Myers and Nelson _ Butler
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BACCALAUREATE THESIS
AN INVESTIGATION INTO THE EFFICACY OF PLASTIC SURFACE
BARRIERS USED IN DENTISTRY
Submitted in partial fulfillment of the requirements for the Dental Hygiene Thesis
By
Megan Myers
Desiree Nelson
Aimee Butler
APRIL 2003
We hereby recommend that the thesis prepared under our supervision by Paula Morse be
accepted as fulfilling partial requirements for the baccalaureate thesis in dental hygiene.
Advisor______________________________________________Date___________
Chair________________________________________________Date___________
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Abstract
The purpose of this study was to re-evaluate the use of plastic surface
barriers and determine their efficacy in the dental practice today. It was
hypothesized that there would be no statistical significance of Colony Formation
Units (CFU’s) found after chemical disinfection between dental operatories that
employed barriers and those that did not. The data was collected from fifty-two
different dental operatories. One group of specimens was collected from dental
units that utilized barriers, and the other group of specimens was collected from
units that did not. The bacterial samples were then inoculated and grown on 5%
sheep blood agar plates. After 48 hours of incubation, the total number of CFU’s
were counted and recorded. The median of each subcategory was calculated
and analyzed using paired t-test and Two-Sample Assuming Equal Variances
testing. No statistical significance was found post-disinfection of a barriered
versus non-barriered unit. The results of this study question the need of plastic
surface barriers in dentistry.
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INTRODUCTION
The main purpose of disinfection protocol in a dental office is to control the
contamination and transmission of disease from patient to patient and from
patient to clinician. Items that are utilized during patient treatment that can not
be sterilized or disposed require chemical disinfection. Barrier utilization started
with minimal use for objects incompatible with chemical disinfectants. Tradition
has a tendency to create a snowball effect with the idea that ―more is better‖;
today barriers are placed on surfaces that are compatible with chemical disinfect.
It’s nearly impossible to remove barriers in a soiled treatment room and
prevent contamination of the surfaces so objects barriered have to be chemically
disinfected too. Consequently, clinician infection control time management is
suffering. The efficacies of chemical disinfection products utilized in dental
offices have proven to prevent the transmission of disease. So why are both
barriers and chemical disinfection being applied when chemical disinfection alone
should be adequate? Many negative effects are created by the overuse of
plastic barriers. The application of barriers increases time of pretreatment set up
and post treatment infection control. This leads to an increase in cost of supplies
and a production of hazardous environmental waste.
The research purpose was to study the efficacy of surface barriers in
dentistry. It was hypothesized that upon post disinfection procedures the
barriered verses non-barriered units will show no statistical difference in
Colonizing Formation Units (CFU’s). The review of literature revealed proper
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universal infection control, microorganism disinfection facts, the hazards of
environmental waste and the use of barriers.
Review of Literature
Proper Universal Infection Control
According to the recommendations of the Center for Disease Control
(CDC, 2003), the dental health care provider (DHCP) should either place barriers
between patients, or use an Environmental Protection Agency (EPA) registered
disinfectant (at least low activity level). Cleaning should be the first step in the
disinfection process, otherwise disinfection can be compromised. Therefore, the
unit should be clean of organic matter, salts, and visible soil prior to disinfection.
Also, the scrubbing action of cleaning removes a lot of microorganisms from
surfaces. After the surfaces have been properly cleaned and disinfected, they
should be covered with barriers (Kohn, et al., 2003).
Barriers can help prevent contamination, especially on hard to clean
areas. But, it’s important to change barriers in between patients because they
can become contaminated. While wearing gloves, the DHCP should remove the
contaminated barriers and then inspect all surfaces that were covered with the
barriers to check for any unintentional soiling/contamination (Boyce & Pittet,
2002). The surface area needs to be cleaned and disinfected ONLY if they are
contaminated. If not contaminated, the DHCP should remove soiled gloves and
perform hand hygiene, and then place new barriers. Hand hygiene is any hand
washing with antiseptic/antimicrobial soap, non-antimicrobial soap, or with
alcohol based/ antiseptic rubs (CDC, 2006).
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If barriers are not being used, the surfaces should be cleaned with an EPA
registered disinfectant that is either a low activity Human Immunodeficiency Virus
(HIV), Hepatitis B Virus (HBV) or an intermediate Tuberculosis (TB) activity
disinfectant level. If the unit has been soiled with blood, the intermediate activity
solution should be used to disinfect. The CDC recommends that the dental unit
be cleaned at the end of every work day, but requires it if the surfaces have been
contaminated since it was cleaned last (Kohn, et al, 2003). Areas of specific
concern are: handles of the suction and air/water syringes should be covered
with barriers. If these handles are contaminated, they should be cleaned,
disinfected (intermediate activity level), and then have new barriers placed
(Kohn, et al).
