_8          NAM2                Name - Two                      1                                     M    M

     2.8115_9          NAM3                Name - Three                    1                                     O    O

     2.8115_10         NAM4                Name - Four                     1                                     O    O

     2.8115_11         NAM5                Name - Five                     1                                     O    O

     2.8115_12         PHNUM               Phone Number                    1                                     O    O

     2.8115_13         EMAIL               Email Address                   1                                     O    O

2.8116          TRANSPORT            Transportation                        1    O   O   O   O   O   O    O   O

     2.8116_1          TRANSPORT_TYP       Transport Type                  1    M   M   M   M   M   M    M   M

                                       Transport Identifier Category
     2.8116_2          TRANSPORT_IDCATCD                                   1    O   O   O   O   O   O    O   O
                                       Code

     2.8116_3          TRANSPORT_ID        Transport Identifier            1    O   O   O   O   O   O    O   O

     2.8116_4          TRANSPORT_MAK       Transport Make                  1    O   O   O   O   O   O    O   O

     2.8116_5          TRANSPORT_MOD Transport Model                       1    O   O   O   O   O   O    O   O

     2.8116_6          TRANSPORT_MODYRTransport Model Year                 1    O   O   O   O   O   O    O   O

     2.8116_7          TRANSPORT_COL       Transport Color Description     1    O   O   O   O   O   O    O   O

     2.8116_8          COM                 Comment                         1    O   O   O   O   O   O    O   O

2.8117          FOMITTED             Facial Image Omitted Reason           1    O   O   O   O   O   O        O

                                                                                                                                                               Field 2.8118 Collection Equipment Make/Model/Serial Number shall be used to
                                                                                                                                                               capture the make/model/serial number of the equipment the sample was collected
                                                                                                                                                               for just the Type-2 data and/or for the entire submission. An information item for
                                     Collection Equipment                                                                                                      Record Category Code Referenced has also been added to allow designation which
2.8118          COLL_MMS                                                   1    O   O   O   O   O   O    O   O   O    O
                                     Make/Model/Serial Number                                                                                                  logical record the information pertains to, either the entire submission or just the
                                                                                                                                                               Type-2 data only. This field may not be used to replace the Collection Equipment
                                                                                                                                                               Make/Model/Serial Number within each logical record but rather in addition to
                                                                                                                                                               those fields.

     2.8118_1          MAK                 Make                            1    M   M   M   M   M   M    M   M   M    M

     2.8118_2          MOD                 Model                           1    M   M   M   M   M   M    M   M   M    M

     2.8118_3          SER                 Serial Number                   1    M   M   M   M   M   M    M   M   M    M

                                           Record Category Code                                                                                                0 = entire submission
     2.8118_4          REC                                                 1    M   M   M   M   M   M    M   M   M    M
                                           Referenced                                                                                                          2 = Type-2 contextual data

2.8399          CAV                  Caveat                                40   O   O   O   O   O   O    O   O   O    O    O   O   O   O   O   O
                          Caveat Originating Agency
2.8399_1   CAV_CNTRY_CD                               1   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M
                          Country Code
                          Caveat Originating Agency
2.8399_2   CAV_ORI_NAME                               1   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M
                          Name
                          Caveat Originating Agency
2.8399_3   CAV_ORI                                    1   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M
                          Identifier

2.8399_4   CAV_DT         Caveat Date                 1   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M

2.8399_5   CAV_CAT_CD     Caveat Category Code        1   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M

2.8399_6   CAV_TXT        Caveat Text                 1   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M   M
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 9 - IAFIS F

Type-9 records shall contain and be used to exchange minutiae or other friction ridge feature data. Each record shall r
characteristics are stated. The primary use of this record type shall be for remote searching of latent prints.


The “IAFIS Features” (FBI Native-Mode) minutiae block (fields 13-30) as described in the FBI EBTS v9.3. and com


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th
FIELD ID      MNEMONIC      FIELD NAME                                                          M/O/D



 Minutiae Common Fields
9.001         LEN           Record Header                                                          M

9.002         IDC           Information Designation Character                                      M

9.003         IMP           Impression Type                                                        M

9.004         FMT           Minutia Format                                                         M

9.901         ULA           Universal Latent Annotation                                            O

9.902         ANN           Annotated Information                                                  O

 9.902_1         GMT          Greenwich Mean Time                                                  M

 9.902_2         NAV          Processing Algorithm Name / Version                                  M

 9.902_3         OWN          Algorithm Owner                                                      M

 9.902_4         PRO          Process Description                                                  M

9.903         DUI           Device Unique Identifier                                               O

9.904         MMS           Make/Model/Serial Number                                               O

 9.904_1         MAK          Make                                                                 M

 9.904_2         MOD          Model                                                                M

 9.904_3         SER          Serial Number                                                        M

 IAFIS Feature
9.013         AFV           AFIS Feature Vector                                                    D

9.014         FGN           Finger Number                                                          M

9.015         NMN           Number of Minutiae                                                     M
9.016      FCP     Fingerprint Characterization Process                M

 9.016_1    VEN      Fingerprint Characterization Equipment            M

 9.016_2    VID      Fingerprint Characterization Version Identifier   M

 9.016_3    MET      Fingerprint Characterization Method               M

9.017      APC     AFIS/FBI Pattern Classification                     O

 9.017_1    APAT     Pattern Classification Code                       M


 9.017_2    RCN1     First Subpattern Ridge Count                      D


 9.017_3    RCN2     Second Subpattern Ridge Count                     D


9.018      ROV     Region of Value Polygon                             O

9.019      COF     Coordinate Offsets                                  O

 9.019_1    XYP      Offset to Upper Left Corner Subimage              M

 9.019_2    XYP      Center of Rotation in Subimage                    D

 9.019_3    THET     Rotation Angle Clock Wise Degrees                 D

 9.019_4    XYP      Rotation Center in Rotated Subimage               D

 9.019_5    XYP      Offset to Upper Left Corner Final Subimage        D

9.020      ORN     Orientation Uncertainty                             M

9.021      CRA     Core Attributes                                     O


 9.021_1    XYM      Core Location                                     D


 9.021_2    DID      Core Direction in Degrees                         D


 9.021_3    PUM      Core Position Uncertainty                         D

9.022      DLA     Delta Attributes                                    O

 9.022_1    XYM      Delta Location                                    D


 9.022_2    DID      Upward Flow Direction                             D


 9.022_3    DID      Leftward Flow Direction                           D
 9.022_4    DID     Rightward Flow Direction                  D


 9.022_5    PUM     Delta Position Uncertainty                D

9.023      MAT    Minutia and Ridge Count Data                M

 9.023_1    MDX     Minutiae Index Number                     M

 9.023_2    XYT     Location Direction                        M

 9.023_3    QMS     Quality Measure                           O

 9.023_4    MNT     Minutiae Type [IAFIS Features]            O

 9.023_5    MRO     Minutiae Index and Ridge Count Octant 0   D

            MRO     Minutiae Index and Ridge Count Octant 1   D

            MRO     Minutiae Index and Ridge Count Octant 2   D

            MRO     Minutiae Index and Ridge Count Octant 3   D

            MRO     Minutiae Index and Ridge Count Octant 4   D

            MRO     Minutiae Index and Ridge Count Octant 5   D

            MRO     Minutiae Index and Ridge Count Octant 6   D

            MRO     Minutiae Index and Ridge Count Octant 7   D

 9.023_6    RSO     Octant Residuals                          O

9.024      CHQ    Characterization Quality                    O

9.025      CLQ    Classifier Quality                          O
TYPE 9 - IAFIS FEATURES (MINUTIAE)

 data. Each record shall represent the processed (automated and/or manual) image data from which the
f latent prints.


FBI EBTS v9.3. and common fields (001-004 and 901-904) as described in DoD EBTS 3.0.


 Optional and a D that the condition of the field is dependent on other information.
            MIN OCC MAX OCC        NOTES




                1         1

                1         1

                1         1

                1         1

                0      unlimited

                0      unlimited

                1         1

                1         1

                1         1

                1         1

                0         1

                1         1

                1         1

                1         1

                1         1



                0         1        Its presence in the Type-9 record is allowed by including a ―U‖ in the tagged field 9.004.

                1         1

                1         1        This field is optional if the feature vector, field 9.013, has been provided.
1   1    This field is optional if the feature vector, field 9.013, has been provided.

1   1

1   1

1   1

0   3

1   1
         If tagged field 9.017 ―APC‖ is present, at least one pattern classification must be provided.
0   1    Up to two additional reference classes may be provided for a maximum of three total
         possible patterns.
         If tagged field 9.017 ―APC‖ is present, at least one pattern classification must be provided.
0   1    Up to two additional reference classes may be provided for a maximum of three total
         possible patterns.
3   20

0   1

1   1
         If no rotation has been applied, the second, third, and fourth information item positions
0   1
         may be empty, but the intervening US separators must remain.
         If no rotation has been applied, the second, third, and fourth information item positions
0   1
         may be empty, but the intervening US separators must remain.
         If no rotation has been applied, the second, third, and fourth information item positions
0   1
         may be empty, but the intervening US separators must remain.
0   1    If no second sub-image is generated, the fifth information item position may be empty.

1   1

0   2

         Maximum of two cores reported. If only one core, the first subfield shall be terminated
0   1
         with the GS separator instead of the RS separator, and the second subfield shall be deleted.

         Maximum of two cores reported. If only one core, the first subfield shall be terminated
0   1
         with the GS separator instead of the RS separator, and the second subfield shall be deleted.

         Maximum of two cores reported. If only one core, the first subfield shall be terminated
0   1
         with the GS separator instead of the RS separator, and the second subfield shall be deleted.

0   2

         Maximum of two deltas reported. If only one delta, the first subfield shall be terminated
0   1
         with the GS separator instead of the RS separator, and the second subfield shall be deleted.

         Maximum of two deltas reported. If only one delta, the first subfield shall be terminated
0   1
         with the GS separator instead of the RS separator, and the second subfield shall be deleted.

         Maximum of two deltas reported. If only one delta, the first subfield shall be terminated
0   1
         with the GS separator instead of the RS separator, and the second subfield shall be deleted.
          Maximum of two deltas reported. If only one delta, the first subfield shall be terminated
0   1
          with the GS separator instead of the RS separator, and the second subfield shall be deleted.

          Maximum of two deltas reported. If only one delta, the first subfield shall be terminated
0   1
          with the GS separator instead of the RS separator, and the second subfield shall be deleted.

1   254            This field is optional if the feature vector, field 9.013, has been provided.

1   1

1   1

0   1

0   1

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

1   1     This field is required when special values for missing or omitted data is specified.

0   1

0   1

0   1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 9 - INCITS

Type-9 records shall contain and be used to exchange minutiae or other friction ridge feature data. Each record shall r
which the characteristics are stated. The primary use of this record type shall be for remote searching of latent prints.



