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Circular Letter No. 009/2008







To all participants of the FundsXML Standards Committee Bundesverband Investment

und Asset Management e.V.





Contact:

Dr. Carsten Lüders

Phone: +49.69.154090.224

Fax: +49.69.154090.124

carsten.lueders@bvi.de



Minutes of the meeting on September 24th of 2008 in Vienna October 5th, 2008





Dear colleagues,



Please find attached the minutes of the meeting of the Standards Committee

th

of September 24 of 2008, at VÖIG Vereinigung österreichischer

Investmentgesellschaften in Vienna



If you have any questions, please, do not hesitate to contact us.



Best regards

BVI Bundesverband Investment und Asset Management e.V.





signed Dr. Carsten Lüders signed Sarah Schnorr



Encl.

Minutes









Hauptgeschäftsführer:

Stefan Seip

Geschäftsführer:

Rüdiger H. Päsler

Rudolf Siebel

Eschenheimer Anlage 28

60318 Frankfurt am Main

Postfach 10 04 37

60004 Frankfurt am Main

Tel.: 069 / 15 40 90 - 0

Fax: 069 / 5 97 14 06

info@bvi.de

www.bvi.de

Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 2 of 13 to Circular letter no. 009/2008









Minutes



Of the Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna





The Members of the Standards Committee deal with the Agenda in the

following order



1 Minutes of the last meeting



2 New applicants for membership in the FundsXML Standards

Committee

- IFR Federation of Danish Investment Associations

- DIAMS (France)



3 The Status of the next version of FundsXML



4 Organisation of the working process for the further development of

FundsXML



5 Charta of FundsXML

- Requests for changes

- Translation into English



6 Promotion of FundsXML as an industry standard



7 FundsXML Website



8 Miscellaneous

- EFAMA Data Dictionary Working Group

- Usage of FundsXML by the members of the Standards

Committee

- Other subjects









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 3 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna



Minutes to Topic 1:

Minutes of the last meeting





The FundsXML Standards Committee approves the minutes of the last

meeting.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 4 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 2

New applicants for membership in the FundsXML Standards Committee

a. IFR Federation of Danish Investment Association





The members of Standards Committee decide in unison to admit IFR

Federation of Danish Investment Association as a member of the FundsXML

Standards Committee.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 5 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 2

New applicants for membership in the FundsXML Standards Committee

b. DIAMS (France)





The Standards Committee discusses the Letter of Understanding with regard

to the Merger of DIAMS and FundsXML and decides on some changes.



- Bullet point 3



FundsXML should be copyrighted by BVI.

BVI is asked to check whether this is possible from a juridical point of

view



- Bullet point 6



Country specific elements should be added to the dictionary, if

appropriate



- Bullet point 11



DIAMS proposes to change his name into “FundsXML-France”. It has to

be checked whether this is possible taking into account that FundsXML is

copyrighted by BVI and there is no conflict with the copyright.



- The former Bullet points 12 and 13 were put together



The FundsXML Standards Committee will initiate apt measures and apt

bodies to promote FundsXML on national and international basis.



- A new Bullet point is addended



The FundsXML Standards Committee is the only body to decide, which

version is the relevant FundsXML version.



The revised version will be sent out by BVI.



Remark:

The revised version is sent out via email on 6. Oct. 2008 (Att. 1)



The FundsXML Standards Committee decides in unison to admit DIAMS

as member of the FundsXML Standards Committee subject to approval by

the board of DIAMS to become part of FundsXML.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Merger of DIAMS and FundsXML

Letter of understanding







- The principle of a merger of the DIAMS and FundsXML initiatives is validated by the

parties. The goal is to have a common XML dictionary and a single website.

- Target date for effective merger is beginning of 2009.

- The unique brand will be FundsXML, which should be copyrighted by BVI (subject

to the condition of juridical review).

- Documentation, website & marketing of FundsXML going forward shall clarify that it

is supported by several associations, not only BVI.

- The common dictionary will be built from the FundsXML one. DIAMS will gradually

bring their data, especially message formats.

- Country specific elements will be addressed within a forum on the common website.

Gelöscht: will

If appropriate, such specific elements should be added to the dictionary.

- The common language of working will be English which will be also used for the

documentation of the common dictionary.

- One or two delegates from DIAMS will take part in the FundsXML Standards

Committee as soon as possible. François VAN RENTERGHEM will also participate in

the technical committee.

- BVI is willing to continue to host the website, and provide administrative service to

FundsXML committees and WGs, to the extent this will be required by FundsXML.

- Physical meetings of Committees and Working Groups should take place in turn in

the supporting countries as agreed by the members

- During the transition period DIAMS will maintain its current legal structure as an

association. The name will be changed into "FundsXML-France" (subject to the

condition of juridical review).

- The FundsXML Standards Committee will initiate apt measures and apt bodies to

Gelöscht: A FundsXML

promote FundsXML on national and international basis. promotion group will be created,

targeting at big Asset

- The FundsXML Standards Committee is the only body to decide, which version is Management companies, who

the relevant FundsXML version. are the most liable to provide

man-days to FundsXML.

Gelöscht: FundsXML will

consider to add a Marketing &

Promotion WG to help to

Made in XXXXX, XX October 2008 implement the agreed

communication objectives of the

initiative.