Contact surfaces that are not protected by barriers should be cleaned and
disinfected with either a low activity level disinfectant (no visible soiling), or an
intermediate activity level disinfectant (blood contamination). All disinfectants
used should be EPA registered hospital disinfectants (Kohn, et al., 2003).
Digital radiography sensors need FDA approved barriers. Some non-FDA
approved barriers have been shown to fail up to 44%. The sensors should be
cleaned with an EPA approved high level activity disinfectant between patients,
and then new barriers placed. If the item can’t tolerate high level disinfectant then
the intermediate level disinfectant can be used (Kohn, et al., 2003).
Microorganism Disinfection Facts
Disinfectant agents do not sterilize a surface. However, disinfection uses
a chemical to inactive and or annihilates pathogenic microorganisms.
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Disinfection destroys the microorganisms to a point that they are unable to
transmit infectious disease (Wilkins, 2005). After an approved disinfectant has
been used according to manufactures instructions the treatment room is
considered safe for treatment of a new patient. Using unapproved chemicals to
treat the patient room may only lead to sanitation. Sanitation is different from
disinfection in that it reduces the number of organisms. An ideal disinfectant for
the use in dentistry should have the following characteristics: EPA approved,
broad spectrum, fast action on bacteria, protozoa, viruses and fungi, activity in
presence of other physical factors, non-toxicity, surface compatibility, leave a
residual effect on treated surfaces, user friendly, odorless and economical
(Andrews, 2006 & Wilkins).
The individual completing disinfection tasks must be aware of facts that
will affect the handling and proper use of the product. These include: shelf life,
use life and reuse life, directions for activation, storage conditions, directions for
use, disposal, and warning (Andrews, 2006 & Wilkins, 2005). The Material
Safety Data Sheets (MSDS) form should be kept for reference (UNC, 2004).
Also, clinicians must be aware of specific directions for disinfection
including: precleaning, temperature and time length required for disinfection
(Wilkens). Many of the disinfections must be kept wet on a surface for a period
of a couple minutes for effective disinfection to occur, so ample product must be
administered (Andrews). Chemicals that have been approved for use in dentistry
include glutaraldehydes, (gluctaraldehyde 2% neutral, gluctaraldehyde 2%
alkaline, gluctaraldehyde 2% alkaline with phenolic buffer, gluctaraldehyde 2%
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acidic) chlorines, (chlorine dioxide, sodium hypochlorite 5.25% household
bleach) phenolics (o-phenylphenyl 9% with o-benzyl-p-chlorophenol 1%).and
iodophors (1% available iodine) (Wilkens).
The Hazards of Environmental Waste
In 2003, U.S. residents, businesses, and institutions produced more than
236 million tons of solid waste. This equals out to about 4.5 pounds of waste per
person per day. Of that number, 11.3% were plastics. Currently in the United
States, 30% of solid waste is recycled or composted, 14% is burned at
combustion facilities, and the remaining majority of 56% is disposed of in landfills
(EPA, 2006).
These landfills can pose health risks to those living nearby. The process
of producing these health risks begins when waste is brought to the landfill, and
over time is decomposed through the action of bacteria. After decomposition,
gases are produced, which are carried through the air to neighboring
communities. Methane and carbon dioxide are the major gases produced by the
bacterial decay of landfill wastes (CDPH, 1997). These two gases are
greenhouse gases, which increase the occurrence of the greenhouse effect,
leading to global warming. Other gases produced by landfill bacteria are termed
reduced sulfur gases or sulfides. These gases mainly contribute to the rotting
smell of most landfills. Other problems with landfills include wind-blown litter,
and attraction of vermin and pollutants such as leachate, which can leach into
and pollute groundwater and rivers (Wikipedia, 2006).
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Hazardous waste is becoming a problem in the environment today.
Methods for controlling wastes are creating serious health risks and methods for
disposal of waste are exhaustive. Hazardous waste exhibits one or more of the
following characteristics: ignitability, corrosivity, reactivity, or toxicity. Most dental
barriers are made of plastics, and these fall under the category of hazardous
waste (Wikipedia, 2006).