The “INCITS M1-378 Features” minutiae block (fields 126-150) and common fields (001-004 and 901-904) as descr



User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th
FIELD ID      MNEMONIC       FIELD NAME                                                           M/O/D


 Minutiae Common Fields
9.001         LEN            Record Header                                                            M

9.002         IDC            Information Designation Character                                        M

9.003         IMP            Impression Type                                                          M

9.004         FMT            Minutia Format                                                           M

9.901         ULA            Universal Latent Annotation                                              O

9.902         ANN            Annotated Information                                                    O

 9.902_1        GMT            Greenwich Mean Time                                                    M

 9.902_2        NAV            Processing Algorithm Name / Version                                    M

 9.902_3        OWN            Algorithm Owner                                                        M

 9.902_4        PRO            Process Description                                                    M

9.903         DUI            Device Unique Identifier                                                 O

9.904         MMS            Make/Model/Serial Number                                                 O

 9.904_1        MAK            Make                                                                   M

 9.904_2        MOD            Model                                                                  M

 9.904_3        SER            Serial Number                                                          M
 INCITS M1-378 Features
9.126         CBI            M1 CBEFF Information                                                     M

 9.126_1        CFO            CBEFF Format Owner                                                     M

 9.126_2        CFT            CBEFF Format Type                                                      M
 9.126_3     CPI     CBEFF Product Identifier                    M

9.127       CEI    Capture Equipment Identification              M

 9.127_1     AFS     appendix F status                           M

 9.127_2     CID     Capture Equipment Identifier                M

9.128       HLL    Horizontal Line Length                        M

9.129       VLL    Vertical Line Length                          M

9.130       SLC    Scale Units                                   M

9.131       THPS   Horizontal Pixel Scale                        M

9.132       TVPS   Vertical Pixel Scale                          M

9.133       FVW    Finger View                                   M

9.134       FGP    Finger Position                               M

9.135       FQD    Finger Quality                                M

 9.135_1     QVU     Image Quality Score Quantity                M

 9.135_2     QAV     Image Quality Algorithm Vendor Identifier   M

 9.135_3     QAP     Image Quality Algorithm Product             M

9.136       NOM    Number of Minutiae                            M

9.137       FMD    Finger Minutiae Data                          M

 9.137_1     MAN     Minutiae Index Number                       M

 9.137_2     MXC     Minutiae X Coordinate                       M

 9.137_3     MYC     Minutiae Y Coordinate                       M

 9.137_4     MAV     Minutiae Angle                              M

 9.137_5     MTY     Minutiae Type                               M

 9.137_6     QOM     Quality of Minutia                          M

9.138       RCI    Ridge Count Information                       D

 9.138_1a    REM     Ridge Count Extraction Method               M

 9.138_1b    CMI     Center Minutia Index Number                 M

 9.138_2a    FI1     Filler 1                                    M

 9.138_2b    NMN     Neighboring Minutia Index Number            M

 9.138_2c    NRC     Number of Ridges Crossed                    M
 9.138_3a    FI2     Filler 2                    M

9.139       CIN     M1 Core Information          D

 9.139_1     XCC     X Coordinate [M1 Core]      M

 9.139_2     YCC     Y Coordinate [M1 Core]      M

 9.139_3     ANGC    Angle of the Core           M

9.140       DIN     M1 Delta Information         D

 9.140_1     XCD     X Coordinate [M1 Delta]     M

 9.140_2     YCD     Y Coordinate [M1 Delta]     M

 9.140_3     ANG1    First Angle of the Delta    M

9.141       ADA     M1 Additional Delta Angles   D

 9.141_1     ANG2    Second Angle of the Delta   M

 9.141_2     ANG3    Third Angle of the Delta    M
TYPE 9 - INCITS M1-138 FEATURES (MINUTIAE)

data. Each record shall represent the processed (automated and/or manual) image data from
 rching of latent prints.



  and 901-904) as described in DoD EBTS 3.0.



Optional and a D that the condition of the field is dependent on other information.
            MIN OCC     MAX OCC     NOTES




                1           1

                1           1

                1           1

                1           1

                0       unlimited

                0       unlimited

                1           1

                1           1

                1           1

                1           1

                0           1

                1           1

                1           1

                1           1

                1           1


                1           1

                1           1

                1           1
1    1

1    1

1    1

1    1

1    1

1    1

1    1

1    1

1    1

1    1

1    1

1    9

1    1

1    1

1    1

1    1

1   NOM

1    1

1    1

1    1

1    1

1    1

1    1
          This optional field can only appear if a value of '514' or '515' is entered
0    1
          in CFT of Field 9.126: M1 CBEFF information / CBI.
1    1

1    1

1    1

1    1

1    1
1   1
        This optional field can only appear if a value of '514' or '515' is entered
0   9
        in CFT of Field 9.126: M1 CBEFF information / CBI.
1   1

1   1

1   1
        This optional field can only appear if a value of '514' or '515' is entered
1   9
        in CFT of Field 9.126: M1 CBEFF information / CBI.
1   1

1   1

1   1
        This optional field shall only appear if Field 9.140: M1 delta information
1   9
        / DIN is included in this record.
1   1

1   1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 10 - FACIA

Type-10 image records shall contain and be used to exchange image data from the face, scars, (needle) marks, and tat
other body parts. Textual and analytic information pertinent to the digitized image is also contained in this record typ

Fields as described in DoD EBTS 3.0.

User Notes: For the M/O/D column, an M in a cell indicates that the element is Mandatory, an O that the element is O
FIELD ID      MNEMONIC         FIELD NAME


10.001        LEN              Record Header

10.002        IDC              Information Designation Character

10.003        IMT              Image Type

10.004        SRC              Source Agency

10.005        PHD              Photo Capture Date

10.006        HLL              Horizontal Line Length

10.007        VLL              Vertical Line Length

10.008        SLC              Scale Units

10.009        THPS             Transmitted Horizontal Pixel Scale

10.010        TVPS             Transmitted Vertical Pixel Scale

10.011        CGA              Compression Algorithm

10.012        CSP              Color Space

10.013        SAP              Subject Acquisition Profile



10.014        FIP              Face Image Position Coordinates in Full Image



 10.014_1       LHC              Left Horizontal Coordinate Value

 10.014_2       RHC              Right Horizontal Coordinate Value

 10.014_3       TVC              Top Vertical Coordinate Value

 10.014_4       BVC              Bottom Vertical Coordinate Value

 10.014_5       BBC              Bounding Box Head Position Code
10.015      FPFI    Face Image Path Coordinates in Full Image

 10.015_1     BYC     Boundary Code

 10.015_2     NOP     Number of Points

 10.015_3     HPO     Horizontal Point Offset

 10.015_4     VPO     Vertical Point Offset

10.016      SHPS    Scanned Horizontal Pixel Scale

10.017      SVPS    Scanned Vertical Pixel Scale

10.018      DIST    Distortion

 10.018_1     IDK     Distortion Code

 10.018_2     IDM     Distortion Measurement Code

 10.018_3     DSC     Distortion Severity Code
10.019
            LAF     Lighting Artifacts


10.020      POS     Subject Pose


10.021      POA     Pose Offset Angle


10.023      PAS     Photo Acquisition Source

 10.023_1     PAC     Photo Attribute Code


 10.023_2     VSD     Vendor Specific Description


10.024      SQS     Subject Quality Scores

 10.024_1     QVU     Quality Value

 10.024_2     QAV     Algorithm Vendor Identification

 10.024_3     QAP     Algorithm Product Identification


10.025      SPA     Subject Pose Angles


 10.025_1     YAW     Yaw Angle

 10.025_2     PIT     Pitch Angle

 10.025_3     ROL     Roll Angle
 10.025_4    YAWU      Uncertainty in Degrees for Yaw

 10.025_5     PITU     Uncertainty in Degrees for Pitch

 10.025_6     ROLU     Uncertainty in Degrees for Roll


10.026      SXS      Subject Facial Description


10.027      SEC      Subject Eye Color

10.028      SHC      Subject Hair Color

10.029      FFP      2D Facial Feature Points

 10.029_1     FPT      Feature Point Type

 10.029_2     FPC      Feature Point Code

 10.029_3     HCX      X Coordinate

 10.029_4     HCY      Y Coordinate

10.030      DMM      Device Monitoring Mode


10.031      TMC      Tiered Markup Collection


10.032      3DF      3D Facial Feature Points

 10.032_1     FPT      Feature Point Type

 10.032_2     FPC      Feature Point Code

 10.032_3     HCX      X Coordinate

 10.032_4     HCY      Y Coordinate

 10.032_5     HCZ      Z Coordinate

10.033      FEC      Feature Contours

 10.033_1     FCC      Feature Contour Codes

 10.033_2     NOP      Number of Points

 10.033_3     HPO      Horizontal Point Offset

 10.033_4     VPO      Vertical Point Offset

10.038      COM      Comment

10.039      T10      Type-10 Reference Number

10.040      SMT      NCIC SMT Code
10.041      SMS     SMT Size

 10.041_1     HGT    SMT Height

 10.041_2     WID    SMT Width

10.042      SMD     SMT Descriptors

 10.042_1     SMI    SMT Code Indicator

 10.042_2     TAC    Tattoo Class


 10.042_3     TSC    Tattoo Subclass


 10.042_4     TDS    Tattoo Description

10.043      COL     Tattoo Color

 10.043_1     TC1    Tattoo Color Code 1

 10.043_2     TC2    Tattoo Color Code 2

 10.043_3     TC3    Tattoo Color Code 3

 10.043_4     TC4    Tattoo Color Code 4

 10.043_5     TC5    Tattoo Color Code 5

 10.043_6     TC6    Tattoo Color Code 6

10.044      ITX     Image Transform

10.045      OCC     Occlusions

 10.045_1     OCY    Occlusion Opacity

 10.045_2     OCT    Occlusion Type

 10.045_3     NOP    Number of Points

 10.045_4    HPO     Horizontal Point Offset

 10.045_5     VPO    Vertical Point Offset

10.902      ANN     Annotation Information

 10.902_1     GMT    Greenwich Mean Time

 10.902_2     NAV    Processing Algorithm Name / Version

 10.902_3     OWN    Algorithm Owner

 10.902_4     PRO    Process Description

10.903      DUI     Device Unique Identifier
10.904       MMS    Make/Model/Serial Number

 10.904_1     MAK    Make

 10.904_2     MOD    Model

 10.904_3     SER    Serial Number

10.993       SAN    Source Agency Name

10.995       ASC    Associated Context

 10.995_1     ACN    Associated Context Number

 10.995_2     ASP    Associated Segment Position

10.996       HAS    Hash

10.997       SOR    Source Representation

 10.997_1     SRN    Source Representation Number

 10.997_2     RSP    Reference Segment Position

10.998       GEO    Geographic Sample Acquisition Location

 10.998_1     UTE    Universal Time Entry

 10.998_2     LTD    Latitude Degree Value

 10.998_3     LTM    Latitude Minute Value

 10.998_4     LTS    Latitude Second Value

 10.998_5     LGD    Longitude Degree Value

 10.998_6     LGM    Longitude Minute Value

 10.998_7     LGS    Longitude Second Value

 10.998_8     ELE    Elevation

 10.998_9     GDC    Geodetic Datum Code

 10.998_10    GCM    Geographic Coordinate Universal Transverse Mercator Zone

 10.998_11    GCE    Geographic Coordinate Universal Transverse Mercator Easting

 10.998_12    GCN    Geographic Coordinate Universal Transverse Mercator Northing

 10.998_13    GRT    Geographic Reference Text

 10.998_14    OSI    Geographic Coordinate Other System Identifier

 10.998_15    OCV    Geographic Coordinate Other System Value
10.999   DATA   Body Part Data
NG TYPE 10 - FACIAL, OTHER BODY PARTS, AND SMT

scars, (needle) marks, and tattoos (SMT). New to this version of the standard is the extension of the record type to handle image
o contained in this record type.