Gelöscht: september

DIAMS FundsXML

Page 6 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 3

The Status of the next version of FundsXML





The Standards Committee decides to name the next version will be 3.0. This

makes it easier to differentiate between the actual 1.x version and the former

Austrian version which is called 2.x.



Carsten Lüders reports that there are some minor change requests as a result

of the comment phase. BVI is asked to integrate the change requests as far as

possible and to discuss within the working group the open points left. During

this discussion a final decision about missing data fields for integration of the

shadow accounting message should be taken. Taking into account the results

of the working group and subject to no further changes which are necessary to

be decided by the Standards Committee the Working Draft should be sent out

for last call.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 7 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 4

Organisation of the working process for the further development of FundsXML





Taking into account the experience with FundsXML and its implementation

in the Austrian investment fund community the Standards Committee

decides to give the working group the possibility to decide on changes

which have no impact on downward compatibility and does not imply

massive structural changes. In all those cases the Standards Committee

will be the only body to decide finally. The working group is ordered to

inform the Standards Committee about its decisions and changes of

FundsXML. This enables the working group to work more efficient by

solving problems and taking into account minor change requests with the

aim to optimize and to fasten the implementation of FundsXML.



The working group should meet once a month by telephone conference or

face to face meeting.



To get as much input as possible with regard to change requests a special

email address should be offered to the community like

change.request@fundsxml.org.



Information:

The setup of this email address will be checked by BVI’s IT and installed. Information will be

distributed to the FundsXML Community after installation.







The Standards Committee discusses also the question of its own further

work. The members agree to enable members in case of absence from a

meeting to mandate another member to enable the Standards Committee

to be capable of making decisions.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 8 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 5

Charta of FundsXML





The Standards Committee decides to translate the actual Charta into English.

This translation will be the basis for further discussion about adaptations and

change request. Only one subject has to be changed now under 3.3

“Arbeitsgruppen” (Working Groups). Working documents will no longer be

written in German but in English.



Torsten Holst will do the translation of the Charta. Proof Reading will be done

by Gernot Greimler and Michael Zach.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 9 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 6

Promotion of FundsXML as an industry standard





The members of the Committee are of the opinion that a lot of work is already

done for promoting FundsXML. The efforts should be strengthened by

marketing business cases starting with the implementation of FundsXML as

well promoting the use of FundsXML.



It is decided to use the website to inform the Community about the progress of

FundsXML. For example: How many companies use FundsXML for how many

funds. The website should also be used to transport information like using

Hubs for data delivery like in Austria and France.



It would be great to offer Demo-Funds to show how to deliver the information

added by a descriptive documentation which is still missing.



Workshops for XML-Users and possible users like the one the German

association will do on 24. October 2008.



Also basic information about software and tools should be offered. In this

regard a co-operation with a company like Altova which creates FundsXML

Spy should be taken into account. FundsXML Spy could assist in

documentation purposes as well as in the development of tools.



Other European countries like Eastern European ones should be

convinced to use FundsXML as the standard for investment fund data

distribution.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 10 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 7

FundsXML Website





The Austrian colleagues have created a forum to assist companies and

discuss subjects related to the implementation of FundsXML in Austria. The

Standards Committee welcomes the intention of the Austrians to integrate this

forum into the FundsXML website. For the interim period a link to the Austrian

forum on the FundsXML website will be placed.



Gernot Greimler will discuss the way how to integrate the existing Austrian

forum with Andreas Schefter of BVI.



The Standards Committee decides on a change of the Website. It is no longer

the BVI-Standard. VÖIG/OeKB should also be named as well as other

institutions to come like DIAMS and IFR. A proposal should be worked out and

sent out for decision by the Standards Committee.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 11 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 8

Miscellaneous

a. EFAMA Data Dictionary Working Group





The Data Dictionary Working held its last meeting on 11 September 2008 in

Brussels. It is decided to work on 122 items and to find a common definition

taking into account the work of ISO 20022 and the upcoming FPP integration

as well as the specifics offered by FundsXML. It is decided to group the items

by topics like Date information, general fund information, portfolio information

etc.



The next meeting of the Data Dictionary Working group will be on 6 November

2008. The Standards Committee will be informed about the further

development









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 12 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 8

Miscellaneous

b. Usage of FundsXML by the members of the

Standards Committee





The OeKB informed that the new statistics of the Austrian investment industry

will be delivered with FundsXML by the end of the year.



FERI will improve the quality of its data basis using data delivered with

FundsXML.



Allianz is working on extending the usage of FundsXML.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.

Page 13 of 13 to Circular letter no. 009/2008









Meeting of the FundsXML Standards Committee

On Wednesday, September 24th of 2008, VÖIG, Vienna I



Minutes to Topic 8

Miscellaneous

c. Other Subjects





The integration of FPP in the next version of ISO 20022 makes it

necessary to decide on the integration of all the requested information in

FundsXML. This integration has to be decided on with the version after the

next. The Austrian colleagues see some problems to integrate the

message. The ISO structure is not that apt for integration in XML.



The Standards Committee proposes that the Austrian colleagues should

send their comments to EFAMA. That will enable EFAMA to discuss the

topic in the ISO Committees.









Weitergabe sowie Vervielfältigung dieser Unterlage(n), Verwertung und

Mitteilung ihres Inhalts an Nichtmitglieder des BVI ist unzulässig.

Sämtliche Rechte sind vorbehalten.



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