The plastics used in dental barriers contribute to the growing problems in
landfills. The production and use of plastics has a range of environmental
impacts. Plastic production involves the use of potentially harmful chemicals,
which are added as stabilizers or colorants. Many of these have not undergone
environmental risk assessment and their impact on human health and the
environment is currently uncertain. The disposal of plastic products also
contributes significantly to their environmental impact. Because most plastics are
non-degradable, they take a long time to break down, possibly up to hundreds of
years when they are land filled. (Waste Online, 2006) With more and more
plastics products being disposed of soon after their purchase, the landfill space
required by plastics waste is a growing concern.
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METHODS
The research design included an experimental and control group and the
research was conducted in two dental clinical settings. The first setting was an
academic dental hygiene clinical facility and the second a private practice dental
hygiene setting. In both settings, the experimental group had plastic surface
barriers on the dental unit during dental hygiene treatment and the control group
did not. Therefore, the independent variable was the use of plastic surface
barriers and the dependent variable was the post-dental hygiene treatment count
of colony formation units (CFUs) that remained on the unit after the removal of
the plastic surface barriers before and after the use of chemical disinfectants.
A comparison of CFU scores between the Pre and Post-disinfection
counts was done to establish that barriers did, in fact reduce the number of CFUs
initially, post-patient care. So, it was expected that the CFU count on post-
treatment barriered units would be lower than that of non-barriered units.
Therefore, it was deemed as noteworthy that on post-disinfection there was a
non-significant result between the barriered and non-barriered CFU count. If the
CFU counts on post-disinfection was non-significant than it can be extrapolated
that the use of barriers, in the end, did not impact asepsis.
It was decided to complete the experimental and control group analysis in
two different clinical settings to see if there was a difference in the use of plastic
surface barriers in each setting and if that concomitantly affected the resultant
CFU count post-disinfection of both groups. It was posited that a higher level of
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CFUs would be present in a private practice setting due a decreased vigilance for
asepsis compared to the academic environment.
Table 1:
Research Design Matrix
Data Collection &
Research Phase Research Design
Analysis
Pre/post—t test with an
Are Dental Barriers Group 1: T X
alpha value of p = .05
Effective?
Group 2: X
Observation-qualitative
A total (from both seetings) of 52 operatories were sampled with 5 sites
tested pre-disinfection and 5 sites tested post-disinfection for a total of 520
samples. Microbiological specimens were collected post patient treatment. Each
disinfection study had a sample of five areas swabbed with a sterile cotton swab
moistened with sterile saline solution which included patient chair head rest,
bracket tray, light handle closest to the operator, saliva ejector, and air/water
syringe. A tubercidal/germicidal disinfectant was utilized and the surface was
allowed to dry for ten minutes prior to sampling for post disinfection specimens.
All samples were directly managed to prevent mix-ups and minimize the potential
of contamination. The specimens were inoculated with five percent Sheep Blood
Tryptic Soy Agar (TSA) plates. The CFU total numbers were then counted.
Sample collection occurred in the following manner:
1. All research participants received infection control instructions.
2. Patient treatment was rendered.
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3. Following dismissal of patient a qualitative observation began and
concluded following the post disinfection collection of the sample.
4. The clinician removed their gloves and washed their hands.
5. Clean masks were donned and all other personal protective equipment
was be utilized.
6. An alcohol hand rub was used.
7. New pair of non-sterile gloves were placed.
8. Disposal of plastic barriers were removed and discarded
9. Gloves were removed and disposed.
10. The researcher collected samples then placed a clean mask, washed
their hands and placed a new pair of non-sterile gloves.
11. A sterile cotton swab was moistened with a sterile saline solution and
samples for each of the five areas were be swabbed.
12. Gloves were then removed and discarded.
13. The clinician used an alcohol hand rub and placed on new gloves. All
other personnel protective equipment was worn.
14. The post treatment site was then disinfected by the clinician with an
approved asepsis technique and chemical. The site was allowed to
dry according to the manufacture recommendation.
15. The researcher collecting samples once again utilized all personnel
protective equipment, used an alcohol rub and placed on new gloves.
16. Samples were collected from the five sites utilizing a cotton swab
moistened with a sterile saline solution.
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17. Samples were handled by a microbiology lab after they had received
instructions on minimization of the contamination of samples. A
qualitative observation was performed.