ory, an O that the element is Optional and a D that the condition of the field is dependent on other information.
           M/O/D          MIN OCC     MAX OCC


                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                   D           0           1



                   D           0           1



                 M             1           1

                 M             1           1

                 M             1           1

                 M             1           1

                   O           0           1
O   0    1

M   1    1

M   1    1

M   2   NOP

M   2   NOP

O   0    1

O   0    1

D   0    1

M   1    1

M   1    1

M   1    1

D   0    3


D   0    1


D   0    1


D   0    1

M   1    1


D   0    1


D   0    9

M   1    1

M   1    1

M   1    1


D   0    1


M   1    1

M   1    1

M   1    1
O   0    1

O   0    1

O   0    1


D   0   50


D   0    1

D   0    2

D   0   88

M   1    1

M   1    1

M   1    1

M   1    1

O   0    1


D   0    1


D   0   88

M   1    1

M   1    1

M   1    1

M   1    1

M   1    1

D   0   12

M   1    1

M   1    1

M   3   NOP

M   3   NOP

O   0    1

D   0    1

D   0    3
D   0      1

M   1      1

M   1      1

D   0      9

M   1      1

D   0      1


D   0      1


D   0      1

D   0      9

M   1      1

O   0      1

O   0      1

O   0      1

O   0      1

O   0      1

O   0      18

D   0      16

M   1      1

M   1      1

M   1      1

M   3     NOP

M   3     NOP

O   0   Undefined

M   1      1

M   1      1

M   1      1

M   1      1

O   0      1
M   1   1

M   1   1

M   1   1

M   1   1

O   0   1

O   0   255

M   1   1

O   0   1

O   0   1

O   0   255

M   1   1

O   0   1

O   0   1

O   0   1

D   0   1

D   0   1

D   0   1

D   0   1

D   0   1

D   0   1

O   0   1

O   0   1

O   0   1

D   0   1

D   0   1

O   0   1

O   0   1

D   0   1
M   1   1
THER BODY PARTS, AND SMT

MT). New to this version of the standard is the extension of the record type to handle images of




 and a D that the condition of the field is dependent on other information.
            NOTES




            The Subject Acquisition Profile (SAP) is a mandatory field when Field 10.003: Image type / IMT
            contains “FACE”. Otherwise, it shall not be entered.
            This field is only appropriate for face images (IMT = 'FACE') that do not comply with SAP Levels 30,
            32, 40, 42, 50, 51 or 52, because those images shall be cropped to a “head only” or “head and
            shoulders” composition. This field is an alternative approach to the bounding box described in
            Field 10.015: Face image path coordinates in full image / FPFI.
Optional field that can only be used when Field 10.003: Image type / IMT contains “FACE”.
Otherwise, it shall not be entered.




Optional field that can only be used when Field 10.003: Image type / IMT contains “FACE”.
Otherwise, it shall not be entered.
A single occurrence of Subject Pose (field 10.020) shall be mandatory for Facial Images. Field
10.021 Pose Offset Angle (POA) shall be mandatory when 10.020 is set to ‘A’ indicating an angled
pose.
A single occurrence of Subject Pose (field 10.020) shall be mandatory for Facial Images. Field
10.021 Pose Offset Angle (POA) shall be mandatory when 10.020 is set to ‘A’ indicating an angled
pose.
This field is mandatory if the SAP entry (Field 10.013: Subject acquisition profile / SAP) is “40” or
greater for face image records. (IMT=FACE only).


When “VENDOR” is specified in photo attribute code / PAC, a second free-format information item
(vendor-specific description / VSD) may be entered with up to 64 characters to describe the vendor-
specific source of the captured image or to enter unlisted or miscellaneous source attributes for
the facial image.
This optional field shall specify quality score data for facial images (IMT = 'FACE') stored in this
record.




This field shall be present when Field 10.020: Subject pose / POS contains a “D” to indicate a set of
determined 3D pose angles of the same subject for a facial image (IMT ='FACE'). If the entry in POS
is an “F”, “L”, or “R” this field shall not be used.
This field is mandatory if the SAP entry for a facial image (Field 10.013: Subject acquisition profile /
SAP) is 40, 50 or 51. (IMT=FACE only). In other cases, this field is optional for facial images.

This field is mandatory if the SAP entry (Field 10.013: Subject acquisition profile / SAP) is “40” or
greater. For other facial images (IMT = 'FACE'), it is optional.
This field is mandatory if the SAP entry (Field 10.013: Subject acquisition profile / SAP) is “40” or
greater. For other facial images (IMT = 'FACE'), it is optional.
The optional field shall be used for the exchange of facial image data (IMT = 'FACE') feature points
or landmarks.




This optional field describes the specific facial (IMT = 'FACE') feature points contained in Field
10.029: 2D facial feature points / FFP and if the value of TMC is 5, contours shall be contained in
Field 10.033: Feature contours / FEC.
The optional field shall describe special attributes of manually or automatically detected facial
feature points of the captured facial image (IMT = 'FACE').




This optional field refers to a specific contour on the face (IMT = 'FACE') and contains a minimum of
three points.




This field shall be used only when Field 10.003: Image type / IMT = “SCAR”, “MARK”, or “TATTOO”.
It is not used for other images.
This optional field shall be used only when Field 10.003: Image type / IMT does not equal “FACE”.




This field shall be used only when Field 10.003: Image type / IMT = “SCAR”, “MARK”, or “TATTOO”.



This field shall be used only when SMT Code Indicator / SMI = TATTOO. This information item does
not apply to scars and marks.
This field shall be used only when SMT Code Indicator / SMI = TATTOO and as a supplement to
Tattoo Class / TAC. This information item does not apply to scars and marks.

This field shall be used only when SMT Code Indicator / SMI = TATTOO. This information item does
not apply to scars and marks.
This field is optional, but it can only used when Field 10.042: SMT descriptors / SMD is in the
record.




This optional field shall be used only when Field 10.003: Image type / IMT = “FACE”.
Optional set of Info Items. Latitude degree value / LTD and longitude degree value/LGD are co-
conditional, so they shall both be present if either is present. Further, “minutes” values LTM and
LGM can only be present if their corresponding “degrees” values are present If decimals are
present in either LTD or LGD, then minutes and seconds shall be empty. LTS and LGS can only be
present if their corresponding “minutes” value is present. If decimals are present in LTM or LGM,
then seconds shall be empty.




If no entry, then the coordinate system is understood to be WGS84. Corresponds to info items _2
thru _7.
Optional Set of Info Items. These three information items together are a coordinate which
represents a location with a Universal Transverse Mercator (UTM) coordinate. If any of these three
information items is present, all shall be present.



Used for instances when GPS or other coordinate systems may not be readily available. Free form
text field describing a physical location.
OSI allows for other coordinate systems. OCV shall only be present if OSI is present in the record.
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 13 - VARIA
(FINGERPRINT AND PALMPRINT SUPPORTED AT THIS TIME)
Type-13 image records shall contain and be used to exchange variable-resolution latent friction ridge image data (fing
information fields pertinent to the digitized image.

Fields as described in DoD EBTS 3.0.


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th
FIELD ID      MNEMONIC    FIELD NAME                                                         M/O/D


13.001        LEN         Record Header                                                           M

13.002        IDC         Information Designation Character                                       M

13.003        IMP         Impression Type                                                         M

13.004        SRC         Source Agency                                                           M

13.005        LCD         Latent Capture Date                                                     M

13.006        HLL         Horizontal Line Length                                                  M

13.007        VLL         Vertical Line Length                                                    M

13.008        SLC         Scale Units                                                             M

13.009        THPS        Transmitted Horizontal Pixel Scale                                      M

13.010        TVPS        Transmitted Vertical Pixel Scale                                        M

13.011        CGA         Compression Algorithm                                                   M

13.012        BPX         Bits Per Pixel                                                          M

13.013        FGP         Friction Ridge Generalized Position                                     M

13.014        SPD         Search Position Descriptors                                             D

 13.014_1       PDF         Probable Decimal Finger Position Code                                 M

 13.014_2       FIC         Finger Image Code                                                     M

13.015        PPC         Print Position Coordinates                                              D

 13.015_1       FVC         Full Finger View                                                      M

 13.015_2       LOS         Location of a Segment                                                 M

 13.015_3       LHC         Left Horizontal Coordinate                                            M

 13.015_4       RHC         Right Horizontal Coordinate                                           M
 13.015_5     TVC      Top Vertical Coordinate                M

 13.015_6     BVC      Bottom Vertical Coordinate             M

13.016      SHPS     Scanned Horizontal Pixel Scale           O

13.017      SVPS     Scanned Vertical Pixel Scale             O

13.020      COM      Comment                                  O

13.024      LQM      Latent Quality Metric                    O

 13.024_1     FRMP     Friction Ridge Metric Position         M

 13.024_2     QVU      Quality Value                          M

 13.024_3     QAV      Algorithm Vendor Identification        M

 13.024_4     QAP      Algorithm Product Identification       M

13.902      ANN      Annotation Information                   O

 13.902_1     GMT      Greenwich Mean Time                    M

 13.902_2     NAV      Processing Algorithm Name / Version    M

 13.902_3     OWN      Algorithm Owner                        M

 13.902_4     PRO      Process Description                    M

13.903      DUI      Device Unique Identifier                 O

13.904      MMS      Make/Model/Serial Number                 M

 13.904_1     MAK      Make                                   M

 13.904_2     MOD      Model                                  M

 13.904_3     SER      Serial Number                          M

13.993      SAN      Source Agency Name                       O

13.995      ASC      Associated Context                       O

 13.995_1     ACN      Associated Context Number              M

 13.995_2     ASP      Associated Segment Position            O

13.996      HAS      Hash                                     O

13.997      SOR      Source Representation                    O

 13.997_1     SRN      Source Representation Number           M

 13.997_2     RSP      Reference Segment Position             O

13.998      GEO      Geographic Sample Acquisition Location   O
 13.998_1     UTE    Universal Time Entry                                           O

 13.998_2     LTD    Latitude Degree Value                                          D

 13.998_3     LTM    Latitude Minute Value                                          D

 13.998_4     LTS    Latitude Second Value                                          D

 13.998_5     LGD    Longitude Degree Value                                         D

 13.998_6     LGM    Longitude Minute Value                                         D

 13.998_7     LGS    Longitude Second Value                                         D

 13.998_8     ELE    Elevation                                                      O

 13.998_9     GDC    Geodetic Datum Code                                            O

 13.998_10    GCM    Geographic Coordinate Universal Transverse Mercator Zone       O

 13.998_11    GCE    Geographic Coordinate Universal Transverse Mercator Easting    D

 13.998_12    GCN    Geographic Coordinate Universal Transverse Mercator Northing   D

 13.998_13    GRT    Geographic Reference Text                                      O

 13.998_14    OSI    Geographic Coordinate Other System Identifier                  O

 13.998_15    OCV    Geographic Coordinate Other System Value                       D

13.999       DATA   Latent Friction Ridge Image                                     M
TYPE 13 - VARIABLE RESOLUTION LATENT IMAGE
ME)
n ridge image data (fingerprint and/or palmprint) together with fixed and user defined textual




Optional and a D that the condition of the field is dependent on other information.
            MIN OCC MAX OCC      NOTES


                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         1

                1         6
                                 This field shall be present if and only if the finger position code “19” appears in Field
                0         9
                                 13.013: Friction ridge generalized position / FGP.
                1         1

                1         1
                                 This field shall be present if and only if the finger position code “19” appears in Field
                0         12
                                 13.013: Friction ridge generalized position / FGP.
                1         1

                1         1

                1         1

                1         1
1      1

1      1

0      1

0      1

0      1

0      9

1      1

1      1

1      1

1      1

0   Undefined

1      1

1      1

1      1

1      1

0      1

1      1

1      1

1      1

1      1

0      1

0     255

1      1

0      1

0      1

0     255

1      1

0      1

0      1
0   1
        Optional set of Info Items. Latitude degree value / LTD and longitude degree
0   1
        value/LGD are co-conditional, so they shall both be present if either is present.
0   1   Further, “minutes” values LTM and LGM can only be present if their corresponding
        “degrees” values are present If decimals are present in either LTD or LGD, then
0   1   minutes and seconds shall be empty. LTS and LGS can only be present if their
        corresponding “minutes” value is present. If decimals are present in LTM or LGM,
0   1   then seconds shall be empty.
0   1

0   1

0   1
        If no entry, then the coordinate system is understood to be WGS84. Corresponds to
0   1
        info items _2 thru _7.
        Optional Set of Info Items. These three information items together are a coordinate
0   1
        which represents a location with a Universal Transverse Mercator (UTM) coordinate.
0   1   If any of these three information items is present, all shall be present.

0   1
        Used for instances when GPS or other coordinate systems may not be readily
0   1
        available. Free form text field describing a physical location.
        OSI allows for other coordinate systems. OCV shall only be present if OSI is present
0   1
        in the record.

0   1

1   1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 14 - VARIA
IMAGE
Type-14 image records shall contain fingerprint image data. While the Type-14 record may be used for the exchange
that the resolution for fingerprint images be 39.37 ppmm (1000 ppi). It should be noted that as the class resolution is
becomes available in the fingerprint image. However, in all cases the class resolution shall be at least 19.69 ppmm (5
contained in the Type-14 record may be in a compressed form.

Fields as described in DoD EBTS 3.0.


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th
FIELD ID      MNEMONIC      FIELD NAME                                                M/O/D     MIN OCC


14.001        LEN           Record Header                                                 M         1

14.002        IDC           Information Designation Character                             M         1

14.003        IMP           Impression Type                                               M         1

14.004        SRC           Source Agency                                                 M         1

14.005        FCD           Fingerprint Capture Date                                      M         1

14.006        HLL           Horizontal Line Length                                        M         1

14.007        VLL           Vertical Line Length                                          M         1

14.008        SLC           Scale Units                                                   M         1

14.009        THPS          Transmitted Horizontal Pixel Scale                            M         1

14.010        TVPS          Transmitted Vertical Pixel Scale                              M         1

14.011        CGA           Compression Algorithm                                         M         1

14.012        BPX           Bits Per Pixel                                                M         1

14.013        FGP           Friction Ridge Generalized Position                           M         1

14.014        PPD           Print Position Descriptors                                    D         0

 14.014_1       DFP           Decimal Finger Position Code                                M         1

 14.014_2       FIC           Finger Image Code                                           M         1

14.015        PPC           Print Position Coordinates                                    D         0

 14.015_1       FVC           Full Finger View                                            M         1

 14.015_2       LOS           Location of a Segment                                       M         1
 14.015_3    LHC      Left Horizontal Coordinate                      M   1

 14.015_4    RHC      Right Horizontal Coordinate                     M   1

 14.015_5    TVC      Top Vertical Coordinate                         M   1

 14.015_6    BVC      Bottom Vertical Coordinate                      M   1

14.016      SHPS    Scanned Horizontal Pixel Scale                    O   0

14.017      SVPS    Scanned Vertical Pixel Scale                      O   0

14.018      AMP     Amputated or Bandaged                             O   0

 14.018_1    FRAP     Friction Ridge Amputated or Bandaged Position   M   1

 14.018_2    ABC      Amputated or Bandaged Code                      M   1

14.02       COM     Comment                                           O   0

14.021      SEG     Finger Segment Position(s)                        D   0

 14.021_1    FRSP     Friction Ridge Metric Position                  M   1

 14.021_2    LHC      Left Horizontal Coordinate Value                M   1

 14.021_3    RHC      Right Horizontal Coordinate Value               M   1

 14.021_4    TVC      Top Vertical Coordinate Value                   M   1

 14.021_5    BVC      Bottom Vertical Coordinate Value                M   1

14.022      NQM     NIST Quality Metric                               O   0

 14.022_1    FRNP     Friction Ridge Metric Position                  M   1

 14.022_2    IQS      NIST Image Quality Score                        M   1

14.023      SQM     Segmentation Quality Metric                       O   0

 14.023_1    FRQP     Friction Ridge Metric Position                  M   1

 14.023_2    QVU      Quality Value                                   M   1

 14.023_3    QAV      Algorithm Vendor Identification                 M   1

 14.023_4    QAP      Algorithm Product Identification                M   1

14.024      FQM     Fingerprint Quality Metric                        O   0

 14.024_1    FRMP     Friction Ridge Metric Position                  M   1

 14.024_2    QVU      Quality Value                                   M   1

 14.024_3    QAV      Algorithm Vendor Identification                 M   1

 14.024_4    QAP      Algorithm Product Identification                M   1
14.025      ASEG     Alternate Finger Segment Position(s)        O   0

 14.025_1     FRAS     Friction Ridge Metric Position            M   1

 14.025_2     NOP      Number of Points                          M   1

 14.025_3     HPO      Horizontal Point Offset                   M   3

 14.025_4     VPO      Vertical Point Offset                     M   3

14.026      SCF      Simultaneous Capture                        O   0




14.027      SIF      Stitched Image Flag                         D   0




14.030      DMM      Device Monitoring Mode                      O   0

14.031      FAP      Subject Acquisition Profile - Fingerprint   O   0

14.902      ANN      Annotation Information                      O   0

 14.902_1     GMT      Greenwich Mean Time                       M   1

 14.902_2     NAV      Processing Algorithm Name / Version       M   1

 14.902_3     OWN      Algorithm Owner                           M   1

 14.902_4     PRO      Process Description                       M   1

14.903      DUI      Device Unique Identifier                    O   0

14.904      MMS      Make/Model/Serial Number                    M   1

 14.904_1     MAK      Make                                      M   1

 14.904_2     MOD      Model                                     M   1

 14.904_3     SER      Serial Number                             M   1

14.993      SAN      Source Agency Name                          O   0

14.995      ASC      Associated Context                          O   0

 14.995_1     ACN      Associated Context Number                 M   1

 14.995_2     ASP      Associated Segment Position               O   0

14.996      HAS      Hash                                        O   0

14.997      SOR      Source Representation                       O   0
 14.997_1     SRN    Source Representation Number                                   M   1

 14.997_2     RSP    Reference Segment Position                                     O   0

14.998       GEO    Geographic Sample Acquisition Location                          O   0

 14.998_1     UTE    Universal Time Entry                                           O   0

 14.998_2     LTD    Latitude Degree Value                                          D   0

 14.998_3     LTM    Latitude Minute Value                                          D   0

 14.998_4     LTS    Latitude Second Value                                          D   0

 14.998_5     LGD    Longitude Degree Value                                         D   0

 14.998_6     LGM    Longitude Minute Value                                         D   0

 14.998_7     LGS    Longitude Second Value                                         D   0

 14.998_8     ELE    Elevation                                                      O   0

 14.998_9     GDC    Geodetic Datum Code                                            O   0

 14.998_10    GCM    Geographic Coordinate Universal Transverse Mercator Zone       O   0

 14.998_11    GCE    Geographic Coordinate Universal Transverse Mercator Easting    D   0

 14.998_12    GCN    Geographic Coordinate Universal Transverse Mercator Northing   D   0

 14.998_13    GRT    Geographic Reference Text                                      O   0

 14.998_14    OSI    Geographic Coordinate Other System Identifier                  O   0

 14.998_15    OCV    Geographic Coordinate Other System Value                       D   0

14.999       DATA   Fingerprint Image                                               M   1
TYPE 14 - VARIABLE RESOLUTION FINGERPRINT

e used for the exchange of 19.69 ppmm (500 ppi) images, it is strongly recommended
s the class resolution is increased, more detailed ridge and structure information
 at least 19.69 ppmm (500 ppi). The variable-resolution fingerprint image data




Optional and a D that the condition of the field is dependent on other information.
           MAX OCC    NOTES


                1

                1

                1

                1

                1

                1

                1

                1

                1

                1

                1

                1

                1

                      This field shall be present if and only if the finger position code “19” appears
                1
                      in Field 14.013: Friction ridge generalized position / FGP.

                1

                1
                      This field may be present if and only if the finger position code “19” appears
                12
                      in Field 14.013: Friction ridge generalized position / FGP.
                1

                1
1

1

1

1

1

1

5

1

1

1
    This field may be present if and only if the finger position code “19” appears
5
    in Field 14.013: Friction ridge generalized position / FGP.
1

1

1

1

1

5

1

1

5

1

1

1

1

5

1

1

1

1
   5

   1

   1

  NOP

  NOP

   1

            DoD EBTS v3.0 does not recommend the practice of stitching fingerprint
            images (e.g., the right and left thumb images were captured separately, but
            combined prior to transmission to create a single artificial two-thumb image).
   1        For devices which are not able to submit the four finger slap image and/or
            two thumb slap image due to limitations on the capturing device, the 2.084
            AMP field shall instead be populated to indicate the Finger Position Code and
            Amputated or Bandaged Code.