18. The samples were cultured on 5% sheep blood TSA plates.
19. The data was collected using the total number of CFU’s.
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RESULTS
The research purpose was to study the efficacy of surface barriers in
dentistry and to determine the necessity of their use. To reach a valid
conclusion, Colony Formations Units (CFU’s) were examined to determine if
upon post disinfection a barriered versus non barriered unit would result in similar
CFU’s. It was hypothesized that upon post disinfection procedures the barriered
verses non-barriered units would show no statistical difference in CFU’s. The
results will follow with the academic setting first, followed by private practice, and
concluding with post disinfection comparisons. Six t-tests were analyzed which
include:
Academic Setting
Barriered Units: Pre and Post Disinfection Comparison
When comparing pre and post disinfection CFUs of the experimental
group (with barriers) no statistical significance was found, t (59) = 1.328 , p =
0.095 (one tailed). (See Figure 1, Table 2 & 9)
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Academic Setting Barriers
45
40
35
30
Pre-Disinfection
25 Post-Disinfection
20
15
10
5
0
CFUs
Figure 1: Sum of CFU counts in the academic setting with barriers for pre and
post-disinfection.
Table 2:
t-Test: Paired Two Sample for Means for Barried Units
Pre Post
Mean 0.716666667 0.5
Variance 2.511581921 0.525423729
Observations 60 60
Pearson Correlation 0.627058997
Hypothesized Mean Difference 0
df 59
t Stat 1.328332212
P(T<=t) one-tail 0.094591924
t Critical one-tail 1.671093033
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Non-Barriered Units: Pre and Post Disinfection Comparison
When comparing pre and post disinfection CFUs of the control group
(without barriers) statistical significance was found, t (59) = 2.70, p = 0.005 (one
tailed). (See Figure 2, Table 3 & 9)
Academic Setting Non Barriers
3000
2500
2000
Pre Disinfection
Post Disinfection
1500
1000
500
0
CFU's
Figure 2: Sum of CFU counts in the academic setting with no barriers for pre and
post disinfection.
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Table 3:
t-Test: Paired Two Sample for Means for Non-Barriered Units
Pre Post
Mean 49.8 1.4
Variance 19968.70508 60.2440678
Observations 60 60
Pearson Correlation 0.359142636
Hypothesized Mean Difference 0
df 59
t Stat 2.702749225
P(T<=t) one-tail 0.004483801
t Critical one-tail 1.671093033
Barriered and Non-Barriered Post-Disinfection Scores
When comparing post disinfection procedures for barriered and non
barriered units in the Academic Setting no statistical significance was found,
t (118) = .894, p = 0.186 (one tailed). (See Figure 3, Table 4 & 9)
Academic Setting Barriered & Non Barriered Post Disinfection
90
80
70
60
Barriers
50 Non Barriers
40
30
20
10
0
1
Figure 3: Sum of CFU counts in the Academic setting with both barriers and
non-barriers comparing post disinfection scores.
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Table 4:
t-Test: Means of Post-Disinfection Scores
Barriered Non-Barriered
Mean 0.5 1.4
Variance 0.525423729 60.2440678
Observations 60 60
Pooled Variance 30.38474576
Hypothesized Mean Difference 0
df 118
t Stat -0.894283738
P(T<=t) one-tail 0.18649526
t Critical one-tail 1.657869523
Private Practice
Barriered Units: Pre and Post Disinfection Comparisons
When comparing pre and post disinfection CFUs of the experimental
group (with barriers) statistical significance was found, t (59) = 3.494, p = 0.001
(one tailed). (See Figure 4, Table 5 & 9)
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Private Practice Barriers
60
50
40
Pre Disinfection
Post Disinfection
30
20
10
0
CFU's
Figure 4: Sum of CFU counts in the Private Practice setting with barriers for pre
and post disinfection.
Table 5:
t-Test: Paired Two Sample for Means for Barriered Units
Pre Post
Mean 0.883333333 0.283333333
Variance 2.409887006 0.24039548
Observations 60 60
Pearson Correlation 0.57860391
Hypothesized Mean Difference 0
Df 59
t Stat 3.493836938
P(T<=t) one-tail 0.00045484
t Critical one-tail 1.671093033
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Non-Barriered Units: Pre and Post Disinfection Comparison
When comparing pre and post disinfection CFUs of the control group
(without barriers) statistical significance was found, t (59) = 3.06, p = 0.002 (one
tailed). (See Figure 5, Table 6 & 9)
Private Practice Non Barriers
2000
1800
1600
1400
1200 Pre Disinfection
Post Disinfection
1000
800
600
400
200
0
CFU's
Figure 5: Sum of CFU counts in the Private Practice setting with no barriers for
pre and post disinfection.