   1

   1

Undefined

   1

   1

   1

   1

   1

   1

   1

   1

   1

   1

  255

   1

   1

   1

  255
1

1

1

1
    Optional set of Info Items. Latitude degree value / LTD and longitude degree
1
    value/LGD are co-conditional, so they shall both be present if either is
1   present. Further, “minutes” values LTM and LGM can only be present if their
    corresponding “degrees” values are present If decimals are present in either
1   LTD or LGD, then minutes and seconds shall be empty. LTS and LGS can only
    be present if their corresponding “minutes” value is present. If decimals are
1   present in LTM or LGM, then seconds shall be empty.
1

1

1
    If no entry, then the coordinate system is understood to be WGS84.
1
    Corresponds to info items _2 thru _7.
    Optional Set of Info Items. These three information items together are a
1
    coordinate which represents a location with a Universal Transverse Mercator
1   (UTM) coordinate. If any of these three information items is present, all shall
    be present.
1
    Used for instances when GPS or other coordinate systems may not be readily
1
    available. Free form text field describing a physical location.
    OSI allows for other coordinate systems. OCV shall only be present if OSI is
1
    present in the record.

1

1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 15 - VARIA

Type-15 image records shall contain and be used to exchange palm print image data together with fixed and user-defi
Type-15 record may be used for the exchange of 19.69 ppmm (500 ppi) images, it is strongly recommended that the c
noted that as the resolution is increased, more detailed ridge and structure information becomes available in the imag
(500 ppi). The variable-resolution palm print image data contained in the Type-15 record may be in a compressed for

Fields as described in DoD EBTS 3.0.
User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th
FIELD ID      MNEMONIC      FIELD NAME                                                         M/O/D


15.001        LEN           Record Header                                                          M

15.002        IDC           Information Designation Character                                      M

15.003        IMP           Impression Type                                                        M

15.004        SRC           Source Agency                                                          M

15.005        PCD           Palmprint Capture Date                                                 D

15.006        HLL           Horizontal Line Length                                                 D

15.007        VLL           Vertical Line Length                                                   D

15.008        SLC           Scale Units                                                            D

15.009        THPS          Transmitted Horizontal Pixel Scale                                     D

15.010        TVPS          Transmitted Vertical Pixel Scale                                       D

15.011        CGA           Compression Algorithm                                                  D

15.012        BPX           Bits Per Pixel                                                         D

15.013        FGP           Friction Ridge Generalized Position                                    D

15.016        SHPS          Scanned Horizontal Pixel Scale                                         O

15.017        SVPS          Scanned Vertical Pixel Scale                                           O

15.018        AMP           Amputated or Bandaged                                                  O

 15.018_1      FRAP           Friction Ridge Amputation or Bandage Position                        M

 15.018_2      ABC            Amputated or Bandaged Code                                           M

15.020        COM           Comment                                                                O

15.024        PQM           Palm Quality Metric                                                    O
 15.024_1    FRMP     Friction Ridge Metric Position         M

 15.024_2    QVU      Quality Value                          M

 15.024_3    QAV      Algorithm Vendor Identification        M

 15.024_4    QAP      Algorithm Product Identification       M

15.030      DMM     Device Monitoring Mode                   O

15.902      ANN     Annotation Information                   O

 15.902_1    GMT      Greenwich Mean Time                    M

 15.902_2    NAV      Processing Algorithm Name / Version    M

 15.902_3    OWN      Algorithm Owner                        M

 15.902_4    PRO      Process Description                    M

15.903      DUI     Device Unique Identifier                 O

15.904      MMS     Make/Model/Serial Number                 D

 15.904_1    MAK      Make                                   M

 15.904_2    MOD      Model                                  M

 15.904_3    SER      Serial Number                          M

15.993      SAN     Source Agency Name                       O

15.995      ASC     Associated Context                       O

 15.995_1    ACN      Associated Context Number              M

 15.995_2    ASP      Associated Segment Position            O

15.996      HAS     Hash                                     O

15.997      SOR     Source Representation                    O

 15.997_1    SRN      Source Representation Number           M

 15.997_2    RSP      Reference Segment Position             O

15.998      GEO     Geographic Sample Acquisition Location   O

 15.998_1    UTE      Universal Time Entry                   O

 15.998_2    LTD      Latitude Degree Value                  D

 15.998_3    LTM      Latitude Minute Value                  D

 15.998_4    LTS      Latitude Second Value                  D

 15.998_5    LGD      Longitude Degree Value                 D
 15.998_6     LGM    Longitude Minute Value                                         D

 15.998_7     LGS    Longitude Second Value                                         D

 15.998_8     ELE    Elevation                                                      O

 15.998_9     GDC    Geodetic Datum Code                                            O

 15.998_10    GCM    Geographic Coordinate Universal Transverse Mercator Zone       O

 15.998_11    GCE    Geographic Coordinate Universal Transverse Mercator Easting    D

 15.998_12    GCN    Geographic Coordinate Universal Transverse Mercator Northing   D

 15.998_13    GRT    Geographic Reference Text                                      O

 15.998_14    OSI    Geographic Coordinate Other System Identifier                  O

 15.998_15    OCV    Geographic Coordinate Other System Value                       D

15.999       DATA   Palmprint Image                                                 D
TYPE 15 - VARIABLE RESOLUTION PALMPRINT IMAGE

with fixed and user-defined textual information fields pertinent to the digitized image. While the
recommended that the class resolution for Type-15 images be 39.37 ppmm (1000 ppi). It should be
es available in the image. However, in all cases the class resolution shall be at least 19.69 ppmm
 be in a compressed form.



Optional and a D that the condition of the field is dependent on other information.
            MIN OCC MAX OCC      NOTES


                1         1

                1         1

                1         1

                1         1

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1      This field is mandatory if an image is present in Field 15.999.

                0         1

                0         1

                0         9

                1         1

                1         1

                0         1

                0         9
1      1

1      1

1      1

1      1

0      1

0   Undefined

1      1

1      1

1      1

1      1

0      1

1      1        This field is mandatory if an image is present in Field 15.999.

1      1

1      1

1      1

0      1

0     255

1      1

0      1

0      1

0     255

1      1

0      1

0      1

0      1
                Optional set of Info Items. Latitude degree value / LTD and longitude degree
0      1
                value/LGD are co-conditional, so they shall both be present if either is present.
0      1        Further, “minutes” values LTM and LGM can only be present if their
                corresponding “degrees” values are present If decimals are present in either
0      1        LTD or LGD, then minutes and seconds shall be empty. LTS and LGS can only be
                present if their corresponding “minutes” value is present. If decimals are
0      1        present in LTM or LGM, then seconds shall be empty.
        corresponding “degrees” values are present If decimals are present in either
        LTD or LGD, then minutes and seconds shall be empty. LTS and LGS can only be
        present if their corresponding “minutes” value is present. If decimals are
        present in LTM or LGM, then seconds shall be empty.
0   1

0   1

0   1
        If no entry, then the coordinate system is understood to be WGS84.
0   1   Corresponds to info items _2 thru _7.
        Optional Set of Info Items. These three information items together are a
0   1
        coordinate which represents a location with a Universal Transverse Mercator
0   1   (UTM) coordinate. If any of these three information items is present, all shall
        be present.
0   1
        Used for instances when GPS or other coordinate systems may not be readily
0   1   available. Free form text field describing a physical location.
        OSI allows for other coordinate systems. OCV shall only be present if OSI is
0   1
        present in the record.

0   1

0   1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 17 - IRIS I

Type-17 image records shall contain iris image data. This record type was developed to provide a basic level of intero
Iris image interchange format and the ISO/IEC 19794-6 Iris image data interchange format. It also contains optional d
image markup fields. Generic iris images may be exchanged using the mandatory fields of this record type.


Fields as described in DoD EBTS 3.0.


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th

FIELD ID      MNEMONIC    FIELD NAME                                           M/O/D      MIN OCC


17.001        LEN         Record Header                                            M           1

17.002        IDC         Information Designation Character                        M           1

17.003        ELR         Eye Label                                                M           1

17.004        SRC         Source Agency Identifier                                 M           1

17.005        ICD         Iris Capture Date                                        D           0

17.006        HLL         Horizontal Line Length                                   D           0

17.007        VLL         Vertical Line Length                                     D           0

17.008        SLC         Scale Units                                              D           0

17.009        THPS        Transmitted Horizontal Pixel Scale                       D           0

17.010        TVPS        Transmitted Vertical Pixel Scale                         D           0

17.011        CGA         Compression Algorithm                                    D           0

17.012        BPX         Bits Per Pixel                                           D           0

17.013        CSP         Color Space                                              D           0

17.014        RAE         Rotation Angle of Eye                                    O           0

17.015        RAU         Rotation Uncertainty                                     D           0

17.016        IPC         Image Property Code                                      O           0

 17.016_1      IHO          Horizontal Orientation Code                            M           1

 17.016_2      IVO          Vertical Orientation Code                              M           1

 17.016_3      IST          Specific Scan Type                                     M           1
17.017      DUI     Device Unique Identifier             O   0

17.019      MMS     Make/Model/Serial Number             D   0

 17.019_1     MAK     Make                               M   1

 17.019_2     MOD     Model                              M   1

 17.019_3     SER     Serial Number                      M   1

17.020      ECL     Eye Color                            O   0

17.021      COM     Comment                              O   0

17.022      SHPS    Scanned Horizontal Pixel Scale       O   0

17.023      SVPS    Scanned Vertical Pixel Scale         O   0

17.024      IQS     Image Quality Score                  O   0

 17.024_1     QVU     Quality Value                      M   1

 17.024_2     QAV     Algorithm Vendor Identification    M   1

 17.024_3     QAP     Algorithm Product Identification   M   1

17.025      EAS     Effective Acquisition Spectrum       O   0

17.026      IRD     Iris Diameter                        O   0

17.027      SSV     Specified Spectrum Values            D   0

 17.027_1     LOW     Spectrum Lower Bound               M   0

 17.027_2     HIG     Spectrum Upper Bound               M   0

17.028      DME     Damaged or Missing Eye               O   0

17.030      DMM     Device Monitoring Mode               O   0

17.031      IAP     Subject Acquisition Profile - IRIS   O   0

17.032      ISF     Iris Storage Format                  O   0

17.033      IPB     Iris Pupil Boundary                  O   1

 17.033_1     BYC     Boundary Code                      M   1

 17.033_2     NOP     Number of Points                   M   1

 17.033_3     HPO     Horizontal Point Offset            M   2

 17.033_4     VPO     Vertical Point Offset              M   2

17.034      ISB     Iris Sclera Boundary                 O   0

 17.034_1     BYC     Boundary Code                      M   1
 17.034_2    NOP    Number of Points                      M   1

 17.034_3    HPO    Horizontal Point Offset               M   2

 17.034_4    VPO    Vertical Point Offset                 M   2

17.035      UEB    Upper Eyelid Boundary                  O   0

 17.035_1    BYC    Boundary Code                         M   1

 17.035_2    NOP    Number of Points                      M   1

 17.035_3    HPO    Horizontal Point Offset               M   3

 17.035_4    VPO    Vertical Point Offset                 M   3

17.036      LEB    Lower Eyelid Boundary                  O   0

 17.036_1    BYC    Boundary Code                         M   1

 17.036_2    NOP    Number of Points                      M   1

 17.036_3    HPO    Horizontal Point Offset               M   3

 17.036_4    VPO    Vertical Point Offset                 M   3

17.037      NEO    Non-eyelid Occlusions                  O   0

 17.037_1    OCY    Occlusion Opacity                     M   1

 17.037_2    OCT    Occlusion Type                        M   1

 17.037_3    NOP    Number of Points                      M   1

 17.037_4    HPO    Horizontal Point Offset               M   3

 17.037_5    VPO    Vertical Point Offset                 M   3

17.040      RAN    Range                                  O   0

17.041      GAZ    Frontal Gaze                           O   0

17.902      ANN    Annotation Information                 O   0

 17.902_1    GMT    Greenwich Mean Time                   M   1

 17.902_2    NAV    Processing Algorithm Name / Version   M   1

 17.902_3    OWN    Algorithm Owner                       M   1

 17.902_4    PRO    Process Description                   M   1

17.993      SAN    Source Agency Name                     O   0

17.995      ASC    Associated Context                     O   0

 17.995_1    ACN    Associated Context Number             M   1
 17.995_2     ASP     Associated Segment Position                                   O   0

17.996       HAS    Hash                                                            O   0

17.997       SOR    Source Representation                                           O   0

 17.997_1     SRN     Source Representation Number                                  M   1

 17.997_2     RSP     Reference Segment Position                                    O   0

17.998       GEO    Geographic Sample Acquisition Location                          O   0

 17.998_1     UTE     Universal Time Entry                                          O   0

 17.998_2     LTD     Latitude Degree Value                                         D   0

 17.998_3     LTM     Latitude Minute Value                                         D   0

 17.998_4     LTS     Latitude Second Value                                         D   0

 17.998_5     LGD     Longitude Degree Value                                        D   0

 17.998_6     LGM     Longitude Minute Value                                        D   0

 17.998_7     LGS     Longitude Second Value                                        D   0

 17.998_8     ELE     Elevation                                                     O   0

 17.998_9     GDC     Geodetic Datum Code                                           O   0

 17.998_10    GCM     Geographic Coordinate Universal Transverse Mercator Zone      O   0

 17.998_11    GCE     Geographic Coordinate Universal Transverse Mercator Easting   D   0

 17.998_12    GCN     Geographic Coordinate Universal Transverse Mercator Northing D    0

 17.998_13    GRT     Geographic Reference Text                                     O   0

 17.998_14    OSI     Geographic Coordinate Other System Identifier                 O   0

 17.998_15    OCV     Geographic Coordinate Other System Value                      D   0

17.999       DATA   Iris Image Data                                                 D   0
G TYPE 17 - IRIS IMAGE

ovide a basic level of interoperability and harmonization with the ANSI INCITS 379-2004
t. It also contains optional descriptive data fields and (new to this version of the standard)
 this record type.




is Optional and a D that the condition of the field is dependent on other information.

            MAX OCC    NOTES


                1

                1

                1

                1

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1      This field is mandatory if an image is present in Field 17.999.

                1

                1      This field is mandatory if Field 17.014: Rotation angle of eye / RAE is present.

                1

                1

                1

                1
 1

 1    This field is mandatory if an image is present in Field 17.999.

 1

 1

 1

 1

 1

 1

 1

 9

 1

 1

 1

 1

 1
      This field shall only be present if Field 17.025: Effective acquisition spectrum / EAS
 1
      has a value of 'DEFINED'.
 1

 1

 1

 1

 1

 1

 1

 1

 1

NOP

NOP

 1

 1
   1

  NOP

  NOP

   1

   1

   1

  NOP

  NOP

   1

   1

   1

  NOP

  NOP

Undefined

   1

   1

   1

  NOP

  NOP

   1

   1

Undefined

   1

   1

   1

   1

   1

  255

   1
1

1

255

1

1

1

1
      Optional set of Info Items. Latitude degree value / LTD and longitude degree
1
      value/LGD are co-conditional, so they shall both be present if either is present.
1     Further, “minutes” values LTM and LGM can only be present if their
      corresponding “degrees” values are present If decimals are present in either LTD
1     or LGD, then minutes and seconds shall be empty. LTS and LGS can only be
      present if their corresponding “minutes” value is present. If decimals are present
1     in LTM or LGM, then seconds shall be empty.
1

1

1
      If no entry, then the coordinate system is understood to be WGS84. Corresponds
1
      to info items _2 thru _7.
      Optional Set of Info Items. These three information items together are a
1
      coordinate which represents a location with a Universal Transverse Mercator
1     (UTM) coordinate. If any of these three information items is present, all shall be
      present.
1
      Used for instances when GPS or other coordinate systems may not be readily
1
      available. Free form text field describing a physical location.
      OSI allows for other coordinate systems. OCV shall only be present if OSI is
1     present in the record.

1

1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 18 - DNA R

The Type-18 record shall contain and be used to exchange DNA related data. It was developed to provide a basic lev
interchange format. With full consideration to privacy, this standard only uses the non-coding regions of DNA. The r


Fields as described in DoD EBTS 3.0.


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th
FIELD ID      MNEMONIC    FIELD NAME                                                         M/O/D


18.001        LEN         Record Header                                                           M

18.002        IDC         Information Designation Character                                       M

18.003        DLS         DNA Laboratory Setting                                                  M

 18.003_1      UTY          Unit Type                                                             M

 18.003_2      LTY          Lab Type                                                              D

 18.003_3      ACC          Accreditation Information                                             D

 18.003_4      NOO          Name of the Organization                                              O

 18.003_5      POC          Point of Contact                                                      O

 18.003_6      CSC          Code of Sending Country                                               O

 18.003_7      ION          International Organization Name                                       O

18.004        SRC         Source Agency                                                           M

18.005        NAL         Number of Analysis Flag                                                 M

18.006        SDI         Sample Donor Information                                                M

 18.006_1      DSD          DNA Sample Donor                                                      M

 18.006_2      GID          Gender ID                                                             O

 18.006_3      DLC          Date of Last Contact                                                  O

 18.006_4      DOB          Donor Date of Birth                                                   O

 18.006_5      EGP          Ethnic Group                                                          O

 18.006_6      DRA          Dental Records Available                                              D

 18.006_7      LLC          Sample Collection Location Description                                O

 18.006_8      SDS          Sample Donor Status                                                   O
18.007      COPR     Claimed Or Purported Relationship        D

18.008      VRS      Validated Relationship                   D

18.009      PED      Pedigree Information                     O

 18.009_1     PID      Pedigree ID                            M

 18.009_2     PMI      Pedigree Member ID                     M

 18.009_3     PMS      Pedigree Member Status                 M

 18.009_4     SID      Sample Identifier                      M

 18.009_5     FID      Father Identifier                      O

 18.009_6     MID      Mother Identifier                      O

 18.009_7     PCM      Pedigree Comment                       O

18.010      STY      Sample Type                              M

 18.010_1     SCT      Sample Cellular Type                   M

 18.010_2     SMO      Sample Origin                          O

18.011      STI      Sample Typing Information                M

18.012      SCM      Sample Collection Method                 O

18.013      SCD      Sample Collection Date                   M

18.014      PSD      Profile Storage Date                     M

18.015      DPD      DNA Profile Data                         M

 18.015_1     PTP      Profile Type                           M

 18.015_2     RES      Result                                 O

 18.015_3     PRF      Profile ID                             M

 18.015_4     SUP      Supplemental Message                   O

 18.015_5     DPC      DNA Profile Comment                    O

18.016      STR      Autosomal STR, X-STR and Y-STR Profile   D

 18.016_1     DST      DNA STR Type                           M

 18.016_2     DLR      DNA Locus Reference                    M

 18.016_3     ALL      Allele Indicator                       M

 18.016_4     LAI      Locus Analysis Indicator               M

 18.016_5     PCDT     Precise Call Determination             M
 18.016_6     AL1     Allele Call 1                                          D

 18.016_7     AL2     Allele Call 2                                          D

 18.016_8     AL3     Allele Call 3                                          D

 18.016_9     BID     Batch ID                                               O

 18.016_10    ECR     Electropherogram Cross Reference                       O

 18.016_11    LCR     Ladder Cross Reference                                 O

 18.016_12    KID     Kit ID                                                 M

 18.016_13    KNM     Kit Name                                               D

 18.016_14    KMF     Manufacturer                                           D

 18.016_15    KDS     Description of the Kit (with part or catalog number)   D

18.017       DMD     Mitochondrial DNA Data                                  D

 18.017_1     MT1     Mito Control Region 1                                  M

 18.017_2     MT2     Mito Control Region 2                                  M

 18.017_3     BSP     Base Composition Starting Point                        M

 18.017_4     BEP     Base Composition Ending Point                          M

 18.017_5     BCA     Base Composition A Length                              M

 18.017_6     BCG     Base Composition G Length                              M

 18.017_7     BCC     Base Composition C Length                              M

 18.017_8     BCT     Base Composition T Length                              M

18.019       EPD     Electropherogram Description                            D

 18.019_1     EIR     Electropherogram Image Reference                       M

 18.019_2     EST     Electropherogram Storage Type                          M

 18.019_3     IDD     Image Data Descriptor                                  M

 18.019_4     ELPD    Electropherogram Data                                  M

 18.019_5     EPS     Electropherogram Screenshot                            O

18.020       DGD     DNA Genotype Distribution                               O

18.021       GAP     DNA Genotype Allele Pair                                D
 18.021_1    GLR     Genotype Locus Reference                M

 18.021_2    ALP     Allele Pair                             M

 18.021_3    GNW     Genotype Numerical Weight               M

18.022      COM     Comment                                  O

18.023      EPL     Electropherogram Ladder                  D

 18.023_1    LIR     Ladder Image Reference                  M

 18.023_2    LST     Ladder Storage Type                     M

 18.023_3    LDD     Ladder Image Data Descriptor            M

 18.023_4    LEPD    Ladder Electropherogram Data            M

 18.023_5    LES     Ladder Electropherogram Screenshot      O

18.902      ANN     Annotation Information                   O

 18.902_1    GMT     Greenwich Mean Time                     M

 18.902_2    NAV     Processing Algorithm Name / Version     M

 18.902_3    OWN     Algorithm Owner                         M

 18.902_4    PRO     Process Description                     M

18.993      SAN     Source Agency Name                       O

18.995      ASC     Associated Context                       O

 18.995_1    ACN     Associated Context Number               M

 18.995_2    ASP     Associated Segment Position             O

18.998      GEO     Geographic Sample Acquisition Location   O

 18.998_1    UTE     Universal Time Entry                    O

 18.998_2    LTD     Latitude Degree Value                   D

 18.998_3    LTM     Latitude Minute Value                   D

 18.998_4    LTS     Latitude Second Value                   D

 18.998_5    LGD     Longitude Degree Value                  D

 18.998_6    LGM     Longitude Minute Value                  D

 18.998_7    LGS     Longitude Second Value                  D

 18.998_8    ELE     Elevation                               O
18.998_9    GDC   Geodetic Datum Code                                            O

18.998_10   GCM   Geographic Coordinate Universal Transverse Mercator Zone       O

18.998_11   GCE   Geographic Coordinate Universal Transverse Mercator Easting    D

18.998_12   GCN   Geographic Coordinate Universal Transverse Mercator Northing   D

18.998_13   GRT   Geographic Reference Text                                      O

18.998_14   OSI   Geographic Coordinate Other System Identifier                  O

18.998_15   OCV   Geographic Coordinate Other System Value                       D
YPE 18 - DNA RECORD

d to provide a basic level of interoperability with the draft format of the ISO/IEC 19794-14 DNA data
regions of DNA. The regions of the DNA that encode phenotypic information are deliberately avoided.




ptional and a D that the condition of the field is dependent on other information.
           MIN OCC     MAX OCC     NOTES


                1           1

                1           1

                1           1

                1           1

                0           1      It is mandatory if the value for Unit Type / UTY is 1 or 2.