Table 6:
t-Test: Paired Two Sample for Means for non-barriered units
Pre Post
Mean 31.56666667 0.866666667
Variance 6338.215819 7.066666667
Observations 60 60
Pearson Correlation 0.723380416
Hypothesized Mean Difference 0
df 59
t Stat 3.060046831
P(T<=t) one-tail 0.001663652
t Critical one-tail 1.671093033
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Barriered and Non-Barriered Post Disinfectionn Comparison
When comparing post disinfection procedures for barriered and non
barriered units in the Private Practice setting no statistical significance was
found, t (118) = 1.672, p = 0.049 (one tailed). (See Figure 6, Table 7 & 9)
Private Practice Comparison of Post-Disinfection Scores
35
30
25
Barriered
20 Non-Barriered
15
10
5
0
CFUs
Figure 6: Sum of CFU counts in the Private Practice setting with both barriers
and non barriers comparing post disinfection scores
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Table 7:
t-Test: Comparison of Post-Disinfection Scores for the Private Practice
Barriered Non-Barriered
Mean 0.283333333 0.593220339
Variance 0.24039548 2.62478083
Observations 60 59
Pooled Variance 1.422398474
Hypothesized Mean Difference 0
df 117
t Stat -1.417166498
P(T<=t) one-tail 0.079545831
t Critical one-tail 1.657981659
Environmental Comparisons
Post Disinfection Comparison of Academic & Private Practice
When comparing post disinfection procedures for Academic and Private
Practice settings inclusive of barriered and non barriered units no statistical
significance was found, t (237) = 1.65, p = 0.16 (one tailed). (See Figure 7,
Table 8 & 9)
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Environmental Comparison of Post-Disinfection Scores
120
100
80
Academic
Private Practice
60
40
20
0
CFUs
Figure 7: Sum of CFU counts in the Academic and Private Practice comparing
post disinfection scores including barriered and non barriered units
Table 8:
t-Test: Comparison of Post-Disinfection Scores Between Environments
Academic Private Practice
Mean 0.95 0.43697479
Variance 30.33361345 1.434553482
Observations 120 119
Pooled Variance 15.94505194
Hypothesized Mean Difference 0
df 237
t Stat 0.993095219
P(T<=t) one-tail 0.160838194
t Critical one-tail 1.651308392
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Summary of Results
Table 9: Summary of t-test results with p values
Academic Private Practice
Barriered Non-Barriered Barriered Non-Barriered
Pre/Post Pre/Post Pre/Post Pre/Post
p = .09 p = .00 p = .00 p = .00
Comparison of Post Scores Post Scores
p = .18 p = .07
Environmental Comparisons of Post Scores
p = .16
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DISCUSSION
The purpose of this research was to evaluate the efficacy of plastic
surface barriers used in dentistry in conjunction with surface disinfection. It was
hypothesized that there would be no statistical significance when comparing post
disinfection scores of non-barriered and barriered units. Evidence suggests
support for the hypothesis. There was not a statistically significant difference in
CFU’s post treatment, post disinfection between the non-barriered versus
barriered units. As a result, the null hypothesis was rejected.
It needs to be re-emphasized that a comparison of CFU scores between
the Pre and Post-disinfection counts was done to establish that barriers did, in
fact reduce the number of CFUs initially, post-patient care. However, once the
use of an OSHA approved disinfectant was used on both the barriered and non-
barriered units, there was no difference in the CFU count. In the end, post-
treatment asepsis procedures meted the same result, it did not matter whether
barriers were used or not used. This outcome was seen as very significant and
could be extrapolated to mean that the use of barriers did not impact asepsis.
Which in turn leads to the question of whether the continued use of plastic
surface barriers in dentistry should continue to be benchmark practice.
In support of the assertions made in the last paragraph, it was seen as a
positive finding that in both the academic and private practice settings there was
a statistically significant difference in CFU counts between the non-barriered pre
and post-disinfection scores and with the barriered pre and post-disinfection
scores there result was very close to significant for the academic setting and
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significant for the private practice. This was expected because a surface barrier
will reduce CFUs on their own, which would be a great help if all that was being
done for asepsis were the use of barriers. However, since a surface disinfectant
is always used as well, the benefit of the plastic surface barrier is negated.