                0           1      It is mandatory if the value for Unit Type / UTY is 1 or 2.

                0           1

                0           1

                0           1

                0           1

                1           1

                1           1

                1           1

                1           1

                0           1

                0           1

                0           1

                0           1

                0           1      This information item shall be entered only if DNA Sample Donor / DSD=0.

                0           1

                0           1
0      1        This information item shall be entered only if DNA Sample Donor / DSD=1.

0      1        This optional field is only filled in if DNA Sample Donor / DSD=1

1      1

1      1

1      1

1      1

1      1

0      1

0      1

0      1

1      1

1      1

0      1

1      5

0      1

1      1

1      1

1      1

1      1

0      1

1      1

0      1

0      1
                This optional field is only present if Field 18.011: Sample typing information / STI has
1   unlimited
                a subfield with the value 0.
1      1

1      1

1      1

1      1

1      1
0      1        The sixth information item shall have a value if ALL is 1. It shall be empty if ALL is 0.

0      1        It may appear only if AL1 is used.

                The information item allele call 3 / AL3 shall only appear if information items AL1 and
0      1
                AL2 are present.
0      1

0      1

0      1

1      1

0      1        KNM shall be entered if KID = 0.

0      1        KMF shall be entered if KID = 0.

0      1        KDS shall be entered if KID = 0.
                This field is only present if Field 18.011: Sample typing information / STI has a
0      1
                subfield with the value 1.
1      1

1      1

1      1

1      1

1      1

1      1

1      1

1      1

                This optional field is only present if Field 18.011: Sample typing information / STI has
0   Undefined
                a subfield with value 2.

1      1

1      1

1      1

1      1

0      1

0      1

                This field is only present if Field 18.020: DNA genotype distribution / DGD has a
0   Undefined
                value.
1      1

1      1

1      1

0      1
                This optional field is only present if Field 18.011: Sample typing information / STI has
0   Undefined
                a subfield with the value 3.
1      1

1      1

1      1

1      1

0      1

0   Undefined

1      1

1      1

1      1

1      1

0      1

0     255

1      1

0      1

0      1

0      1
                Optional set of Info Items. Latitude degree value / LTD and longitude degree
0      1
                value/LGD are co-conditional, so they shall both be present if either is present.
0      1        Further, “minutes” values LTM and LGM can only be present if their corresponding
                “degrees” values are present If decimals are present in either LTD or LGD, then
0      1        minutes and seconds shall be empty. LTS and LGS can only be present if their
                corresponding “minutes” value is present. If decimals are present in LTM or LGM,
0      1        then seconds shall be empty.
0      1

0      1

0      1
        If no entry, then the coordinate system is understood to be WGS84. Corresponds to
0   1   info items _2 thru _7.
        Optional Set of Info Items. These three information items together are a coordinate
0   1
        which represents a location with a Universal Transverse Mercator (UTM) coordinate.
0   1   If any of these three information items is present, all shall be present.

0   1
        Used for instances when GPS or other coordinate systems may not be readily
0   1
        available. Free form text field describing a physical location.
        OSI allows for other coordinate systems. OCV shall only be present if OSI is present in
0   1
        the record.

0   1
PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 20 - SOUR

The Type-20 record shall contain the source representation(s) from which other Record Types were derived. Typicall
representations for use in other record types. When a source representation (in a Type-20 record) is processed and the
derived representation is contained in a Type-20 record. In some cases, several Type-20 records may be processed to

Some possible uses of the Type-20 record are shown here.
• From a group photo stored in a Type-20 record, a subject’s face is segmented and stored in a Type-10 record.
• From a high-resolution color image in a Type-20 record, two latent fingerprint images are segmented, rescaled and
• From a series of off-angle face images stored in separate Type-20 records, a single 2D face image is generated (usin

Fields as described in DoD EBTS 3.0.


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that th

FIELD ID      MNEMONIC      FIELD NAME


20.001        LEN           Record Header

20.002        IDC           Information Designation Character

20.003        CAR           SRN Cardinality

20.004        SRC           Source Agency

20.005        SRD           Source Representation Date

20.006        HLL           Horizontal Line Length

20.007        VLL           Vertical Line Length

20.008        SLC           Scale Units

20.009        THPS          Transmitted Horizontal Pixel Scale

20.010        TVPS          Transmitted Vertical Pixel Scale

20.011        CGA           Compression Algorithm

20.012        BPX           Bits Per Pixel

20.013        CSP           Color Space

20.014        AQS           Acquisition Source

 20.014_1      AQT            Acquisition Source Type

 20.014_2      A2D            Analog to Digital Conversion
 20.014_3    FDN      Radio Transmission Format Description

 20.014_4    AQSC     Acquisition Special Characteristics

20.015      SFT     Source Representation Format

 20.015_1    FTY      File Type

 20.015_2    DEI      Decoding Instructions

20.016      SEG     Segments

 20.016_1    RSP      Reference Segment Position

 20.016_2    IPT      Internal File Reference Pointer

 20.016_3    NOP      Number of Points

 20.016_4    HPO      Horizontal Point Offset

 20.016_5    VPO      Vertical Point Offset

20.017      SHPS    Scanned Horizontal Pixel Scale

20.018      SVPS    Scanned Vertical Pixel Scale


20.019      TIX     Time Index


 20.019_1    TIS      Time Index Start

 20.019_2    TIE      Time Index End

20.020      COM     Comment

20.021      SRN     Source Representation Number

20.902      ANN     Annotation Information

 20.902_1    GMT      Greenwich Mean Time

 20.902_2    NAV      Processing Algorithm Name / Version

 20.902_3    OWN      Algorithm Owner

 20.902_4    PRO      Process Description

20.903      DUI     Device Unique Identifier

20.904      MMS     Make/Model/Serial Number

 20.904_1    MAK      Make

 20.904_2    MOD      Model

 20.904_3    SER      Serial Number
20.993       SAN    Source Agency Name




20.994       EFR    External File Reference




20.995       ASC    Associated Context

 20.995_1     ACN     Associated Context Number

 20.995_2     ASP     Associated Segment Position

20.996       HAS    Hash

20.998       GEO    Geographic Sample Acquisition Location

 20.998_1     UTE     Universal Time Entry

 20.998_2     LTD     Latitude Degree Value

 20.998_3     LTM     Latitude Minute Value

 20.998_4     LTS     Latitude Second Value

 20.998_5     LGD     Longitude Degree Value

 20.998_6     LGM     Longitude Minute Value

 20.998_7     LGS     Longitude Second Value

 20.998_8     ELE     Elevation

 20.998_9     GDC     Geodetic Datum Code

 20.998_10    GCM     Geographic Coordinate Universal Transverse Mercator Zone

 20.998_11    GCE     Geographic Coordinate Universal Transverse Mercator Easting

 20.998_12    GCN     Geographic Coordinate Universal Transverse Mercator Northing

 20.998_13    GRT     Geographic Reference Text

 20.998_14    OSI     Geographic Coordinate Other System Identifier

 20.998_15    OCV     Geographic Coordinate Other System Value


20.999       DATA   Source Representation Data
SING TYPE 20 - SOURCE REPRESENTATION RECORD

 ord Types were derived. Typically, one Type-20 source representation is used to generate one or more
pe-20 record) is processed and the derived representation is to be used as the source for further derivations, then the
e-20 records may be processed to derive a single modality record.


stored in a Type-10 record.
 ges are segmented, rescaled and gray-scaled for storage in separate Type-13 records.
 2D face image is generated (using fusion) that is stored in a Type-10 record.




ement is Optional and a D that the condition of the field is dependent on other information.

            M/O/D          MIN OCC MAX OCC      NOTES


                  M            1          1

                  M            1          1

                  M            1          1

                  M            1          1

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  D            0          1     This field is mandatory if an image is present in Field 20.999.

                  M            1          9

                  M            1          1
                                                The second information item is mandatory if the acquisition source is analog, and
                  D            0          1
                                                the data is stored in digital format.
D   0      1        The third information item is mandatory if the AQT is 23 or 24.

O   0      1

M   1      1

M   1      1

O   0      1

O   0      99

M   1      1

M   1      1

O   1      1
                    HPO and VPO are repeated as pairs, in order by point following the path, up to
D   0     NOP
                    the final point - for a total of NOP pairs.
                    HPO and VPO are repeated as pairs, in order by point following the path, up to
D   0     NOP
                    the final point - for a total of NOP pairs.
                    This field is optional if a 2D still image is contained in this instance of the record.
D   0      1
                    Otherwise it shall be omitted.
                    This field is optional if a 2D still image is contained in this instance of the record.
D   0      1
                    Otherwise it shall be omitted.
                    If the record contains video or audio, it shall contain the start and end times of
D   0      99       segments within the file. For instance, if AQT has a value between 1 and 7 or
                    equal to 11, this field would not be used.

M   1      1

M   1      1

O   0      1

M   1      1

O   0   Undefined

M   1      1

M   1      1

M   1      1

M   1      1

O   0      1

M   1      1        This field is mandatory if an image is present in Field 20.999.

M   1      1

M   1      1

M   1      1
O   0   1

              This conditional field shall be used to enter the URL / URI or other unique
              reference to a storage location for all source epresentations, if the data is not
              contained in Field 20.999. 2D still images shall not be referenced to an external
D   0   1     file. For 2D images, they shall be included in this record in Field 20.999: Source
              representation data / DATA. If this field is used, Field 20.999 shall not be set.
              However, one of the two fields shall be present in all instances of this record
              type.