It needs to be acknowledged that the graphs in the results section can be
visually misleading due to the fact that the left hand grid lines and categories
were different for each graph. This was difficult to homogenize these graphs due
to the fact that in one case the graph depicted a CFU count range of 25 – 50 and
another a range of 500 – 3500. The graphs were left in to show the dramatic
difference in the comparison scores for that graph but could not be realistically
compared to other graphs. With the addition of the quantitative scores for the t-
test analysis, there was little concern that the actual outcomes would be polluted.
Researchers posited that there would be a difference in the CFU post-
disinfection scores between groups between environments. It was interesting
that there was not a significant difference between scores of groups for both
environments. It was theorized that asepsis techniques would be utopian in an
academic setting but that those same skills for disinfection would not be as high
in a private practice environment. These finding add support to the fact that a
high level of asepsis is maintained in private practice as well as academic.
Some recommendations for future researchers include: In the private
practice setting, it would be ideal to allocate more time between patients for
researchers to gather appropriate specimen collection. If a surface disinfection
requires mixing, the researches should be responsible to do so to ensure quality
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control. Possibility may exist for operator error in following proper protocol for
infection control. A future study may indicate a need to check the quality control
of universal standards on precautions. Conducting a double blind study for
quality assurance may be ideal. These recommendations would increase the
validity of future research findings.
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CONCLUSION
The results of this study rejected the null hypothesis and supported the
hypothesis; there was no statistical significance in CFU’s between dental
operatories that utilized barriers and dental operatories that did not.
Disadvantages of using barriers include increased time, money, and negative
effects on the environment. Because of these reasons, it may be beneficial to
dental practices and the environment to reconsider the use of plastic surface
barriers for infection control protocol.
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REFERENCES
Andrews, N. (2006) Office Asepsis: Perception.
http://www.kerrtotalcare.com/learning/publications/wallCharts/pdf/scheni.
Pdf.
Boyce, J. & Pittet, D. (2002). Guideline for hand hygiene in health-care settings
Centers for Disease Control.
http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5116a1.htm
Connecticut Department of Public Health (CDPH), (1997). What you need to
know about municipal waste landfill gases.
http://www.dph.state.ct.us/Publications/brs/eoha/landfill.pdf.
Environmental Protection Agency (EPA), (2006). Municipal solid waste basic
facts. http://www.epa.gov/epaoswer/non-hw/muncpl/facts.htm.
Kohn, W. et al., (2003). Guidelines for infection control in dental health-care
settings. Centers for Disease Control.
http://www.cdc.gov/mmwr/preview/mmwrhtml/rr5217a1.htm.
2eption
UNC, (2004) Exposure Control Plan for Bloodborne Pathogens.
http://ehs.unc.edu/biological/bbp/ecpbbp.pdf.
Waste Online, (2006). Plastics recycling information sheet.
http://www.wasteonline.org.uk/resources/InformationSheets/Plastics.htm.
Wikipedia. (2006). Waste management.
http://en.wikipedia.org/wiki/Waste_management.
Wilkens, E., (2005) Clinical Practice of the Dental Hygienist. 9th ed. 65-75.
.S.
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ACKNOWLEDGEMENTS
The researchers greatly thank Professor Kami Hanson, MEd, RDH, for her
countless hours of assistance. We would also like to recognize and thank Lynn
Moyes for his time and effort in the microbiology lab; also Dr. Hincks, who
graciously allowed us to use his practice to obtain samples.
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Appendix A
IRB Approval Letter
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Appendix B
Calibration
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Calibration
A mock specimen collection was presented with all research investigators
present. There was also a discussion involving questions and answers. All
researches read this section prior to data collection to attain a tight calibration.
-No need for any measures until patient is dismissed.
-Once clinician is ready to clean op they are to:
1. Put there instruments in the Ultrasonic and clear disposables
other then plastic barriers. If they have other stuff out have them
clean it up with cavi wipes and put it away before they get you.
Just have them avoid cleaning surfaces of research
2. Alert a research investigator that they are ready
3. If they are utilizing non-barriers, samples are taken
immediately—make sure clinician and researcher use personal
protective equipment (see 4 for additional info)
4. If clinician is utilizing barriers:
-researcher watches them place new gloves (clinician must
wash their hands or use rub while researcher watch, clinician
must also properly place there gloves by touching only the
rim area prior to placing gloves the clinician will done their
mask and will then remove all barriers with as minimal
contact to the underlining barrier surface as possible. The
clinician will then remove their gloves and wash their hands.
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At this time they can be dismissed from the area or remain—
if they are close their masks should stay on. The researcher
must then place gloves, masks, etc as properly directed (if
any questions read Wilkens for proper technique) Pre-
disinfection specimen collection are taken from the areas
with the barriers OFF.
5. Specimen collection:
-This step is the same for pre & post, barriered & non
To yield the most valid/accurate statistics the two most important
aspects are avoiding cross contamination and calibration. Five
areas will be gathered each time you take specimens. A total of 13
pre and 13 post (both barrierd and non barriers) needs to be
assessed. The five sites are: 1, bracket tray (2 inch square area
needs to be swabbed going in vertical strokes followed by
horizontal strokes in the same area. Use the very center portion of
the tray 2, the light handle closest to the operator. Make sure you
know if the clinician is a righty or lefty I will ask the class on
Tuesday and tell you if any one is a lefty (otherwise no worries).
Visually Bisect the light handle in half vertically. Specimen
collection will be in vertical overlapping strokes on the lateral aspect
of the light handle 3, Head rest, utilize a 2 inch square area
directly in the middle of the head rest using, vertical and horizontal
strokes 4, Suction, considering that the saliva ejector (slow
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speed evacuation) is utilized the most the specimen will be
gathered from this site. Visually bisect the metal portion vertically
in half with the side closest to the thumb latch/control being the side
of specimen collection. Use vertical overlapping strokes and finish
by swabbing over the latch/control (make sure you go around the
grooved areas 5, Air water syringe—visually bisect the metal
portion in half in a vertical plane. Sample collection will be on the
half that the air water buttons are on. Use vertical strokes followed
by circular swabs circumferential to the air/water buttons—make
sure you hit all of the grooves very well.
* While you are swabbing the areas minimize any touching to surfaces to avoid
cross contamination. Use a clean swab for each area. As soon as the sample
has been taken swab the petre dish utilize overlapping strokes in three planes at
60 degree angles to each other covering the entire surface. Most of the CFU’s in
the area that is swabbed for pre-disinfection will be removed from the surface.
Because of this make sure the specimen collection is the same size for post
disinfection as it was for pre-disinfection and utilize the sample sites as close as
possible while still ensuring that the same specimen collection site is not used.
(We will go over this in the mock specimen collection to clarify any confusion)
6. Complete a qualitative observation to ensure that asepsis technique is being
completed correctly. The clinician should re-wash/rub hands use new gloves and
where there masks. Make sure all surfaces are disinfected. Allow the surface to
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air dry 5 minutes prior to post-op specimen collection. If possible have the
clinician leave the area until data collection can be assumed.
Make sure the petre dishes are labeled and avoid crossing any samples by
keeping them labeled and organized.
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Appendix C
Data Tables
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Total CFU
Academic Setting
Barriers
Pre Disinfection Post Disinfection
Head Tray Light Air/H20 Suction Head Tray Light Air/H20 Suction
Rest Handle syringe Rest Handle syringe
1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0
2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0
3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0