O   0   255

M   1   1

O   0   1

O   0   1

O   0   1

O   0   1
              Optional set of Info Items. Latitude degree value / LTD and longitude degree
D   0   1
              value/LGD are co-conditional, so they shall both be present if either is present.
D   0   1     Further, “minutes” values LTM and LGM can only be present if their
              corresponding “degrees” values are present If decimals are present in either LTD
D   0   1     or LGD, then minutes and seconds shall be empty. LTS and LGS can only be
              present if their corresponding “minutes” value is present. If decimals are present
D   0   1     in LTM or LGM, then seconds shall be empty.
D   0   1

D   0   1

O   0   1
              If no entry, then the coordinate system is understood to be WGS84. Corresponds
O   0   1
              to info items _2 thru _7.
              Optional Set of Info Items. These three information items together are a
O   0   1
              coordinate which represents a location with a Universal Transverse Mercator
D   0   1     (UTM) coordinate. If any of these three information items is present, all shall be
              present.
D   0   1
              Used for instances when GPS or other coordinate systems may not be readily
O   0   1
              available. Free form text field describing a physical location.
              OSI allows for other coordinate systems. OCV shall only be present if OSI is
O   0   1
              present in the record.
D   0   1

              If this field is used, Field 20.994: External file reference / EFR shall not be set.
D   0   1     However, one of the two fields shall be present in all instances of this record
              type.
                                                                                                                                                                                                                          Baseline Application Profile v1.0
Biometrics Identity Management Agency


PER FIELD OBLIGATION IS SAME FOR ALL TOTS USING TYPE 21 - ASSOCIATED CONTEXT RECORD

The Type-21 record shall contain an associated context image, audio / visual recording or other related data. This record type does NOT contain information used to derive biometric information
contained in other records. Record Type-20 serves that function. Record Type-21 may be used to convey contextual information, such as an image of the area where latent fingerprints were captured.

Fields as described in DoD EBTS 3.0.


User Notes: An M in a cell indicates that the element is Mandatory, an O that the element is Optional and a D that the condition of the field is dependent on other information.
FIELD ID       MNEMONIC      FIELD NAME                                                          M/O/D     MIN OCC MAX OCC        NOTES


21.001         LEN           Record Header                                                           M         1          1

21.002         IDC           Information Designation Character                                       M         1          1

21.004         SRC           Source Agency                                                           M         1          1

21.005         ACD           Associated Context Date                                                 O         0          1

21.015         AFT           Associated Context Format                                               M         1          1

    21.015_1   FTY               File Type                                                           M         1          1

    21.015_2   DEI               Decoding Instructions                                               O         0          1

21.016         SEG           Segments                                                                O         0          99

    21.016_1   ASP               Associated Segment Position                                         M         1          1

    21.016_2   IPT               Internal File Reference Pointer                                     M         1          1

    21.016_3   NOP               Number of Points                                                    O         0          1
                                                                                                                                  HPO and VPO are repeated as pairs, in order by point following the path, up to the
    21.016_4   HPO               Horizontal Point Offset                                             D         0         NOP
                                                                                                                                  final point - for a total of NOP pairs.
                                                                                                                                  HPO and VPO are repeated as pairs, in order by point following the path, up to the
    21.016_5   VPO               Vertical Point Offset                                               D         0         NOP
                                                                                                                                  final point - for a total of NOP pairs.
                                                                                                                                  This field is mandatory for records containing video or audio, but not 2D still
21.019         TIX           Time Index                                                              D         0          99
                                                                                                                                  images.
    21.019_1   TIS               Time Index Start                                                    M         1          1

    21.019_2   TIE               Time Index End                                                      M         1          1

21.020         COM           Comment                                                                 O         0          1

21.021         ACN           Associated Context Number                                               M         1          1

21.902         ANN           Annotated Information                                                   O         0      Unlimited

    21.902_1   GMT               Greenwich Mean Time                                                 M         1          1

    21.902_2   NAV               Processing Algorithm Name / Version                                 M         1          1

    21.902_3   OWN               Algorithm Owner                                                     M         1          1

    21.902_4   PRO               Process Description                                                 M         1          1

21.993         SAN           Source Agency Name                                                      O         0          1
                                                                                                                                  This conditional field shall be used to enter the URL / URI or other unique
                                                                                                                                  reference to a storage location for all associated context files EXCEPT 2D still
                                                                                                                                  images. If this field is used, Field 21.999: Associated context data / DATA shall not
21.994         EFR           External File Reference                                                 D         0          1
                                                                                                                                  be set. However, one of the two fields shall be present in all instances of this
                                                                                                                                  record It is highly recommended that the user state the format of the external file
                                                                                                                                  in Field 21.020: Comment / COM .
21.996         HAS           Hash                                                                    O         0          1

21.998         GEO           Geographic Sample Acquisition Location                                  O         0          1

    21.998_1         UTE         Universal Time Entry                                                0         0          1

    21.998_2         LTD         Latitude Degree Value                                                                            Optional set of Info Items. Latitude degree value / LTD and longitude degree
                                                                                                     D         0          1
                                                                                                                                  value/LGD are co-conditional, so they shall both be present if either is present.
    21.998_3         LTM         Latitude Minute Value                                               D         0          1       Further, “minutes” values LTM and LGM can only be present if their corresponding
                                                                                                                                  “degrees” values are present If decimals are present in either LTD or LGD, then
    21.998_4         LTS         Latitude Second Value                                               D         0          1       minutes and seconds shall be empty. LTS and LGS can only be present if their
                                                                                                                                  corresponding “minutes” value is present. If decimals are present in LTM or LGM,
    21.998_5         LGD         Longitude Degree Value                                              D         0          1       then seconds shall be empty.

    21.998_6         LGM         Longitude Minute Value                                              D         0          1

    21.998_7         LGS         Longitude Second Value                                              D         0          1
                                                                                                                                                                                              Baseline Application Profile v1.0
Biometrics Identity Management Agency


   21.998_8      ELE       Elevation                                                      O   0   1
                                                                                                      If no entry, then the coordinate system is understood to be WGS84. Corresponds to
   21.998_9      GDC       Geodetic Datum Code                                            O   0   1
                                                                                                      info items _2 thru _7.
   21.998_10     GCM       Geographic Coordinate Universal Transverse Mercator Zone       O   0   1   Optional Set of Info Items. These three information items together are a coordinate
                                                                                                      which represents a location with a Universal Transverse Mercator (UTM)
   21.998_11     GCE       Geographic Coordinate Universal Transverse Mercator Easting    D   0   1   coordinate. If any of these three information items is present, all shall be present.

   21.998_12     GCN       Geographic Coordinate Universal Transverse Mercator Northing   D   0   1
                                                                                                      Used for instances when GPS or other coordinate systems may not be readily
   21.998_13     GRT       Geographic Reference Text                                      O   0   1
                                                                                                      available. Free form text field describing a physical location.
                                                                                                      OSI allows for other coordinate systems. OCV shall only be present if OSI is present
   21.998_14     OSI       geographic coordinate other system identifier                  O   0   1
                                                                                                      in the record.
   21.998_15     OCV       Geographic Coordinate Other System Value                       D   0   1

                                                                                                      If this field is used, Field 21.994: External file reference / EFR shall not be set.
21.999         DATA    Associated Context Data                                            D   0   1
                                                                                                      However, one of the two fields shall be present in all instances of this record type.
                        ACRONYM LIST

  Acronym                                 Name
ABIS        Automated Biometric Identification System
AFIS        Automated Fingerprint Identification System
ANSI        American National Standards Institute
AP          Application Profile
ASCII       American Standard Code for Information Interchange
BEST        Biometrics Examination Services Team
BIMA        Biometrics Identity Management Agency
BX          Biometrics
CAR         Criminal 10-print Submission (Answer Required)
CBEFF       Common Biometric Exchange File Format
CJIS        Criminal Justice Information Systems
CNA         Criminal 10-print Submission (No Answer Required)
CPDR        Criminal Fingerprint Direct Route
DEK         Known Deceased
DEU         Unknown Deceased
DNA         Deoxyribonucleic Acid
DoD         Department of Defense
DPRS        DoD Flat Print Rap Sheet Search
EBTS        Electronic Biometric Transmission Specification
EFTS        Electronic Fingerprint Transmission Specification
EPW         Enemy Prisoner of War
ERRL        Latent Transaction Error
ERRT        10-print Transaction Error
FBI         Federal Bureau of Investigation
IAFIS       Integrated Automated Fingerprint Identification System
IDD         Integrated Data Dictionary
IEC         International Electro-Technical Commission
IED         Improvised Explosive Device
INCITS      InterNational Committee for Information Technology Standards
ISO         International Standards Organization
ITL         Information Technology Laboratory
LFFS        Latent Fingerprint Feature Search
LFIS        Latent Fingerprint Image Search
MAP         Miscellaneous Applicant
NCR         Number of Canditate Images Returned
NG-ABIS     Next Generation ABIS
NIR         Number of Canditate Images Requested
NIST        National Institute of Standards and Technology
NOP         Number of Points
ORI         Originating Agency Identifier
ppi         Pixels Per Inch
RPSR   Rapid Print Image Search Response
SMT    Scars, Marks and Tattoos
SOP    Standard Operating Procedure
SRE    Submission Results – Electronic
SRL    Submission Results – Latent
STB    Standards Branch
TCN    Transaction Control Number
TOT    Type of Transaction
TPRR   Tenprint Rapsheet Response
TPRS   Tenprint Rap Sheet Search
v      version
Contact Information
   Biometrics Identity Management Agency, Arlington, VA
     Capabilities Integration Division Chief (Acting): Mr. Thomas D’Agostino
    Thomas.Dagostino@us.army.mil
    Tel: 703-607-1951
     BIMA STB Team Lead: Mr. Matthew Young
    Matthew.R.Young4.ctr@us.army.mil
    Tel: 703.607.2043
     DoD EBTS Lead: Mr. Brian Harrig
    brian.w.harrig.ctr@us.army.mil
    Tel: 703.602.3847
     BIMA STB Email Address
    DCSG-3BiometricsStandardsBranchTeam@conus.army.mil

   BIMA Data Team (BDT) - Architecture and Standards Branch
     Project Manager: Mr. Keith Riser
    Keith.m.riser.civ@mail.mil
    Tel: 443-861-9104
     Technical Manager: Ms. Mayra Wiggins
    Mayra.E.Wiggins.civ@mail.mil
    Tel: 443-861-9145
     Task Manager: Ms. Mary Reddell
    Marykatherine.M.Reddell.ctr@mail.mil
    Tel: 443-861-8236
     BDT Lead: Mr. Chris Ceravolo
    Chris.Ceravolo@us.army.mil
    Tel: 908-665-5940 x310
     AP Lead: Ms. Ruth Eggleston
    Ruth.Eggleston@us.army.mil
    Tel: 908-665-5940 x307

				
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