4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0
5. 0 5. 0 5. 0 5. 0 5. 0 5. 0 5. 1 5. 0 5. 0 5. 0
6. 0 6. 0 6. 0 6. 0 6. 0 6. 0 6. 1 6. 0 6. 0 6. 0
7. 0 7. 1 7. 0 7. 1 7. 0 7. 0 7. 1 7. 0 7. 0 7. 0
8. 1 8. 1 8. 0 8. 1 8. 0 8. 0 8. 1 8. 0 8. 0 8. 0
9. 1 9. 1 9. 1 9. 1 9. 0 9. 1 9. 1 9. 1 9. 0 9. 1
10. 1 10. 2 10. 1 10. 1 10. 0 10. 1 10. 1 10. 1 10. 1 10. 1
11. 3 11. 2 11. 2 11. 1 11. 1 11. 2 11. 1 11. 2 11. 1 11. 1
12. 3 12. 2 12. 11 12. 3 12. 1 12. 3 12. 2 12. 2 12. 1 12. 2
13. 5 13. 11 13. 8000 13. 5 13. 3 13. 3 13. 2 13. 2 13. 8 13. 2
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Total CFU
Academic Setting
Non Barriers
Pre Disinfection Post Disinfection
Head Tray Light Air/H20 Suction Head Tray Light Air/H20 Suction
Rest Handle syringe Rest Handle syringe
1. 0 1. 0 1. 0 1. 0 1. 1 1. 0 1. 0 1. 0 1. 0 1. 0
2. 1 2. 0 2. 1 2. 0 2. 1 2. 0 2. 0 2. 0 2. 0 2. 0
3. 3 3. 0 3. 1 3. 2 3. 1 3. 0 3. 0 3. 0 3. 0 3. 0
4. 5 4. 0 4. 4 4. 2 4. 2 4. 0 4. 0 4. 0 4. 0 4. 0
5. 6 5. 0 5. 5 5. 3 5. 2 5. 0 5. 0 5. 0 5. 0 5. 0
6. 7 6. 1 6. 5 6. 3 6. 5 6. 1 6. 0 6. 0 6. 0 6. 0
7. 9 7. 3 7. 6 7. 5 7. 9 7. 1 7. 0 7. 0 7. 0 7. 0
8. 10 8. 4 8. 7 8. 7 8. 7 8. 1 8. 0 8. 0 8. 0 8. 0
9. 11 9. 4 9. 7 9. 9 9. 7 9. 1 9. 0 9. 0 9. 1 9. 0
10. 26 10. 5 10. 12 10. 19 10. 12 10. 1 10. 0 10. 0 10. 1 10. 0
11. 300 11. 5 11. 13 11. 180 11. 300 11. 3 11. 1 11. 1 11. 1 11. 1
12. 900 12. 360 12. 150 12. 225 12. 315 12. 7 12. 1 12. 1 12. 1 12. 60
13. 1020 13. 435 13. 300 13. 840 13. 540 13. 90 13. 3 13. 1 13. 2 13. 180
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Total CFU
Private Practice
Barriers
Pre Disinfection Post Disinfection
Head Tray Light Air/H20 Suction Head Tray Light Air/H20 Suction
Rest Handle syringe Rest Handle syringe
1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0
2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0 2. 0
3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0 3. 0
4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0 4. 0
5. 0 5. 0 5. 0 5. 0 5. 1 5. 0 5. 0 5. 0 5. 0 5. 0
6. 0 6. 0 6. 0 6. 0 6. 1 6. 0 6. 0 6. 0 6. 0 6. 0
7. 0 7. 0 7. 0 7. 0 7. 2 7. 0 7. 0 7. 0 7. 0 7. 0
8. 1 8. 0 8. 0 8. 0 8. 2 8. 0 8. 0 8. 1 8. 0 8. 0
9. 1 9. 1 9. 1 9. 1 9. 2 9. 0 9. 0 9. 1 9. 0 9. 1
10. 2 10. 1 10. 1 10. 1 10. 2 10. 0 10. 1 10. 1 10. 0 10. 1
11. 2 11. 2 11. 2 11. 2 11. 3 11. 1 11. 1 11. 1 11. 1 11. 1
12. 3 12. 3 12. 2 12. 3 12. 10 12. 1 12. 1 12. 2 12. 1 12. 1
13. 150 13. 6 13. 2 13. 5 13. 8100 13. 2 13. 2 13. 2 13. 3 13. 1
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Total CFU
Private Practice
Non Barriers
Pre Disinfection Post Disinfection
Head Tray Light Air/H20 Suction Head Tray Light Air/H20 Suction
Rest Handle syringe Rest Handle syringe
1. 1 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0 1. 0
2. 3 2. 0 2. 0 2. 2 2. 1 2. 0 2. 0 2. 0 2. 0 2. 0
3. 4 3. 1 3. 0 3. 3 3. 1 3. 0 3. 0 3. 0 3. 0 3. 0
4. 6 4. 1 4. 0 4. 3 4. 2 4. 0 4. 0 4. 0 4. 0 4. 0
5. 8 5. 1 5. 1 5. 3 5. 2 5. 0 5. 0 5. 0 5. 0 5. 0
6. 13 6. 1 6. 1 6. 5 6. 4 6. 0 6. 0 6. 0 6. 0 6. 0
7. 20 7. 2 7. 1 7. 5 7. 6 7. 0 7. 0 7. 0 7. 0 7. 0
8. 45 8. 2 8. 1 8. 10 8. 8 8. 0 8. 0 8. 0 8. 0 8. 0
9. 45 9. 2 9. 1 9. 60 9. 30 9. 2 9. 0 9. 0 9. 0 9. 1
10. 90 10. 2 10. 1 10. 45 10. 90 10. 2 10. 0 10. 1 10. 0 10. 1
11. 150 11. 3 11. 1 11. 90 11. 150 11. 10 11. 1 11. 1 11. 1 11. 1
12. 300 12. 5 12. 2 12. 480 12. 180 12. 17 12. 3 12. 2 12. 6 12. 3
13. 390 13. 90 13. 3 13. 1620 13. 1440 13. 4320 13. 8 13. 1080 13. 13 13. 5400
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